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Anaesthesia 2021, 76 (Suppl. 1), 110–126 doi:10.1111/anae.

15276

Review Article

Ultrasound-guided fascial plane blocks of the chest wall: a


state-of-the-art review
K. J. Chin,1 B. Versyck2,3 and A. Pawa4

1 Professor, Department of Anaesthesiology and Pain Medicine, Toronto Western Hospital, University of Toronto,
Canada
2 Consultant, Department of Anaesthesia and Pain Medicine, AZ Turnhout, Belgium
3 Researcher, Department of Anaesthesia and Pain Medicine, Catharina Hospital, Eindhoven, The Netherlands
4 Consultant, Department of Anaesthesia, Guy’s and St Thomas’ NHS Foundation Trust, London, UK

Summary
Ultrasound-guided fascial plane blocks of the chest wall are increasingly popular alternatives to established
techniques such as thoracic epidural or paravertebral blockade, as they are simple to perform and have an
appealing safety profile. Many different techniques have been described, which can be broadly categorised
into anteromedial, anterolateral and posterior chest wall blocks. Understanding the relevant clinical anatomy is
critical not only for block performance, but also to match block techniques appropriately with surgical
procedures. The sensory innervation of tissues deep to the skin (e.g. muscles, ligaments and bone) can be
overlooked, but is often a significant source of pain. The primary mechanism of action for these blocks is a
conduction blockade of sensory afferents travelling in the targeted fascial planes, as well as of peripheral
nociceptors in the surrounding tissues. A systemic action of absorbed local anaesthetic is plausible but unlikely
to be a major contributor. The current evidence for their clinical applications indicates that certain chest wall
techniques provide significant benefit in breast and thoracic surgery, similar to that provided by thoracic
paravertebral blockade. Their role in trauma and cardiac surgery is evolving and holds great potential. Further
avenues of research into these versatile techniques include: optimal local anaesthetic dosing strategies; high-
quality randomised controlled trials focusing on patient-centred outcomes beyond acute pain; and
comparative studies to determine which of the myriad blocks currently on offer should be core competencies in
anaesthetic practice.

.................................................................................................................................................................
Correspondence to: K. J. Chin
Email: gasgenie@gmail.com
Accepted: 18 September 2020
Keywords: breast surgery; cardiac surgery; fascial plane block; postoperative analgesia; regional anaesthesia;
thoracic surgery; thoracic trauma
Twitter: @KiJinnChin; @BarbaraVersyck; @amit_pawa

Introduction adverse effects. The advent of ultrasound-guided regional


Until just over a decade ago, regional anaesthesia of the anaesthesia led to the development of fascial plane chest
chest wall was limited to thoracic epidural analgesia, wall blocks, which are characterised by: injection of a
thoracic paravertebral blocks and intercostal nerve blocks, generous volume of local anaesthetic; injection into
all of which target thoracic spinal nerves at or close to their musculofascial planes that contain nerves, rather than
origin. They are effective techniques, but widespread usage around discrete nerves; and injection distant from critical
was hampered by technical complexity, perceived risks and structures such as the spinal cord, major vessels or pleura

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[1]. These techniques have burgeoned both in number and plane block at the level of the fourth rib in the posterior or
popularity as safer and easier alternatives to thoracic mid-axillary line, and the deep (subpectoral) injection of the
epidural anaesthesia and thoracic paravertebral blockade. PECS2 block are injections into the same plane.
The pectoral nerve type-1 (PECS1) block was the first to be The anterolateral chest and axillary region are
described and was followed by the pectoral nerve type-2 innervated by five groups of nerves: anterior cutaneous
(PECS2) block, the serratus anterior plane block and branches and lateral cutaneous branches of the T2-T6
parasternal blocks. These can all be categorised into an thoracic intercostal nerves; pectoral nerves; long thoracic
anterolateral group of chest wall blocks (Table 1). More nerve; and supraclavicular nerves (Fig. 2). These originate
recently, the erector spinae plane (ESP) block has sparked from three anatomically-distinct neural structures: the
interest in a posterior group of paraspinal-intercostal block neuraxis; brachial plexus; and cervical plexus.
techniques that continues to evolve (Table 1). In this article, The thoracic intercostal nerves are the continuations of
we provide an overview of various chest wall block ventral rami of the respective spinal nerve roots. A complex
techniques by reviewing the relevant clinical anatomy, intercommunicating network of branches from each
discussing their mechanisms of action and summarising the intercostal nerve innervates the thoracic cage (Fig. 3) [5].
available evidence for their clinical application. Multiple anastomoses between adjacent spinal nerves and
their branches result in a complex and non-segmental
Anatomy pattern of sensory innervation [6]. In general, the terminal
Anatomical knowledge is not only critical to proper block anterior cutaneous branches of T2-T6 innervate the medial
performance, but also to appropriate matching of block half of the breast [7], while the lateral cutaneous branches of
technique and surgical procedure. This includes T3-T6 innervate the lateral half. The lateral cutaneous
understanding the anatomical course of target nerves as well branches of T3-T6 arise from the main nerve trunk close to
as the innervation of clinically-relevant anatomical tissues. We the mid-axillary line [5], and ascend through intercostal and
often focus only upon the patterns of cutaneous innervation; serratus anterior muscles, before dividing further into
however, pain from trauma to muscles, ligaments, joints and anterior and posterior branches that innervate the
bone is just as significant. While the innervation of these anterolateral and posterolateral chest wall, respectively. The
deeper tissues is less well described, a useful principle is that lateral cutaneous branch of T2 is the intercostobrachial
of Hilton’s law, which states that nerves innervating the nerve, which innervates the axilla and medial upper arm. In
muscles acting at or across a joint are also responsible for the axilla, the intercostobrachial nerve often receives a
sensory innervation of the articular soft tissues (joint capsule, communicating branch from the brachial plexus and medial
ligaments, synovium) [2]. Nerves traditionally regarded as brachial cutaneous nerve [8].
purely motor may, therefore, play a larger role in the The pectoral nerves and the long thoracic nerve
transmission of pain than previously thought [3, 4]. originate from the brachial plexus. The lateral pectoral
nerve (C5-7) innervates the pectoralis major muscle. The
Anterolateral chest wall and axillary region medial pectoral nerve (C7-T1) innervates pectoralis minor
From superficial to deep, the anterolateral chest wall muscle and the caudal part of pectoralis major. Both
consists of skin, subcutaneous fat, muscle layers and ribs. pectoral nerves run lateral to the pectoral branch of the
The deepest muscle layer comprises the intercostal muscles thoracoacromial artery, and thus the PECS1 block should
(external, internal and innermost) connecting adjacent ribs. ideally be performed near this artery. The long thoracic
The serratus anterior muscle overlies the lateral aspect of nerve (C5-7) descends from the brachial plexus in a
first to eighth ribs and intercostal muscles, originating as posterolateral direction to innervate the serratus anterior
multiple muscular slips running posteriorly from individual muscle. The role of these nerves in postoperative pain is
ribs to merge and insert on the scapula and spine. This is an controversial and may be minor [9, 10]. Finally, the
important consideration during an ultrasound-guided supraclavicular nerves originate from the superficial cervical
serratus anterior plane block, as the serratus anterior muscle plexus to innervate the skin of the superior part of the breast
becomes progressively thicker and easier to identify in an (Fig. 2).
anterior-to-posterior direction. The serratus anterior muscle
is covered by the latissimus dorsi muscle and by the Anteromedial chest wall
pectoral muscles on its posterior and anterior aspect, The anteromedial chest wall (the area between the mid-
respectively (Fig. 1). Hence, a superficial serratus anterior clavicular line and the sternum) comprises skin,

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112
Table 1 Overview of chest wall fascial plane block techniques
Neural targets of
Block name Technical performance primary interest Other comments
Anterolateral chest wall blocks
Pectoral nerve type-1 Injection between pectoralis Lateral and medial The pectoral branch of the thoracoacromial artery is an
(PECS1) block [6] major and minor muscles. pectoral nerves. important landmark for locating the pectoral nerves, but also as a
structure to be avoided with needle puncture.
Pectoral nerve PECS1 block plus a second injection Lateral and medial The block is conventionally performed with the probe oriented in
type-2 (PECS2) deep to pectoralis major and pectoral nerves. an oblique orientation and placed between the clavicle and
block [6] superficial to serratus anterior muscle. Lateral cutaneous axilla, and a single-needle insertion trajectory from medial to lateral.
branches of T2-T6
intercostal nerves.
Anaesthesia 2021, 76 (Suppl. 1), 110–126

Serratus anterior Injection superficial to serratus Lateral cutaneous The exact probe position and needle trajectory may be modified
plane block anterior muscle. branches of T2-T7 according to the desired area of coverage. The exact levels of
(superficial) [6] Injection can be performed anywhere intercostal nerves. intercostal nerves that are blocked will depend on where the local
within a region bounded by the anterior anaesthetic is deposited, and how it spreads.
and posterior axillary line, Depending on where the probe is placed, the overlying muscle
and the 3rd to 6th ribs. layer may be pectoralis minor or latissimus dorsi.
Serratus anterior Injection deep to serratus anterior Lateral cutaneous The exact probe position and needle trajectory may be modified
plane muscle and superficial to ribs and branches of T2-T7 according to the desired area of coverage. The exact levels of
block (deep) [6] intercostal muscles. intercostal nerves. intercostal nerves that are blocked will depend on where the
Injection can be performed anywhere Main trunk of intercostal local anaesthetic is deposited and how it spreads.
within a region bounded by the anterior nerves may also
and posterior axillary line, be reached.
and the 3rd to 6th ribs.
Anteromedial chest wall blocks
Transversus thoracis Injection deep to internal intercostal Anterior cutaneous This is currently the only described technique of injection into the
plane block [126] muscle and superficial to transversus branches of T2-T6 deep parasternal-intercostal plane. The exact probe position
thoracis muscle, lateral to the sternal edge. intercostal nerves. (transverse or parasagittal view) and needle trajectory may be
modified to optimise block performance.
Pecto-intercostal fascial Injection deep to pectoralis major Anterior cutaneous The pecto-intercostal fascial plane block is the term most
plane block [25] muscle and superficial to internal branches of T2-T6 commonly used in the current literature to describe the
intercostal muscle and ribs, intercostal nerves. technique of injection into the superficial parasternal-intercostal
lateral to the sternal edge. plane.
Several similar blocks have been described with different names
and minor variations in technical performance: anterior thoracic
medial block [127], subpectoral interfascial plane block [46],
parasternal-intercostal block [26], parasternal PECS block [128].

(continued)

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Chin et al. | Fascial plane chest wall blocks
Table 1 (continued)

Neural targets of
Block name Technical performance primary interest Other comments
Posterior chest wall blocks

© 2020 Association of Anaesthetists


Retrolaminar Injection in the plane between the bony Dorsal and ventral rami The extent of spread is volume dependent and subject to
block [62, 129] vertebral lamina and the overlying muscle of spinal nerves, spanning inter-individual variability.
(transversospinalis and erector spinae 1-3 levels cranial and
muscle groups). caudal to the level of injection.
Erector spinae Injection in the plane between the bony Dorsal and ventral rami The extent of spread is volume dependent and subject to
plane block [6] vertebral transverse processes and the of spinal nerves, spanning inter-individual variability.
Chin et al. | Fascial plane chest wall blocks

overlying erector spinae muscle (specifically, 1-3 levels cranial and


longissimus thoracis). caudal to the level of injection.
Midpoint transverse Injection deep (anterior) to the posterior Dorsal and ventral rami The MTP block was the first published description of the technique
process-to-pleura aspect of the vertebral transverse process of spinal nerves, spanning of injection into the intertransverse connective tissue complex,
(MTP) block [15] but superficial to the superior costotransverse 1-3 levels cranial and superficial to the thoracic paravertebral space. Several similar
ligament (i.e. the needle tip does not caudal to the level of injection. blocks have been described with different names and minor
enter the paravertebral space) variations in technical performance: costotransverse block [100],
multiple-injection costotransverse (MIC) block [99] and
subtransverse process interligamentary (STIL) block [101].
Paraspinal- Injection in the plane between the bony Lateral cutaneous Several similar blocks have been described with different names:
intercostal ribs plus intercostal muscles and the branches of T2-T7 these include the rhomboid intercostal block [116], continuous
plane blocks overlying erector spinae muscle (specifically, intercostal nerves. intercostal nerve block [111], posterior paramedian
longissimus thoracis or iliocostalis depending subrhomboidal block [113], intercostal/paraspinal block [114],
on how far lateral to the midline the extrathoracic sub-paraspinal block [115].
point of injection is). All involve injection into the same fascial plane, with minor
variations in technical performance related to landmarks and
exact site of injection on the posterior chest wall.
Rhomboid intercostal First injection is into the plane between Lateral cutaneous branches The first injection is the rhomboid intercostal block, a
subserratus plane the bony ribs plus intercostal muscles of T2-T7 intercostal nerves, paraspinal-intercostal plane block performed at a very specific
(RISS) block [117] and the overlying rhomboid major muscle with potential extension point on the posterior chest wall (the anatomical ‘triangle of
plus erector spinae muscle. The second as far as the T10 dermatome. auscultation’). The second injection (subserratus) is essentially
injection is into the same plane at a site that is a deep serratus anterior plane block and is designed to extend
more lateral and more inferior, where the the spread to cover the territory innervated by lower
overlying muscle layer is now serratus thoracic spinal nerves.
anterior muscle.
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ISN
LSN
M
BC
N
IC MSN
BN
LP
N
MPN

LTN: long thoracic nerve


LSN: lateral supraclavicular nerve
II ISN: intermediate supraclavicular nerve
MSN: medial supraclavicular nerve
LTN

LPN: lateral pectoral nerve


III MPN: medial pectoral nerve
II
III-VI lateral cutaneous branches of the thoracic intercostal nerves
III III-VI anterior cutaneous branches of the thoracic intercostal nerves
IV
ICBN: intercostobrachial nerve
IV MBCN: medial brachial cutaneous nerve
V
V
VI
VI

Figure 1 Innervation of the axilla, anterolateral and anteromedial chest wall. This is derived from several sources. The lateral,
intermediate and medial supraclavicular nerves (purple) are branches of the superficial cervical plexus. The medial brachial
cutaneous nerve (blue) and lateral and pectoral nerves (black) are branches of the brachial plexus. The intercostobrachial nerve
(blue) is a branch of the T2 intercostal nerve that supplies the skin of the axilla together with the medial brachial cutaneous nerve.
The lateral cutaneous branches (green) and anterior cutaneous branches (red) of the T2-T6 intercostal nerves are otherwise
responsible for most of the cutaneous innervation. (Reproduced with permission from Dr B. Versyck).

subcutaneous fat, pectoralis major muscle, internal Posterior chest wall


intercostal and transversus thoracis muscles, ribs and The posterior chest wall extends from the posterior axillary
sternum. Its innervation is derived from the T2-6 intercostal line to the thoracic spinous processes. Multiple different
nerves [5], which travel in the intercostal space bounded by muscle groups overlie the bony thoracic cage in a complex
internal and innermost intercostal muscles. Adjacent to the arrangement and the exact muscle layers seen during any
lateral edge of the sternum, the innermost intercostal ultrasound-guided block will depend on where the probe is
muscles transition to slips of the transversus thoracis muscle placed. The latissimus dorsi muscle is the most superficial
which connect the posterior aspect of the sternum to the layer in the inferior portion of the posterior thorax, covering
ribs (Fig. 4). The intercostal nerves terminate here in the erector spinae muscle from the T7 spinous process
anterior cutaneous branches which ascend through the downwards and extending out to the lateral thoracic wall.
intercostal and pectoralis major muscles to innervate the The most superficial muscle layer in the superior portion is
superficial tissues of the parasternal region [11]. The the trapezius, which covers rhomboid major and minor
anterior branches of intercostal nerves can, therefore, be muscles as well as the scapula and its associated muscles.
targeted in two fascial planes in the parasternal region: These, in turn, overlie the erector spinae muscle, a collective
deep to pectoralis major and superficial to intercostal term for the spinalis, longissimus thoracis and iliocostalis (in
muscles (the superficial parasternal-intercostal plane); and order from medial to lateral) muscles that run longitudinally
deep to intercostal muscles but superficial to transversus between the cervical and lumbar regions. The erector
thoracis muscles (the deep parasternal-intercostal plane; spinae muscle is the main component of the paraspinal
Fig. 4) [12]. muscles that stabilise the torso, but there is also a

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Excised Pectoralis
Major muscle

Pectoralis major
muscle
Pectoralis minor
muscle

Subcutaneous
breast organ

Intercostal muscles

Latissimus dorsi
muscle

Serratus anterior
muscle

Figure 2 Muscles of the pectoral and axillary region. The most superficial layer in the anterior chest is the pectoralis major
muscle. Pectoralis major has been cut away on the left side to show the wedge-shaped pectoralis minor muscle that overlies the
serratus anterior muscle. Serratus anterior is composed of multiple slips of muscle that originate from the ribs and run posteriorly
to merge and insert on the scapula and spine. In the lateral aspect of the chest, serratus anterior is covered by the latissimus dorsi
muscle. The deepest layer of muscles comprises the intercostal muscles spanning adjacent ribs; these are subdivided further
into external, internal and innermost intercostal muscles. (Reproduced with permission from Dr B. Versyck).

transversospinalis muscle group which lies deep to spinalis is continuous with the plane deep to the serratus anterior
and immediately adjacent to the bony vertebrae, and muscle in the anterolateral thorax [16].
includes multifidus, rotatores and intertransverse muscles. The posterior thoracic wall is innervated by branches of
The rotatores and intertransverse muscles, together with the dorsal rami of thoracic spinal nerves. The dorsal ramus
several ligamentous structures such as the superior arises from the main spinal nerve root once it emerges from
costotransverse ligament, span the gap between adjacent the intervertebral foramen, and divides into medial,
vertebral transverse processes. This ‘intertransverse tissue intermediate and lateral branches that ascend through the
complex’ [13] constitutes a permeable posterior boundary muscle layers to the superficial tissues [18, 19]. The
for the paravertebral space. Local anaesthetic spread posterolateral chest wall is also innervated by the posterior
through this layer is the postulated mechanism of action for divisions of the lateral cutaneous nerve branches that arise
analgesia in the distribution of the ventral rami observed from the intercostal nerves.
with the retrolaminar, ESP and midpoint transverse process
to pleura (MTP) blocks [14–15]. Lateral to the transverse Mechanisms of action
processes, the erector spinae muscle overlies the ribs and The primary mechanism of analgesia for chest wall blocks is
intercostal muscles, and the plane between these two layers the conduction blockade of sensory afferents. Local

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Figure 3 Stylised representation of the course of a typical thoracic intercostal nerve within the chest wall (based on the work of
Sakamoto et al. [5]). As each thoracic spinal nerve root arises from the spinal cord, it divides into a dorsal ramus and a ventral
ramus within the paravertebral space (dashed box). The ventral ramus continues as the intercostal nerve, running in the
intercostal space between internal and innermost intercostal muscles (dotted box). Lateral to the sternal edge, the innermost
intercostal muscles give way to the transversus thoracis muscle (see Fig. 4). A lateral cutaneous branch arises from the main
intercostal nerve close to the mid-axillary line and pierces the internal and external intercostal muscles, as well as the overlying
muscle layer (which may be serratus anterior or external oblique depending on the intercostal space in question), ascending and
branching to innervate the superficial tissues of the anterolateral chest wall. The main trunk of the intercostal nerve also gives rise
to multiple branches (darker green arrows) that innervate the ribs and muscle layers, and anastomose with branches from
adjacent intercostal nerves. The intercostal nerve terminates in the anterior cutaneous nerve which ascends through the
parasternal muscle and tissue layers to innervate the anteromedial chest wall. (Reproduced with permission from KJ Chin
Medicine Professional Corporation).

anaesthetic spreads within the fascial plane of injection to plane block injections rarely, if ever, reach the pectoral
reach nerves running within the plane [20–26], but there is nerves [20, 21].
also diffusion into the surrounding muscles and fascia Posterior chest wall blocks, such as the ESP block, differ
where it may have a local effect on peripheral nociceptors. from the anterolateral blocks in that the primary targets are
The ribs, associated joints and connective tissues are not nerves passing through the plane of injection (these
similarly important sources of pain, and are innervated by being dorsal rami of spinal nerves innervating the back) but
the multiple branches that arise from the intercostal nerves nerves in an adjacent anatomical compartment – namely,
along their course (Fig. 3) [5]. The paths of these perforating the ventral rami in the paravertebral and intercostal space.
nerve branches and accompanying vessels provide Although this has been disputed, the weight of available
potential channels for physical spread of local anaesthetic, evidence points to this as the primary mechanism of action
and this is enhanced further by tissue disruption in trauma or [14].
surgery [27, 28]. The clinical efficacy of techniques such as Another proposed mechanism of action is via systemic
the deep serratus anterior plane block or paraspinal- absorption and elevated plasma concentrations of local
intercostal blocks in rib fractures and thoracic surgery may, anaesthetic, like the analgesia associated with intravenous
therefore, be explained by diffusion into the intercostal (i.v.) lidocaine infusion [29]. There are presently no
space as well as local analgesia of traumatised muscles [27]. pharmacokinetic data from chest wall fascial plane blocks,
A larger volume of injection generally contributes greater but data from abdominal wall blocks using similar local
spread and nerve involvement, although this is still subject anaesthetic volumes and concentrations indicate that
to anatomical constraints. For example, serratus anterior therapeutic plasma concentrations can be achieved [30,

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Figure 4 Parasternal-intercostal anatomy and sonoanatomy. With the ultrasound probe placed in a transverse orientation
between adjacent ribs and next to the sternum, three muscle layers are visible (upper ultrasound image). These are, from
superficial to deep: pectoralis major muscle; internal intercostal muscle; and transversus thoracis muscle. The inset sketch of the
interior surface of the thorax illustrates the oblique course of the various slips of transversus thoracis muscle that connect the
sternum and ribs. The intercostal space between innermost and internal intercostal muscles is continuous with the plane
between transversus thoracis and internal intercostal muscles. The terminal anterior cutaneous branches of the intercostal
nerves travel in this plane and gradually ascend to innervate the superficial tissues in the parasternal area. They may be
anaesthetised by local anaesthetic injection (green ovals) in the plane that lies either deep to the internal intercostal muscle, or
deep to the pectoralis major muscle. An alternative ultrasound view may be obtained with the probe rotated 90° into a
parasagittal view (lower ultrasound image). The costal cartilages are visible in cross-section, and can be used as a backstop for
needle insertion into the plane deep to pectoralis major muscle. (Reproduced with permission from KJ Chin Medicine
Professional Corporation).

31]. However, these plasma concentrations are not bupivacaine and ropivacaine (the most commonly used
sustained after single-injection blocks, falling significantly local anaesthetics) have similar systemic analgesic efficacy
over 3–4 h [30]. It has also not been established if compared with lidocaine. Currently, this is likely to be a

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minor contribution to the clinical efficacy of fascial plane point) in postoperative pain scores at 6 and 24 h [35, 36].
blocks. The third study found that a PECS2 block or serratus anterior
plane block produced similar analgesic outcomes
Clinical application compared with thoracic paravertebral blockade [37]. There
The profusion of chest wall blocks has increased the was a statistically significant mean difference of 0.4 (95%CI
accessibility of regional anaesthesia but also introduced the -0.7 to -0.1) in rest pain 2 h postoperatively in favour of
dilemma of choice. To assist with decision-making, we have fascial plane blocks, but this is not a clinically meaningful
summarised the current evidence related to common difference.
clinical applications for each technique. Regarding the comparison between anterolateral and
posterior chest wall blocks in breast surgery, there are only
Anterolateral chest wall and axillary region three published RCTs comparing PECS2 block with an ESP
The PECS1 block [22] was intended originally as an block at the T4 level, all for modified radical mastectomy
alternative to thoracic paravertebral blockade or thoracic surgery [38-40]. Intra-operative opioid doses and
epidural anaesthesia for breast surgery, specifically haemodynamic parameters were similar in all three studies;
insertion of breast expanders and subpectoral prostheses. however, PECS2 resulted in superior postoperative
The PECS2 block combined PECS1 with a second injection analgesic outcomes (24-h opioid consumption, time to first
deep to pectoralis minor to provide axillary and intercostal opioid request and pain scores). This may be due to better
nerve coverage and increase the scope of application in coverage of the axilla and T2 dermatome [38]. The recently-
breast surgery [23]. Two separate meta-analyses published published PROSPECT guidelines on pain management for
in 2019 reviewed the available randomised controlled trials oncological breast surgery [41] concluded that there was
(RCT) in breast surgery comparing the PECS2 block with strong evidence for PECS2 as an alternative to thoracic
either systemic analgesia alone, or with thoracic paravertebral blockade, but insufficient evidence for any
paravertebral blockade, and arrived at similar findings [32, recommendations regarding posterior chest wall blocks at
33]. There was no significant difference in pain scores, time this time.
to first analgesic request or 24-h opioid consumption The component of PECS2 blockade involving injection
between patients who received PECS2 or thoracic into the plane deep to pectoralis minor and superficial to
paravertebral blockade. Compared with systemic analgesia serratus anterior muscle was described subsequently as a
alone, the PECS2 block produced a significant reduction in separate technique, the serratus anterior plane block [24].
pain scores and postoperative opioid consumption (by This was modified further according to whether injection
13.6 mg oral morphine, 95%CI -21.2–6.1, in one study [32] occurs superficial or deep to the serratus anterior muscle,
and 30.5 mg, 95%CI -42.2 to -18.8, in the other [33]) within and its exact location on the chest wall. There is evidence
the first 24 postoperative hours. These analgesic benefits that a serratus anterior plane block alone, without the
were confirmed by a third, more recent meta-analysis which PECS1 component, can provide clinically useful chest wall
undertook a broader comparison of PECS1, PECS2 and analgesia. A recent meta-analysis reviewed 19 RCTs
serratus anterior plane block alone or in combination vs. comparing serratus anterior plane block with either
control (block or sham injection) [34]. In addition, there was systemic analgesia alone or thoracic paravertebral
less pain irrespective of whether multimodal analgesics blockade, in both breast (13 studies) and thoracic surgery
were administered or not, and the risk of postoperative (six studies) [42]. The addition of a serratus anterior plane
nausea and vomiting was also reduced, even in patients block significantly reduced pain scores during the first 24
receiving routine anti-emetic prophylaxis. postoperative hours, with a mean difference ranging from
One criticism of these reviews relates to the 1.3–1.7 at 0–6 h (p < 0.001) to a more modest 0.7–0.9
heterogeneity of included surgical procedures, which (p < 0.001) at 12–24 h. Similar magnitudes of effect were
ranged from mastectomy to more minor surgery (e.g. seen on sub-group analyses of breast vs. thoracic surgery,
lumpectomy with or without axillary node dissection). This superficial vs. deep serratus anterior plane block and
has been addressed by another three meta-analyses studies at low risk of bias. Serratus anterior plane block was
focusing specifically on mastectomy patients. Two of them also associated with decreased 24-h opioid consumption,
compared PECS1 or PECS2 blocks vs. systemic analgesia prolonged time to first analgesia, and reduced rates of
and found that overall, PECS blocks significantly reduced postoperative nausea and vomiting and pruritus. There
24-h postoperative opioid consumption (by up to 5 mg i.v. were five studies comparing serratus anterior plane block
morphine, 95%CI -7.9 to -2.1) with modest reductions (< 1 with thoracic paravertebral blockade, four of which were in

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breast surgery. As with the PECS2 block in other meta- extubation reported a significant reduction in pain scores at
analyses [32, 33, 37], the serratus anterior plane block was 12 h postoperatively [50]. The pecto-intercostal fascial
equivalent to thoracic paravertebral blockade regarding plane block has similarly been described as a post-
almost all analgesic outcomes, except for higher pain scores extubation rescue strategy for intractable acute post-
in the immediate postoperative period (< 2 h) in the sternotomy pain [51]. A small RCT of surgically-
serratus anterior plane block group (mean difference 1.0, administered parasternal-intercostal blocks in 30 paediatric
95%CI 0.6–1.4, p < 0.001) [42]. patients demonstrated shorter times to extubation in
Further evidence for the effectiveness of serratus conjunction with reduced pain scores [52]. However, a more
anterior plane block (and to a lesser extent, PECS blocks) to recent RCT of pecto-intercostal fascial plane blocks in adult
treat acute thoracic pain comes from a systematic review of cardiac surgical patients did not demonstrate meaningful
the literature involving cardiac surgery, thoracic surgery and benefit vs. placebo, indicating the need for further
trauma [1]. Study heterogeneity (a mix of RCTs, cohort investigation into its role in enhanced recovery pathways
studies and case series) precluded meta-analysis, but a [53].
qualitative summary of the evidence suggests that serratus Parasternal-intercostal blocks may also augment the
anterior plane block and PECS blocks consistently analgesia provided by PECS2 blocks in breast surgery,
improved postoperative thoracic analgesia compared with particularly if the surgical site extends into the medial half of
systemic analgesia alone, with greatest analgesic benefit the breast. The combination of PECS2 block plus
occurring within the first 4–6 h. The potential benefit of transversus thoracis plane block in a RCT of modified
serratus anterior plane block in traumatic rib fractures was radical mastectomy resulted in lower pain scores at rest and
highlighted further by a longitudinal cross-sectional study of movement up to 24 h, and fewer patients requiring rescue
354 patients who received either serratus anterior plane analgesia compared with PECS2 block alone [54].
block, thoracic paravertebral blockade or thoracic epidural
anaesthesia as part of analgesic management [43]. All three Posterior chest wall
groups demonstrated clinically significant improvements in Paraspinal fascial plane blocks are designed to produce
inspiratory volume and pain scores, with no significant local anaesthetic spread to the paravertebral and intercostal
difference observed between them. spaces without inserting the needle tip into these spaces,
hence the moniker ‘paravertebral-by-proxy’ [55]. Several
Anteromedial chest wall different techniques have been described and the scientific
Parasternal-intercostal blocks target the anterior cutaneous evidence supporting their role in clinical practice is still
branches of the thoracic intercostal nerves, which innervate evolving.
the sternum and anteromedial thorax. Injection is The retrolaminar block was the first paraspinal fascial
performed into either a deeper plane between transversus plane block to be described and is notable for its simplicity –
thoracis and internal intercostal muscles (the transversus the needle is inserted to contact the thoracic lamina and
thoracis plane block [44, 45]), or a more superficial plane local anaesthetic is injected between the bony surface and
between the ribs and internal intercostal muscles (Fig. 4). the overlying paraspinal muscles, with subsequent spread
Several descriptions of the latter approach exist under through the intertransverse connective tissue complex into
different names (Table 1), the most common being the the paravertebral space [56–59]. A catheter may also be
pecto-intercostal fascial block. The main advantages of the inserted, and two early studies in breast surgery indicated
superficial approach are that the fascial plane is further away that continuous retrolaminar block provided satisfactory
from the pleura and is easier to identify. analgesia comparable with continuous thoracic
Parasternal-intercostal blocks have been used primarily paravertebral blockade [60]. There may, however, be
to provide peri-operative analgesia for midline sternotomy limited benefit from single-injection blocks. A RCT in 122
and are an attractive option, as the risk of bleeding patients undergoing breast surgery with axillary dissection
complications is low. There are also isolated reports of their found that a bilevel (T2 and T4) retrolaminar block lowered
use for sternal fracture [46], pericardiocentesis [47] and pain scores in the first two postoperative hours and more
implantable cardiac defibrillator insertion [48]. Research is than doubled the median time to first analgesic request
still at a preliminary stage but it appears safe and effective in (161 vs. 64 min, p < 0.001), but there was no significant
reducing early post-sternotomy pain [49]. A pilot RCT of difference in analgesic outcomes compared with the sham
transversus thoracis plane blocks performed in ICU before block group beyond this [61]. The most likely explanation

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for the short duration of effect is that only a small fraction of blockade group was 2.58% vs. 0% in the ESP group. The ESP
injected local anaesthetic penetrates the paravertebral block was found in one study to be easier for novice
space. The retrolaminar block remains a little-studied practitioners to perform successfully [70]. However,
technique, and the evidence base for the ultrasound- compared with the PECS2 block, the pooled evidence
guided approach is limited to case reports in thoracic indicated that analgesia is inferior to the ESP block. Twenty-
trauma and surgery [57, 58, 62]. four hour opioid consumption was higher (mean difference
The erector spinae plane block was first described in 14 mg oral morphine, 95%CI 3.9–24.1, p = 0.007) and pain
2016 [63], and has generated intense clinical and academic scores were higher at time-points up to 12 h
interest in ultrasound-guided paraspinal fascial plane postoperatively, albeit by only a small mean difference
blocks. Much of its popularity stems from simplicity of ranging from 0.32, 95%CI 0.01–0.63, p = 0.040 at 0–2 h to
execution, with the transverse processes acting as a readily- 0.50, 95%CI 0.09–0.90, p = 0.020 at 12 h, and with no
identifiable landmark for local anaesthetic injection into the significant difference observed in pain scores at 24 h [67].
fascial plane between them and the overlying erector The authors attributed this to coverage of the
spinae muscle. The ESP block is also the paraspinal intercostobrachial and pectoral nerves with the PECS2
technique with the largest evidence base to date, including block.
numerous RCTs as well as several narrative and systematic Another systematic review by Huang et al. [71]
reviews [64–67]. Although originally described for thoracic comparing ESP with no block or thoracic paravertebral
analgesia, its scope of clinical application has expanded to blockade in both breast and thoracic surgery searched the
include abdominal, upper limb and lower limb analgesia, literature up to March 2020 but only included a total of eight
which is not discussed here. studies in breast surgery. Although they failed to identify
A comprehensive systematic review by Leong et al. of several relevant RCTs included in the meta-analysis by
RCTs investigating ESP blocks in breast surgery identified Leong et al. [67], they reached similar conclusions regarding
13 studies involving 861 patients published before the analgesic superiority of ESP blocks compared with
February 2020 [67]. Of the 13 studies, seven compared ESP systemic analgesia alone in breast surgery, and analgesic
with no block, four compared ESP with thoracic equivalence with thoracic paravertebral blockade. The ESP
paravertebral blockade and three compared ESP with block has also been used successfully for surgical
PECS2 blocks. One trial had three arms – ESP, thoracic anaesthesia for modified radical mastectomy as described
paravertebral blockade and no block [68]. All but one study in a case report [72] and series of 30 patients [73].
[69] involved only patients undergoing modified radical Huang et al. [71] identified six RCTs in thoracic surgery
mastectomy. Patients who received an ESP block had comparing ESP with either systemic analgesia alone (two
superior analgesic outcomes compared with systemic studies [74, 75]) or with thoracic paravertebral blockade
analgesia alone, with reductions in 24-h opioid (four studies [76–79]). Only one study [76] involved patients
consumption (mean difference of 21.6 mg oral morphine, undergoing thoracotomy, and the other five were in video-
95%CI -32.6 to -10.5, p < 0.001) and decreased pain scores assisted thoracoscopic surgery. Sub-group analysis of
at all time-points up to 24 h postoperatively. The reduction thoracic surgical patients found that 24-h opioid
in pain scores was most marked in the early postoperative consumption was reduced in the ESP group compared with
period (mean difference ranging from 1.63, 95%CI -3.0 to systemic analgesia alone (mean difference 14.9 mg i.v.
-0.3, p = 0.020, at 0–2 h and 0.90, 95%CI -1.5 to -0.3, morphine, 95%CI -21.2 to -8.4, p < 0.001) and was
p = 0.003, at 6 h), decreasing to a mean difference of equivalent in ESP and thoracic paravertebral blockade
approximately 0.5 at 12 and 24 h, 95%CI -0.7 to -0.3, groups. The authors did not attempt to analyse pain scores
p < 0.001). Although the pooled incidence of postoperative by surgical sub-groups; however, the three studies included
nausea and vomiting was 18.7% vs. 31.1% in the ESP vs. no in the meta-analysis of pain scores on movement or
block group, this did not achieve statistical significance. coughing were all in thoracic surgery and showed no
Compared with thoracic paravertebral blockade, difference between ESP and thoracic paravertebral
patients who received an ESP block had higher pain scores blockade groups at time-points up to 24 h postoperatively.
in the immediate (0–2 h) postoperative period (mean The ESP block has been compared with serratus
difference 1.7, 95%CI 1.3–2.2, p < 0.001) but not at other anterior plane block in three RCTs [80–82]. Both serratus
reported time-points [67]. There was also no significant anterior plane block and ESP blocks resulted in low
difference in 24-h opioid consumption. Notably, the pooled postoperative pain scores following video-assisted
incidence of pneumothorax in the thoracic paravertebral thoracoscopic surgery but there were significant differences

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in favour of the ESP block in all three trials. Opioid combination of ESP and MTP blocks to provide surgical
consumption up to 48 h postoperatively was lower in the anaesthesia in a group of three patients with multiple rib
ESP group [80, 82] with longer time to first analgesic request fractures undergoing surgical stabilisation; all three patients
[81, 82] and fewer instances of rescue analgesia [80]. The had previously-sited thoracic epidurals that were
most recent study by Finnerty et al. [82] is notable for its inadequate for this purpose [92].
focus on patient-centred outcomes. Patients who received Peri-operative anticoagulation in cardiac surgery has
an ESP block had superior quality of recovery (measured by traditionally limited the use of regional anaesthesia;
QoR-15) and a lower overall rate of postoperative however, the perceived safety profile of the ESP block with
complications (measured by the Comprehensive regard to bleeding complications has rekindled interest.
Complication Index), including pneumonia. Case series and reports describe its use for postoperative
The ESP block has also been compared with multilevel analgesia following midline sternotomy [93, 94] as well as
intercostal nerve blocks in two RCTs [77, 83]. Chen et al. thoracotomy for minimally invasive approaches [95] and left
found that a single-injection ESP block resulted in similar ventricular device implantation [96], with no reports of any
postoperative analgesia compared with a six-level complications to date. There have been two RCTs of
ultrasound-guided intercostal nerve block, in terms of 24- bilateral ESP blocks in cardiac surgery via midline
and 48-h opioid consumption, and pain scores in the first sternotomy. In the first, single-injection ESP blocks were
8 h following video-assisted thoracoscopic surgery [77]. compared with systemic analgesia and this resulted in
Fiorelli et al. studied patients undergoing a 13–15 cm mini- significantly lower pain scores and analgesic outcomes up
thoracotomy at the fifth intercostal space and compared a to 12 h postoperatively, as well as improved recovery
single-injection ESP block with surgically-performed five- outcomes that included faster time to oral intake and
level intercostal blocks performed at the time of incision. ambulation [97]. In the second RCT, continuous ESP blocks
Patients receiving ESP block had lower pain scores, higher were compared with thoracic epidural anaesthesia, and
satisfaction scores and required fewer rescue analgesic outcomes including incentive spirometry, total intra-
doses, which was associated with better preservation of operative fentanyl consumption, ventilator duration and ICU
postoperative respiratory capacity [83]. Finally, continuous length of stay were similar between the groups. The ESP
ESP was compared with continuous thoracic paravertebral group even demonstrated superior pain scores at rest and
blockade in a RCT of video-assisted thoracoscopic during coughing for up to 48 h postoperatively. A dramatic
lobectomy and was found to be non-inferior with regard to improvement in analgesia with bilateral continuous ESP
resting pain scores 24 h postoperatively [78]. catheters was also reported in a non-randomised
There has been much interest in the ESP block as an comparative study of a fast-track programme which utilised
alternative to thoracic paravertebral blockade and thoracic a historical control group receiving only systemic analgesia
epidural anaesthesia in chest trauma. Its simplicity has [98]. The median (IQR) morphine consumption in the first
contributed to its use by non-anaesthetists and in out-of- 48 h was virtually nil in the ESP group and much more in the
theatre settings, including the emergency department [84] control group, 0 (0–0) vs. 40 (25–45) mg, p < 0.001. The ESP
and pre-hospital retrieval [85, 86]. Apart from case reports group also had a shorter time to chest tube removal, earlier
[84–87] and small series that demonstrate the effectiveness mobilisation and lower pain scores 1 month after surgery.
of both single-injection and continuous ESP blocks for rib The MTP block was based on the clinical
fracture analgesia [88, 89], the current literature also observation that ultrasound-guided local anaesthetic
includes two retrospective cohort studies. The first injection into the intertransverse muscular layer posterior
examined 79 patients who received an ESP block for rib to the superior costotransverse ligament still resulted in
fracture analgesia and found a meaningful improvement in pleural depression, signifying spread into the
incentive spirometry and pain scores in the first 3 h paravertebral space [15]. Conceptually, it is midway
following block performance [90]. The benefit appeared to between an ESP block and a true thoracic paravertebral
be greater for continuous vs. single-injection ESP blocks. block in terms of needle-tip location. Since its
Another study compared 66 patients receiving either an ESP description, there have been several publications of
block or systemic analgesia alone, and matched patients for identical block techniques with different names,
age, number of fractured ribs and other injuries. Patients in including: the multiple-injection costotransverse block
the ESP group had significantly lower daily opioid [99]; the costotransverse notch (or foramen) block [100];
consumption, mean (SD) of 37.5 (30.9) mg vs. 60.8 (52.6) mg and the subtransverse process interligamentary plane
oral morphine, p = 0.038 [91]. There is also a report of a block [101] (Table 1). Some of these have been

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characterised as variants of the ESP block, but they all opioid consumption, median [IQR] of 5 [4–7] vs. 10 [8–13]
involve injection into the intertransverse tissue complex mg i.v. morphine, p < 0.001.
[13], with minor differences in described landmarks for
block performance. Cadaveric studies suggest that these Conclusions and future directions
blocks may be more effective at producing paravertebral The fascial plane blocks described in this state-of-the-art
spread compared with the ESP block, by the simple fact review represent a significant step forward for regional
that injection is occurring closer to the paravertebral anaesthesia of the chest wall. They are attractive alternatives
space [102]. However, the only supporting clinical to thoracic epidural anaesthesia and thoracic paravertebral
literature at present consists of small case series and blockade due to their safety profile and relative simplicity,
case reports. Most of the reports relate to the MTP and the positive evidence to date for their efficacy. Yet
block, which has been utilised successfully in breast many avenues for future research remain to be pursued, if
surgery [103–105], thoracic surgery [106–108] and their full potential is to be realised. There are clearly roles
thoracic trauma [109]. Both single-level and multi-level for them in diverse settings beyond the operating room,
injection approaches have been used, and a continuous including the emergency department, chronic pain service
catheter technique also appears promising for providing and pre-hospital environment, that are worthy of further
extended analgesia [105, 108, 109]. investigation. Given that these are large-volume blocks,
‘Paraspinal-intercostal plane block’ is a collective research into optimal dosing regimens (i.e. local
term encompassing all posterolateral approaches to the anaesthetic volume and concentration) will help in
fascial plane that lies superficial to the ribs and balancing the considerations of block onset and duration
intercostal muscles [110] (Table 1). The first described vs. the risk of local anaesthetic systemic toxicity. The role of
technique involved surface landmark-guided insertion of local anaesthetic additives and continuous catheter
a tunnelled multi-orifice catheter into this plane, to techniques in prolonging the duration of analgesic benefit
provide ‘continuous intercostal nerve’ blockade for rib also requires further study.
fractures [111, 112]. The same technique (under a When considering whether to offer regional
different name) was used in another non-randomised anaesthesia, and which specific technique to employ, the
comparative study of rib fractures which demonstrated focus should always be centred on the patient in question,
equivalent analgesia compared with thoracic epidural and the balance between expected benefit vs. risk.
anaesthesia [113]. Several similar ultrasound-guided Continued research is warranted, therefore, to define their
approaches to the same fascial plane have since been impact on postoperative pain more accurately in specific
described and include the intercostal/paraspinal block surgical procedures and populations. The paediatric
[114], the extrathoracic sub-paraspinal block [115] and patient population stands to benefit, as these blocks are
the rhomboid intercostal block [116]. The latest of these eminently suited to performance under general
is the rhomboid intercostal and subserratus plane block, anaesthesia. A further priority is to establish if these blocks
which combines the rhomboid intercostal block with a have a meaningful impact on patient-centred outcomes
deep serratus anterior plane block to increase beyond pain scores and opioid consumption, and how they
dermatomal coverage on the basis that they are both can be effectively integrated into clinical care pathways.
injections into the same fascial plane, just at different One more critical issue to be addressed is the multiplicity of
locations on the posterolateral thoracic wall [117]. described techniques, many of which are similar in
Most of the literature on paraspinal-intercostal plane performance and targeted endpoints. There is a real risk of
blocks to date is comprised of case reports and small case intimidating would-be practitioners of regional anaesthesia
series. Single-injection and continuous rhomboid with needless complexity and choice [125]. An authoritative
intercostal and rhomboid intercostal and subserratus plane attempt at reaching a consensus on simplified and rational
blocks have been described for use in thoracic surgery, nomenclature, as well as technical descriptions, will go a
including thoracotomy [118, 119], rib fractures [120] and long way towards mitigating this. Finally, further head-to-
breast surgery [121–123]. One RCT has compared single- head studies comparing these different techniques with
injection rhomboid intercostal block with systemic each other, as well as against the more-established
analgesia alone in modified radical mastectomy with techniques of thoracic paravertebral block and epidural
axillary dissection [124]. Patients who received the block analgesia, will guide clinicians in making the best possible
had significantly better QoR-40 scores and lower 24-h choice for their patients.

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Chin et al. | Fascial plane chest wall blocks Anaesthesia 2021, 76 (Suppl. 1), 110–126

Acknowledgements 18. Ishizuka K, Sakai H, Tsuzuki N, Nagashima M. Topographic


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