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Handbook of Clinical Neurology, Vol.

163 (3rd series)


The Frontal Lobes
M. D’Esposito and J.H. Grafman, Editors
https://doi.org/10.1016/B978-0-12-804281-6.00008-2
Copyright © 2019 Elsevier B.V. All rights reserved

Chapter 8

Frontal lobe syndromes


JUSTIN REBER1,3 AND DANIEL TRANEL2*
1
Department of Psychological and Brain Sciences, University of Iowa, Iowa City, IA, United States
2
Department of Neurology, University of Iowa College of Medicine, Iowa City, IA, United States
3
Department of Psychiatry, University of Iowa College of Medicine, Iowa City, IA, United States

Abstract
The frontal lobes contain a complex set of diverse anatomic regions that form multiple distinct, complex
networks with cortical and subcortical regions. Damage to these cortical–subcortical networks can
have dramatic behavioral consequences, ranging from apathy to impairments in executive functioning.
This chapter provides a brief overview of the common syndromes caused by damage to the mediodorsal
and dorsolateral prefrontal circuits, followed by a more detailed review of the syndrome—sometimes
referred to as pseudopsychopathy or acquired sociopathy—associated with damage to the ventromedial
prefrontal circuit.

INTRODUCTION the central role of the frontal lobes in higher cognitive


functions is not in question, and there is similarly little
The frontal lobes make up over one-third of the human
question that frontal dysfunction contributes to many
cerebral cortex and comprise several diverse anatomic
prominent psychiatric disorders, the precise character-
units with distinct and highly complex connections
ization and measurement of cognitive and behavioral
(unidirectional and bidirectional) to other cortical and
manifestations of frontal lobe dysfunction remain elu-
subcortical regions and to each other. Despite major
sive. In this chapter, we review salient cognitive and
progress over the past couple of decades in cognitive
behavioral changes that result from focal damage to
neuroscience and neuropsychology, clinicians (espe- the frontal lobes. To keep the scope of our review trac-
cially clinical neuropsychologists, behavioral neuro-
table, we focus on the prefrontal cortex and on cognitive
logists, neuropsychiatrists, and neurosurgeons) who
and behavioral manifestations that are most commonly
evaluate and treat frontal lobe dysfunction still face many
encountered in clinical practice with patients who have
of the challenges and limitations encountered by prior
focal, acquired damage to the prefrontal cortex (readers
generations. Acquired damage can disrupt in myriad
are referred to other chapters in this volume for other
ways the varied and complex neuroanatomic and func-
perspectives).
tional systems in the frontal lobes, systems which for
the most part remain incompletely understood. Chal-
lenges presented by the anatomic complexity of the fron- PREFRONTAL SYNDROMES
tal lobes are paralleled by the equally daunting array Damage to the prefrontal lobes can have widely varying
of signs and symptoms of frontal lobe damage, and in behavioral consequences, depending upon the location,
particular by the fact that such signs and symptoms do extent, and etiology of the lesion or degeneration. Fur-
not lend themselves easily to quantitative analysis in thermore, damage to the prefrontal lobes is rarely limited
a laboratory setting (including clinical neuropsycho- to a single region, but often affects multiple areas
logic evaluation, e.g., Lezak et al., 2012). Thus, although and disrupts their connections with other cortical and

*Correspondence to: Daniel Tranel, Ph.D., Neuroscience PhD Program Director, Associate Dean of Graduate and Postdoctoral
Studies, Department of Neurology, University of Iowa Hospitals and Clinics, 200 Hawkins Drive, 2155 RCP, Iowa City, IA
52242, United States. Tel: +1-319-384-6050, Fax: +1-319-356-4505, E-mail: daniel-tranel@uiowa.edu
148 J. REBER AND D. TRANEL

Fig. 8.1. Stylized three-dimensional renderings of the brain depicting the major cortical areas involved in the medial frontal,
dorsolateral, and ventromedial circuits.

subcortical structures (Cummings, 1993). Damage to


white matter tracts can also disrupt these circuits, causing
DIMINISHED MOTIVATION: MEDIAL
far more severe impairments than would be expected
FRONTAL AND ANTERIOR CINGULATE
from the extent of cortical damage. It is important, there-
LESIONS
fore, to consider lesions in the prefrontal lobes not as iso- Disruption and damage to the anterior cingulate or
lated neurologic injuries, but as disruptions in complex the medial frontal circuit can cause a spectrum of impa-
anatomic and functional networks. irments in motivation and willful behavior. The mildest
Despite the complexity of prefrontal networks, the form, apathy, derived from the Greek root pathos, is
majority of symptoms resulting from prefrontal dysfun- marked behaviorally by limited spontaneous activity,
ction can be sorted into three broad categories, each such as speech, movement, and gesture, with unaffected
closely linked with one of three parallel yet relatively consciousness, attention, and mood (Marin, 1990; Marin
segregated frontal–subcortical circuits. The first category and Wilkosz, 2005; Filley, 2011). Patients with apathy
generally involves disruptions in motivation and willful are capable of planning and initiating behavior, but
behavior, including the striking manifestations of apathy, they do so less frequently than normal individuals. In
abulia, and akinetic mutism. Such manifestations typ- striking contrast to their impoverished outward behav-
ically occur with lesions to the medial frontal circuit ioral expressions, the patients tend to have normal emo-
and the anterior cingulate gyrus and underlying white tional experiences. Abulia is often used to describe a
matter (Fig. 8.1). The second category, hallmarked by more severe version of apathy, accompanied by psycho-
impairments in executive functioning, is associated with motor slowing, long latency to speech, and a further
damage to the dorsolateral prefrontal circuit. The final dampening of initiative, cognition, and emotion. Neither
category of symptoms, often labeled pseudopsychopathy apathy nor abulia entail a complete lack of affect—in
or acquired sociopathy, involves disturbances in perso- fact, apathetic and abulic patients may experience intense
nality, affect, social conduct, and behavioral regulation, bouts of irrational anger or euphoria, but these emotional
and typically follows lesions to the orbitofrontal circuit experiences are rare. Furthermore, apathy and abulia
and the associated ventromedial cortex and white matter. resulting from damage to the medial frontal circuit is
This chapter will provide a brief overview of the first distinguished from major depressive disorder by the
two categories, followed by a more detailed review of lack of distress and negative cognitions predominant
the last category. in the latter.
FRONTAL LOBE SYNDROMES 149
In the most severe cases, both unilateral and bila- treated emergently with a surgical intervention to clip
teral lesions to the anterior cingulate or the dorsomedial the aneurysm. She sustained bilateral lesions to the
prefrontal circuit can cause akinetic mutism, a condition medial prefrontal region, including the anterior cingulate
wherein patients display a complete loss of sponta- gyrus (Fig. 8.2). In the acute epoch, immediately follo-
neous speech and motor behavior. While they retain wing surgery, she was awake and alert, but had profound
consciousness and continue to track their environ- akinesia and mutism, displaying no spontaneous speech
ment, patients with akinetic mutism lack any other overt or motion. She improved substantially during the first
behaviors, a condition described by Cairns et al. (1941) several weeks following surgery, and she was speak-
as “motionless, mindless wakefulness” (Marin and ing normally and showing normal motor behavior by
Wilkosz, 2005). These patients will not groom them- one month postonset. However, she remained severely
selves, eat and drink only when fed, and often lack “flat” in her behavioral presentation, appearing devoid
bowel and bladder control. Although the conditions of normal emotional animation (in both verbal and
can have similar behavioral profiles, akinetic mutism motor outputs). Her caregivers described her as having
may be differentiated from locked-in syndrome by “no emotion.” She also evidenced severe anterograde
the fact that the lack of movement in akinetic mutism amnesia and impaired insight (anosognosia). Her
is not due to paralysis, but rather due to lack of voli- deficits in emotional expressivity, anterograde memory,
tion. Unlike patients with locked-in syndrome, patients and awareness of her condition persisted into the
with akinetic mutism can make significant recove- chronic epoch.
ries, regaining their mobility, speech, and goal-directed
behavior once their motivation returns (Yang et al.,
IMPAIRMENTS IN EXECUTIVE
2007). Although akinetic mutism is rare and often
FUNCTIONING: DORSOLATERAL
transient, varying degrees of apathy and abulia are
LESIONS
among the most common symptoms of traumatic brain
injury, with studies recording incidence of apathy Executive functioning is a complex term that has
between 41% and 71% in patients (Craig et al., 1996; been defined and redefined so many times in the past
Kant et al., 1998; Ciurli et al., 2011). Notably, Parvizi decades that it has grown to encompass a wide range
et al. (2013) observed that direct electrical stimulation of loosely related higher-order cognitive functions,
of the dorsomedial circuit by way of the anterior cin- including planning, goal-directed behavior, and attention
gulate can produce a sort of reverse apathy, a sense of (Stuss and Benson, 1986; Tranel et al., 1994; Elliott,
increased motivation that they dubbed “the will to 2003; Cummings and Miller, 2007). As a higher-order
persevere.” cognitive construct, executive functioning is multi-
faceted and reliant upon many other “basic” cognitive
Anatomy and common etiologies domains, such as language, attention, perception, and
memory, but it does not fall into any of these categories
The medial frontal circuit includes the cingulate gyrus
itself. The ability to anticipate future outcomes, to select
and the dorsomedial surface of the prefrontal cortex,
a goal, to plan actions to achieve that goal, to monitor
including the supplementary motor area, and the
one’s progress toward that goal, and to flexibly adapt
white matter subjacent to these regions. These areas
one’s behaviors based upon feedback all fall under
can be damaged by vascular events involving the anterior
the wide umbrella of executive functioning. Therefore,
cerebral artery, closed-head trauma, normal-pressure
dysexecutive symptoms resulting from damage to the
hydrocephalus, or neoplasms such as cysts or menin-
dorsolateral prefrontal circuit typically disrupt patients’
giomas arising from the falx cerebri. Similar symptoms
abilities to efficiently and adaptively plan and pursue
can accompany damage to the diencephalon and/or the
goals. Unlike patients with disorders of motivation as
midbrain. Focal damage to this circuit, however, is rela-
elaborated earlier (e.g., apathy, abulia, akinetic mutism),
tively uncommon. Typically, apathy or abulia may arise
who lack the will to form goals in the first place, patients
from unilateral or bilateral damage to the dorsal prefro-
with dorsolateral lesions often put forth great amounts of
ntal structures; akinetic mutism more often results from
inefficient effort pursuing goals, to the point of persever-
bilateral mediodorsal lesions, although some unilateral
ative behaviors and patterns of misplaced behaviors.
cases have been reported (Saint-Cyr et al., 2002).
A large part of the difficulty in rigorously defining
executive functioning is its close relationship with the
Illustrative case
role of the prefrontal cortex. “Frontal lobe functioning”
At age 53, VY500 (a fully right-handed woman with is often used interchangeably with executive function-
12 years of formal education) suffered rupture of an ing, but this conflation of terms leads to both a muddying
anterior communicating artery aneurysm, and she was of definitions and furthers the misconception that the
150 J. REBER AND D. TRANEL

Fig. 8.2. Horizontal slices from CT scan of patient VY500, with bilateral lesions to the anterior cingulate and medial frontal circuit.

frontal lobe is an independent, uniform functional that test “fluid” intelligence or “high g” tasks that require
unit with a single set of functions. Not only does this complex problem-solving (Waltz et al., 1999; Glascher
hamper attempts to understand the functional fraction- et al., 2010; Lezak et al., 2012). There is evidence that
ation of the prefrontal cortex, but it also stifles investiga- the types of intellectual functions supported by the dor-
tion of the role of other neurologic structures, such as solateral circuit are lateralized—unilateral damage to the
the cerebellum, in executive functioning (Schmahmann left dorsolateral prefrontal cortex impairs verbal perfor-
and Sherman, 1998; Winn, 1998). Stuss and Alexander mance, such as letter and semantic fluency tasks
(2007) have argued that even the term “dysexecutive (Benton, 1968; Stuss et al., 1998). In these tasks, partic-
syndrome” is overly broad and misleading, and that ipants are asked to list as many distinct words as they can
further fractionation of executive functioning and its neu- in a short time period that either begin with a given letter
rologic correlates is necessary for a fuller understanding or fall within a semantic category (e.g., animals or fruits).
of prefrontal function. Investigations of neuropsycho- Patients with bilateral lesions or unilateral damage to the
logic batteries designed to measure impairments in exe- left, but not the right, dorsolateral prefrontal region pro-
cutive functioning, for instance, have found that the duce far fewer words during both tasks and make propor-
deficits in the cognitive aspects of executive function- tionally more errors while doing so. Right-sided lesions
ing correspond with damage to the dorsolateral circuit, to the circuit, on the other hand, impair performance
while social/emotional executive dysfunction map onto upon nonverbal “design fluency” tasks (Fig. 8.3;
ventromedial circuit dysfunction (Robinson et al., 2014). Jones-Gotman and Milner, 1977).
Because executive functioning covers such a broad Lesions to either side of the dorsolateral circuit also
spectrum of cognitive functions, dysexecutive symptoms often cause perseveration, the inappropriate or inflexible
arising from damage to the dorsolateral prefrontal circuit continuation or repetition of actions in light of changing
can manifest in a wide variety of forms. Patients with contexts (Sandson and Albert, 1984). When asked to
lesions to this circuit often display deficits in general aca- draw a clock, a patient with dysexecutive symptoms
demic and intellectual functioning, especially on tasks might keep numbering the clock after she reaches 12,
FRONTAL LOBE SYNDROMES 151

Fig. 8.3. Design fluency task performance. Modified from Tranel D, Anderson S, Benton A (1994). Development of the concept of
“executive function” and its relationship to the frontal lobes. In: Boller F, Grafman J (eds.), Handbook of neuropsychology.
Amsterdam: Elsevier. Image from Elsevier publication.

either repeating the numbers or continuing the sequence


(Fig. 8.4), or they may simply continue drawing clocks
after completing the first drawing. The two main neu-
ropsychological tasks used to assess behavioral flexibi-
lity and perseveration are the Wisconsin Card Sorting
Test (WCST) and the Trail Making Test, Part B. In
the WCST, patients must sort cards according to a sor-
ting criterion (color, shape, or number) that they must
determine through trial and error. Once a criterion is
adequately learned, it changes, and patients must then
shift to the new criterion by a new trial and error pro-
cess. Patients with perseveration following dorsolateral
lesions have little difficulty learning the initial criterion,
but often fail to shift their behavior once the sorting
criterion changes. In the Trail Making Test, Part B,
patients are asked to connect circles containing numbers
and letters, alternating between the two (1 to A, A to 2, 2
to B, etc.). Patients with impaired executive functioning
often perseverate and frequently commit errors, failing
to shift between numbers and letters appropriately
(Stuss et al., 2001).
One component of executive functioning that has
been studied primarily through functional neuroimaging
Fig. 8.4. Examples of clocks drawn by patients with impaired
is working memory (cf. Baddeley, 2012). Conceptually
executive functioning and perseveration. Modified from Libon
similar to short-term memory in that it is limited in both DJ, Malamut BL, Swenson R, et al. (1996). Further analyses of
capacity and duration, working memory also integrates clock drawings among demented and nondemented older sub-
attentional processes into its conceptualization. Defined jects. Arch Clin Neuropsychol 11: 193–205, with permission
as the ability to temporarily maintain and manipulate from Oxford University Press and Tranel D, Anderson S, Benton
information of different modalities, the operation of A (1994). Development of the concept of “executive function”
working memory has been closely correlated with and its relationship to the frontal lobes. In: Boller F, Grafman
increased BOLD signal in the dorsolateral prefrontal J (eds.), Handbook of neuropsychology. Amsterdam: Elsevier.
region by a multitude of fMRI studies (cf. D’Esposito,
2001). In contrast to the rich neuroimaging literature memory (Damasio et al., 2013). However, recent
linking the dorsolateral circuit with working memory, research by Barbey et al. (2013) found that patients with
there has been a notable dearth of human lesion cases lesions to the left and right dorsolateral prefrontal cortex
that show clinically significant impairments in working performed significantly worse than comparisons on
152 J. REBER AND D. TRANEL

Fig. 8.5. Perseverative errors made by a patient following completion of a line cancellation test. Red circles indicate perseverative
errors made upon the subsequent trailmaking tasks. Modified from Sandson J, Albert ML (1984). Varieties of perseveration.
Neuropsychologia 22: 715–732. Image from Elsevier publication.

classic working memory tasks such as the N-back test, in a page, he continued to cancel out lines during the unre-
which participants must identify whether each given lated Trail Making Test. As shown in Fig. 8.5, he dili-
stimulus in a sequence is a repeat of the one presented gently continued to bisect every line on the page of the
n items back. Trail Making Test, during which he was simply supposed
to connect the numbers on the page with lines. When
Anatomy and common etiologies asked to repeat sets of numbers backwards during the
Digit Span Backwards test, he continued to repeat them
The dorsolateral prefrontal circuit includes a wide swath
in the order in which they had been presented, as he had
of the prefrontal lobes, including the middle frontal gyrus
been instructed to do during the preceding task.
extending caudally to the premotor cortex. This area
encompasses several Brodmann areas, occupying BA
9, 46, 8, and 10 (Lezak et al., 2012). Association areas
of the temporal and parietal lobes also contribute to PERSONALITY CHANGE, SOCIAL AND
the circuit (Saint-Cyr et al., 2002). The regions compris- EMOTIONAL DYSFUNCTION, AND
ing the dorsolateral circuit are primarily supplied by the DECISION-MAKING IMPAIRMENTS:
middle cerebral artery, and vascular damage to this region VENTROMEDIAL LESIONS
often arises from embolic stroke and thrombosis of this
Although damage to the prefrontal cortex can cause
artery. Closed head trauma can also affect the region, as
many types of impairments ranging from abulia to mem-
well as compression and ischemic damage from neo-
ory deficits, one cluster of symptoms has been the sub-
plasms. Focal lesions to the dorsolateral circuit, therefore,
ject of particular scientific fascination for decades.
are almost exclusively unilateral, and bilateral damage to
Partially because of their relative frequency compared
this region is mostly due to neurodegenerative diseases,
to other rarer prefrontal syndromes such as akinetic
such as frontotemporal dementia, or extensive vascular
mutism, and partially because their effects upon human
events that affect regions beyond the frontal lobes.
behavior are simultaneously subtle and disastrous,
impairments of inhibition, emotion, and social comport-
Illustrative case
ment are the best-known result of damage to the prefro-
Sandson and Albert (1984) related the case of J.K., a ntal cortex. It is nearly impossible to find an introductory
62-year-old right-handed man who was admitted to psychology textbook that does not feature a section ded-
the hospital for a dementia evaluation. He struggled icated to Phineas Gage and the consequences of prefro-
primarily with verbal tasks, performing poorly on nam- ntal brain damage. Yet despite the widespread scientific
ing, verbal fluency, and reading/writing tasks. Additio- and nonscientific fascination with this particular prefro-
nally, he showed impairment on tests of mathematical ntal syndrome, our understanding of it is far from com-
ability as well as verbal memory tests, although his per- plete. Due to the variable and largely qualitative nature
formance on nonverbal memory tests was largely of their presentation and the compromised insight of
normal. Notably, however, he demonstrated severe per- many who experience them, the behavioral effects of
severative behaviors throughout testing. For instance, damage to the ventromedial prefrontal cortex remain
once he completed a line cancellation test in which he somewhat mysterious and often misunderstood by
was asked to draw lines through every existing line on scientists, clinicians, and the general public alike.
FRONTAL LOBE SYNDROMES 153
Although it has long been well-established that dam- effects of his brain damage have been exaggerated
age to the ventromedial prefrontal circuit causes changes by modern scholars (Macmillan, 2002). The past century
in personality and social comportment (Blumer and of neuropsychologic research, however, has provided
Benson, 1975; Macmillan, 2000), it was only somewhat ample clinical evidence of this phenomenon, in much
recently that neuropsychologists discovered that these greater depth than Harlow’s accounts (cf. Brickner,
severe behavioral impairments were not accompanied 1934, 1936; Hebb and Penfield, 1940; Ackerly and
by impairments in memory or abstract social cognition Benton, 1947; Eslinger and Damasio, 1985; Damasio
(Saver and Damasio, 1991). Unlike lesions to the dor- et al., 1990).
solateral circuit, which frequently produce noticeable In 1975, Blumer and Benson coined the label
impairments on laboratory measures of intellect and “pseudopsychopathy” to capture the personality traits
executive functioning, ventromedial damage often that developed in the wake of damage to the ventro-
spares those abilities, making the symptoms particularly medial circuit, describing the condition as “best char-
difficult to quantify and detect using standard neuropsy- acterized by the lack of adult tact and restraints.” They
chologic tests. Nevertheless, decades of neuropsycho- differentiated these traits from those of
logic research have led to the identification of several “developmental” psychopathy by denoting that they
common behavioral consequences of lesions to the ven- must result from “injury to the orbital frontal lobe or
tromedial prefrontal lobes, the majority of which fall pathways traversing this region,” but did not propose
under the umbrella term of acquired sociopathy. any formal definition of the condition (Blumer and
Benson, 1975). Furthermore, they offered little specula-
tion on the degree of overlap between the traits displayed
Pseudopsychopathy and acquired by neurologic patients and those displayed by more con-
sociopathy ventional criminal psychopaths.
Many cases of individuals exhibiting personality Modern interest in ventromedial prefrontal dysfun-
changes and uncharacteristic antisocial behavior follo- ction as a cause of antisocial or psychopathic behavior
wing damage to the ventromedial prefrontal circuit have was largely renewed by Eslinger and Damasio’s (1985)
been documented throughout history under varying case study of patient EVR. A college-educated accoun-
descriptors such as pseudopsychopathy (Blumer and tant, church elder, and father of two, EVR was a model
Benson, 1975) and acquired sociopathy (Eslinger and of respectability until his family and colleagues began
Damasio, 1985). Phineas Gage is certainly the best- to notice changes in his personality in 1973. Both his
known case of dramatic personality changes following marriage and his career suffered. In 1975, EVR under-
damage to the ventromedial circuit, but the sparse went a surgical resection of a meningioma from his bilat-
accounts of both his lesion and behavior by Harlow eral ventromedial prefrontal cortex (Fig. 8.6). Although
(1848, 1868) have led to assertions that the behavioral he showed no noticeable disturbances in his memory, IQ,

Fig. 8.6. The brain lesion in patient EVR, projected onto a Montreal Neurological Institute (MNI) template brain. The lesion
(marked in red) encompasses most of the right and part of the left orbital cortices, both frontal poles, and the right mesial cortex
extending dorsally into part of the right dorsolateral prefrontal cortex.
154 J. REBER AND D. TRANEL
or on other standard neuropsychologic measures, he Checklist-Revised (PCL-R), which has served as a stan-
exhibited even more dramatic changes in his personality dard in psychopathy assessment for many years
and real-world decision-making. He became irrespon- (Table 8.1). Merging Cleckley’s model with the objective
sible, impulsive, and impaired in social relationships. behavioral criteria for Antisocial Personality Disorder in
Following his surgery, EVR made a large investment the DSM-III, the PCL-R placed heavier emphasis upon
with an unreliable business partner. Consequently, he lost developmental and criminal factors in the condition
his entire investment and was forced to declare bank- while still retaining several of the personality features
ruptcy. He was fired from several different jobs, divorced that were central to the Cleckley model, such as grand-
his wife, and eventually married a prostitute for a few iosity, superficial charm, and callousness. Items such
months. While he was able to provide rational, appro- as “Fantastic and uninviting behavior with drink and
priate responses to questions about normative social sometimes without” were dropped as criteria for the
and moral behavior in a laboratory setting, his ability disorder in favor of more concrete behavioral obser-
to act in accordance with his abstract social knowledge vations such as juvenile delinquency and history of
was catastrophically impaired in real life (Saver and violations of conditional release. Even more recent
Damasio, 1991). models of psychopathy, such as the Psychopathic
EVR’s sudden and dramatic personality shift after Personality Inventory-Revised (Lilienfeld et al., 2005),
his operation led Eslinger and Damasio to dub his condi- have shifted toward personality models that emphasize
tion “acquired sociopathy,” and his case sparked interest traits over behavioral history, and the centrality of
in the ventromedial circuit’s role in personality and criminal behavior to the construct of psychopathy
sociomoral behavior. Further research on patients with has been hotly debated in recent years (Hare and
similar lesions began to paint a broader picture of the Neumann, 2010; Skeem and Cooke, 2010a,b).
impairments associated with ventromedial prefrontal Despite the PCL-R’s added focus upon antisocial
damage, and led to a resurgent interest in historical cases behavior and recent revisions to the criteria for antisocial
such as Phineas Gage (Damasio et al., 1994). Research personality disorder (ASPD) in the DSM-5, psychopathy
on these lesion patients has also uncovered several nota- and ASPD are still separate, albeit increasingly overlap-
ble similarities between the cognitive, behavioral, and ping, constructs (e.g., Hart and Hare, 1996; Poythress
physiological symptoms of these patients and those of et al., 2010; Ogloff et al., 2016). Psychopathic persona-
individuals high in psychopathic traits. lity traits, although more important in the most recent
revision to the ASPD criteria, remain optional features
of the disorder rather than necessary for its diagnosis.
Psychopathy
Although the majority of people with high PCL-R scores
To better understand the behavioral and personality meet criteria for an ASPD diagnosis, only a small per-
implications of pseudopsychopathy and acquired centage (5.5%, according to Ogloff et al., 2016) of
psychopathy, it is important to understand the traits of patients with ASPD are high in psychopathic traits.
developmental psychopathy. The modern conceptua- Thus, a person with a consistent history of impulsive,
lization of psychopathy dates back to Cleckley (1941), antisocial behavior would have a relatively high chance
whose 16-trait model of the condition set the stage of meeting criteria for a diagnosis of ASPD, but would
for future research. According to Cleckley, psychopathy most likely fall short of a full psychopathy diagnosis
was marked by a series of interpersonal and behav- based upon a PCL-R score.
ioral features such as superficial charm, lack of remor- Patients with acquired sociopathy due to ventrome-
se, lack of insight, inadequately motivated antisocial dial circuit damage, on the other hand, display many
behavior, poor judgment, pathologic egocentricity, and of the affective and social personality traits of psychop-
failure to follow any specific life plan. The patients athy, as well as many similar impairments in decision-
Cleckley chronicled were outwardly charming and making, but most lack the history of violent or callous
well-adjusted, yet were impulsive, irresponsible, and at behaviors that are a large part of both the PCL-R and
times unapologetically cruel and manipulative. ASPD criteria. Still, because both pseudopsychopathy
As Cleckley’s model of psychopathy gained popu- and acquired sociopathy lack formal definitions beyond
larity, it soon became apparent that the lack of any descriptive rubrics, the extent of overlap between these
standardized measure of psychopathy was hindering conditions, psychopathy, and antisocial personality dis-
the advancement of empirical research on the subject order remains difficult to quantify. The usage of both
(Hare, 1998). To address this gap in the assessment the terms “psychopathy” and “sociopathy” within the
of psychopathy, Hare (1980, 1991) used Cleckley’s literature to refer to the similar but distinct conditions
model to develop the Psychopathy Checklist (PCL) of conventional psychopathy and ASPD further mud-
and later refined that into the 20-trait Psychopathy dies the delineations between the three conditions.
Table 8.1
Features of ventromedial prefrontal damage, acquired sociopathy, and psychopathic personality.

Psychopathic Personality
Common changes after Inventory-Revised
ventromedial prefrontal damage Characteristics of syndrome of acquired Hare Psychopathy Checklist-Revised (Lilienfeld and Widows,
(Damasio et al., 2013) sociopathy (Tranel, 2002) (Hare, 1991) 2005)

● Inability to organize future activity ● General dampening of emotional Factor 1—Interpersonal/Affective Factor 1:
and hold gainful employment experience Facet 1—Interpersonal
● Tendency to present a favorable view ● Poorly modulated emotional reactions ● Social potency
of themselves ● Disturbances in decision-making ● Glibness/superficial charm ● Fearlessness
● Stereotyped but correct manners ● Disturbances in goal-directed ● Grandiose sense of self-worth ● Stress Immunity
● Diminished ability to respond to behavior ● Pathologic lying
● ●
Factor 2:
punishment and experience pleasure Disturbances in social behavior Conning and manipulative behavior
● Diminished sexual and exploratory ● Marked lack of insight into
Facet 2—Affective ● Machiavellian
drives acquired changes

Egocentricity
Lack of motor, sensory, or
● Lack of remorse/guilt ● Impulsive
communication defects
● Shallow affect Nonconformity
● Overall intelligence within
● Callous/lack of empathy ● Blame Externalization
expectations based on educational and
● Failure to accept responsibility ● Carefree
occupational background

Nonplanfulness
Lack of originality and creativity Factor 2—Social deviance
● Inability to focus attention Facet 3—Lifestyle Other
● Recent memory vulnerable to
interference ● Need for stimulation/proneness to boredom ● Coldheartedness
● A tendency to display inappropriate ● Impulsivity
emotional reactions ● Parasitic lifestyle
● Irresponsibility
● Lack of realistic, long-term goals
Facet 4—Antisocial

● Poor behavior controls


● Early behavioral problems
● Juvenile delinquency
● Revocation of conditional release
● Criminal versatility
Other

● Promiscuous sexual behavior


● Many short-term marital relationships
156 J. REBER AND D. TRANEL
We will therefore use the terms pseudopsychopathy and reactions, decision-making impairments, impairments
acquired sociopathy interchangeably to refer to the in goal-directed behavior, and lack of insight after their
neurologic syndrome resulting from damage to the ven- lesions. Importantly, these changes were not only com-
tromedial prefrontal circuit, and we will use the term mon to patients with bilateral damage to the ventromedial
psychopathy or psychopathic traits to refer to the per- circuit, but also specific to those patients. Individuals
sonality traits delineated within the PCL-R and PPI-R with brain damage occurring outside of the circuit dis-
conceptualizations of psychopathy. played few, if any, of the personality disturbances noted
in the patients with ventromedial damage. These findings
Characteristics of acquired sociopathy and served to empirically corroborate the profile of acquired
psychopathy sociopathy that had previously been based exclusively
upon clinical observations of patients, such as Phineas
PERSONALITY
Gage and EVR, who had suffered damage to the ven-
The most rigorous assessments of the personality tromedial prefrontal circuit. Even beyond the common
changes resulting from ventromedial prefrontal circuit personality features such as irresponsibility, impulsivity,
lesions to this date were conducted by Barrash et al. difficulty with planning, there is significant overlap
(1997, 2000, 2011), who tested multiple patients with between psychopathy and the symptoms of damage
acquired sociopathy on a battery of several established to the ventromedial prefrontal circuit. Key aspects of
and novel personality assessments. They found that both conditions—e.g., poor planning and decision-
many standard personality measures, including the Min- making, lack of empathy and social impairment, and
nesota Multiphasic Personality Inventory-2 (MMPI-2; low frustration tolerance—have been observed not only
Butcher et al., 1989), the structured interview for qualitatively but also in behavioral and psychophysi-
DSM-III-R Personality Disorders (Pfohl et al., 1989), ological assessments of both psychopathic individuals
and the PCL-R, did not appear to capture the social and patients with ventromedial prefrontal lesions.
dysfunction and personality disturbances that were evi-
dent from the patients’ established behavioral histories
DECISION-MAKING
and collateral reports (Barrash et al., 1994). This discon-
nect between the assessment results and clinical observa- Not only do patients with ventromedial circuit damage
tions can be explained as a combination of a few key and individuals high in psychopathic traits display
factors: first, the majority of standard personality assess- poor decision-making in their daily lives, they also per-
ments rely to some degree upon accurate self-report, and form poorly on laboratory tests of decision-making.
patients with ventromedial prefrontal damage display a Although Saver and Damasio (1991) had previously
prominent lack of insight (anosognosia) into their own observed that individuals with ventromedial circuit
acquired impairments (Barrash et al., 2000; Tranel, lesions performed normally on Kohlbergian moral rea-
2002). Second, patients with acquired sociopathy have soning tasks, Koenigs et al. (2007) found that there were
normal premorbid functioning, personalities, and social subtle but consistent alterations in the moral judgments
knowledge, and remain capable of normal sociomoral of individuals after ventromedial prefrontal damage.
reasoning on abstract measures even after their lesions When presented with difficult moral dilemmas that
(Saver and Damasio, 1991). Finally, standard personality offered a forced choice between directly causing harm
assessments measure current functioning, rather than to an individual and indirectly causing harm to several
change in functioning, which is the key feature of people, both patients with acquired sociopathy and peo-
acquired sociopathy (Koenigs and Tranel, 2006). ple high in psychopathic traits agreed to sacrifice others
To address this, Barrash et al. (1997) developed the for the greater good at an abnormally high rate (Bartels
Iowa Rating Scales of Personality Change, later revised and Pizarro, 2011). For instance, when presented with
to the Iowa Scales of Personality Change. Rather than an abstract moral dilemma asking whether they would
relying upon self-report assessments to measure person- smother a crying infant in order to prevent a group
ality changes in patients with poor insight into their of people from being discovered and killed by enemy
own impairments, the Iowa Scales of Personality Change soldiers, both groups answered in the affirmative
reflect collateral ratings of changes in 30 different per- significantly more often.
sonality characteristics. In comparison with patients Unlike individuals with executive functioning imp-
with lesions outside of the ventromedial prefrontal airments stemming from lesions to the dorsolateral pre-
circuit, individuals with focal, bilateral damage to the frontal circuit, patients with ventromedial prefrontal
ventromedial circuit were rated by their spouses or circuit lesions display little to no impairment on the
family members as displaying significantly dampened Wisconsin Card Sort Task or the N-back task. However,
emotional experience, poorly modulated emotional both ventromedial prefrontal circuit lesions and high
FRONTAL LOBE SYNDROMES 157
levels of psychopathic personality traits have been asso- This type of hypoactive psychophysiological res-
ciated with poor performance on the Iowa Gambling ponse to socially and emotionally salient stimuli is a
Task (IGT), a computerized card-choice task designed key behavioral correlate of psychopathy and a common
to simulate the complexity and uncertainty found in result of damage to the ventromedial prefrontal circuit,
real-world decision-making (Bechara et al., 1994). The one that has been hypothesized to underlie the social
IGT was initially created specifically as an alternative impairments and lack of empathy associated with
to established neuropsychologic tests to assess the both conditions (Damasio, 1996). Classic findings in
decision-making deficits of patients with ventromedial psychopathy research, for example, have shown that
prefrontal lesions whose deficits do not appear on other people scoring higher on measures of psychopathy
intelligence, memory, or executive functioning tests tend to exhibit lower physiological arousal to seeing
(Bechara et al., 1994, 1996, 2000). During the task, par- other people in pain (House and Milligan, 1976;
ticipants are instructed to win as much virtual money as Aniskiewicz, 1979) and seeing fearful people (Blair
possible by choosing repeatedly between four decks of et al., 1997). Likewise, damage to the ventromedial pre-
cards over a series of trials. Two decks are advantageous, frontal circuit has been associated with reduced auto-
offering moderate rewards interspersed with occasional nomic arousal in reaction to social stimuli, including
penalties, and two are disadvantageous, providing larger photos of nude people and injuries (Damasio et al.,
rewards with severe penalties that lead to net losses. 1990). Furthermore, both psychopathy and acquired
Although neurologically healthy participants typically sociopathy have been associated with impairments in
learn to draw almost exclusively from the advantageous identifying emotions, especially fear and disgust, based
decks, patients with acquired sociopathy consistently do on facial expressions (Hornak et al., 1996; Blair et al.,
poorly on the task, drawing heavily from the disadvanta- 1997; Kosson et al., 2002).
geous decks even after they can explicitly describe the Although the decision-making impairments that
contingencies of each deck (Fig. 8.7). Administration occur after damage to the ventromedial frontal circuit
of the IGT to both juveniles and adults with high levels have been primarily observed in sociomoral and affec-
of psychopathic traits has revealed similar patterns tive domains, there is evidence that ventromedial les-
of deficits on the task (Blair, 2001; Mitchell et al., ions impair general neurocognitive mechanisms of
2002; van Honk et al., 2002). goal-directed behaviors. Wheeler and Fellows (2008),
Additional research upon the task by Bechara et al. for instance, found that patients who had suffered
revealed that, relatively early in the task, neurologically ventromedial prefrontal lesions performed poorly on
healthy participants would begin to generate an increased a probabilistic reinforcement learning task. They further
anticipatory skin conductance response (SCR) when they elucidated that this deficit was not due to difficulty
were choosing from disadvantageous decks. A further learning to discriminate between the stimulus contingen-
study showed that this anticipatory SCR occurred cies, nor was it due to a lack of responses to a stimulus
even before participants could identify the contingencies paired with reward. Patients with ventromedial lesions,
of the decks (Bechara et al., 1997). Patients with ventro- however, were much less likely to avoid a stimulus
medial prefrontal lesions who performed poorly on that had previously been paired with punishment. This
the IGT, on the other hand, showed reduced anticipa- selective insensitivity to negative feedback and hyper-
tory autonomic arousal when choosing from the sensitivity to reward mirrors classic research in psycho-
disadvantageous decks for the entire duration of the pathy, showing that individuals high in psychopathic
task, despite the fact that several of them could explain traits are relatively insensitive to punishment, especi-
which decks were advantageous and disadvantageous ally when presented with competing reward cues
at the end (Bechara et al., 1996, 1997). This led some (e.g., Newman and Kosson, 1986; Blair et al., 2004).
of the authors to theorize that the loss of psychophy- This change in reward processing appears to extend
siological, “somatic” responses in anticipation of poten- beyond conscious cognition—a study by Manohar and
tially negative experiences was one of the fundamental Husain (2016) of patients with acquired sociopathy
deficits underlying the decision-making impairments found that they were hypersensitive to reward cues on
of patients with damage to the ventromedial prefrontal a task measuring the effect of reward cues upon eye
circuit (Damasio, 1994, 1996, 1999). Importantly, this saccade velocity. This basic impairment in the processing
key characteristic of acquired sociopathy mirrored of reward values may lead to some of the more unusual
Lykken’s (1957) observation that psychopathic indi- behavioral consequences of ventromedial prefrontal
viduals displayed less autonomic arousal in anticipa- circuit damage. Anderson et al. (2005), for instance,
tion of electric shocks, which correlated with reduced reported several cases of patients with ventromedial
avoidance of punished responses on an avoidance- lesions who had amassed enormous collections of use-
learning task. less objects, such as old newspapers, broken appliances,
158 J. REBER AND D. TRANEL

Fig. 8.7. Iowa Gambling Task. Individuals with lesions to the vmPFC typically choose cards from the disadvantageous decks
throughout the task, leading to a net loss. Neurologically healthy individuals typically learn to avoid the disadvantageous decks
early on, and eventually draw almost exclusively from the advantageous decks. Reproduced with permission from Reber J, Tranel
D (2017). Sex differences in the functional lateralization of emotion and decision making in the human brain. J Neurosci Res 95:
270–278. Adapted from Bechara A, Damasio H, Damasio AR (2000). Emotion, decision making and the orbitofrontal cortex.
Cereb Cortex 10: 295–307.

and rotting food. Some patients had such large coll- The low tolerance for frustration and reactive anger
ections that it was nearly impossible to navigate their that have been documented in both psychopathic indi-
living spaces. Further research has found that patients viduals and patients with ventromedial circuit lesions
with ventromedial prefrontal lesions exhibited impair- also have loosely corresponding laboratory findings.
ments on a classic reinforcer devaluation task, continuing Koenigs et al. (2007, 2010), for instance, have reported
to expend abnormal amounts of effort to win food similarities in the behavioral patterns of psychopaths and
rewards that they had already eaten to satiation (Reber ventromedial lesion patients on economic tasks. In con-
et al., 2017). Even after they reported being too full to trast with healthy comparison participants, both indi-
eat any more of a given food, the patients would not alter viduals high in psychopathic traits and patients with
their behaviors in order to win different rewards. acquired sociopathy showed relatively low acceptance
FRONTAL LOBE SYNDROMES 159
rates for unfair offers on the Ultimatum game, a neuro-
economic task in which participants were offered a share
of a set monetary amount (e.g., they were offered $2
out of a $10 pot, with the individual making the offer
receiving the remaining $8) and had to choose whether
to accept or refuse the offer, in which case both the
participant and the individual allocating the money
received nothing. Nevertheless, both groups made far
more unfair offers than nonpsychopathic and nonbrain-
damaged comparison groups in the Dictator game, in
which the participants simply made the allocations
themselves with no chance of offers being rejected.
The authors of these studies theorized that both groups
rejected unfair offers at a higher rate due to a low thres-
hold for anger. Moreover, when Krajbich et al. (2009)
tested several patients with ventromedial prefrontal
circuit lesions on a similar battery of economic games,
they found that the abnormal offers made by the patients
in the Ultimatum and Dictator games appeared to be Fig. 8.8. Coronal MRI images and a surface rendering of
driven by those patients’ insensitivity to guilt, another B.W.’s brain; the site of the lesion is marked by arrows and
highlighted in the image. Modified from Boes AD, Grafft
key trait in psychopathy. These similarities in the beha-
AH, Joshi C, et al. (2011). Behavioral effects of congenital
vioral correlates of both conditions, along with the ventromedial prefrontal cortex malformation. BMC Neurol
original qualitative observations of abnormal social 11: 151, under Creative Commons License BY 2.0.
behaviors in early case studies of individuals like Gage
and EVR, add to a growing literature implying that
psychopathy and acquired sociopathy have a great
Illustrative case
deal in common.
One notable developmental case, reported by Boes et al.
(2011), demonstrated multiple psychopathic personality
Early-onset lesions
traits that patients with adult-onset ventromedial circuit
To add further complexity, there is a growing literature lesions rarely display, such as a penchant for manipula-
on patients with “developmental” lesions to the ven- tive deception and domineering, violent behaviors. The
tromedial circuit acquired at an early age and individuals patient, known as B.W., was originally admitted to the
with congenital malformations of the ventromedial pre- hospital at the age of 4 years after experiencing seizures,
frontal cortex. Not only do they display the typical aff- and was diagnosed with a lesion to the ventromedial pre-
ective and social abnormalities found in the adult-onset frontal circuit thought to be caused by Taylor type focal
ventromedial prefrontal lesion patients, but the early- cortical dysplasia along the gyrus rectus (Fig. 8.8). As the
onset ventromedial lesion patients have behavioral patient grew older, his seizures were managed with
histories that are starkly similar to high-scoring psycho- medications with limited success, but his behaviors grew
paths, including risky sexual behaviors, pathologic dis- increasingly antisocial and out of control. In contrast
honesty, significant criminal records, and a marked with his five well-behaved biological siblings, he was
lack of guilt or remorse (Anderson et al., 1999, 2000, aggressive and disobedient, prone to stealing and lying.
2006; Eslinger et al., 2004; Boes et al., 2011). In assess- He was intelligent but manipulative, often convincing his
ments of explicit moral judgment, they differ signifi- friends to steal from their parents, and even going so far
cantly from adult-onset ventromedial circuit lesion as to feign depression and suicidal ideation in an attempt
patients, rating actions that harm others for self-serving to acquire a cell phone. He was seemingly indifferent to
purposes as morally appropriate at a much higher punishment, repeatedly engaging in behaviors that had
rate than both adult-onset patients and neurologically recently been punished. By the age of 14, he had pur-
healthy comparisons (Taber-Thomas et al., 2014). posely started fires at his home and church, attempted
Unlike the adult-onset patients, who give normative to break into a house with a box cutter and a hammer,
answers to dilemmas that pit self-interest against moral assaulted his school principal, threatened his mother
norms, such as “Would you lie on your taxes to save with a knife, and attacked his father with a crescent
money?,” the developmental-onset patients endorsed wrench. Despite all of his behavioral problems, B.W.
these self-serving actions at a much higher rate. was otherwise developmentally normal.
160 J. REBER AND D. TRANEL
Evidence from the developmental-onset patients such Furthermore, there is evidence that the functions under-
as B.W. suggests a closer and perhaps even causal relation- lying the ventromedial prefrontal circuit are often latera-
ship between ventromedial prefrontal circuit damage and lized. Tranel et al. (2002) documented multiple cases of
psychopathic traits, the severity of which may be moder- personality changes, social impairments, and decision-
ated by the age of lesion onset (earlier lesions causing making deficits in individuals with unilateral lesions
more severe disturbances). However, the actual pres- to the ventromedial circuit, with patients who had lesions
ence and severity of specific psychopathic traits in both in their right hemispheres showing considerably more
adult-onset and developmental-onset ventromedial les- severe deficits in all three categories. However, this
ion patients have never been formally assessed, leaving right-side hemispheric dominance only appeared to hold
researchers with an incomplete picture of acquired socio- true for the male participants in the study; the single
pathy and the extent of the ventromedial prefrontal circuit’s female participant with a right hemisphere lesion showed
role in psychopathy and moral development in general. only mild symptoms. Following up on this result, Tranel
Additionally, the resurgence of interest in moral et al. (2005) found that sex modulated the functional lat-
psychology and the neurologic basis of moral behavior eralization of the ventromedial circuit. Right-side lesions
and cognition has led to an unfortunate conflation of caused acquired sociopathy and severe decision-making
psychopathy and acquired sociopathy, leading to a wide- impairments in men, but not women, and left-side lesions
spread belief that damage to the ventromedial prefrontal had far direr consequences for women than for men.
circuit turns individuals into remorseless psychopaths. Further research has found evidence that sex modulates
As more researchers seek to cross-fertilize and recon- the functional lateralization of nonprefrontal structures
cile the established findings from the lesion studies on that are part of the ventromedial circuit, such as the
acquired sociopathy with the growing neuroimaging amygdala (Cahill, 2006; Sutterer et al., 2015; Reber
literature on psychopathy, many researchers appear to and Tranel, 2017).
assume that the conditions produce exactly the same
patterns of behavior. Furthermore, increasing efforts in
Anatomy and common etiologies
recent years to identify biologic and neurologic cor-
relates of psychopathy have led to further misidentifica- The ventromedial prefrontal circuit includes the ventral
tion of psychopathy as a brain disorder synonymous with portions of the medial prefrontal cortex as well as
damage to the ventromedial prefrontal circuit. Although the medial surface of the orbital surface of the frontal
various forms of neuroimaging have correlated levels lobes, directly superior to the orbital plate of the frontal
of psychopathic traits with lower activation in the ventro- bone. The cortical areas contained within the ventrome-
medial prefrontal cortex during tasks such as emotional dial prefrontal circuit are heterogeneous and are linked
word viewing and aversive conditioning, the same tasks more by their susceptibility to lesions than by their
have also identified several other brain regions correlated cytoarchitectonic similarity. This large region of the pre-
with psychopathy, such as the superior temporal sulcus frontal cortex is especially vulnerable to damage from
and the dorsal anterior cingulate cortex (Blair, 2007; multiple sources. Besides being affected by several neu-
Yang et al., 2008). While the converging behavioral rodegenerative diseases, its location atop the orbital bone
and neuroimaging evidence suggests that dysfunction places it at a high risk of damage due to rapid acceleration
in the ventromedial circuit plays a significant role in or deceleration, and closed-head trauma often affects
psychopathy, it is unclear which elements of psychopa- the region. Traumatic injuries to this region, however,
thy, if any, are the direct results of abnormal ventromedial are seldom limited to the orbitofrontal area, and often
prefrontal activity (Kiehl, 2008). cause diffuse damage to white matter tracts as well as
other prefrontal circuits, such as the medial frontal circuit
(leading to a high incidence of apathy in cases of trau-
Laterality
matic brain injury). Olfactory groove meningiomas aris-
Although the majority of instances of acquired sociopa- ing from the cribriform plate and frontal sphenoidal
thy arise from bilateral lesions to the ventromedial cir- suture are the most common neoplasms in this region,
cuit, there is evidence that unilateral damage to the and due to the subtle effects and slow growth of orbito-
circuit can be sufficient to cause significant changes in frontal meningiomas, they are often only detected once
personality (Meyers et al., 1992). Even a recent recon- they have grown to substantial size, causing significant
struction of Phineas Gage’s brain by Ratiu et al. (2004) neurologic damage (Anderson et al., 1990; Adappa
has posited that the damage in that landmark case was et al., 2011). Furthermore, the anterior communicating
unilateral and limited to the left frontal lobe, challenging artery, which rests directly below the orbitofrontal cor-
previous findings by Damasio et al. (1994) that the lesion tex, is particularly susceptible to aneurysm formation,
causing Gage’s severe personality changes was bilateral. accounting, by some reports, for nearly a full quarter
FRONTAL LOBE SYNDROMES 161
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FURTHER READING
Tranel D, Bechara A, Denburg NL (2002). Asymmetric
functional roles of right and left ventromedial prefrontal Koenigs M, Tranel D (2007). Irrational economic decision-
cortices in social conduct, decision-making, and emotional making after ventromedial prefrontal damage: evidence
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play a role in functional asymmetry of ventromedial lyses of clock drawings among demented and nondemented
prefrontal cortex? Brain 128: 2872–2881. older subjects. Arch Clin Neuropsychol 11: 193–205.

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