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Effect of Obesity on High-density Lipoprotein Metabolism**

Article  in  Obesity · January 2008


DOI: 10.1038/oby.2007.342 · Source: PubMed

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Effect of Obesity on High-density Lipoprotein


Metabolism
Shirya Rashid and Jacques Genest

Abstract lipid transfer to HDL by lipoprotein lipase and reduced


RASHID, SHIRYA, JACQUES GENEST. Effect of obesity HDL clearance by hepatic triglyceride lipase as a result of
on high-density lipoprotein metabolism. Obesity. 2007;15: endurance training are two important mechanisms for in-
2875–2888. creases in HDL observed from exercise.
Reduced levels of high-density lipoproteins (HDL) in non-
obese and obese states are associated with increased risk for Key words: adiposity, high-density lipoproteins, diet,
the development of coronary artery disease. Therefore, it is exercise, cardiovascular risk
imperative to determine the mechanisms responsible for
reduced HDL in obese states and, conversely, to examine
therapies aimed at increasing HDL levels in these individ-
Introduction
The strong inverse relationship between plasma concen-
uals. This paper examines the multiple causes for reduced
trations of high-density lipoprotein (HDL)1-cholesterol and
HDL in obese states and the effect of exercise and diet—
the risk of developing coronary artery disease (CAD) (1)
two non-pharmacologic therapies— on HDL metabolism in
has stimulated interest in determining the mechanisms and
humans. In general, the concentration of HDL-cholesterol is
optimal management of low HDL-cholesterol (⬍35 mg/dL)
adversely altered in obesity, with HDL-cholesterol levels
(2,3). A number of genetic, lifestyle, and environmental
associated with both the degree and distribution of obesity.
factors have been shown to contribute to the lowering of
More specifically, intra-abdominal visceral fat deposition is HDL-cholesterol. Genetic disorders characterized by low
an important negative correlate of HDL-cholesterol. The HDL-cholesterol concentrations are rare and include
specific subfractions of HDL that are altered in obese states mutations in apolipoprotein A-I (4 – 6), the major protein
include the HDL2, apolipoprotein A-I, and pre-␤1 subfrac- component of HDL, defects in HDL-mediated efflux of
tions. Decreased HDL levels in obesity have been attributed cholesterol from peripheral cells through the membrane
to both an enhancement in the uptake of HDL2 by adipo- transporter ABCA1 (7–9), and hypercatabolism of normal
cytes and an increase in the catabolism of apolipoprotein apolipoprotein A-I (10). In contrast, lifestyle factors—
A-I on HDL particles. In addition, there is a decrease in the including obesity, physical inactivity, diet, smoking, and
conversion of the pre-␤1 subfraction, the initial acceptor of advanced alcohol-related liver disease—account for the
cholesterol from peripheral cells, to pre-␤2 particles. Con- majority of cases of low HDL-cholesterol levels (11–13).
versely, as a means of reversing the decrease in HDL levels In particular, obesity, defined as the excessive accumu-
in obesity, sustained weight loss is an effective method. lation of body fat, is frequently associated with a low
More specifically, weight loss achieved through exercise is concentration, adverse distribution pattern, and abnormal
more effective at raising HDL levels than dieting. Exercise metabolism of HDL particles (14,15). Obesity is a highly
mediates positive effects on HDL levels at least partly prevalent chronic state observed in 32% of all adults in the
through changes in enzymes of HDL metabolism. Increased United States (16). Moreover, the Framingham Heart Study
(17) and the Third National Health and Nutrition Examina-
tion Survey (18) have shown a significant increase in life-
Received for review January 17, 2007.
Accepted in final form May 3, 2007.
time risk of CAD with level of obesity, which may be partly
The costs of publication of this article were defrayed, in part, by the payment of page attributed to its association with low HDL-cholesterol lev-
charges. This article must, therefore, be hereby marked “advertisement” in accordance with
18 U.S.C. Section 1734 solely to indicate this fact.
Faculty of Medicine, Division of Cardiology, McGill University, Montreal, Canada.
1
Address correspondence to Shirya Rashid, Department of Medicine, Division of Cardiology, Nonstandard abbreviations: HDL, high-density lipoprotein; CAD, coronary artery disease;
McGill University, Royal Victoria Hospital, Room H7–13, 687 Pine Avenue West, Mon- LDL, low-density lipoprotein; VAT, visceral adipose tissue; VLDL, very-low-density li-
treal, Quebec, Canada H3A 1A1. poprotein; LCAT, lecithin cholesterol ester transfer protein; CETP, cholesteryl ester transfer
E-mail: shirya2004@yahoo.ca protein; FFA, free fatty acid; HSL, hormone-sensitive lipase; PLPT, phospholipid transfer
Copyright © 2007 NAASO protein; apo A-I, apolipoprotein A-I.

OBESITY Vol. 15 No. 12 December 2007 2875


Obesity and High-density Lipoproteins, Rashid and Genest

els. Conversely, an increase in HDL-cholesterol levels has levels both significantly declined in a linear fashion with
been proven to be cardioprotective, such that each 1-mg/dL increasing BMI (ranging from ⬍21 to ⱖ30 kg/m2) (21). An
elevation in HDL reduces CAD risk by 2% to 3%, indepen- increase in BMI, moreover, was strongly and significantly
dently of the levels of low-density lipoprotein and triglyc- related to reduced HDL levels and was more strongly re-
erides (19). A comprehensive pathophysiological explana- lated to reduced HDL than other cardiovascular risk factors,
tion for the association between obesity and increased CAD such as low-density lipoprotein (LDL)-cholesterol levels (21).
risk is still lacking. However, because the variation in Although the Quetelet index and BMI have been used as
HDL-cholesterol levels is an important modifiable CAD a measure of adiposity in many epidemiologic studies
risk factor in obese states, it is imperative to elucidate the (17,22), they are indirect indices of obesity, measuring both
mechanisms which contribute to the lowering of HDL- lean and adipose tissue mass, and they do not provide
cholesterol in obesity and to determine the efficacy of information on the distribution of body fat (23). This is
treatments aimed at raising HDL-cholesterol levels in obese particularly of concern in women, because compared with
individuals. men, the prevalence of complications in lipid metabolism
This paper will outline the evidence linking obesity to and other cardiovascular disease risk factors is less consis-
variations in HDL-cholesterol metabolism, characterize the tently correlated with the degree of obesity in women.
pathophysiologic mechanisms responsible, and examine the Instead, the distribution of body fat in women (and men) is
efficacy of weight loss achieved with exercise—the recom-
an independent predictor of the adverse metabolic patterns
mended non-pharmacologic intervention for increasing
of obesity, cardiovascular morbidity, and mortality (23,24).
HDL-cholesterol levels in obese individuals— on poten-
More specifically, studies that have examined regional fat
tially reversing these changes.
distribution, using both indirect anthropometric parameters
(waist-to-hip circumference, subcutaneous skinfold thickness)
(25) and direct measurement of adipose tissue surface areas
Evidence that Adiposity Is Associated with (computed tomography) (23), have shown a close correlation
Reduced HDL-cholesterol Levels between intra-abdominal fat deposition and indices of car-
Several indices of adiposity have been used to show an diovascular risk, including a low HDL-cholesterol/total cho-
association between obesity and HDL-cholesterol. Epide- lesterol ratio, hypertension, glucose intolerance, hypertri-
miologic data from the large, cross-sectional multinational glyceridemia, and hyperinsulinemia (23,25,26). Such an
Lipid Research Clinics Program Prevalence Study found a accumulation of intra-abdominal visceral fat is more charac-
significant inverse correlation between the Quetelet index of teristic of men, who generally exhibit android or upper body
body mass (height divided by weight squared) and total obesity, than of women, who more typically exhibit gynoid or
HDL-cholesterol in adults of both sexes (20). The associa- lower body obesity, and explains the greater correlation of total
tion between the Quetelet index and HDL-cholesterol re-
fat distribution to an abnormal metabolic profile in men (27).
mained significant when multivariate analysis was applied
Peiris et al. (23) quantified the effect of regional fat
to control for some confounding variables affecting HDL-
deposition on HDL levels in healthy premenopausal women
cholesterol (smoking, alcohol intake, exogenous steroid
with a wide range of body weight and adiposity and found
hormone use, and plasma triglyceride levels), although oth-
(using computed tomography) that 15% of the variance in
ers were not considered (diet, habitual exercise patterns). To
the HDL-cholesterol/total cholesterol ratio was explained
quantify the association, covariance-adjusted mean HDL-
cholesterol levels were calculated at the 10th and 90th by variations in visceral fat mass. However, despite the
percentiles for Quetelet index and revealed that mean HDL- significant effect of adipose tissue distribution on variations
cholesterol levels were 6 to 7 mg/dL higher at the Quetelet in HDL-cholesterol levels, body fat distribution per se has
90th percentile than at the 10th percentile. This difference in been found to be insufficient to explain observed associa-
HDL-cholesterol levels has been reported to significantly tions between visceral intra-abdominal adipose tissue and
alter the risk of mortality from CAD (1). HDL-cholesterol alterations in premenopausal women. De-
BMI, expressed as body weight in kilograms divided by spres et al. (15) showed that obesity is a necessary condition
height in square meters, is frequently used as a measure of for the association in premenopausal women. In a sample of
body fatness in large epidemiologic studies (21). The World 22 lean women with a mean BMI of 21 kg/m2, they found
Health Organization (2002) delineates individuals with a no significant correlation between waist-to-hip ratio and
BMI ⱖ25 kg/m2 and ⱕ29.9 kg/m2 as overweight and those plasma HDL levels, whereas computer tomography-mea-
with a BMI ⱖ30 kg/m2 as obese. In one large-scale study sured high trunk abdominal fat and abdominal cell hyper-
(1566 men and 1627 women) of participants from the Fra- trophy correlated negatively with plasma HDL apoliprotein
mingham Offspring Study, lipoprotein and BMI measures A-I (the major protein component of HDL particles) and
were taken to determine the effects of BMI on coronary risk HDL2 subfraction cholesterol levels (r ⫽ ⫺0.51 and p ⬍
factors. Plasma HDL-cholesterol and apolipoprotein A-1 0.05 for both).

2876 OBESITY Vol. 15 No. 12 December 2007


Obesity and High-density Lipoproteins, Rashid and Genest

In postmenopausal women, in contrast, it seems that pendent predictor of HDL-cholesterol levels after adjusting
obesity is not required to be present for correlations between for BMI and waist circumference, independently of age and
intra-abdominal fat and HDL levels. Ostlund et al. (25) height (30).
determined that variations in abdominal adiposity, as as- To our knowledge, no epidemiologic or clinical study to
sessed through the waist-to-hip ratio, explained 32% of the date has established a causal link between the low plasma
variance of HDL2-cholesterol in healthy, non-obese (or HDL-cholesterol concentrations observed in obese states
mildly obese) elderly (60 to 70 years of age) men and and an increased risk for development of CAD events. Other
women (independently of sex). It has been found both in lipoprotein abnormalities, such as increases in the athero-
perimenopausal and postmenopausal obese women that a genic very-low-density lipoproteins (VLDLs) and LDLs,
high visceral adipose tissue (VAT) area, as assessed with and other metabolic alterations, such as glucose intolerance
computer tomography, is associated with low HDL concen- and insulin resistance, are also associated with obesity and
trations (28). Women with VAT of 106 to 162 cm2 are 2.5 likely contribute to the increased CAD risk in obesity. These
times more likely to have low HDL-cholesterol levels, and changes, however, seem to occur less consistently than low
women with a VAT of ⱖ163 cm2 are 5.5 times more likely HDL-cholesterol levels in obesity. Moreover, the knowl-
to have low HDL-cholesterol, than women with a VAT of edge that HDL-cholesterol levels are an important marker of
105 cm2 or less (28). Thus, the appropriate index of adi- CAD risk and the finding that low HDL-cholesterol levels
are consistently associated with several indices of adiposity
posity to apply in studies investigating associations between
have stimulated research on the mechanisms of HDL low-
adiposity and plasma HDL-cholesterol concentrations is
ering in obese states. These mechanisms will be reviewed in
dependent on the age, metabolic state, and sex of the par-
the next section.
ticular subpopulation/sample group under study.
Studies have additionally examined the impact of ethnic-
ity on HDL levels and whether adiposity contributes to the
relationship. For example, compared with white individuals,
Mechanisms of HDL Lowering in Obesity:
black individuals have consistently been characterized by
Effect of Obesity on HDL Subfractions
In addition to the levels of HDL, the distribution and
higher plasma HDL-cholesterol concentrations. In one
composition of HDL subfractions determine their functional
study, metabolic risk variables, including plasma HDL-
effectiveness. HDL particles are a discrete but highly het-
cholesterol levels, along with body fatness and VAT accu- erogeneous group of lipoproteins that differ in density, size,
mulation, were measured in healthy white men and women lipid content, and protein composition (31). Not surpris-
and black (African-American) men and women in North ingly, obesity has been shown to adversely affect the levels
America (29). Plasma HDL-cholesterol levels were found to of HDL subfractions principally associated with cardiopro-
be higher in black men and women than in their white tection: HDL2, apolipoprotein A-I, and pre-␤1. This section
counterparts (29). This elevation in HDL-cholesterol levels will examine the mechanisms by which obesity is reported
could not be explained by the extent of subcutaneous fat or to mediate variations in HDL subfractions and their impli-
total body fat mass in the black individuals vs. the white cations.
individuals, because no race differences were found in these
variables (29). However, a lower accumulation of VAT in
Effect of Obesity on HDL2 Levels
blacks vs. whites accompanied their higher plasma HDL-
There are several classification systems that have been
cholesterol levels and, indeed, could explain, at least in part, used to characterize HDL subpopulations. Early studies on
their elevated HDL-cholesterol levels (29). In contrast, eth- the effect of obesity on HDL subfractions used the tradi-
nicity per se provided only a minor contribution to the tional sequential ultracentrifugation and precipitation tech-
variance in plasma HDL-cholesterol levels (29). niques to separate HDL into its two principle subfractions:
Although in the case of black individuals, compared with the less dense, cholesterol- and phospholipid-enriched
white individuals, differences in adiposity contribute to HDL2 particles and the denser, smaller, and relatively pro-
differences in HDL-cholesterol levels, this is not always the tein rich HDL3 fraction (2). HDL2 particles are generated
case when comparing different ethnic groups. In another from HDL3 particles when triglyceride-rich lipoproteins are
study, healthy men and women of European and South hydrolyzed by lipoprotein lipase and subsequently transfer
Asian descent in North America were assessed for their their surface components (including cholesterol and phos-
anthropometric variables and lipid levels (30). Although pholipid) to HDL3 (2). HDL2 particles are also formed from
BMI and waist circumference were similar between Euro- smaller HDL particles when lecithin cholesterol ester trans-
pean and South Asian men and European and South Asian fer protein (LCAT) esterifies cholesterol within HDL (32).
women, South Asian men and women had significantly Conversely, the smaller, denser HDL3 subfraction is formed
lower HDL-cholesterol values compared with their Euro- when HDL2 particles are hydrolyzed by the enzyme hepatic
pean counterparts (30). In this case, ethnicity was an inde- lipase.

OBESITY Vol. 15 No. 12 December 2007 2877


Obesity and High-density Lipoproteins, Rashid and Genest

Because of the significant cardioprotective role of HDL2,


the concentrations of HDL2-cholesterol and its relationship
to obesity were studied in a number of different sample
population groups. In one study comparing HDL concen-
trations in 68 age-matched obese (mean BMI ⫽ 32 ⫾ 4
kg/m2) and control subjects, cholesterol and protein con-
tents of HDL2 were found to be 50% lower in the obese
subjects (33). In addition, there was a greater negative
correlation between BMI and HDL2 than between BMI and
HDL3 levels. It was believed that the reduced HDL2 levels
in the obese subjects were caused by two factors: an overall
elevation in very-low-density triglycerides and a slight in-
crease in glycemia, reflecting insulin resistance (33). These
factors may have contributed to decreased lipolysis and a
defective transfer of surface elements to HDL3 in the obese
subjects (33). Figure 1: CETP mediates the transfer of triglycerides from the
Other studies conducted in obese premenopausal women triglyceride-rich lipoproteins— chylomicrons and VLDLs—to
(26) and older adults of both sexes of varying adiposity (25) HDLs. CETP also mediates the reverse transfer of cholesteryl ester
were designed to investigate the importance of adipose from the core of HDL particles to VLDLs and chylomicrons. The
tissue distribution on HDL2-cholesterol levels. These stud- net result is the formation of large, triglyceride-rich, cholesterol
ies showed in their respective sample populations that intra- ester core– depleted HDL particles, which are an ideal substrate for
abdominal fat was a more important independent predictor hepatic lipase, that are cleared by the liver.
of low HDL2-cholesterol levels than mid-thigh fat (26),
BMI, or total percentage body fat (25).
In another study, examining the contribution of intra- subjects (37). In hypertriglyceridemic states, such as obe-
abdominal fat to sex differences in hepatic lipase activity sity, the plasma protein, cholesteryl ester transfer protein
and HDL heterogeneity, it was determined that intra-ab- (CETP), mediates a greater net transfer of triglycerides
dominal fat is a major determinant of the sex differences in from the triglyceride-rich lipoproteins (VLDLs and chylo-
hepatic lipase activity (34). Men have significantly more microns) to HDL particles than normal (38,39) (Figure 1).
intra-abdominal fat and a higher hepatic lipase activity and This has been shown to produce triglyceride-rich HDL
those result in lower HDL2 levels in men (34). particles, including HDL2 particles (38). Triglyceride-rich
Data from several cross-sectional studies conducted HDL particles are also formed from a greater pool of VLDL
among survivors of myocardial infarction and among pa- particles in hypertriglyceridemic, insulin-resistant states. In
tients with angiographically-measured atherosclerosis (35) some cases of hypertriglyceridemia, insulin resistance is
indicated that levels of both HDL2 and HDL3 subfractions present, and this insulin resistance then drives the release of
were significantly lower in these subjects than in healthy free fatty acids (FFAs) from adipose tissue to the circulation
control subjects. However, the differences were greater for (40). This feed-forward cycle of FFA release into the cir-
HDL2 and especially for the relatively rich, large HDL2 culation is mediated by the enzyme hormone-sensitive
species, HDL2b. Other studies have determined that HDL2 is lipase (HSL) (41,42). HAL activity is normally suppressed
the most reliable and sensitive predictor of a normolipi- by insulin after a meal (41,42). However, the activity of this
demic individual’s ability to clear atherogenic triglyceride- lipase is enhanced in insulin-resistant states, such as obesity,
rich lipoproteins from plasma postprandially (36). These driving the release of FFAs into the circulation (41,42). The
studies suggest, but do not prove, that HDL2 vs. HDL3 FFAs provide the substrate for the formation of VLDL
levels are more closely associated with protection against particles by the liver (40). The result is a greater mass of
CAD. Conversely, they suggest that the reduction in HDL2 VLDL particles in the circulation from which a greater
levels in obese states may be associated with increased risk amount of triglycerides are transferred to HDL particles,
of CAD events. causing the HDL particles to be triglyceride rich (40).
The possible mechanisms by which obesity promotes Triglyceride-rich, large HDL2 particles are the preferred
reduced HDL2-cholesterol levels may be divided into indi- substrate for the enzyme hepatic lipase, which hydrolyzes
rect and direct processes. First, other metabolic abnor- HDL and promotes hepatic HDL uptake (38,43). Because
malities present in obese states may indirectly cause the obese subjects have been found to have significantly in-
lowering of HDL2 levels in obese individuals. Hyper- creased protein mass and activities of CETP and post-
triglyceridemia, in particular, is frequently associated with heparin hepatic lipase (44), triglyceride enrichment of
reduced HDL levels and enhanced HDL catabolism in obese HDL2 by CETP and VLDL and its subsequent hydrolysis by

2878 OBESITY Vol. 15 No. 12 December 2007


Obesity and High-density Lipoproteins, Rashid and Genest

hepatic lipase may be a potential mechanism by which an elevation in endothelial lipase with increasing visceral
HDL2 levels are indirectly reduced in obese hypertriglycer- adiposity but no correlation between endothelial lipase and
idemic individuals. either total HDL- or HDL2-cholesterol levels (57). Thus,
Plasma triglyceride levels, however, vary greatly in obese endothelial lipase was found not to mediate the decrease in
individuals, and a large proportion of obese individuals are HDL2 levels seen in obesity (57).
not hypertriglyceridemic (45). Moreover, significant in- The expression levels of another recently discovered
creases in HDL concentration have been shown in severely lipase has been studied in the context of obesity. The lipase
obese men and women after weight loss through dieting and —adipose triglyceride lipase—mediates the hydrolysis of
exercise, despite the lack of change in plasma triglyceride triglyceride stores in adipocytes to form FFAs, which are
levels (46). Therefore, alternate mechanisms likely play a released into the circulation (58,59). Adipose triglyceride
role in mediating reduced HDL2 levels in obese subjects. lipase, together with HSL, is important for the hydrolysis of
Because increased CETP mass and activity levels, which triglycerides in adipose tissue in basal conditions (60).
can potentially decrease HDL2 levels (as mentioned above), In a recent study, adipose tissue biopsies were taken from
have been identified in obese states (44), pharmacologic obese subjects with a wide range of insulin resistance to
inhibition of CETP with CETP inhibitors, such as the re- assess mRNA and protein levels of adipocyte triglyceride
cently characterized torcetrapib series of CETP inhibitors lipase (61). There were strong associations, independent of
(47,48), could potentially benefit obese individuals with low fat mass, between insulin resistance and hyperinsulin-
HDL2 levels. In healthy individuals, CETP mass does not emia and the mRNA and protein of adipocyte triglyceride
correlate with HDL2 (49) or total HDL (50) levels, unless lipase (61). Overall, mRNA and protein levels of adipocyte
the individuals are also hypertriglyceridemic (50) or insulin triglyceride lipase were found to be reduced in insulin-
resistant (51). Thus, CETP inhibition could potentially ben- resistant compared with insulin-sensitive subjects (61).
efit HDL metabolism in obese individuals more than in These results suggest that in insulin-resistant, obese
normal, healthy individuals.
states, decreased expression of adipose triglyceride lipase
It should be noted that a large Phase III clinical trial
decreases the mobility of FFAs from their triglyceride stores
testing the safety and efficacy of torcetrapib was recently
in adipocytes. This indicates less FFA flux from adipocytes
halted because of the higher mortality rates detected in
to the liver. Therefore, less FFA substrate would be avail-
post-cardiac event patients using torcetrapib (52,53). Thus,
able for VLDL production in the liver. With less VLDL
torcetrapib, designed as a novel drug therapy aimed at
produced, there would be less transfer of triglycerides from
raising HDL-cholesterol and reducing atherosclerosis and
VLDL to HDL (including HDL2 particles) that would make
cardiac events, has been deemed a failure. Its failure shows
the HDL particles triglyceride-rich and unstable after action
that factors other than total HDL-cholesterol levels are
by hepatic lipase. Thus, decreased expression of adipose
important to assess when evaluating pharmacologic ap-
proaches to raising HDL-cholesterol in obese patients (53). triglyceride lipase in obese, insulin-resistant states cannot
These factors include HDL particle size and composition account for reduced HDL (and HDL2) levels in these states.
(53). Moreover, the appropriate clinical endpoints in deter- The role of the protein phospholipid transfer protein
mining the efficacy of pharmaceutical approaches to raising (PLTP) has also been studied in terms of its effect on
HDL in obese (and non-obese) patients are decreasing ath- remodeling HDL particles and its activity in obese states.
erosclerosis and decreasing the vulnerability of atheroscle- PLTP has been found in vitro to remodel HDL3 particles
rotic plaques to rupture (53). (particle diameter, 8.7 nm) into two distinct populations of
Despite the failure of torcetrapib, decreasing CETP- HDL— one larger, of particle diameter 10.9 nm, and one
mediated transfer of cholesteryl ester from HDL still seems smaller, of particle diameter 7.8 nm (62). PLTP has also
to be a sound strategy for increasing HDL levels and low- been shown to alter HDL2 particles in vitro such that a
ering CAD risk (53,54) in obese (and non-obese) subjects. population of pre-␤-like HDL particles are produced (63).
However, drugs that modify HDL structure in a different PLTP activity was found to be elevated in a group of 8
manner than torcetrapib are likely required (53). The design healthy obese men (BMI ⬎ 27 kg/m2), relative to 24 non-
of such drugs will be greatly aided by the newly character- obese individuals (64) (Figure 2). PLTP activity, moreover,
ized crystal structure of CETP (53,55). was positively related to BMI and waist-to-hip circumfer-
The role in humans of endothelial lipase, a lipase shown ence ratio (64). Conversely, weight loss with gastric bypass
to mediate a decrease in HDL levels in animal models, has surgery in severely obese middle-age women resulted in a
also been studied. Endothelial lipase has been shown to significant decrease in PLTP activity and, concomitantly, an
hydrolyze phospholipids on the surface of HDL particles increase in the size of HDL2 particles (65). Thus, a reduc-
containing either apo A-I only or both apo A-I and apo A-II tion in PLTP activity with weight loss reversed the athero-
together (56). The result is a decrease in particle size with genic small, dense HDL particles seen in obese individuals
no dissociation of the apolipoproteins (56). Studies showed (65).

OBESITY Vol. 15 No. 12 December 2007 2879


Obesity and High-density Lipoproteins, Rashid and Genest

Effect of Obesity on Apolipoprotein A-I Levels


The HDL2 subfraction contains a relatively high concen-
tration of apolipoprotein A-I (apo A-I) (70), the major
protein component of HDL contributing to ⬃50% of its
mass (39) and an important determinant of its structure and
number in the circulation. Apo A-I is a key marker of
HDL-cholesterol levels, and studies have shown that the
level of apo A-I is more closely correlated with the reduced
risk of atherosclerosis than other markers of HDL-choles-
terol (71,72).
As with levels of HDL2, apo A-I levels are frequently low
in obese patients. Obesity was shown to be associated with
reduced plasma HDL apo A-I levels in the Framingham
Offspring Study conducted in 4260 young adult men and
women (73). Both in vitro (74,75) and in vivo studies in
transgenic animals (76) have suggested that apo A-I directly
protects against the development of atherogenesis by either
preventing the oxidation or self-aggregation of proathero-
genic LDL particles within the arterial wall (75) or by
stimulating the mobilization of cholesterol from the arterial
wall (74). Therefore, the reduced apo A-I levels associated
Figure 2: PLTP mediates the transfer of phospholipids to HDL with obesity may contribute to the increased risk of CAD in
particles. PLTP action results in the formation of larger and obese subjects.
smaller HDL particles, along with the formation of pre-␤-HDL
Brinton et al. (77), Gylling et al. (78), and Ooi et al. (79)
particles, which are cleared by the kidneys.
studied the factors responsible for low plasma HDL apo A-I
concentrations in obese subjects, using a kinetic approach.
A number of studies have suggested that obesity per se More specifically, in their studies, radioisotopes were used
directly induces a reduction in HDL-cholesterol levels. The to trace the kinetic behavior of apo A-I in a group of
factors responsible for the well-characterized exercise- normolipidemic, non-smoking obese individuals (mean
mediated rise in HDL-cholesterol levels were examined by BMI ⫽ 30 kg/m2). Both the rate of input of apo A-I into
Williams et al. (66). Post hoc and regression analysis of 64 plasma and the time that apo A-I resides in plasma have
middle-age men who had completed either a controlled been shown to influence apo A-I concentrations under dif-
moderate exercise training program for 1 year or maintained ferent metabolic conditions (80,81). In obese subjects, two
a sedentary lifestyle revealed that the majority of plasma of the above investigators (77,78) found that a reduction in
HDL2-cholesterol increase induced by moderate exercise the residence time of apo A-I in plasma—a 30% reduction
was caused by a change in body weight. Similarly, Wolf and vs. control subjects—was the principle cause of low apo A-I
Grundy (67) found that caloric restriction did not induce a levels. Conversely, the input rates of apo A-I were not
rise in HDL-cholesterol levels in obese patients until after different between obese subjects and non-obese normolipi-
most of their excess adipose tissue had been removed. demic, control subjects. Ooi et al. found that both the
These clinical studies are consistent with in vitro evi- fractional catabolic rate and production rate of apo A-I are
dence that adipose tissue can specifically bind to and me- elevated in obese individuals compared with lean controls
diate the uptake of 125I-HDL2 and HDL3 (68,69). The (79).
uptake of HDL2 by adipose tissue may be characterized as Together, these studies suggest that the obese state di-
being tissue specific, because abdominal subcutaneous adi- rectly enhances the rate of clearance and can enhance the
pocytes mediate a greater uptake and binding than omental secretion rate of HDL (measured as apo A-I) into plasma.
adipocytes (68,69). Also, HDL2 uptake by adipocytes is This was confirmed by a later study in which the level of
dependent on fat cell size, with hypertrophied cells display- intra-abdominal fat, as measured by magnetic resonance
ing greater uptake (69). imaging, strongly correlated with the clearance rate of HDL
Overall, both direct and indirect mechanisms related to apo A-I (r ⫽ 0.98, p ⫽ 0.003) (82). It is possible that the
the metabolic consequences of obesity may account for increased plasma clearance rate of apo A-I in obese subjects
reduced HDL2 levels in obese subjects. The relative impor- contributes to the increased risk of CAD in obesity.
tance of each seems to be dependent on the primary meta- The enhancement in HDL catabolism in obese states may
bolic abnormality present and the extent and distribution of be attributed to enhanced hepatic lipase and CETP activity
adiposity in the individual. levels in obesity. First, it is well established that hepatic

2880 OBESITY Vol. 15 No. 12 December 2007


Obesity and High-density Lipoproteins, Rashid and Genest

lipase activity levels increase in obese states (83,84). High and an organized, i.e., thermostable, particle with two apo
hepatic lipase activity is associated with reduced levels of A-I molecules and a phospholipid disk (88). The major
HDL2 (84). Hepatic lipase may mediate this effect on HDL2 acceptors of cellular cholesterol are lipid-free apo A-I and
levels by hydrolyzing the surface triglycerides on HDL nascent ␣-LpAI (88).
particles, rendering the particles less stable, thus enhancing Sasahara et al. (87) found that the distribution of ␣-HDL
the clearance of HDL from the circulation (85). Further- and ␤-HDL particles was shifted to smaller species in obese
more, CETP may also play a role in the enhanced clearance subjects (23 middle-age men and postmenopausal women
of HDL in obese states. CETP activity has been found to with a BMI between 25 and 36 kg/m2) compared with lean
increase significantly in obese subjects relative to control subjects (BMI ⬍ 25 kg/m2). Total HDL-cholesterol, HDL
subjects (83). Moreover, CETP activity, independent of apo A-I, and ␣1-HDL levels were significantly reduced in
post-heparin hepatic lipase and lipoprotein lipase activities, obese subjects, confirming earlier studies. However, the
has been found to correlate negatively with HDL-choles- demonstration of increased pre-␤1-HDL in obese subjects
terol levels (44). CETP acts to transfer triglycerides from was a novel finding. Furthermore, on both univariate and
triglyceride-rich VLDL particles and chylomicrons to HDL stepwise regression analysis, BMI was directly correlated
particles and also mediates the reverse transfer of cho- with pre-␤1-HDL and inversely with ␣1-HDL.
lesteryl ester from HDL to VLDL and chylomicrons (86). Possible causes of raised pre-␤1-HDL levels in obesity
This results in triglyceride-rich HDL particles that are de- are greater hepatic lipase and CETP activities found in
pleted of core cholesteryl ester, directly resulting in reduced obese individuals in comparison with lean controls (44).
HDL-cholesterol levels (86). Triglyceride-rich HDL parti- The origins of pre-␤-HDL provide insight into the impli-
cles produced through CETP action are also a good sub- cations of such raised hepatic lipase and CETP activities
strate for hepatic lipase, the action of which enhances the in obesity. Pre-␤1-HDL are discoidal nascent HDL par-
clearance of HDL particles (86). ticles that are generated partly from excess surface lipid
and apoA-I components of HDL2 when HDL2 is catabo-
Effect of Obesity on Pre-␤1 Levels lized. This process occurs when HDL2 transfers cholesteryl
Reduced HDL2 cholesterol and apo A-I levels have been esters to triglyceride-rich lipoproteins through the action of
widely identified as independent CAD risk factors in obe- CETP or is hydrolyzed through the action of hepatic lipase
sity. More recently, however, a deficiency in another HDL (Figure 2). Thus, increased CETP and hepatic lipase activ-
subfraction—pre-␤-HDL— has been identified in obese ities in obese individuals would tend to reduce ␣1- and
states. Pre-␤-HDL is more closely linked to the primary increase ␤1-HDL levels.
anti-atherosclerotic function of HDL, which is mediating In addition, PLTP likely has a role in the generation of
reverse cholesterol transport. Reverse cholesterol transport pre-␤1 particles in obese individuals. PLTP mediates an
is the process by which cholesterol in peripheral (non- increase in phospholipids onto the surface of HDL particles,
hepatic) tissues is transported to the liver for re-use or bile resulting in a displacement of apo A-I and the generation of
acid synthesis (39). In this reverse cholesterol transport new pre-␤1 particles (92) (Figure 2). In humans with a wide
system, the pre-␤-HDL subfraction is believed to promote range of BMI (19 to 43 kg/m2), PLTP activity was shown to
the efflux of cholesterol from peripheral cells (the first step be associated with BMI, body fat mass, and subcutaneous
in reverse cholesterol transport) (87) and may, conse- fat area (92). Overall, PLTP activity was significantly
quently, prevent the accumulation of cholesterol, foam higher in obese vs. non-obese individuals (92). Moreover, in
cells, and fatty lesions in cells of the arterial intima. linear regression analysis, BMI was the sole predictor of
Pre-␤-HDL species are effectively isolated by two- plasma PLTP activity (92).
dimensional non-denaturing electrophoresis of apoA-I- Interestingly, there was also a reduction in the pre-␤1-
containing HDL (87– 89). Kinetic and pulse-chase experi- HDL-to-pre-␤2-HDL ratio in obese subjects in the above
ments conducted in fibroblasts radiolabeled with cholesterol study, suggesting an inhibition in the conversion of pre-␤1
and plasma suggest that three different pre-␤-HDL subspe- to pre-␤2 (87). This may reflect a disruption in reverse
cies are involved in the transport of cell-derived cholesterol cholesterol transport along the HDL particle subfractions
in plasma (90,91). In this model, pre-␤1-HDLs are the initial (87). Indeed, in a later in vitro cell culture study by Sasahara
mediators of cholesterol efflux from peripheral cells. Sub- et al. (93), obese individuals showed an overall decrease in
sequently, they uni-directionally transfer their cholesterol the capacity of HDL subfractions to promote cholesterol
through CETP to larger pre-␤2-HDLs, and then pre-␤3- efflux from fibroblasts. Compared with lean subjects, the
HDLs, and finally to ␣-HDL (identical to HDL2), where the cholesterol efflux activity of pre-␤1-HDL was higher and
cholesterol is esterified by LCAT. that of pre-␤2-HDL was lower in obese individuals. This is
Pre-␤ LpAI is a partially lipidated single apo A-I moiety consistent with a disturbance in the sequential transfer of
with unknown function (88). It is likely a thermodynami- cholesterol from peripheral cells to HDL subfractions in
cally unstable transition form between lipid-free apo A-I reverse cholesterol transport. Furthermore, because pre-␤1-

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Obesity and High-density Lipoproteins, Rashid and Genest

HDL concentrations are increased in both obesity and CAD circumference, has been found in major clinical trials (95) to
(94), it may be a link between obesity, lowered reverse consistently increase HDL-cholesterol concentrations, when
cholesterol transport, and increased risk of CAD in obese given at a dose of 20 mg/d. Rimonabant’s action in reducing
states. food intake seems to be both centrally and peripherally
mediated (95). The peripheral action is potentially through
enhanced thermogenesis through increased oxygen con-
Effect of Weight Loss on Plasma sumption in skeletal muscle and reduced hepatic and adi-
pocyte lipogenesis, among a variety of other mechanisms.
HDL-cholesterol
In the above sections, we established 1) that the levels of In the Rimonabant In Obesity–North America multi-center,
HDL-cholesterol and composition of HDL particles are randomized, double blind trial of more than 3000 obese or
adversely altered in obese individuals; 2) that the extent of overweight individuals (BMI ⱖ 30 kg/m2 and BMI ⱖ 27
kg/m2, respectively), patients were randomized to be on a
the variation is determined by the regional distribution of fat
diet (600 kcal/d deficit) and receive placebo, 5 mg/d rimon-
and specific population under study; and 3) that the alter-
abant, or 20 mg/d rimonabant (100). After 1 year, the group
ations in HDL can lead to a reduction in the cardioprotective
receiving 20 mg/d rimonabant achieved greater mean reduc-
functions of HDL. This section will focus mainly on the
tions in weight and waist circumference and a greater in-
mechanisms and efficacy of weight loss achieved non-
crease in HDL-cholesterol than the placebo group (100). It
pharmacologically through exercise in raising HDL-choles-
has been estimated that ⬃47% to 58% of the improvement
terol levels in overweight individuals.
in HDL-cholesterol mediated by rimonabant is beyond that
As a brief explanation of the pharmacologic weight loss
expected through weight loss alone and may be mediated by
options, orlistat, sibutramine, and rimonabant are three ma-
a direct effect of rimonabant on peripheral tissues, such as
jor current weight loss medications (95). Orlistat is a gastric
the liver (101). Rimonabant has not been found to alter
and pancreatic lipase inhibitor (95). It reduces dietary fat
LDL-cholesterol or blood pressure consistently, and there
absorption by ⬃30% (96) and results in a mean weight loss
are currently no data on cardiovascular morbidity or mor-
of 3 kg (95). In a meta-analysis of 11 placebo-controlled
tality (95). However, several trials are underway, the largest
trials of 1 year, orlistat use has been shown to reduce blood
of which is the Comprehensive Rimonabant Evaluation
pressure, LDL-cholesterol, and fasting glucose in patients
Study of Cardiovascular Endpoints and Outcomes trial (95).
with diabetes (97,98). However, there are no long-term
This trial is studying the effect of rimonabant on myocardial
outcome data showing that orlistat use decreases major
infarction, stroke, and cardiovascular death in 17,000 obese
obesity-related morbidity and mortality (95).
patients (95).
Sibutramine is a combined serotonin and noradrenaline
reuptake inhibitor, which works primarily through its active
amine metabolites (99). Sibutramine produces a mean Efficacy of Exercise Compared with Dieting in Raising
weight loss of 4 to 5 kg (95), which is achieved predomi- HDL-cholesterol in Overweight Individuals
nantly by its centrally mediated action in increasing satiety, The two recommended non-pharmacologic approaches to
thereby reducing food intake (95,99). It also enhances en- raising plasma HDL-cholesterol in overweight individuals
ergy expenditure by stimulating thermogenesis—that is, it are exercise and diet. In two prospective studies, reductions
increases sympathetic activity to thermogenically active in energy intake to 1000 kcal/d produced modest weight
brown fat (95,99). This peripheral action of sibutramine, loss in patients of varying degrees of obesity (102,103). In
however, plays a minor part in weight reduction (95). Long- both studies, after sustained weight loss and a stable reduc-
term studies have not shown any significant effect of sib- tion in body weight, the total HDL-cholesterol levels in-
utramine on LDL-cholesterol and glycemic control (95). creased above baseline values. Similarly, in a study in
Similar to orlistat, there is a lack of long-term data on the severely obese individuals, both low-carbohydrate and con-
effect of sibutramine on major obesity-related morbidity ventional diets (with caloric restrictions imposed in both)
and mortality (95). There is, however, a current clinical trial produced similar (non-significant) increases in HDL-cho-
called the Sibutramine Cardiovascular Outcomes Trial, lesterol above baseline (104).
which is assessing the efficacy of sibutramine in reducing Although in one random, controlled, prospective study,
cardiac events such as myocardial infarction, stroke, and weight loss achieved through long-term calorie restriction
cardiovascular mortality in 9000 obese and overweight pa- was equally effective as exercise in raising total HDL-
tients (95). The Sibutramine Cardiovascular Outcomes Trial cholesterol levels in overweight individuals (105), dieting in
is expected to finish in 2008 (95). general has been shown to be less effective in altering HDL
Neither orlistat nor sibutramine produces a consistent levels than exercise. In obese male subjects, hypocaloric
increase in HDL-cholesterol levels (95). In contrast, rimon- dieting, in contrast to aerobic exercise (70), did not increase
abant, an endocannabinoid receptor antagonist, which re- the cardioprotective HDL2 and apo A-I subfractions and
duces weight by 4 to 5 kg, on average, and decreases waist actually diminished the effects of weight loss on increasing

2882 OBESITY Vol. 15 No. 12 December 2007


Obesity and High-density Lipoproteins, Rashid and Genest

HDL2 levels (106). Also, weight loss achieved through the in HDL-cholesterol. Obviously, a randomly designed study
National Cholesterol Education Program’s recommended conducted on a large sample population group would tend to
low-saturated-fat, low-cholesterol diet did not alter HDL- increase the accuracy and probability of detecting signifi-
cholesterol levels in a 1-year random, controlled study of cant differences in HDL levels. Furthermore, a greater im-
164 men and women (107). Dietary fat, in fact, has been provement in HDL-cholesterol responses to exercise seems
shown to increase HDL levels in mice by increasing the to occur in men compared with women and in more severely
transport rates and decreasing the fractional catabolic rates obese individuals. Differences in baseline HDL-cholesterol
of HDL-cholesterol ester and apo A-I (108). levels among individuals may have contributed to the het-
erogeneous responses to exercise in different sample popu-
Importance of Experimental Design in Exercise lations. Subjects with higher initial HDL-cholesterol levels
Intervention Studies (women and individuals with less relative body weight and
Prospective studies to investigate whether increases in BMI) may not experience the magnitude of increase in
physical activity produce beneficial changes in plasma HDL HDL-cholesterol seen in subjects with lower baseline values
levels in overweight individuals have also produced con- (men and individuals with greater initial body weight and
flicting results. The response to exercise in these individuals BMI) (106,113).
has been found to be heterogeneous and dependent on the
following factors: 1) the methodologic approaches used; 2) Mechanisms of Exercise-induced Elevations in HDL
the intensity and duration of exercise; and 3) fitness levels Levels
achieved. Several studies have compared the effects of exercise and
In obese men and women, exercise programs of various weight loss per se (as a result of hypocaloric dieting) on
intensities and durations have been reported to increase
HDL-cholesterol changes in obese subjects. Wood et al.
(105,109), decrease (110), and not alter (111) HDL-choles-
(107) showed, in a random, 1-year controlled study of 84
terol levels. These variations in the reported effectiveness of
overweight sedentary men, that moderate exercise mediates
exercise on HDL-cholesterol have been attributed to differ-
a greater increase in total HDL- and HDL2-cholesterol per
ences in experimental design. For example, not all studies
kilogram body weight loss than hypocaloric dieting. Simi-
were controlled for collateral changes in diet, smoking, and
larly, Sopko et al. (118) reported that moderate exercise and
alcohol intake, all of which can substantially alter lipopro-
weight loss mediate separate and independent effects on
tein profiles (112,113).
HDL-cholesterol and that their effects are additive. The
Second, the timing of plasma collection can have a pro-
above studies, combined with the evidence that decreases in
found effect on HDL-cholesterol levels (112). Exercise ex-
erts an acute effect on plasma lipids, distinct from its body fat are more easily attained and maintained when
chronic effects because of training and weight loss. For exercise is part of a weight-loss program (119), underscore
example, 40 minutes of continuous treadmill exercise in the greater effectiveness of exercise in raising HDL-choles-
nine healthy women led to transient increases in HDL- terol levels than dieting.
cholesterol levels that returned to baseline values within 24 Exercise mediates a positive effect on HDL3b, HDL2b,
hours (114). Such increases in HDL with acute exercise and HDL apoA-I components, at least partly through
have been attributed to transient increases in lipoprotein changes in enzymes of lipoprotein metabolism. In one
lipase activity and clearance of triglyceride-rich lipoproteins study, the biological half-life of HDL apoA-I was found to
from the circulation (115), which, as discussed above, can be ⬃1.5-fold greater in endurance-trained men vs. sedentary
alter the composition and catabolic rate of HDLs. Thus, controls subjects (116). An 80% greater lipoprotein lipase
studies that measure the effects of exercise-induced weight activity and 38% lower hepatic lipase activity were also
loss on HDL-cholesterol levels at steady-state conditions found in the endurance-trained group. Therefore, increased
before, during, and after exercise sessions would tend to be lipid transfer to HDL by lipoprotein lipase and/or reduced
more reliable. HDL clearance by hepatic lipase were believed to account
Third, differences in plasma volumes across subjects for the prolonged apo A-I half-life in the trained men.
were not accounted for in all exercise intervention studies In a later prospective study, Kiens and Lithell (120)
(112). Because plasma volume expands with training, showed that endurance training directly increased lipopro-
plasma samples uncorrected for changes in an individual’s tein lipase activity in skeletal muscle tissue. Schwartz and
plasma volume would tend to underestimate the effect of Brunzell (121) found that, in obese individuals, lipoprotein
exercise on plasma HDL levels (116). Weight loss, con- lipase activity in adipose tissue increased with weight sta-
versely, reduces plasma volume, and, therefore, plasma bilization at a reduced weight (through hypocaloric dieting)
samples may overestimate its effect on HDL levels (117). and, conversely, returned to baseline levels with weight
Finally, the number and attributes of the subjects studied gain. Although it has not been specifically tested (to our
can contribute to differences in exercise-mediated changes knowledge), the independent effects of exercise and weight

OBESITY Vol. 15 No. 12 December 2007 2883


Obesity and High-density Lipoproteins, Rashid and Genest

loss per se may be attributed to different tissue-specific the fatty Zucker rat) should help in this regard. Also, more
alterations in lipoprotein lipase activity. studies on the effect of obesity on the molecular mecha-
nisms of HDL metabolism (receptor and post-receptor
Role of Exercise Intensity, Duration, and Training on mechanisms) need to be carried out.
HDL-cholesterol Finally, a caveat to consider in non-pharmacologic ap-
There is evidence to indicate that improvements in HDL- proaches to weight loss and increasing plasma HDL con-
cholesterol levels occur only when threshold exercise inten- centrations is the behavioral and metabolic resistance of
sities or duration are reached (122–126). Evaluation of overweight individuals to weight loss. Only 5% of over-
serum lipoproteins in overweight/obese postmenopausal weight subjects are able to achieve and maintain weight loss
women after 1 year of moderate-intensity exercise showed for a prolonged period of time (129). Metabolically, this
no change in HDL levels from baseline values (122). Wil- may partly be a result of an existing set point for fat mass or
liams et al. (124) reported that plasma HDL-cholesterol fat cell size (121). Therefore, a combination of behavioral,
concentrations in healthy, middle-age, sedentary men did diet, and exercise interventions may be required to attain
not change with endurance running unless they ran at least and maintain weight loss and improvements in HDL-cho-
10 mi/wk at 70% to 85% of maximum exercise intensity lesterol levels in obese subjects.
over a period of 9 months. Post hoc analysis of 6849
non-smoking runners of varying BMI further revealed that Acknowledgment
HDL-cholesterol levels increased by 0.2 mg/dL and BMI S.R. is supported by a Canadian Institutes of Health
decreased by 0.05 kg/m2 with every 1-mi increase in dis- Research Fellowship.
tance run per week (125). Further analysis revealed that the
number of miles run per week required to significantly References
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