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HN Notes Public International Law – Atty.

Alcantara 1

International Law Reviewer


CHAPTER ONE: GENERAL PRINCIPLES Ware v. Hylton
International law When the US declared their independence,
– body of legal rules which apply between they were bound to receive the law of nations
sovereign states and such other entities as in its modern state of purity and refinement
have been granted international
personality Paquete Habana Case (175 U.S. 677)
– intercourse of nations rather than states International law is a part of our law and must
– “the law of nations” be ascertained and administered by the courts
of justice of appropriate jurisdiction as often as
Divisions of International Law questions of rights depending upon it are
LAWS OF PEACE – govern the normal relations of states presented for determination
LAWS OF WAR – govern when war breaks out between
or among the states Doctrine of Incorporation (majority view)– affirming their
v Those states not involved in the war recognition of the principles of International Law in their
continue to be regulated under the laws constitutions
of peace Ex. Austria, Germany, Korea and the Philippines
LAWS OF NEUTRALITY – govern the relations between the
belligerents and the states not part of the war
Article II, Sec. 2 of the 1987 Constitution
INTERNATIONAL LAW MUNICIPAL LAW The Philippines renounces war as an instrument
Not imposed upon but issued by a political of national policy, adopts the generally
simply adopted by states superior for observance accepted principles of international law as
as a common rule of by those under its part of the law of the land and adheres to the
action among authority policy of peace, equality, justice, freedom,
themselves cooperation, and amity with all nations.
Not derived from any Enactments from the
particular legislation, but lawmaking authority Doctrine of Transformation (minority view) – only upon
from conventions from each states legislation will they become binding as part of the
AS TO SUBJECTS municipal law
Relation of states individuals
Art. VII, Sec. 21 of the 1987 Constitution
WHEN THERE IS A VIOLATION
Redressed through state- Administrative and
No treaty or international agreement shall be
to-state transactions (ex. judicial process
valid and effective unless concurred in by at
Negotiations, arbitrations)
least two- thirds of all members of the senate.
RESPONSIBILITY IN CASE OF BREACH
Collective responsibility Individual responsibility
Kuroda v. Jalandoni
FACTS:
Instances where municipal law may become part of
international law:
Kuroda was a Japanese general stationed in the
o Treaty
Philippines. He was being prosecuted for committing
o Conventions
atrocities during World War II pursuant to the Geneva
Convention. He interposed the defense that he cannot
ex. Hague Conventions of 1899 and 1907
be tried because there is no Philippine law punishing war
relating to personal statues
crimes and the Philippines was not a signatory to the said
Geneva Convention of 1930 on bills of
convention.
exchange

ISSUE: W/N Kuroda can be tried in the Philippines.


It is a universally accepted postulate that, without or
without express declaration to this effect, states admitted HELD: Yes, pursuant to the doctrine of incorporation. It
to the family of nations are bound by the rules prescribed cannot be denied that the rules and regulations of The
by it for the regulation of international intercourse. Hague and Geneva Conventions form part of Philippine
law since it is wholly based on the generally accepted
principles of international law. In fact these rules and

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 2

principles were accepted by the two belligerent nations,


the United States and Japan, who were signatories to Lord Mansfield in Triquet v. Bath
the convention. Such rules and principles, therefore, “the law of nations, in its full extent,” was part of the law
form part of the law of our nation even if the Philippines of England
was not a signatory to the convention embodying them,
for our constitution has been deliberately general and
extensive in its scope and is not confined to the PACTA SUNT SERVANDA
recognition of rules and principles of international law as Ø Pacts are to be complied with in good faith.
contained in treaties to which our government may Ø Once a state had entered into a pact with
have been or shall be a signatory. other states, both must comply with the pact in
good faith. Breach of such pact may cause
In case of conflict, the basic rule would be to attempt to hostile relation between both states. It can also
reconcile the apparent contradiction to give effect to be a ground for a sanction under the United
both systems of law. Nation‘s Charter.

Co Kim Chan v. Valdez Tan Keh Ichong v. Hernadez

FACTS: The Retail Trade Nationalization law was challenged on


The respondent judge refused to take cognizance of the the ground inter alia, that it violated the Treaty of Amity
case and to continue the proceedings in petitioner’s between PH and China, the United Nations Charter and
case on the ground that the proclamation issued on the UNDHR. It was held that,
October 23, 1944 by General Douglas MacArthur had
invalidated and nullified all judicial proceedings and “But even assuming that the law infringes upon such
judgments of court during the Japanese occupation. treaty, the treaty is always subject to qualification of
Respondent contends that the lower courts have no subsequent amendment, and the same may never
jurisdiction to continue pending judicial proceedings curtail of restrict the scope of the police power.”
and that the government established during the
Japanese occupation was no de facto government.
BASIS OF INTERNATIONAL LAW
ISSUE:
Law of Nature- There is a natural and universal principle
1. Do the judicial acts and proceedings of the court of right and wrong, independent of any mutual
during the Japanese occupation remain good and intercourse or compact.
valid?
2. Did the proclamation of MacArthur invalidated all Positivist Theory- The binding force of international law is
judgments and judicial acts and proceedings of said derived from the agreement of sovereign states to be
court? bound by it. It is not a law of subordination but of
3. May the present courts continue those proceedings coordination.
pending in said courts?
Eclectic Theory- Proposes that both the law of nature
HELD: and the consent of States serve as basis of international
It is evident that the Philippine Executive Commission law; to the effect that the system of international law is
was a civil government established by military forces based on the dictate of right reason as well as the
and thus a de facto government of the second kind. practice of states.
Legislative, as well as judicial, acts of de facto
governments, which are not of political complexion, States observes Public International Law because of
remain valid after reoccupation. It is presumed that the their:
proclamation of General MacArthur did not specifically
refer to judicial processes thus it has not invalidated all 1. Belief in the reasonableness of the Law of
the judgments and proceedings of the courts during the Nations.
Japanese regime. The existence of the courts depend 2. Fear of being unconventional. 

upon the laws which create and confer upon them their 3. Fear of reprisal from other states. 

jurisdiction. Such laws, not political in nature, are not
abrogated by a change of sovereignty and continue in
FUNCTIONS OF PUBLIC INTERNATIONAL LAW
force until repealed by legislative acts. It is thus obvious
that the present courts have jurisdiction to continue
A. The maintenance of international peace and
proceedings in cases not of political complexion.

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 3

order; coupled with the conviction that it is obligatory and


B. 
The protection of State rights and of right.
fundamental human rights thru sanctions, both
peaceful and coercive;
 Requisites/Elements of International Custom
C. The economic, social, cultural and
technological development of states and such 1. Duration or long state practice.

other entities as may be possessed of an 2. Consistency of the state practice or the
international personality. widespread repetition by states of similar
international acts over time.

CHAPTER 2: SOURCES OF INTERNATIONAL LAW 3. Generality of the state practice or that the acts
are taken by a significant number of states and
Article 38, Statute of the ICJ not rejected by a significant number of states.
1. The Court, whose function is to decide in accordance 4. Opinio juris sive necessitates or the
with international law such disputes as are submitted to requirement that the acts must occur out of a
it, shall apply: sense of obligation.

a) international conventions, whether General Principles of Law - Mostly derived from the law
general or particular, establishing rules of nature and are observed by the majority of states
expressly recognized by the contesting because they are believed to be good and just (ex.
states; prescription, estoppel, consent, res judicata and pacta
sunt servanda).
b) international custom, as evidence of a
general practice accepted as law; B. Secondary Sources

c) the general principles of law recognized These sources are not authorities in deciding a case but
by civilized nations; only have a persuasive effect because it only shows the
interpretation of a state to a particular international law.
d) subject to the provisions of Article 59,
judicial decisions and the teachings of the 1. Decisions of international tribunals

most highly qualified publicists of the 2. Writings and teachings of the most highly
various nations, as subsidiary means for the qualified publicists
determination of rules of law.
CHAPTER 3: THE INTERNATIONAL COMMUNITY
2. This provision shall not prejudice the power of the
Court to decide a case ex aequo et bono, if the parties
INTERNATIONAL COMMUNITY - the body of juridical
agree thereto.
entities which are governed by law of nation.
Modern concept - it is composed not only of states but
A. Primary Sources
also of such other international persons.

Treaties- The general rule is that for a treaty to be


SUBJECT V. OBJECT
considered a direct source of international law, it must
be concluded by sizable number of states and thus
SUBJECT OBJECT
reflect the will or at least the consensus of the family of
Entity that has rights and Person or thing in
nations.
responsibilities under that respect of which rights
law. areheld and obligations
It has an international assumed by the subject.
Except: If the treaty was not concluded by great body
personality in that it can
of states, such as bilateral treaties. But a bilateral treaty
directly assert rights and
is binding between the parties especially if a dispute
be held directly
arose between them.
responsible under the law
of nations.
Custom- A practice which has grown up between states
and has come to be accepted as binding by the mere
fact of persistent usage over a long period of time.
State - A group of people living together in a definite
Custom is distinguished from usage. The latter while also
territory under the independent government organized
a long established way of doing things by states is not

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 4

for political ends and capable of entering into


international relations. 5. Incorporate union- two or more states under a central
The state is a legal concept; nation is only a racial or authority empowered to direct both their external and
ethnic concept. internal affairs and possessed of a separate international
personality.
ELEMENTS:
1. A permanent population - of human beings v NEUTRALIZED STATES An independent state,
living in its territory whether it be simple or composite, may be
2. Defined territory- fixed portion of thesurface neutralized through the agreement with other
of the earth in which the people of the state states by virtue of which the latter will
reside guarantee its integrity and independence
3. Government – the agency through which provided it refrains from taking any act that will
the will of the state is formulated, expressed involve it in war or other hostile activity except
and realized. for defensive purposes.
4. Sovereignty or independence- external
aspect or manifestation of sovereignty, that is, v DEPENDENT STATES - an entity which, although
the power of the state to direct its own external theoretically a state, does not have full
affairs without interference or dictation from freedom in the direction of its external affairs. It
other states. fall into two general categories:
a. Protectorate- which is established at
CLASSIFICATION OF STATES the request of the weaker state for the
protection by string power
v INDEPENDENT STATES - one which is not subject b. Suzerainty- which is a result of a
to dictation from others in this respect concession from a states to a former
a. Simple States- one which is placed under a colony that is allowed to be
single and centralized government exercising independent subject to the retention
power over both its internal and external affairs by the former sovereign of certain
b. Composites States- two or more states, each power over the external affairs of the
with its own separate government but bound latter.
under a central authority exercising, to a
greater or less degree, control over their v UNITED NATIONS – not a state or a super state
external relations. but a mere organization of states, it is regarded
as an international person for certain purposes.
1. Real union - created when two or more states are
merged under a unified authority so that they form a v THE VATICAN CITY
single international person through which they act as
one entity. The Holy See has all the constituent elements of
statehood (People, Territory: 108.7 acres; Government
2. Federal union- is a combination of two or more with the Pope as head; and Independence by virtue of
sovereign states which upon merger cease to be states, the Lateran Treaty of February 11,1929, which constitutes
resulting in the creation of a new state with full the Vatican as a territory under the sovereignty of the
international personality to represent them in their Holy See.
external relations as well as a certain degree of power
over their domestic affairs and their inhabitants. (ex. The It has all the right of a state, including diplomatic
United States of America) intercourse, immunity from foreign jurisdiction.

3. Confederation – an organization of states which retain v COLONIES AND DEPENDENCIES - is part and
their internal sovereignty and, to some degree, their parcel of the parent state, through which all its
external sovereignty, while delegating to the collective external relations are transacted with other
body power to represent them as a whole for certain states. As such, therefore, it has no legal
limited and specified purposes. standing in the family of nations. Nevertheless,
such entities have been allowed on occasion
4. Personal union - comes into being when two or more to participate in their own right in international
independent states are brought together under the rule undertaking and granted practically the status
of the same monarch, who nevertheless does not of a sovereign state.
become one international persons for the purpose of
representing any or all of them.

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 5

v MANDATES AND TRUST TERRITORIES - the system CHAPTER 4: UNITED NATIONS


of mandates was established after the World
War I in order to avoid outright annexation of Aim of United Nations
the underdeveloped territories taken from the þ Emerged out of the travail of WWII as a symbol of
defeated powers and to place their man’s undismayed determination to establish for
administration under some forms of all nations a rule of law that would forever banish
international supervision. the terrible arbitrament of war in the solution of
Kinds of trust territories: international disputes.
1. Those held under the mandate under the League þ Envisioned as the answer to the universal yearning
of Nations; for peace and friendship among all peoples
2. Those territories detached from the defeated regardless of color and creed
states after WWII;
3. Those voluntarily placed under the system by the History of United Nations
states responsible for their administration. ¹ This idea was not a new concept –– but was only
after WWI that the first concrete step was taken
v BELLIGERENT COMMUNITIES - when a portion of with the organization of the League of Nations ––
the population rises up in arms against the which unfortunately later formally dissolved
legitimate government of the states. The ¹ Please see timeline
upheaval is ordinarily regarded as a merely ¹ The result was the creation of body possessed not
internal affair, at least during its initial stages. only of juridical but also of international
- The state is held responsible for all injuries caused upon personality and vested with prerogatives normally
third states. pertaining only to sovereign states. While not a
- For the purpose of the conflict, and pending state or super state –– granted among others,
determination of whether or not the belligerent powers as to enable it to send and receive
community should fully recognized as a state, it is diplomatic agents, conclude treaties and govern
treated as an international persons and becomes territories
directly subjects to the laws of war and neutrality.

Inchoative state - it is vested with full rights of visitation,


search and seizure of contraband articles on high seas,
blockade and the like.

v INTERNATIONAL ADMINISTRATIVE BODIES –


created by agreement among states may be
vested with international personality when two
conditions concur, to wit, that their purposes
are mainly non-political and that they are
autonomous. (Examples: WHO, International
Labor Organization, International Monetary
Fund, Food and Agricultural Organization

v INDIVIDUALS - Individual only as an object of


international law who can act only through the
instrumentality of his own state in matters
involving others states.

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 6

UN Charter
Members of the British Commonwealth 1) Consisting of 11 articles besides Preamble and
and a number of government-in-exile had
already agreed in the London Declaration concluding provisions
“to work together and with other peoples, in 2) Includes Statute of ICJ which is annexed as an
¹June 12,
war and in peace” toward economic and
1941 social progress integral part of it
3) Considered as:

President Franklin Roosevelt and Prime


Minister Winston Churchill signed the Atlantic
Charter for a “peace which will afford to all TREATY CONSTITUTION
nations the means of dwelling in safety within
¹August 14, their own boundaries and which will afford
1941 assurance that all men in all lands may lead
out their lives in freedom from fear and Because it derives
want.” its binding force In so far as it provides for the
from the organization and operations
agreement of the of different organs of UN
Reaffirmed this principle in the Declaration by parties to it and for the adoption of any
United Nations, signed by 26 countries and change in its provisions thru
¹January 1, later adhered by 21 others. amendment
1942

First formal step to UN, the Moscow 4) Intended to apply not only to members of the
Declaration signed by representatives of organization but also to non-member states “so
China, Soviet Union, UK and US which
recognized “the necessity of establishing at far as necessary for the maintenance of the
the earliest practicable date a general international peace and security.”
international organization based on the
¹October principle of sovereign equality of all peace-
30, 1943 loving states and open membership by all
such states, large and small, for the How amendments to the charter are made?
maintenance of international peace and
security.” • Proposed by 2/3 votes of the conference
Teheran Conference wherein • Adopted by 2/3 of members of the General
Roosevelt, Churchill and Stalin Assembly
acknowledged “the supreme responsibility
resting upon us and all the UN to make a • Ratified in accordance with their respective
¹Same year peace which will command the goodwill of constitutional processes by 2/3 of UN members,
(1943) the overwhelming mass of the people of the including permanent members
world and banish the scourge and terror of
war for many generations.” How is a general conference is called for the purpose
of reviewing the charter?
• The initial blueprint of the Organization
known as the Dumbarton Oaks Proposal was • By majority of vote of General Assembly; AND
prepared at a conference in Washington by • Any nine (9) members of the Security Council
¹August –– representatives of US, USSR and UK and later
October of joined by China.
1944
Preamble
5) Common intentions that moved original members
• The voting rules in the organ were
to unite their will and efforts
agreed upon by Roosevelt, Churchill and
Stalin at the Yalta Conference
¹February
11, 1945 WE THE PEOPLES OF THE UNITED NATIONS DETERMINED
´ to save succeeding generations from the
scourge of war, which twice in our lifetime has
• Delegates of 50 nations met at San brought untold sorrow to mankind, and
Francisco Conference and approved the
¹April 25 –– Charter of United Nations ´ to reaffirm faith in fundamental human rights,
June 26, in the dignity and worth of the human person,
1945 in the equal rights of men and women and of
nations large and small, and
´ to establish conditions under which justice and
•Charter of United Nations came into force
respect for the obligations arising from treaties
¹October and other sources of international law can be
24, 1945 maintained, and
´ to promote social progress and better
standards of life in larger freedom,

AND FOR THESE ENDS

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 7

´ to practice tolerance and live together in subjected to the same financial


peace with one another as good neighbors, responsibilities as the affluent members
and 2) All Members, in order to ensure to all of them the
rights and benefits resulting from membership, shall
´ to unite our strength to maintain international
fulfil in good faith the obligations assumed by them
peace and security, and in accordance with the present Charter.
´ to ensure, by the acceptance of principles o Basis: “Pacta Sunt Servanda” –– calls for
and the institution of methods, that armed the observance of treaties in good faith
force shall not be used, save in the common 3) All Members shall settle their international disputes
interest, and by peaceful means in such a manner that
´ to employ international machinery for the international peace and security, and justice, are
not endangered.
promotion of the economic and social
o More common amicable methods of
advancement of all peoples, settling disputes include the active
participation of, principally, the ICJ and
HAVE RESOLVED TO COMBINE OUR EFFORTS TO Security Council and sometimes even
ACCOMPLISH THESE AIMS General Assembly
Accordingly, our respective Governments, 4) All Members shall refrain in their international
relations from the threat or use of force against the
through representatives assembled in the city of San
territorial integrity or political independence of any
Francisco, who have exhibited their full powers found state, or in any other manner inconsistent with the
to be in good and due form, have agreed to the Purposes of the United Nations.
present Charter of the United Nations and do hereby o Most important principle
establish an international organization to be known as o Prohibits the threat or force upon the
the United Nations. territorial integrity or political
independence of any member of the UN
Purpose (Article 1) 5) All Members shall give the United Nations every
assistance in any action it takes in accordance with
1. To maintain international peace and security, and
the present Charter, and shall refrain from giving
to that end: to take effective collective measures assistance to any state against which the United
for the prevention and removal of threats to the Nations is taking preventive or enforcement action.
peace, and for the suppression of acts of o The efficacy of the UN will depend upon
aggression or other breaches of the peace, and the cooperation extended to it by the
to bring about by peaceful means, and in member-states
6) The Organization shall ensure that states which are
conformity with the principles of justice and
not Members of the United Nations act in
international law, adjustment or settlement of accordance with these Principles so far as may be
international disputes or situations which might necessary for the maintenance of international
lead to a breach of the peace; peace and security.
2. To develop friendly relations among nations o Treaties are usually binding only on the
based on respect for the principle of equal rights signatories
and self-determination of peoples, and to take o However, even non-members are
covered by the obligations imposed by
other appropriate measures to strengthen
the Charter for the maintenance of
universal peace; international peace and security
3. To achieve international co-operation in solving 7) Nothing contained in the present Charter shall
international problems of an economic, social, authorize the United Nations to intervene in matters
cultural, or humanitarian character, and in which are essentially within the domestic jurisdiction
promoting and encouraging respect for human of any state or shall require the Members to submit
rights and for fundamental freedoms for all such matters to settlement under the present
Charter; but this principle shall not prejudice the
without distinction as to race, sex, language, or
application of enforcement measures under
religion; and Chapter Vll.
4. To be a center for harmonizing the actions of o Common known as “domestic jurisdiction
nations in the attainment of these common ends. clause” –– as long as the matter remain
internal, the same cannot be the subject
Principles of intervention by UN.
1) The Organization is based on the principle of the GENERAL RULE: A rebellion ordinarily cannot
sovereign equality of all its Members. come under the jurisdiction of the organization;
o For example, all members have the same EXCEPTIONS:
vote in the General Assembly i. Aggravates into a threat to or an actual
o Certain special rights are however breach of international peace and
reserved to the so-called Big Five; on the security; or
other hand, the smaller states are not ii. Where parties voluntarily invoke and
submit to the jurisdiction of UN for
settlement

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 8

Membership (b) Prevented from being elected in the SC, ESC or TC


(c) Nationals of the suspended state may however
continue serving I the Secretariat and in the ICJ as
they are regarded as officials or civil servants of
the organization
Kinds of UN
Members (d) Member state is still subject to discharge of its
obligations under the Charter (e.g. payment of its
financial contributions)
1.ORIGINA
L/ 1.ELECTIVE Expulsion of Members
CHARTER WHY: To provide for a stronger penalty than mere
suspsnsion against a member that would have
demonstarated that it did not satisfy the basic
a.Those a.Having a.upon requirement of memnership and would be like a
states which a.Admitte
previously the cancerous growth which it would be better to remove
having d by
signed the favorable
participated decision of
recomme
comepletely than to allow to remain in the organization.
Declaration the
in the UN by UN which ndation of HOW: 2/3 of those present and voting in the GA upon
Conference General
signed and Assembly;
the the recommendation of the SC by a majority vote.
at San ratified the Security
Francisco; AND
Charter of UN Council
OR Withdrawal of Members
š No provision was included in the Charter as not to
encourage successive withdrawals that would
weaken the organization
š Nevertheless, a member can withdraw from UN if:
It must a) Organization was revealed to be unable
be a to maintain peace and or could do so only
state
at the expense of law and justice;
b) Member’s rights and obligations ad such
It must be
It must were changed by the Charter
willing to
be amendment which it had not concurred;
carry out
peace-
these Qualifications for
loving
c) An amendment is not ratified which is duly
obligations an applicant state accepted by the necessary majority
to be eligible for
admission
either in the GA or in a general
conference.

It must be It must Organs of the UN


able to accept the
carry out obligations 1.General Assembly
these of the
obligations Charter

1.Security Council
Query: Can the GA admit an applicant for membership
without the favorable recommendation of the Security
Council? 1.Economic and
Answer: NO. Article 4, paragraph 2 requires two things to Social Council
effect admission: (1) a recommendation of the SC; and Principal Organs
(2) the decision of the GA. It is in the nature of things that 1.Trusteeship
recommendation should come before the decision –– Council
the word “recommendation” and the word “upon”
preceding it, imply the idea that the recommendation is
the foundation of the decision to admit and that the 1.International
latter rests upon the recommendation. Both of these are Court of Justice
indispensable to form the judgement of the organization
1.Secretariat
Suspension of Members
WHY: A member against which preventive or
enforcement action has been taken by the SC may be
suspended from the exercise of rights and privileges.
HOW: 2/3 of those present and voting in the GA upon the Which have Subsidiary
been created Organs
favorable recommendation of at least 9 members of SC
including the permanent members by the Charter
1.Military 1.Internation 1.Comissio
HOW IS IT LIFTED: Qualified majority vote of SC Staff n on
al Law
WHAT ARE ITS EFFECTS: Committee Commission Human
(a) Prevented from participating in the meetings of Rights
the General Assembly

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 9

(b) Security Council


Not part of the ⎯ Key organ in the maintenance of peace and
UN but are Specialized security
brought into Agencies ⎯ Consists of 5 permanent members and 10
close contact elective members
with it because 1.World 1.Internatio Technical
of their Health nal Assistance ⎯"Big Five" ⎯Other members
purposes and Organizatio Monetary Board
functions n Fund

i.China i.African and Asian States – 5

(a) General Assembly i.France i.Latin American States – 2


⎯ Most representative of the organs of the UN i.Western European
i.UK
⎯ Consists of all the members of the organization; States – 2
each entittled to send 5 represenatatives and 5 i.Russia i.Eastern European
alternates as well as technical taff as they may States – 1
need i.US
⎯ Regular annual session: beginning on the third
Tuesday of September ⎯ Supposed to be so organized as to be able to
⎯ Special session: function continuously and that all members be
(a) at the call of majority of the members represented at all times at the seat of the
(b) at the request of the Security Council organization
⎯ Chairmainship is rotated every calendar month
How are matters decided by GA? on the basis of English alphabetical order of the
´ For “Important questions” names of the members
š 2/3 of those present and voting
š Matters concerning international peace and Rules on Voting
security, election, admission, suspension, ⎯ Governed by the Yalta formula as devised at
budget, etc. the Crimea Conference and subsequently
´ “Other matters” incorporated in Article 27 of the Charter
š Majority of those present and voting ⎯ Purpose of Yalta formula: ensure the inty of the
permanent members in the measures to be
Functions of GA taken in the pursuit of its primary function of
1. Deliberative maintaining international peace and security
Ü Such as initiating studies and making ⎯ Each member shall have one vote but
recommendations toward the progressive distinction is made between the Big Five and
development of international law and its non-permanent members in the resolution of
codification and recommending substantive questions.
measures for the peaceful adjustment of ⎯ For procedural matters: To be decided by
any situation which deems likely to impair affirmative vote of any nine or more members.
general welfare or friendly relations ⎯ For non-procedural matters: concurrence of at
among nations least 9 members but including all permanent
2. Supervisory members.
Ü Such as receiving and considering annual ⎯ A member shall NOT be allowed to vote on
and special reports from the other organs questions concerning the pacific settlement of
of the UN, making recommendations for a dispute to which it is a party.
the coordination of various functions and
approving trusteeship agreements in non- Ø(a) Include Ø(a) Those that may
Procedural Matters

Non-Procedural Matters

strategic areas questions relating to require the SC under


3. Financial the organization and its responsibility of
Ü Such as consideration and approval of meetings of the SC; maintaining or
the budget of the organization, Ø(b) The restoring world peace
apportionment of expenses among its establishment of to invoke measures of
members and financial arrangements subsidiary organs; enforcement
with specialized agencies Ø(c) Participation of Ø(b) Characterization
4. Elective states parties to a of a question
Ü Such as election of the non-permanent dispute in the (whether one is
members of the SC, all the members of the discussions of the procedural or not) is
organ non-procedural
ESC and some members of TC, as well as,
in concurrence with the SC, the Secretary-
General and judges of ICJ
5. Constituent
Ü Such as admission of members and “Veto” –– prevents agreement on a non-procedural
amendment of the Charter of the UN question even if it is supported by all other members

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 10

“Double Veto” –– can disapprove any proposal to ⎯ All members are ipso facto parties to the
consider a question merely procedural and thereafter statute; nevertheless a non-member may
vote against the question itself on the merits become a pary on conditions to be
determined in each case by the GA upon
(c) Economic and Social Council recommendation of SC
⎯ Originally consisted of only 18 members but the
body was enlarged to 27 by the the Composition
amendment adopted in 1965 and further ⎯ 15 members who are elected by absolute
expanded to 52 in 1971. majority in GA and SC
⎯ Members are elected by the GA for 3-year terms ⎯ Shall elect a President and a Vice-President
and may be elected immediately (staggered)
⎯ Regular session: as required in its rules
⎯ Special session: at the request of the majority of
its members
⎯ Voting: every member has one vote and
reached by majority of those present and voting
⎯ It is the responsibility of ESC and GA to exert ⎯Posess qualifications
efforts toward: required in their
(a) Higher standards of living, full employment and respective countries for
appointment to their
conditions of economic and social progress and highest judicial offices
development; or may be juriconsults
(b) Solutions of international economic, social, of recognized
health and related problems and international, competence in
international law
cultural and educational coopration;
(c) Universal respect for and observance of human
rights and fundamental freedoms for all without
distinctionss as to race, sex, language or religion
⎯ Assisted by certain subsidiary organs and may
also collaborate and enter into agreements, ⎯Must be
subject to the approval of the GA, with of high
specialized agencies. moral Qualifications
character;

(d) Trusteeship Council


⎯ Charged with duty of assisting SC and GA in the
administration of the international trusteeship
system
⎯ HAS LARGELY BECOME OBSOLETE
⎯ Regular session: as required in its rules Qualifications
⎯ Special session: at the request of the majority of ⎯ Must be of high moral character;
its members ⎯ Posess qualifications required in their
⎯ Voting: every member has one vote and respective countries for appointment to their
reached by majority of those present and voting highest judicial offices;
⎯ May be juriconsults of recognized
competence in international law
Members of
the UN Prohibition
administering
trust ⎯ No two nationals of them may be nationals of
territories the same state
⎯ In case this occurs according to majority votes,
only the eldest shall be considered elected.

Term
⎯ Nine (9) years
⎯ May be re-elected
Composition ⎯ Staggered as to provide for the election of 1/3
of the membership at 3-year intervals

Permanent Removal
Many other
members of
members ⎯ Requires a unanimous opinion of the other
the SC not
elected for 3-
year term by
administering members
trust ⎯ In the belief that he has ceased to fulfill the
GA
territories
required conditions

Arbitrations and Decision-making


(e) International Court of Justice ⎯ Decide contentious cases and render advisory
⎯ Judicial organ opinions

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HN Notes Public International Law – Atty. Alcantara 11

⎯ May meet en banc or in chambers composed CHAPTER 5: THE CONCEPT OF THE STATE
of 3 or more judges to deal with particular
categories of cases such as those relating to Creation of States
labor, transit and communications 1. Revolution
⎯ Questions are decided by a majority of the 2. Unification
judges present 3. Secession
⎯ Quorum when full Court is sitting: nine (9) 4. Assertion of Independence
⎯ Jurisdiction is based on consent of the parties 5. Agreement
as manifested under the “optional jurisdiction 6. Attainment of civilization
clause” of Article 36
⎯ Advisory opinions may be given upon request Principle of State Continuity
of the GA or SC, as well as organs of UN when Ü The state continues as juristic being
authorized by GA on legal questions arising notwithstanding changes in its circumstances,
withi scope of their activities provided only that they do not result in loss of
any of its essential elements.
(f) Secretariat Ü This principle applied in the Sapphire case
⎯ Chief administrative organ of the UN where, after Emperor Louis napoleon filed a
⎯ Headed by Secretary-General damage suit on behalf of France in an
American court, he was deposed. Nonetheless,
Functions of the Secretary-General the action was not abated and could continue
V Generally, coordinates its vast adminstrative upon recognition of the duly authorized
machinery representative of the new government of
V Acts as secretary in all meetings of the General France.
Assembly, Security Council and the Economic & Excerpt: “The next question is whether the
and Social Council suit has become abated by the recent
V He prepares budget of the UN for submission to deposition of the Emperor Napoleon. We
General Assembly think it has not. The reigning sovereign
V Provides technical facilities to the different organs represents the national sovereignty, and
of the organization that sovereignty is continuous and
perpetual, residing in the proper successors
Furthermore, the Secretary-General is: of the sovereign for the time being.
Napoleon was the owner of
the Euryale, not as an individual but as
sovereign of France. This is substantially
Chosen by the GA upon averred in the libel. On his deposition the
recommendation of the SC with a sovereignty does not change, but merely
fixed term of 5 years
the person or persons in whom it resides.
The foreign state is the true and real owner
of its public vessels of war. The reigning
Emperor or national assembly or other
Highest Represative of UN and actual person or party in power is but the
authorized to act in its behalf agent and representative of the national
sovereignty. A change in such
representative works no change in the
national sovereignty or its rights. The next
Of great significance is his duty to successor recognized by our government is
bring to the attentio of the SC any competent to carry on a suit already
matter which in his opinion may commenced and receive the fruits of it.”
threaten international peace and
security
Extinction of States
1. By extinction or emigration en masse of its
population
Solely responsible to the 2. By loss of territory
organization including his staff and 3. By overthrowing the government without being
are prohibited from receiving any replaced, and resulting in anarchy
instruction from any other state or 4. When a state merges with another state; or
body 5. When its territory may be dismembered or
annexed by others

Succession of States
š Takes place when one state assumes the rights
and some of the obligations of another
because of certain changes in the condition of
the latter.

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 12

“Article 256 of the Penal Code is contrary to the genius


and fundamental principles of the American character
Succession of
States and system of government. The gulf which separates this
article from the spirit which inspires all penal legislation of
American origin, is as wide as that which separates a
monarchy from a democratic Republic like that of the
United States. This article was crowded out by
implication as soon as the United States established its
Universal Partial authority in the Philippine Islands. Penalties out of all
succession succession proportion to the gravity of the offense, grounded in a
distorted monarchical conception of the nature of
political authority, as opposed to the American
conception of the protection of the interests of the
public, have been obliterated by the present system of
government in the Islands.

when a state is takes place From an entirely different point of view, it must be noted
annexed to when a portion that this article punishes contempt against executive
another state or of the territory
is totally officials, although its terms are broad enough to cover
of the states or
dismembered the entire official class. Punishment for contempt of non-
is ceded to
or merges with another or judicial officers has no place in a government based
another state to when an upon American principles. Our official class is not, as in
form a new independent monarchies, an agent of some authority greater than
state state becomes the people but it is an agent and servant of the people
a protectorate themselves. These officials are only entitled to respect
or a suzerainty and obedience when they are acting within the scope
or when a of their authority and jurisdiction. The American system
dependent of government is calculated to enforce respect and
state acquires
obedience where such respect and obedience is due,
full sovereignty.
but never does it place around the individual who
happens to occupy an official position by mandate of
the people any official halo, which calls for drastic
punishment for contemptuous remarks.”
Consequences of State Succession
1. Allegiance of the inhabitants of the Succession of the Government
predecessor state in the territory affected is ⎯ Where the government replaces another
transferred to the successor state. They are either peacefully or by violent methods. In both
also naturalized en masse instances, the integrity of the state is not
2. Political laws of the former are automatically affected; the state continues as the same
abrogated and may be restored only by a international person except only that its lawful
positive act on the part of the new sovereign. representative is changed.
But nonpolitical laws, such as those dealing ⎯ The rights of the predecessor government are
with familiar relations, are deemed continued concerned; they are inherited too by the
unless they are changed by the new sovereign successor government.
or are contrary to the institution of the ⎯ Where the new government was organized by
successor state. virtue of a constitutional reform duly ratified in
3. Treaties of a political and even commercial plebiscite, the obligations of the replaced
nature, as well as treaties of extradition, are government are completely by the former.
also discontinued, except those dealing with ⎯ Where the new government was established
local rights and duties, such as those through violence as by a revolution, it may
establishing easement and servitudes. lawfully reject the purely personal or political
4. All the rights of the predecessor state are obligations of the predecessor government but
inherited by the successor state but this is not NOT contracted by it in the ordinary course of
so where liabilities are concerned. official business.

People vs. Perfecto CHAPTER 6: RECOGNITION


Defendant was prosecuted for having published an Basis Rules
editorial against certain members of the senate in ⎯ It is political act and mainly a matter of policy
violation of Article 256 of the Spanish Penal Code which on the part of each state.
punished "Any person who, by writing, shall defame, ⎯ It is discretionary on the part of the recognizing
abuse, or insult any Minister of the Crown or other person authority.
in authority.” In holding that the same was no longer in ⎯ Even if an entity has already acquired all the
force, the SC of the American regime declared that: elements of international personality, it does
not automatically mean one is entitled to
membership in family of nations for its

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 13

admission is dependent upon: (1)


acknowledgement of its status by those Recognition of Governments
already in the fold; and (2) their willingness to š free act where one is recognized to be
enter into relations with it as subject to capable of binding the state which they claim
international law to represent and witness their intention to enter
⎯ The legality and wisdom of recognition is not into relations with them
subject to judicial review.
Recognition of States Recognition of
Theories on Recognition Governments
1. Declaratory (majority view) o Carries with it May be withdrawn and
´ merely affirms the pre-existing fact that the recognition of the does not necessarily
entity being recognized already possess government signify the existence of a
the status of an international persons. - o Recognition of state as the government
Political and discretionary states is irrevocable may be that of a mere
2. Constitutive (minority view) colony
´ It is last indispensable element that
converts or constitutes the entity being Kinds of De Facto Government
recognized into an international person. - 1. That which is established by the inhabitants
Mandatory and legal who rise in revolt against and depose the
legitimate regime.
Objects of Recognition 2. That which is established in the course of war
1) Recognition of a State –– held irrevocable and by the invading forces of one belligerent in the
imports the recognition of the government territory of the other belligerent, the
2) Recognition of a Government –– may be government of which is also displaced.
withdrawn and does not necessary signify the 3. That which is established by the inhabitants of
existence of a state as the government may be a state who secede therefrom without
that of a mere colony. overthrowing its government.
3) Recognition of Belligerency –– does not
produce the same effect as the recognition of Landmark Case Doctrines
states and government because the rebels are 1. WILSON/ TOBAR
accorded international personality only in ! It acknowledges a community which is not
connection with the hostilities they are waging.
in law, independent and which does not
therefore fulfil the essential conditions of
Kinds of Recognition
(a) Express –– may be verbal or in writing. It may statehood as an independent state. It is,
be extended through a formal proclamation or accordingly, a recognition which an
announcement, a stipulation in a treaty, a international tribunal declare not only to
letter or telegram, or on the occasion of an constitute a wrong but probably also to be
official call or conference. itself invalid.
(b) Implied –– when the recognizing state enters 2. STIMSON DOCTRINE
into officials intercourse with the new member ! This precludes recognition of any
by exchanging diplomatic representatives with government established as a result of
it. external aggression
3. ESTRADA DOCTRINE
NB: The act constituting recognition shall give a clear ! This refers to dealing or not dealing with the
indication of an intention: government established through a political
i. To treat with the new state as such; upheaval is not a judgement on the
ii. To accept the new government as having legitimacy of the said government
authority to represent the state it purports to
govern and to maintain diplomatic relations Tests for Recognition
with it; In any event, the practice of most states now is to extend
iii. To recognize in the case of insurgent that they recognition to a new government only if it is shown that:
are entitled to exercise belligerent rights (a) Objective Test
þ Government must be able to maintain
control of the administrative machinery
Recognition of States
þ Able to maintain order within the state and
š Free act by which one or more states
repel external aggression
acknowledge the existence on a definite
þ Displays willingness and ability to discharge
territory of a human society politically
its international obligations Subjective Test
organized, independent of any existing state
(b) Subjective Test
and capable of observing the obligations of
þ Employed for the purpose of justifying the
international law
withholding of recognition that is politically
š held irrevocable and imports the recognition of
unacceptable.
the government

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HN Notes Public International Law – Atty. Alcantara 14

Recognition De Jure Recognition De Facto CHAPTER 7: THE RIGHT OF EXISTENCE AND SELF-DEFENSE
o Relatively o Provisional
permanent o Does not vest title to
Fundamental Rights of the State
o Vests title in the its properties
government to its abroad (1) Right of Existence and Self-Defense
properties abroad o Limited to certain (2) Right of Sovereignty and Independence
o Brings about full juridical relations (3) Right of Equality
diplomatic relations (4) Right of Property and Jurisdiction
(5) Right of Legation or Diplomatic Intercourse
Effects of Recognized of State and Government
1. Full diplomatic relations are established except
RIGHT OF EXISTENCE AND SELF-DEFENSE
where the government is recognized as de
facto o Considered the most comprehensive of the
2. Recognized state/government acquires the attributes of the state
right to sue in courts of recognizing state § Reason: All other rights are supposed
3. Has a right to possession of properties of to flow or be derived from it.
predecessor in the territory of the recognizing o By virtue of this right, the State may take such
state measures, including the use of force, as may
4. All acts of the recognized state or government
be necessary to resist any danger to its
are validated retroactively, preventing the
recognizing state from passing upon their existence.
legality in its own courts § Such action being the exercise of an
inherent right, it does not depend for
Recognition of Belligerency its validity on the previous recognition
š Does NOT produce the same effect as the of the state asserting it or on the
recognition of states and government
consent of other states.
because the rebels are accorded international
o Has been expressly acknowledged in a
personality only in connection with the
hostilities they are waging. number of agreements (e.g. Charter of the
United Nations)
Insurgency Belligerency o The Draft of the Rights and Duties of the State
o Initial stage of o More serious and also acknowledges such right. It states that
belligerency widespread “every State has the right on individual or
o Directed by military o Under a civil collective self-defense.
authorities government
o Usually not o There are rules
recognized regarding Requisites of Right
recognition of
belligerency Article 51
Nothing in the present Charter shall impair the inherent
Requisites of Recognition of Belligerency:
right of individual or collective self-defense if an armed
1. there must be an organized civil
government directing the rebel forces; attack occurs against a Member of the United Nations,
2. the rebels must occupy a substantial until the Security Council has taken measures necessary
portion of the territory of the state; to maintain international peace and security. Measures
3. the conflict between the legitimate taken by Members in the exercise of this right of self-
government and the rebels must be defense shall be immediately reported to the Security
serious, making the outcome uncertain;
Council and shall not in any way affect the authority and
4. The rebels must be willing and able to
observe the laws of war. responsibility of the Security Council under the present
Charter to take at any time such action as it deems
Effects of Recognition: necessary in order to maintain or restore international
(a) Responsibility for acts of rebels resulting to injury peace and security. (Charter of the United Nations)
to nationals of recognizing state shall be shifted
to rebel government;
1. The Presence of an Armed Attack
(b) The legitimate government recognizing the
rebels as belligerents shall observe laws or ñ To justify the exercise of such right, forcible
customs of war in conducting hostilities;
measures may be taken by a state only in face
(c) Third states recognizing belligerency should
of “a necessity of self-defense instant,
maintain neutrality;
(d) Recognition is only provisional and only for overwhelming and leaving no choice of means
purposes of hostilities. and no moment of deliberation.”
r Mere apprehended danger or any
direct threat to the state does not, by
itself alone, warrant the employment

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 15

by that state of any force against a Article 52, UN Charter


suspected or potential enemy. (1) Nothing in the present Charter precludes the
existence of regional arrangements or agencies for
2. A Clear Showing of Grave and Actual Danger to the
dealing with
such matters relating to the maintenance
Security of the State
of international peace and security as are appropriate
3. The Self-Defensive Measures must be “limited by the for regional action provided that such arrangements or
necessity and kept clearly within it.” agencies and their activities are consistent with the
Purposes and Principles of the United Nations. 

µ The idealistic concept, has not received wide support
if the practice of states is any indication.
Example of Regional Agency:
Grotious’ View § Organization of American States, whose Organ
Ü vigorously inveighed against mere anticipation of of Consultation authorized or ratified the action
aggression as a ground for self-defense taken by the United States in the Cuban Crisis.
Ü It would appear, however that his view has been § The NATO may also be cited although it is not
eroded by the more practical consideration that at strictly regional because of the participation
times “the best defense is offense.” therein of the United States, which does not
belong to the same geographical area as the
US Secretary of War Elihu Root’s View other members.
Ü declared that “It is well understood that the exercise
of the right of self-protection may and frequently does The Balance of Power
extend the limits of the territorial jurisdiction of the state
à This is one of the reasons of regional arrangements.
exercising it. The strongest example would be the
mobilization of an army by another power immediately
REGIONAL ARRANGMENTS
across the frontier. Every act done by the other power
à an arrangements of affairs so that no state shall be in
may be within its territory. Ye the country threatened by
a position to have absolute mastery and dominion over
the state of facts is justified in protecting itself by
others.
immediate war.”

Examples of Groups motivated by Balance of Power


& History is replete with instances of the application of
§ The Congress of Vienna of 1815
this more pragmatic concept of the right of self-defense.
§ The Crimean War of 1854
Example: The mobilization of Russia in 1914
§ The Congress of Berlin of 1878
brought about the immediate declaration of
§ The Triple Alliance
war against it by Germany, which asserted that
§ Triple Entente before World War I
its security had been imperiled.
§ Allied and Axis Powers during World War II

The Cuban Missile Crisis


ü Until recently, most of the world was polarized
ñ The quarantine established by the United between the democracies and the communists, each
States in 1962, during the Cuban missile crisis, camp with the potential to destroy the other and the rest
deserves special recollection. of mankind.
ñ Declaring that “the peace of the world and § The NATO countries were eyeball-to-eyeball
the security of the United States (had been) with the Warsaw Pact Countries.
endangered by reason of the establishment by § The maintenance of this balance of power
the Sino-Soviet powers of an offensive military contributed in very real way to international
capability in Cuba, including bases for ballistic peace although, being an “armed peace,” it
missiles with a potential range covering most of was far from the ideal sought in the articles of
North and South America, President Kennedy faith of the United Nations.
interdicted the delivery of offensive weapons
and associate materials to Cuba, subject to Aggression Defined
the instructions he issued. à adopted by the U.N. General Assembly on December
ñ Fortunately, the USSR backed down and thus 14, 1974
averted the outbreak of what would have Article 1
been World War III. Aggression is the use of armed force by a State against
the sovereignty, territorial integrity or political
Regional Arrangements
independence of another State, or in any other manner
† Collective self-defense is recognized not only in Article
inconsistent with the Charter of the United Nations, as set
51 of the United Nations but also impliedly in Article VII
out in this Definition.
on Regional Arrangements.

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HN Notes Public International Law – Atty. Alcantara 16

Explanatory note: In this Definition the term "State": 1. No consideration of whatever nature, whether
(a) Is used without prejudice to questions of recognition political, economic, military or otherwise, may serve as a
or to whether a State is a member of the United Nations; justification for aggression.
(b) Includes the concept of a "group of States" where 2. A war of aggression is a crime against international
appropriate. peace. Aggression gives rise to international
responsibility.
Article 2 3. No territorial acquisition or special advantage resulting
The First use of armed force by a State in contravention from aggression is or shall be recognized as lawful.
of the Charter shall constitute prima facie evidence of
an act of aggression although the Security Council may, Article 6
in conformity with the Charter, conclude that a Nothing in this Definition shall be construed as in any way
determination that an act of aggression has been enlarging or diminishing the scope of the Charter,
committed would not be justified in the light of other including its provisions concerning cases in which the use
relevant circumstances, including the fact that the acts of force is lawful.
concerned or their consequences are not of sufficient
gravity. Article 7
Nothing in this Definition, and in particular article 3, could
Article 3 in any way prejudice the right to self-determination,
Any of the following acts, regardless of a declaration of freedom and independence, as derived from the
war, shall, subject to and in accordance with the Charter, of peoples forcibly deprived of that right and
provisions of article 2, qualify as an act of aggression: referred to in the Declaration on Principles of
International Law concerning Friendly Relations and
(a) The invasion or attack by the armed forces of a State Cooperation among States in accordance with the
of the territory of another State, or any military Charter of the United Nations, particularly peoples under
occupation, however temporary, resulting from such colonial and racist regimes or other forms of alien
invasion or attack, or any annexation by the use of force domination: nor the right of these peoples to struggle to
of the territory of another State or part thereof, that end and to seek and receive support, in
(b) Bombardment by the armed forces of a State accordance with the principles of the Charter and in
against the territory of another State or the use of any conformity with the above- mentioned Declaration.
weapons by a State against the territory of another
State; Article 8
(c) The blockade of the ports or coasts of a State by the In their interpretation and application, the above
armed forces of another State; provisions are interrelated and each provision should be
(d) An attack by the armed forces of a State on the land, construed in the context of the other provisions.
sea or air forces, or marine and air fleets of another State;
(e) The use of armed forces of one State which are within
the territory of another State with the agreement of the CHAPTER 8: THE RIGHT OF INDEPENDENCE
receiving State, in contravention of the conditions
provided for in the agreement or any extension of their SOVEREIGNTY
presence in such territory beyond the termination of the à the supreme, uncontrollable power inherent in a state
agreement; by which the state is governed
(f) The action of a State in allowing its temtory, which it à It is the supreme power of the State to command and
has placed at the disposal of another State, to be used enforce obedience, the power to which, legally
by that other State for perpetrating an act of aggression speaking, all interests are practically subject and all wills
against a third State; subordinate.
(g) The sending by or on behalf of a State of armed à In international law, it is this attribute that enables the
bands, groups, irregulars or mercenaries, which carry out state to make its own decision vis-à-vis other states and
acts of armed force against another State of such vests it with competence to enter into relations and
gravity as to amount to the acts listed above, or its agreements with them.
substantial involvement therein.
Article 4 Two Aspects of Sovereignty
The acts enumerated above are not exhaustive and the 1. Internal Sovereignty
Security Council may determine that other acts 2. External Sovereignty
constitute aggression under the provisions of the
Charter.

Article 5

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HN Notes Public International Law – Atty. Alcantara 17

of territories whose peoples have not


yet attained a full measure of self-
it establishes government recognize the principle
its that the interests of the inhabitants of
government these territories are paramount, and
refers to the
power of the accept as a sacred trust the
enact laws
state to obligation to promote to the utmost,
Internal for
directs its observance within the system of international
Sovereignty domestic within its peace and security established by
affairs, as territory, or
when: the present Charter, the well-being of
adopts the inhabitants of these territories,
economic and, to this end:
policies
o b. to develop self-government, to
take due account of the political
aspirations of the peoples, and to
assist them in the progressive
development of their free political
institutions, according to the
particular circumstances of each
territory and its peoples and their
It concludes
varying stages of advancement;
treaties
signifies the
External freedom of Makes war Nature of Independence
Sovereignty the state to of peace, Ö Independence cannot be regarded as importing
(Often control its and
own foreign absolute freedom
referred to as
affairs, as maintains Reason: It only means freedom from control by
Indpendence) diplomatic
when: any other state or group of states and not
and
commercial freedom from the restrictions that are binding
relations on all states forming the family of nations.
Examples:

§ A state may not employ force or even


the threat of force in its relations with
Idea of Independence other states because this is prohibited
by Article 2 of the UN Charter.
§ It may not refuse to observe treaties in
RIGHT TO INDEPENDENCE
good faith in accordance with the
à a natural aspiration of peoples that has, albeit only
maxim pacta sunt servanda.
lately, received international recognition
§ The principle of mare liberum will
ý Particularly during the period following the last
prevent it from aggregating to itself
World War, a resurgent spirit of nationalism and
the exclusive use of the open seas to
the principle of self-determination gave
the detriment of other states.
unprecedented impetus to the attainment of
freedom by a number of colonies and their Intervention
subsequent admission to the international
community. † The state must abstain from intervention. The right of
o It may be said that this trend had its independence carries with it, by necessary implication
auspicious beginning with the the correlative duty of non-intervention.
establishment of the Republic of the
Philippines in 1946 and its ready INTERVENTION
recognition by the family nations. à an act by which a state interferes with the domestic
ý The movement toward independence is or foreign affairs of another state or states through the
expressly by the Declaration Regarding Non- employment of force or threat of force
Self-Governing Territories in Chapter XI of the
Ê Such force may be physical or, in the present
Charter of the United Nations.
state of world affairs, even political or
o Article 73. Members of the United
economic.
Nations which have or assume
o Lacking such pressure, the
responsibilities for the administration
involvement of a state in the affairs of

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 18

another, even if unsolicited, cannot recovery of contract debts claimed from the
be considered intervention. government of one country by the
government of another country as being due
Ö Intervention is not sanctioned in international
its nationals.”
relations.
Exceptions: Porter Resolution

1. When it is exercised as an act of self- o Dissipated the Drago Doctrine


defense or o In this resolution, intervention was permitted if
2. When it is decreed by the Security Council the debtor state refused an offer to arbitrate the
as a preventive or enforcement action for creditor’s claim, or having agreed to arbitrate,
the maintenance of international peace prevented agreement on the compromise, or
and security having agreed thereto, refused to abide by the
3. When such action is agreed upon by a award of the arbitrator.
treaty o Nevertheless, it is doubtful if this qualification
4. May also be allowed when requested can be sustained now in light of the outlawry of
from sister states or from the United Nations force by the UN Charter.
by the parties to a dispute or by a state
beset.

ý The United Nations itself categorically binds itself not CHAPTER 9: THE RIGHT OF EQUALITY
“to intervene in matters which are essentially within the
domestic jurisdiction of any state.”, subject to the Legal Basis or Source of the Right
exceptions above-mentioned.
Article 2, Paragraph 1, Charter of the United Nations
L Recent events have called for re-examination of the
The Organization is based on the principle of the
law on intervention, especially where intervention is
sovereign equality of all its Members.
based on humanitarian grounds.

Example: Somalia, where hundreds of Montivideo Convention of 1993


thousands of civilians, including children and States are juridically equal, enjoy the same rights, and
women were caught in the crossfire of warring have equal capacity in their existence. The rights of
factions that confiscated and appropriated each one do not depend upon the power which it
relief goods intended for the starving possesses to assure its exercise, but upon the simple fact
population. Revolted by the inhumane plight of its existence as a person under international law.
of the innocent victims, the United Nations sent
a contingent of military troops from several Essence of Equality
countries, primarily the United Nations, that r Does not signify parity in physical power, political
brought and distributed food and other kinds influence or economic status or prestige
of aid with orders to use force if the distribution r Does not even require equality in the number of rights
of such goods was interfered with by the since it is possible for one state to be vested with more
warlords or lawless elements. rights than another
The Drago Doctrine e.g. A coastal state like China would have a
right to a territorial sea as distinguished from a
History:
state completely surrounded by land, like
6 In 1902, Great Britain, Italy and Germany established
Bolivia of Afghanistan.
a blockade against Venezuela in order to force it to
comply with certain contractual and other obligations
† What is meant by the principle of equality, strictly
owing to the blockading powers.
speaking, is that all the rights of a state, regardless of their
6 This action was the subject of universal disapprobation
number, must be observed and respected.
and led to the formulation by the Foreign Minister of
N In short, all states, big or small, the powerful as
Argentina of what is now popularly known as the Drago
well as the weak, have an equal right to the
Doctrine.
enjoyment of all their respective attributes as
members of the family of nations.
Concept:

† This doctrine was embodied in The Hague Illustration of the Application of the Right
Convention of 1907. þ All members of the United Nations have each one
† It states that “the Contracting Powers agree vote in the General Assembly, all votes having equal
not to have recourse to armed force for the

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HN Notes Public International Law – Atty. Alcantara 19

weight, and are generally eligible for positions in the stakes of the more
various organs of the United Nations. populous states in the
decision of questions
” Every state has the right to protection of its nationals, involving the entire
to make use of the open seas, or to acquire or dispose community of nations.
of territory. Such decisions may
affect the interests, not of
• When involved in war, a small state like the Malagsay individual states as such,
Republic would have the same right as China or the but of the whole of
United States to punish the carriage of contraband or to humanity itself without
have its captured combatants treated as prisoners of distinctions as to color,
war. nationality or creed.

ü Under the rule of par in parem non habet imperium,


even the strongest state cannot assume jurisdiction over CHAPTER 10: TERRITORY
another state, no matter how weak, or question the
validity of its acts in so far as they are made to take
Article II, 1987 Constitution – The national territory
effect within its own territory.
comprises the Philippine archipelago, with all the islands
and waters embraced therein, and all other territories
Legal Equality vs. Factual Inequality
over which the Philippines has sovereignty or jurisdiction,
consisting of its terrestrial, fluvial, and aerial domains,
Legal Equality Factual Inequality including its territorial sea, the seabed, the subsoil, the
Under the Charter of the The Big Five is entitled to insular shelves, and other submarine areas. The waters
UN, non-procedural permanent membership around, between, and connecting the islands of the
questions are decided in the organ, in contrast archipelago, regardless of their breadth and dimensions,
by the Security Council with all the other form part of the internal waters of the Philippines.
only with the members, which are
concurrence of the Big elected for a term of only
Territory
Five, any of which may two years and are not
• Fixed portion of the surface of the earth
defeat a proposal even eligible for
inhabited by the people of the state
through the exercise of immediate re-election.
• Must be permanent and indicated with
the veto. This is also true
precision because its limits generally define the
with respect to the
jurisdiction of the State
ratification of any
• Big enough to provide for the needs of the
proposal to amend the
population but should not be so extensive as to
Charter.
be difficult to administer or defend from
Five of the members must With regard to the
external aggression
be elected from the elective membership of
African and Asian States the Security Council, not
Right to acquire territory
and only one can come all states have equal
• One of the fundamental attributes of the State
from the Eastern eligibility therefor, as it is
• Authority to exercise such right may be inferred
European States. provided in the 1965
from the war powers of the Congress and
amendments to the
treaty making power of the President
Charter that such
members are to be
Acquisition and Loss of Territory
distributed, and not
equally at that, among
Acquisition by Loss by
several specified regions.
• Discovery and • Abandonment or
What is declared is that But this rule of equality
Occupation Dereliction
all states, regardless of itself sometimes poses
• Prescription • Cession
their relative prestige serious questions of
• Cession • Subjugation
and power in the inequality.
• Subjugation • Prescription
international community,
• Accretion • Erosion
must be equal in the Reason: It does not take
• Revolution
enjoyment of whatever into account the realities
• Natural causes
rights they may be of international life,
entitled to. including the greater

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HN Notes Public International Law – Atty. Alcantara 20

(1) Discovery and Occupation • Discovery alone, without any subsequent act,
• Original mode of the acquisition by which cannot at the present time suffice to prove
territory not belonging to any State (terra nullius sovereignty of Island of Palmas.
or nobody's land) is placed under the • An inchoate title could not prevail over the
sovereignty of the discovering State. continuous and peaceful display of authority by
• Territory need not be to be uninhabited another state for such display may prevail even
provided it can be established that the natives over a prior, definitive title put forward by
are not sufficient civilized and can be another state.
considered as possessing not rights of
sovereignty but only rights of habitation Clipperton Island Case
• Open seas and outer space, which are res • Clipperton Island - coral atoll in the
communes, are not susceptible to discovery eastern Pacific Ocean off the coast of Central
and occupation America
• Examples: • A French Navy Lieutenant proclaimed and
o Philippines in 1521 – inhabitants did declared that the sovereignty of the island
not have a degree of civilization beginning from that date belonged in perpetuity
regarded as sufficient by European to his majesty, Emperor Napoleon III. Thereafter
standards the vessel put off without leaving any sign of
o Colonization of Africa and the sovereignty.
Americas
• Requisites of a valid Discovery and HELD:
Occupation: • Island was declared terra nullius by the arbitrator.
1. Possession • It is beyond doubt that immemorial usage
§ Possession must be claimed on behalf having the force of law, besides animus
of the State. It must be effected occupandi (intention on the part of a State to
through a formal proclamation and acquire and retain sovereignty), the actual and
the symbolic act of raising the not nominal taking of possession is a necessary
national flag in the territory. condition of occupation.
§ Mere possession will not suffice, as • Taking of possession – consists in the act or series
only inchoate title of discovery is of acts by which the occupying state reduces to
acquired by the claimant State. its possession the territory in question and takes
2. Administration steps to exercise exclusive authority there.
• If a territory, by virtue of the fact that it was
• Inchoate title of Discovery completely uninhabited, from the first moment
o Performs the function of barring other when the occupying state makes its
States from entering the territory until appearance there, at the absolute and
the lapse of a period within which the undisputed possession of that State, from that
discovering State may establish as moment the taking of possession is considered
settlement thereon and commence accomplished and the occupation is formally
to administer it. completed.

Island of Palmas Case (2) Dereliction


• Palmas Island - lies between Mindanao, the • Territory is lost by dereliction when the state
southernmost part of the Philippines, and the exercising sovereignty over it physically
Nanusa Islands, the next-northernmost part of withdraws from it with the intention of
Indonesia. abandoning it altogether
• Dispute between United States and Netherlands • Conditions that must concur:
• US – right of discovery by Spain; Spain ceded the o Act of withdrawal
territory under the Treaty of Paris on December o Intention to abandon
10, 1898. • Example:
• Netherlands – it had possessed and exercise o Forces of a state are driven away
sovereignty over the islands since 1677 or even from the territory by the natives, title is
earlier, by virtue of conventions with the native not thereby necessarily forfeited, as it
princes. may be that they intend to return with
the necessary reinforcements to
HELD: suppress resistance.

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HN Notes Public International Law – Atty. Alcantara 21

(3) Prescription
• Prescription in international law requires long Terrestrial
Domain
continued and adverse possession to vest
acquisitive title in the claimant
• However, there is yet no rule in international Components Maritime and
law fixing the period of possession necessary to of Territory Fluvial Domain
transfer title to the territory from the former to
the subsequent sovereign
Aerial Domain
(4) Cession
• Method by which territory is transferred from
one state to another by agreement between
1. Terrestrial Domain
them.
• Refers to the land mass, which may be
• Acquisition of territory by cession is usually
integrate or dismembered or partly bounded
effected by such familiar transactions as sale,
by water or consists of whole island or
donation, barter or exchange, and even by
composed of several islands (mid-ocean
testamentary disposition
archipelagos and coastal archipelagos)
• Effected by the meeting of minds of the parties
• Examples:
2. Maritime and Fluvial Domain
o Purchase by US of Alaska from Russia
• Consists of bodies of water within the land mass
(1967)
and the waters adjacent to the coasts of the
o Gift by Austria of Lombardy to France
state up to a specified limit
(1859)
o Exchange between Great Britain and
Rivers
Germany of the island of Helgoland
(1890)
Classification Definition Examples
(5) Subjugation National Rivers Situated Pasig River
• Territory is deemed acquired by subjugation completely in the
when, having been previously conquered or territory of one
occupied in the course of war by the enemy, it state
is formally annexed to it at the end of that war Multi-national Flow through the Congo River,
• Conquest alone confers only an inchoate right Rivers territories of Mekong River
on the occupying state; it is the formal act of several states
annexation that completes the acquisition International It is navigable Rhine River,
• Example: Rivers from the open Danube River
o Ethiopia fell under Italian sovereignty sea and is open
when, after its occupation by Italy to the use of
during the war between them, vessels from all
Ehiopia surrendered to and was states
formally annexed by Italy (1935) Boundary Divides the Lawrence
Rivers territories of the river between
(6) Accretion riparian states US and
• Mode of acquiring territory based on the Canada
principle of accession cedat principali (an
addition to the principle thing becomes part of
it) • Thalweg Doctrine - in the absence of a specific
• It is accomplished through both natural or agreement between such states, the
artificial processes, as by the gradual and boundary line is laid on the river, that is, on the
imperceptible deposit of soil on the coasts of center, not of the river itself, but of its main
the country through the action of the water or, channel
more effectively, by reclamation projects like • Accretion –where the boundary river changes
those undertaken in Manila Bay and the its course by gradual and normal process;
polders of Holland dividing line follows the new course
• Also covers the formation of lands • Avulsion – violent and abrupt deviation;
boundary line will continue to be laid on the old
bed of the river, in the absence of contrary

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HN Notes Public International Law – Atty. Alcantara 22

agreement. The same is laid on the middle of the High Seas, and the Convention
the bridge of the location of the channel on the Continental Shelf.
underneath o Second conference – in 1960 at
Geneva; left unresolved the question
Bays on the breadth of territorial sea
• Well-marked indentation whose penetration is o Third conference – in 1790, adopted
in such proportion to the width of its mouth as the UNCLOS; signed in Jamaica in
to contain land-locked waters and constitute 1982.
more than a mere curvature of the coast • The new Convention provides among others
• An indention shall not be regarded as a bay for
unless its area is as large as or larger than that o 12 miles - territorial sea
of a semi-circle whose diameter line of drawn o 12 miles - contiguous zone of from the
across the mouth of that indention outer limits of the territorial sea
• If the distance between the low-water marks of o 200 miles - economic zone or
the natural entry points of a bay does not patrimonial sea from the low-water
exceed 24 miles à A closing line may be drawn mark of the coastal state.
between these 2 low-water marks and the
water enclosed thereby shall be considered Philippine Territorial Sea
internal waters • The claim of the Philippines to its territorial sea
• Historic bays – those whose waters have was based on historic right or title or as it often
always been considered internal by the called, the Treaty Limits Theory.
international community notwithstanding that o Sovereignty exercised by Spain for
their openings are more than 24 miles in width more than three centuries
(Bay of Canacale, Bay of El Arab, Chesapeake o Those waters specified in the Treaty of
Bay, Hudson Bay) Paris
• International law should recognize historic title
Territorial Sea to territorial waters as it recognizes the historic
• Belt of waters adjacent to the coasts of the bays
state, excluding the internal waters in bays and
gulfs, over which the state claims sovereignty Archipelago Doctrine
and jurisdiction • The national territory comprises the Philippine
• Canon shot rule – traditional view, 3 nautical archipelago, with all the islands and waters
miles or marine league from the low-water embraced therein, and all other territories over
mark which the Philippines has sovereignty or
• UNCLOS = 12 nautical miles jurisdiction, consisting of its terrestrial, fluvial,
and aerial domains, including its territorial sea,
3. Aerial Domain the seabed, the subsoil, the insular shelves, and
• The airspace above the terrestrial domain and other submarine areas. The waters around,
the maritime and fluvial domain of the state, to between, and connecting the islands of the
an unlimited altitude but not including outer archipelago, regardless of their breadth and
space dimensions, form part of the internal waters of
• Every state has complete and exclusive the Philippines.
sovereignty over the airspace above its • All the islands should be considered as one
territory and territorial waters (not the same as integrated whole
upward limits of aerial domain) • Archipelago – group of islands, including parts
of islands, interconnecting waters and other
natural features which are so closely
UN Conference on the Law of the Sea (UNCLOS) interrelated, that such islands, waters and other
• 3 international conferences natural features form an intrinsic geographical,
o First conference - was held in 1958 at economic and political entity, or which
Geneva, Switzerland, and resulted historically has been regarded as such.
inthe adoption of the Convention on • 1982 UNCLOS – archipelagic sealanes shall be
the Territorial Sea and the Contiguous designated over the internal waters through
Zone, the Convention on the High which foreign vessels shall have the right of
Seas, and the Convention on the passage
Fishing and the Living Resources of

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HN Notes Public International Law – Atty. Alcantara 23

Basis of the National Territory – RA 3046 as amended by CHAPTER 11: JURISDICTION


RA 5446
• All the waters within the limits set forth in the Jurisdiction
Treaty of Paris of December 10, 1898 between • Authority exercised by a state over persons
Spain of the United States, the Treaty of and things within or sometimes outside its
Washington of Novermber 7, 1900 and the territory, subject to certain exceptions
treaty concluded by US and Great Britain on • Jurisdiction is classified as:
January 2, 1930 have always been regarded as o Personal
part of the territory of the Philippine Islands; o Territorial
• All the waters around, between and • Jurisdiction may be exercised by a state over:
connecting the various islands of the o Its nationals
Philippines archipelago, irrespective of their o Terrestrial domain
width or dimension, have always been o Maritime and fluvial domain
considered as necessary appurtenances of the o Continental shelf
land territory, forming part of the inland or o Open seas
internal waters of the Philippines o Aerial domain
• All the waters beyond the outermost islands of o Outer space
the archipelago but within the limits of the o Other territories
boundaries set forth in the aforementioned
treaties comprise the territorial sea of the Personal Jurisdiction
Philippines • Power exercised by a state over its nationals.
• The baselines from which the territorial sea of • It is based on theory that a national is entitled
the Philippines is determined consist of straight to the protection of his state wherever he may
lines joining appropriate points of the be and is, therefore, bound to it by duty of
outermost islands of the archipelago obedience and allegiance (Doctrine of
indelible allegiance)
Methods of Defining the Territoral Sea • Related Civil Code provisions
Normal Baseline Method Straight Baseline Method o Art. 15. Laws relating to family rights
The territorial sea is Straight lines are made to and duties, or to the status, condition
simply drawn from the connect appropriate and legal capacity of persons are
low-water mark of the points on the coast binding upon citizens of the
coast, to the breadth without departing Philippines, even though living
claimed, following its radically from its general abroad.
sinuosities and direction o Art. 16. Real property as well as
curvatures but personal property is subject to the law
excluding the internal of the country where it is stipulated.
waters in bays and gulfs However, intestate and testamentary
successions, both with respect to the
Fisheries Case order of succession and to the
United Kingdom questioned the use by Norway of the amount of successional rights and to
straight baseline method defining its territorial waters. the intrinsic validity of testamentary
provisions, shall be regulated by the
HELD: national law of the person whose
• The method of straight baselines, established in succession is under consideration,
the Norwegian system, was imposed the by whatever may be the nature of the
peculiar geography of the Norwegian coast. property and regardless of the
• This method had been consolidated by a country wherein said property may
constant and sufficiently long practice be found.

Joyce v. Director of Public Prosecution


Defendant Lord Haw Haw, challenged his conviction
in Great Britain for high treason, contending that he
was not a British subject. It appeared that he had
lived in the country for 18 years and misrepresented
himself as its national for the purpose of obtaining a
British passport that enabled him to go to Germany
where he was broadcast anti-Allied propaganda.

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HN Notes Public International Law – Atty. Alcantara 24

HELD: • Nationals and aliens, including non-residents,


Although not a British subject, he has by his own act are bound by its laws
maintained the bond which while he was within the • The local state has exclusive title to all property
realm bound him to his Sovereign within its territory

Territorial Jurisdiction Maritime and Fluvial Jurisdiction


• The jurisdiction of the nation within its own • Internal waters of a state are assimilated to the
territory is necessary, exclusive and absolute. It land mass and subjected to the same degree
is susceptible of no limitation not imposed by of jurisdiction exercised over the terrestrial
itself. (The Schooner Exchange v. McFaddon) domain.
• More effective than Personal jurisdiction • Civil, criminal and administrative jurisdiction is
because it is asserted by the state over persons exercised by the flag state over its public
and property within its immediate control and vessels wherever they may be, provided they
subject to its coercive processes are not engaged in commerce
• General Rule: State has jurisdiction over all • Rules on foreign merchant vessels docked in
persons and property within its territory local port
• Exceptions:
1. Foreign states, heads of states, diplomatic English Rule French Rule
representatives, and consuls to a certain The coastal state shall Flag state shall have
degree have jurisdiction over all jurisdiction over all offenses
2. Foreign state property: embassies, offenses committed onb committed on board such
consulates, and public vessels engaged in oard such vessels, except vessels, except only where
non-commercial activities only where they do not the compromise the peace
3. Acts of state compromise the peace of the port.
4. Foreign merchant vessels exercising the of the port.
rights of innocent passage or arrival under Antoni Case Windenhouse Case
stress Murder of a Frenchman The murder of a Belgian by
5. Foreign armies passing through or by another another
stationed in its territories with its permission Frenchman on board a Belgian on board a Belgian
6. Such other persons or property, including French merchant vessel merchant steamer in the
organizations like the UN, by agreement, in a Mexican port did not port of New Jersey was of
waive jurisdiction disturb the peace of the such a nature as “ to disturb
port. tranquillity and public order
• Innocent passage - navigation through the on shore or in the port.
territorial sea of a state for the purpose of English rule is applicable in the country
traversing that sea without entering internal • It is the right of the coastal state to enforce all
waters, etc. as long as it is not prejudicial to the its laws to the full extent in its territorial waters
peace, good order or security of the coastal
sea. Archipelagic sealanes - Waters over which foreign ships
• Arrival under stress/Involuntary entrance - may will have the right of passage as if they were open seas.
be due to lack of provisions, unseaworthiness A foreign vessel need not go around our internal waters
of the vessel, inclement weather, or other but may use these archipelagic sea lanes in negotiating
cases of force majeure, like pursuit by pirates. the distance from one point of the open sea to another

Underhill v. Hernandez USS Pablo Incident


An American vessel was seized and its crew interned
“Every sovereign state is bound to respect the by North Korea for alleged infringement of its territorial
independence of every other sovereign state, and waters.
the courts of one country will not sit in judgement on
the acts of the government of another, done within Contiguous Zone
its own territory.” • May not exceed 12 miles from the territorial sea
• UNCLOS - Contiguous zone also extends 12
Land Jurisdiction miles, but from the outer limits of the territorial
• Everything found within the terrestrial domain sea.
of the state is under its jurisdiction, save for the • This is the zone where the coastal state may
abovementioned exceptions exercise the control necessary to:

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HN Notes Public International Law – Atty. Alcantara 25

o Prevent infringement of its customs, When state may exercise jurisdiction over the open seas:
fiscal, immigration or sanitary
regulations within its territory or Over its vessels
territorial sea,
o Punish infringement of the above •The flag state has jurisiction over its
public vessels at all times.
•Merchant vessels are under the
Continental Shelf
jurisdiction of the flag state when they
• Refers to: are within its territory, when jurisdiction is
o The seabed and subsoil of similar waives or cannot be exercised by the
areas adjacent to the coasts but territorial sovereign or when such vessels
are on the open seas.
outside the area of the territorial sea,
to a depth of 200 meters or beyond
that limit, to where the depth of Over pirates
superjacent waters admits of the
exploitation of the natural resources •Pirates are enemies of all mankind and
o The seabed and subsoil of similar may be captured on the open seas by
areas adjacent to the coasts of the the vessel of any state, to whose territory
islands they may be brought for trial and
punishment.
• Right of coastal state over the continental shelf
= To explore and to exploit its natural resources
Exercise of right of visit and
search
Patrimonial Sea
• Also called as the Exclusive Economic Zone •Public vessels or aircraft of a belligerent
(EEZ) state may visit and search any neutral
• Extends 200 nautical miles from the coast or the merchant vessel on the open seas and
capture it if found or suspected to be
baselines engaged in activities favorable to the
• All living and non-living resources found therein other belligerent.
belong exclusively to the coastal state
Under the doctrine of hot
Open Seas pursuit
• Available to the use of all states for purposes of
•If an offense is committed by a foreign
navigation, flying over them, laying submarine
merchant vessel within the territorial
cables or fishing waters of the coastal state, its own
• In times of war, hostilities maybe waged on the vessels may pursue the offending vessel
open seas into the open sea and upon capture
bring it back to its territory for
punishment.
•Pursuit must be begun before the
offending vessel has left the territorial
waters of the contiguous zone of the
coastal state..

The Lotus Case


A collision occurred on the high seas between a
French vessel Lotus and a Turkish vessel Boz-Kourt. The
Boz-Kourt sank and killed eight Turkish nationals on
board the Turkish vessel. The 10 survivors of the Boz-
Kourt (including its captain) were taken to Turkey on
board the Lotus. In Turkey, the officer on watch of the
Lotus (Demons), and the captain of the Turkish ship
were charged with manslaughter. Demons, a French
national, was sentenced to 80 days of
imprisonment and a fine. The French government
protested, demanding the release of Demons or the
transfer of his case to the French Courts. Turkey and
France agreed to refer this dispute on the jurisdiction
to the Permanent Court of International Justice (PCIJ)

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 26

8. Eighth Freedom of The Air - the right or privilege,


HELD: in respect of scheduled international air
The first principle of the Lotus case said that jurisdiction services, of transporting cabotage traffic
is territorial: A State cannot exercise its jurisdiction between two points in the territory of the
outside its territory unless it an international treaty or granting State on a service which originates or
customary law permits it to do so. This is what we terminates in the home country of the foreign
called the first Lotus Principle. carrier or (in connection with the so-called
Seventh Freedom of the Air) outside the
territory of the granting State (also known as
Aerial Jurisdiction "consecutive cabotage").
• The consensus appears to be that the local 9. Ninth Freedom of The Air - the right or privilege
state has jurisdiction over the airspace above it of transporting cabotage traffic of the granting
to an unlimited height, or at the most up to State on a service performed entirely within the
where outer space begins territory of the granting State (also known as
"stand alone" cabotage)
Air Freedoms
1. First Freedom of the Air - the right or privilege, in Convention on Offenses and Certain Other Acts
respect of scheduled international air services, Committed on Board Aircraft (September 14, 1963)
granted by one State to another State or States General Rule: It is the state of registration of the aircraft
to fly across its territory without landing that has jurisdiction over offenses and acts committed
2. Second Freedom of the Air - the right or on board while it is in flight or over the high seas or any
privilege, in respect of scheduled international other area outside the territory of any state
air services, granted by one State to another
State or States to land in its territory for non- Exceptions:
traffic purposes. • Offense has effect on the territory of such state
3. Third Freedom of The Air - the right or privilege, • Offense has been committed by or against a
in respect of scheduled international air national or permanent resident of such state
services, granted by one State to another State • Offense is against the security of such state
to put down, in the territory of the first State, • Offense consists of breach of any rules or
traffic coming from the home State of the regulations relating to the flight or maneuver of
carrier aircraft in force in such state
4. Fourth Freedom of The Air - the right or privilege, • The existence of jurisdiction is necessary to
in respect of scheduled international air ensure the observance of any obligation of
services, granted by one State to another State such state under a multilateral international
to take on, in the territory of the first State, traffic agreement
destined for the home State of the carrier
5. Fifth Freedom of The Air - the right or privilege, Outer Space
in respect of scheduled international air • Outer space, or the region beyond the earth’s
services, granted by one State to another State atmosphere, is not subject to the jurisdiction of
to put down and to take on, in the territory of any state.
the first State, traffic coming from or destined • Outer space shall be free for exploration and
to a third State use by all states without discrimination of any
6. Sixth Freedom of The Air - the right or privilege, kind.
in respect of scheduled international air • Astronauts shall be regarded as envoys of
services, of transporting, via the home State of mankind.
the carrier, traffic moving between two other
States Other Territories
7. Seventh Freedom of The Air - the right or When a state may extend its jurisdiction beyond its
privilege, in respect of scheduled international territory by virtue of customary of conventional
air services, granted by one State to another international law:
State, of transporting traffic between the
territory of the granting State and any third § Assertion of its personal jurisdiction over its
State with no requirement to include on such nationals abroad or the exercise of right to
operation any point in the territory of the punish certain offenses committed outside its
recipient State, i.e the service need not territory against its national interest
connect to or be an extension of any service § On the strength of its relations with other states
to/from the home State of the carrier. o Establishment of protectorate,

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 27

administering a trust territory, CHAPTER 12: THE RIGHT OF LEGATION


occupying enemy territory during
times of war Ø The right to send and receive diplomatic
§ Waiver of jurisdiction by a local state over representatives
persons within its territory Ø One of the most effective ways of facilitating
o Use of the English or French rule over and promoting intercourse among states
foreign merchant vessels Ø Active right: The act of ending diplomatic
§ Acquisition of extraterritorial rights representatives
o Exterriotariality – exemption of person Ø Passive right: The act of receiving diplomatic
and property from the local representatives.
jurisdiction on the basis of Ø Purely consensual: The maintenance of
international custom diplomatic relations is not a demandable right
o Extraterritoriality – applies only to on the part of the sending or receiving state
persons and based on a treaty or
convention Agents of Diplomatic Intercourse
§ Through the enjoyment of easements or
servitudes such as innocent passage or arrival Normally conducted through: (HFS-AECP)
under stress.
• Head of state
• Foreign secretary or minister
• Members of diplomatic service
• Head of state may also appoint special
diplomatic agents charged with specific
ceremonial or political duties
• Envoys ceremonial: sent to attend state
functions (e.g. coronation or jubilee)
• Envoys political: commissioned to negotiate
with a state or participate in international
conference or congress
• There is no need to accredit them to
the state where sessions are held
• Regular diplomatic relations between
the states not necessary

The Head of State

The embodiment of or at least represents the sovereignty


of his state. He is entitled to immunities and honors
befitting his status

Ø His person being regarded as a sacrosanct, he


has a right to special protection not only for his
physical safety but for his honor or reputation
as well
• His quarters, archives, property and
means of transportation are
inviolable under the principle of
extraterritoriality
• He is exempt from criminal and civil
jurisdiction
• Except where he is the
plaintiff
• Not subject to tax or to exchange or
currency restrictions

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 28

• Ceremonial amenities are due him Ø In other respects, the various diplomatic agents
unless he is travelling incognito enjoy substantially the same prerogatives
• (See p. 142 Mighell vs. Sultan vs. regardless of rank
Johore)
The Diplomatic Corps
The Foreign Secretary
A body consisting of different diplomatic representatives
He is the immediate representative of the head of the who have been accredited to the same local or
state and directly under his control receiving state.

Ø Except on rare occasions when the matter Ø Doyen du corps: Head of diplomatic corps who
under consideration is of such significance as by tradition, is the oldest member with the
to warrant no less than what is known as a highest rank
summit meeting, the conduct of external • Papal Nuncio in Catholic countries
affairs is entrusted to foreign secretary or Ø Heads of missions shall take precedence in
minister their respective classes in the order of the date
• He can make binding declarations and time of taking up their functions
on behalf of the state on matters (Diplomatic Convention)
falling within his authority such as: Ø Since it is a loose organization without
• Relating to recognition of corporate character, it does not possess
states or governments powers or attributes

• Settlement of international • It is nonetheless important in


claims against the state watching over diplomatic privileges
and honors and has at times acted
Ø He is also the head of foreign office and has
officially in the protection of the rights
direction of all ambassadors and other
of its members
diplomatic representatives of his government

Appointment of Envoys
Diplomatic Envoys

The class to which the heads of their missions are to be


Regular or day-to-day conduct of international affairs is
assign shall be agreed upon between the states
entrusted to members of the foreign service who are
concerned
accredited by the sending state as its permanent envoys
to represent it in the states with which it is maintaining
diplomatic relations.
Ø Sending state must ascertain that the
agrément of receiving state has been given for
Classification of heads of diplomatic missions: the person it proposes to accredit as head of
(Convention on Diplomatic Relations) the mission to that state
Ø Agrément: specialized term in the field of
1. Ambassadors or nuncios accredited to international affairs that refers to the
heads of state agreement by a state to receive members of a
2. Envoys, ministers, or internuncios diplomatic mission from a foreign country.
accredited to heads of state Ø Appointment is not merely a matter of
3. Charges d’affaires accredited to ministers municipal law
for foreign affairs • Receiving state is not obliged to
Ø Then: Classification was significant because accept representative who is
direct communication with head of state persona non grata to it
depended on the rank of the diplomat and • Persona non grata: is a foreign person
only the powerful states were entitled to send whose entering or remaining in a
envoys of the highest rank particular country is prohibited by
Ø Now: Diplomatic matters are usually discussed that country's government.
with foreign secretary regardless of diplomat’s Ø Agreation: informal inquiries are addressed to
rank the receiving state regarding a proposed
Ø Distinctions are important only in matters of diplomatic representative of a sending state
protocol or grant of special honors. Ø When receiving state manifests consent,
appointment is made and accredited.

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 29

Ø The receiving state is not obliged to give


reasons for a refusal of agrément (Article 4 of Ø They may also perform consular functions in
Diplomatic Convention) absence of consular mission
Ø In the PH: President is empowered to appoint Ø On request or by agreement, it may also
ambassadors and public ministers and consuls, represent friendly governments (US undertook
subject to the consent of CoA (Think Admin representation of PH while in the process of
HAHAHAHUH) organizing its own foreign service)
• Discretion is exclusive with regards to
receiving ambassadors and public Conduct of Diplomatic Mission
ministers duly accredited to the
The diplomatic agent must exercise the utmost
government of the Philippines
discretion and tact, taking care always to preserve the
Commencement of the Diplomatic Mission goodwill of the sending state and to avoid interference
with its internal affairs
The head of mission is considered as having taken up his
functions in the receiving state either when: Ø It cannot aid one political party against
another or employ threatening or offensive
• When he presented his credential language for the protection of the interests of
his state
• When he notified his arrival and a true copy of
his credentials has been presented to the
Ø Mission may not be used for espionage,
dissemination of propaganda or subversion of
foreign ministry
its government
The credentials of the diplomatic agent include: Ø States may either voluntarily or on request,
recall their diplomatic representatives for
• Letter of credence: By means of which he is improper discharge of functions
accredited to the receiving state with the
Diplomatic Immunities and Privileges
request that full faith and credit be given to his
official acts on behalf of the sending state
Reason: He is an extension of the state he was
• Diplomatic passport representing.
• Official instructions
• Cipher or code of book for use in sending Modern view: The privileges and immunities are
secret communications for his government necessary to give the envoy the fullest freedom or
latitude in the exercise of his official functions
Ø Reception of envoy is not a mere ceremony.
a. Personal Inviolability
Ø Unless agrément is given to the appointment,
the diplomatic representative cannot claim
Envoy is regarded as sacrosanct and is entitled to
the privileges and immunities of the office until
special protection of his person, honor and liberty.
formally accepted

Diplomatic Functions
Ø Attack on any of these is deemed a
serious offense and must be redressed with
1. Representing the sending state in the the most severe penalties by the receiving
receiving state state
2. Protecting in the receiving state the Ø The person of a diplomatic agent shall be
interests of the sending state and its inviolable.
nationals o He shall not be liable to any form of
3. Negotiating with the government of the arrest or detention. The receiving
receiving state state shall treat him with due respect
4. Ascertaining by all lawful means and shall take all appropriate steps to
conditions and developments in the prevent any attack on his person,
receiving state and reporting theron to the freedom or dignity (The Diplomatic
government of the sending state Convention)
5. Promoting friendly relations between the Ø Exceptions:
sending and receiving states and • When he has caused the initial
developing their economic, cultural and aggression and provoked
scientific relations

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 30

retaliation or unduly exposed receiving state outside of his


himself to danger official functions.
• Local authorities may also lay Ø Immunity from jurisdiction may be waived
hands on him when he has expressly by the sending state, or under its
committed acts of violence and authority, by the head of the mission
it is necessary to place him in Ø Implied waiver: when person entitled to
preventive restraint the immunity commences proceedings in
Ø RA No. 75 punishes on the basis of the local state and thereby opens himself
reciprocity, “any person who assaults, to any counterclaim directly connected
strikes, wounds, imprisons, or in any other with the principal claim
manner offers violence to the person of an • Waiver in civil or administrative
ambassador or public minister, in violation proceedings shall not be held to
of the law of nations” imply waiver in respect of the
• Attack is confined to the person execution of judgment, for
of the envoy and not to his honor which separate waiver shall be
or reputation. necessary
Ø RA No. 75: Any writ or process sued out or
b. Immunity from Jurisdiction prosecuted by any person in any court of
the Republic of the Philippines, or by any
Diplomatic agent shall be immune from civil, judge or justice, whereby the person of
criminal, and administrative jurisdiction of the any ambassador or public minister of any
receiving state except in a few specified cases. foreign State, authorized and received as
such by the President, or any domestic or
Ø He still cannot violate the local laws with domestic servant of any such ambassador
impunity, he is expected to observe such or minister is arrested or imprisoned, or his
meticulously as befits a person of his rank goods or chattels are distrained, seized, or
and prestige attached, shall be deemed void, and
• If he does not, he may be every person by whom the same is
punished for his offense and it obtained or prosecuted, whether as party
can ask for his recall or as attorney, and every officer
Ø Immunity of envoy can escape the rigor of concerned in executing it, shall upon
local laws even if he commits the most conviction, be punished by imprisonment
serious offense in the receiving state for not more than three years and a fine of
Ø General Rule: A diplomatic agent shall not exceeding two hundred pesos in the
enjoy immunity from the criminal discretion of the court.
jurisdiction of the receiving state. He shall Ø WHO vs. Aquino, p. 151-153
also enjoy immunity from its civil and Ø The Holy See vs. Rosario p. 153- 154
administrative jurisdiction
Ø Exceptions: c. Inviolability of Diplomatic Premises
• a real action relating to private
The premises of the mission shall be inviolable. The
immovable property situated in
agents of the receiving state may not enter them
the territory of the receiving
except with the consent of the head of mission.
state, unless he holds it on behalf
of the sending state for the
Ø Receiving state has a special duty to take
purposes of the mission;
all appropriate steps to protect of the
• an action relating to succession
mission against any intrusion or damage
in which the diplomatic agent is
and to prevent any disturbance of the
involved as executor,
peace of the mission or impairment of its
administrator, heir or legatee as
dignity
a private person and not on
Ø Premises of mission, furnishings and other
behalf of the sending state;
property and means of transport of the
• An action relating to any mission shall be immune from search,
professional or commercial requisition, attachment or execution
activity exercised by the
diplomatic agent in the

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 31

Ø Franchise de l’hotel extends immunity from appropriate means, including diplomatic


the local law to diplomatic premises. It couriers and messages in code or cipher
includes: (Diplomatic Convention)
• Envoy’s offices, his residence Ø Such communications are inviolable and
and out-buildings, his means of diplomatic bag containing it “shall not be
transportation and the opened or detained”
compound where these are
found f. Exemption from Testimonial Duties
• May not be entered by
A diplomatic agent is not obliged to give evidence
the authorities without
as a witness. (Diplomatic Convention)
his permission
• Exception: Ø He is not prohibited from doing so and
• In cases of clear and may waive this privilege when authorized
urgent necessity to by his government.
take forcible measures
to arrest any person g. Exemption from Taxation
subject to their Ø Including taxes, custom duties, and other
jurisdiction dues
• Right of diplomatic Ø Exceptions:
asylum- The protection • when listed in the Diplomatic
granted by the state to Convention
a foreign citizen
• Social security requirements
against his own state.
under certain conditions
• It has not received
Ø Personal baggage is also free from
universal recognition
inspection except:
except when it is
• There are serious grounds for
extended for
presuming that it contains
humanitarian reasons,
articles not exempt from custom
as when fugitive
duties or not admissible into the
seeking sanctuary is in
receiving state
immediate danger of
his life or safety.
h. Other Privileges
Subject to its laws and regulations concerning zones
d. Inviolability of Archives
entry into which is prohibited or regulated for
The receiving state has no right to pry into the reasons of national security, the receiving state shall
official papers and records of a foreign diplomatic ensure to all members of the mission freedom of
mission. movement and travel in its territory
Ø They are also exempt from:
Ø “The archives and documents of the mission • All personal services,
shall be inviolable at any time and wherever • Public services,
they may be” (Diplomatic Convention)
• Military obligation such as
Ø Archives must remain sealed and may not be requisitioning, military
confiscated by local state in case of armed contributions and billeting
conflict Ø The mission and its head has the right to
use the flag and emblem of the sending
e. Inviolability of Communication state on the premises of the mission,
including the residence of the head of the
Reason: To properly discharge his official functions
mission, and on his means of transport

Ø The receiving state shall permit and protect


The Diplomatic Suite or Retinue
free communication on the part of the mission
for all official purposes. In communicating with Immunities and privileges are also available to head of
the government and other missions and mission’s family, members of diplomatic retinue, albeit
consulates of the sending state, whenever not in the same degree
situated, the mission may employ all

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 32

Ø The diplomatic retinue consists of: Ø Recall may be demanded by receiving state
• Diplomatic staff when the foreign diplomat becomes persona
non grata to it for any reason.
• Administrative staff
(See p. 159 for example)
• Technical staff
Ø Where demand is rejected by receiving state,
• Service staff
or when without making a request for recall,
Ø Administrative and technical staff enjoys the the receiving state may resort to the more
same rights as the diplomatic staff drastic method of dismissal, by which the
• Except: Immunity from civil and offending diplomat is simply asked to leave the
administrative jurisdiction shall not country.
extend to unofficial acts Ø Diplomatic relations terminate in the outbreak
Ø Private servants: if not nationals or permanent of war
residents of receiving state, enjoy only Ø Extinction of either state will also have the same
exemption from dues and taxes on their effect
income from mission and rights which are Ø Change of government:
granted by the receiving state o If peaceful: diplomatic relations are
not disturbed
Duration
o If effected by means of violence and
new government is not yet
It shall be enjoyed from the moment he enters the
recognized the by receiving state: it
territory of the receiving state on proceeding to take up
may be suspended
his post or, if already there, from the moment his
appointment is notified to the foreign ministry. • In either case, there is a necessity for
the agent to be provided with a new
Ø When functions have to come to an end, his letter of credence
privileges and immunities shall cease from the
moment he leaves the country or on expiry of CHAPTER 13: CONSULS
a reasonable time in which to do so, but shall
Consuls are state agents residing abroad for various
subsist until such time even in case of armed purposes but mainly in the interest of commerce and
conflict navigation
Ø With respect to acts performed in the exercise
of his official functions, immunity shall continue • They are not charged with the duty of
indefinitely as it is supposed to have attached representing their states in political matters
not to him personally but to the state he was • They are not accredited to the state they are
representing supposed to discharge their functions
Ø Rights are available not only in situ but also in • They do not enjoy all the traditional diplomatic
immunities and privileges
transitu
• But they are entitled to special
treatment under the law of nations
Termination of Diplomatic Mission
(See p. 161 for brief history)
It may come to an end by any of the usual methods of
Kinds and Grades
terminating official relations
1. Consules missi: Professional or career consuls
These are governed by municipal law. who are nationals of the appointing state and
are required to devote their full time to the
• Death discharge of their consular duties
• Resignation
2. Consules electi: May or may not be nationals
• Removal of the appointing state and perform their
• Abolition of office consular functions only in addition to their
regular callings
Under international law the more important modes are:
Ø Although consuls enjoy a certain measure of
international character, their grades or ranks
• Recall remain a matter of municipal concern.
• Dismissal Ø Classification of heads of consular posts:
• Consul-general
• Vice-consul
• Consular agent

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 33

• Look after the interests of fellow


Appointment nationals and extend them official
assistance whenever needed
Consul derive their authority from two principal sources:
• They may authenticate
documents
1. Commission issued by the sending state
• Solemnize marriages
2. Exequatur, the authority given to them by the
receiving state to exercise their duties therein. • Register births and deaths,
• Administer temporarily
Ø Consuls are public officers both of the estates of deceased
receiving and sending state, and are nationals within consular
governed by the laws of both district
Ø In case of diplomats, states may refuse to • Advise and adjust
receive consuls and to withhold the exequatur differences between fellow
from them without explanation nationals
Ø Consent given to establishment of diplomatic • Visit them when they are
relations implies consent to establishment of arrested or detained
consular relations, unless otherwise provided • Assist them in proceedings
Ø Severance of diplomatic relations shall not ipso
• Inquire into any incidents
facto severe consular relations and vice versa
which have occurred within
the consular district
Functions
affecting interests of
nationals
Functions of consuls may be divided into:
Immunities and Privileges
1. Commerce and Navigation
2. Duties respecting issuance of passports and International comity and conventions have invested
visas them with certain privileges and immunities which are
3. Duties of protection of nationals generally recognized and observed by civilized states.

Principal Duties: Ø Right to official communication and may


correspond with their home government or
• To promote the commercial interests of their other official bodies by any means, including
country in the receiving state cipher or code, without being subjected to
• To observe the commercial trends and censorship or unreasonable restraint
developments therein for report to their home • May be curtailed or restricted: when
government. exercised to the prejudice of the
receiving state
Additional Duties: Ø Right to inviolability of their archives, which
may not be examined or seized under any
• Navigation: circumstance
• visiting and inspecting vessels of their • They may not be compelled to
own states which may be in the produce testimony in official
consular district proceedings
• Exercising a measure of supervision • Exception: It does not extend to the
over such vessels consular premises themselves, where
legal processes may be served and
• Adjusting matters pertaining to their
arrests made without violation of
internal order and discipline
international law
• Visiting and inspecting foreign vessels
• Exception to the exception:
destined for port of the sending state
Only in the part where
• Passport and visas consular work is being
• Issue passports to nationals of the performed
sending state • Consular offices may be
• To visa passports expropriated for purposes of national
• To issue documents relating to entry defense or public utility (Mrs.
into and travel within the territory of Kasenkina Example p. 165)
the sending state Ø In criminal offenses: consuls are exempt from
• To vista invoices and certificates of the local jurisdiction for crimes committed in
origin of goods destined for the the discharge of their official functions
territory of the state • In other offenses: They are fully
• Protection of nationals subject to the local law and may be
arrested, prosecuted, and punished

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 34

• Not prosecuted for minor offenses CHAPTER 14: TREATIES


and when arrested, are given
adequate opportunity to secure their TREATY
release on bail at the earliest possible
≈ A formal agreement, usually but not
time necessarily in writing, which is entered into by
Ø Civil suits may be instituted against consults in states or entities possessing the treaty-making
their personal and private capacity capacity, for the purpose of regulating their
• Not in matters connected with their mutual relations under the law of nations.
official duties » in its generic sense, the term may embrace
• Walthier vs. Thomson p. 166 other compacts as conventions, declarations,
Ø Exempted from Taxation convenants, acts, concordats, etc although
• Including custom duties, service in the there are recognized variations in their extent
or purposes.
militia, and social security rules
≈ An executive agreement is not a treaty insofar
• Privileged to display their national as the concurrence thereto of the Senate is not
flag and insignia in the consulate required under our Constitution
even if these are not essential to the » However, from the viewpoint of international
proper discharge of official duties law, “treaties and executive agreements are
Ø Immunities and privileges are also available to: alike in that both constitute equally binding
• Members of the consular post obligations upon the nation.”
• Respective families
• Private staffs Functions of Treaties
Ø Waiver may be made by the sending state According to Schwarzenberger, treaties are supposed
Ø With respect to acts performed by the consul to perform four important functions
or consular officer or employee in the exercise 1. treaties enable parties to settle finally actual
of his functions, immunity from jurisdiction will and potential conflicts
subsist without limitation of time 2. they make it possible for the parties to modify
the rules of international customary law by
Termination of Consular Mission means of optional principles or standards
3. they may lead to a transformation of
Consul’s office may end in accordance with the usual unorganized international society into one
modes of terminating official relations: which may be organized on any chosen level
of social integration
4. they frequently provide the humus for the
• Removal
growth of international customary law
• Resignation
• Death Essential Requisites of a Valid Treaty
• Expiration of term To be valid, a treaty must:
• Extinguishment of either appointing or a) be entered into by parties with the treaty-making
receiving state capacity
• Exequatur withdrawn by the receiving state b) through their authorized representatives
• In the event of war c) without the attendance of duress, fraud, mistake, or
other vice of consent
• Consulate is closed and the archives are d) on any lawful subject-matter
sealed and left in the custody of the
e) in accordance with their their respective
caretaker (consul from a neutral state)
constitutional processes
• Consul from belligerent state is allowed to
depart for his own country as soon as Treaty-making capacity
possible and without unnecessary » All states have full treaty-making capacity
molestation unless limited by reason of their status or by
previous self-imposed inhibitions.
Severance of consular relations does not necessarily o Example: Proctetorate is restricted in
terminate diplomatic relations. control of its external affairs by the
protector-state
» But there are instances when even mere
colonies have been allowed to sign treaties or
join international conferences as full-fledged
members along with sovereign states.
» UN and its organs, and international bodies like
the WHO, may also enter into treaties

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 35

Authorized Representatives Treaty-making Process


» It is for municipal law to determine which organ
of the state shall be empowered to enter into negotiation
treaties in its behalf
» There is some conflict regarding the legal
effect of a treaty concluded by an organ of
the state without constitutional authority to signature
undertake this function.

ARGUMENT 1: A state is not bound by a treaty made in


its behalf by an organ or authority not competent under
ratification
the law to conclude the treaty; however, a state may be
responsible for an injury resulting to another state for
reasonable reliance by the latter upon a representation
that such organ or authority was competent to exchange of instruments
conclude the treaty [Harvard Research of International of ratification
Law]

ARGUMENT 2: The other party, if it is ignorant and registration and


reasonably ignorant of the defect, is entitled to assume publication under the UN
that the instrument is in order and to hold the former to Charter
the obligation of the latter [McNair]

Freedom of Consent Negotiation


» Fraud or mistake will invalidate a treaty as it » may be undertaken directly by the head of
would an ordinary contract state
» A treaty forced upon the person of the » nowadays, he assigns this task to his authorized
negotiator is null and void ab initio representatives
» BUT it is different if the pressure is applied not » these representatives are provided with
upon the negotiator but upon the state itself, credentials known as “full powers”, which they
as in the case of dictated treaty of peace exhibit to other negotiators
» With the outlawry of war, however, it is now » it is standard practive for parties to submit a
suggested that treaties of peace exacted from draft of the proposed treaty which, together
the vanquished beligerent should be regarded with the counter-proposals, becomes the basis
not as voluntary compacts entered into as the of subsequent negotiations
price of peace, but rather a sentence imposed
by the international community upon Signature
aggressors for crimes committed against ≈ means of authenticating the instrument and for
international law and the general peace the purpose of symbolizing the good faith of
the parties
Lawful Subject-Matter » does not indicate the final consent in cases
where ratification is required
EXAMPLE OF INVALID TREATY: Treaty of Tordesillas in 1494 » document is ordinarily signed in accordance
- because of the illegality of its subject-matter insofar as with alternat, that is, each of the several
it sought to divide between Spain and Portugal parts of negotiators is allowed to sign before they will
the Atlantic, Pacific and Indian Oceans bring them home to his own state

Compliance with Constitutional Processes Ratification


» the treaty making process is governed by ≈ formal act by which a state confirms and
international law except with respect to the accepts the provisions of a treaty concluded
method of ratification as required by municipal by its representatives
law of most states » most treaties are made subject to the scrutiny
» non-compliance with this requisite will prevent and consent of a department of the
enforcement of the treaty even if already government other than that which negotiated
signed by the authorized negotiators them
» in the absence of stipulation to the contrary, an
unratified treaty cannot be a source of
obligations between the parties

Question: What if the treaty is ratified in violation of the


constitution of the ratifying state?
Answer: Foreign governments should be held to a
knowledge if the constitutional prerequisites for
ratification in each country with which they are dealing;
and that a treaty which has been ratified without proper

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 36

observance of these requirements is ipso facto invalid, Observance of Treaties


whatever the proclamation of the head of state may
assert PACTA SUNT SERVANDA
≈ “agreements must be kept”
» At times, to avoid total rejection, the » performance in good faith of treaty obligations
ratification is qualified or made conditional » parties must comply with their commitments
(with reservations), in which event the same under a treaty and cannot ignore or modify its
must be accepted by the other party if these provisions without the consent of the other
would constitute a modification of the original signatories
agreement
Tanada v. Angara
FUN FACT! The power to ratify in the PH is vested not in • a treaty engagement is not a mere moral
the legislature but in the President. The role of Senate is obligation but creates a legally binding
simply to give or withhold consent to the ratification. obligation on the parties
• a state which has contracted valid
Exchange of the Instruments of Ratification international obligations is bound to make in its
» signifies the effectivity of the treaty unless a legislations such modifications as may be
different date has been agreed upon necessary to ensure the fuldillments of the
obligations undertaken
Registration and Publication under the UN Charter • the sovereignty of the state therefore cannot in
» under Art 103 of UN Charter, a treaty not fact and in reality be considered absolute.
registered with the Secretariat, by which it shall certain restrictions are in the picture:
be published, cannot be invoked before any a. limitations imposed by the very nature
organ of the UN, such as the ICC of membership in the family of
» nevertheless, it is not an essential requisite, does nations;
not cease to be binding between the parties b. limitations imposed by treaty
and may be the basis of litigation in other stipulations
tribunal
“pecularities of constitutional structure are without
Binding Effect of Treaties international significance to other states”
» when a treaty conflicts with the constitution of
General Rule: one of the parties, the former is nevertheless
» binding only on the contracting parties internationally binding although
» includes original signatories and other states unenforceable under municipal law
which, although they may not have » under these circumstances, the state called
participated in the negotiation of the upon to perform its obligations may ask for
agreement, have been allowed by its terms to revision of the treaty, amend its constitution to
sign it later by a process known as accession make it conform to the treaty requirement, or
pay damages to the other parties for its inability
Exceptions: [When third states are bound] to comply with its commitments
1) the treaty may be merely a formal expression
of customary international law REBUS SIC STANTIBUS
2) as provided in Art 2 of UN Charter that the “The ≈ “things standing thus”
Organization shall ensure that states which are » equivalent exception to the maxim pacta sunt
not Members of the United Nations act in servanda
accordance with these Principles so far as may
be necessary for the maintenance of When a fundamental change has occurred with regard
international peace and security.” AND under to a fact or situation existing at the time when the treaty
Art 103 of UN Charter that In the event of a was entered into, it may be invoked as a ground for
conflict between the obligations of the terminating or withdrawing from the treaty if:
Members of the United Nations under the 1) the existence of that fact or situation
present Charter and their obligations under constituted an essential basis of the consent of
any other international agreement, their the parties to the treaty
obligations under the present Charter shall 2) the effect of the change is to transform in an
prevail essential respect the character of the
3) the treaty itseld may expressly extend its obligations undertaken in the treaty
benefits to non-signatory
MOST FAVORED NATION CLAUSE limitations of rebus sic stantibus:
» where parties to apparently unrelated treaties 1) it applies only to treaties of indefinite duration
may also be linked 2) vital change must have been unforeseen or
» the contracting state entitled to most-favored- unforeseeable and should not have been
nation treatment from the other may claim the caused by the party invoking the doctrine
benefits extended by the latter to another 3) must be invoked w/in a reasonable time
state in a separate agreement

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 37

4) cannot operate retroactively upon the SUBJECT has a particular reference to nationals of
provisions of the treaty already executed prior monarchial regimes [British subject who may be a citizen
to the change of circumstances of UK or one of its colonies]

Treaty Interpretation Acquisition of Nationality


» to give effect to the intention of the parties
» usual canons of statutory constructions are BY BIRTH
employed in the interpretation: JUS SOLI JUS SANGUINIS
o specific provisions must be read in where he is born nationality of parents
light of the whole instrument BY NATURALIZATION
o words used should be given their a process by which a foreigner acquires, voluntarily
natural meaning unless a technical or by operation of law, the nationality of another
word is used state
o doubts should be resolved against DIRECT DERIVATIVE
imposition of obligations and in favor 1) individual 1) wife of the
of freedom and sovereignty proceedings naturalized
» resort may be made to extrinsic aids 2) special act of husband
legislature 2) minor children
Termination of Treaties 3) collective of naturalized
[VENILDE AWA] change of parent
1) vital change of circumstances under the nationality as a 3) alien woman
doctrine of rebus sinc stantibus result of cession upon marriage
2) expiration of the term, which may be fixed or or subjugation to a national
subject to a resolutory condition 4) adoption of
3) novation orphan minors
4) impossibility of performance as nationals of
5) loss of the subject-matter the state where
6) desistance of the parties, through express they are born
mutual consent; deseutude, or the exercise of
the right of denunciation (or withdrawal), when Multiple Nationality
allowed accomplishment of the purpose
» results from the concurrent application to him
7) extinction of one of the parties if the treaty is
of the municipal laws of the states claiming him
bipartite as their national
8) avoidance of the treaty
9) outbreak of war EXAMPLE: A child born in the US of Filipino parents would
10) accomplishment of the purpose
be a US citizen under the jus soli doctrine and at the
same time a PH citizen under the jus sanguinis doctrine
under the PH Constitution.
CHAPTER 15: NATIONALITY AND STATELESSNESS DOCTRINE OF INDELIBLE ALLEGIANCE
≈ an individual may be compelled to retain his
original nationality notwithstanding that he has
Introduction
already renounced or forfeited it under the
» Ordinarily, the individual can participate in
laws of a second stare whose nationality he
international relations only through the
has acquired
instrumentatility of the state to which he
» BY CONTRAST, a state may allow any of its
belongs. As when his government asserts a
nationals to remain as such even if he may
diplomatic claim on his behald for injuries he
have acquired anotjer nationality, as where he
may have suffered in foreign jurisdiction
is conferred an honorary citizenship by a
» this remedy is generally not available to him if
foreign government
he is a stateless for there would no entity with
international personality to intercede for him
Loss of Nationality
NATIONALITY is the tie that binds an individual to his state,
from which he can claim protection and whose laws he
is obliged to obey VOLUNTARY INVOLUNTARY

CITIZENSHIP has a more exclusive scope in that it applies


only to certain members of the state accorded more renunciation
privileges than the rest of the people who also owe it - express or forefeiture
implies
allegiance

[During the american regime, Filipinos and Americans request for


substituiton
are considered nationals of US but Filipinos are not release
granted citizenship]

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 38

» both cases of voluntary loss usually precede o in this situation, Spain shall apply the
the acquisition of new nationality principle of effective or active
» forfeiture - as a regult of some disqualification nationality, under which the dual
or prohibited act natiional shall be considered the
» substitution - of one nationality to another national exclusively of the state with
following a change of sovereignty or any act which he is mostly connected
conferring derivative naturalization
Statelessness
Conflict of Nationality Laws
Hague Convention of 1930 on the Conflict of Nationality STATELESSNESS
Laws: ≈ the condition or status of an individual who is
➔ Article 1. It is for each State to determine under born w/o any nationality or who loses his
its own law who are its nationals. This law shall nationaloty w/o retaining or acquiring another
be recognised by other States in so far as it is
consistent with international conventions, Example#1: a child born in a state where only the jus
international custom, and the principles of law sanguinis is recognized to parents whose state observes
generally recognised with regard to only the jus soli
nationality. Example#2: an individual renouncng his original
➔ Article 2. Any question as to whether a person nationality in order to be naturalized in another state is
possesses the nationality of a particular State subsequently denaturalized and is thereafter denied
shall be determined in accordance with the repatriation by his former country
law of the State. ➥ In case of naturalization, the wife and children
➔ Article 3. Subject to the provisions of the retain their existing nationality if they are also
present Convention, person having two or not naturalized
more nationalities may be regarded as its ➥ the wife will acquire her husband’s new
national by each of the States whose nationality, if permitted, only with her own
nationality he possesses. consent
➔ Article 4. A State may not afford diplomatic ➥ The adopted child’s existing nationality is also
protection to one of its national against a State not lost if he does not acquire the adopter’s
whose nationality such person also possesses. nationality
➔ Article 5. Within a third State, a person having
more than one nationality shall be treated as if In other cases, it is provided that children shall have the
he had only one. Without prejudice to the nationality of the state of their birth whenever their
application of its law in matters of personal parents are:
status and of any conventions in force, a third 1) unknown
State shall, of the nationalities which any such 2) stateless or of unknown nationality
person possesses, recognise exclusively in its 3) a father who is stateless or of unknown
territory either the nationality of the country in nationality and a mother who is a national of
which he is habitually and principally resident, the state where they are born
or the nationality of the country with which in
the circumstances he appears to be in fact Rights of stateless persons:
most closely connected. 1) right to religion and religious instruction
➔ Article 6. Without prejudice to the liberty of a 2) access to courts
State to accord wider rights to renounce its 3) elementary education
nationality, a person possessing two 4) public relief and assistance
nationalities acquired without any voluntary 5) rationing of products in short supply
act on his part may renounce one of them with 6) treatment no less favorable than that
the authorisation of the State whose nationality accorded to aliens
he desires to surrender. This authorisation may [Source: Covenant Relating to the Status of Stateless
not be refused in the case of a person who has Persons, 1954]
his habitual and principal resident abroad, if
the conditions laid down in the law of the State CHAPTER 16: TREATMENT OF ALIENS
whose nationality he desires to surrender are
satisfied.
† Every state has the right, as inherent in sovereignty and
EXAMPLE essential to its own security and existence, to determine
where a person possesses both PH and US nationality: in what cases and under what conditions foreigners may
ü his claim to PH nationality shall be decided on be admitted to its territory.
the basis alone of PH laws Limitation: Once it decides to accept them, its
ü if he claims American nationality, it shall be
competence as territorial sovereign is limited
decided on American law alone
û but if the issue of his real nationaloity is raised in by the requirement that they be treated justly,
a 3RD STATE, say Spain, the laws of Spain is in accordance with the law of nations.
inapplicable because he does not claim
Spanish nationaloty

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 39

9 If this duty is not observed, the alien § Deemed not satisfied if the laws of a state are
and his state would have a valid intrinsically unjust, as when there is a marked
cause for complaint. disproportion between the degree of an
offense and the penalty imposed for it
† The alien cannot as a rule claim a preferred position E.g. When a minor crime like petty theft is
vis-à-vis the national of the state where he is at best only punished with death
a guest. § If the state authorizes the summary decision of
r Thus, the foreigner may not enjoy the right to contentious cases without the observance of
vote, to run for public office, to exploit natural the usual rights to notice and hearing and
resources or to engage in certain businesses other generally accepted requirements of due
regarded as vital to the interests of the local process.
state.
ë Denial of such prerogatives is a û Where the laws of the state fall below the
sovereign act of the local estate to international standard of justice, it is no defense that
which the foreigner must be they are applicable not only to aliens but as well, and
prepared to submit. equally, to the nationals of that state.
o The relations of that state with its own nationals
† It is also an accepted principle that the state is NOT an are purely municipal; international law is
insurer of the life or property of the alien when he is within involved in its relations with the nationals of
its territory. other states.
ë Like all individuals exposed to the incidents of Ê Hence, while the national may not
social intercourse, he is expected to take the demand, say, the right of
customary precautions for the protection of his confrontation if this is not granted by
own rights and to avail himself of the usual the local law, the foreigner can.
remedies when these rights are violated. § This is the view more
generally favored as
THE DOCTRINE OF STATE RESPONSIBILITY against the so-called
Ü There are instances when the alien can claim a more doctrine of equality of
favored position than the national of the local state and, treatment.
in proper cases, hold the state liable for injuries
committed against him while within its territory. Such Test of International Standard of Justice
instances are governed by the doctrine of state ¨ Applied in the Chattain Case
responsibility. Summary of Chattain Case
• The US filed a claim on behalf of a national who
Under this doctrine, a state may be responsible for: was allegedly arrested, tried and sentenced
(a) An International delinquency illegally by the Mexican Government, and
(b) Directly or indirectly imputable to it subjected to inhuman treatment in jail.
(c) Which causes injury to the national of another • The arbitrators upheld the charges filed by the
state claimant.
• It was declared that: “Bringing the
G Liability will attach to the state where its treatment of proceedings of Mexican authorities to test of
the alien falls below the international standard of justice international standards…there can be no
where it remiss in according him the protection or redress doubt of their being highly insufficient. Inquiring
that is warranted by the circumstances. whether there is convincing evidence of these
unjust proceedings…the answer must be in the
Purpose: To assure the traveler that when his rights are affirmative. Since this is a case of alleged
violated in a foreign state, he will not be denied any responsibility of Mexico for injustice committed
remedy simply because he is not one of the nationals. by its judiciary, it is necessary to inquire whether
the treatment of Chattain duty, or to an
The International Standard of Justice insufficiency of government action
à a concept of controversial content that has defied recognizable by every unbiased man…; and
precise definition the answer here again can only be an
à the standard of the reasonable state, that is, as affirmative.”
referring to the ordinary norms of official conduct
observed in civilized jurisdictions. Failure of Protection or Redress
† Even if its laws conform to the international standard
When Deemed Below the Standard of justice, the state may still be held liable if it does not

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 40

make reasonable efforts to prevent injury to the alien or, constitution and laws of
having done so unsuccessfully, fails to repair such injury. the state.
Ê Furthermore, even if it did take reasonable
precautions, the state would still be held liable Exhaustion of Local Remedies
if it thereafter does not employ the necessary Even assuming the liability of the state for an
diligence to arrest and punish the malefactors international delinquency, its enforcement cannot be
or otherwise redress the wrong committed. claimed by the injured foreigner unless he first exhausts
all available local remedies for the protection or
³ The degree of diligence required must, of course, vary vindication of his rights.
with the circumstances of every case.
General Rule:
Noyes Case: • Corollary of the principle that the foreigner must
Republic of Panama was not held liable for injuries accept the institutions of the state as he finds them.
sustained by an American national from an unruly and Generally accepted view state must be given an
intoxicated crowd in a small village, it have been show opportunity to do justice in its own regular way and
that the local police force of three members was without unwarranted interference with its
reinforced when disorder was apprehended, that a sovereignty by other states.
policeman and the police chief himself tried actively to • As where there is a judicial remedy, it must be
protect Noyes when he was attacked, and that it was sought; only if it is sought in vain does diplomatic
not possible to pinpoint the culprits in view of the interposition become proper.
tumultuous nature of the incident.
Exception:
Youmans Case: This requirement may be dispensed with if:
Compensation was awarded to the US, where it was 1. No remedies to exhaust, as where there are laws
shown that the very troops sent to disperse a Mexican intrinsically defective or
mob joined it in killing a number of Americans. 2. there is laxity or arbitrariness in their enforcement,
or
Galvan Case 3. Where the courts are corrupt or
The reason for holding the United States liable for the 4. where there is no adequate machinery for the
killing of Mexican in Texas was the unreasonable delay administration of justice
in his prosecution , which dragged inconclusively for six 5. acts of state which are not subject to judicial
years. review

Janes Case: Resort to Diplomatic Protection


Mexico was ordered to pay damages to the United He may then avail himself of the assistance of his state,
States, where it appeared that eight years had already only if he has a state. Otherwise, he will have no party to
elapsed and the known murderer of an American represent him, and he by himself, being a mere
national had not yet been arrested and punished. individual, cannot institute his claim in his own name.

R Responsibility does not immediately attach to the In theory, any injury to an alien is a violation not of his
state upon a showing of failure to prevent or redress own personal right but of the right of his state to have its
an injury to aliens. nationals protected whenever they are in a foreign
country.
Distinction is made between direct and indirect state
responsibility:
If Stateless: then damnum absque injuria and cannot be
the subject of diplomatic protection.
Direct State Indirect State
Responsibility Responsibility
Where the international Where the offense is When it is nationality required to exist:
delinquency was committed by inferior Tie of nationality is required to exist from the time of injury
committed by superior government officials or, until the time the international claim is finally settled.
government officials or more so, by private Once this tie is broken, the claim itself is deemed
organs like the chief of individuals, the state will automatically debated.
state or the national be held liable only if, by
legislature, liability will reason of its indifference
attach immediately as in preventing or New Rule / Growing view in the international community:
their acts may not be punishing it, it can be • the individual as such should be allowed to institute
effectively prevented or considered to have an international claim against a foreign state for
reversed under the connived in effect in its violation of his own personal rights.
commission.

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 41

• United Nations may file a diplomatic claim on A typical Calvo clause follows:
behalf of its officials, as affirmed in the case of All persons who, as employees in the execution
Count Folke Bernadotte. considered as Mexicans in all matters within the Republic
• Under the European Convention on Human rights, of Mexico, concerning the execution of the work and
European commission on Human rights and also fulfillment of the contract … are consequently deprived
contracting states other than the state of the of any rights as aliens, and under no conditions shall the
injured individual may bring alleged infractions of intervention of foreign diplomatic agents be permitted,
the convention before the European court of in any matter related to this contract.
Human rights.
United States (North American Dredging Co.) v. Mexico
Enforcement of Claim Q: May an alien lawfully make such promise as such in
International claim for damages may be resolved the Calvo doctrine?
through:
1. negotiation, A: The Commission holds that he may, but at the same
2. good officers , time holds that he cannot deprive the government of his
3. arbitration and nation of its undoubted right of applying international
4. judicial settlement remedies to violations of international law committed to
5. Hostile and forcible measures his damage. Such government frequently has a larger
interest in maintaining the principles of international law
In the event that the responsibility of the state is that in recovering damage for one of its citizens in a
established or acknowledged, the duty to make a particular case, and manifestly such citizen cannot by
reparation will arise. contract tie in this respect the hands of his government.

Such repatriation may take the form of: Exclusion of aliens


1. restitution or The state may also avoid liability to aliens by refusing
2. if not possible, satisfaction, their admission.
3. compensation Š this is not regarded as sound policy because it
4. or all three of these together. would provoke retaliation in kind and ultimately
isolate its nationals from the rest of the
Settlement may consist of restoration or replacement of international community.
the object of the offense, a formal apology by the
delinquent state and payment of damages. The practice of most states now is to:
- regulate the immigration and stay of aliens.
Avoidance of State Responsibility - and provide for their deportation whenever
The doctrine of state responsibility is applied more warranted
frequently to tortuous rather than contractual liability - arrangements may also be made, in proper
because of the unwillingness of most states to act as cases, for the extradition of alien fugitives
“collection agencies” for their nationals.
Deportation – The removal of an alien out of the country,
N Nevertheless, to avoid the intervention of the simply because his presence is deemed inconsistent with
alien’s state in contracts of this nature, the local the public welfare, and without any punishment being
state sometimes incorporates therein what is imposed or contemplated, either under the laws of the
known as the ,Calvo clause. country out of which he is sent, or under those of the
country to which he is taken.
Calvo Clause- The alien waives or restricts his right to
appeal to his own state in connection with any claim Exclusion - The denial of entry to an alien.
arising from the contract and agrees to limit himself to
the remedies available under the laws of the local state. Harvey v. Santiago
Š may be enforced as a lawful condition to the - Every sovereign power has the inherent power to
contract exclude aliens from its territory upon such
Š may not be interpreted to deprived the alien’s grounds as it may deem proper for its self-
state of the right to protect or vindicate his interests preservation or public interest.
in case they are injured in another state as such - The power to deport aliens is an act of state.
waiver can legally be made by him but by his own - It is a police measure against undesirable aliens
state. whose continued presence in the country is
found to be injurious to the public good and the
domestic tranquility of the people.

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 42

extradited back to Austria where he was


Extradition - the surrender of a person by one state to convicted and hanged.
another state where he is wanted for prosecution or, if
already convicted, for punishment (4) Political and religious offenders are generally not
subject to extradition.
EXTRADITION DEPORTATION Š Offense of a political character – there must be two
Effected at the request Unilateral act of the local or more parties in the state, each seeking to
of the state of origin state impose the government of their own choice on the
based on offenses based on offenses other.
generally committed in generally committed in o Example: an admitted anarchist who fled
the state of origin. the state of origin. to England after bombing a Paris restaurant
Return of the fugitive to Undesirable alien may and a military barracks was held to be
the state of origin be deported to a state extraditable since he was considered not a
other than his own or the political offender but an enemy of all
state of origin. governments

Basis of Extradition. » Under the attentat clause, murder of the head of


Ê Required only if there is a treaty between the state or any member of his family is not to be
state of refuge and the state of origin. regarded as a political offense for purposes of
extradition.
Absence of such a treaty » Under the Genocide Convention – Crime of
Ê the local state has every right to grant asylum to genocide, which may consist of any of the
the fugitive and to refuse to deliver him back to following acts, committed with intent to destroy, in
the latter state even if he is its national. whole or in part, a national, ethnical, racial or
religious group as such:
Notwithstanding this right, 1. Killing members of the group.
Ê The surrender requested is still effected by the 2. Causing serious bodily or mental harm to
state of asylum, it is not because of a members of the group.
demandable duty on its part but in pursuance of 3. Deliberately inflicting on the group
policy or as a gesture of comity. conditions of life calculated to bring about
its physical destruction in whole or in part.
Fundamental Principles of Extradition 4. Imposing measures intended to prevent
1) Extradition is based on the consent of the state births within the group.
asylum as expressed in a treaty or manifested as an 5. Forcibly transferring children of the group to
act of goodwill. another group.
2) Under the principle of specialty, a fugitive who is
extradited may be tried only for the crime specified » Universal Declaration of Human Rights - Everyone
requested for extradition and included in the list of has the right to seek and enjoy in other countries
offenses in the extradition treaty. asylum from persecution.
Š When charged with any other offense, the State » This right may not be invoked in the case of
of Refuge – has a right to object; prosecution genuinely arising from non-political
Š nevertheless, the prosecution will be allowed if crimes or from acts contrary to the purposes and
the extraditing state agrees or does not principles of the United Nations.
complain.
3) Any person may be extradited, whether he be a (5) Absence of special agreement – The offense must
national of the requesting state, of the state of have been committed within the territory or against the
refuge or of another state. interests of the demanding state.
Example: Extradition of one Nillins to Germany by
The practice of many states now, however, is not Great Britain upon a showing that he had sent from
to extradite their own nationals but to punish them England forged bills of exchange to a Berlin
under their own laws in accordance with the Company as payment for goods he has ordered and
nationality principle of criminal jurisdiction subsequently received. Although he as in England all
the time, it was held that he had obtained the goods
Case of Tourville under false pretenses in Germany and was,
British subject who, after murdering his wife in the therefore, subject to its laws.
Tyrol, escaped to his home in England but was

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 43

(6) Rule of double criminality - Act for which the CHAPTER 17: SETTLEMENT OF INTERNATIONAL DISPUTES
extradition is sought must be punishable in both the
requesting and requested states. International Dispute – an actual disagreement
between states regarding the conduct to be taken by
one of them for the protection or vindication of the
Procedure of Extradition
interests of the other

If surrender of a fugitive is sought a request for his extradition is Situation – where the disagreement has not yet ripened
presented through diplomatic channels to the state of refuge.
into a full-blown conflict or the issues have not yet been
(accompanied by the necessary papers relative to the identity of sufficiently formulated and defined
the wanted person and the crime he is alleged to have
committed or of which he has already been convicted)
» A situation is the initial stage of dispute.

An issue is:
a) Legal – if it involves justiciable rights based on
law or fact susceptible of adjudication by a
judicial or arbitral tribunal
- Example: conflict on the interpretation of
Upon receipt of this request - State of refuge will conduct a a treaty or the ascertainment of the
judicial investigation to ascertain if the crime is covered by the
boundaries of the adjacent states
extradition treaty and if there is a prima facie case against a
fugitive according to its own laws. b) Political – if it cannot be decided by legal
processes on the basis of the substantive rules
of international law because the differences of
the parties spring from animosities in their
mutual attitudes rather than from an
antagonism of legal rights.
- Example: if one state, in the exercise of its
sovereign rights, enacts immigration laws
A warrant of surrender will be drawn and the fugitive will be discriminating against the nationals of
delivered to the state of origin.
another state over the latter’s protests.
- SOLUTION: not in court but through
There have been instances when nationals of the state diplomacy.
seeking the fugitive have abducted him in the state of
Methods of Settling Disputes
refuge.
Disputes are required to be settled, one of the basic
Example: in the case of Adolf Eichmann, who was principles of the United Nations, “by peaceful means in
kidnaped in Argentina by Israeli agents and taken to such manner that international peace and security, and
Israel, where he was subsequently executed of justice, are not endangered.”
murder of six million Jews in World War II.
Such acts are not allowed under international law as International law has not yet been able to provide an
adequate machinery for the peaceful settlement of
they constitute a violation of the territorial integrity of the
disagreements among states by compulsory process
state of refuge. binding on the contending parties.

If the Abduction or arrest of the wanted individual had The closest approach in the international society to an
been effected by or with the help of the nationals of the adequate machinery for peaceful settlement of
state of refuge itself as in the famous Savarkar Case: disagreements is:
– A prisoner en route to India escaped in a French port 1. International Court of Justice, but its jurisdiction is
not general or obligatory; indeed, its competence
but was apprehended by a local policeman and
to act is dependent on the consent of the parties
delivered back to the British authorities. When France involved.
later demanded the prisoner's return on the ground that 2. Security Council, whose powers are also markedly
a formal request for his extradition should have been limited,
made, it was held that Great Britain was under no except where international peace and security
obligation to comply. are endangered.
Ê In this case, intervention may be forcibly
imposed by it motu proprio, even then its
Secretary of Justice v. Lantion
effectiveness may be hampered by
The Supreme Court originally sustained the demand of disunity among the Big Five, each of
Mark Jimenez to be informed of the charges against him which has the power of veto.
in the U.S request for his extradition. On motion for
Reconsideration, however, the decision was reversed, 3. General Assembly, large and politics-oriented
also by an 8-6 vote, on the ground that such charges membership generally prevents an objective and
dispassionate solution to an international conflict.
were still being evaluated and no complaint for
extradition had as yet been filed in court.

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 44

Where the issues dividing them become irreconcilable, Š More active involvement than good offices
they may find it necessary to resort to the ultimate 5. Conciliation calls for the active participation of a
solution in the illogical arbitrament of war. third party in the attempt of the disputants to
settle their conflict,
Amicable Methods Š recommendations made by it are likewise
Amicable methods of settling disputes are: negotiation, not binding.
inquiry, good offices, mediation, conciliation, arbitration, Š Unlike in mediation, the services of the
judicial settlement, resort to regional and international conciliator are not offered by the third
organizations. party but solicited by the parties in dispute.
6. Arbitration the solution of a dispute by an
Except for negotiation, they all involve the participation impartial third party, usually a tribunal created by
of a third party, such as a state or a prestigious statesman the parties themselves under a charter known as
or jurist. May also be availed of by the parties the compromis, which will provide for, among
independently of the United Nations, upon its others, the composition of the body and the
recommendation or direction or with active manner of the selection of its members, its rules
participation. of proceedings and sometimes even the law to
be applied by it, and the issues of fact or law to
1. Negotiation - is the discussion undertaken by the be resolved.
parties themselves of their respective claims and Š Proceedings are essentially judicial and the
counterclaims with a view to their just and orderly award ism by previous agreement, binding
adjustment. on the parties to the dispute.
Š Where the talks prosper and agreement is
reached, it is usually formalized in a treaty This method is similar to judicial settlement, where the
or, more directly, effected through the disputes submitted for adjudication are legal rather than
rectification of the injury caused to the political:
claimant state.
2. Inquiry is an investigation of the points in Judicial Settlement Arbitration
question, on the theory that their elucidation will pre-existing and an ad hoc body created
contribute to the solution of the differences permanent body and filled by the parties
between the parties. to the dispute themselves
Š Their clarification by an impartial and Jurisdiction is usually Voluntary
conscientious body can limit if not entirely compulsory
remove the areas of disagreement. Law applied by the May be limited by them
Š Findings of the party making the inquiry are tribunal is usually in arbitration
not conclusive upon the disputing states compulsory proceedings
but they nevertheless may exert a strong
moral influence in the settlement of the
Judicial settlement of international disputes now
conflict.
entrusted to the International Court of Justice.
Š Example: Dogger Bank Case, Russian
Š The jurisdiction of the Court is not compulsory but
vessels fired in a fog on the English fishing dependent on the agreement of the parties to
fleet off Dogger Bank during the Russo- submit to and be bound by tis decisions.
Japanese War and caused the death of Š Consent may be manifested in a treaty
two fishermen, injuries to others and containing what is called the:
considerable destruction to property. Due
1. “compromissary clause,” empowers the
to the approach of Japanese torpedo
Court to settle disputes arising from the
boats, and a commission of inquiry was
interpretation or the application of such
created to verify this claim. No torpedo
treaty, or
boats. Russia agreed to pay £65,000 to 2. “optional jurisdiction clause” in Art.36 of the
Great Britain. Statute which provides that:
3. Good offices method by which a third party
attempts to bring the disputing states together in
(1) The States parties to the present statute may
order to enable them to discuss the issues in
at any time, declare that they recognize as
contention and arrive at an agreement.
compulsory ipso facto and without special
Š Usually employed when the parties are no
agreement, in relation to any other state
longer on speaking terms, severed
accepting the same obligation, the jurisdiction
diplomatic relations or actually of the Court in all legal disputes concerning:
commenced hostilities. A. Interpretation of a treaty
4. Mediation, means of which the third party does B. Any question of international law
not merely provide the opportunity for the
C. Existence of any fact which, if
antagonists to negotiate but also actively
established, would constitute a breach of
participates in their discussion in order to
international obligation;
reconcile their conflicting claims and appease
D. Nature or extent of the reparation to be
their feelings of resentment. made for the breach of an international
Š Suggestions of the mediator are merely obligation.
persuasive, may be rejected without
offense by the parties to the dispute.

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HN Notes Public International Law – Atty. Alcantara 45

(2) Declarations may be made unconditionally or 2. Reprisals, “are an act of self-help on the part of
on condition of reciprocity on the part of several or the injured state, responding after an unsatisfied
certain states, or for a certain time. demand to an act contrary to international law
on the part of the offending state.
If any party to a case fails to perform the obligations Ê They have the effect of suspending
incumbent upon it under a judgment rendered by the momentarily in the relations of the two
Court, other party may have recourse to the Security states the observance of this or that rule of
Council which may, international law.
1. if it deems necessary, make recommendations Ê Limited by the experience of humanity and
or the rules of good faith.
2. decide upon measures to give effect to the Ê Would be Illegal if a previous act contrary
judgment to international law had not furnished the
3. this does not preclude the employment of reason for them. They aim to impose on the
other means directly by the other party such offending state reparation for the offense
as: or the return to legality in avoidance of new
a) Announcement of fact of the fact of offenses.”
noncompliance
b) Appeal to world opinion to persuade the Naulilaa Incident Arbitration, during World War I
losing litigant to abide by the decision. a party of German officials and officers crossed
into the neutral Portuguese colony of Angola to
Action by regional organizations - may resorted to by the discuss the purchase of food supplies from the
parties on their own volition or taken by the body itself at Portuguese. The Germans attacked and
its own instance if allowed by agreement of the destroyed certain forts and posts in Angola.
members. Purely fortuitous, being the result of
misunderstanding and “of a certain impudence”
One of the declared objectives of Association of the on the part of the German officials. Adding that
South East Asian Nations (ASEAN), is “to promote peace “there has been evident disproportion between
and stability through abiding respect for justice and the the incident of Naulilaa and the six acts of
rule of law in the relationship among countries of the reprisals which followed. The tribunal concluded
region and adherence to the principles of the United that the reprisals were unlawful, in view of the
Nations Charter.” lack of sufficient occasion, of previous demand
and of admissible proportion between the
Hostile Methods alleged offense and the reprisals taken.
Where the pacific methods of settling disputes are
unsuccessful, states sometimes find it expedient to resort More common forms of reprisals:
to hostile methods. • display of force – U.S. Mediterranean Fleet
proceeded to and deployed along the coasts
These methods are not only unfriendly but may even of Turkey in 1903 pending compliance with the
involve illegal and coercive acts and are usually
demand for the return of an American national
imposed upon weak countries by strong powers.
kidnaped by a Turkish bandit
Regarded as a mild alternative compared to war, in the • occupation of territory – Italy seized the Greek
sense that they may avoid the necessity of creating a island of Corfu in 1923 for the murder of certain
more serious state of hostilities which might not be Italian officers in Greece
justified by the nature of the dispute. These are: • embargo – detention by the state seeking
retorsions, reprisals and intervention. redress of the vessels of the offending state or
its nationals, whether such vessels are found in
1. Retorsion is any action taken in “retaliation where
the acts complained of do not constitute a legal the territory of the former or on the high seas
ground of offense but are rather in the nature of • pacific blockade – vessels of the offending
unfriendly acts but indirectly hurtful to other state are prevented from entering or leaving its
states.” ports by the ships of the state seeking redress,
Ê The act of retaliation is unfriendly but not as was done by the Great Powers against
illegal and may be in kind or of a different Greece in 1886
nature than the act that provoked it.
Ê Example: Severance of diplomatic or
The United Nations
consular relations, suspension of
United Nations may be asked or may decide on its own
commercial intercourse, boycott,
authority to take a hand in its settlement.
stoppage of travel to the other state,
denunciation of treaties, imposition of
§ This task is addressed principally to the Security
higher tariffs and other trade barriers,
Council but may, when the occasion requires,
currency restrictions, denial of loans and
be taken over by the General Assembly under
withdrawal of privileges previously enjoyed,
conditions.
recognition of a rival government, and
adverse propaganda.

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HN Notes Public International Law – Atty. Alcantara 46

Security Council shall have jurisdiction to Military Staff Committee – consists of the chiefs of
intervene in: staff of the permanent members of the Security
a) all disputes affecting international peace and Council or their representatives.
security Š It is supposed to advise and assist the Security
b) all disputes which, although coming under the Council on all questions relating to its military
requirements for the maintenance of
“domestic jurisdiction clause,” have been
international peace and security, the
submitted to it by the parties for settlement. employment and command of forces
(1) Security Council itself, on its own motion. placed at its disposal, the regulation of
(2) General Assembly armaments, and possible disarmaments.
(3) Secretary-General Š It shall also be responsible under the Security
(4) Any Member of the United Nations Council for the strategic direction of any
(5) Any party to the dispute, provided that in armed forces placed at the disposal of the
the case of non-Members of the United said Council.
Nations, Š Some conflicts where the Security Council
they should accept in advance, for the has intervened:
purposes of the dispute, the obligations of o Palestine and Israel
pacific settlement under the Charter. o India and Pakistan
o Indonesia and the Netherlands
The Charter of the United Nations provides that the o North and South Korea
Security Council shall when it deems it necessary, call on o Congolese Republic and the
the parties to settle the dispute by any peaceful means Katangans
in their own choice. o Britain, France and Israel against Egypt
Ê Unable to: Security Council may recommend on the Suez Canal in 1956
appropriate measures or methods of War between the Jews and the Arabs
adjustment, taking into consideration: There is always the possibility that failure of unity among
(a) any amicable measures already the Big Five will render the Security Council impotent in
adopted by the parties the solution of international disputes.
(b) legal disputes should as a rule be
referred to the International Court of Š Recognizing this, the General Assembly
Justice adopted the “Uniting for Peace Resolution,”
Ê Unavailing – Security Council may recommend which provides that “if the Security Council,
such actual terms of settlement as it may because of lack of unanimity of the permanent
consider appropriate. members, fails to exercise its primary
o This last step is nature of a compulsory responsibility for the maintenance of peace
settlement of the dispute which the and security in any case where there appears
parties are under obligation to abide to be threat to the peace, breach of peace,
by in the interest of international or act of aggression, the General Assembly
peace and security. shall consider the matter immediately with a
Ê Rejected by any of the parties: Security Council view to making recommendations to the
is empowered to take more drastic steps, to members for collective measures, including in
wit: the case of breach of the peace of act of
(1) Preventive action - it may adopt such aggression, the use of armed forces when
measures not involving the use of necessary, to maintain or restore international
armed force, peace and security.“
Examples: complete or partial Š If not in session: General Assembly may meet in
interruption of economic relations – rail, emergency special session within twenty-four
sea air, postal, telegraphic, radio and hours of the request therefor either by any nine
other means of communication, and members of the Security Council or by a
severance of diplomatic relations. majority of the members of the United Nations.
(2) Enforcement action - take such action Š Conformably, the General Assembly provided
by air, sea or land forces as may be for the establishment of an international
necessary to maintain or restore “police force under the United Nations
international peace and security. command to supervise the area involved in the
Suez Canal crisis
» To enable the United Nations to take urgent military The force is limited in its operations to the extent that
measures, members shall hold immediately consent of the parties concerned is required under
available national air-force contingents for generally recognized international law.
combined international enforcement action.
» The strength and degree of readiness of these Example:
contingents and plans for their combined action Invasion of Iraq by the combined forces of the United
shall be determined, within the limits laid down in States, Britain and Australia provoked world-wide
the special agreement or agreements referred to protests led by France, Russia and China, all members of
in Article 34, by the Security Council with the the Big Five.
assistance of the Military Staff Committee.

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HN Notes Public International Law – Atty. Alcantara 47

Without authorization from the Security Council which 4. The Geneva Convention of 1925 concerning
wanted to give the UN inspection team more time the use of asphyxiating, poisonous and other
Iraqi government was concealing. gases of bacteriological methods of warfare.
Unable to get UN permission, the United States 5. The Geneva Convention of 1929, concerning
nevertheless began bombarding Iraq, invoking an the treatment of the sick and wounded and of
earlier inconclusive resolution of the Security Council prisoners of war.
adopted after the terrorist attacks in his country. 6. The Declaration of London of 1936 concerning
the use of submarine against merchant vessels.
7. The Geneva Convention of 1949 concerning
the amelioration of the sick and wounded on
CHAPTER 18: WAR
land, etc.
8. The Nuclear Nonproliferation Treaty.
War
a. As a specific action – an armed contention These agreements are enforced through: (PRP)
between the public forces of states or other 1. Protest lodged by one belligerent, usually
belligerent communities, implying the accompanied or followed by an appeal to
employment of VIOLENCE among the parties world opinion against unlawful acts of warfare
as a means of enforcing their respective committed by the other belligerent.
demands upon each other. 2. Reparation for damaged caused by the
b. As a specific status – exists even without the use
defeated belligerents.
of force, as when one state formally refuses to 3. Punishment of war criminals.
be governed by the laws of peace in its
relations with another state even if actual COMMENCEMENT OF WAR
hostilities have not taken place between them. Hague Convention of 1907: Hostilities must not
commence without a previous and explicit warning, in
NOTE: The employment of force by one state against the form of either a:
another does NOT necessarily result in war (e.g. reprisals
a. Reasoned declaration of war; or
like a pacific blockade). b. An ultimatum with conditional declaration.

According to Kelsen, the fact war must be ascertained


by the competent authorities. EFFECTS OF OUTBREAK OF WAR
1. The laws of peace cease to regulate the
OUTLAWRY OF WAR relations of the belligerents and are
War was originally accepted as a legitimate means of superseded by the laws of war.
compulsion provided it was a reaction to an
2. Diplomatic and consular relations between he
international delict; it was a just war or bellum justum. belligerents are terminated and their
• Just War Theory (Bellum Justum) – deals with respective representatives are allowed to
the justification of how and why are wars return to their own countries.
fought. It is war believed to have been 3. Treaties of a political nature are automatically
commenced based on morally justifiable, and cancelled; but those precisely intended to
therefore, in some views, legal grounds. operate during war are activated. Multipartite
treaties dealing with technical or
By contrast, the UN is categorically committed to the
administrative matters are merely suspended.
outlawry of war. Its preamble states the organization is 4. Individuals are impressed with enemy
“determined to save succeeding generations from the character:
scourge of war which twice in our lifetime has brought a. Under the nationality test, if they are
untold sorrow to mankind.” nationals of the other belligerent,
wherever they may be.
Two instances where the use of force is allowed: b. Under the domiciliary test, if they are
1. In the exercise of the inherent right of self-
domiciled aliens in the territory of the other
defense under conditions prescribed in Article belligerent, on the assumption that they
51. contribution to its economic resources.
2. In pursuance of the so-called enforcement c. Under the activities test, if, being
action that may be decreed by the Security foreigners, they nevertheless participate in
Council under Article 42. the hostilities in favor of the other
belligerent.
LAWS OF WAR 5. Enemy public property found in the territory of
1. The Declaration of Paris of 1856 concerning
the other belligerents at the outbreak of
warfare at sea. hostilities is, with certain exceptions, subject to
2. The Hague Conventions of 1899, concerning confiscation.
the use of expanding bullets and asphyxiating • On the other hand. Enemy private
gases. property may be sequestered, subject to
3. The Hague Conventions of 1907 concerning return, reimbursement or other disposition
the opening of hostilities, etc. after the war in accordance with the
treaty of peace.

Source: International Law (2003 Edition) by Justice Isagani A. Cruz


HN Notes Public International Law – Atty. Alcantara 48

COMBATANTS AND NON-COMBATANTS


Theatre of War Region of War
Combatants Non-combatants The pace where The greater area where
Those who engage Those who do not; those hostilities are actually the belligerents may
directly in the hostilities; who should not be conducted. lawfully engage each
those who may lawfully subjected to attack as other.
wage war and are thus thy are not supposed to
subject to direct attack participate in the actual BELLIGERENT OCCUPATION
from the enemy. fighting. This is one of the incidents of war wherein the belligerent
exercises authority over the hostile territory until its forces
Combatants: voluntarily withdraw or are expelled by the enemy.
1. Members of the armed forces – army, navy, air • This occupations is LIMITED only to the area
force where such authority has been established and
2. Irregular forces – francs tireurs or the guerillas, can be effectively exercised.
provided that: • Belligerent occupation DOES NOT result in
a. They are commanded by a person transfer or suspension of the sovereignty of the
responsible for his subordinates; legitimate government although it may at the
b. They wear a fixed distinctive sign moment be unable to exercise it.
recognizable at a distance; • In the administration of the occupied territory,
c. They carry arms openly; and the belligerent is required to restore and ensure
d. They conduct their operations in public order and safety while respecting, unless
accordance with the laws and absolutely prevented, the laws in force of the
customs of war. country.
3. Levee en Masse (Mass levy). Inhabitants of • The belligerent occupant MAY promulgate
unoccupied territory who, on the approach of new laws, non-political and political, provided
the enemy, spontaneously take arms to resist they do not contravene the generally
the invading troops without having had time to accepted principles of international law.
organize themselves, provided only that they • The political laws are automatically abrogated
carry arms openly and observe the laws and upon the end of the occupation but the non-
customs of war. political laws may continue even after unless
4. The officers and crew of merchant vessels who expressly repealed of modified by the
forcibly resist attack. legitimate government.
• It is permitted for the belligerent occupant to
NOTES: introduce military currency, provided the
• When captured, combatants are entitled to purpose is not to debase the country’s
treatment as prisoners of war. economy.
• Non-combatants do NOT enjoy the identical • Private property cannot be confiscated, but
rights when captured but nevertheless those susceptible of military use may be seized,
protected from inhumane treatment. subject to restoration of compensation when
peace is made.
CONDUCT OF HOSTILITIES • Finally, the occupying state shall be regarded
Three basic principles underlying the rules of warfare: only as administrator and usufructuary of
1. Military Necessity – belligerent, subject to the public buildings, real estate, forests, agricultural
other two principles, employ any amount and estates belonging to the hostile state and
kind of force to compel the compete situated in the occupied territory.
submission of the enemy with the lease possible
lost of lives, time and money. This method POSTLIMINIUM
includes other measures as sieges, According to Vattel it is “that in which persons or things
bombardments, blockades and devastation of taken by the enemy are restored to the former stat on
property. coming actually into power of the nation to which they
2. Humanity – prohibits the use of any measure being.”
that is not absolutely necessary for the • It also imports the reinstatement of the authority
purposes of the war, such as poisoning of wells of the displaced government once control of
and weapons, the destruction of art and the enemy is lost over the territory affected.
property devoted to religious or humanitarian
purposes, etc. NON-HOSTILE INTERCOURSE
3. Chivalry – the basis of such rules as those that Even in the time of war, there are certain relations
require the belligerents to give proper warning between the belligerents which are not strictly hostile.
before launching a bombardment or prohibit 1. Flag of trice – a white flag carried by an
the use of perfidy in the conduct of hostilities. individual authorized by one belligerent to
enter into communications with the other. The
KINDS OF HOSTILITIES bearer (parlementaire) is entitled to inviolability
1. Aerial Warfare as long as he does not take advantage of his
2. Naval Warfare privileged position to commit an act of
3. Land Warfare treachery.

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HN Notes Public International Law – Atty. Alcantara 49

2. Cartels – agreements to regulate intercourse 3. By the defeat of one of the belligerents


during war on such matters as postal and followed by a dictated treaty of peace or
telegraphic communication, the reception of annexation of the conquered country –
lags of truce, and the exchange of prisoners. surrender conditionally, or unconditionally.
3. Passport – a written permission given by the
belligerent government or its authorized agent NOTE: War is supposed to end with the re-establishment
to the subjects of the enemy state to travel of peace but the precise date is NOT easily fixed in view
generally in belligerent territory. of the different methods of terminating the state
4. Safe-conduct – pass given to an enemy hostilities.
subject or to an enemy vessel allowing • In the interest at least of the neutrals, it is
passage between defined points. certainly desirable that a FORMAL
5. Safeguard – a protection granted by a PROCLAMATION or TREATY OF PEACE indicate
commanding officer either to enemy persons the exact date of the termination of the war.
or property within his command.
6. License of to trade – permission given by the AFTERMATH OF WAR
competent authority to individuals to carry on One of the inevitable consequence of war is the implied
trade even though there is a state of war. This judgment, right or wrong, that the vanquished
may be general and special. belligerent is the guilty part I the dispute that caused the
hositlities.
SUSPENSION OF HOSTILITIES
I. Suspension of Arms – temporary cessation of CHAPTER 19: NEUTRALITY
the hostilities by agreement of the local
commanders for such purposes as the
Neutrality
gathering of the wounded and the burial of the
A state is said to be neutral if it does NOT take part,
dead.
directly or indirectly, in a war between other states.
II. Armstice – suspension of all hostilities within a
certain area (local) or in the entire region of the
However, the compulsions of present-day international
war (general) agreed upon by the belligerent
politics make it difficult for nations to maintain a strictly
governments, usually for the purpose of
impartial attitude on the face of conflicts that, although
arranging the terms of the peace.
they may not be actually parties thereto, will
unavoidably affect their own future and security.
Suspension of Arms Armstice
• The UN Charter obligates member-states to
Purpose is military. Purpose is political. participate in enforcement action in cases of
May be concluded only May be agreed upon by threat to or actual breach of the peace of the
the commanders-in- the local commanders. world.
chief of the agreed
belligerent NEUTRALITY NEUTRALIZATION
governments.
Dependent solely on It is the result of a treaty
Usually in writing. May be oral. the attitude of the wherein the duration
neutral state, which is and the other
III.Cease-fire – an unconditional stoppage of free to join any of the conditions of the
hostilities by order of an international body like belligerents any time it neutralization are
the UN. sees fit. agreed upon by the
IV. Truce – generally regarded as cease-fire with neutralized state and
conditions. other powers.
V. Capitualtion – surrender of military forces, Governed by the This agreement governs
places, or districts in accordance with the rules general law of nations. the conduct of
of military honor. signatories.
Obtains only during war. Intended to operate I
TERMINATION OF WAR
time of peace as well as
1. Simple cessation of hostilities – wherein in time of war.
property or territory in the possession of the
Only states may be Portions of states like
respective belligerents upon the termination of
neutral. islands, rivers and canals
the war is retained by them in accordance with
may be neutralized.
the principle of uti possidetis.
• Uti possidetis – as you possess under law;
LAWS OF NEUTRALITY
territory and other property remains with
1. Declaration of Paris of 1856
its possessor at the end of a conflict,
2. Hague Conventions of 1907
unless otherwise provided for by treaty.
3. The ungratified Declaration of London in 1909.
• VS. Status quo ante – complete
These rules define:
restoration to their former owners of
a. The relations of the belligerent states with the
property or territory that may have
neutral state; and
change hands during the hostilities, with
b. The relations of the belligerent states with the
the exception only of price and booty.
nationals of the neutral state.
2. Conclusion of a negotiated treaty of peace; or

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HN Notes Public International Law – Atty. Alcantara 50

RELATIONS OF BELLIGERENY STATES AND NEUTRAL STATES and armed in its territory for use by any of the
A neutral state has the right and duty: belligerents.
a. To abstain from taking part in the hostilities and
from giving assistance for either belligerent; RELATIONS OF BELLIGERENT STATES WITH NATIONALS OF A
b. To prevent its territory and other resources from NEUTRAL STATE
being used in the conduct of hostilities by the It is common practice for neutral states to enact
belligerents; and to legislation designed to avoid their involvement in foreign
c. To acquiesce in certain restriction and was as a result of the acts of their nationals.
limitations that the belligerents may find • However, neutral states are free to allow their
necessary to impose, especially in connection nationals to deal, in their PRIVATE CAPACITY,
with international commerce. with any of the belligerents.
• International law considered the relationship as
The belligerents are bound: strictly between the individual and the
1. To respect the status of the neutral state – belligerent states and whatever hardships may
avoiding any act that will directly or indirectly be suffered by its nationals as a result thereof
involve it in their conflict; and must, as a rule, be acquiesced by the neutral
2. To submit any lawful measure it may take to state.
maintain or protect its neutrality.
VISIT AND SEARCH
USE OF NEUTRAL TERRITORIES Belligerent warships and aircraft have the right to visit
War activities by or on behalf of any of the belligerents and search neutral merchant vessels on the high seas for
may not be undertaken in the territory of the neutral the purpose of determining whether they are in any way
state without infringement of its neutrality. connected with the hostilities.
• This entails the prohibition of movements of the • The vessels may be captured as prize if:
troops, transport of war supplies, etc. in the a. They are engaged in hostile activities;
territory of the neutral state. Said acts should be b. If they resist visit and search; or
resisted by the neutral state, with armed force c. If there is reasonable suspicion that they
if necessary and such resistance is not to be are liable to confiscation.
regarded as a hostile act. • The cargo of the vessels may also be captured
• NEVERTHELESS, the use of neutral territory is not under certain conditions – such as when they
completely barred to the belligerents. (e.g. are contraband.
passage of sick and wounded troops provided • Prize is NOT confiscated summarily but must be
personnel and materials of war are not also brought to a prize court for adjudication.
carried). o A prize court is a tribunal established
• Warships or prizes belonging to belligerents by a belligerent under its own laws, in
may pass through the territorial waters of the its territory or the territory of its aliens,
neutral state but they may NOT enter neutral and applies rules of international law
ports, harbors and roadsteads EXCEPT only in in the absence of special municipal
cases of unseaworthiness, lack of fuel or legislation.
provisions or stress of weather. • In the Declaration of Paris of 1856, the following
o The usual duration of the sojourn is 24 rules on the treatment of sea-borne goods in
hours, but may me shortened or time of war were agreed upon:
extended, depending on the reason 1. Enemy goods under a neutral flag are NOT
for entry. subject to capture, except contraband of
o Where the vessels from both war.
belligerents are in neutral waters at 2. Neutral goods under an enemy flag are
the same time, a period of 24 hours NOT subject to capture, except
must elapse between the departure contraband of war.
of the first vessel and the second – the
order being determined by their time CONTRABAND
of arrival. These are goods which, although neutral property, may
o Not more than three vessels from any be seized by a belligerent because they are useful for
belligerent shall be allowed war and are bound for a hostile destination.
simultaneously in the same neutral
port or waters. Categories:
o Passage of military aircraft belonging 1. Absolute Contraband – necessarily useful for
to the belligerents is NOT allowed war under all circumstances (e.g. rifles and
across the airspace of a neutral state. ammunitions). These are subject to seizure so
long as they are bound for enemy or enemy-
USE OF NEUTRAL FACILITIES AND SERVICES held territory.
Neutral states are also prohibited from giving the 2. Conditional Contraband – those which have
belligerents any form of direct assistance in connection both civilian and military purposes (e.g. food
with the conduct of hostilities. and clothes). These may be seized only when it
• It is required to take reasonable diligence in can be shown that they are destined for the
preventing the delivery of vessels constructed armed forces or the authorities of the
belligerent government.

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HN Notes Public International Law – Atty. Alcantara 51

3. Free list - includes goods useful for war and is abandoned or the blockade is lifted capture
bound for the belligerents but exempted from of the ship can no longer be effected.
the law on contraband for humanitarian • A vessel found guilty of breach of blockade is
reasons (e.g. medicines and medical supplies liable to condemnation, and so is the cargo
for the use of the sick and wounded). UNLESS it is proved that at the time it was
shipped, the owner neither knew nor could
DOCTRINE OF ULTIMATE CONSUMPTION have known the intention to violate the
Goods intended for civilian use which may ultimately blockades.
find their way to and be consumed by the belligerent
forces are also liable to seizure on the way. UNNEUTRAL SERVICE
This consists of acts, of a more hostile character than
Condemnation carriage of contraband or breach of blockade, which
Contraband are subject to condemnation. are undertaken by merchant vessels of a neutral stated
• If they are shipped together with innocent in aid of any of the belligerents.
goods belonging to the same owner, the latter According to the Declaration of London, a neutral vessel
may also be confiscated under the doctrine of is liable to condemnation for unneutral service:
infection. a. If it is making a voyage SPECIAL with a view to
o The vessel may also be confiscated if the transport of individual passengers who are
the contraband in it are more than embodied in the armed forces of the enemy or
one-half of the total cargo be weight, with a view to the transmission of information in
value, freight or volume. the interest of the enemy; or
• Contraband are liable to capture from the b. If with the knowledge of the owner, or the one
time they leave the port in which they are who charters the entire vessel, or of the mater,
loaded and until they reach their final hostile it is transporting a military detachment of the
destination. enemy or one or more persons, who, during the
• To counteract this subterfuge, belligerents voyage, lend direct assistance to the
have applied the doctrine of real destination – operations of the enemy. The cargo, if
under which the liability of contraband to belonging to the owner of the vessels is likewise
capture is determined not by their ostensible confiscable.
but by their real destination.
• Doctrine of continuous voyage – when the A neutral vessel is also liable to condemnation and to be
goods are reloaded at the intermediate port treated as a merchant vessel of the enemy:
on the same vessel. a. If it takes a direct part in the hostilities
• Doctrine of continuous transport – when they b. If it is under the orders or control of an agent
are reloaded on another vessel or other form of placed on board by the enemy government
transportation. c. If it is chartered entirely by the enemy
government
BLOCKADE d. If it is at the time and exclusively either devoted
It is a hostile operation by means of which the vessels to the transport of enemy troops or the
and aircraft of one belligerent prevent all other vessels, transmission of information in the interest of the
including those of neutral states, from entering or leaving enemy.
the ports or costs of the other belligerent, the purpose The goods belonging to the owner of the vessel are
being to shut off the place from international commerce likewise liable to condemnation.
and communication with other states.
• VS. PACIFIC BLOCKADE – applies only to the ANGARY
vessels of other states. By the right of angary, a belligerent may, upon payment
• To be valid, a blockade must be: of just compensation, seize, use of destroy, in case of
1. Binding – duly communicated to the urgent necessity for purposes of offenses or defense,
neutral states. neutral property found in its territory, in enemy territory,
2. Effective – it is maintained by adequate or on the high seas.
force so as to make ingress to or egress • Requisites:
from the port dangerous. 1. That the property is in the territory under
3. Established by the proper authorities of the the control or jurisdiction of the belligerent.
belligerent government – generally the 2. That there is urgent necessity for the
head of the state. taking; and
4. Limited only to territory of the enemy – NOT 3. That just compensation is paid to the
extends to neutral places or international owner.
rivers. TERMINATION OF NEUTRALITY
5. Impartially applied to all states alike. 1. When the neutral state itself joins the war – the
neutral state will be governed by the laws of
NOTES: war in its relations with other belligerents and by
• The liability of a neutral vessel to capture for the laws of neutrality in its relations with all other
breach of blockade is contingent on its states; or
knowledge, actual or presumptive, of the 2. Upon the conclusion of peace – all states will
blockade and continues as long as it is pursued again be governed by the laws of peace.
by the ships of the blockaded port. If the pursuit

Source: International Law (2003 Edition) by Justice Isagani A. Cruz

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