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Abstract: Based on prior research identifying dispositional optimism as a predictor of placebo re-
sponding, the present study tested the hypothesis that individuals high in optimism would be
more likely to respond to a placebo analgesic. Optimists and pessimists were randomly assigned
to a placebo expectation condition or a no expectation condition before a cold pressor task. Blood
pressure and heart rate were recorded before and during the cold pressor task, and participant rat-
ings of pain and expectations were obtained immediately after the task. Analysis of the expectation
manipulation revealed that the placebo instruction was successful in altering participant expectancy
during the cold pressor. Supporting the main hypothesis, dispositional optimism was associated with
lower pain ratings in the placebo condition but not in the control condition. Because dispositional
optimism can alter placebo responding to laboratory pain, future studies should examine the poten-
tial role that this individual difference factor may play in patient responsivity to pharmacological and
nonpharmacological treatments for clinical pain.
Perspective: This study examined the possibility that individual differences can predict placebo an-
algesia. Participants were randomly assigned to receive either a placebo expectation or no expecta-
tion before a cold pressor task. Dispositional optimism was related to less cold pressor pain in the
placebo condition as compared with the control condition.
ª 2010 by the American Pain Society
Key words: Placebo effect, placebo analgesia, cold pressor, optimism, pain.
T
he placebo effect is a physiological and/or psycho- may alter placebo analgesia despite the potentially
logical reaction to an inactive substance or proce- important theoretical and practical implications.9,10
dure.12,37 This phenomenon represents a key From a theoretical perspective, examination of
interface between physiology, psychology, and patient individual difference factors could further elucidate
care.4,17,25 Recently, there has been increased attention mechanisms by which placebo effects occur, as well as
devoted to the placebo effect, particularly as it relates provide additional insight into the personality
to the experience of analgesia (ie, decreased pain component of pain and healing. On the practical side,
perception).2,3,26-28 For example, research has demonstrated this information could help health care professionals
that the desire for reduced pain predicts placebo identify those patients who are most likely to benefit
analgesia31 and that placebo analgesia can be mediated from the placebo component of an analgesic treatment.
by endogenous opioids.2,3,28 Understanding predictors One potential predictor of placebo responding is
of placebo analgesia is important, as treatments for dispositional optimism, which refers to a generalized
both acute and chronic pain can benefit from clinically positive outcome expectancy for the future.5,29 A
meaningful placebo effects.6,19,20,38,40 Interestingly, few substantial literature on dispositional optimism
have examined the possibility that personality variables indicates that, when faced with adversity, optimism is
associated with active behavioral and mental
Received November 23, 2009; Revised February 5, 2010; Accepted coping.5,29,35 Several lines of research converge to show
February 16, 2010.
Supported by National Institutes of Health grant R03 NS051687.
that optimists often shift their focus away from
Address reprint requests to Dr Andrew L. Geers, Department of Psychol- adversity to the more positive features of the
ogy, 2801 W. Bancroft Street, University of Toledo, Toledo, OH 43606- situation—especially when dealing with adversity that
3390. E-mail: ageers@utnet.utoledo.edu
1526-5900/$36.00 is out of their control.7,16,18,31-33,36,39 In one study, for
ª 2010 by the American Pain Society example, optimistic early-stage breast cancer patients
doi:10.1016/j.jpain.2010.02.014 found greater benefits in their experience with cancer
1165
1166 The Journal of Pain Placebo Analgesia
than pessimistic patients. Amongst individuals recover- answered an expectation-manipulation check question.
ing from coronary artery bypass surgery, Scheier et al31 Blood pressure and heart rate were recorded before
found that optimists were more likely to focus on their and during the cold pressor task.
recovery and less likely to dwell on their post-surgery
negative affect than pessimists. Further, laboratory stud-
ies indicate that optimists display an attentional bias for Procedure
positive stimuli16,18,33 and are more likely than pessimists
Dispositional Optimism
to cognitively elaborate on, and be persuaded by,
a positively framed message.7 Participants completed a packet of prescreening ques-
Based on this research, Geers et al10 hypothesized that tionnaires earlier in the semester, which included a mea-
optimists would be more likely than pessimists to be influ- sure of dispositional optimism: The Life Orientation
enced by positive placebo expectations. To test this hy- Test-Revised30 (LOT-R). The LOT-R assesses generalized
pothesis, individuals were randomly assigned to 1 of 3 positive outcome expectancies and contains 6 self-
conditions. In the first condition, participants were given report items (plus 4 filler items), each rated on a 5-point
the expectation that a placebo sleep treatment would im- scale ranging from 0 (strongly disagree) to 4 (strongly
prove their sleep quality (placebo-expectation condi- agree). To calculate dispositional optimism scores, the
tion). In the second condition, participants engaged in 3 negatively worded items (eg, I hardly ever expect
the same sleep treatment activity but were not given things to go my way) were reversed scored and averaged
the positive placebo expectation (treatment-control con- together with the 3 positively worded items (eg, I’m
dition). Finally, a third group did not receive the placebo always optimistic about my future) to create a summary
expectation and also did not engage in the placebo sleep optimism score (mean = 2.39, SD = .70, range = .17 to 4,
treatment (no-placebo control condition). The results a = .80). Substantial research supports the reliability
revealed that optimism was positively associated with re- and validity of the LOT-R instrument.7,30,35
ports of better sleep quality in the placebo-expectation
condition but not in either the treatment-control condi-
Baseline Recoding
tion or the no-placebo control condition. To determine On arrival to the experimental sessions, participants
whether similar effects would be observed in the context read and signed an informed consent document and
of anticipation of painful stimulation, the present study completed a health history questionnaire. Participants
examined the effects of dispositional optimism on cold then relaxed for 10 minutes to obtain resting baseline
pressor pain responsivity after placebo analgesia versus readings of blood pressure (mm Hg) and heart rate
control expectancy manipulations. (bpm) measured at 2-minute intervals using a GE Medical
Systems Dinamap Pro Series 100 Vital Signs Monitor, thus
providing 5 blood pressure and heart rate baseline read-
Material and Methods ings for each participant. After this baseline period, par-
ticipants completed a neutral sentence scramble task for
Participants 3 minutes. Blood pressure and heart rate were recorded
One hundred sixteen (60 female, 56 male) adults with during this second period to obtain a second set of base-
no reported history of chronic pain were recruited for line blood pressure and heart rate readings. During this
the study. Participants were nonsmokers who had not ex- task, blood pressure and heart rate were recorded at
ercised during the hour before the experiment. Partici- 1-minute intervals, resulting in 3 additional blood pres-
pants ranged in age from 18 to 45 years (mean = 20, sure and heart rate readings. As the initial 5 resting base-
SD = 3.4). Eighty-one were white, 18 were black, 11 were line readings were lower, these baseline readings were
Asian, and 6 did not specify race. All procedures were ap- used in data analysis. After these baseline recording pe-
proved in advance by the Institutional Review Board of riods, participants received either placebo expectation
the University of Toledo. All participants received partial or control instructions before immersing their hand in
course credit in return for their participation. a container filled with water and crushed ice.
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Goal activation, expectations, and the placebo effect.
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