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1. Introduction
' h e ac.c:ustic- field is de~.i\-cdfor a C:.&. point source Icwa!ed i i ~a 1,irninar inh0rn;.!~e~it>o!1:~
medium. Apl)lic.ation is made to a medium w h r r the velocity of' propagation c ( z )is a f'unctiorl o!'
depth onl). and varitt.; a(.wrdinp to a law givc~n!,y Epsteit~[1930]. Gazarian [l9:;7j has stud:r.tl
this problem using the Fourier~Krssrltransr'omi. h u t his paper appears t l ! have minor errors ill it.
By using a diKerent approacrh we can obtain a generalization and ct,rrrcticin of Gazarian's results.
It shouid be noted that hoth methods are c.losely related. an(! should always +ve the came results.
aithough the representations may he dii'krent.
The method employed \vill he the resolvent Green's f'unctiorl r x h n i q u e /llarcuvirz. 19.5 1 :
Titchmarsh. 1951: Friedman. 1955: Felsen. 1937: kazarinoff and k t t . 19.59: Krasi~i~shAin. 1962:
Bianchi and Faveila. 1964: Cohrn. 19641. This techniqur is defined as a p r o c ~ d u r et'or caonbtruciing
alternative rrpresentations for a Green's function solution of' a partial diKrrc;itial tyuatii,n whic.h
r
separates in sclrne c.oordinate system. I h r procedure consists q.)f separa:ing thr p a s t ~ a ciiffrrential
7
are made of propagation loss versus range for a typical ocean profile. 'These plots indicate a com-
plicated pattern of beats resulting from a superposition of a set of normal modes. In the appendix
a method is given for developing velocity-depth profiles for which the one-dimensional wave equa-
tion can be solved exactly. This is done by transforming an equation whose solutions are known
into the wave equation, and then stating the solutions to the wave equation in terms of the original
equation. T h e allowed velocity-depth variations are then given as a Schwarzian derivative [Poole.
19601. and an invariant first derived by Zlalet [1882]. This technique, when applied to the hyper-
geometric differential equation. leads to the Epstein profile. This method has been developed
independently by Bose [I9641 in constructing solvable Schriidinger potentials. and more recently
by Heading [I9651 in developing refractive index profiles for electromagnetic wave propagation.
Also similar ~ o r khas been done by Wait [196%]and Burman and Gould [I9651 in studying radio-
wave propagation. T h e technique developed in the appendix is closely related to that developed
in section 2 due to the one-dimensional nature inherent in both sections.
2. Formal Solution
The wave equation for a point monopole source of unit strength, with angular frequency o.
is given hy
y7'p-7-=-J
1 a2p
c2(z)a t 2 ~ 6 (-r r d exp (- i w t ) , (1)
where cp represents the velocity potential in hydrodynamics and acoustics, and 6 ( r - ro)is the three-
dimensional Dirac delta function. If we assume cylindrical coordinates ir, 8, z) with azimuthal
symmetry (flat earth assumed), and suppress the time factor of exp (-- iwt). we have
where k(z)= W/C(Z) represents the wave number, and where we have chosen the source to be located
at z = zo and r= 0. T h e vertical depth coordinate z varies from - x z1 < z < 22 x . and the +
range coordinate r varies from 0 < r < x as shown in figure 1. T h e vertical physical boundaries
are represented by zi and z?.
T h e velocity potential cp is then exp ( - i w t ) times the Green's function G of (2). T h e bound-
ary conditions imposed on (%) consist of
where al, p and pl, are parameters which depend on the ~ h y s i c a lproblem.
It is interesting that ( 2 ) , with somewhat more general source conditions, has been studied by
Bremmer [I9581 and Wait [1962] for the case of electromagnetic wave propagation over a plane
stratified (flat) earth. T h e G would correspond to the z-component of the Hertz vector, and k(z)
would become the effective wave number keff(z)defined as
k2
eff
[IJz- A ~ ] G ~ (ZO,
z , - XI)=- S(Z-zo), -X c Z I < (z, zO)
and
and X I is the separation constant: G l ( r , XI) and Gliz, zo.- X I ) are defined as resolvent (characteristic)
Green's functions when they satisfy (4) and (5). respectively, and are subject to the above boundary
conditions. T h e separation constant is a complex parameter so restricted as to assure a unique
solution for (4) and ( 5 ) ,respectively. T h e restriction depends on the particular form of the bound-
ary conditions.
Next we state the completeness relation for the eigenfunctions of the two differential operators
L r and L,:
and
where the contours C1 and C? enclose all the singularities of GI and G?. respectively. on the proper
Riemann sheet of the complex X I-plane. Both contours are taken in the positive sense. By
71 2 Roy L. Deavenport
using Cauchy's residue theorem u e find that each of the above integrals can he written as a sum-
mation over the residue contributions. minus line integral5 around an) branch points. The result-
ing function% represent g e n e r a l i ~ e dorthonormal eigerlfunc>tionein the sense that they may have
210th discrete and continuous components [Courant and Hilhert, 19531.
From a hnouledpe of (41-(9). u e find the desired two-dimensional Green's function given hy
a complex con\olution of G I and G2:
where the contour C ieparatee the singularities of G I and el. and can be closed around those singu-
larities of either one nhich a l l o ~a uniqueness condition to he satisfied for GI and GL. T h e as-
surance that the two sets of singularities are separated is given by the restrirtions on the separation
constant which assure uniqueness for GI and G?.
R e n e ~ proceed
t to give the solutions of (4) and (5) which satisfy the required boundary condi-
tions. For the exp i- ~ w tt )i m ~factor, these solutions can be found in Morse and Feshbach [I9531
and \larcuvitz [1951]. respectively, and are given by
\+here z and z , denote the smaller or larger. respectively, of the variables z and 20: Hh(tr) is the
Hanhel function ot the first hind, and W($L. GI) represents the Wronskian of $2 and $11. The func-'
tions $I and $l are each combinations of two independent solutions. denoted by n l and n ~to, the
homogenous part of (5). T h e cornhinations are so chosen as to make satisfy the boundary condi-
tion at zl. and $2 the houndary condition at z2. T h e three quantities $>,and W($>, are each
functions of 5. hut the dependence will not be specified explicitly. By using (11) and (12)in (10)
we hake the Green's function solution of (2). u h i c h represents the time-indeprndent velocity
potential.
here the contour C is chosen to enclose all the singularities of GL which allow a uniqueness condi-
tion to be satisfied. Note that the on11 singularities of GI are branch points at zero and infinity.
Examples of (13) will now be illustrated. If there are no boundaries present, then t / ~ ~ and
(z)
$,(z) must simply satisfy radiation conditions for - t m , respectively. If one of the boundaries con-
sists of a free surface ((; = 0 at z=zl), then (13) becomes
where 7zL(z)must satisfy a radiation condition at tx. T h e contour C ' encloses the singularities
given by n i z l )= O . If one of the boundaries is rigid id G/a z = 0 at z = z l ) , then (13) becomes
Normal Mode Theory of Underwater Duct 71 3
where the positive quantities A , B, D, and H are the profile parameters. A typical profile is shown
in figure 2 with A = 8.97 X B = 8.39 X D =4.54 X and H = 69.5 meters. T h e dimen-
sions of A , B. and D are (m/s)-? It is shown in the appendix that (16)is one of the simpler profile
forms for which the homogeneous part of ( 5 )is related to the hypergeometric differential equation.
Also from (A30)and (A32) of the appendix we have the following two independent solutions. denoted
by n l ( z ) and nr(z),to the homogeneous part of (5). with P ( z )given by (16):
VELOCITY (rneters/s)
1465 1479 1475 1480 1485 1490 !495 i
I
FIGURE
2. Epstezn t cloc1t3-depth profile.
Roy L. Deavenport
and
=H((2 - A2
,) 1 1 2 3 h-, = wlc,,
A =H ( ( 2 ,) I / ? . k , = w/c-,,
+
x = ( 1 tanh 5)/2. c,, = ( D +A)-''' = C ( Z = 0).
In the above example c , = 1470.4 m/s. c - , = 1497.8 m/s, and c0= 1469.4 m/s.
T h e radiation conditions are next applied to the solutions r l l ( z )and n?(z). We shall apply the
radiation conditions hy using the principle of "limiting absorption." first stated by lgnatowshy
[1905]. By using this principle, the usual Sommerfeld radiation conditions are replaced by the
requirement that the solutions, n r ( z )and n l i z ) ,approach zero as z + t w. respectively. T h e princi-
ple states that in order to solve a problem where no absorption occurs. the limit is taken as the
absorption approaches zero. This means that we assume the wave number h ( z ) complex, and then
let the imaginary part approach Lero through positive values to obtain the case for real X(z). If
the wave numher is simply taken to he real ~ i t h o u this t limiting procedure. the radiation conditions
are not satisfied. and the contour of integration cannot be defined, since the singularities of G?
would lie upon the branch cut of G I .
When we let z + -+ x . we find
and
Therefore n l ( z )and n l ( z ) will satisfy the radiation conditions if, for a time factor of exp (- ~wt).
the following conditions hold:
where the wave number X(z) is assumed to have a small positive imaginary part which is allowed
to approach zero. Also it should be noted that the above requirements, needed to satisfy the radia-
tion conditions. give the restrictions on the complex separation constant that assure a unique G I
and C?.
Normal Mode Theory of Underwater Duct 71 5
The use of a complex X(z) makes the one-dimensional differential operator Lr non-self-ad~o~nt.
By appl)ing recent developments In the theor) of non-self-ad~ointdifferential operators [Sims.
1957: kazarirloff and Ritt, 1959: Dolph, 1961: KrasnushLin. 1962: 4larienLo. 1963. Cohen, 1964:
\lachover. 1965). it is possible to solve (2)for an absorbing medium. as well as for cwmplex houndary
conditions.
From a study of Forsyth [1929] we find that the Wronskian of 712 and 711 can be written as
Hence by using (24) in (13) we have the following two-dimensional Green's function of (2) for the
Epstein profile:
[,=+ + [A/2H+(H/2A)(X:- f ~ 2 , ) ] ~ ) ~ / ~ ,
where A = 2 ( u - 1 - 5 ) .
[=[,.
We therefore want to find the residues of
we find
By using (31) in (2.5) we have. hy Cauchy's residue theorem. the two-dimensional Green's
function of (2). when X2(z) is given by (16):
where ;l;is defined as the largest positive whole number contained in the expression
\ L. L /
1 . \
12 cosh [,)"~l-~ (2 cosh (>)"-l-"
and F(xl) is the hypergeometric function with ul. cl, and s a s parameters. It should b e noted that
+
the mode number n is defined as s 1, and values of A and p occurring in the discrete part of (32)
and (34) are evaluated for 6 = 5,.
Equation (34) represents the field in terms of a discrete set of normal modes, plus a continuous
spectrum consisting of two lateral waves. Since the expansion was made in terms of the singu-
larities of G2, the normal mode expansion can be thought of as a summation of waves standing in
the z-direction (at great depths) and traveling in the r-direction, It should be noted that the dis-
crete set in (34) is different from that given by Gazarian [1957]. Gazarian's solution would have to
be multiplied by (2 exp [(A-p) ([, +
[,)])/(At p ) in order to be the same as the discrete part of (34).
4. Numerical Results
T h e depth-function amplitudes C,,(z,2,) are defined by the following equation:
Figure 4 shows a distribution of the depth-function amplitudes a s a function of receiver depths for
the profile in figure 2, and for the source at the axial depth of 34.8 m. T h e frequency is 1130 c/s,
which gives 15 modes. Only the first 12 of the 15 depth-function amplitudes are shown. T h e
maximum amplitudes of modes 13. 14. and 1.5 are. respectively, ,013. ,0058. and ,0013 m-I. All
15 modes are included in subsequent calculations.
T h e propagation loss L in dB is given by
u h e r e the term I, ~r represents the effect of p h ~ s i c a lahsorption and scattering, and has nothing
to do with normal mode theory. Strictly speaking. this term should have been considered when
the wave number k ( z ) was assumed complex. In figures 5 and 6 we show two plots of propagation
loss versus range for the conditions just discussed. In figure 5 the receiver is at a depth of 146.3 m.
Roy L. Deovenport
- MODE I MODE 4
:
- - - MODE 2 MODE 5
MODE 3 1 MODE 6
120, 1
140t
L
160--62 6 02 oi 06 08 ~b 12 b 16
MODE
whereas in figure 6 the receiver is at the axial depth. T h e value of L4 u a i 4.4 x 10-' dK/rn. In
both plots a random phase curve is shown. This curve is plotted from
In figure 6 several of the modes have comparable magnitudes, which may be seen also from figure 4,
and therefore the figure does not show a well-defined beat pattern.
Normal Mode Theory of Underwater Duct
120 I I I 1 I
0 10 20 30 40 50
RANGE (krn)
F IGURE 5. Propagation losses for receiver at 146..?-m depth, source at 34.8-m depth. and frequency
of 1130 cis.
Light curve is for the caae *here phaimg t i cunsidrrrd. Iirar) vurrr 3s for random phaqmg.
I I I 1 I
10 20 30 40 50
RANGE ( k m )
FIGLRE6. Propagation losses f i r receiver at 34.8-nz depth, source at 34.8-m depth, and frequency
of 1130 cis.
I.ight c u n r is for the caae where phasmg wnadrrrd Hra\? curb" is fur randurn phaamg.
d2n(z)
-+
dz'
[FYz)- t 2 n(z)
] =0
are known. then the Green's function of (5) is given b y (12). B y knowing the Green's function of
(5), the Green's function for (2) is formally given b y (13). Therefore the problem of finding the
720 Roy 1. Deavenport
time-independent velocit) potential G for a plane stratified medium is reduced to finding the Green's
function of (5), and examining its singularities in the complex [-plane. It is therefore desirable
to k n o ~exact solutions of (Al) for a wide varietj of velocity-depth profiles. It is the purpose of
this appendix to show how such solutions can be found.
W e will show that the solutions to ( A l ) are related to those of the following differential equation:
where
and
T h e quantity I(x) is an invariant of (A2) [Poole, 19601, and was first derived by Malet [1882].
Subsequently (A2) is transformed into Liouville normal form by changing the independent
variable from x to Z:
where *
and
By using known properties of the Schwarzian derivative [Poole, 19601, (A8) can be written in the
following form:
Normal Mode Theory of Underwater Duct 72 1
h here q is a function of z. Therefore if the variation in z is given by (AlO), then the solutions to
(A6) are given b j (.A71 in terms of the solutions of (A2).
If p(z) -- X2(z)- t2.then (A6) is identical with (Al), and the solutions to ( A l ) are given by (A7).
Therefore, by choosing various values for q(z) and x(q). a large variety of velocity-depth varia-
tions are given by (A10) for which (A41)can be solved exactly.
As a special case, choose (A%)to be the following hypergeometric differential equation:
where
and where
4Ks=(n+h-c)"l.
x(q)= [I + tanh ( q / 2 ) ] / 2 ,
and
q(z)= 2 z / H = 2 i .
and
(A%%)
Therefore d z ) becomes
Aw2=(K1-K2)/H2=k2,-3 (k2,+X2J,
~ a ~ = t ~ - ~ - ~ ( 1 + 2 K 1 + 2 K 3 ()k=2$, + k 2 3 ,
and
nl(z) = (H/2)1/2~1/2(c-1)(1
- x ) ~ / ~ ( ~ + ~b;- ~C; )x),
F~(~,
where
T h e author acknowledges helpful discussions mith h1. -4. P ~ d e r s e nand H. P. Bucker. Grac-e
Wofford drafted the final figures.
6 . References
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Roy L. Decvenport
(Paper 1-6-80)