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Rational Emotive prefer the name “cognitive affective behavior

therapy,” to avoid the philosophical questions


Behavior Therapy (REBT) surrounding the term “rational.” Indeed, many
Daniel David professionals did not contemplate the REBT
Babes-Bolyai University, Romania and Icahn School of definition of “rational,” but understood it
Medicine at Mount Sinai, U.S.A. within various philosophical traditions. This
was often detrimental to the scientific status
Rational emotive behavior therapy (REBT) was of REBT because instead of resources being
the first form of cognitive behavioral therapy focused on the development of the scientific
(CBT) founded by the American psycholo- level of REBT, it was often “wounded” in the
gist Albert Ellis (1913–2007). In 1957 Ellis many philosophical debates. However, Ellis
published his seminal article “Rational psy- never changed the name of REBT again, as he
chotherapy and individual psychology,” which passed away in 2007. After 2007, the Albert
set the foundation for what he called rational Ellis Institute, the world center for REBT,
therapy (RT). According to RT, if we want to started publicly and professionally to promote
change various dysfunctional psychological REBT as rational emotive and cognitive behav-
ior therapy (REBT/CBT), partially to address
outcomes (e.g., depressed mood), we have
Ellis’s intention and to better connect REBT to
to change their main cognitive determinant,
the current CBT tradition that REBT initiated.
namely irrational beliefs. Although this idea
can be found in philosophy and/or other med-
ical/psychological approaches before Ellis, he Theory
articulated this view in a scientifically testable The theory of REBT is based on the ABC
paradigm. Thus, Ellis is generally considered model (see for details David, Lynn, & Ellis,
one of the main originators of the “cognitive 2010; Walen, DiGiuseppe, & Dryden, 1992).
revolution” in clinical psychology, paralleling Being a scientific approach, the original ABC
the “cognitive revolution” in psychology in model of REBT has evolved from its initial
general. Indeed, his book Reason and Emotion form. According to current REBT theory, the
in Psychotherapy (Ellis, 1962) legitimized the impact of various activating life events (e.g.,
cognitive paradigm shift in the clinical field. the death of a close relative—“the practical
Although RT targeted mainly emotional problem”; A) on various psychological conse-
consequences and used a large variety of emo- quences (e.g., feelings, behavioral, cognitive,
tive/metaphorical techniques, it was perceived psychophysiological reactions; C) is mediated
by many as ignoring feelings. To correct this by information processing (cognitions/beliefs;
misperception, in 1961 Ellis changed the name B). Once generated, a C can become a new A,
of RT to rational emotive therapy (RET). How- being further processed (reappraisal), thereby
ever, although RET used a wide spectrum of generating secondary or meta-consequences.
behavioral techniques, it was interpreted by An A can therefore be a physical life event (e.g.,
many professionals as being “too cognitive” death of a close relative) and/or a private one
and ignoring the behavioral tradition. To (e.g., a depressed mood). Arguably, the ABC
correct this misrepresentation, in 1993 Ellis model is the general paradigm of all cognitive
changed the name of RET to rational emotive behavioral therapies. However, various CBTs
behavior therapy (REBT). In a personal com- differ in the type of information processing on
munication in 2005, Ellis said that he would which they focus.

The Encyclopedia of Clinical Psychology, First Edition. Edited by Robin L. Cautin and Scott O. Lilienfeld.
© 2015 John Wiley & Sons, Inc. Published 2015 by John Wiley & Sons, Inc.
DOI: 10.1002/9781118625392.wbecp077
2 RATIONAL EMOTIVE BEHAVIOR THERAPY (REBT)

REBT focuses on specific cognitions, namely However, REBT argues that if cold cognitions
rational and irrational beliefs. Rational beliefs are not further appraised by rational and/or
are logically, empirically, and/or pragmat- irrational beliefs in terms of motivational rel-
ically supported, and generate functional evance, they do not generate feelings (David
consequences (e.g., functional feelings, adap- et al., 2010).
tive behaviors, healthy psychophysiological Therefore, when we face various activating
reactions). Irrational beliefs are illogical, events, we come with our own desires (moti-
nonempirical, and/or nonpragmatic, and vational relevance). If we had no desires, we
generate dysfunctional consequences (e.g., would not experience feelings. Our desires
dysfunctional feelings, maladaptive behaviors, (i.e., primary appraisals) can be formulated
and unhealthy psychophysiological reactions). irrationally or rationally.
Regarding functional and dysfunctional An irrational formulation of our desires
feelings (i.e., “the emotional problem”), REBT comprises three factors: demandingness
theory assumes two competing models (for (inflexible/absolutistic thinking), motivational
details, see David, 2003; David, Montgomery, relevance, and nonacceptance (e.g., “I must
Macavei, & Bovbjerg, 2005). The first model is succeed, I do my best to succeed, and I can-
a classic one, assuming that dysfunctional neg- not conceive not succeeding”). If activating
ative feelings (e.g., depressed mood, anxiety, events fit our irrationally formulated desires
guilt, anger) differ from corresponding func- (motivational congruence), we will experience
tional negative feelings (e.g., sadness, concern, dysfunctional positive feelings; they are dys-
remorse, annoyance) mainly in intensity. The
functional because they reinforce the irrational
second model is an original one, assuming that
beliefs that generated them. If activating events
differences between functional and dysfunc-
do not fit our irrationally formulated desires
tional feelings, be they positive or negative,
(motivational incongruence), a second wave of
are mainly qualitative (without eliminating the
information processing follows (i.e., irrational
quantitative components). Data are accumulat-
secondary appraisal): (a) frustration intoler-
ing for both models but the problem remains
ance; (b) awfulizing/catastrophizing; and/or
unanswered.
At its core, REBT theory is mainly a moti- (c) global evaluation. Frustration intolerance
vational one (David, 2003) that can be seen as (e.g., “I cannot stand it”) means that we cannot
part of the appraisal paradigm (Smith et al., tolerate our rigid desires not being fulfilled
1993) in the standard emotional theories of (meaning that either we and/or the situation
general psychology. Therefore, REBT is focused should disappear). Awfulizing/catastrophizing
on particular cognitions, appraisal/evaluative (e.g., “It is awful”) means that our rigidly
or “hot” cognitions (i.e., rational and irrational formulated desires not being fulfilled is the
beliefs) that are strongly involved in the gener- worst thing that could happen (or more than
ation of our feelings. In a broad sense, REBT 100% bad). Global evaluation means that if
admits that “B” can also include descriptions your rigid desires are not fulfilled, we, others,
(e.g., “It is a crowded auditorium”) and infer- and/or life are totally bad (e.g., “I am bad, you
ences (e.g., “I will fail to speak in front of this are bad, and/or life is bad”).
auditorium”) (e.g., “cold” cognitions; David, The rational formulation of our desires
2003). These can be represented in our cogni- comprises three factors: flexible preference,
tive system by production rules (i.e., “if A then motivational relevance, and acceptance (e.g., “I
do C”) and thus, generate mainly behaviors at would prefer to succeed and I will do my best
“C.” The relations between “cold” and “hot” to succeed, but I can accept that sometimes
cognitions seem to be bidirectional. Indeed, things do not happen the way I want them to
rational and irrational beliefs seem to influence happen”). If activating events fit rationally for-
the functionality of descriptions/inferences. mulated desires (motivational congruence), we
RATIONAL EMOTIVE BEHAVIOR THERAPY (REBT) 3

experience functional positive feelings. If acti- For example, “depressed mood” seems to
vating events do not fit rationally formulated involve a core theme of “loss” and specific
desires (motivational incongruence), a sec- irrational appraisal components relating to
ond wave of informational processing follows demandingness (irrational primary appraisal)
(rational secondary appraisal): (a) frustration and self-downing (irrational secondary
tolerance; (b) badness; and/or (c) uncon- appraisal). Its functional counterpart involves
ditional acceptance, generating functional the same theme of “loss,” but preference (ratio-
negative consequences. Frustration tolerance nal primary appraisal) and unconditional
means that one assumes the tolerance of not self/acceptance (rational secondary appraisal)
having one’s flexible preferences met, even if it as specific appraisal components. This line of
is unpleasant; moreover, positive aspects can research is still under scientific scrutiny, but
be found in other life events. Non-awfulizing several models have been proposed and tested.
(noncatastrophizing) refers to a nuanced nega- REBT theory in the form of the ABC model
tive evaluation (e.g., in terms of badness) of not is based on the classic stress-diathesis model.
having our flexible preferences met; recogniz- Therefore, irrational beliefs are seen as cognitive
ing the badness of the situation may even allow vulnerability factors whereas rational beliefs
us to look for positive experiences elsewhere. are considered “sanogenic” (health-inducing)
Unconditional acceptance is REBT’s specific mechanisms. Thus, irrational beliefs are not
antidote to global evaluation (self-esteem). necessarily associated with dysfunctional con-
More precisely, we do not globally evaluate sequences; they become associated with dys-
ourselves (positively or negatively), but we functional consequences only if they are primed
accept ourselves unconditionally and evaluate by various activating events.
only specific and discrete aspects of the self Rational and irrational beliefs develop
(e.g., what we are doing, thinking, feeling); during ontogenesis, and both genetic and
the same idea applies to the evaluation of environmental (e.g., parenting) factors have
others and of life. REBT’s acceptance construct important contributions. Ellis argued that
(involved in rational formulation of desires the genetic contribution is strong, even evo-
and in unconditional acceptance) was a pre- lutionarily influenced, but this idea is still
cursor of the “third wave CBTs’” acceptance a subject of scientific scrutiny in genetic
construct, which was further developed by this and neuroscience-based research paradigms
movement on its own. (David et al., 2010).
Rational and irrational appraisals processes General core rational and irrational beliefs
can involve various contents. They can refer are coded in our cognitive system as schemas
to oneself (e.g., “I must succeed”), others (e.g., and/or propositional networks. In specific
“You must succeed”), and/or life (e.g., “Life situations they bias the perception of the
must be fair”). Moreover, they can be general activating events and thus generate specific
(e.g., “People must appreciate me”) and/or rational and irrational beliefs, often in the
domain (e.g., affiliation, academic, comfort) form of automatic thoughts. They are called
or situation-bounded (e.g., “My wife must automatic thoughts because they come to our
appreciate me”). The rational and/or irrational mind effortlessly and are specifically related
profile can be homogeneous (e.g., a general to various activating events. Once generated,
level of rationality and/or irrationality) and/or these thoughts reinforce and maintain the core
heterogeneous, depending on the content (e.g., beliefs. The same model seems to work for
rational in some domains, irrational in others). descriptions and inferences as well.
The specific combinations of various rational In an expanded version of the ABC model
and irrational processes and their content (David, 2003), it was proposed that some of the
(i.e., rational and irrational beliefs) generate a information processing between “A” and “C”
core theme relating to specific consequences. could be implicit (i.e., unconscious information
4 RATIONAL EMOTIVE BEHAVIOR THERAPY (REBT)

B
Conscious information processing

Automatic thoughts Automatic thoughts

Specific Specific rational


descriptions and irrational
and inferences beliefs

Biases Biases
A C
Activating events Consequences
General core General core
descriptions Feelings (e.g., fear, anxiety)
rational and
Life events and inferences Behavior (e.g., avoidance)
irrational beliefs
Private events Psychophysiology (e.g.,
arousal)

Unconscious information processing/cognitive unconscious

Classical conditioning
Implicit expectancies/automatic associations
Automatized conscious processes

Life history and genetics

Figure 1 The expanded ABC model in the general REBT theory. In the restricted form of the ABC model, it
includes only the specific and general rational and irrational beliefs from the “B” component.

processing/cognitive unconscious), either exam distress is partially mediated by response


structurally—it cannot be conscious and expectancies), whereas others are still under
functions unconsciously (e.g., classical con- scientific scrutiny (e.g., the “qualitative” versus
ditioning, implicit expectancies)—and/or “quantitative” distinction between functional
functionally—it can be conscious, but often and dysfunctional feelings). A main limitation
functions unconsciously (e.g., automatiza- of studies testing REBT theory is that many
tion of conscious beliefs). In this framework, researchers misunderstood the underlying
classic rational and/irrational beliefs do not theory. For example, some researchers con-
immediately mediate the impact of “A” on ceptualized rational beliefs as low levels of
“C,” but can amplify a “C,” once generated by irrational beliefs, which is a misunderstanding
unconscious information processing, through of the theory. According to REBT theory, func-
further appraisal. tional consequences are generated not by low
The current REBT theory in the form of levels of irrational beliefs, but by high levels of
the expanded ABC model is represented in rational beliefs. Low levels of irrational beliefs
Figure 1. could also mean a lack of rational beliefs (no
Hundreds of studies have tested the REBT motivational relevance). Therefore, current
research also focuses on elaborating better
theory in the form of the ABC model (for a
measures of rational and irrational beliefs
review, see David et al., 2010). Most of them
(both explicit and implicit measures).
confirmed the main aspects of the theory
(e.g., offered support for the “primacy” of
demandingness among irrational beliefs),
Practice
some invalidated various hypotheses (e.g., they The practice of REBT (i.e., individual, small,
found that the impact of irrational beliefs on and/or large groups, family/couple) is based
RATIONAL EMOTIVE BEHAVIOR THERAPY (REBT) 5

on REBT theory in the form of the ABC Classic (i.e., elegant, preferential) REBT
model (Walen et al., 1992). It refers to human argues that in clinical practice we should start
optimization (in various fields), health promo- by solving emotional problems (e.g., anger)
tion and prevention of clinical problems, and and then move on to the practical problems
the treatment of mental disorders and other (e.g., communication with your wife). Once
clinical conditions. REBT practice is immersed we change dysfunctional consequences (e.g.,
in the general psychotherapy and clinical field, anger) into functional consequences (e.g.,
which provides the “common factors” of REBT annoyance) by changing the underlying irra-
practice (e.g., clinical assessment, clinical tional beliefs (e.g., “My wife must do what
conceptualization, therapeutic relationship). I want and respect me, otherwise she is bad
Based on the ABC model, REBT uses three and I cannot stand it”) into rational beliefs,
classes of techniques. To deal with problems we are more productive when focusing on the
at A, REBT uses a large spectrum of “prac- practical problems (e.g., learning communi-
tical problem-solving techniques” such as cation skills). This is what Ellis called “getting
assertiveness training, social skills training, and staying better,” a profound philosophical
decision making, conflict resolution, specific, change.
and problem-solving techniques. To deal General (i.e., inelegant) REBT, which fits
directly with clinical problems at C, REBT uses general CBT practice according to Ellis, allows
a large spectrum of “symptomatic techniques,” various strategies to reduce dysfunctional
such as relaxation, hypnosis, meditation (e.g., consequences. For example, we can start
with the practical problem (e.g., learning
REBT-based mindfulness), and other coping
communication skills), and thus reduce the
strategies that aim to change the C without
dysfunctional consequences (e.g., anger); how-
explicitly targeting underlying cognitions (B).
ever, Ellis would argue that, in this case, our
To change dysfunctional consequences into
clients would still have the cognitive vulner-
functional consequences, REBT uses “cog-
ability (e.g., irrational beliefs). Alternatively,
nitive restructuring” (e.g., cognitive change,
we could start by restructuring dysfunctional
cognitive disputation, reframing) techniques
descriptions/inferences (e.g., “My wife does
aiming to turn irrational beliefs into rational not respect me”) and then move to changing
beliefs (first specific and then general beliefs). irrational beliefs. However, the client may
REBT uses a large variety of cognitive restruc- not be sufficiently motivated to make this
turing techniques: (a) logical; (b) empirical; philosophical shift if he is already feeling
(c) pragmatic; (d) emotive/metaphorical (e.g., better.
metaphors, stories, poems, humor, songs, These strategies are what Ellis called “feeling
meditation/mindfulness-based REBT, etc.); better.” If getting and staying better also involve
(e) spiritual; and (f) behavioral (fundamental feeling better, feeling better does not necessarily
to change not only conscious beliefs, but also involve getting and staying better.
implicit processes/unconscious information Typically, the REBT intervention is focused
processing). Moreover, beyond these core on the “present problems,” conceptualized by
REBT cognitive restructuring techniques, the ABC model. However, if necessary in the
REBT endorses the use of any safe technique therapeutic process, REBT can engage a “his-
borrowed from other psychotherapy schools. torical understanding” of the present problems
These techniques, however, are separated from (e.g., how irrational beliefs were developed in
their original theories, being used in a new the client’s life history) and/or even a “here
“cognitive framework.” REBT thus proves and now” approach (e.g., how irrational beliefs
eclectic at the practical level (not at the theory are expressed during the therapy process, in
level) and serves as a platform for a possible relation to the therapist). This is similar, as a
psychotherapy integration. technique, to the well-known “dynamic” of
6 RATIONAL EMOTIVE BEHAVIOR THERAPY (REBT)

Here and now Present problems

C B B C

A A

B A

History

Figure 2 A “dynamic” process of ABCs in REBT.

dynamic therapies, although the content and Cosman, 2008), mechanisms of change (e.g.,
the objectives are completely different. Thus, Szentagotai, David, Lupu, & Cosman, 2008),
the dynamic element of REBT, of moving from and cost-effectiveness (Sava, Yates, Lupu, Szen-
one component to another, is similar to Malan’s tagotai, & David, 2009) for various mental
model of dynamic therapies and can facilitate disorders (e.g., major depressive disorder).
the therapeutic process in some clinical cases Moreover, REBT was tested in rigorous clin-
(Figure 2). ical trials for medical-related disorders (e.g.,
From its creation, REBT has been an cancer-related symptoms; Montgomery et al.,
“evidence-oriented therapy.” Therefore, sev- 2009).
eral efficacy (how REBT works in controlled Several large-scale meta-analyses that sum-
conditions—to understand internal validity) marized REBT clinical trials showed that REBT
and effectiveness studies (how REBT works in works for a large spectrum of disorders both
real clinical practice—to understand external in adults (Engels, Garnefski, & Diekstra, 1993;
validity) have been conducted to test REBT. Lyons & Woods, 1991) and children (e.g.,
However, initial REBT studies were criti- Gonzales et al., 2004). Additionally, numerous
cized (a) for using mainly transdiagnostic clinical trials published under the generic label
categories rather than DSM categories and of CBT, supporting its efficacy/effectiveness,
(b) for using an effectiveness approach (e.g., draw upon REBT strategies (e.g., Montgomery
populations and practices as they appear in et al., 2009). Despite this optimistic image of
real clinical practice) rather than an efficacy the impact of REBT in clinical practice, less
approach (e.g., randomization, homogeneous is known about the use of REBT for human
symptomatology, rigorous manualization). optimization and health promotion compared
Subsequently, REBT studies started to exam- with the use of REBT in the clinical field.
ine DSM categories and rigorous controlled Ironically, REBT was once criticized for using
designs in testing outcomes (at posttest and transdiagnostic rather than DSM categories
follow-up) (e.g., David, Szentagotai, Lupu, & and effectiveness rather than efficacy studies.
RATIONAL EMOTIVE BEHAVIOR THERAPY (REBT) 7

Today, transdiagnostic categories and effective- sought in neuroscience, where hundreds of


ness studies are “hot topics” in the clinical field. mental disorders are ideally related to a few
Thus, a large part of the old REBT research classes of neurotransmitters and their relations.
should be reevaluated given its promising
SEE ALSO: Behavior Therapies; Cognitive Thera-
external validity. pies; Ellis, Albert (1913–2007)

Limitations References
First, REBT has all the limitations of a scientific David, D. (2003). Rational emotive behavior
approach to mental health. Thus, REBT has therapy (REBT): The view of a cognitive
not clarified the causal mechanisms involved psychologist. In W. Dryden (Ed.), Rational
in mental disorders. Future research is needed emotive behaviour therapy: Theoretical
developments (pp. 130–159). New York:
here. Even when the processes are reasonably
Brunner-Routledge.
well known, REBT does not have the tech-
David, D., Lynn, S. J., & Ellis, A. (Eds.). (2010).
niques to change them in all patients. Further Rational and irrational beliefs in human
research is needed for new innovative tech- functioning and disturbance. London: Oxford
niques and for better technology assimilation University Press.
in the classical REBT (e.g., robotics and virtual David, D., Montgomery, G. H., Macavei, B., &
reality techniques; internet/computer-based Bovbjerg, D. H. (2005). An empirical
REBT). investigation of Albert Ellis’s binary model of
Second, REBT has been adversely affected distress. Journal of Clinical Psychology, 61,
by severe misrepresentations in the scientific 499–516.
David, D., Szentagotai, A., Lupu, V., & Cosman, D.
literature and thus its scientific potential is
(2008). Rational emotive behavior therapy,
not fully realized. For example, REBT has
cognitive therapy, and medication in the
sometimes been pictured as very active and treatment of major depressive disorder: A
directive (even harsh), but this depiction is randomized clinical trial, posttreatment
incorrect. Depending on the client and his outcomes, and six-month follow-up. Journal of
or her problems, in the context of a sound Clinical Psychology, 64, 728–746.
therapeutic relationship, REBT can be very Ellis, A. (1957). Rational psychotherapy and
active and directive but also very metaphorical. individual psychology. Journal of Individual
Finally, REBT theory and techniques have Psychology, 13, 38–44.
often been wrongly portrayed as simplistic, by Ellis, A. (1962). Reason and emotion in
psychotherapy. New York: Stuart.
arguing that a few rational and irrational beliefs
Engels, G. I., Garnefski, N., & Diekstra, R. F. W.
cannot explain the large variation of mental (1993). Efficacy of rational-emotive therapy: A
disorders; instead, we need specific cognitive quantitative analysis. Journal of Consulting and
models for each disorder. Again, this assertion Clinical Psychology, 61, 1083–1090.
is incorrect. General and classic REBT recog- Gonzalez, J. E., Nelson, J. R., Gutkin, T. B.,
nize the specific cognitions model of various Saunders, A., Galloway, A., & Shwery, C. S.
disorders, but classic REBT argues that, unless (2004). Rational emotive therapy with children
these (more surface) specific cognitions—often and adolescents: A meta-analysis. Journal of
descriptions/inferences—are appraised by Emotional and Behavioral Disorders, 12,
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Lyons, L. C., & Woods, P. J. (1991). The efficacy of
have an impact on mental disorders. Moreover,
rational-emotive therapy: A quantitative review
REBT research is seeking new rational and of the outcome research. Clinical Psychology
irrational beliefs involved in various disorders. Review, 11, 357–369.
Therefore, the REBT reduction of pathogenic Montgomery, G. H., Kangas, M., David, D.,
and/or “sanogenic” mechanisms to a few core Hallquist, M. N., Green, S., Bovbjerg, D. H., &
cognitive processes is similar to the reduction Schnur, J. B. (2009). Fatigue during breast cancer
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radiotherapy: An initial randomized study of Szentagotai, A., David, D., Lupu, V., & Cosman, D.
cognitive–behavioral therapy plus hypnosis. (2008). Rational emotive behavior therapy versus
Health Psychology, 28, 317–322. cognitive therapy versus pharmacotherapy in the
Sava, F. A., Yates, B. T., Lupu, V., Szentagotai, A., & treatment of major depressive disorder:
David, D. (2009). Cost-effectiveness and Mechanisms of change analysis. Psychotherapy:
cost-utility of cognitive therapy, rational Theory, Research, Practice, Training, 45, 523–538.
emotive behavioral therapy, and fluoxetine Walen, S., DiGiuseppe, R., & Dryden, W. (1992). A
(prozac) in treating depression: A randomized practitioner’s guide to rational-emotive therapy.
clinical trial. Journal of Clinical Psychology, 65, London: Oxford University Press.
36–52.
Smith, C. A., Haynes, K. N., Lazarus, R. S., & Pope, Further Reading
L. K. (1993). In search of the “Hot” cognitions:
Velten, E. (2007). Under the influence: Reflections of
Attributions, appraisals, and their relation to
Albert Ellis in the work of others.Tucson, AZ: See
emotion. Journal of Personality and Social
Sharp Press.
Psychology, 65, 916–929.

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