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Research

JAMA Pediatrics | Original Investigation | CARING FOR THE CRITICALLY ILL PATIENT

Association of Nurse Workload With Missed Nursing Care


in the Neonatal Intensive Care Unit
Heather L. Tubbs-Cooley, PhD, RN; Constance A. Mara, PhD; Adam C. Carle, MA, PhD; Barbara A. Mark, PhD, RN;
Rita H. Pickler, PhD, RN

Author Audio Interview


IMPORTANCE Quality improvement initiatives demonstrate the contribution of reliable Supplemental content
nursing care to gains in clinical and safety outcomes in neonatal intensive care units (NICUs);
when core care is missed, outcomes can worsen.

OBJECTIVE To evaluate the association of NICU nurse workload with missed nursing care.

DESIGN, SETTING, AND PARTICIPANTS A prospective design was used to evaluate associations
between shift-level workload of individual nurses and missed care for assigned infants from
March 1, 2013, through January 31, 2014, at a 52-bed level IV NICU in a Midwestern academic
medical center. A convenience sample of registered nurses who provided direct patient care
and completed unit orientation were enrolled. Nurses reported care during each shift for
individual infants whose clinical data were extracted from the electronic health record.
Data were analyzed from January 1, 2015, through August 13, 2018.

EXPOSURES Workload was assessed each shift with objective measures (infant-to-nurse
staffing ratio and infant acuity scores) and a subjective measure (the National Aeronautics
and Space Administration Task Load Index [NASA-TLX]).

MAIN OUTCOMES AND MEASURES Missed nursing care was measured by self-report of
omission of 11 essential care practices. Cross-classified, multilevel logistic regression models
were used to estimate associations of workload with missed care.

RESULTS A total of 136 nurses provided reports of shift-level workload and missed nursing
care for 418 infants during 332 shifts of 12 hours each. When workload variables were
modeled independently, 7 of 12 models demonstrated a significant worsening association of
increased infant-to-nurse ratio with odds of missed care (eg, nurses caring for ⱖ3 infants
were 2.51 times more likely to report missing any care during the shift [95% credible interval,
1.81-3.47]), and all 12 models demonstrated a significant worsening association of increased
NASA-TLX subjective workload ratings with odds of missed care (eg, each 5-point increase in
a nurse’s NASA-TLX rating during a shift was associated with a 34% increase in the likelihood
of missing a nursing assessment for his or her assigned infant[s] during the same shift
[95% credible interval, 1.30-1.39]). When modeling all workload variables jointly, only 4 of 12
models demonstrated significant association of staffing ratios with odds of missed care,
whereas the association with NASA-TLX ratings remained significant in all models.
Few associations of acuity scores were observed across modeling strategies.

CONCLUSIONS AND RELEVANCE The workload of NICU nurses is significantly associated with
missed nursing care, and subjective workload ratings are particularly important. Subjective
workload represents an important aspect of nurse workload that remains largely unmeasured
despite high potential for intervention.
Author Affiliations: Author
affiliations are listed at the end of this
article.
Corresponding Author: Heather L.
Tubbs-Cooley, PhD, RN, Center for
Women, Children, and Youth,
The Ohio State University College of
Nursing, 1585 Neil Ave, 338 Newton
JAMA Pediatr. 2019;173(1):44-51. doi:10.1001/jamapediatrics.2018.3619 Hall, Columbus, OH 43210
Published online November 12, 2018. (tubbscooley.1@osu.edu).

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Association of Nurse Workload With Missed Nursing Care in the NICU Original Investigation Research

Q
uality improvement initiatives consistently demonstrate
the positive effect of bedside nursing care on clinical and Key Points
safety outcomes in neonatal intensive care units (NICUs).
Question Does the workload of neonatal intensive care unit
For example, high levels of nurse adherence to central line main- nurses influence the likelihood that a nurse will miss necessary
tenance bundles substantially reduce neonatal bloodstream care for assigned infants?
infections,1,2 and consistent nurse adherence to precise oxygen
Findings In this study of 136 nurses caring for 418 infants during
titration protocols reduces risk of retinopathy of prematurity.3-6
332 shifts, increased infant-to-nurse ratio during a shift was
Given the importance of nursing care to infant outcomes in associated with increased missed nursing care in about half of the
NICUs, a clear understanding of the working conditions influenc- measured missed care items. When a measure of subjective
ing nurses’ capability to deliver care in a highly reliable way is criti- workload was considered, the associations of ratios were mostly
cal for sustaining improvement gains. attenuated; increased subjective workload was consistently
Nurse workload, defined as the “the amount of performance associated with increased missed care.
required to carry out nursing activities”7(p464) and frequently Meaning Focusing exclusively on infant-to-nurse ratios to address
measured using resource-based objective metrics, such as missed care may be limiting; nurses’ subjective workload is
infant-to-nurse staffing ratios or patient acuity scores, has been typically unmeasured but has promise for tailored workload
correlated with infant outcomes in NICUs,8 including risk of interventions.
hospital-acquired infection,9 adverse events,10 and in-hospital
mortality.11-13 However, explanation of the mechanisms under-
lying these associations is lacking. Does higher workload in the tiated a continuous 6-week data collection cycle for a total of
form of more patients, higher patient acuity, increased cognitive 4 cycles; at the end of every shift we collected confidential
or temporal demands, or some combination of these interfere nurse reports of staffing ratio, subjective workload, and missed
with a nurse’s ability to deliver highly reliable care? care that was specific to each assigned infant. We also col-
Missed nursing care or necessary patient care that is omit- lected infant acuity data from the electronic health record that
ted or substantially delayed14 is a commonly theorized out- corresponded to each infant-specific report of missed care
come of high nurse workload and an emerging measure of nurs- based on the medical record number, date, and time. The in-
ing care process reliability that may partly explain the effects stitutional review board at the first author’s institution re-
of workload on outcomes. Researchers have correlated nurse viewed and approved the study protocol. Written informed
workload with missed nursing care in adult populations; higher consent was obtained from participating nurses; a waiver of
nurse workload measured as perceived staffing adequacy,15 informed consent was granted for the use of deidentified in-
staffing ratio,16-19 and nursing care hours per patient day20,21 fant data obtained through an honest broker. A Certificate of
is frequently associated with increased missed care. Evalua- Confidentiality was obtained as an added measure of protec-
tion of a relationship between nurse workload and missed care tion.
in NICUs is minimal22 despite evidence that neonatal nurses
miss or have lapses in providing essential care.23 A 2015 study Setting, Sample, and Recruitment
of missed care among NICU nurses in 7 states identified oral The study occurred in a 52-bed level IV NICU in a Midwestern
care for infants undergoing mechanical ventilation, atten- academic medical center. Registered nurses were eligible if they
dance at team rounds, and engaging parents in care as missed had completed unit orientation, provided direct patient care
most frequently among 35 essential activities, and early evi- for more than 80% of their clinical effort, and were perma-
dence suggests that missed care in NICUs is associated with nently employed in the NICU. Lists of eligible nurses were
infant outcomes, including increased time to achieve full feed- obtained from hospital administrators. Participants were re-
ings and length of stay.24,25 cruited via email solicitations, brochures, flyers, and informa-
This study’s objective was to evaluate the association of tion sessions. Enrollment remained open until the fourth cycle;
NICU nurse workload with missed nursing care by analyzing our goal was to obtain as many corresponding nurse-infant
multilevel data from individual nurses reporting on missed shifts of data as possible, with an enrollment target of 80% of
nursing care for individual infants during 332 shifts of 12 hours eligible nurses participating. Research incentives were pro-
each. We hypothesized that nurses exposed to higher shift- vided to compensate participants for their time.
level workload in the form of more assigned patients, higher We included data from all infants during active cycles be-
acuity scores of assigned patients, and/or higher subjective rat- cause the missed care measures were not condition specific
ings of workload on a validated scale would be significantly and represented standard nursing care. However, we only in-
more likely to report missing care for their assigned infants dur- cluded an infant’s data in an analytic model if the infant was
ing the same shift. at risk for the missed care outcome on the particular shift as
indicated by nurse report.

Outcomes
Methods Missed nursing care was assessed by asking nurses to report
Study Design on omission of 11 essential neonatal nursing care practices using
We conducted a prospective study during the 11 months from items developed in earlier work.24 Self-report is the prevail-
March 1, 2013, through January 31, 2014. Each quarter we ini- ing method for obtaining information about care that was not

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Research Original Investigation Association of Nurse Workload With Missed Nursing Care in the NICU

delivered and therefore is absent from clinical documenta- data were entered into a secure database maintained by data
tion and other objective data sources. Nurses reported on the managers. Nurses who did not return expected forms were
frequency of care missed for each infant assigned to them based contacted within 24 hours; data were considered missing af-
on a Likert-type scale (never, rarely, occasionally, or fre- ter 48 hours. Data were deidentified before release to inves-
quently missed or not applicable). Because the frequency of tigators.
each care item varied each shift according to an individual in-
fant’s needs, we relied on nurses’ estimates of missed care fre- Statistical Analysis
quencies. Responses were dichotomized into missed or not Data were analyzed from January 1, 2015, through August 13,
missed for each item because of low endorsement of higher 2018. Descriptive statistics were used to describe the sample,
levels of missed care response options, and we created a global shift characteristics, and frequency of missed nursing care
dichotomous missed care indicator for each infant on each shift items. Pearson product moment and Spearman rank correla-
if a nurse reported missing any of the 11 items during the shift. tions were calculated to assess baseline associations among
workload variables, and tetrachoric correlations were calcu-
Primary Exposures and Covariables lated for missed care item associations.
Nurse workload was assessed using objective and subjective Modeling associations between workload and missed
measures.26 Objective measures included infant-to-nurse staff- care required advanced analytic techniques owing to the
ing ratio and infant acuity scores. Nurses reported on the maxi- data’s hierarchical complexity. Our data included multiple
mum number of infants cared for at a single point during the nested and nonnested contexts simultaneously: infants
shift. Ratios were verified by a count of unique missed care nested within nurses within a single shift and infants nested
forms received each shift and by validation against adminis- within different nurses during the course of multiple shifts.
trative data sources. We categorized the staffing ratio as 1, 2, In this analysis, we focus on associations at the level of the
or 3 or more infants to 1 nurse. Infant acuity scores were esti- nurse and infant within a shift; shifts represented a sequen-
mated each shift by nurses as part of an electronic health re- tial time variable. A logistic cross-classified multilevel model
cord–based patient classification system for determining an (CCMM) was fit for each of the 11 missed care items and to
infant’s required nursing care hours per day.27 The score in- the global missed care measure. In a CCMM, the repeated
corporates clinical indicators of nursing care intensity such as observations (shifts) simultaneously belong to 2 inconsis-
ventilation modality, frequency and mode of feedings, num- tently nested contexts,35-38 in this case, infants and nurses.
ber and type of infusions, and procedures. The range for each To test for effects of workload on missed care, we esti-
indicator varies depending on the number and type of items mated multiple CCMMs. In the first set of models, we tested
assessed, with higher scores indicative of higher nursing care for an association of each individual workload measure with
intensity. an infant’s odds of missed care for each of the 12 missed care
Subjective workload, an emerging measure of ICU nurse outcomes. Next, we tested effects of objective workload
workload,28,29 was assessed each shift using a paper version measures—staffing ratios and acuity scores—on each out-
of the National Aeronautics and Space Administration Task come. Finally, we tested a set of models that incorporated ob-
Load Index (NASA-TLX), a scale developed to measure jective and subjective workload measures as associated with
domains of subjective workload in high-risk industries such missed care outcomes. We restricted analyses to infants with
as aviation30,31 and nuclear energy32 and, increasingly, in acuity scores of less than 191, the 99th percentile, because most
health care.33 The NASA-TLX is primarily a measure of how infants with scores above 191 were extreme outliers with in-
an individual experiences the situational demands of work, verted maximum ratios (eg, 1 infant receiving extracorporeal
including cognitive and mental demands, physical demands, circulation membrane oxygenation and cared for by 2 nurses).
time pressure, and overall required effort to accomplish To aid interpretation, we rescaled acuity and subjective work-
goals. Overall workload scores were calculated as a raw sum load variables to indicate change in odds for each 5-unit in-
of scores from these 4 items; scores for each item ranged crease in score.
from 1 (low) to 20 (high), and overall workload scores ranged We first ran iterative generalized least squares models using
from 4 (low) to 80 (high).28 Covariables included nurse edu- the estimates as start values for the CCMMs to reduce compu-
cational degree (bachelor’s degree or higher), nurse certifica- tation time.39 Then, Bayesian estimation procedures were
tion status (holds a professional certification or not), new implemented via Markov chain Monte Carlo methods using the
graduate status (<1 year since obtaining nursing licensure), Metropolis-Hastings algorithm.40 Bayesian estimation was
unit census at shift start, and shift start time (7 AM or 7 PM). favored to reduce bias in parameters and standard errors
(SEs).40-42
Data Sources and Collection Odds ratios and 95% credible intervals (CrIs), which are the
Data collection procedures, summarized herein, are de- confidence intervals generated using Bayesian procedures (spe-
scribed in detail elsewhere.34 At each shift’s end, nurses re- cifically, 2.5th and 97.5th quantiles of the posterior distribu-
ported subjective workload experienced during the course of tions) are presented for fixed-effect parameters. Model diag-
the shift, infant-to-nurse ratio, and missed care for assigned nostics on null models showed no evidence of assumption
infants. Shift-level infant acuity data were retrospectively violations, outliers, or influential points. The false discovery
extracted from the electronic health record and merged with rate was addressed using the Benjamini-Yekutieli procedure
missed care data. Forms were reviewed for completeness, and for correlated data.43 Analyses were conducted using MLwiN

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Association of Nurse Workload With Missed Nursing Care in the NICU Original Investigation Research

Table 1. Characteristics of Nurse Participants Table 2. Workload Characteristics

Characteristic Data (N = 136) Summary Statistics Data


Baccalaureate degree or higher, No. (%) 114 (83.8) Infant acuity score
Specialty certification, No. (%) 44 (32.4) Mean (SD) 62.51 (56.51)
Primary shift, No. (%) Median (IQR) 49 (36-75)
Day 49 (36.0) NASA-TLX overall workload scorea
Evening 2 (1.5) Mean (SD) 45.54 (19.21)
Night 45 (33.1) Median (IQR) 45 (29-60)
Rotating 40 (29.4)
Maximum ratio of infants to nurse, No. (%) of shifts
Nursing experience, mean (SD), y 9.0 (9.5)
1:1 1022 (9.8)
Tenure in current NICU, mean (SD), y 6.4 (7.6)
2:1 8730 (83.5)
Weekly hours worked, mean (SD) 32.4 (6.2)
3:1 675 (6.4)
No. of shifts of data contributed during study, mean (SD) 41.8 (17.3)
4:1 25 (0.2)
No. of unique infants cared for during study, mean (SD) 39.9 (15.8)
Correlation coefficient (P value)
Abbreviation: NICU, neonatal intensive care unit. Staffing ratio and acuity score −0.32 (<.001)
Staffing ratio and NASA-TLX score 0.19 (<.001)
multilevel modeling software (version 2.30) within Stata Acuity score and NASA-TLX score 0.19 (<.001)
(version 15; StataCorp), and α was corrected to .004.41 Acuity score by maximum staffing ratio, mean/medianb
1 137.0/104
2 69.8/62

Results ≥3 62.7/54
NASA-TLX score by maximum staffing ratio, mean/median
Descriptive Findings
1 38.3/38
Of 202 eligible nurses, 136 (67.3%) reported on the care of 418
2 44.5/44
infants during 332 shifts of 12 hours each. A mean of 17 nurses
reported on care of 32 infants for each shift. All participants ≥3 60.0/65

submitted more than 93% of expected surveys, resulting in less Abbreviations: IQR, interquartile range; NASA-TLX, National Aeronautics
than 1% missing survey data. In total, 10 428 nurse-infant shifts and Space Administration Task Load Index.
a
of workload and missed care data were available for analysis. Scores range from 4 (low) to 80 (high).
b
Characteristics of nurse participants are detailed in Table 1. No Scores range from 7 to 191, with higher scores indicating higher nursing care
intensity.
significant differences in key characteristics were found be-
tween eligible nurses who did and did not enroll (n = 66) with
the exception of experience; enrolled nurses had a mean (SE) missed rarely or occasionally. Overall, nurses most fre-
of 3.4 (1.3) fewer years of nursing experience compared with quently missed hourly checks of intravenous line sites (1066
nonenrolled peers (P = .01). [20.4%] of applicable shifts) and adherence to the central line–
The mean infant-to-nurse ratio on a shift was nearly 2:1 associated bloodstream infection prevention bundle (695
and ranged from 1 to 4 infants per nurse (Table 2); most shifts [15.5%] of applicable shifts). Nurses least frequently reported
were characterized by a 2:1 ratio. Infant acuity scores ranged missing standard safety checks of alarms and equipment (188
from a low of 7 to a high of 800 for infants receiving extracor- [1.8%] of applicable shifts).
poreal circulation membrane oxygenation; the median score
was 49, and the 99th percentile was 191 (the cut point for in- Workload and Missed Care
clusion in models). The mean NASA-TLX subjective work- Table 4 displays effects of workload measures on missed care
load rating per shift was 46 (range, 4-80; median, 45). Corre- items when modeled separately. Seven of 12 ratio models dem-
lations among workload variables were low to moderate and onstrated a statistically significant worsening effect of an in-
statistically significant, including staffing ratio and acuity score creased infant-to-nurse ratio on the odds of missed care, with
(−0.32; P < .001), staffing ratio and NASA-TLX score (0.19; effects most pronounced when nurses cared for 3 or more in-
P < .001), and acuity score and NASA-TLX score (0.19; P < .001). fants during a shift compared with a 1:1 assignment (eg, nurses
Missed care was reported on 326 (98.2%) of the 332 shifts caring for ≥3 infants were 2.51 times more likely to report miss-
and in 2502 (24.0%) of 10 428 corresponding nurse-infant shifts ing any care during the shift [95% CrI, 1.81-3.47]). Small in-
of missed care data. All missed care items were significantly creases in acuity scores were significantly associated with in-
correlated (eTable in the Supplement). When nurses reported creased odds of missed care in 3 of 12 models (any missed care,
missing care for an infant during a shift, the amount of appli- 1.06 [95% CrI, 1.04-1.07]; missed parent involvement, 1.04
cable care missed ranged from 9% to 100%, with a median [95% CrI, 1.02-1.07]; and missed verification of 6 rights dur-
value of 22% and 90th percentile of 50%. Frequency distri- ing medication administration (6 rights), 1.03 [95% CrI,
butions of the types of care missed by nurses are shown in 1.10-1.06]). All 12 NASA-TLX models indicated significant wors-
Table 3. When care was reported as missed, it was most often ening effects of increased subjective workload ratings on the

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Research Original Investigation Association of Nurse Workload With Missed Nursing Care in the NICU

Table 3. Distributions of Missed Care When Item Was Applicable to an Infant's Care
No. of
Applicable
Nurse- Response, No. (%) of Shifts
Infant Occasionally Frequently
Missed Care Item Shifts Rarely Missed Missed Missed Missed
Hourly IV site assessment 5224 869 (16.6) 173 (3.3) 24 (0.5) 1066 (20.4)
Adherence to central venous catheter 4476 582 (13.0) 95 (2.1) 18 (0.4) 695 (15.5)
infection prevention bundle
Oral feedings 4278 240 (5.6) 57 (1.3) 23 (0.5) 320 (7.5)
Patient assessment 10 397 643 (6.2) 78 (0.8) 30 (0.3) 751 (7.2)
Obtain laboratory samples 2838 163 (5.7) 28 (1.0) 8 (0.3) 199 (7.0)
Parent involvement 5662 303 (5.4) 54 (1.0) 22 (0.4) 379 (6.7)
Adherence to ventilator-associated 2978 131 (4.4) 20 (0.7) 8 (0.3) 159 (5.3)
respiratory infection prevention bundle
Thorough handoff 10 301 303 (2.9) 19 (0.2) 24 (0.2) 346 (3.4)
Verification of 6 rights during 8564 240 (2.8) 20 (0.2) 19 (0.2) 279 (3.2)
medication administration
Double-check of high-risk medications 3090 88 (2.8) 7 (0.2) 5 (0.2) 100 (3.2)
Standard safety checks of equipment 10 351 141 (1.4) 23 (0.2) 25 (0.2) 188 (1.8)
and alarms Abbreviation: IV, intravenous.

Table 4. Effects of Workload Variables on Missed Care Outcomes When Modeled Separately

Workload Measures
Staffing Ratio
No. of
Infants per Infant Acuity Score, NASA-TLX Rating,
Outcome Nursea OR (95% CrI)b OR (95% CrI)b,c OR (95% CrI)b,c
Any missed care 2:1 1.23 (0.97-1.57)
1.06 (1.04-1.07)d 1.22 (1.19-1.24)d
≥3:1 2.51 (1.81-3.47)d
Missed hourly IV site assessment 2:1 2.98 (2.17-4.02)d
0.99 (0.97-1.01) 1.22 (1.18-1.25)d
≥3:1 7.25 (4.16-11.84)d
Missed central venous catheter 2:1 2.44 (1.60-3.41)d
infection prevention bundle 0.99 (0.97-1.01) 1.21 (1.16-1.25)d
≥3:1 6.39 (3.31-10.87)d
Missed oral feeding 2:1 2.06 (0.71-5.12)
1.05 (1.01-1.09) 1.21 (1.16-1.27)d
≥3:1 4.58 (1.48-11.70)d
Missed patient assessment 2:1 2.65 (1.65-4.23)d
1.01 (0.99-1.03) 1.34 (1.30-1.39)d
≥3:1 7.15 (4.05-12.21)d
Missed obtaining laboratory 2:1 1.22 (0.73-1.98)
samples 1.00 (0.97-1.02) 1.16 (1.10-1.22)d
≥3:1 1.37 (0.45-3.07)
Missed parent involvement 2:1 0.77 (0.47-1.21)
1.04 (1.02-1.07)d 1.16 (1.12-1.21)d
≥3:1 1.61 (0.83-2.90) Abbreviations: IV, intravenous;
NASA-TLX, National Aeronautics and
Missed ventilator-associated 2:1 1.47 (0.84-2.50)
respiratory infection prevention 1.03 (1.00-1.07) 1.18 (1.10-1.26)d Space Administration Task Load
bundle ≥3:1 3.51 (1.11-8.22) Index; OR, odds ratio; 95% CrI,
Missed handoff 2:1 1.07 (0.64-1.69) 95% credible interval.
1.00 (0.98-1.03) 1.23 (1.18-1.29)d a
Reference category was 1 infant per
≥3:1 3.59 (1.85-6.47)d
nurse (1:1 ratio).
Missed 6 rights during 2:1 1.55 (0.93-2.75) b
medication administration 1.03 (1.01-1.06)d 1.23 (1.17-1.29)d Each model controlled for nurse
≥3:1 1.70 (0.69-3.53) education, certification, experience,
Missed double-check of high-risk 2:1 0.91 (0.50-1.58) unit census, and shift start time.
medications 1.03 (0.99-1.06) 1.13 (1.04-1.21)d c
≥3:1 0.83 (0.08-2.79) Rescaled to indicate change in odds
per 5-unit increase in score.
Missed standard safety checks 2:1 1.75 (0.83-3.71)
of equipment and alarms 1.00 (0.98-1.03) 1.20 (1.14-1.26)d d
P < .004, α corrected for false
≥3:1 4.26 (1.65-9.71)d
discovery rate.

odds of missed care (eg, each 5-point increase in a nurse’s Twelve models estimating joint effects of objective work-
NASA-TLX rating during a shift was associated with a 34% in- load measures—staffing ratios and acuity scores—on the odds
crease in the likelihood of missing a nursing assessment for his of missed care are highlighted in Table 5. The pattern of re-
or her assigned infant[s] during the same shift [95% CrI, sults was generally consistent with independent modeling,
1.30-1.39]) (Table 4). with a significant worsening effect of increased ratio in 9 of

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Association of Nurse Workload With Missed Nursing Care in the NICU Original Investigation Research

Table 5. Effects of Workload Variables on Missed Care Outcomes

Objective Workload Variables All Workload Variables


Staffing Ratio Infant Acuity Staffing Ratio Infant Acuity
No. of Infants Score, OR (95% No. of Infants Score, OR NASA-TLX Rating,
Outcome per Nursea OR (95% CrI)b CrI)b,c per Nursea OR (95% CrI) b
(95% CrI)b,c OR (95% CrI)b,c
Any missed care 2:1 2.01 (1.57-2.55)d 1.07 2:1 1.30 (1.04-1.66) 1.05
(1.06-1.09)d 1.20 (1.17-1.23)d
≥3:1 4.53 (3.15-6.22)d ≥3:1 1.66 (1.18-2.30)d (1.04-1.06)d
Missed hourly IV 2:1 3.36 (2.34-4.64)d 1.02 (1.00-1.03) 2:1 2.29 (1.55-3.17)d
site assessment 0.99 (0.98-1.02) 1.20 (1.16-1.24)d
≥3:1 8.41 (4.67-13.78)d ≥3:1 3.28 (1.76-5.54)d
Missed central 2:1 2.67 (1.76-3.88)d 1.01 (0.99-1.03) 2:1 1.82 (1.22-2.66)d
venous catheter
≥3:1 6.99 (3.54-12.35)d ≥3:1 2.79 (1.39-4.93)d 0.99 (0.97-1.01) 1.19 (1.14-1.24)d
infection
prevention bundle
Missed oral 2:1 2.42 (0.75-7.69) 1.06 2:1 1.06 (0.39-2.54)
feeding (1.02-1.10)d 1.04 (1.01-1.08) 1.20 (1.14-1.26)d
≥3:1 5.66 (1.60-17.55)d ≥3:1 1.51 (0.47-4.08)
Missed patient 2:1 3.54 (2.27-5.52)d 1.03 2:1 2.02 (1.23-3.18)d
assessment d (1.02-1.05)d 1.00 (0.98-1.02) 1.34 (1.29-1.38)d
≥3:1 10.04 (5.65-16.79) ≥3:1 2.70 (1.47-4.67)d
Missed obtaining 2:1 1.27 (0.75-2.14) 1.00 (0.97-1.03) 2:1 0.88 (0.45-1.56)
laboratory 0.98 (0.94-1.01) 1.18 (1.12-1.26)d
samples ≥3:1 1.46 (0.47-3.40) ≥3:1 0.69 (0.20-1.60)
Missed parent 2:1 1.10 (0.68-1.80) 1.05 2:1 0.77 (0.44-1.25) 1.03
involvement (1.02-1.08)d 1.15 (1.10-1.20)d
≥3:1 2.53 (1.23-4.71) ≥3:1 1.20 (0.53-2.32) (1.01-1.06)d
Missed 2:1 1.93 (1.03-3.36) 1.05 (1.01-1.09) 2:1 1.42 (0.71-2.55)
ventilator-
associated ≥3:1 4.87 (1.45-11.92)d ≥3:1 2.56 (0.71-6.38)
1.03 (0.99-1.06) 1.16 (1.09-1.24)d
respiratory
infection
prevention bundle
Missed handoff 2:1 1.15 (0.63-1.99) 1.01 (0.98-1.04) 2:1 0.89 (0.50-1.50)
0.99 (0.97-1.02) 1.22 (1.15-1.27)d
≥3:1 3.96 (1.90-7.63)d ≥3:1 1.70 (0.79-3.24)
Missed 6 rights 2:1 2.38 (1.31-4.02)d 1.05 2:1 1.50 (0.84-2.53)
during medication (1.02-1.07)d 1.02 (1.00-1.05) 1.23 (1.18-1.28)d
administration ≥3:1 2.88 (1.19-5.65) ≥3:1 1.06 (0.41-2.22)
Missed 2:1 1.04 (0.54-1.78) 1.03 (0.99-1.07) 2:1 0.86 (0.40-1.63)
double-check
≥3:1 1.02 (0.09-3.59) ≥3:1 0.68 (0.06-2.41) 1.01 (0.97-1.05) 1.13 (1.05-1.23)d
of high-risk
medication
Missed standard 2:1 1.94 (0.95-3.70) 1.02 (0.98-1.05) 2:1 1.18 (0.61-2.21)
safety checks
≥3:1 5.10 (2.07-10.87)d ≥3:1 1.80 (0.70-3.86) 0.99 (0.96-1.02) 1.19 (1.13-1.26)d
of equipment
and alarms
Abbreviations: IV, intravenous; NASA-TLX, National Aeronautics and Space unit census, and shift start time.
Administration Task Load Index; OR, odds ratio; 95% CrI, 95% credible interval. c
Rescaled to indicate change in odds per 5-unit increase in score.
a
Reference category was 1 infant per nurse (1:1 ratio). d
P < .004, α corrected for false discovery rate.
b
Each model controlled for nurse education, certification, experience,

12 models and significant effects of small increases in acuity demonstrated statistically significant worsening effects of in-
in 5 models, including any missed care (1.07; 95% CrI, creased ratings on the occurrence of missed care for all items.
1.06-1.09), missed oral feeding (1.06; 95% CrI, 1.02-1.10), missed For example, each 5-point increase in a nurse’s NASA-TLX rat-
patient assessment (1.03; 95% CrI, 1.02-1.05), missed parent ing during a shift remained associated with a 34% increase in
involvement (1.05; 95% CrI, 1.02-1.08), and missed verifica- the likelihood of missing a nursing assessment for his or her
tion of 6 rights of medication administration (1.05; 95% CrI, assigned infant(s) during the same shift (95% CrI, 1.29-1.38).
1.02-1.07). Compared with models in Table 4, effect sizes and Few meaningful effects of acuity were observed, and post hoc
significance levels of ratios were increased when modeled with testing for nonlinear acuity effects did not change results.
acuity scores.
Full models estimating associations between objective and
subjective workload variables and the odds of missed care are
juxtaposed in Table 5. Four of 12 ratio models demonstrated a
Discussion
significant worsening effect of increased ratio on the odds of Consistent with our hypothesis, we found a statistically sig-
missed care during a shift, particularly for a ratio of at least 3:1 nificant association between nurse workload and the odds of
compared with 1:1; all ratio effect sizes were substantially de- missed nursing care for individual infants, although the ef-
creased and CrIs were narrowed. Effects of subjective work- fects varied across workload measures and modeling strate-
load ratings were consistent with independent modeling and gies. Staffing ratios appeared to be strongly associated with

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Research Original Investigation Association of Nurse Workload With Missed Nursing Care in the NICU

some missed nursing care items when modeled alone, and ra- strengthened staffing ratio associations when these variables
tio effects were amplified when modeled with acuity. How- were modeled jointly. In addition, some missed care items ap-
ever, when modeled with nurses’ subjective workload rat- pear to be differentially sensitive to workload measures. For
ings, the association between staffing ratios and missed nursing example, ratio associations vary across models for some items
care was mostly attenuated. Subjective workload ratings were but are consistently high and statistically significant for rou-
repeatedly and significantly associated with all missed nurs- tine assessment, hourly intravenous line checks, and adher-
ing care items, irrespective of modeling strategies, and dem- ence to central line infection prevention protocols, possibly be-
onstrated consistency across models. We observed few mean- cause these care needs are scheduled and time sensitive. In
ingful associations between acuity scores and missed nursing these instances, a 3:1 compared with a 1:1 infant-to-nurse ra-
care in any modeling approach. tio substantially increases the risk of missed care.
Like many studies of missed care,16-19 we demonstrated a
significant association between increased ratios and in- Strengths and Limitations
creased odds of missed care, but this association was stron- Study strengths include high rates of enrollment and re-
gest when subjective workload was not included in the mod- sponse, repeated measures of workload and missed care, use
els. One potential explanation for this pattern is theoretical: of innovative techniques to model data as closely to its com-
subjective workload mediates, or explains, the effects of ra- plex hierarchical structure as possible, and use of a widely dis-
tios on missed care. We did not examine mediation because seminated and empirically supported measure of subjective
formal tests in CCMMs are not yet developed, but partial me- workload. Limitations include self-reported data from a con-
diation is possible given the low but significant correlation we venience sample and potential social desirability bias owing
found between workload measures. Subjective workload may to the study topic, although the latter is likely to make our re-
be farther along the causal pathway between staffing ratios and sults underrepresentative of actual effects. We cannot rule out
missed care; how one experiences workload may directly in- reverse causality or the possibility that nurses’ reports of missed
fluence actions and response.43 Although this relationship care influenced their subjective workload ratings. The site was
requires clarification, the literature offers insight on the in- part of an academic medical center serving a primarily surgi-
fluence of other system factors on nurses’ subjective ratings. cal neonatal population and therefore may not represent con-
In a mixed-methods study of workload challenges associated ditions in most NICUs. Replication in a larger and more di-
with falls prevention efforts in adult inpatient units, Lopez verse sample of units is needed to ascertain generalizability.
and colleagues 44 found that prevention efforts were not
substantially affected by staffing ratios but were associated
with NASA-TLX ratings, which were correlated with physical
environment layout and work processes. Moving forward, rig-
Conclusions
orous evaluation of the causal pathway between nurse work- Nurse workload is associated with missed nursing care in
load and missed care will be important for tailoring interven- NICUs. However, interventions focused exclusively on staff-
tions to varying unit and shift contexts. ing ratios and/or acuity estimation may not substantially
The changing results across modeling strategies under- reduce missed nursing care. Subjective workload is an
score the importance of measuring multiple domains of work- emerging aspect of nurse workload that is largely unmea-
load in the same analysis. Most NICU workload studies lack ad- sured yet presents new possibilities for tailored workload
justment for time-varying acuity, which in this analysis interventions.

ARTICLE INFORMATION University College of Nursing, Columbus, Ohio September 30, 2015 (principal investigator,
Accepted for Publication: August 21, 2018. (Pickler). Dr Tubbs-Cooley).

Published Online: November 12, 2018. Author Contributions: Dr Tubbs-Cooley had full Role of the Funder/Sponsor: The sponsor had no
doi:10.1001/jamapediatrics.2018.3619 access to all the data in the study and takes role in the design and conduct of the study;
responsibility for the integrity of the data and the collection, management, analysis, and
Author Affiliations: Center for Women, Children, accuracy of the data analysis. interpretation of the data; preparation, review, or
and Youth, The Ohio State University College of Concept and design: Tubbs-Cooley, Carle, Mark, approval of the manuscript; and decision to submit
Nursing, Columbus (Tubbs-Cooley); Department of Pickler. the manuscript for publication.
Patient Services, Cincinnati Children’s Hospital Acquisition, analysis, or interpretation of data:
Medical Center, Cincinnati, Ohio (Tubbs-Cooley); All authors. REFERENCES
Division of Behavioral Medicine and Clinical Drafting of the manuscript: All authors.
Psychology, Cincinnati Children’s Hospital Medical 1. Zachariah P, Furuya EY, Edwards J, et al.
Critical revision of the manuscript for important Compliance with prevention practices and their
Center, Cincinnati, Ohio (Mara); Department of intellectual content: All authors.
Pediatrics, College of Medicine, University of association with central line-associated
Statistical analysis: Tubbs-Cooley, Mara, Carle. bloodstream infections in neonatal intensive care
Cincinnati, Cincinnati, Ohio (Mara, Carle); James M. Obtained funding: Tubbs-Cooley.
Anderson Center for Health Systems Excellence, units. Am J Infect Control. 2014;42(8):847-851.
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