1 Monthly Portfolio Jun 18

YW01 Principal Multi Cap Growth Fund
Portfolio as on June 30, 2018
Sr. No. Name of Instrument ISIN
EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 HDFC Bank Ltd. INE040A01026
2 ICICI Bank Ltd. INE090A01021
3 Infosys Ltd. INE009A01021
4 Reliance Industries Ltd. INE002A01018
5 State Bank of India INE062A01020
6 ITC Ltd. INE154A01025
7 Housing Development Finance Corporation Ltd. INE001A01036
8 Larsen & Toubro Ltd. INE018A01030
9 Tata Consultancy Services Ltd. INE467B01029
10 United Spirits Ltd. INE854D01024
11 Bombay Burmah Trading Corporation Ltd. INE050A01025
12 HCL Technologies Ltd. INE860A01027
13 Britannia Industries Ltd. INE216A01022
14 Bajaj Electricals Ltd. INE193E01025
15 Dabur India Ltd. INE016A01026
16 The Indian Hotels Company Ltd. INE053A01029
17 Chambal Fertilisers and Chemicals Ltd. INE085A01013
18 Phillips Carbon Black Ltd. INE602A01023
19 Tata Power Company Ltd. INE245A01021
20 GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014
21 NTPC Ltd. INE733E01010
22 ICICI Prudential Life Insurance Company Ltd. INE726G01019
23 Kotak Mahindra Bank Ltd. INE237A01028
24 Asahi India Glass Ltd. INE439A01020
25 Maruti Suzuki India Ltd. INE585B01010
26 Ramkrishna Forgings Ltd. INE399G01015
27 Coal India Ltd. INE522F01014
28 Mahindra & Mahindra Ltd. INE101A01026
29 Hero MotoCorp Ltd. INE158A01026
30 The India Cements Ltd. INE383A01012
31 KEC International Ltd. INE389H01022
32 Dewan Housing Finance Corporation Ltd. INE202B01012
33 Abbott India Ltd. INE358A01014
34 Dishman Carbogen Amcis Ltd. INE385W01011
35 Jain Irrigation Systems Ltd. INE175A01038
36 Sun Pharmaceutical Industries Ltd. INE044A01036
37 Kalpataru Power Transmission Ltd. INE220B01022
38 City Union Bank Ltd. INE491A01021
39 Rico Auto Industries Ltd. INE209B01025
40 Karur Vysya Bank Ltd. INE036D01028
41 Interglobe Aviation Ltd. INE646L01027
42 Shriram Transport Finance Company Ltd. INE721A01013
43 Birla Corporation Ltd. INE340A01012
44 Aurobindo Pharma Ltd. INE406A01037
45 Raymond Ltd. INE301A01014
46 Canara Bank INE476A01014
47 The Federal Bank Ltd. INE171A01029
48 Hindustan Zinc Ltd. INE267A01025
49 Ultratech Cement Ltd. INE481G01011
50 Axis Bank Ltd. INE238A01034
51 Bank of Baroda INE028A01039
52 Tata Motors Ltd. INE155A01022
53 Bharti Airtel Ltd. INE397D01024
54 JK Cement Ltd. INE823G01014
55 Rain Industries Ltd. INE855B01025
56 Vijaya Bank INE705A01016
57 National Aluminium Company Ltd. INE139A01034
58 Kirloskar Ferrous Industries Ltd. INE884B01025
59 Gayatri Projects Ltd. INE336H01023
60 CL Educate Ltd. INE201M01011
61 Syndicate Bank INE667A01018
62 Hindustan Construction Company Ltd. INE549A01026
63 Rattanindia Power Ltd. INE399K01017
64 Milestone Global Ltd. ** INE151H01018
65 Chennai Super Kings Ltd. @** INE852S01026
Total
Privately Placed / Unlisted $$ **

66 Balmer Lawrie Freight Containers Ltd. -
67 Sangam Health Care Products Ltd. INE431E01011
68 Virtual Dynamics Software Ltd. INE406B01019
69 Noble Brothers Impex Ltd. -
70 Precision Fasteners Ltd. INE604A01011
71 Crescent Finstock Ltd. INE147E01013
72 Mukerian Papers Ltd. INE348C01011
Total
Investment Funds/Mutual Funds

73 Principal Short Term Debt Fund - Direct Plan - Growth Option INF173K01GP0
Total
Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
*** Value below 0.01% of NAV
$$ lliquid securities
@Pending Listing on Stock Exchange
Rating / Industry Quantity Market value (Rs. In lakhs)
Banks 164,365 3,465.55

Banks 782,437 2,154.83
Software 164,142 2,145.66
Petroleum Products 207,332 2,016.20
Banks 775,209 2,010.50
Consumer Non Durables 697,201 1,855.95
Finance 93,303 1,780.31
Construction Project 137,696 1,755.76
Software 82,460 1,523.65
Software 148,986 1,379.98
Consumer Durables 237,719 1,292.24
Hotels, Resorts and Other Recreational Activities 973,007 1,284.86
Fertilisers 829,035 1,282.10
Chemicals 572,575 1,251.36
Power 1,695,900 1,242.25
Power 737,700 1,177.74
Finance 295,945 1,116.60
Banks 82,252 1,104.60
Auto Ancillaries 323,315 1,077.12
Auto 12,016 1,060.48
Industrial Products 153,299 1,026.95
Minerals/Mining 359,857 951.28
Auto 100,125 898.82
Auto 25,122 872.61
Cement 815,284 861.76
Construction Project 247,552 829.18
Finance 120,593 768.84
Pharmaceuticals 10,546 763.34
Industrial Products 944,272 725.20
Power 169,704 680.51
Banks 363,668 671.69
Auto Ancillaries 969,860 646.90
Banks 623,711 646.79
Transportation 58,709 639.05
Finance 48,012 623.89
Cement 83,502 605.26
Textile Products 63,940 586.27
Banks 232,499 584.85
Banks 676,878 554.02
Non - Ferrous Metals 200,927 551.54
Cement 13,982 533.92
Banks 97,342 497.22
Banks 434,753 489.75
Auto 177,516 478.05
Telecom - Services 122,695 468.63
Cement 53,292 463.56
Chemicals 238,963 460.96
Banks 853,115 436.79
Ferrous Metals 466,172 419.79
Construction 236,000 384.44
Diversified Consumer Services 199,566 283.18
Banks 666,967 273.12
Construction Project 1,365,791 167.31
Power 3,622,594 128.60
Media & Entertainment 511,578 0.00
60,997.95
Travel 54,000 0.00

Health Care Equipment 200,000 0.00
IT Consulting & Services 176,305 0.00
Personal Products 93,200 0.00
Auto Ancillaries 200 0.00
Diversified Financial Services 39,500 0.00
Paper Products 50,800 0.00
0.00
Mutual Fund 2,014,992 642.92

642.92
4,225.89
246.57
4,472.46
66,113.33
d in SEBI Regulations and Guidelines.

% to Net Assets Maturity Date
Industry / Rating
5.24% Banks
3.26% Consumer Non Durables
3.25% Software
3.05% Finance
3.04% Auto
2.81% Power
2.69% Pharmaceuticals
2.66% Construction Project
2.30% Cement
2.10% Petroleum Products
2.09% Industrial Products
2.09% Auto Ancillaries
2.03% Chemicals
1.95% Consumer Durables
1.95% Hotels, Resorts and Other Recreational Activities
1.94% Fertilisers
1.94% Non - Ferrous Metals
1.89% Minerals/Mining
1.88% Mutual Fund
1.81% Transportation
1.78% Textile Products
1.69% Telecom - Services
1.67% Ferrous Metals
1.63% Construction
1.60% Diversified Consumer Services
1.55% Health Care Equipment
1.44% Personal Products
1.36% Media & Entertainment
1.32% Travel
1.30% Diversified Financial Services
1.25% IT Consulting & Services
1.16% Paper Products
1.15% Cash & Equivalent
1.11%
1.10%
1.04%
1.03%
1.02%
0.98%
0.98%
0.97%
0.94%
0.92%
0.90%
0.89%
0.88%
0.84%
0.83%
0.81%
0.75%
0.74%
0.72%
0.71%
0.70%
0.70%
0.66%
0.64%
0.63%
0.58%
0.43%
0.41%
0.25%
0.19%
0.01%
***
92.23%
***
***
***
***
***
***
***
***
0.97%
0.97%
6.39% 02-Jul-2018
0.41%
6.80%
100.00%
Percent
19.49%
12.79%
7.64%
6.48%
5.00%
4.88%
4.20%
4.16%
3.73%
3.05%
2.65%
2.61%
2.59%
1.95%
1.94%
1.94%
1.47%
1.44%
0.97%
0.97%
0.89%
0.71%
0.63%
0.59%
0.43%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
6.80%
YW02 Principal Nifty 100 Equal Weight Fund

1 Bajaj Finance Ltd. INE296A01024
5 Hindustan Unilever Ltd. INE030A01027
8 Lupin Ltd. INE326A01037
9 Pidilite Industries Ltd. INE318A01026
10 JSW Steel Ltd. INE019A01038
11 Asian Paints Ltd. INE021A01026
12 Cipla Ltd. INE059A01026
13 Yes Bank Ltd. INE528G01027
14 Bajaj Finserv Ltd. INE918I01018
15 Colgate Palmolive (India) Ltd. INE259A01022
16 Godrej Consumer Products Ltd. INE102D01028
18 Steel Authority of India Ltd. INE114A01011
20 Avenue Supermarts Ltd. INE192R01011
22 Container Corporation of India Ltd. INE111A01025
23 IndusInd Bank Ltd. INE095A01012
24 Havells India Ltd. INE176B01034
28 MRF Ltd. INE883A01011
30 Oracle Financial Services Software Ltd. INE881D01027
31 Hindalco Industries Ltd. INE038A01020
32 Procter & Gamble Hygiene and Health Care Ltd. INE179A01014
33 Dr. Reddy's Laboratories Ltd. INE089A01023
34 Tech Mahindra Ltd. INE669C01036
36 Adani Ports and Special Economic Zone Ltd. INE742F01042
37 General Insurance Corporation Of India INE481Y01014
38 GAIL (India) Ltd. INE129A01019
40 Marico Ltd. INE196A01026
41 Piramal Enterprises Ltd. INE140A01024
43 Eicher Motors Ltd. INE066A01013
44 SBI Life Insurance Company Ltd. INE123W01016
45 Bosch Ltd. INE323A01026
47 Emami Ltd. INE548C01032
48 Cadila Healthcare Ltd. INE010B01027
51 Bajaj Auto Ltd. INE917I01010
52 Titan Company Ltd. INE280A01028
56 Tata Steel Ltd. INE081A01012
57 L&T Finance Holdings Ltd. INE498L01015
58 Zee Entertainment Enterprises Ltd. INE256A01028
61 Power Grid Corporation of India Ltd. INE752E01010
62 Shree Cement Ltd. INE070A01015
63 Indiabulls Housing Finance Ltd. INE148I01020
64 Petronet LNG Ltd. INE347G01014
67 Sun TV Network Ltd. INE424H01027
68 Oil India Ltd. INE274J01014
69 Grasim Industries Ltd. INE047A01021
71 Indian Oil Corporation Ltd. INE242A01010
72 Motherson Sumi Systems Ltd. INE775A01035
73 ABB India Ltd. INE117A01022
74 Ambuja Cements Ltd. INE079A01024
75 Wipro Ltd. INE075A01022
76 Aditya Birla Capital Ltd. INE674K01013
77 Bharat Petroleum Corporation Ltd. INE029A01011
78 Bharti Infratel Ltd. INE121J01017
79 NHPC Ltd. INE848E01016
80 Siemens Ltd. INE003A01024
81 NMDC Ltd. INE584A01023
82 LIC Housing Finance Ltd. INE115A01026
83 Power Finance Corporation Ltd. INE134E01011
84 Ashok Leyland Ltd. INE208A01029
85 DLF Ltd. INE271C01023
86 Oil & Natural Gas Corporation Ltd. INE213A01029
87 Cummins India Ltd. INE298A01020
88 Bharat Heavy Electricals Ltd. INE257A01026
90 ACC Ltd. INE012A01025
92 UPL Ltd. INE628A01036
94 Rural Electrification Corporation Ltd. INE020B01018
95 Vedanta Ltd. INE205A01025
96 Punjab National Bank INE160A01022
97 Idea Cellular Ltd. INE669E01016
98 Bharat Electronics Ltd. INE263A01024
99 Hindustan Petroleum Corporation Ltd. INE094A01015
101 Tata Motors Ltd. A-DVR IN9155A01020
Total

Total
Grand Total
Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets
Finance 1,030 23.65 1.34%

Software 1,234 22.80 1.30%
Consumer Non Durables 361 22.43 1.27%
Banks 1,659 22.28 1.27%
Consumer Non Durables 1,332 21.86 1.24%
Auto 2,391 21.46 1.22%
Pharmaceuticals 2,304 20.82 1.18%
Chemicals 1,924 20.46 1.16%
Ferrous Metals 6,109 19.96 1.13%
Banks 5,858 19.90 1.13%
Finance 341 19.85 1.13%
Banks 935 19.71 1.12%
Ferrous Metals 23,708 19.68 1.12%
Software 1,505 19.67 1.12%
Retailing 1,323 19.65 1.12%
Transportation 2,970 19.37 1.10%
Banks 997 19.26 1.09%
Consumer Durables 3,523 19.14 1.09%
Banks 7,234 18.76 1.07%
Auto Ancillaries 25 18.74 1.07%
Petroleum Products 1,924 18.71 1.06%
Software 458 18.66 1.06%
Non - Ferrous Metals 8,059 18.58 1.06%
Pharmaceuticals 829 18.53 1.05%
Software 2,823 18.50 1.05%
Finance 966 18.43 1.05%
Finance 2,478 18.16 1.03%
Gas 5,314 18.08 1.03%
Auto 201 17.74 1.01%
Auto 62 17.73 1.01%
Finance 2,628 17.72 1.01%
Auto 506 17.58 1.00%
Finance 4,622 17.44 0.99%
Software 1,878 17.39 0.99%
Auto 616 17.31 0.98%
Banks 3,372 17.22 0.98%
Construction Project 1,348 17.19 0.98%
Minerals/Mining 6,486 17.15 0.97%
Finance 11,255 17.07 0.97%
Media & Entertainment 3,125 17.00 0.97%
Cement 445 16.99 0.97%
Banks 6,169 16.99 0.97%
Power 9,067 16.94 0.96%
Cement 107 16.64 0.95%
Finance 1,432 16.36 0.93%
Gas 7,462 16.36 0.93%
Power 10,221 16.32 0.93%
Finance 1,247 16.20 0.92%
Oil 7,678 16.11 0.92%
Cement 1,599 16.10 0.91%
Telecom - Services 4,204 16.06 0.91%
Auto Ancillaries 5,619 16.00 0.91%
Industrial Capital Goods 1,355 15.97 0.91%
Cement 7,655 15.88 0.90%
Software 6,057 15.84 0.90%
Finance 11,866 15.81 0.90%
Telecom - Equipment & Accessories 5,213 15.67 0.89%
Power 66,690 15.64 0.89%
Finance 3,327 15.59 0.89%
Finance 20,130 15.56 0.88%
Auto 12,305 15.48 0.88%
Construction 8,195 15.47 0.88%
Oil 9,767 15.47 0.88%
Industrial Products 2,384 15.44 0.88%
Cement 1,128 15.11 0.86%
Pesticides 2,437 15.08 0.86%
Banks 12,948 14.59 0.83%
Finance 13,823 14.47 0.82%
Banks 18,097 13.78 0.78%
Auto 4,473 12.05 0.68%
Auto 1,231 1.95 0.11%
1,752.59 99.59%
7.97 0.45%
(0.80) (0.04)%
7.17 0.41%
1,759.76 100.00%
Maturity Date
Industry / Rating Percent

Finance 12.86%
Consumer Non Durables 12.28%
Banks 9.24%
Pharmaceuticals 7.55%
Auto 6.89%
Software 6.42%
Cement 4.59%
Petroleum Products 3.61%
Industrial Capital Goods 3.43%
Ferrous Metals 3.22%
Transportation 2.99%
Auto Ancillaries 2.98%
Power 2.78%
Non - Ferrous Metals 2.73%
Consumer Durables 2.07%
Gas 1.96%
Media & Entertainment 1.89%
Minerals/Mining 1.86%
Oil 1.80%
Telecom - Services 1.67%
Chemicals 1.16%
Retailing 1.12%
Construction Project 0.98%
Telecom - Equipment & Accessories 0.89% 96.97%
Construction 0.88%
Industrial Products 0.88%
Pesticides 0.86%
Cash & Equivalent 0.41%
02-Jul-2018
YW04 Principal Focused Multicap Fund

15 NIIT Ltd. INE161A01038
17 Navin Fluorine International Ltd. INE048G01026
18 AIA Engineering Ltd. INE212H01026
20 Sterlite Technologies Ltd. INE089C01029
22 L&T Technology Services Ltd. INE010V01017
23 Nestle India Ltd. INE239A01016
26 Apollo Tyres Ltd. INE438A01022
29 JSW Steel Ltd. INE019A01038
30 Delta Corp Ltd. INE124G01033
Total
DERIVATIVES
31 HDFC Bank Ltd. -
Total

Total
Grand Total
Banks 88,768 1,871.63

Finance 74,227 1,416.33
Software 99,900 1,305.89
Banks 96,900 1,301.32
Auto 13,500 1,191.46
Banks 429,708 1,183.42
Software 50,160 926.83
Banks 324,000 840.29
Auto 21,660 752.36
Software 756,900 728.52
Cement 4,500 699.94
Chemicals 108,000 680.56
Telecom - Equipment & Accessories 219,000 603.13
Software 45,000 548.15
Consumer Non Durables 5,400 529.75
Banks 150,000 509.48
Auto 180,000 484.74
Finance 6,900 401.66
Hotels, Resorts and Other Recreational Activities 135,000 293.02
25,651.03
Stock Future 14,500 305.65

305.65
3,800.29
2.76
3,803.06
29,759.73
Industry / Rating
6.29% Banks
4.76% Software
4.50% Auto
4.39% Finance
4.00% Cement
3.98% Chemicals
2.82% Telecom - Equipment & Accessories
2.35% Stock Future
2.05%
2.03%
1.90%
1.84%
1.78%
1.71%
1.63%
1.54%
1.37%
1.35%
1.19%
0.98%
86.20%
1.03% 26-Jul-2018
1.03%
12.77% 02-Jul-2018
0.00%
12.77%
100.00%
Percent
19.17%
14.59%
11.79%
8.16%
6.11%
5.08%
3.38%
3.27%
2.35%
2.29%
2.22%
2.05%
2.03%
1.54%
1.19%
1.03%
0.98%
12.77%
YW05 Principal Dividend Yield Fund

11 Cyient Ltd. INE136B01020
12 Dalmia Bharat Ltd. INE439L01019
14 Sasken Technologies Ltd. INE231F01020
15 VST Industries Ltd. INE710A01016
16 Colgate Palmolive (India) Ltd. INE259A01022
18 Aarti Industries Ltd. INE769A01020
23 Bajaj Holdings & Investment Ltd. INE118A01012
24 Indraprastha Gas Ltd. INE203G01027
28 Exide Industries Ltd. INE302A01020
29 HEG Ltd. INE545A01016
33 Spicejet Ltd. INE285B01017
39 Himadri Speciality Chemical Ltd. INE019C01026
41 PI Industries Ltd. INE603J01030
42 Oil India Ltd. INE274J01014
46 SRF Ltd. INE647A01010
48 Uflex Ltd. INE516A01017
50 Tamil Nadu Newsprint & Papers Ltd. INE107A01015
53 Texmaco Rail & Engineering Ltd. INE621L01012
54 NBCC (India) Ltd. INE095N01031
55 Himatsingka Seide Ltd. INE049A01027
57 Orient Paper & Industries Ltd. INE592A01026
58 Fine Organic Industries Ltd. @** INE686Y01026
59 Rites Ltd. @** INE320J01015
60 Apollo Tyres Ltd. # -
Total

61 Tirrihannah Company Ltd. -
62 Minerava Holdings Ltd. -
63 Crystal Cable Industries Ltd. INE759J01022
64 Western Paques (India) Ltd. -
65 Sandur Laminates Ltd. -
Total
DERIVATIVES
66 HDFC Bank Ltd. -
Total

67 Principal Cash Management Fund - Growth Option INF173K01DA9
Total

Total
Grand Total
# Valued at Nil as these equity shares have been pending under objection for considerable period of time.
Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date
Consumer Non Durables 75,280 1,235.46 8.45%

Software 50,850 664.71 4.54%
Auto 6,480 571.90 3.91%
Auto 13,500 468.92 3.21%
Banks 21,300 449.10 3.07%
Software 21,600 399.11 2.73%
Banks 126,000 347.00 2.37%
Banks 121,800 315.89 2.16%
Software 40,500 310.43 2.12%
Cement 13,569 309.38 2.11%
Cement 7,800 297.85 2.04%
Software 32,400 296.90 2.03%
Chemicals 19,608 240.98 1.65%
Software 25,980 240.64 1.65%
Auto 7,800 219.20 1.50%
Finance 6,900 198.89 1.36%
Gas 78,000 198.35 1.36%
Banks 9,900 191.29 1.31%
Gas 55,002 187.14 1.28%
Banks 12,600 169.21 1.16%
Gas 73,800 161.77 1.11%
Chemicals 64,800 141.62 0.97%
Textile Products 15,000 137.54 0.94%
Chemicals 108,000 135.97 0.93%
Banks 73,590 135.92 0.93%
Pesticides 16,800 126.51 0.86%
Oil 59,850 125.60 0.86%
Ferrous Metals 135,000 121.57 0.83%
Power 64,800 121.08 0.83%
Power 74,700 119.26 0.82%
Paper 40,500 101.19 0.69%
Auto 77,400 97.37 0.67%
Construction 114,000 85.44 0.58%
Hotels, Resorts and Other R 47,700 62.99 0.43%
Chemicals 2,823 22.10 0.15%
Auto Ancillaries 16,500 0.00 ***
13,445.75 91.92%
Consumer Non Durables 50,000 0.00 ***

Finance 20 0.00 ***
Telecom - Services 50,000 0.00 ***
Construction 900 0.00 ***
Construction Project 200,000 0.00 ***
0.00 ***
Stock Future 3,500 73.78 0.50% 26-Jul-2018

73.78 0.50%
Mutual Fund 1,318 22.62 0.15%

22.62 0.15%
701.16 4.79% 02-Jul-2018

384.83 2.64%
1,086.00 7.43%
14,628.14 100.00%
ction for considerable period of time.

Software 13.07%
Banks 11.00%
Auto 9.29%
Cement 4.15%
Gas 3.75%
Chemicals 3.70%
Textile Products 2.29%
Power 1.65%
Finance 1.36%
Pesticides 0.86%
Oil 0.86%
Paper 0.69%
Construction 0.58%
Stock Future 0.50%
Hotels, Resorts and Other Recreational Activities 0.43%
Mutual Fund 0.15%
YW06 Principal Emerging Bluechip Fund

2 Eicher Motors Ltd. INE066A01013
4 Bajaj Finance Ltd. INE296A01024
14 Torrent Pharmaceuticals Ltd. INE685A01028
17 Security and Intelligence Services (I) Ltd. INE285J01010
18 Mahindra & Mahindra Financial Services Ltd. INE774D01024
19 Voltas Ltd. INE226A01021
20 Container Corporation of India Ltd. INE111A01025
22 Navin Fluorine International Ltd. INE048G01026
23 Bharat Financial Inclusion Ltd. INE180K01011
25 Indraprastha Gas Ltd. INE203G01027
26 Dalmia Bharat Ltd. INE439L01019
28 Jubilant Foodworks Ltd. INE797F01012
31 Bata India Ltd. INE176A01028
32 Tata Chemicals Ltd. INE092A01019
33 Natco Pharma Ltd. INE987B01026
37 L&T Technology Services Ltd. INE010V01017
38 Graphite India Ltd. INE371A01025
44 PVR Ltd. INE191H01014
45 Bandhan Bank Ltd. INE545U01014
46 Parag Milk Foods Ltd. INE883N01014
47 CESC Ltd. INE486A01013
49 Sterlite Technologies Ltd. INE089C01029
51 Thomas Cook (India) Ltd. INE332A01027
52 Motherson Sumi Systems Ltd. INE775A01035
53 Biocon Ltd. INE376G01013
54 Atul Ltd. INE100A01010
55 Dixon Technologies (India) Ltd. INE935N01012
56 Schaeffler India Ltd. INE513A01014
57 Vardhman Textiles Ltd. INE825A01012
58 Finolex Cables Ltd. INE235A01022
59 Havells India Ltd. INE176B01034
60 Apollo Tyres Ltd. INE438A01022
61 Himadri Speciality Chemical Ltd. INE019C01026
62 Muthoot Finance Ltd. INE414G01012
63 TCI Express Ltd. INE586V01016
66 PSP Projects Ltd. INE488V01015
67 Mold-Tek Packaging Ltd. INE893J01029
68 SRF Ltd. INE647A01010
69 Shankara Building Products Ltd. INE274V01019
70 NCC Ltd. INE868B01028
72 S. P. Apparels Ltd. INE212I01016
74 Jindal Steel & Power Ltd. INE749A01030
75 UPL Ltd. INE628A01036
77 Gujarat State Petronet Ltd. INE246F01010
78 BEML Ltd. INE258A01016
82 Ganesha Ecosphere Ltd. INE845D01014
83 Future Retail Ltd. INE752P01024
84 Bharat Electronics Ltd. INE263A01024
85 Asian Granito India Ltd. INE022I01019
86 Fine Organic Industries Ltd. @** INE686Y01026
87 Gujarat Narmada Valley Fertilizers & Chemicals Ltd. INE113A01013
88 Orient Paper & Industries Ltd. INE592A01026
Total
DERIVATIVES
89 Amara Raja Batteries Ltd. -
90 HDFC Bank Ltd. -
Total

91 Principal Short Term Debt Fund - Direct Plan - Growth Option INF173K01GP0
Total

Total
Grand Total


Auto 16,938 4,842.65 2.67%
Industrial Products 234,000 3,510.23 1.94%
Finance 144,900 3,327.41 1.84%
Auto Ancillaries 1,233,000 3,184.84 1.76%
Banks 159,900 3,089.59 1.71%
Banks 143,900 3,034.06 1.68%
Banks 219,900 2,953.15 1.63%
Banks 1,062,000 2,924.75 1.62%
Software 222,108 2,903.40 1.60%
Software 154,800 2,860.32 1.58%
Software 363,900 2,789.29 1.54%
Auto Ancillaries 3,678 2,757.56 1.52%
Pharmaceuticals 181,500 2,543.09 1.40%
Cement 16,308 2,536.58 1.40%
Gas 1,080,000 2,367.36 1.31%
Commercial Services 204,900 2,357.37 1.30%
Finance 501,900 2,357.17 1.30%
Construction Project 450,000 2,357.10 1.30%
Transportation 357,216 2,329.94 1.29%
Petroleum Products 237,000 2,304.71 1.27%
Chemicals 357,900 2,255.31 1.25%
Finance 191,670 2,216.66 1.22%
Banks 2,703,000 2,212.41 1.22%
Gas 861,900 2,191.81 1.21%
Cement 96,108 2,191.31 1.21%
Finance 337,800 2,153.64 1.19%
Auto 237,000 2,127.55 1.17%
Banks 814,800 2,113.18 1.17%
Consumer Durables 243,900 2,096.08 1.16%
Chemicals 300,000 2,093.55 1.16%
Finance 35,640 2,074.64 1.15%
Ferrous Metals 2,496,000 2,071.68 1.14%
Software 168,000 2,046.41 1.13%
Banks 577,500 1,961.48 1.08%
Media & Entertainment 135,000 1,855.31 1.02%
Banks 349,987 1,842.86 1.02%
Power 200,040 1,824.46 1.01%
Telecom - Equipment & Accessories 654,480 1,802.44 1.00%
Hotels, Resorts and Other Recreational Activities 1,359,000 1,794.56 0.99%
Services 658,800 1,756.36 0.97%
Chemicals 64,080 1,699.08 0.94%
Textiles - Cotton 138,900 1,694.51 0.94%
Chemicals 1,305,000 1,643.00 0.91%
Finance 429,000 1,628.06 0.90%
Transportation 279,000 1,605.09 0.89%
Banks 867,600 1,602.46 0.89%
Construction 324,000 1,591.00 0.88%
Textile Products 92,208 1,564.40 0.86%
Ferrous Metals 99,000 1,532.67 0.85%
Construction Project 1,590,000 1,527.20 0.84%
Ferrous Metals 654,480 1,459.82 0.81%
Pesticides 234,000 1,447.99 0.80%
Gas 768,900 1,383.64 0.76%
Industrial Capital Goods 168,000 1,359.62 0.75%
Non - Ferrous Metals 489,000 1,342.31 0.74%
Cement 180,000 1,304.73 0.72%
Construction 1,728,000 1,295.14 0.72%
Textiles - Synthetic 345,000 1,282.19 0.71%
Retailing 207,000 1,189.73 0.66%
Industrial Capital Goods 1,080,000 1,173.42 0.65%
Construction 230,499 698.07 0.39%
Chemicals 69,563 544.68 0.30%
Chemicals 105,811 425.73 0.24%
Consumer Durables 1,260,000 377.37 0.21%
174,718.94 96.53%
Stock Future 153,300 1,104.45 0.61%

Stock Future 25,000 526.98 0.29%
1,631.42 0.90%
Mutual Fund 1,679,160 535.76 0.30%

Mutual Fund 9,884 169.62 0.09%
705.38 0.39%
4,738.21 2.62%
(725.36) (0.44)%
4,012.86 2.18%
181,068.60 100.00%
SEBI Regulations and Guidelines.

Maturity Date

Banks 12.02%
Finance 7.60%
Software 5.85%
Chemicals 4.80%
Auto 3.84%
Cement 3.33%
Gas 3.28%
Construction 1.99%
Commercial Services 1.30%
Power 1.01%
Telecom - Equipment & Accessories 1.00%
Services 0.97%
Textiles - Cotton 0.94%
Stock Future 0.90%
Pesticides 0.80% 92.68%
Textiles - Synthetic 0.71%
Retailing 0.66%
Mutual Fund 0.39%
26-Jul-2018
26-Jul-2018
02-Jul-2018
YW07 Principal Personal Tax Saver Fund

Total

60 Punjab Wireless Systems Ltd. INE181A01010
61 Virtual Dynamics Software Ltd. INE406B01019
Total

Total
Grand Total
Banks 73,692 1,553.76 5.46%

Software 81,286 1,062.57 3.73%
Banks 335,230 923.22 3.25%
Banks 346,180 897.82 3.16%
Finance 45,134 861.20 3.03%
Software 40,614 750.45 2.64%
Software 67,435 624.62 2.20%
Chemicals 261,085 570.60 2.01%
Fertilisers 368,000 569.11 2.00%
Hotels, Resorts and Other Recreational Activities 427,500 564.51 1.98%
Power 740,000 542.05 1.91%
Power 329,912 526.70 1.85%
Banks 38,897 522.37 1.84%
Finance 132,378 499.46 1.76%
Auto 5,278 465.82 1.64%
Auto 12,552 435.99 1.53%
Minerals/Mining 159,233 420.93 1.48%
Auto 45,625 409.58 1.44%
Cement 361,061 381.64 1.34%
Banks 62,354 318.50 1.12%
Finance 49,140 313.29 1.10%
Banks 301,693 312.86 1.10%
Finance 24,011 312.01 1.10%
Cement 8,012 305.95 1.08%
Banks 119,372 300.28 1.06%
Banks 160,400 296.26 1.04%
Banks 556,534 284.95 1.00%
Auto 104,112 280.37 0.99%
Cement 38,680 280.37 0.99%
Banks 327,366 267.95 0.94%
Chemicals 117,725 227.09 0.80%
Banks 189,657 213.65 0.75%
Construction 118,000 192.22 0.68%
Ferrous Metals 203,952 183.66 0.65%
Banks 390,048 159.72 0.56%
Diversified Consumer Services 91,300 129.55 0.46%
Auto Ancillaries 250 0.00 ***
27,327.55 96.12%
Telecom - Equipment & Accessories 8,600 0.00 ***

IT Consulting & Services 200,000 0.00 ***
0.00 ***
987.65 3.47%
134.31 0.41%
1,121.96 3.88%
28,449.51 100.00%

Maturity Date

Banks 21.28%
Software 8.57%
Finance 6.99%
Auto 5.60%
Power 3.76%
Cement 3.41%
Chemicals 2.81%
Fertilisers 2.00%
Transportation 1.12% 92.49%
Construction 0.68%
Diversified Consumer Services 0.46%
Telecom - Equipment & Accessories 0.00%
IT Consulting & Services 0.00%
02-Jul-2018
YW09 Principal Tax Savings Fund

Total

Total
Grand Total

Banks 96,934 2,043.80

Software 103,297 1,350.30
Banks 455,143 1,253.46
Banks 454,501 1,178.75
Finance 58,670 1,119.48
Software 52,640 972.66
Software 90,069 834.26
Consumer Durables 143,460 779.85
Chemicals 345,520 755.13
Hotels, Resorts and Other Recreational Activities 566,187 747.65
Fertilisers 482,966 746.91
Power 988,400 724.00
Power 424,840 678.26
Finance 172,169 649.59
Banks 47,415 636.76
Auto 6,577 580.46
Auto 16,598 576.53
Minerals/Mining 207,412 548.29
Auto 60,750 545.35
Cement 479,230 506.55
Transportation 38,581 419.95
Finance 65,858 419.88
Banks 226,331 418.03
Banks 396,203 410.86
Power 97,294 390.15
Finance 29,674 385.60
Banks 149,524 376.13
Cement 9,782 373.54
Textile Products 40,485 371.21
Cement 49,646 359.86
Banks 67,240 343.46
Banks 408,135 334.06
Banks 588,497 301.31
Auto 110,578 297.79
Chemicals 151,654 292.54
Cement 32,195 280.05
Banks 246,565 277.76
Telecom - Services 63,471 242.43
Banks 442,985 181.40
Diversified Consumer Services 118,442 168.07
Power 2,533,170 89.93
36,657.53
1,020.22
198.23
1,218.45
37,875.98

Industry / Rating
5.40% Banks
3.31% Software
3.11% Finance
3.07% Auto
2.96% Power
2.57% Cement
2.09% Chemicals
2.06% Consumer Durables
1.99% Fertilisers
1.97% Non - Ferrous Metals
1.97% Minerals/Mining
1.91% Transportation
1.84% Textile Products
1.79% Telecom - Services
1.78% Construction
1.68% Diversified Consumer Services
1.52%
1.45%
1.44%
1.34%
1.31%
1.19%
1.19%
1.12%
1.11%
1.11%
1.11%
1.10%
1.08%
1.03%
1.02%
1.02%
0.99%
0.99%
0.98%
0.98%
0.95%
0.91%
0.91%
0.88%
0.80%
0.79%
0.78%
0.77%
0.74%
0.73%
0.64%
0.63%
0.62%
0.48%
0.44%
0.27%
0.24%
***
***
96.79%
2.69% 02-Jul-2018
0.52%
3.21%
100.00%
Percent
20.47%
13.18%
8.34%
6.81%
5.28%
4.97%
4.44%
4.32%
4.02%
3.07%
2.81%
2.76%
2.76%
2.06%
1.97%
1.97%
1.69%
1.45%
1.11%
0.98%
0.64% 93.48%
0.63%
0.62%
0.44%
0.00%
3.21%
YW10 Principal Global Opportunities Fund
Overseas ETF
Units of Mutual Fund / Units Trust
1 PGIF Origin Global Smaller Companies Fund - Usd I Class Accumulation IE00B94VTJ31
Total

Total
Grand Total
Mutual Fund 144,490 1,722.08 97.07%

1,722.08 97.07%
104.39 5.88% 02-Jul-2018

(52.38) (2.95)%
52.02 2.93%
1,774.10 100.00%
Mutual Fund 97.07%
YW11 Principal Low Duration Fund
MONEY MARKET INSTRUMENT

Certificate of Deposit **
1 Small Industries Development Bank of India INE556F16432
2 Axis Bank Ltd. INE238A16Z24
Total
Commercial Paper **
4 National Bank for Agriculture and Rural Development INE261F14CX0
6 Cox & Kings Ltd. INE008I14KL7
7 Cox & Kings Ltd. INE008I14JK1
8 Reliance Industries Ltd. INE002A14AD5
9 IL&FS Financial Services Ltd. INE121H14JU3
Total
Treasury Bill
10 TBILL 91 DAYS 2018 IN002018X096
Total
BONDS & NCDs

Listed / awaiting listing on the stock exchanges **
11 8.55% Indiabulls Housing Finance Ltd. INE148I07FX0
12 8.75% Muthoot Finance Ltd. INE414G07CM0
13 8.15% Piramal Enterprises Ltd. INE140A07344
14 9.20% Avanse Financial Services Ltd. INE087P07071
15 8.70% JM Financial Products Ltd. INE523H07841
16 8.90% Dewan Housing Finance Corporation Ltd. INE202B07IY2
17 9.05% Dewan Housing Finance Corporation Ltd. INE202B07IJ3
18 8.13% Tata Motors Ltd. INE155A08290
19 8.10% Reliance Jio Infocomm Ltd. INE110L07054
20 10.70% Aspire Home Finance Corporation Ltd. INE658R07141
21 10.35% Ess Kay Fincorp Ltd. INE124N07085
Total
Unlisted **
22 Sprit Infrapower & Multiventures Pvt. Ltd. (ZCB) INE069R07117
Total

Total
Grand Total
All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is Rs.113.04 Lak
CRISIL A1+ 2,500 2,326.09 4.22% 05-Jun-2019

CRISIL A1+ 2,000 1,900.49 3.44% 07-Mar-2019
4,226.58 7.66%
CRISIL A1+ 640 3,160.40 5.73% 05-Sep-2018

CRISIL A1+ 500 2,482.65 4.50% 06-Aug-2018
CRISIL A1+ 490 2,420.37 4.39% 04-Sep-2018
BWR A1+ 440 2,128.87 3.86% 26-Nov-2018
BWR A1+ 178 877.25 1.59% 07-Sep-2018
CRISIL A1+ 100 497.52 0.90% 25-Jul-2018
[ICRA]A1+ 60 293.81 0.53% 24-Sep-2018
11,860.86 21.50%
Sovereign 200,000 197.92 0.36% 30-Aug-2018

197.92 0.36%
BWR AAA 500 4,970.03 9.01% 02-Mar-2020

CRISIL AA 485,000 4,778.40 8.66% 19-Jun-2021
[ICRA]AA 480 4,778.21 8.66% 14-Jun-2019
CARE AA+ (SO) 250 2,492.68 4.52% 04-Jan-2019
CRISIL AA 250 2,478.96 4.49% 25-Jul-2019
BWR AAA 250,000 2,466.17 4.47% 04-Jun-2021
BWR AAA 243,000 2,424.17 4.39% 09-Sep-2019
CARE AA+ 235 2,349.53 4.26% 18-Jul-2018
CRISIL AAA 153 1,525.47 2.76% 29-Apr-2019
[ICRA]AA- 140 1,404.56 2.55% 05-Jun-2019
IND A (SO) 150 1,122.79 2.04% 27-Dec-2019
30,790.97 55.81%
BWR AA- 400 4,320.01 7.83% 09-Aug-2018

4,320.01 7.83%
2,537.16 4.60% 02-Jul-2018

1,238.19 2.24%
3,775.36 6.84%
55,171.70 100.00%
RE; ICRA; IND; BRW.

the end of the period is Rs.113.04 Lakhs
CRISIL A1+ 23.18%
BWR AAA 17.87%
CRISIL AA 13.15%
[ICRA]AA 8.66%
BWR AA- 7.83%
BWR A1+ 5.45%
CARE AA+ (SO) 4.52%
CARE AA+ 4.26%
CRISIL AAA 2.76%
[ICRA]AA- 2.55%
IND A (SO) 2.04%
[ICRA]A1+ 0.53%
Sovereign 0.36%
YW12 Principal Credit Risk Fund

Commercial Paper **
1 HCL Infosystems Ltd. INE236A14HL7
3 Cox & Kings Ltd. INE008I14KK9
Total
Treasury Bill
4 TBILL 91 DAYS 2018 IN002018X096
Total
BONDS & NCDs

5 11.55% Suryoday Small Finance Bank Ltd. INE428Q08040
6 8.65% IIFL Home Finance Ltd. INE477L07818
9 9.55% Hindalco Industries Ltd. INE038A07258
10 9.05% Dewan Housing Finance Corporation Ltd. INE202B07IJ3
11 8.10% Reliance Jio Infocomm Ltd. INE110L07054
12 6.78% Reliance Industries Ltd. INE002A08484
13 7.60% Vedanta Ltd. INE205A07113
14 9.15% ICICI Bank Ltd. INE090A08UB4
15 9.10% Dewan Housing Finance Corporation Ltd. INE202B07IK1
16 7.50% Power Finance Corporation Ltd. INE134E08IW3
18 8.55% Indian Railway Finance Corporation Ltd. INE053F09FU0
Total
Unlisted **
Total

Total
Grand Total
Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is Rs.1,551.19 L
[ICRA]A1 160 782.84 8.89% 19-Sep-2018

BWR A1+ 80 394.27 4.47% 07-Sep-2018
BWR A1+ 80 387.41 4.40% 22-Nov-2018
1,564.52 17.76%
Sovereign 30,000 29.69 0.34% 30-Aug-2018

29.69 0.34%
[ICRA]A- 800 803.37 9.12% 28-Oct-2019

[ICRA]AA 80 790.57 8.97% 05-Oct-2020
[ICRA]AA 55 547.50 6.21% 14-Jun-2019
IND A (SO) 70 523.97 5.95% 27-Dec-2019
CRISIL AA 50 509.32 5.78% 25-Apr-2022
BWR AAA 51,000 508.78 5.77% 09-Sep-2019
CRISIL AAA 50 498.52 5.66% 29-Apr-2019
CRISIL AAA 50 482.63 5.48% 16-Sep-2020
CRISIL AA 45 445.58 5.06% 31-May-2019
[ICRA]AA+ 40 391.74 4.45% 20-Jun-2023
BWR AAA 30,000 299.47 3.40% 09-Sep-2019
CRISIL AAA 30 293.28 3.33% 17-Sep-2020
[ICRA]AA 20 199.00 2.26% 27-Jun-2019
CRISIL AAA 10 100.47 1.14% 15-Jan-2019
6,394.19 72.58%
BWR AA- 50 540.00 6.13% 09-Aug-2018

540.00 6.13%
88.65 1.01% 02-Jul-2018

193.69 2.18%
282.35 3.19%
8,810.75 100.00%
RE; ICRA; IND; BRW.

the end of the period is Rs.1,551.19 Lakhs
[ICRA]AA 17.44%
CRISIL AAA 15.61%
CRISIL AA 10.84%
BWR AAA 9.17%
[ICRA]A- 9.12%
[ICRA]A1 8.89%
BWR A1+ 8.87%
BWR AA- 6.13%
IND A (SO) 5.95%
[ICRA]AA+ 4.45%
Sovereign 0.34%
YW14 Principal Dynamic Bond Fund

Commercial Paper **
Total
CENTRAL GOVERNMENT SECURITIES

2 6.84% Government of India Security IN0020160050
Total
BONDS & NCDs

8 8.88% Export-Import Bank of India INE514E08BS9
9 9.10% Dewan Housing Finance Corporation Ltd. INE202B07HQ0
10 8.95% Reliance Utilities & Power Private Ltd. INE936D07067
11 7.48% Housing Development Finance Corporation Ltd. INE001A07PT5
12 7.99% Power Finance Corporation Ltd. INE134E08JO8
15 8.80% Indiabulls Housing Finance Ltd. INE148I07FQ4
Total

Total
Grand Total
BWR A1+ 100 492.84 4.87% 07-Sep-2018

492.84 4.87%
Sovereign 1,500,000 1,438.62 14.20% 19-Dec-2022

Sovereign 1,450,000 1,399.96 13.82% 22-Jun-2024
Sovereign 900,000 869.12 8.58% 20-May-2023
Sovereign 450,000 438.63 4.33% 16-Apr-2023
Sovereign 300,000 290.76 2.87% 11-Jan-2026
Sovereign 200,000 205.60 2.03% 08-Nov-2021
4,642.70 45.83%
CRISIL AAA 50 504.37 4.98% 18-Oct-2022

BWR AAA 50,000 499.19 4.93% 16-Aug-2019
CRISIL AAA 50 497.83 4.91% 26-Apr-2023
CRISIL AAA 5 492.73 4.86% 18-Nov-2019
CRISIL AAA 50 486.29 4.80% 20-Dec-2022
CARE AA+ 50 482.66 4.77% 29-Jun-2021
CRISIL AAA 50 471.95 4.66% 31-Aug-2022
BWR AAA 20 200.05 1.98% 10-Aug-2018
CARE AA+ (SO) 20 199.41 1.97% 04-Jan-2019
BWR AAA 20,000 197.29 1.95% 04-Jun-2021
4,031.79 39.81%
754.66 7.45% 02-Jul-2018

207.13 2.04%
961.78 9.49%
10,129.10 100.00%
RE; ICRA; IND; BRW.

Sovereign 45.83%
CRISIL AAA 24.21%
BWR AAA 8.86%
BWR A1+ 4.87%
CARE AA+ 4.77%
CARE AA+ (SO) 1.97%
YW16 Principal Short Term Debt Fund
Sr. No. Name of Instrument ISIN Rating / Industry

Commercial Paper **
1 Cox & Kings Ltd. INE008I14KK9 BWR A1+
Total

2 8.12% Government of India Security IN0020120054 Sovereign
3 6.84% Government of India Security IN0020160050 Sovereign
Total
BONDS & NCDs

4 9.05% Dewan Housing Finance Corporation Ltd. INE202B07IJ3 BWR AAA
5 7.25% Small Industries Development Bank of India INE556F08IV6 CARE AAA
6 8.10% NTPC Ltd. INE733E07KB4 CRISIL AAA
7 7.59% National Housing Bank INE557F08FA4 CRISIL AAA
8 6.99% Rural Electrification Corporation Ltd. INE020B08AN6 CRISIL AAA
9 8.70% JM Financial Products Ltd. INE523H07841 CRISIL AA
10 9.20% Avanse Financial Services Ltd. INE087P07071 CARE AA+ (SO)
11 6.78% Reliance Industries Ltd. INE002A08484 CRISIL AAA
12 8.13% Piramal Enterprises Ltd. INE140A07369 [ICRA]AA
13 8.65% IIFL Home Finance Ltd. INE477L07818 [ICRA]AA
14 8.55% Indiabulls Housing Finance Ltd. INE148I07FX0 BWR AAA
15 11.00% Infrastructure Leasing & Financial Services Ltd. INE871D07MZ9 [ICRA]AAA
16 7.99% Power Finance Corporation Ltd. INE134E08JO8 CRISIL AAA
17 8.25% National Bank for Agriculture and Rural Development INE261F08AH9 CRISIL AAA
18 10.30% Manappuram Finance Ltd. INE522D07941 CARE AA
Total

Total
Grand Total
Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is Rs.1,178.68 Lakh
Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date
Industry / Rating
CRISIL AAA
380 1,840.18 6.02% 22-Nov-2018 BWR AAA
1,840.18 6.02% [ICRA]AA
CARE AAA
CRISIL AA
500,000 505.81 1.65% 10-Dec-2020 CARE AA+ (SO)
45,300 43.45 0.14% 19-Dec-2022 BWR A1+
549.25 1.79% Sovereign
[ICRA]AAA
CARE AA
Cash & Equivalent
255,000 2,543.88 8.32% 09-Sep-2019
250 2,449.11 8.01% 30-Apr-2020
240 2,379.45 7.78% 27-May-2021
230 2,292.83 7.50% 15-Mar-2019
230 2,220.25 7.26% 31-Dec-2020
210 2,082.32 6.81% 25-Jul-2019
200 1,994.14 6.52% 04-Jan-2019
200 1,930.51 6.32% 16-Sep-2020
180 1,791.03 5.86% 27-Jun-2019
170 1,679.95 5.50% 05-Oct-2020
100 994.01 3.25% 02-Mar-2020
35,000 351.09 1.15% 23-Aug-2018
35 340.41 1.11% 20-Dec-2022
30 299.69 0.98% 31-Jul-2019
25 250.16 0.82% 28-Jul-2018
23,598.84 77.19%
2,702.62 8.84% 02-Jul-2018

1,874.21 6.16%
4,576.83 15.00%
30,565.10 100.00%
ons and Guidelines.

riod is Rs.1,178.68 Lakhs
Percent
30.95%
11.57%
11.36%
8.01%
6.81%
6.52%
6.02%
1.79%
1.15%
0.82%
15.00%
YW19 Principal Corporate Bond Fund

Treasury Bill
1 TBILL 91 DAYS 2018 IN002018X096 Sovereign
Total
BONDS & NCDs

3 7.59% National Housing Bank INE557F08FA4 CRISIL AAA
4 6.99% Rural Electrification Corporation Ltd. INE020B08AN6 CRISIL AAA
5 8.15% Piramal Enterprises Ltd. INE140A07344 [ICRA]AA
6 11.00% Infrastructure Leasing & Financial Services Ltd. INE871D07MZ9 [ICRA]AAA
7 8.13% Tata Motors Ltd. INE155A08290 CARE AA+
8 7.99% Power Finance Corporation Ltd. INE134E08JO8 CRISIL AAA
9 7.00% Reliance Industries Ltd. INE002A08476 CRISIL AAA
10 8.10% Reliance Jio Infocomm Ltd. INE110L07054 CRISIL AAA
11 9.10% Dewan Housing Finance Corporation Ltd. INE202B07IK1 BWR AAA
12 7.85% Small Industries Development Bank of India INE556F08JC4 CARE AAA
13 7.50% Small Industries Development Bank of India INE556F08JE0 CARE AAA
14 8.10% NTPC Ltd. INE733E07KB4 CRISIL AAA
15 9.15% ICICI Bank Ltd. INE090A08UB4 [ICRA]AA+
16 9.05% Dewan Housing Finance Corporation Ltd. INE202B07IJ3 BWR AAA
Total

Total
Grand Total
Industry / Rating
20,000 19.79 0.94% 30-Aug-2018 CRISIL AAA
19.79 0.94% CARE AAA
[ICRA]AA
[ICRA]AAA
CARE AA+
20 199.79 9.53% 31-Jul-2019 BWR AAA
20 199.38 9.51% 15-Mar-2019 [ICRA]AA+
20 193.07 9.21% 31-Dec-2020 Sovereign
18 179.18 8.55% 14-Jun-2019 Cash & Equivalent
15,000 150.47 7.18% 23-Aug-2018
15 149.97 7.15% 18-Jul-2018
15 145.89 6.96% 20-Dec-2022
15 141.59 6.75% 31-Aug-2022
12 119.65 5.71% 29-Apr-2019
10,000 99.82 4.76% 09-Sep-2019
10 99.41 4.74% 04-Sep-2019
10 99.17 4.73% 16-Jul-2019
10 99.14 4.73% 27-May-2021
10 97.93 4.67% 20-Jun-2023
1,000 9.98 0.48% 09-Sep-2019
1,984.44 94.66%
31.08 1.48% 02-Jul-2018

60.93 2.92%
92.01 4.40%
2,096.24 100.00%
lations and Guidelines.

Percent
52.40%
9.47%
8.55%
7.18% 7.18%
7.15%
5.24%
4.67%
0.94%
4.40%
YW20 Principal Hybrid Equity Fund

32 Ambuja Cements Ltd. INE079A01024
38 Magma Fincorp Ltd. INE511C01022
40 Tech Mahindra Ltd. INE669C01036
53 Uflex Ltd. INE516A01017
54 ITD Cementation India Ltd. INE686A01026
56 ACC Ltd. INE012A01025
Total

60 Axis Bank Ltd. INE238A161A6
Total
Commercial Paper **
61 Northern Arc Capital Ltd. INE850M14745
62 National Bank for Agriculture and Rural Development INE261F14CV4
Total
BONDS & NCDs

66 9.55% Hindalco Industries Ltd. INE038A07266
68 7.85% Small Industries Development Bank of India INE556F08JC4
70 6.98% National Bank for Agriculture and Rural Development INE261F08907
74 8.95% Reliance Utilities & Power Private Ltd. INE936D07067
77 7.21% Housing Development Finance Corporation Ltd. INE001A07QV9
78 9.10% Dewan Housing Finance Corporation Ltd. INE202B07HQ0
80 7.65% Housing Development Finance Corporation Ltd. INE001A07QE5
81 9.15% ICICI Bank Ltd. INE090A08UB4
84 10.70% Aspire Home Finance Corporation Ltd. INE658R07141
Total
Unlisted **
Total

Total
STATE GOVERNMENT SECURITIES

93 8.84% Maharashtra State Government Security IN2220120058
Total

94 Principal Credit Risk Fund - Direct Plan - Growth Option INF173K01FX6
Total

Total
Grand Total
Banks 304,203 6,413.97 4.56%

Software 266,500 3,483.69 2.47%
Banks 1,271,466 3,297.55 2.34%
Consumer Non Durables 1,191,277 3,171.18 2.25%
Finance 165,000 3,148.37 2.24%
Banks 1,059,976 2,919.17 2.07%
Software 149,518 2,762.72 1.96%
Power 1,438,080 2,295.89 1.63%
Banks 162,716 2,185.19 1.55%
Hotels, Resorts and Other Recreational Activities 1,633,488 2,157.02 1.53%
Power 2,892,400 2,118.68 1.50%
Software 224,437 2,078.85 1.48%
Finance 539,864 2,036.91 1.45%
Minerals/Mining 719,568 1,902.18 1.35%
Finance 403,000 1,892.69 1.34%
Fertilisers 1,217,943 1,883.55 1.34%
Chemicals 825,720 1,804.61 1.28%
Auto 176,563 1,585.01 1.13%
Gas 456,666 1,553.81 1.10%
Software 202,500 1,552.16 1.10%
Auto 44,440 1,543.62 1.10%
Ferrous Metals 1,740,000 1,444.20 1.03%
Cement 685,300 1,421.65 1.01%
Ferrous Metals 1,500,000 1,350.75 0.96%
Banks 255,419 1,304.68 0.93%
Finance 712,097 1,158.94 0.82%
Software 157,852 1,034.64 0.73%
Industrial Products 1,293,614 993.50 0.71%
Banks 841,699 948.17 0.67%
Power 450,000 840.83 0.60%
Cement 18,538 707.89 0.50%
Auto 7,924 699.34 0.50%
Non - Ferrous Metals 1,021,430 660.87 0.47%
Banks 806,552 660.16 0.47%
Cement 600,000 634.20 0.45%
Auto 217,228 585.00 0.42%
Construction 305,000 384.61 0.27%
Banks 645,520 330.51 0.23%
Cement 21,646 290.03 0.21%
Cement 39,494 286.27 0.20%
Diversified Consumer Services 17,235 24.46 0.02%
Media & Entertainment 30,579 0.00 ***
93,407.48 66.35%
CRISIL A1+ 2,500 2,467.36 1.75%

2,467.36 1.75%
[ICRA]A1+ 500 2,455.85 1.74%

CRISIL A1+ 440 2,187.85 1.55%
BWR A1+ 200 985.68 0.70%
[ICRA]A1+ 200 979.36 0.70%
[ICRA]A1 140 684.99 0.49%
7,293.72 5.18%
CRISIL AA 250 2,546.60 1.81%

CRISIL AAA 235 2,218.17 1.58%
CARE AAA 200 1,988.25 1.41%
BWR AAA 170,000 1,677.00 1.19%
CRISIL AAA 150 1,455.23 1.03%
CARE AA+ 150 1,447.97 1.03%
BWR AAA 140,000 1,397.54 0.99%
CRISIL AAA 110 1,075.36 0.76%
CRISIL AAA 100 995.66 0.71%
CRISIL AA 95 940.67 0.67%
IND A (SO) 70 523.97 0.37%
CRISIL AAA 5 499.71 0.35%
BWR AAA 50,000 499.19 0.35%
[ICRA]AA 50 497.51 0.35%
CRISIL AAA 5 497.19 0.35%
[ICRA]AA+ 50 489.67 0.35%
CARE AA+ (SO) 30 299.12 0.21%
BWR AAA 13 130.03 0.09%
[ICRA]AA- 10 100.33 0.07%
19,279.16 13.67%
BWR AA- 50 540.00 0.38%
540.00 0.38%
Sovereign 3,500,000 3,356.79 2.38%

Sovereign 2,850,000 2,751.65 1.95%
Sovereign 1,600,000 1,545.10 1.10%
Sovereign 1,050,000 1,023.48 0.73%
Sovereign 600,000 581.51 0.41%
Sovereign 500,000 466.08 0.33%
Sovereign 300,000 308.41 0.22%
10,033.01 7.12%
Sovereign 500,000 507.83 0.36%

507.83 0.36%
Mutual Fund 55,323 1,551.19 1.10%

1,551.19 1.10%
6,056.51 4.30%
(347.00) (0.21)%
5,709.51 4.09%
140,789.26 100.00%
RA; IND; BRW.

EBI Regulations and Guidelines.
Maturity Date

Banks 12.82%
Software 7.74%
Sovereign 7.48%
Finance 5.85%
CRISIL AAA 4.78%
Power 3.73%
CRISIL A1+ 3.30%
Auto 3.15%
BWR AAA 2.62%
CRISIL AA 2.48%
[ICRA]A1+ 2.44%
Cement 2.37%
CARE AAA 1.41%
Fertilisers 1.34%
Chemicals 1.28%
Petroleum Products 1.13% 91.88%
Gas 1.10%
Mutual Fund 1.10%
CARE AA+ 1.03%
BWR A1+ 0.70%
[ICRA]A1 0.49%
BWR AA- 0.38%
IND A (SO) 0.37%
[ICRA]AA 0.35%
[ICRA]AA+ 0.35%
Construction 0.27%
CARE AA+ (SO) 0.21%
[ICRA]AA- 0.07%
10-Sep-2018
14-Sep-2018
27-Jul-2018
07-Sep-2018
24-Sep-2018
19-Sep-2018
27-Jun-2022
31-Aug-2022
04-Sep-2019
04-Jun-2021
30-Sep-2020
29-Jun-2021
09-Sep-2019
17-Sep-2020
26-Apr-2023
31-May-2019
27-Dec-2019
24-Sep-2018
16-Aug-2019
27-Jun-2019
20-Mar-2019
20-Jun-2023
04-Jan-2019
10-Aug-2018
05-Jun-2019
09-Aug-2018
19-Dec-2022
22-Jun-2024
20-May-2023
16-Apr-2023
11-Jan-2026
06-Sep-2026
08-Nov-2021
17-Oct-2022
02-Jul-2018
YW21 Principal Cash Management Fund

1 IDFC Bank Ltd. INE092T16FL3 [ICRA]A1+
2 The South Indian Bank Ltd. INE683A16KY2 CARE A1+
3 Yes Bank Ltd. INE528G16O53 [ICRA]A1+
Total
Commercial Paper **
4 National Bank for Agriculture and Rural Development INE261F14CX0 CRISIL A1+
5 Reliance Industries Ltd. INE002A14AR5 CRISIL A1+
6 SREI Equipment Finance Ltd. INE881J14NZ9 [ICRA]A1+
7 IL&FS Financial Services Ltd. INE121H14JU3 [ICRA]A1+
8 Cox & Kings Ltd. INE008I14MB4 BWR A1+
9 IL&FS Financial Services Ltd. INE121H14JR9 [ICRA]A1+
10 Aadhar Housing Finance Ltd. INE538L14AV7 CRISIL A1+
11 Aadhar Housing Finance Ltd. INE538L14AU9 CRISIL A1+
12 IIFL Home Finance Ltd. INE477L14DI9 CRISIL A1+
13 Avanse Financial Services Ltd. INE087P14499 CRISIL A1+
15 Reliance Industries Ltd. INE002A14896 CRISIL A1+
16 HCL Infosystems Ltd. INE236A14HL7 [ICRA]A1
17 National Bank for Agriculture and Rural Development INE261F14CW2 CRISIL A1+
Total
Treasury Bill
Total
Cash Management Bill

20 CMB 45 DAYS 2018 IN002018U035 Sovereign
Total
BONDS & NCDs

21 10.30% Manappuram Finance Ltd. INE522D07941 CARE AA
Total

Total
Grand Total
Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is Rs.852.67 Lakhs
Industry / Rating
10,000 9,840.04 9.98% 26-Sep-2018 CRISIL A1+
9,000 8,872.07 9.00% 14-Sep-2018 [ICRA]A1+
5,000 4,930.30 5.00% 14-Sep-2018 Sovereign
23,642.41 23.98% CARE A1+
BWR A1+
[ICRA]A1
1,500 7,447.94 7.55% 06-Aug-2018 CARE AA
1,400 6,923.20 7.02% 24-Aug-2018 Cash & Equivalent
1,380 6,839.96 6.94% 06-Aug-2018
1,130 5,533.38 5.61% 24-Sep-2018
1,000 4,947.62 5.02% 20-Aug-2018
920 4,520.42 4.58% 10-Sep-2018
920 4,516.39 4.58% 24-Sep-2018
900 4,424.83 4.49% 17-Sep-2018
880 4,351.14 4.41% 23-Aug-2018
886 4,347.72 4.41% 19-Sep-2018
880 4,312.26 4.37% 25-Sep-2018
700 3,456.68 3.51% 05-Sep-2018
692 3,385.79 3.43% 19-Sep-2018
500 2,485.03 2.52% 01-Aug-2018
67,492.35 68.44%
10,000,000 9,883.53 10.02% 06-Sep-2018

4,010,000 3,968.32 4.02% 30-Aug-2018
13,851.85 14.04%
1,563,200 1,552.08 1.57% 10-Aug-2018

1,552.08 1.57%
42 420.28 0.43% 28-Jul-2018

420.28 0.43%
(8,343.10) (8.46)%
(8,343.10) (8.46)%
98,615.88 100.00%

period is Rs.852.67 Lakhs
Percent
42.86%
32.11%
15.61%
9.00%
5.02%
3.43%
0.43%
-8.46%
YW22 Principal Ultra Short Term Fund

1 The South Indian Bank Ltd. INE683A16KY2 CARE A1+
2 Axis Bank Ltd. INE238A16Z24 CRISIL A1+
Total
Commercial Paper **
3 SREI Equipment Finance Ltd. INE881J14NZ9 [ICRA]A1+
4 IIFL Home Finance Ltd. INE477L14DI9 CRISIL A1+
5 Aadhar Housing Finance Ltd. INE538L14AU9 CRISIL A1+
7 IL&FS Financial Services Ltd. INE121H14JU3 [ICRA]A1+
8 Cox & Kings Ltd. INE008I14JK1 BWR A1+
9 IL&FS Financial Services Ltd. INE121H14JR9 [ICRA]A1+
10 Aadhar Housing Finance Ltd. INE538L14AV7 CRISIL A1+
12 Reliance Industries Ltd. INE002A14896 CRISIL A1+
13 Cox & Kings Ltd. INE008I14KL7 BWR A1+
Total
Treasury Bill
Total
BONDS & NCDs

15 7.50% Small Industries Development Bank of India INE556F08JE0 CARE AAA
16 8.10% Reliance Jio Infocomm Ltd. INE110L07054 CRISIL AAA
17 7.60% Vedanta Ltd. INE205A07113 CRISIL AA
Total

Total
Grand Total
1000 985.79 10.51% 14-Sep-2018

500 475.12 5.06% 07-Mar-2019
1,460.91 15.57%
120 594.78 6.34% 06-Aug-2018

120 593.34 6.33% 23-Aug-2018
100 491.65 5.24% 17-Sep-2018
100 490.71 5.23% 19-Sep-2018
100 489.68 5.22% 24-Sep-2018
96 473.12 5.04% 07-Sep-2018
80 393.08 4.19% 10-Sep-2018
80 392.73 4.19% 24-Sep-2018
80 392.02 4.18% 25-Sep-2018
60 296.29 3.16% 05-Sep-2018
40 193.53 2.06% 26-Nov-2018
4,800.94 51.18%
125,000 123.70 1.32% 30-Aug-2018

123.70 1.32%
90 892.52 9.51% 16-Jul-2019

85 847.49 9.03% 29-Apr-2019
60 594.11 6.33% 31-May-2019
50 499.49 5.32% 31-Jul-2019
2,833.60 30.19%
142.44 1.52% 02-Jul-2018

19.11 0.22%
161.55 1.74%
9,380.70 100.00%

CRISIL A1+ 33.39%
[ICRA]A1+ 15.75%
CRISIL AAA 14.35%
CARE A1+ 10.51% 74.00%
CARE AAA 9.51%
BWR A1+ 7.10%
CRISIL AA 6.33%
Sovereign 1.32%
16.49%
YW48 Principal Retirement Savings Fund - Progressive Plan
Sr. No. Name of Instrument

1 HDFC Bank Ltd.
2 ICICI Bank Ltd.
3 Infosys Ltd.
4 Reliance Industries Ltd.
5 State Bank of India
6 ITC Ltd.
7 Housing Development Finance Corporation Ltd.
8 Larsen & Toubro Ltd.
9 Tata Consultancy Services Ltd.
10 Bombay Burmah Trading Corporation Ltd.
11 HCL Technologies Ltd.
12 United Spirits Ltd.
13 Britannia Industries Ltd.
14 Dabur India Ltd.
15 Bajaj Electricals Ltd.
16 The Indian Hotels Company Ltd.
17 Chambal Fertilisers and Chemicals Ltd.
18 Phillips Carbon Black Ltd.
19 Tata Power Company Ltd.
20 GlaxoSmithKline Consumer Healthcare Ltd.
21 NTPC Ltd.
22 Kotak Mahindra Bank Ltd.
23 Maruti Suzuki India Ltd.
24 Asahi India Glass Ltd.
25 Ramkrishna Forgings Ltd.
26 Coal India Ltd.
27 ICICI Prudential Life Insurance Company Ltd.
28 Mahindra & Mahindra Ltd.
29 Hero MotoCorp Ltd.
30 The India Cements Ltd.
31 KEC International Ltd.
32 Dewan Housing Finance Corporation Ltd.
33 Abbott India Ltd.
34 Dishman Carbogen Amcis Ltd.
35 Jain Irrigation Systems Ltd.
36 Sun Pharmaceutical Industries Ltd.
37 Kalpataru Power Transmission Ltd.
38 City Union Bank Ltd.
39 Rico Auto Industries Ltd.
40 Karur Vysya Bank Ltd.
41 Interglobe Aviation Ltd.
42 Shriram Transport Finance Company Ltd.
43 Birla Corporation Ltd.
44 Aurobindo Pharma Ltd.
45 Raymond Ltd.
46 Canara Bank
47 The Federal Bank Ltd.
48 Hindustan Zinc Ltd.
49 Ultratech Cement Ltd.
50 Axis Bank Ltd.
51 Bank of Baroda
52 Tata Motors Ltd.
53 Bharti Airtel Ltd.
54 JK Cement Ltd.
55 Rain Industries Ltd.
56 Vijaya Bank
57 National Aluminium Company Ltd.
58 Gayatri Projects Ltd.
59 CL Educate Ltd.
60 Syndicate Bank
61 Kirloskar Ferrous Industries Ltd.
62 Hindustan Construction Company Ltd.
63 Rattanindia Power Ltd.
Total

64 Principal Low Duration Fund - Direct Plan - Growth Option
Total

Total
Grand Total
ISIN Rating / Industry Quantity Market value (Rs. In lakhs)
INE040A01026 Banks 281 5.92

INE090A01021 Banks 1,595 4.39
INE009A01021 Software 281 3.67
INE002A01018 Petroleum Products 355 3.45
INE062A01020 Banks 1,326 3.44
INE154A01025 Consumer Non Durables 1,193 3.18
INE001A01036 Finance 159 3.03
INE018A01030 Construction Project 235 3.00
INE467B01029 Software 141 2.61
INE050A01025 Consumer Non Durables 164 2.37
INE854D01024 Consumer Non Durables 354 2.35
INE193E01025 Consumer Durables 406 2.21
INE053A01029 Hotels, Resorts and Other Recreational Activities 1,665 2.20
INE085A01013 Fertilisers 1,419 2.19
INE602A01023 Chemicals 979 2.14
INE245A01021 Power 2,901 2.12
INE733E01010 Power 1,261 2.01
INE237A01028 Banks 141 1.89
INE585B01010 Auto 21 1.85
INE439A01020 Auto Ancillaries 553 1.84
INE399G01015 Industrial Products 262 1.76
INE522F01014 Minerals/Mining 616 1.63
INE726G01019 Finance 413 1.56
INE101A01026 Auto 171 1.54
INE158A01026 Auto 43 1.49
INE383A01012 Cement 1,395 1.47
INE389H01022 Construction Project 424 1.42
INE202B01012 Finance 206 1.31
INE358A01014 Pharmaceuticals 18 1.30
INE385W01011 Pharmaceuticals 481 1.26
INE175A01038 Industrial Products 1,616 1.24
INE220B01022 Power 290 1.16
INE491A01021 Banks 622 1.15
INE209B01025 Auto Ancillaries 1,659 1.11
INE036D01028 Banks 1,067 1.11
INE646L01027 Transportation 101 1.10
INE721A01013 Finance 82 1.07
INE340A01012 Cement 143 1.04
INE301A01014 Textile Products 110 1.01
INE476A01014 Banks 397 1.00
INE171A01029 Banks 1,158 0.95
INE267A01025 Non - Ferrous Metals 344 0.94
INE481G01011 Cement 24 0.92
INE238A01034 Banks 166 0.85
INE028A01039 Banks 744 0.84
INE155A01022 Auto 304 0.82
INE397D01024 Telecom - Services 209 0.80
INE823G01014 Cement 91 0.79
INE855B01025 Chemicals 409 0.79
INE705A01016 Banks 1,460 0.75
INE139A01034 Non - Ferrous Metals 1,120 0.72
INE336H01023 Construction 403 0.66
INE201M01011 Diversified Consumer Services 342 0.49
INE667A01018 Banks 1,142 0.47
INE884B01025 Ferrous Metals 478 0.43
INE549A01026 Construction Project 2,338 0.29
INE399K01017 Power 6,193 0.22
104.44
INF173K01FS6 Mutual Fund 1,549 45.02

45.02
9.06
0.68
9.74
159.20

Mutual Fund 28.28%
3.72% Banks 14.30%
2.76% Consumer Non Durables 9.10%
2.31% Software 5.43%
2.17% Finance 4.38%
2.16% Auto 3.57%
1.99% Power 3.46%
1.91% Pharmaceuticals 2.99%
1.88% Construction Project 2.95%
1.64% Cement 2.66%
1.49% Petroleum Products 2.17%
1.48% Industrial Products 1.88%
1.48% Auto Ancillaries 1.86%
1.44% Chemicals 1.84%
1.39% Consumer Durables 1.39%
1.39% Hotels, Resorts and Other Recreational Activities 1.38%
1.38% Fertilisers 1.38%
1.38% Non - Ferrous Metals 1.05%
1.34% Minerals/Mining 1.02%
1.33% Transportation 0.69%
1.31% Textile Products 0.63%
1.26% Telecom - Services 0.50%
1.19% Construction 0.41%
1.16% Diversified Consumer Services 0.30%
1.16% Ferrous Metals 0.27%
1.10% Cash & Equivalent 6.11%
1.02%
0.98%
0.96%
0.94%
0.93%
0.89%
0.82%
0.82%
0.79%
0.78%
0.74%
0.73%
0.72%
0.70%
0.70%
0.69%
0.67%
0.65%
0.64%
0.63%
0.63%
0.60%
0.59%
0.58%
0.53%
0.53%
0.51%
0.50%
0.50%
0.50%
0.47%
0.46%
0.41%
0.30%
0.29%
0.27%
0.18%
0.14%
65.61%
28.28%
28.28%
5.69% 02-Jul-2018
0.42%
6.11%
100.00%
5.43%
YW08 Principal Balanced Advantage Fund

Total
Cash Future Arbitrage

28 Dewan Housing Finance Corporation Ltd. -
30 Aurobindo Pharma Ltd. -
32 Maruti Suzuki India Ltd. -
34 State Bank of India -
36 Indiabulls Housing Finance Ltd. -
38 Sun Pharmaceutical Industries Ltd. -
39 Century Textiles & Industries Ltd. INE055A01016
40 Century Textiles & Industries Ltd. -
41 Escorts Ltd. INE042A01014
42 Escorts Ltd. -
44 Bajaj Auto Ltd. -
45 Reliance Power Ltd. INE614G01033
46 Reliance Power Ltd. -
48 Tata Motors Ltd. A-DVR -
49 Balrampur Chini Mills Ltd. INE119A01028
50 Balrampur Chini Mills Ltd. -
Total

Commercial Paper **
51 National Bank for Agriculture and Rural Development INE261F14CV4
53 Cox & Kings Ltd. INE008I14KL7
Total
Treasury Bill
54 TBILL 91 DAYS 2018 IN002018X096
Total

Total
BONDS & NCDs

59 7.85% Small Industries Development Bank of India INE556F08JC4
60 8.70% JM Financial Products Ltd. INE523H07841
61 10.30% Manappuram Finance Ltd. INE522D07941
Total

Total

Total
Grand Total
Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Derivatives %
to Net Assets

Banks 18,561 391.35 2.26%
Finance 15,944 304.23 1.76%
Software 15,890 293.61 1.69%
Auto 31,064 278.86 1.61%
Banks 99,000 256.76 1.48%
Software 19,602 256.24 1.48%
Power 155,429 248.14 1.43%
Cement 6,300 240.57 1.39%
Banks 17,412 233.83 1.35%
Finance 57,850 218.27 1.26%
Banks 77,617 213.76 1.23%
Power 106,893 199.73 1.15%
Auto 5,620 195.21 1.13%
Software 21,045 194.93 1.13%
Power 236,144 172.98 1.00%
6,342.37 36.60%
Finance 237,000 1,510.99 8.72%

Stock Future (237,000) (1,517.51) (8.76)%
Stock Future (175,000) (1,066.54) (6.16)%
Auto 6,000 529.54 3.06%
Stock Future (6,000) (531.52) (3.07)%
Banks 162,000 420.15 2.42%
Stock Future (162,000) (421.77) (2.43)%
Finance 34,500 394.16 2.27%
Stock Future (34,500) (395.80) (2.28)%
Stock Future (63,800) (361.04) (2.08)%
Cement 38,500 342.15 1.97%
Stock Future (38,500) (341.38) (1.97)%
Auto 24,200 210.94 1.22%
Stock Future (24,200) (211.62) (1.22)%
Auto 6,250 175.64 1.01%
Stock Future (6,250) (172.50) (1.00)%
Power 182,000 58.24 0.34%
Stock Future (182,000) (58.60) (0.34)%
Auto 36,400 57.75 0.33%
Stock Future (36,400) (58.02) (0.33)%
Stock Future (42,000) (27.17) (0.16)%
5,148.84 29.71% (29.80)%
CRISIL A1+ 60 298.34 1.72%

BWR A1+ 38 187.28 1.08%
BWR A1+ 20 96.77 0.56%
582.39 3.36%
Sovereign 85,000 84.12 0.49%

84.12 0.49%
Sovereign 200,000 193.10 1.11%

Sovereign 100,000 96.92 0.56%
290.02 1.67%
BWR AAA 60,000 591.88 3.42%

CRISIL AA 50 495.09 2.86%
CARE AAA 40 397.65 2.29%
CRISIL AA 40 396.63 2.29%
CARE AA 33 330.22 1.91%
[ICRA]AA 30 298.64 1.72%
BWR AAA 20,000 199.65 1.15%
BWR AAA 4 40.01 0.23%
2,749.77 15.87%
Mutual Fund 20,340 349.05 2.01%

349.05 2.01%
666.10 3.84%
1,114.17 6.45%
1,780.27 10.29%
17,326.84 100.00%
CRA; IND; BRW.

EBI Regulations and Guidelines.
Maturity Date

Finance 14.01%
Banks 8.74%
Auto 8.36%
CRISIL AA 5.15%
BWR AAA 4.80%
Software 4.30%
Power 3.92%
Cement 3.36%
CARE AAA 2.29%
Sovereign 2.16%
Mutual Fund 2.01%
CARE AA 1.91%
CRISIL A1+ 1.72%
[ICRA]AA 1.72%
BWR A1+ 1.64%
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
27-Jul-2018
07-Sep-2018
26-Nov-2018
30-Aug-2018
22-Jun-2024
11-Jan-2026
4-Jun-21
31-May-19
4-Sep-19
25-Jul-19
28-Jul-18
14-Jun-19
9-Sep-19
10-Aug-18
02-Jul-2018
YW18 Principal Equity Savings Fund

Total

31 CESC Ltd. -
33 Bharti Airtel Ltd. -
34 Century Textiles & Industries Ltd. INE055A01016
35 Century Textiles & Industries Ltd. -
37 Ashok Leyland Ltd. -
39 Maruti Suzuki India Ltd. -
41 Tata Motors Ltd. A-DVR -
43 Lupin Ltd. -
45 Hindalco Industries Ltd. -
46 Bata India Ltd. INE176A01028
47 Bata India Ltd. -
49 Exide Industries Ltd. -
51 Dr. Reddy's Laboratories Ltd. -
53 State Bank of India -
55 Jain Irrigation Systems Ltd. -
58 Punjab National Bank INE160A01022
59 Punjab National Bank -
60 Reliance Infrastructure Ltd. INE036A01016
61 Reliance Infrastructure Ltd. -
63 Bank of Baroda -
64 Balrampur Chini Mills Ltd. INE119A01028
65 Balrampur Chini Mills Ltd. -
67 Britannia Industries Ltd. -
70 DLF Ltd. INE271C01023
71 DLF Ltd. -
73 Sun TV Network Ltd. -
74 Dish TV India Ltd. INE836F01026
75 Dish TV India Ltd. -
78 IRB Infrastructure Developers Ltd. INE821I01014
79 IRB Infrastructure Developers Ltd. -
81 Tata Motors Ltd. -
83 NBCC (India) Ltd. -
84 Reliance Capital Ltd. INE013A01015
85 Reliance Capital Ltd. -
Total

Commercial Paper **
86 Avanse Financial Services Ltd. INE087P14515
87 Cox & Kings Ltd. INE008I14KK9
Total
Treasury Bill
88 TBILL 91 DAYS 2018 IN002018X096
Total
BONDS & NCDs

89 11.55% Suryoday Small Finance Bank Ltd. INE428Q08040
91 8.75% Muthoot Finance Ltd. INE414G07CM0
95 9.25% Power Grid Corporation of India Ltd. INE752E07BB3
Total

Total

Total
Grand Total
to Net Assets
Banks 6,550 138.10 1.82%

Software 10,400 135.95 1.79%
Finance 6,600 125.93 1.66%
Auto 12,656 113.61 1.49%
Banks 38,638 100.21 1.32%
Finance 23,150 87.34 1.15%
Software 4,700 86.84 1.14%
Banks 26,966 74.26 0.98%
Software 7,550 69.93 0.92%
Power 90,000 65.93 0.87%
Power 40,514 64.68 0.85%
Finance 13,400 62.93 0.83%
Power 30,000 56.06 0.74%
Ferrous Metals 66,000 54.78 0.72%
Auto 1,930 54.24 0.71%
Auto 1,506 52.31 0.69%
Banks 6,645 33.94 0.45%
Auto 378 33.36 0.44%
2,166.41 28.50%
Finance 102,000 650.30 8.55%

Stock Future (102,000) (653.11) (8.59)%
Power 28,050 255.83 3.36%
Stock Future (28,050) (257.09) (3.38)%
Stock Future (56,100) (214.22) (2.82)%
Cement 22,000 195.51 2.57%
Stock Future (22,000) (195.07) (2.57)%
Auto 132,000 166.06 2.18%
Stock Future (132,000) (163.61) (2.15)%
Auto 1,875 165.48 2.18%
Stock Future (1,875) (166.10) (2.18)%
Auto 81,200 128.82 1.69%
Stock Future (81,200) (129.43) (1.70)%
Stock Future (13,300) (119.95) (1.58)%
Stock Future (42,000) (97.17) (1.28)%
Stock Future (9,900) (85.06) (1.12)%
Stock Future (32,000) (82.80) (1.09)%
Stock Future (3,500) (77.67) (1.02)%
Banks 30,000 77.81 1.02%
Stock Future (30,000) (78.11) (1.03)%
Stock Future (99,000) (76.23) (1.00)%
Finance 6,500 74.26 0.98%
Stock Future (6,500) (74.57) (0.98)%
Banks 93,500 71.20 0.94%
Stock Future (93,500) (71.43) (0.94)%
Power 16,900 66.21 0.87%
Stock Future (16,900) (66.47) (0.87)%
Banks 56,000 63.08 0.83%
Stock Future (56,000) (63.39) (0.83)%
Stock Future (91,000) (58.88) (0.77)%
Stock Future (800) (49.72) (0.65)%
Stock Future (8,000) (48.76) (0.64)%
Construction 25,000 47.20 0.62%
Stock Future (25,000) (47.40) (0.62)%
Stock Future (6,000) (47.12) (0.62)%
Stock Future (64,000) (46.11) (0.61)%
Stock Future (7,700) (43.57) (0.57)%
Construction 20,000 42.18 0.55%
Stock Future (20,000) (42.23) (0.56)%
Auto 13,500 36.36 0.48%
Stock Future (13,500) (36.49) (0.48)%
Construction 30,000 22.49 0.30%
Stock Future (30,000) (22.55) (0.30)%
Finance 3,000 11.63 0.15%
Stock Future (3,000) (11.67) (0.15)%
3,120.85 41.03% (41.10)%
CRISIL A1+ 40 196.01 2.58%

BWR A1+ 40 193.70 2.55%
389.72 5.13%
Sovereign 30,000 29.69 0.39%

29.69 0.39%
[ICRA]A- 200 200.84 2.64%

[ICRA]AA 17 169.23 2.23%
CRISIL AA 15,000 147.79 1.94%
BWR AAA 13 130.03 1.71%
CRISIL AAA 10 97.76 1.29%
IND A (SO) 10 74.85 0.98%
CRISIL AAA 4 50.90 0.67%
871.40 11.46%
Mutual Fund 9,843 168.91 2.22%

168.91 2.22%
380.61 5.01%
476.91 6.26%
857.52 11.27%
7,604.50 100.00%
CRA; IND; BRW.

Maturity Date

Finance 13.32%
Auto 9.86%
Banks 7.36%
Power 6.69%
Software 3.85%
[ICRA]A- 2.64%
CRISIL A1+ 2.58%
Cement 2.57%
BWR A1+ 2.55%
[ICRA]AA 2.23%
Mutual Fund 2.22%
CRISIL AAA 1.96%
CRISIL AA 1.94%
BWR AAA 1.71%
Construction 1.47%
IND A (SO) 0.98%
Sovereign 0.39%
Stock Future 0.00%
26-Jul-2018
26-Jul-2018
30-Aug-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
25-Sep-2018
22-Nov-2018
30-Aug-2018
28-Oct-2019
14-Jun-2019
19-Jun-2021
10-Aug-2018
17-Sep-2020
27-Dec-2019
24-Jul-2021
02-Jul-2018
YW46 Principal Retirement Savings Fund - Moderate Plan

Total

65 Hindustan Petroleum Corporation Ltd. -
66 Wipro Ltd. INE075A01022
67 Wipro Ltd. -
68 Tata Steel Ltd. INE081A01012
69 Tata Steel Ltd. -
73 Dr. Reddy's Laboratories Ltd. -
Total

74 Principal Low Duration Fund - Direct Plan - Growth Option INF173K01FS6
Total

Total
Grand Total
Banks 116 2.45 2.16%

Banks 660 1.82 1.61%
Software 116 1.52 1.34%
Petroleum Products 147 1.43 1.26%
Banks 548 1.42 1.26%
Finance 66 1.26 1.11%
Construction Project 97 1.24 1.09%
Software 58 1.07 0.95%
Software 105 0.97 0.86%
Consumer Durables 168 0.91 0.81%
Hotels, Resorts and Other Recreational Activities 688 0.91 0.80%
Fertilisers 587 0.91 0.80%
Chemicals 405 0.89 0.78%
Power 1,200 0.88 0.78%
Power 522 0.83 0.74%
Auto 9 0.79 0.70%
Banks 58 0.78 0.69%
Industrial Products 108 0.72 0.64%
Minerals/Mining 255 0.67 0.60%
Finance 170 0.64 0.57%
Auto 71 0.64 0.56%
Auto 18 0.63 0.55%
Cement 577 0.61 0.54%
Finance 85 0.54 0.48%
Industrial Products 668 0.51 0.45%
Power 120 0.48 0.43%
Banks 257 0.47 0.42%
Banks 441 0.46 0.40%
Transportation 42 0.46 0.40%
Finance 34 0.44 0.39%
Cement 59 0.43 0.38%
Textile Products 45 0.41 0.36%
Banks 164 0.41 0.36%
Banks 479 0.39 0.35%
Non - Ferrous Metals 142 0.39 0.34%
Cement 10 0.38 0.34%
Banks 69 0.35 0.31%
Banks 308 0.35 0.31%
Auto 126 0.34 0.30%
Telecom - Services 87 0.33 0.29%
Cement 38 0.33 0.29%
Chemicals 169 0.33 0.29%
Banks 604 0.31 0.27%
Non - Ferrous Metals 463 0.30 0.26%
Construction 167 0.27 0.24%
Diversified Consumer Services 141 0.20 0.18%
Banks 472 0.19 0.17%
Ferrous Metals 195 0.18 0.16%
Power 2,563 0.09 0.08%
43.14 38.11%

Stock Future (3,150) (8.20)
Software 2,400 6.28 5.55%
Finance 500 5.71 5.05%
Stock Future (500) (5.74)
Stock Future (250) (5.55)
31.76 28.09%
Mutual Fund 792 23.01 20.35%

Mutual Fund 409 7.02 6.21%
30.03 26.56%
5.88 5.20%
2.27 2.04%
8.15 7.24%
113.08 100.00%
Derivatives % Maturity Date
to Net Assets

Mutual Fund 26.56%
Software 8.70%
Banks 8.31%
Finance 7.60%
Auto 2.11%
Power 2.03%
Cement 1.55%
Chemicals 1.07%
Fertilisers 0.80%
Construction 0.24%
(7.25)% 26-Jul-2018
(5.57)% 26-Jul-2018
(5.25)% 26-Jul-2018
(5.07)% 26-Jul-2018
(4.91)% 26-Jul-2018
(28.05)%
02-Jul-2018
#REF!
100.00%
100.00%
YW47 Principal Retirement Savings Fund - Conservative Plan
Sr. No. Name of Instrument

1 HDFC Bank Ltd.
2 ICICI Bank Ltd.
3 Infosys Ltd.
4 Reliance Industries Ltd.
5 State Bank of India
6 ITC Ltd.
7 Housing Development Finance Corporation Ltd.
8 Larsen & Toubro Ltd.
9 Tata Consultancy Services Ltd.
10 United Spirits Ltd.
11 HCL Technologies Ltd.
12 Bombay Burmah Trading Corporation Ltd.
13 Britannia Industries Ltd.
14 Bajaj Electricals Ltd.
15 Dabur India Ltd.
16 The Indian Hotels Company Ltd.
17 Chambal Fertilisers and Chemicals Ltd.
18 Phillips Carbon Black Ltd.
19 Tata Power Company Ltd.
20 NTPC Ltd.
21 GlaxoSmithKline Consumer Healthcare Ltd.
22 ICICI Prudential Life Insurance Company Ltd.
23 Kotak Mahindra Bank Ltd.
24 Asahi India Glass Ltd.
25 Maruti Suzuki India Ltd.
26 Ramkrishna Forgings Ltd.
27 Coal India Ltd.
28 Mahindra & Mahindra Ltd.
29 Hero MotoCorp Ltd.
30 The India Cements Ltd.
31 KEC International Ltd.
32 Abbott India Ltd.
33 Dewan Housing Finance Corporation Ltd.
34 Dishman Carbogen Amcis Ltd.
35 Jain Irrigation Systems Ltd.
36 Sun Pharmaceutical Industries Ltd.
37 Kalpataru Power Transmission Ltd.
38 City Union Bank Ltd.
39 Rico Auto Industries Ltd.
40 Karur Vysya Bank Ltd.
41 Interglobe Aviation Ltd.
42 Shriram Transport Finance Company Ltd.
43 Birla Corporation Ltd.
44 Aurobindo Pharma Ltd.
45 Canara Bank
46 Raymond Ltd.
47 The Federal Bank Ltd.
48 Hindustan Zinc Ltd.
49 Ultratech Cement Ltd.
50 Axis Bank Ltd.
51 Bank of Baroda
52 Tata Motors Ltd.
53 JK Cement Ltd.
54 Bharti Airtel Ltd.
55 Vijaya Bank
56 Rain Industries Ltd.
57 National Aluminium Company Ltd.
58 Kirloskar Ferrous Industries Ltd.
59 Gayatri Projects Ltd.
60 CL Educate Ltd.
61 Syndicate Bank
62 Hindustan Construction Company Ltd.
63 Rattanindia Power Ltd.
Total

64 Multi Commodity Exchange of India Ltd.
65 Multi Commodity Exchange of India Ltd.
66 Wipro Ltd.
67 Wipro Ltd.
68 Indiabulls Housing Finance Ltd.
69 Indiabulls Housing Finance Ltd.
70 Hindustan Petroleum Corporation Ltd.
71 Hindustan Petroleum Corporation Ltd.
72 Tata Steel Ltd.
73 Tata Steel Ltd.
74 Dr. Reddy's Laboratories Ltd.
75 Dr. Reddy's Laboratories Ltd.
76 Sun TV Network Ltd.
77 Sun TV Network Ltd.
Total

78 Principal Low Duration Fund - Direct Plan - Growth Option
79 Principal Cash Management Fund - Growth Option
Total

CBLO / Reverse Repo
Total
Grand Total
ISIN Rating / Industry Quantity Market value (Rs. In lakhs)
INE040A01026 Banks 137 2.89

INE090A01021 Banks 733 2.02
INE002A01018 Petroleum Products 174 1.69
INE062A01020 Banks 649 1.68
INE001A01036 Finance 78 1.49
INE018A01030 Construction Project 115 1.47
INE467B01029 Software 69 1.27
INE854D01024 Consumer Non Durables 176 1.17
INE193E01025 Consumer Durables 199 1.08
INE053A01029 Hotels, Resorts and Other Recreational Activities 815 1.08
INE085A01013 Fertilisers 695 1.07
INE602A01023 Chemicals 479 1.05
INE245A01021 Power 1,420 1.04
INE733E01010 Power 618 0.99
INE726G01019 Finance 248 0.94
INE237A01028 Banks 69 0.93
INE439A01020 Auto Ancillaries 271 0.90
INE585B01010 Auto 10 0.88
INE399G01015 Industrial Products 129 0.86
INE522F01014 Minerals/Mining 301 0.80
INE101A01026 Auto 84 0.75
INE158A01026 Auto 21 0.73
INE383A01012 Cement 683 0.72
INE389H01022 Construction Project 208 0.70
INE202B01012 Finance 101 0.64
INE385W01011 Pharmaceuticals 235 0.61
INE175A01038 Industrial Products 790 0.61
INE220B01022 Power 142 0.57
INE491A01021 Banks 305 0.56
INE209B01025 Auto Ancillaries 812 0.54
INE036D01028 Banks 522 0.54
INE646L01027 Transportation 49 0.53
INE721A01013 Finance 40 0.52
INE340A01012 Cement 70 0.51
INE476A01014 Banks 195 0.49
INE301A01014 Textile Products 53 0.49
INE171A01029 Banks 567 0.46
INE481G01011 Cement 12 0.46
INE238A01034 Banks 82 0.42
INE028A01039 Banks 364 0.41
INE155A01022 Auto 149 0.40
INE823G01014 Cement 45 0.39
INE397D01024 Telecom - Services 102 0.39
INE705A01016 Banks 715 0.37
INE855B01025 Chemicals 188 0.36
INE884B01025 Ferrous Metals 374 0.34
INE336H01023 Construction 198 0.32
INE201M01011 Diversified Consumer Services 167 0.24
INE667A01018 Banks 558 0.23
INE549A01026 Construction Project 1,144 0.14
INE399K01017 Power 3,034 0.11
51.23
INE745G01035 Finance 2,800 20.47

- Stock Future (2,800) (20.58)
INE075A01022 Software 7,200 18.83
- Stock Future (7,200) (18.89)
INE148I01020 Finance 1,500 17.14
- Stock Future (1,500) (17.21)
INE094A01015 Petroleum Products 6,300 16.33
- Stock Future (6,300) (16.40)
INE081A01012 Ferrous Metals 2,122 12.05
- Stock Future (2,122) (11.87)
- Stock Future (500) (11.10)
INE424H01027 Media & Entertainment 1,000 7.82
- Stock Future (1,000) (7.85)
103.81
INF173K01FS6 Mutual Fund 1,549 45.02

INF173K01DA9 Mutual Fund 1,403 24.08
69.09
11.75
(0.79)
10.96
235.09
% to Net Assets Derivatives % Maturity Date
to Net Assets
1.23%
0.86%
0.76%
0.72%
0.72%
0.66%
0.63%
0.62%
0.54%
0.50%
0.49%
0.49%
0.48%
0.46%
0.46%
0.46%
0.46%
0.45%
0.44%
0.42%
0.42%
0.40%
0.39%
0.38%
0.38%
0.37%
0.34%
0.32%
0.31%
0.31%
0.30%
0.28%
0.27%
0.26%
0.26%
0.24%
0.24%
0.24%
0.23%
0.23%
0.23%
0.22%
0.22%
0.21%
0.21%
0.21%
0.20%
0.20%
0.19%
0.18%
0.17%
0.17%
0.17%
0.17%
0.16%
0.15%
0.15%
0.14%
0.14%
0.10%
0.10%
0.06%
0.05%
21.82%
8.71%
(8.76)% 26-Jul-2018
8.01%
(8.03)% 26-Jul-2018
7.29%
(7.32)% 26-Jul-2018
6.95%
(6.97)% 26-Jul-2018
5.12%
(5.05)% 26-Jul-2018
4.75%
(4.72)% 26-Jul-2018
3.33%
(3.34)% 26-Jul-2018
44.16% (44.19)%
19.15%
10.24%
29.39%
5.00% 02-Jul-2018
-0.37%
4.63%
100.00%
Mutual Fund 29.39%
Finance 17.52%
Software 9.80%
Banks 4.69%
Auto 1.18%
Power 1.15%
Cement 0.89%
Chemicals 0.60%
Fertilisers 0.46%
Construction 0.14%
100.00%
YW49 PRINCIPAL ARBITRAGE FUND

2 Lupin Ltd. -
3 Multi Commodity Exchange of India Ltd. INE745G01035
4 Multi Commodity Exchange of India Ltd. -
6 Bharti Airtel Ltd. -
7 IDFC Ltd. INE043D01016
8 IDFC Ltd. -
10 Steel Authority of India Ltd. -
16 Yes Bank Ltd. -
18 ICICI Bank Ltd. -
22 CESC Ltd. -
24 The India Cements Ltd. -
25 IRB Infrastructure Developers Ltd. INE821I01014
26 IRB Infrastructure Developers Ltd. -
28 Tata Motors Ltd. -
29 Escorts Ltd. INE042A01014
30 Escorts Ltd. -
31 Jet Airways (India) Ltd. INE802G01018
32 Jet Airways (India) Ltd. -
34 Bajaj Auto Ltd. -
36 Petronet LNG Ltd. -
37 Reliance Capital Ltd. INE013A01015
38 Reliance Capital Ltd. -
41 TV18 Broadcast Ltd. INE886H01027
42 TV18 Broadcast Ltd. -
43 BEML Ltd. INE258A01016
44 BEML Ltd. -
46 Tata Power Company Ltd. -
Total

Commercial Paper **
47 Avanse Financial Services Ltd. INE087P14499
Total

Total

Total
Grand Total
to Net Assets

Stock Future (11,200) (101.01) (8.10)%
Finance 9,800 71.64 5.75%
Stock Future (9,800) (72.04) (5.78)%
Stock Future (17,000) (64.91) (5.21)%
Finance 118,800 54.89 4.40%
Stock Future (118,800) (54.65) (4.38)%
Ferrous Metals 60,000 49.80 4.00%
Stock Future (60,000) (50.01) (4.01)%
Stock Future (8,000) (48.76) (3.91)%
Finance 7,500 47.82 3.84%
Stock Future (7,500) (48.02) (3.85)%
Banks 14,000 47.55 3.81%
Stock Future (14,000) (47.68) (3.82)%
Banks 16,500 45.44 3.65%
Stock Future (16,500) (45.34) (3.64)%
Stock Future (7,700) (43.57) (3.50)%
Power 4,400 40.13 3.22%
Stock Future (4,400) (40.33) (3.24)%
Cement 35,000 37.00 2.97%
Stock Future (35,000) (37.07) (2.97)%
Construction 17,500 36.91 2.96%
Stock Future (17,500) (36.95) (2.96)%
Auto 7,500 20.20 1.62%
Stock Future (7,500) (20.27) (1.63)%
Auto 2,200 19.18 1.54%
Stock Future (2,200) (19.24) (1.54)%
Stock Future (4,800) (16.69) (1.34)%
Auto 500 14.05 1.13%
Stock Future (500) (13.80) (1.11)%
Gas 6,000 13.15 1.06%
Stock Future (6,000) (13.15) (1.05)%
Finance 3,000 11.63 0.93%
Stock Future (3,000) (11.67) (0.94)%
Finance 1,000 11.43 0.92%
Stock Future (1,000) (11.47) (0.92)%
Stock Future (17,000) (8.99) (0.72)%
Stock Future (1,000) (8.11) (0.65)%
Power 9,000 6.59 0.53%
Stock Future (9,000) (6.51) (0.52)%
379,400.00 819.26 65.75% -65.79%
CRISIL A1+ 14 68.70 5.51%

CRISIL A1+ 10 49.40 3.96%
[ICRA]A1+ 10 48.97 3.93%
BWR A1+ 8 39.43 3.16%
[ICRA]A1 8 39.14 3.14%
245.63 19.70%
Mutual Fund 6,490 111.37 8.93%

111.37 8.93%
10.26 0.82%
59.99 4.80%
70.25 5.62%
1,246.52 100.00%
CRA; IND; BRW.

Maturity Date

Finance 15.84%
26-Jul-2018 CRISIL A1+ 9.47%
Mutual Fund 8.93%
26-Jul-2018 Banks 7.46%
30-Aug-2018 Auto 4.29%
26-Jul-2018 [ICRA]A1+ 3.93%
Power 3.75%
26-Jul-2018 BWR A1+ 3.16%
[ICRA]A1 3.14%
26-Jul-2018 Cement 2.97%
Construction 2.96%
26-Jul-2018 Transportation 1.34%
Gas 1.06%
26-Jul-2018 Media & Entertainment 0.72%
26-Jul-2018 Cash & Equivalent 5.62%
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
26-Jul-2018
19-Sep-2018
04-Sep-2018
24-Sep-2018
07-Sep-2018
19-Sep-2018
02-Jul-2018

1 Monthly Portfolio Jun 18

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1 Monthly Portfolio Jun 18

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YW01 Principal Multi Cap Growth Fund

Portfolio as on June 30, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Privately Placed / Unlisted $$ **

Investment Funds/Mutual Funds

Cash & Cash Equivalents

Banks 164,365 3,465.55

Travel 54,000 0.00

Mutual Fund 2,014,992 642.92

d in SEBI Regulations and Guidelines.

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Cash & Cash Equivalents

Finance 1,030 23.65 1.34%

Industry / Rating Percent

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Cash & Cash Equivalents

Banks 88,768 1,871.63

Stock Future 14,500 305.65

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Privately Placed / Unlisted $$ **

Investment Funds/Mutual Funds

Cash & Cash Equivalents

Consumer Non Durables 75,280 1,235.46 8.45%

Consumer Non Durables 50,000 0.00 ***

Stock Future 3,500 73.78 0.50% 26-Jul-2018

Mutual Fund 1,318 22.62 0.15%

701.16 4.79% 02-Jul-2018

d in SEBI Regulations and Guidelines.

ction for considerable period of time.

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Investment Funds/Mutual Funds

Cash & Cash Equivalents

@Pending Listing on Stock Exchange

Consumer Non Durables 78,900 4,902.65 2.71%

Stock Future 153,300 1,104.45 0.61%

Mutual Fund 1,679,160 535.76 0.30%

SEBI Regulations and Guidelines.

Industry / Rating Percent

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Privately Placed / Unlisted $$ **

Cash & Cash Equivalents

Banks 73,692 1,553.76 5.46%

Telecom - Equipment & Accessories 8,600 0.00 ***

d in SEBI Regulations and Guidelines.

ction for considerable period of time.

Industry / Rating Percent

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Cash & Cash Equivalents

*** Value below 0.01% of NAV

Banks 96,934 2,043.80

ction for considerable period of time.

Sr. No. Name of Instrument ISIN

Cash & Cash Equivalents

Mutual Fund 144,490 1,722.08 97.07%

104.39 5.88% 02-Jul-2018