Professional Documents
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PII: S0959-6526(18)31661-5
DOI: 10.1016/j.jclepro.2018.06.012
Reference: JCLP 13158
Please cite this article as: Washington-Ottombre C, Washington GL, Newman J, Campus sustainability
in the US: Environmental management and social change since 1970, Journal of Cleaner Production
(2018), doi: 10.1016/j.jclepro.2018.06.012.
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1
: Environmental Science and Policy Program, Smith College, MA, USA
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: Department of History, University of Massachusetts Amherst, MA, USA
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: Office of Sustainability, Massachusetts Institute of Technology, MA, USA
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Corresponding author:
Camille Washington-Ottombre
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Environmental Science and Policy Program, Smith College
SR 334, 44 College Lane
Northamtpon, MA 01060, United States of America
e-mail: cwashingtonottombre@smith.edu
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Within the
Environmental Informal gates of
campus
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Local National International Educating Modeling Being agents Bottom-up Top-down
agents of change change of change
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Scale of momentum for change Role of HEIs Models for policy development
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a) b) c)
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The broader context (a), problem identification and policy objectives (b), and implementation philosophy and tools (c) of
the three epochs of campus sustainability in the US since 1970. The three epochs are: greening the campus (1970s-
1990s), the growth of campus sustainability (1990s-2010s), and transforming HEIs to implement sustainability on
campus and beyond (2010s-).
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Abstract:
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In the US, Higher Education Institutions (HEIs) have occupied a distinct role in the social
contract: they have been predisposed to be at the forefront of social change and to addressing
“wicked” problems. Over the last four decades sustainability has emerged as one such problem,
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and HEIs have practiced campus sustainability to improve environmental management and foster
social change on campuses and beyond. Understanding the development of campus sustainability
in the US during these years is essential for scholars and practitioners looking to make sense of
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its present state and to map out future pathways. There is, however, no comprehensive analysis
of campus sustainability’s development in the U.S. Here we ask how campus sustainability has
developed in the US since the early 1970s. To answer our research question, we analyze
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scholarly works and reports and use the epochs approach to build a chronological narrative. Our
analysis results in the identification of three distinct and overlapping epochs of campus
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sustainability: greening the campus (1970s-1990s), the growth of campus sustainability (1990s-
2010s), and transforming HEIs to implement sustainability on campus and beyond (since 2010s).
We conclude by analyzing the nature of changes that campus sustainability has undergone over
time, in terms of both managing the environment and fostering social change. We argue that
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assume the role of agents of change. Here, we provide the first historical narrative of the campus
sustainability in the US. As such, this work is likely to be of value to scholars and practitioners
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alike as they grapple with the past, present, and future of campus sustainability.
Keywords:
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Introduction
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In the US, Higher Education Institutions (HEIs) have occupied a distinct role in the social
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contract: they have been predisposed to be at the forefront of social change and to address
“wicked” problems. (Rittel and Webber 1973). They operate with distinct freedom of action and
influence. In exchange, they are entrusted with the charge of educating students and producing
knowledge that will foster a thriving civil society (Cortese, 2012). Historically, US HEIs have
often aimed to serve the greater good by supporting and embodying radical social changes that
have significantly altered behavior patterns and cultural values and norms over time (Haferkamp
and Smelser, 1992). For instance, in reaction to the horrors of slavery, many college students and
professors became major actors in the Underground Railroad in the 1830s (Slater, 1995). More
recently, in the 1980s, HEIs utilized divestment from South African companies as a weapon to
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fight Apartheid (Teoh et al., 1999). In the 1990s, HEI’s carried out anti-tobacco campaigns
concomitantly with drives to divest from the tobacco industry and to ban smoking across US
campuses (Wander and Malone, 2004). Their responses to challenges of significant scale like
sustainable development are cases in point (Corcoran and Wals, 2004).
In the last 40 years, both in the US and globally, HEIs have worked to better manage
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environmental issues on campuses and beyond and change behaviors and values pertaining to the
natural environment. HEIs’ endeavors to manage environmental issues and promote social
change have been referred to as “campus sustainability.” This term encompasses their research
and curricula, but also programing, operations, and institutional dimensions (Disterheft et al.
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2013). HEIs’ campus sustainability efforts aim to foster the rethinking of our society and the
realization of social change. More specifically, they seek to cultivate more sustainable and just
interactions between people and nature, amongst diverse groups of people, and between
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generations.
Over the years, campus sustainability has become a vibrant field of academic inquiry. Scholars
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have both argued for and documented the social and ecological impacts of campus sustainability.
All over the world, academic conferences, journals, and publications with an explicit focus on
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campus sustainability have flourished, and the US is no exception. Academic research on this
topic has mostly been at the scale of individual case studies (Vaughter et al., 2013). Individual
case studies (see for instance Aber et al., 2009) or collections of innovative case studies (see for
instance Barlett and Chase, 2013 or Koehn and Uitto, 2017) provide in-depth analyses of discrete
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experiences of HEIs. A few scholars, however, have also been engaged in thinking more broadly
about the idea and application of campus sustainability. Leading thinkers in the field have at
times written eloquently about their respective visions for campus sustainability (see for instance
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Orr, 1994 and Cortese, 1992). More recently, scholars have also formulated useful critiques (see
for instance Breen, 2010) and recommendations (see for instance Martin and Samels, 2012) to
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guide the development of campus sustainability. Still others have analyzed the impact of
specific key texts and declarations on campus sustainability (see for instance Wright, 2004 or
Dyer and Dyer, 2017). At least one critical element in the process of reflecting on campus
sustainability in the US, however, remains relatively unaddressed. Scholars have not offered a
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Building on that broad body of scholarship, the article here seeks to address this lacuna by asking
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how campus sustainability has developed in the US since the early 1970s. In responding to this
question, we examine the evolution of HEIs’ management of environmental issues and the
promotion of social change. Certainly, campus sustainability has evolved incrementally and daily
through processes of trial and error that are unique to specific HEIs and their specific geographic,
intellectual, political, and economic contexts. Yet it is clear, in retrospect, that there has been a
discernible evolution in how the higher education community has perceived environmental
problems and formulated responses to address them. In an effort to describe these changes, we
analyze the development of HEIs’ conceptualizations and applications of campus sustainability.
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To analyze the emergence and growth of campus sustainability in the US, we establish a
chronological narrative inspired by, and in conversation with, the “distinct though overlapping
epochs” of US environmental policy described by Mazmanian and Kraft (2009). Like their study,
each epoch in the development of campus sustainability is characterized by the rise and fall of a
dominant theoretical and operational model for US HEIs’ engagement with social change and
environmental management. In order to determine the overall progression of campus
sustainability and the boundaries and characteristics of each epoch in its development, we
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analyzed case studies, reflection pieces, and reports on campus sustainability and environmental
education in the US. Based on this research, we provide the first historical narrative of campus
sustainability in the US and identify three distinct epochs of campus sustainability: greening the
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campus (1970s-1990s), the growth of campus sustainability (1990s-2010s), and transforming
HEIs to implement sustainability on campus and beyond (since 2010s). We argue that campus
sustainability initially emerged as informal, ecologically-focused, campus-confined initiatives at
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HEIs that prioritized educating agents of change and modeling change. Over time campus
sustainability has evolved towards more formal, holistic, extramural policies at HEIs that, as
institutions, assume the role of agents of change.
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1. Methods
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1.1. Analysis of scholarly works and reports
In reading about the epochs of US environmental policy in Mazmanian and Kraft (2009), we
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developed an interest in the evolution of campus sustainability over time. This led to the research
question behind the current article. How has campus sustainability developed in the US since the
1970s? In order to respond to this question, we turned to relevant printed sources. Two types of
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scholarly works were analyzed: (1) material published during a given epoch that provides a
broad overview of campus sustainability at the time rather than a discrete experience and (2)
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examined reports published by leading organizations in the field of campus sustainability and
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We analyzed a total of 103 scholarly works, reports, and texts. Out of the 103 references, 47
were journal articles, 32 were books, 13 were reports, 6 were international texts, and the
remaining 6 were categorized as “other” (e.g. working papers) (figure 1).
--Figure 1, about here--
The 47 journal articles analyzed in this paper were published in the following journals: 11 in
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Journal of Cleaner Production (JCP), 5 in the International Journal of Sustainability in Higher
Education (IJSHE), 5 in Sustainability: the Journal of Record (Sustainability), 3 in Current
Opinion in Environmental Sustainability (COES), and 23 other articles that were published in
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various other journals and are categorized here as “other” (figure 2).
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1.2 Using the epochs approach to build a chronological narrative
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chronological approach has been convincingly employed by Mazmanian and Kraft (2009) who
have identified “distinct though overlapping epochs” of US environmental policy, another
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development that emerged alongside the postwar environmental movement in the late 1960s.
Their research aims at taking a step back from the day-to-day development of US environmental
policy to outline the key, distinct features of each period, while highlighting the links between
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past and present. In their seminal work, they identified three distinct epochs: regulating for
environmental protection (1970-1990), efficiency-based regulatory reform and flexibility (1980-
2000s), and toward sustainable communities (1990-present). For each epoch, they identified
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In this work, we adapt Mazmanian and Kraft’s epochs approach to understanding the
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theoretical and operational model for HEIs’ engagement with social change and environmental
management. (At the same time we too acknowledge that broader contexts, problems defined,
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policy approaches and tools often overlap with one another or continue to influence the action of
HEIs beyond the end of a given era.) We then simplified number of variable so it could be
analyzed through three variables. We first analyzed the broader context at the international,
national, or local levels that influences the action of HEIs in each epoch. Then, we examined the
environmental problems identified by HEIs in each epoch as well as the policy objectives set by
the higher education community. Finally, we assessed the implementation philosophy and policy
tools chosen by HEIs in each epoch.
2. Results
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Early efforts to green the campus echoed the environmental movement that developed in the US
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in the 1960s and the 1970s. In a context of anxiety driven by the Vietnam War and constantly
heightening racial tensions, public interest in environmental issues emerged. Overpopulation,
water and air pollution, and nuclear fallout became major concerns in public opinion. This new
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popular mass movement coalesced in the first Earth Day on Wednesday, April 22, 1970. This
event was conceived as “teach-ins” modeled on anti-Vietnam war protests (Allit, 2014). Earth
Day was largely observed on US campuses and became the first mass manifestation as well as a
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catalyzer of students’ environmental activism (Smith, 1993). Concerns for the state of the
environment were not limited to the US and were in fact echoed by similar movements and
actions on the international stage.
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Key international conferences and declarations shaped the role of HEIs in this early period. In
1972, participating nations to the United Nations Conference on the Human Environment issued
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the Stockholm Declaration. It emphasized 26 principles for international and national
development and environmental protection, three of which highlighted the role of environmental
research and education (United Nations, 1972). In 1975, the International Workshop on
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Environmental Education met in Belgrade to express the needs for education systems all over the
world to support the development of a new global ethic to improve the relationships between
people and nature (UNESCO-UNEP, 1975). In 1977, the first intergovernmental conference on
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environmental education took place in Tbilisi and reaffirmed in its declarations the overarching
guiding principles for environmental education defined two years before (UNESCO-UNEP,
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1977). HEIs were exhorted to lead the way towards more harmonious development by expanding
their research agenda to address environmental issues across multiple disciplines, developing
curricula on the environment, and promoting environmental outreach and cooperation (Wright,
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2004).
Another vector for the unprecedented interest in greening campuses derived from energy
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shortages. Throughout the 1970s, the drastic rise of oil prices provided strong economic
incentives for HEIs to green their campuses. Some even argue that the surge of oil prices was
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actually the true motivation behind such initiatives (Perrin, 1992). In March 1973, when the
Organization of the Petroleum Exporting Counties lifted the punitive embargo it had placed on
oil exports to the US, oil prices had increased by 70% (Ross, 2013). Then a second dramatic
wave of oil price increases occurred amidst the global anxiety and fear that attended the Iranian
revolution in 1978-1979. This unprecedented rise induced panic in the oil-dependent US
economy and prompted radical changes in energy use and policy. During the 1973-1974 and the
1978-1979 oil crises, HEIs experienced heavy increases in operational costs because most used
oil as their main heating source. This broader context shaped how HEIs identified environmental
problems and developed policies to green the campus.
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Widespread environmental degradation and the international call for more even and sustainable
economic development amplified questions regarding the role of HEIs within the American
social contract. Positivist, Newtonian, and Cartesian approaches to science had failed to train
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scientists and decision makers capable of grasping the complex interactions between human
actions and nature (Lozano et al., 2013). The structure and content of academic teachings and
research perpetuated cultural assumptions and narratives that placed man separate from and
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above a nature waiting to be shaped and utilized by humans (Cortese, 2012). Academics believed
that HEIs needed to move beyond assumptions of the Earth’s limitless bounties—assumptions
that they had maintained over centuries. They had the responsibility to protect and heal nature in
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order to fulfill their role in the social contract (Corcoran and Wals, 2004).
Leading thinkers such as David Orr argued that HEIs should promote a new kind of knowledge
that did not emanate from the enlightenment philosophy and did not justify environmental
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degradation (Orr, 1993). Indeed, not only did the education system support environmental
degradations, it reinforced it and made environmental vandalism even more efficient (Orr, 1994).
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To honor their role in the social contract, HEIs needed to educate environmentally literate
citizens and problem solvers able to counteract environmental degradations (Smith, 1993). As an
alternative to devising new ways to exploit natural resources, faculty were called upon to
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develop research agendas that would solve real world environmental problems. Since HEIs
curricula were contributing to environmental degradation, HEIs were responsible for
aggressively promoting environmental education and environmentally restorative research
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(Cortese, 1992).
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Innovative academics argued that along with the moral imperative to reform HEI’s curriculum
and research agenda, solutions to environmental issues should be applied within the gates of the
campus. Indeed, the disconnect between the curriculum and faculty research agendas on the one
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hand and campus operations on the other hand started to feel like a “strange detachment” (Smith,
1993). It was essential to organically develop parallels between environmental problems and
solutions at the global and national scales with those on campus. By doing so, HEIs would at the
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same time take responsibility for environmental degradations caused by their own physical
infrastructure and give students an opportunity to practice environmental problem solving.
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Although the prescriptions for reshaping HEIs must have seemed utopian to some, early
promoters of a green campuses strategically stressed the economic co-benefits and ease of
implementation of greener environmental actions. In the context of economic crises during the
1970s, they argued that ecological management could reduce HEIs’ operating costs while
improving the quality of its services and rejuvenating local economies. In order to convince
HEIs’ executives, the moral imperative of ecological management sometimes became the “added
bonus” to greening the campus (Orr, 1993). Many argued that a lot could be done with little and
that environmental rightfulness could easily be reached (Maniates, 2002).
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During this epoch of pioneering efforts, change agents, who were often relatively isolated,
initiated grassroots actions to green the campus. Change agents were often staff members whose
in-depth institutional knowledge of their HEI allowed them to overcome institutional barriers and
transform their campuses (Lozano, 2006; Verhulst and Lambrechts, 2015). Often working with
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little support, they confronted and overcame daunting challenges, through their dedication to the
environment and to their institutions (Barlett and Chase, 2013). Change agents were generally
people in the middle of the hierarchy who could oversee and see through the successful
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implementation and durability of green initiatives over time, in contrast to senior administrators
who typically did not remain at a given HEI for a long period of time. (Arroyo, 2017). Green
leaders were “leaders of the most unlikely sort” such as facility managers, ground managers, and
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dining directors (Orr, 1993). The environmental management aspect of these positions was more
rare (Keniry, 1995).
Throughout this first epoch, although recycling efforts were common, a wide variety of
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environmental actions were implemented under the pressure of local agents of change. Given the
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focus on pollution and waste by the environmental movement, initiatives to reduce and recycle
waste became very common (Smith, 1993). By 1990, more than 78% of HEIs had a recycling
program (Keniry, 1995). HEIs were also involved in greening wastewater and storm water
management, landscape management, provision of food, procurement policies, buildings, and
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transportation. In the aftermath of the oil crises, winter breaks were extended to save energy
during the coldest parts of the year (Perrin, 1992). Many HEIs shifted to coal as their main
energy source and implemented energy saving measures to lower their operational costs (Smith,
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1993).
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At the same time, HEIs’ faculty conducted unprecedented efforts to develop a strong
environmental science curriculum and research agenda. In spite of the UN calls for
interdisciplinary and problem-solving based curriculum, new offerings consisted mostly of
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courses in environmental science. Apart from a few notable exceptions, research and teaching
were often disconnected from campus operations and other actions to green the campus. One of
these exceptions was David Orr’s course in the early 1990s titled “Oberlin and the Biosphere”
where students conducted an inventory of resource flows around the campus in an applied
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to assess the campus environment as part of a course project or an independent research project
but such initiatives remained punctual (Smith, 1993).
Hence, during the 1970s, the 1980s, and the 1990s, unprecedented steps were taken to green the
campus. From recycling, to energy efficiency, to pesticide free landscape treatments, campuses
all over the US were becoming greener. However, efforts were often ad hoc and lacked
systematic vision and implementation. Initiatives conducted in the following epoch aimed at
institutionalizing campus sustainability and ensuring the perenniality of such efforts.
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As in the previous era, international declarations and conferences coincided with the expansion
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of campus sustainability. In 1987, the United Nations World Commission on Environment and
Development promoted a broad and holistic definition of sustainable development that
emphasized its environmental, economic, ethical, and cultural aspects (United Nations, 1987). A
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few years later, because of the large media and political resonance created by the UN Conference
on Environment and Development in Rio (1992), US educators and academics realized that they
were doing very little to respond to the global crisis at hand (Perrin, 1992). The terms “education
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for sustainable development” and “education for sustainability” entered the vocabulary of
educators (Calder and Clugston, 2003). Agenda 21, the non-binding action plan that came out of
the Rio conference as well as the UNESCO-led Decade of Education for Sustainable
Development (2005-2014), recommended promoting sustainable development in research,
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education, and community outreach (United Nations, 1992). In many countries across the globe,
the leadership, academics, and students of HEIs closely followed UN exhortations for
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implementing sustainable development in research and education (Kelly, 2010).
Following these global trends, American students embraced calls for sustainable development.
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Campuses experienced a revival of students’ environmental activism that had become muted
since the 1970s environmental movement. (Calder and Clugston, 2003). In 1989, the
“Threshold” conference gathered 2000 student-activists. Famous speakers like Dennis Hayes, the
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initiator of the first Earth Day, energized the crowd. In 1990, the 20th anniversary of the first
Earth Day fostered new student engagement with campus sustainability. This collegiate
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environmental network, centered on the Threshold Conference and structured around Earth day,
stimulated synergies on campuses across the country. Numbers had tripled by 1990 when 7000
student and faculty activists gathered at the University of Illinois at Urbana-Champaign (Keniry,
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1995).
Most actors in the campus sustainability movement embraced a relatively narrow understanding
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conception of environmental sustainability laid out in the 1990 Talloires Declarations. These
declarations emphasized the fundamental role of HEIs in education, research, policy
development, information exchange, and community outreach for the creation of an
environmentally sustainable future (Cortese, 1992). Although it does not include any binding
commitments, the Talloires Declarations have been key in developing executive support for
sustainability (Keniry, 1995). Over the next 28 years, the number of signatories of the Talloires
Declarations would grow to 502, over a third of which are US-based institutions (Association of
University Leaders for a Sustainable Future, 2017). In many ways, they mark the birth of campus
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As endeavors for campus sustainability multiplied, support and structures for the guidance of this
movement also multiplied. In 1990, the National Wildlife Federation, a wildlife conservation
organization, created the Cool it! program (re-named Campus Ecology in 1993) to guide campus
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leaders and promote sustainability on campuses. 578 HEIs were registered in this program in the
early 1990s. Another organization, Green Vote, trained students in legislation and electoral skills
related to the environment. The Student Environmental Action Coalition (SEAC) promoted and
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coordinated students’ campus sustainability networks and organized regional conferences. In the
mid-1990s, SEAC was represented on 700 campuses (Lerner, 1997). In 1992, the US Public
Interest Group funded the Green Corps program to train new college graduates to become green
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community organizers (Keniry, 1995).
Students, faculty, and staff met during conferences that rationalized campus sustainability
throughout the 1990s and the 2000s. The first major conference was the Campus Earth Summit
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that brought together 450 delegates in 1994 (Campus Earth Summit, 1995). From 1996 to 2012,
Ball State University hosted nine “Greening the Campus” conferences where some 200
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participants met regularly to share their campus sustainability experiences on topics ranging from
pedagogy to campus operations (Koester, 1996). The “Greening the Campus” conferences
significantly contributed to the diffusion of innovations and creation of a tight-knit community of
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In spite of the significant steps taken in the 1990s and early 2000s, practitioners condemned the
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fragility of campus sustainability practices. Sustainability initiatives were often one-offs that
rarely impacted the strategic orientation of HEIs (Cortese, 1992). Environmental measures did
not involve HEIs as a whole and remained restricted to the specific domains of expertise of their
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respective agents of change. Due to the official function of most agents of change, sustainability
endeavors also tended to be dominated by operations-based projects and science-based
innovations, to the detriment of other areas of campus (Beringer and Adomßent, 2008).
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Campus sustainability practitioners argued that it was only by fully institutionalizing campus
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sustainability that HEIs could fulfill their part of the social contract (Cortese and Seif Hattan,
2010). They asserted that HEIs should embrace their mission of social change and implement
incremental steps towards a sustainable society by educating the next generation of leaders
(Lerner, 1997). HEIs were to model change by modifying their modes of action. At a time when
the US federal government had ceased to promote ambitious environmental policies,
sustainability proponents maintained that HEIs needed to supersede failing and limited
environmental action (Orr, 1993). To accomplish these objectives, HEIs had to reconcile the
divide between operations, research and teaching (Beringer and Adomßent, 2008).
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guidance of the non-profit organization Second Nature, twelve US college and university
presidents agreed in 2006 to achieve carbon neutrality by crafting climate action plans (CAPs),
conducting greenhouse gas inventories, infusing sustainability into their curricula, and expanding
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research and outreach efforts (Dyer and Dyer, 2017). In 2016, the ACUPCC was renamed the
Climate Leadership Commitments with two separate commitments, one on carbon and one
relative to climate resilience and adaptation. In 2017, the Carbon Commitment Charter had 467
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signatories, all US HEIs (Second Nature, 2017).
Even though colleges and universities had in common the fact that they institutionalized campus
sustainability and drafted CAPs after signing the ACUPCC, HEIs followed distinct paths to
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achieve their environmental goals (Keniry, 1995). Many created ad hoc sustainability task forces
to define the modalities of institutionalization. Others institutionalized and broadened
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environmental liaison positions beyond specific administrative departments such as operations or
dining services. The mission of the newly appointed sustainability officer, also called
environmental management coordinator, or sustainability coordinator, was to integrate
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operations, education, and research and serve as a broker to foster new synergies on campus
(Lerner, 1997). Although these new positions significantly contributed to the institutionalization
of campus sustainability, they sometimes excessively centralized responsibilities and reproduced,
to a certain extent, some of the pitfalls of the previous epoch (Keniry, 1995).
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In institutionalizing campus sustainability and striving to achieve carbon neutrality through their
CAPs, HEIs have fully embraced the promises of green building. Since the early 2000, a plethora
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of green constructions have been built on US campuses. Most follow the construction agenda of
the Leadership in Energy and Environmental Design Program (LEED) started in 1998 by the
U.S. Green Building Council, a nonprofit devoted to promoting environmentally sustainable
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building (Carlson, 2012). From the standpoint of administrators, green buildings make financial
sense because they pay for themselves over time. They have green marketing appeal and help
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HEI’s differentiate themselves from other campuses. With over 240,000 buildings constructed
across 4,100 HEIs, LEED structures are often the visible symbol of a school’s commitment
towards sustainability (Mandel and Samels, 2012; U.S. Green Building Council, 2017).
The success of LEED buildings led to conversations about more tangible and reachable ways of
implementing campus sustainability. HEIs learned to use online reporting tools, precursors to the
forthcoming sustainability reporting tools. The popularity of LEED buildings acted as a catalyst
for larger ambitions, even if it continued to expand the role of operations in sustainability. From
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this perspective, LEED buildings played a major role in promoting campus sustainability and
paved the road for rationalized sustainability networks and reporting tools.
At the same time, the growth and strengthening of sustainability networks and sustainability
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reporting tools substantiated the institutionalization of campus sustainability (Walton and
Matson, 2012). Organizations such as Second Nature, University Leaders for a Sustainable
Future, and the National Wildlife Federation were fundamental in initially structuring campus
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sustainability. However, the American Association for Sustainability in Higher Education
(AASHE), created in 2005 as an emanation of Second Nature, truly crystalized campus
sustainability (Barlett and Chase, 2013). AASHE has played a major role in connecting HEIs and
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producing benchmarks for campus sustainability. Today, 832 HEIs are AASHE members, most
of which are US HEIs (AASHE, 2017). One of the major accomplishments of AASHE has been
the creation and promotion of the Sustainability Tracking, Assessment, and Rating System
(STARS), a sustainability reporting tool tailored to HEIs.
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Over the years, STARS has become the leading sustainability reporting tools for US HEIs. In
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2006, due to the development of third-party ranking systems and the growth of sustainability
reporting tools poorly suited to HEIs, the Higher Education Association’s Sustainability
Consortium called for the development of a standardized campus sustainability assessment tool
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(Walton and Matson, 2012). AASHE responded by conducting a 3-year participatory process to
set up STARS. STARS is a voluntary self-reporting system in which HEIs disclose data relative
to 19 categories from curriculum, to operations, to investment and finance. HEIs are awarded a
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rating that ranges from reporter (6.4% of current STARS users), to bronze (16.1%), to silver
(48.7%), to gold (28%), to platinum (0.7%). Colorado State University was the first HEI to earn
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Platinum rating in 2015 for its efforts in curriculum, campus engagement, operations initiatives,
and outreach (Ciaravola, 2015). To date, 873 HEIs have registered to use the STARS reporting
tool, 82.5% of which are in the US (AASHE, 2017).
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The success of STARS is due to the multiple advantages that HEIs gain from using this tool.
STARS simplifies the sustainability reporting process for HEIs and represents a solution to the
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third-party green survey overload. It helps foster campus sustainability by providing guidance for
planning and visioning, targeting efficient measures, benchmarking a HEI’s progress, and
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enhancing organizational learning (Walton and Matson, 2012). Compared to other green ranking
tools used in higher education such as the Holcim Awards or GREENSHIP, STARS is designed
specifically for HEIs and includes indicators relative to education and research (Lauder et al.,
2015). To date, it seems that STARS has been quite effective in supporting environmental
objectives but less so at promoting the social and economic aspects of sustainability (Lidstone et
al., 2015). STARS is also a way to demonstrate an organization’s commitment to sustainability
in a transparent manner (Ceulemans et al., 2015). However, for some, it has largely become a
tool to improve the HEIs image and enhance recruitment (Walton and Matson, 2012).
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In parallel, sustainability curricula experienced considerable growth. From 1990 to 2008, the
number of interdisciplinary environmental programs more than doubled, passing from 500 to
1200. (Vincent et al., 2010). From 2008 to 2012, schools hosting programs increased by 29%,
degree-granting units increased by 37%, and degree programs increased by 57% (Vincent et al.,
2012). At the same time, institutes and research centers were created to accompany the
curriculum growth (Vincent et al., 2014). From 2012 to 2016, the number of interdisciplinary
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environmental programs increased by 15% while the number of degree-granting units grew by
40% (Vincent et al., 2017).
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The growth in sustainability curricula has been accompanied by an evolution of the curriculum
content from an earlier focus on environmental science to more recent trends towards
sustainability and design. In 2008, when the first survey was administered, most programs had an
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explicit focus on environmental science (Vincent et al., 2010). In the following years,
sustainability degree programs expanded considerably while the proportion of programs named
environmental science(s) declined (Vincent et al., 2012). New programs more explicitly
integrated interdisciplinary approaches to sustainability and concentrated more on systems-
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thinking, content relative to climate and energy, a combination of engineering and environmental
science, and a more global focus (Vincent et al., 2012; Vincent et al.a, 2013, Vincent et al.b,
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2013). In community colleges as well the sustainability curriculum evolved towards
sustainability along with sustainable technologies and sustainable farming techniques (Vincent et
al. 2016). Environmental justice also became an important component of sustainability curricula
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(Garibay et al., 2016). Between 2012 and 2016, the number of degree programs in sustainability
and energy has grown. Over the same period, programs in environmental and sustainability
design have emerged (Vincent et al., 2017).
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Hence, in the second epoch, HEIs in the US have seen significant institutionalization of campus
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enacted Climate Action Plans that aimed to mitigate environmental damage. HEIs constructed
green buildings, utilized sustainability reporting tools, and developed new curricula,
concentrations, and degree programs that promoted interdisplinary, cross-disciplinary approaches
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and content as well as systems thinking. Sustainable initiatives were no longer confined to well-
endowed institutions or institutions with aggressive green visions but spread across the diverse
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landscape of HEIs in the US (Breen, 2010). As such, the second epoch has paved the way for
more holistic commitments to sustainability and deeper transformations of HEIs in the third
epoch.
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A third epoch beginning in the 2010s has been characterized by the taking of more holistic
actions related to sustainability by HEIs. This trend has in part emanated from global dynamics
such as the elaboration of the UN sustainable development goals (SDGs). The SDGs are a
collection of 17 interrelated goals, broken down into 169 targets. They constitute the core of the
UN “Transforming our World: the 2030 Agenda for Sustainable Development,” a plan adopted
by world leaders in 2015 (United Nations, 2015). Organizations, including US HEIs are paying
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more attention to SDGs than had been the case for the Millennium Development Goals, the
previous UN development initiative, because they are universal and do not apply solely to
developing countries (Sachs, 2012; Le Blanc, 2015). Although HEIs are not nominally
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mentioned as an instrument for achieving the SDGs, many recognize that they have the potential
to take part in this global movement (Koehn and Uitto, 2017). Development experts along with
actors of campus sustainability expect HEIs to facilitate the implementation of the SDGs by
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training students to be aware of the social, economic, and environmental implications of their
future careers, developing action-oriented research, mobilizing sustainability science tools and
approaches to measure progress towards the implementation of the SDGs, and becoming actors
in multi-stakeholder partnerships (Duran, 2015; Saito et al., 2017; SDSN Australia/Pacific, 2017)
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In parallel with this global movement, non-national governmental actors such as states or cities
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are developing multi-stakeholder partnerships with HEIs and successfully engaging in climate
action all over the US. For instance, the Oberlin Project, developed under the leadership of David
Orr, is a well-known example of partnership between Oberlin College and the City of Oberlin for
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climate action that others such as Dickinson College have emulated (Orr and Cohen, 2013;
Rosenberg Daneri et al., 2015). A less publicized illustration is the work conducted as part of the
Green Ribbon Commission (GRC), by HEIs and other key organizations in Boston (MA)
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(Washington-Ottombre et al., 2018). The GRC is a group of businesses, institutions, and civic
leaders working to develop shared strategies for fighting climate change in coordination with the
city’s Climate Action Plan. The higher education sector is represented by Boston University,
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leadership engages more broadly with sustainability, student engagement only continues to grow.
In recent years, HEIs across the US have experienced a new form of student environmental
activism focused on climate change and climate justice that has reshaped campus sustainability.
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environmental issues (Bratman et al., 2016). It stems from movements for climate action and
justice built around global climate negotiation meetings or via the actions conducted by the
environmental activist Bill McKibben and others as part of the 350.org movement in the US
(Gitlin, 2016). Students and faculty all across the US have enthusiastically echoed the call of the
350.org movement for divestment from fossil fuels as a way to address environmental injustice
as well as climate change (Stephens et al., 2018). Following a long tradition of student-based
activist movements promoting divestment, students are actively lobbying HEIs’ administrations
to divest their endowment from petroleum, coal, and natural gas (Grady-Benson and Sarathy,
2016). Fossil-fuel divestment campaigns are underway in most HEIs with notable successes in
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several HEIs such as Stanford University (Gitlin, 2016). The strong focus of students and faculty
on climate justice within and beyond the fossil fuel divestment movement has proven to be an
impetus to reshape campus sustainability to incorporate climate action and justice (Washington-
Ottombre and Bigalke, 2018).
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Many argue that in light of the urgency of climate change, campuses need to embrace a holistic
understanding of sustainability, moving beyond the search for technological solutions and direct
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economic benefit (Weisser, 2017). The growth of green buildings and sustainability reporting has
drawn special attention to campus operations, but at the same time this has resulted in
accentuating the role of facilities and landscape management in sustainability. As a result, other
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challenging areas such as curricula, research, and outreach are generally neglected (Koehn and
Uitto, 2017). The prevalence of initiatives that have concentrated on carbon mitigation is another
case in point. Given the quantifiable nature and the availability of monitoring tools for carbon
footprints, many HEIs have concentrated their sustainability efforts on carbon mitigation but
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ignored more elusive, incalculable sustainability issues. HEIs have also realized that certain
sustainability initiatives such as carbon mitigation can translate into boons for administrators
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responsible for admission and finance. The most visible efforts by HEIs to reduce their carbon
footprints have been closely tied to their roles as tools for admission marketing and capital plan
fundraising (Breen, 2010). While clearly these technological and economic approaches to
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sustainability are resulting in sizeable and unprecedented leaps in HEIs’ awareness and
engagement around sustainability, they are intrinsically limited in both breadth and depth.
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Scholars argue that in order for HEIs to develop a holistic understanding of sustainability, they
need to move beyond the formal institutionalization of campus sustainability and to operate deep
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transformations that would impact every aspect of the organization (Aber et al., 2009; Glasser,
2016). Sustainability efforts conducted by HEIs are often compartmentalized and implemented
as “add-on” initiatives (Lozano et al., 2015; Sylvestre and Wright, 2016). Tinkering with current
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organizational structures is not enough when the real implementation of sustainability requires
major internal reforms (Sharp and Pollock Shea, 2012). Indeed, achieving organizational and
cultural change is now the big challenge facing HEIs (Martin and Samels, 2012). Beyond the
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more visible and marketable metrics of sustainability, deep organizational change should affect
areas that are less visible such as policy and standards, institutional performance indicators,
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For these scholars and practitioners, HEIs need to move beyond educating about and modeling
change in order to become agents of change who expand the social contract between HEIs and
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society. So far, HEIs have and continue to make significant progress towards educating future
sustainability leaders and modelling change within the gates of the campus. The next steps
should build upon these strong foundations to help HEIs to become agents of change. HEIs need
to act as part of a complex social-ecological system within and beyond the gates of campus
(Hansen and Lehmann, 2006; Newman, 2012; Dyer and Dyer, 2015). One way forward would be
for HEIs to take part in a polycentric governance of sustainability along with traditional
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governance actors at local and regional scales (Andersson and Ostrom, 2008; Sharp and Pollock
Shea, 2012).
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2.3.3. Implementation philosophy and policy tools
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In this third epoch, scholars and practitioners argue that HEIs should transform their
organizations to fully practice sustainability. In order to accomplish this, they need to shift the
current narrative on campus sustainability away from positivist and modernist traditions and
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embrace complexity. Otherwise, campus sustainability remains fixed within the boundaries of
environmental science and perpetuates a narrative in which humans possess and exploit the
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environment. HEIs need to envision campus sustainability as part of a complex social-ecological
system with dynamic interactions at multiple spatial and temporal scales (Newman, 2012). These
complex interactions occur in a context of climate change. Climate change is a “wicked”
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problem that involves high levels of complexity, uncertainty, interdependencies with other
sectors and systems, and value-driven analyses and prescriptions (Rittel and Webber 1973). As a
“wicked” problem, climate change cannot be “solved,” but rather must be continually dealt with
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and addressed from multiple angles (Grundmann, 2016). HEIs, like other actors involved in the
governance of climate change, need to develop complex and holistic responses to address this
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“wicked” problem.
To address the complexity of such wicked problems, HEIs need to transform into learning
organizations and re-envision their fundamental norms and structural relations (Sylvestre and
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Wright, 2016). Like other organizations, HEIs need to learn to transform themselves to transition
away from fossil fuel and manage the impacts of climate change. Management science has
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identified three types of organizational learning: single-, double-, and triple-loop learning
(Pawlowsky 2001). Single-loop learning occurs when an organization adjusts its behavior in
order to achieve a desired outcome. Double-loop learning refers to a deeper transformation in
which an organization transforms mental maps or ways to understand and interact with a
particular issue, to generate new meanings and actions. Finally, triple-loop learning refers to
developing the capacity to learn how to learn, the capacity to invent new processes for generating
mental maps. Although HEIs often satisfactorily achieve single-loop and double-loop learning,
reaching triple-loop learning is more unattainable due to the diversity of values and cultures as
well as the organizational complexities of HEIs (Sylvestre and Wright, 2016).
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HEIs can achieve triple-loop learning by planning for sustainability and utilizing an adaptive co-
management approach (Washington-Ottombre et al., 2018). Adaptive co-management is an
iterative and flexible management approach that focuses on learning by doing and building a
synthesis of various scientific and nonscientific knowledge and value systems (Armitage et al.
2009). Within the adaptive co-management framework, collaboration, trust and power-sharing
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across various levels of governance are needed to manage complex systems in an adaptive
manner. Deep learning about an organization, the development of collaborative and action-based
inquiry, and the assessment of and communication about the planning process and policy
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changes are key to implementing adaptive co-management (Sylvestre and Wright, 2016). In
order to go beyond compartmentalized or narrowly focused planning exercises, HEIs need to
consider organizational change as an ongoing activity (Sharp and Pollock Shea, 2012). They
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need to plan in an iterative manner for organizational change, revise existing policies
periodically, measure what counts and not what is easy to measure, and seek new management
goals and options over time (Newman, 2012; Koehn and Uitto, 2017).
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Campus sustainability reporting tools in fact have the potential to help HEIs achieve triple loop
learning and organizational change in the current context of climate change. To date, there is
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limited evidence that STARS has acted as a catalyzer for deep transformations (Fadeeva et al.,
2014; Urbanski and Rowland, 2014; Urbanski, and Leal Filho, 2015). Indeed, sustainability
reporting tools, such as STARS, are not designed to consider complexity, multi-scale dynamics,
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and the ways in which values can drive change for sustainability (Rammel et al., 2014). The
simplification necessary for this reporting cannot fully reflect how transformations for
sustainability occurs (Koehn and Uitto, 2017). By mostly focusing on eco-efficiency,
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sustainability reporting tools can give the false impression that sustainability can be achieved
through technological control within the existing structures and patterns of HEIs (Sassen and
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Azizi, 2018). Many argue that sustainability reporting tools should broaden their scope beyond
mitigation and eco-efficiency to encompass a holistic and value-driven version of sustainability.
To acknowledge the position of the HEI within a broader, complex social-ecological system,
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sustainability reporting tools should incorporate regional biophysical specificities (Hansen and
Lehmann, 2006; Newman, 2012; Weber et al., 2017). They should also include metrics that
recognize actions beyond the gates of campus and strong partnerships. In terms of method,
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sustainability reporting tools should become more integrative and participative to institutionalize
transformative learning processes (Rammel et al., 2014).
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As part of these deep organizational transformations, HEI should foster new student
competencies supported by a new education model and pedagogy. All students, and not only
those trained to become sustainability professionals, should acquire competencies and skills to
support the implementation of sustainability (Sterling, 2004; Marcus et al., 2015; Wiek and Kay,
2015; Rowe and Hiser, 2016; Hill and Wang, 2018). In a world characterized by increasing
complexity and uncertainty, students need to learn how to solve unexpected problems using
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systems thinking (Molderez and Ceulemans, 2018). They should acquire anticipatory knowledge
management skills, the capacity to understand a phenomenon from different perspectives, and
the ability to use varied problem-solving tools and techniques. To promote equity, students also
should achieve emotional and ethical competence as well as the capacity to assess and
incorporate diverse values into their approaches to addressing and resolving problems (Fadeeva
et al., 2014; Koehn and Uitto, 2017).
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New education models and pedagogies need to be implemented to support the acquisition of
these skills and competencies. Sustainability cannot remain an elective but should become a
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prerequisite and a core competency on all campuses (Sharp and Pollock Shea, 2012; Glasser and
Hirsh, 2016). Students should learn to mobilize interdisciplinary strategies while engaging in
real-world problem solving via participatory-action research and practice change-management
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skills (Hart et al., 2015). They would also benefit from the integration of interpersonal skills into
group assignments centering on sustainability issues (Rowe and Lag Winslade, 2012).
Curricular content and pedagogies that cultivate lifelong sustainability change agents could also
develop out of partnerships for campus sustainability with actors and institutions beyond the
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gates of the campus.
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Discussion
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Throughout the three epochs of campus sustainability, the broader context influencing the action
of HEIs has significantly changed along two main axes (figure 1). Over time, conceptions of
sustainability have shifted from a purely environmental focus to a more holistic one while the
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scale of momentum for change has oscillated between the local, national, and international
scales. In the first epoch, the impetus for the environmental movement emerged concomitantly at
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the international, national, and local levels. Even though the term “sustainability” was not used at
the time, the environmental movement and its emanation on US campuses applied what we
would deem today to be an environmental conception of sustainability. In the second epoch, the
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US higher education community transformed an international call for a holistic conception and
application of sustainability into a narrower understanding focused on environmental
sustainability. In the third epoch, similarly to what happened in the first epoch, the dynamics for
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sustainability retained by all actors, including HEIs, is explicitly holistic to an increasing extent.
In each epoch, HEIs have identified specific problems and policy objectives that can be analyzed
according to two axes: the perceived role of HEIs and the level of formal institutionalization of
the policies (figure 2). Throughout the three epochs, HEIs’ perception of their roles has shifted
from that of educating future agents of change, to that of modeling change on their campuses, to
that of being themselves agents of change on campus and beyond. At the same time, the types of
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policies implemented to fulfill these roles have oscillated throughout the three epochs between
informal practices to institutionalized and formal policies. In the first epoch, HEIs’ policies
mostly aimed at educating agents of change and modeling change on their campus. Most of the
policies implemented to green the campus were informal, although a few formalized curricular or
operational innovations. In the second epoch, as a response to the precariousness of the informal
policies carried out by HEIs in the first epoch, campus sustainability practitioners worked with
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HEIs’ leadership to formalize and institutionalize campus sustainability. Policies were still
directed towards educating future agents of change and modeling change on campus. In the third
epoch, HEIs started to embody the role of agent of change within and beyond the gates of
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campus in addition to educating agents of change and modeling change on campus. Although
policies set in place to accomplish these three objectives were built on the institutionalized
efforts conducted in the second epoch, other new, more informal initiatives and policies have
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also emerged.
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Similarly, the implementation philosophy and the tools chosen to implement policies objectives
have evolved through the three epochs of campus sustainability on two axes relative to the scale
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of policies as well as models of policy developments (figure 3). Indeed, campus sustainability
initiatives can occur at scales ranging from the campus to local, regional, or global scales beyond
the gates of the campus. In addition, campus sustainability can emerge or be implemented in a
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grassroots, bottom-up fashion or in a top-down manner. In the first epoch, change agents gave
the impulse for the development of bottom-up policies that mostly pertained to activities within
the gates of the campus. During the second epoch, although policies also mostly pertained to
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initiatives conducted within the gates of the campus, initiatives shifted from bottom-up to top-
down dynamics. Finally, in the third epoch, HEIs have engaged in innovative partnerships that
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are extending the impact of campus sustainability beyond the gates of campus in a polycentric
manner that encompasses bottom-up and top-down initiatives.
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We find that campus sustainability in the US has promoted social change. Through the three
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epochs, HEIs have done so by defining clear social change objectives, implementing policies to
achieve these objectives, and at least partially achieving these objectives. Since the beginning of
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the first epoch, HEIs have aimed at deeply reforming society in order to modify the relationships
between people and nature. Since then, the scope of campus sustainability has been extended to a
more holistic conception of sustainability in order to promote deeper social change. Influential
thinkers have not only articulated and explicated the role of HEIs in promoting social change but
have argued that HEIs should supplement failing governmental action. They have clearly stated
their objectives and their role in fostering social change to promote a more sustainable future.
HEIs have developed policies to achieve campus sustainability and climate change with some
distinctive success. Such policies have deeply reformed the HEIs’ research, curriculum,
programing, operations, and institutional dimensions. As a result, behavior patterns, cultural
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values and norms have deeply changed on US campuses. Now that HEIs are embracing their role
as agents of change and are developing innovative partnerships with local actors beyond the gate
of campus, the movement of social change promoted by HEIs is likely to be amplified.
By focusing explicitly on the social change aspects of sustainability, HEIs have occupied a
unique role within the broader governance of the environment. In many ways, the evolution of
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campus sustainability echoes the three epochs of environmental policies highlighted by
Mazmanian and Kraft: regulating for environmental protection (1970-1990), efficiency-based
regulatory reform and flexibility (1980-2000s), toward sustainable communities (1990-present)
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(2009). Similar to the first epoch of environmental policy, the first epoch of campus
sustainability focused on pollution and waste. Like the second epoch of environmental policies,
the institutionalization of campus sustainability was characterized by a search for efficiency and
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a concomitant focus on readily measurable changes in campus operation. Finally, as in the third
epoch, the last epoch of campus sustainability relies on local communities to deeply transform
societies for sustainability. However, the goals and efforts of HEIs have consistently been
distinct from environmental policy. Whereas US environmental policies have been largely
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focused on human health, the movement of campus sustainability has explicitly promoted and
acted towards social change.
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Conclusion
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In this paper, we asked how campus sustainability has developed in the US since the early 1970s.
We framed our inquiry using the epochs approach of Mazmanian and Kraft to construct a
chronological narrative of the campus sustainability’s development over these decades.
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(Mazmanian and Kraft, 2009). We identify 3 distinct yet sometimes overlapping epochs:
greening the campus (1970s-1990s), the growth of campus sustainability (1990s-2010s), and
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sustainability have changed through these three epochs. This research demonstrates that campus
sustainability has evolved significantly since its inception. Campus sustainability initially
emerged as informal, ecologically-focused, campus-confined initiatives at HEIs that prioritized
educating agents of change and modeling change. Over time campus sustainability has evolved
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towards more formal, holistic, extramural policies at HEIs that assume the role of agents of
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change.
This work paints a distinctive and complex picture of the development of campus sustainability
in the US since the early 1970s. To draw it, this general description and analysis of campus
sustainability’s development necessarily simplifies the reality. It also glosses over the important
actions of HEIs that were ahead of their time. Nevertheless, this research provides the first
developmental narrative of the campus sustainability movement in the US. As such, we hope that
this work will be of value to campus sustainability scholars and practitioners alike. For scholars,
this work provides a broad narrative of campus sustainability efforts and highlights major tipping
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points and achievements. It can be particularly useful for future case study analyses seeking to
situate their studies within the development of campus sustainability. .For practitioners, this
work helps situate individual HEI’s efforts within a broader dynamic and movement,
complementing annual or periodic reports, published by AASHE or the National Council for
Science and the Environment, and case studies. In addition, scholars and practitioners would
benefit from a better understanding of the overall landscape of campus sustainability that also
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includes HEIs not involved in sustainability. While this aspect is beyond the scope of this article,
we hope that our work will prompt more empirical data collection that reflects the diversity of
campus sustainability experiences in the US.
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Acknowledgements
The authors would like to deeply thank Harold Glasser, Tom Kelly, Carol S. Long, John
Robinson, and Meghan Fay Zahniser for their help and guidance in the development of this
paper. The authors are also very grateful to four anonymous reviewers for their insightful
comments that significantly helped improve the quality of this paper.
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Figure 2: Journal articles reviewed
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Figure 3: The broader context of campus sustainability through the three epochs
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Figure 4: Policy objectives through the three epochs of campus sustainability
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Figure 5: Implementation philosophy and policy tools through the three epochs of campus
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Highlights:
Campus sustainability has developed in the US over three epochs since the 1970s
Problem identification, implementation philosophy and tools are analyzed
1st epoch: greening the campus (1970s-1990s)
2nd epoch: the growth of campus sustainability (1990s-2010s)
3rd epoch: transforming HEIs on campus and beyond (since 2010s)
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HEIs have always explicitly focus on the social change aspects of sustainability
HEIs are unique actors within the broader governance of the environment in the US
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