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Chapter 18

Biofilms in Intertidal Habitats


Hanna Schuster, Mark S. Davies, Stephen J. Hawkins, Paula S.
Moschella, Richard J. Murphy, Richard C. Thompson and A. J.
Underwood

and ingest the substratum as well as the surface


18.1 A Short Introduction to biofilm (Castenholz, 1961; Dayton, 1971).
Biofilms Microbial films also influence and interact
with the macrobiota in rocky shore assemblages.
They represent the initial site for colonisation by
18.1.1 What Is a Biofilm?
many sessile invertebrate larvae and algal propa-
Biofilms are an essential component of aquatic
gules, thereby influencing recruitment and settle-
ecosystems (see Lock, 1993 and Cooksey and
ment of macroorganisms (Crisp, 1974; Keough
Wigglesworth-Cooksey, 1995 for reviews), includ-
and Raimondi, 1996; Thompson et al., 1996,
ing those on intertidal and subtidal rock (Haw-
1998; Wieczorek and Todd, 1998; Joint et al.,
kins et al., 1992). Interactions between microbial
2000). Biofilms are an important food resource
films and macrobiota, both bottom-up and top-
in the diets of many grazers, and thus form the
down, are crucial to the functioning of rocky reef
basis of many aquatic food webs (Hawkins et al.,
ecosystems (Bustamante et al., 1995; Thompson
1992; Christian and Luczkovich, 1999), although
et al., 2004).
recent work using both gut contents and stable
Biofilms consist of a mixed assemblage of
isotopes has shown that the consumption of
microorganisms, including macroalgal propa-
living macroalgae (Davies et al., 2007; Lorenzen,
gules, embedded in a matrix of extracellular
2007; Notman et al., 2016) and detritus by species
polysaccharides, which coat every substratum sub-
presumed to be largely microphagous (i.e., Haw-
mersed, or periodically submersed, in water (see
kins and Hartnoll, 1983a) are much more import-
Wahl, 1989 for marine systems; Lock, 1993 for
ant than previously thought.
freshwater). Microbial films play a significant role
in aquatic ecosystems in a variety of ways. Primary
production (Hawkins et al., 1992; Bustamante 18.1.2 Studying Biofilms
et al., 1995; Ahn et al., 1997) and nutrient recyc- The development of the study of biofilms, par-
ling occur in biofilms (Hamilton and Duthie, 1984; ticularly their visualisation, identification of con-
Hillebrand et al., 2000; Frost and Elser, 2002). stituents and assessment of abundance has been
Biofilms can also lead to bio-erosion, both directly methodologically constrained. Thus, we start by
as a consequence of endolithic activity (Donn and reviewing developments in techniques and
Boardman, 1988; Le Campion-Alsumard, 1989; approaches over the last forty years. We high-
Peyrot-Clausade et al., 1995), and indirectly via light recent developments in spectroscopy and
their consumption by hard-toothed grazers such colour-infrared imaging (CIR), enabling non-
as molluscs and echinoderms that scrape the rock destructive studies at wider spatial scale than
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BIOFILMS IN INTERTIDAL HABITATS 449

more traditional approaches using direct sam- followed by coccoids and finally by stalked and
pling of rock chips at the 1–5 cm2 scale. We then filamentous forms (Costerton et al., 1995). The
discuss the role of biofilms in succession, settle- biofilm composition varies with time during suc-
ment and recruitment. We consider factors deter- cession until a steady state is reached. Steady-
mining their distribution and abundance, both state biofilms consist of a combination of
abiotic (tidal elevation, wave action, rock type, prokaryotes (bacteria, archaea) including
light regime) and biotic (primarily grazing, but photosynthetic cyanobacteria, fungi, diatoms
also shading when this is caused by other organ- and the early stages of macroalgae. Protists also
isms), and how these contribute to the spatial and occur in biofilms. Cyanobacteria and diatoms
temporal patterns. The respective importance of often dominate biofilms in intertidal habitats;
bottom-up forcing, top-down control and lateral Proteobacteria dominate in subtidal habitats.
stressors are then considered. The wider roles of Additionally, Actinobacteria, Bacteroidetes and
biofilms in the functioning of coastal ecosystems Planctomycetes are major groups present in both
are discussed, including a consideration of the the subtidal and intertidal zone (Lee et al., 2014).
ecosystem services they provide. We then iden- In addition to the organisms themselves,
tify gaps in knowledge and the opportunities there is a matrix of exo-polymeric substances
offered by modern techniques to fill these. secreted by the microorganisms and macroalgal
The focus of our review is on intertidal bio- propagules forming an essential part of the film.
films forming on natural rocky shores and This matrix is further enhanced by foraging mol-
artificial structures built of rock (for a recent luscs that lay down mucus trails (Figure 18.1; see
review of biofilms on other surfaces see Salta Section 18.5.8; Connor, 1986; Davies et al., 1990,
et al., 2013). We have also concentrated primarily 1992a, b). This matrix also binds the cells of the
on the photosynthetic element of the film film together and to the rock surfaces, provides
(cyanobacteria, diatoms, early stages of macroal- mechanical stability and interconnects the indi-
gae), reflecting our own interests and their vidual cells with each other. It also acts as an
importance in the interactions structuring inter- external digestive system because it keeps extra-
tidal assemblages. cellular enzymes close to the corresponding
excreting cell (Flemming and Wingender, 2010).
18.1.3 What Is in a Biofilm? In addition to extracellular enzymes adhering to
Biofilms occur on all surfaces in the sea. On rocky the matrix, suspended phytoplankton cells are
shores they coat what appears as bare rock to the able to stick more easily to the biofilm. This
naked eye, as well as macroalgae, the shells of
barnacles, mussels and other sessile invertebrates
and mobile species (Thompson et al., 1996). Areas
devoid of macroalgae are usually maintained pri-
marily by grazing (Underwood 1980, 1984a,
1984b, 1984c; Maclulich 1986, 1987), but also by
sweeping by canopy-forming macroalgae (Hill
and Hawkins, 1991; Jenkins et al., 1999a,
1999b). Nonetheless biofilm covers these appar-
ently bare surfaces. Harsh physical conditions on
the highshore that are too severe for macroalgae
still support biofilms. On virgin rock surfaces
that develop as a result of erosional processes or
disturbance, such as sand scouring or mobile
boulders, biofilms form during primary succes- Fig. 18.1 Limpet mucus on a glass microscope slide viewed
under (a) transmitted light microscopy and (b) confocal laser
sion (Wahl, 1989).
scanning microscopy (CLSM) after staining with fluorescein
The primary settlers of a biofilms generally isothiocyanate-labelled concanavalin-A. From Norton et al. 1998.
are rod-shaped bacteria, which arrive first,

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450 HANNA SCHUSTER, MARK S. DAVIES, STEPHEN J. HAWKINS ET AL.

increases its food value, prompting suggestions Epifluorescent Microscopy


that some molluscs may use the mucus they Epifluorescence light microscopy has been widely
secrete as a means of gardening (Connor, 1986; used to enumerate microalgal cells (Nicotri, 1977;
Davies et al., 1992a) or at least recycling some MacLulich, 1987), but is less useful for identifica-
of the energetic costs of mucus (Davies et al., tion of other microorganisms. Nagarkar and Wil-
1992a, b; Davies and Beckwith, 1999) by reinges- liams (1997) were able to observe filamentous and
tion (see Davies and Hawkins, 1998; Ng et al., unicellular cyanobacteria, but other groups were
2013). not clear. This technique is also not suitable for
thick biofilms due to lack of light penetration.
This technique, as described by Jones (1974), is
18.2 Methods for Identifying based on the property of chlorophyll a to fluoresce
if excited by blue light of a certain wavelength
Components of Biofilms (435 μm). Using different filters, fresh samples of
biofilm can be observed directly under a micro-
A wide variety of techniques, methods and proto- scope while still intact on their substratum (rock
cols have been developed to quantify the biomass, chip). Additional use of acridine orange can be
abundance and species composition of the useful for differentiating green algae from cyano-
microbenthic community. bacteria, as this stain links the DNA in the pro-
karyotic forms only. While most eukaryotic cells
18.2.1 Microscopy will fluoresce in red light (chlorophyll a), other
Different types of microscopy have been widely clades that use additional pigments (e.g., phycoer-
used to identify biofilms at all stages (Figures ythrin and phycocyanin of red algae) give yellow
18.1–18.2) fluorescence without staining (French and Young,

Fig. 18.2 Biofilm on a glass microscope slide after forty-five-day immersion in the Princes Dock, Liverpool using different
techniques. The same field was imaged by (a) Scanning electron microscopy (SEM), (b) phase contrast microscopy and (c) CLSM. The
arrows in (a) and (b) show empty diatom frustules, as seen under phase contrast and SEM, but not visible using CLSM. The arrow in
(c) indicates a cyanobacterial strand clearly visible only under CLSM. From Norton et al., 1998.

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BIOFILMS IN INTERTIDAL HABITATS 451

Fig. 18.3 Reflectance spectra (350–850 nm) of different microalgal groups: (a) green algae, (b) diatoms and (c) cyanobacteria. The
red (670 nm) and NIR (750 nm) wavelengths used to construct the ratio to quantify chlorophyll a are indicated in each graph. Note
the different shapes of the spectral curves caused by absorption by different pigments. From Murphy et al., 2005.

1952). Samples can also be fixed in glutaraldehyde achieved with substrata of greater roughness
and then stained (Marszalek et al., 1979). Other because of the short distance between the lens
components of biofilms can be visualised by using and the surface (Jones, 1974). Epifluorescence
different stains. The mucopolysaccharine matrix microscopy is not suitable for species identifica-
can also be labelled and visualised by lectin tion within the microbial community, as very
concanavalin-A (Figure 18.1, Norton et al., 1998). often it is not possible to identify microorganisms
Another dye used for bacterial counts is fluores- even to generic taxonomic level. In addition,
ciamine, which reacts specifically with protein MacLulich (1986) observed that this technique
and aminoacids of prokaryotic cells (Poglazova only works satisfactorily with fresh living micro-
et al., 1996). algal samples, as the intensity of fluorescence
Wolfaardt et al. (1991) tested the use of 4’-6- decreases rapidly one to two hours after collec-
diamidino-2-phenylidole, a sensitive fluorescein tion. Furthermore, the intensity rapidly declines
DNA stain which allows the quantification of ses- to zero after short exposure to ultraviolet (UV)
sile bacteria. The stained bacteria fluoresced with light. Thus, he did not advocate this technique
a bright blue colour, while all the other organ- for routine sampling.
isms or materials appeared pale yellow. One
advantage of this method is the short time Confocal Microscopy
needed for sample preparation and the longevity CLSM allows observation of the biofilm and its
of fixed samples (which can be stored for up to interaction with the substratum (Surman et al.,
twenty-four weeks). Unfortunately, the method 1996). Biofilms can be observed in detail by using
only visualises bacteria, and it is not possible to a variety of fluorescent antibodies, lectins and
discriminate between living and non-living cells. nucleic acid stains which label the different micro-
Becker et al. (1997) measured the fluorescence bial components such as bacteria, microalgae and
intensities of epilithic microalgae grown on clay exopolymers (Lawrence et al., 1998; Norton et al.,
tiles by analysing the surface directly using an 1998). CLSM seems to have several advantages
epifluorescence microscope photometer. This compared to traditional microscopy (Figure 18.2).
technique has the advantage of being non- It gives clear images of microorganisms embedded
destructive, enabling biofilms to be studied intact in the mucopolysaccharine matrix and can also
and then returned to field or laboratory experi- discriminate between living and dead cells. Fur-
ments. This method is very suitable for flat rock thermore, the three-dimensional structure of thick
surfaces, but high magnification cannot be biofilms can also be observed (Norton et al., 1998).

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452 HANNA SCHUSTER, MARK S. DAVIES, STEPHEN J. HAWKINS ET AL.

Scanning Electron Microscopy species, such as cyanobacteria (Norton et al.,


SEM is an extremely useful technique for exam- 1998) and other fragile microorganisms may not
ination of intact microscopic organisms on the be adequately visualised (MacLulich, 1986;
surface of small fragments of rock or other hard Figure 18.2). Hill and Hawkins (1990) observed a
substrata removed from the field (MacLulich, great diversity of epilithic diatoms and filament-
1986; Hill and Hawkins, 1990) and for determin- ous algae (including cyanobacteria misidentified
ing their three-dimensional structure (Veltkamp at the time as juvenile macroalgae) using this
et al., 1994). SEM provides an excellent resolution method.
of biofilm components, although sample prepar- Critical-point drying is more time-consuming,
ation (fixation, dehydration) can cause artefacts as dehydration in an alcohol series is required
(such as condensation of glycocalyx) which prior to it. Veltkamp et al. (1994) suggested a
obscure cellular structures (Surman et al., 1996). freeze dehydration technique for fixing fresh-
Norton et al. (1998) pointed out that SEM analysis water epilithic specimens. This technique con-
might exaggerate the diatom component in sists of repeated cycles where the samples are
microbial film, while fungi and bacteria are diffi- frozen and then cooled in the fridge. The advan-
cult to visualise. This observation may also help tages of this technique are that it is less time-
to explain the difference in the composition of consuming and less expensive than the
biofilms found in the guts of limpets (analysed traditional method for dehydration through an
using phase-contrast microscopy after acid ethanol series. Critical-point drying can, how-
cleaning and centrifugation) when compared to ever, cause more damage to the specimens than
the rock surface (analysed using SEM) on which the air-drying method, as Nagarkar and Williams
they grazed (Hill and Hawkins, 1990). SEM gives a (1997) observed on the alga Hapalospongidion. It
good estimate of microalgal abundance (i.e., can also underestimate the diversity in a biofilm
numbers of cells) and has been shown to give a by removing species from the surfaces (Hill and
good correlation with chlorophyll a content and Hawkins, 1990; Norton et al., 1998). Nevertheless,
in vivo fluorescence (MacLulich, 1986; Hill and some specimens are more clearly visible and
Hawkins, 1990; Thompson et al., 1996), although easier to identify using this technique. With this
there was more variability among individual method, Hill and Hawkins (1990) observed a
measurements in the latter (Becker et al., 1997). greater abundance of algal sporelings and germl-
Fixation and drying living material prior to ings, but fewer diatoms, compared with air-dried
SEM examination is an important step in the samples.
analysis. Thus, different methods have been com- Cryo-stage electron microscopy allows
pared. Rock chips can be fixed in 2.5 per cent samples to be viewed in a hydrated state,
glutaraldehyde solution in filtered seawater for revealing the three-dimensional structure of the
approximately three hours and then air dried biofilm (Hill and Hawkins, 1990). Samples are
overnight, before coating with gold palladium freeze dried and then observed under low-
(MacLulich, 1986; Hill and Hawkins, 1990). This temperature cryo-stage SEM. As for critical-point
method showed a greater species number and drying, this method can cause damage to micro-
abundance of biofilms than the use of critical- organisms. For instance, Nagarkar and Williams
point drying that damaged morphology and (1997) noticed that the surface morphology of the
removed loosely attached species (Nagarkar and filamentous cyanobacteria was not well pre-
Williams, 1997). It can be used for routine quan- served. This technique allows better observation
titative analysis because it requires minimal of the bacterial component of biofilms compared
preparation time compared with the other with air drying, but reveals fewer species due to
methods. However, glutaraldehyde is very toxic the organic matrix (Hill and Hawkins, 1990).
and requires special facilities for handling.
Another advantage is that components of the Environmental SEM
biofilm are not damaged or detached from the Another technique for studying biofilms is envir-
substratum. One possible drawback is that some onmental SEM (ESEM), which enables structural

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BIOFILMS IN INTERTIDAL HABITATS 453

analysis of hydrated organisms (Walker et al., of absorption by each pigment would need to be
1998; Priester et al., 2007). ESEM is a modified calibrated against a known pigment standard.
version of SEM, where the specimen chamber is Reflectance spectrometry enables rapid and
differentially pumped, allowing it to operate with numerous measurements to be acquired from a
up to 10 torr of water vapour, thus normal substratum without the need for destructive sam-
sample preparation such as fixation, dehydration pling or the use of toxic chemicals such as glutar-
and staining are not necessary (Surman et al., aldehyde or time-consuming laboratory assays.
1996). Additionally, the shrinkage and artefacts Reflectance measurements can easily be acquired
seen in SEM do not occur, although the electron using a field spectrometer using either natural
beam may cause damage after a few minutes of (sunlight) or artificial light (Murphy et al., 2011).
analysis. Both these types of measurements require the
spectrum to be normalised to the amount of inci-
18.2.2 Reflectance Spectrometry dent light by acquiring a spectrum from a cali-
A major advance in the last decade or so has been bration standard of known brightness. The use of
the use of non-destructive spectrometry. Differ- natural light enables spectra to be acquired from
ent algal groups (blue-green, green, red and different-sized patches of rock platform (ranging
brown algae) contain different photosynthetic up to tens of centimetres or more, depending
pigments. The ability to detect the relative abun- upon the distance of the sensor from the rock
dances of these pigments provides information platform). Artificial light enables spectra to be
about the types of microflora comprising an algal acquired under relatively stable illumination con-
assemblage. Different photosynthetic pigments ditions using a reflectance probe with an inte-
absorb light at specific wavelengths or regions grated halogen light source. In this case, the size
of wavelength. Reflectance spectrometry, which of the rock platform to be sampled is limited by
measures the amount of light reflected from sur- the diameter of the measuring window of the
faces across a wide range of visible near infrared probe (~2 cm). The decreasing cost of field spec-
(NIR) wavelengths (typically 400–900 nm), detects trometers means that the use of reflectance spec-
and quantifies absorption by different photosyn- trometry for intertidal ecology is becoming
thetic pigments (Murphy et al., 2005, 2008; increasingly accessible.
Figure 18.3). Although pigments can be identified
from their specific absorptions in reflectance 18.2.3 Genomics
spectra, different pigments can have broad and/ In recent years, the rapid development of high
or overlapping absorptions, making it difficult to throughput ‘omics’ techniques (i.e., genomics,
quantify them separately from these spectra. transcriptomics, proteomics, metabolomics) has
Derivative analysis (e.g., by numerical differenti- provided a better understanding of the biodiver-
ation; Savitzky and Golay, 1964) enables weak or sity and functioning of biofilms, particularly in
overlapping features to be enhanced, separated medical sciences and antifouling research. Stud-
and quantified from reflectance spectra them- ies using these techniques are also increasingly
selves or from transforms of reflectance such as applied to characterise biofilms on natural
pseudo-absorbance (log (1/reflectance); Murphy marine rocky reefs (Russell et al., 2013; Lee
et al., 2011). The height of the peaks above the et al., 2014; Taylor et al., 2014). Next-generation
zero baseline at a particular wavelength repre- sequencing has mainly been used to identify
sents the intensity of absorption of the pigment which taxa are present in biofilms. The advantage
absorbing at this wavelength, and together these of the use of these techniques is the high taxo-
peaks can be used to provide information on the nomic resolution that can be achieved, particu-
composition of the algal assemblage (e.g., Chap- larly of prokaryotes. Thus, changes in species
man et al., 2010; Iveša et al., 2010; Jackson et al., composition that could not be detected before
2010). It should be noted that, if absolute meas- can now be detected. For example, an astonishing
ures of pigments are required, the height of the estimate of over 3,000 operational taxonomic
derivative peak representing the relative amount units and 8,000 species were recovered in some

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454 HANNA SCHUSTER, MARK S. DAVIES, STEPHEN J. HAWKINS ET AL.

samples from subtropical habitats using pyrose- with direct counts on the rock surface, mainly
quencing (Lee et al., 2014). caused by breakage of cells into uncountable frag-
Analyses of the transcriptome and proteome ments. Both methods – toothbrushing and
of biofilms are still rare, but could reveal the scraping – need to be used carefully and in good
functional differences between different biofilm weather conditions, because wind, rain or rough
species and further highlight how species inter- seas create the possibility of losing some of the
act when close to each other (Mosier et al., 2014). material collected (Underwood, 1984b).
The combination of genetic and microscopic Chiselling the rock to remove a thin layer is a
investigation on monospecific biofilms in the very good method for preserving intact microbial
laboratory have laid a foundation, and may also film, including the endolithic component (Hill
enhance the understanding of quorum sensing and Hawkins, 1990). It is particularly suitable
and behavioural responses of biofilms to changes for the identification of microorganisms, but is
in temperature and CO2, as well as grazing pres- destructive, especially when many replicates
sure and settlement cues. must be collected (MacLulich, 1986).
Sonication is a method that is used for remov-
ing bacteria from artificial substrata such as steel
18.3 Methods for Quantifying or glass surfaces, although attention must be paid
to the power and duration applied to the sample
Biofilms to avoid possible destruction of the cells and
release of chlorophyll (Lindsay and Von Holy,
18.3.1 Removal of Biofilm for Sampling 1997; Claret, 1998). Hirsch et al. (1995) adopted
A variety of different methods have been used to a series of physical and chemical methods to
collect biofilms from the rock surface. Nicotri detach epilithic and endolithic microorganisms
(1977) sampled microalgae from the shore by from rock samples. The samples were treated
scraping the surface with a toothbrush and wash- with a solution of NaCl and detergent followed
ing it periodically in glass vials filled with sea- by vortexing and low-power sonication. The NaCl
water and a few drops of formalin as fixative. solution is intended to minimise charge inter-
This method provides a sample containing mostly actions between cells and substratum and disrupt
intact cells, which can be used to make direct the protein binding of the cells. The authors also
counts of microbial abundance. Using this suggested that, for organisms that produce extra-
method, estimates of microalgal biomass on the cellular glycoproteins, such as microalgae, the
shore are approximate because the endolithic concentration of the reagent and the strength of
component is not included in the sample (MacLu- physical treatments must be increased, while
lich, 1986). A further disadvantage in brushing trying not to cause damage to the cells.
the rock surface is the efficiency of removal of
biofilm, which varies with the rock hardness,
surface complexity and the capacity of the micro- 18.3.2 Artifical Substrata
organisms to adhere to the surface (Hill and Haw- The use of artificial substrata for studying
kins, 1990; Nagarkar and Williams, 1997). microbenthic communities reduces many prob-
Alternatively, the rock surface may be scraped lems in sampling and processing. They can be
with a sharp knife or blade, which allows the easily transported to the laboratory without
microalgae to be collected with minimal quan- losing any component of the film and are more
tities of detritus (Underwood, 1984b). One draw- suitable for analysis by light microscopy and
back with this methodology is that samples must optical density (MacLulich, 1986). They need,
be processed quickly before the pigments degrade however, a considerable amount of preparation
(Underwood, 1984b; MacLulich, 1986). Jones and installation to secure them on the shore and,
(1974) found that the scraping method may ser- more importantly, the microbial community
iously underestimate the microalgal population which develops may be very different from that
in terms of the number of cells, when compared on the natural substrata (Snoeijs, 1991).

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BIOFILMS IN INTERTIDAL HABITATS 455

18.3.3 Using Pigments to Quantify further application of solvents fails to extract


Biofilm more pigments (Underwood, unpublished data).
Chlorophyll a concentration has been long used In addition, MacLulich (1987) showed the same
to estimate microalgal standing stock in general patterns of seasonal change in microalgae
phytoplankton (Antia et al., 1963; Castenholz, by direct counts of cells, as had been found using
1963), and on soft shores and subtidal sediments measures of cholorophyll. Colour Infrared (CIR) is
(Wright et al., 2005). It is a reliable, repeatable meas- not sensitive to wetting: in an experiment that
ure of biomass for epilithic microphytobenthos included wetting of the substratum, the amount
(Underwood, 1984b). This technique consists of sub- of wetness made only a very small (and not stat-
mersing samples in solvents, which extract chloro- istically significant) difference to any of the
phyll from the algal cells. A variety of different results (Murphy et al., 2006). This is clearly not
solvents and protocols have been used (e.g., Wright a problem for this technique.
et al., 2005). Additional steps during processing such
as sonication and centrifuging have also been used
in some studies, but without any significant 18.3.4 Reflectance Spectrometry
increases in extracted chlorophyll (Thompson Reflectance spectrometry, in addition to provid-
et al., 1999). ing information on the composition of algal
The concentration of chlorophyll released in assemblages (see earlier section), presents a rela-
the solvent is then determined by spectrophoto- tively straightforward way of acquiring measure-
metric analysis. For chlorophyll a, absorbance is ments of algal (chlorophyll a) biomass from rocky
measured at 665 nm, and background absorbance shores and intertidal sediments. Murphy et al.
at 750 nm is then subtracted (Thompson et al., (2005) showed that a ratio of reflectances at
1999). This analysis can give a good estimate of 750 nm and ~670 nm was strongly and positively
the amount of chlorophyll in the biofilm, correlated with amounts of chlorophyll a. These
although other chlorophyll pigments (b and c) findings were in agreement with (Méléder et al.,
and degradation products may affect the results 2003) using monospecific cultures of diatoms.
if present. For that reason, it is usually better to The use of these wavelengths quantifies the sharp
use a range of wavelengths for mixed assem- rise in reflectance between ~670 nm, where
blages in a biofilm (Underwood, 1984b; Wright chlorophyll a is maximally absorptive, and 750
et al., 2005). nm, where there is no absorption by photosyn-
Additional sources of variation may result thetically active pigments, but where scattering
from the variety of protocols adopted for the processes caused by the cell membrane and
analysis. The state of hydration of epilithic bio- organelles are dominant. Thus, a ratio of the
films before extraction has been shown to influ- reflectance at these wavelengths quantifies the
ence the amount of chlorophyll extracted from amount of absorption by chlorophyll a at ~670
samples (Thompson et al., 1999), although this nm. Ratios using reflectance at other wave-
factor has not been considered in most studies lengths can be used, but the use of wavelengths
(e.g., Underwood, 1984a; Hill and Hawkins, 1990; around 670 nm, which are physically linked to
Dye and White, 1991). Thompson et al. (1999) chlorophyll a absorption, make this ratio specific
observed that hydrated samples released more to chlorophyll a.
than twice the amount of chlorophyll a than did Different substrata (e.g., concrete, sandstone,
dry biofilms, and they suggested that very small granite) have different spectral responses in the
chlorophyll concentrations during summer visible and NIR, which may affect the measure-
reported by some authors (Underwood, 1984c; ments of acquired biofilms, particularly when the
Hill and Hawkins, 1990) could, in part, be a con- biofilm is thin and the concentration of chloro-
sequence of the extremely dry conditions experi- phyll a is small. In cases where biofilm needs to
enced by the microbial community at this time of be measured on substrata of different compos-
the year. This is, however, not particularly likely ition, the ratio would need to be converted to
because, once chlorophyll has been extracted, absolute amounts of chlorophyll a using the

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456 HANNA SCHUSTER, MARK S. DAVIES, STEPHEN J. HAWKINS ET AL.

Fig. 18.4 (a) NIR reflectance – chlorophyll not absorptive; (b) red reflectance – chlorophyll highly absorptive and (c) a ratio image
derived from reflectance at NIR and red bands (NIR/red). In this case, the image has been calibrated to absolute amounts of
chlorophyll with increasing pixel brightness representing increasing chlorophyll abundance. Replicate plots are where algae had been
experimentally removed and allowed to recolonise the rock surface for different amounts of time: (A) three days; (B) sixteen days;
(C) thirty days; (D) forty-five days and (U) unscraped areas (after Murphy et al., 2006)

relationship between the ratio and amounts of a fresh microalgal biofilm allowed to develop
chlorophyll a for each type of substratum. This before data were acquired.
approach was used by Iveša et al. (2010) in their The development of imaging techniques to
analysis of biofilms growing on concrete and quantify chlorophyll a has allowed new kinds of
sandstone tiles. experiments to be devised which were not pos-
sible before (e.g., Murphy and Underwood, 2006;
18.3.5 Colour Infrared Photography Murphy et al., 2008; Jackson et al., 2009). This is
Although reflectance spectrometry provides because, conventionally, the data could not be
excellent estimates of chlorophyll a, it can only acquired at the appropriate spatial resolution,
provide measurements from discrete areas of the data were not contiguous or because data could
rock surface, each a few centimetres in size. only be obtained by destructive sampling.
Methods to quantify chlorophyll a from CIR were
therefore developed (Murphy et al., 2004, 2006). 18.3.6 Productivity
The technique uses the NIR and red bands A good system to quantify the relative abundance
acquired by a digital CIR. To compensate for vari- of the autotrophs (microalgae and cyanobacteria)
ation in incident illumination data acquired from and heterotrophs (bacteria) in a microbial film is
reflectance, standards were used to calibrate the the analysis of the electron transport system
image to reflectance. A ratio (NIR/red) was then activity (ETS) as an indirect index of respiration.
constructed from these data to provide an index ETS is the activity of the enzymatic system, which
of the amount of absorption by chlorophyll a on controls the respiration in mitochondria and
the substratum (Figure 18.4). The advantage of microsomes. ETS can be measured quite easily
this method is that each contiguous pixel in the using spectrophotometric analysis (Christensen
image represents a single independent measure- and Packard, 1979. Arístegui and Montero (1995)
ment of chlorophyll a. Thus, the entire ‘foods- demonstrated for oceanic microbial communities
cape’ within the area bounded by the image can a significant positive correlation between respir-
be quantified. The method quantifies all chloro- ation and ETS activity. Bhosle et al. (1994) ana-
phyll a on the substratum, contained within the lysed the ETS activity of marine biofilms grown
microalgal biofilm and any encrusting algae that on steel panels and found a significant correl-
are present. Consistent with conventional ation with relative measurements of chlorophyll
methods of measuring chlorophyll by direct sam- a. Relexans (1996) found some possible problems
pling, if measurements of chlorophyll a are in relating ETS activity to respiration in marine
required only from microalgae, then the substra- system and suggested the method could be better
tum would first need to be cleared of all algae and used as an index of biomass.

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BIOFILMS IN INTERTIDAL HABITATS 457

substances, which also enhance movements of


18.4 Succession of Biofilms the motile forms (Smith and Underwood, 1998).
At this early stage of colonisation, biotic inter-
The first phase of a biofilm forming consists of actions such as competition for space and food
the adsorption of organic compounds (mainly resources may occur within biofilms (reviewed by
glycoproteins, proteoglucans and polysaccha- Wimpenny, 1996).
rides) to the substratum just a few seconds after This classic successional sequence of condi-
the substratum has been submerged (Wahl, tioning, organic film, bacteria and diatoms,
1989). This organic film seems to be adsorbed to which generally characterises the first phases of
any kind of substratum, which then acquires microbial colonisation, does not always occur.
similar physical and chemical properties at the Tuchman and Blinn (1979) observed diatoms as
surface/liquid interface. Within one hour of sub- primary colonisers of artificial substrata,
mersion in seawater, bacteria start to colonise the followed by cyanobacteria after the first week of
substratum. submersion. In marine sediments, Underwood
Exposed surfaces in nature are inoculated (1980) showed that colonisation was character-
with microorganisms by means of physical pro- ised by a sequence of diatoms and then green
cesses (i.e., advection, diffusion), followed by algal assemblages, while the occurrence of cyano-
adsorption and attachment of cells and finally bacteria was independent of this successional
by growth (Wahl, 1989; Characklis et al., 1990). sequence. The type of microorganisms that first
Bacterial adsorption and adhesion are a conse- colonise the substrata can also be influenced by
quence of interacting processes involving electro- seasonal variability in the abundance of colonis-
static forces, hydrodynamics, chemotaxis, ing organisms as well as the prevailing environ-
surface rugosity, exopolymer production and mental conditions (Anderson, 1995).
substratum wettability (Marshall et al., 1971; In general, it takes more than three weeks for
Marszalek et al., 1979; Lock et al., 1984; Pringle a substratum to be colonised by a mature micro-
and Fletcher, 1986; Zheng et al., 1994; reviewed bial community. In freshwater systems, the
in Cooksey and Wigglesworth-Cooksey, 1995; microalgal community appears to reach a mature
Baty et al., 1996; Taylor et al., 1997) state after twenty to twenty-five days, with no
After this process, the physical and chemical further changes in species composition and cell
properties of the substratum again change sig- density (Tuchman and Blinn, 1979; Blinn et al.,
nificantly depending on bacterial succession 1980; Hamilton and Duthie, 1984). In more dis-
(Marszalek et al., 1979). In general, rod-shaped turbed and unstable systems, however, such as an
bacteria arrive first, followed by coccoids and epipsammic microalgal community, colonisation
finally by stalked and filamentous forms (Coster- can be kept in a pioneer state (Miller et al., 1987).
ton et al., 1995). Observations on isolated cultures On intertidal rocky shores, Wimpenny (1996)
of marine cyanobacteria showed that the produc- suggested that the time required for a recolonisa-
tion of variable quantities of extracellular poly- tion of the rock surface is three to four weeks,
meric substances (EPSs) plays an important role although a longer period of approximately six
in adhesion of these early colonisers (Scott et al., weeks has been demonstrated to be necessary
1996). Colonisation of the substratum continues for a recovery of microbenthic assemblages
during the next few days with the arrival and (Underwood, 1984b; Murphy et al., 2008).
settlement of unicellular eukaryotes such as Colonisation seems also to be characterised by
yeasts, fungi, protozoans and diatoms. This settle- a diverse and apparently unstructured commu-
ment is enhanced by EPSs secreted by the first nity during the first week, and the early stages
settlers. Diatoms are usually more abundant than of recolonisation of biofilm can have a markedly
other taxa and can form a dense mat (Patil and different spatial distribution from that in a
Anil, 2005), with benthic motile diatoms gener- mature one (Murphy et al., 2008). After this
ally preceding stalked forms. Diatoms, similarly period, the assemblages become dominated by
to cyanobacteria, produce exopolymeric one or few species (Niell and Varela, 1984).

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458 HANNA SCHUSTER, MARK S. DAVIES, STEPHEN J. HAWKINS ET AL.

However, this does, not seem to be the case for all development through production of mucus. This
biofilms, with some being characterised by great provides nutrition and a ‘sticky’ surface, and may
biodiversity even in their mature state, for influence succession in biofilms.
example, in subtropical habitats. There, bacterial
communities were shown to vary with season
and tidal level on experimentally deployed poly-
styrene blocks, and contained a large number of
18.5 Ecology of Biofilms
unknown species and many taxa in small abun-
dances both in intertidal and subtidal habitats 18.5.1 Vertical Elevation on the Shore
(Lee et al., 2014). Furthermore, differences Desiccation, insolation and thermal stresses
between substrata apparent in the initial phases appear to be the most important physical factors
of adhesion and settlement of periphyton grad- controlling the growth and abundance of benthic
ually disappeared by later stages (Hamilton and microflora (Underwood, 1984b; MacLulich, 1987;
Duthie, 1984). After several days to weeks, Blanchard et al., 1997; Mak and Williams, 1999;
depending on environmental conditions, the Thompson et al., 2004, 2005). In upper areas of a
microbial community, evolving continuously in shore, these factors have a stronger impact on
response to abiotic factors and biotic interactions, microbiota and are the main cause of the decline
is enriched by the settlement of larvae and algal of microalgae during the summer (Underwood,
propagules. This leads to the establishment of 1984a; Williams, 1993a; Nagarkar and Williams,
macroscopic assemblages (Characklis, 1981). The 1999). In mid- and lower-areas of a shore, phys-
early stages of colonisation of macroalgae also ical factors are still very important, but grazing
show greater spatial variability than is the case contributes to a greater extent to the control of
when they are more fully developed (Chapman microbial abundance and species composition
and Underwood, 1998). (Underwood, 1984b; Williams, 1994; Thompson
The succession as described earlier (also et al., 1996).
reviewed by Wahl, 1989) assumes that the The vertical distribution of microbial films
starting point is a virgin surface. Scour by sand across a shore does not follow a common pattern.
and ice can produce such surfaces, as can human Generally, microphytobenthos seems to be more
activity, but the majority of the marine benthic abundant, and have a greater biomass and diver-
substrata are rarely virgin. Although grazing sity towards the lower shore (Aleem, 1950;
(Dayton, 1971; Underwood, 1980; Hawkins and Underwood, 1984a; MacLulich, 1987). In contrast,
Hartnoll, 1983a; Hawkins et al., 1992) and pos- during winter, Thompson et al. (2004, 2005)
sibly algal sweeping (Hill and Hawkins, 1991) can observed maximal standing stock and abundance
prevent the establishment of macroflora and of diatoms on the upper shore, and minimal
fauna, these processes result in a microbial ‘lawn’ values on the lower shore. However, as the
on rock surfaces, thereby arresting succession authors pointed out, these differences are likely
well before mature macroalgae grow. to be more related to seasonal variation, as the
As mentioned in earlier sections and further inverse occurred during summer.
detailed later (Section 18.5.8), mobile grazers and Considerable variability in biofilm distribu-
predators, particularly molluscs, secrete mucus tion can be also found at smaller spatial scales.
as part of their locomotory activity (Davies and Many investigators have concluded that these
Hawkins, 1998; Ng et al., 2013; Figure 18.1). microbial communities are characterised by a
Given typical densities and patterns of mobility high degree of patchiness from scales of a few
of grazers and the lengthy persistence of mucus metres squared down to micrometres squared
(Davies et al., 1992a), much of the biofilm is likely (Nicotri, 1977; MacLulich 1987; Hill and Hawkins,
to have a significant molluscan-derived mucus 1990, 1991; Thompson et al., 1996; Jackson et al.,
component, although this might be reduced in 2009). Differences in biomass and species com-
the tropics (Davies and Williams, 1995). Hence, position of biofilms occur between microhabitats
grazers both crop biofilms and enhance their such as barnacles plates, gastropods shells,

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BIOFILMS IN INTERTIDAL HABITATS 459

macroalgae and bare rock, but not in terms of surfaces (Hamilton and Duthie, 1984; Miller
species diversity (Hill and Hawkins, 1991; Thomp- et al., 1987). The general texture of surfaces also
son et al., 1996). appears to influence species composition within
microalgal communities. Adnate diatoms, which
18.5.2 Wave Action are tightly attached to the substratum, have been
Another factor, which should be considered, found on rougher surfaces, while stalked forms,
especially when comparing microalgal commu- filamentous colonies and long chain-forming
nities between different sites, is the wave expos- diatoms dominated smooth substrata (Hamilton
ure of the shore. Aleem (1950) suggested that the and Duthie, 1984; Miller et al., 1987; Snoeijs,
degree of exposure might directly affect the dis- 1991). The opposite result was obtained by Saba-
tribution of diatoms; this was confirmed by ter et al. (1998), who observed that adnate forms
Davies et al. (1992b). Microalgal standing stock were more abundant on flat surfaces. These con-
and primary productivity can also differ between trasting observations may be explained by large
sheltered and exposed shores (Bustamante et al., differences in the type of substratum considered
1995; Jenkins and Hartnoll, 2001; Thompson for the study and by the prevailing environmen-
et al., 2005), although Davies et al. (1992b) found tal conditions. Microtopography can also be
this only to be true when surfaces were covered modified by biological features such as barnacles
with molluscan mucus. There are also differences (Thompson et al., 1996). More microalgae have
between areas that are or are not dominated by been found to colonise concrete than sandstone
an algal canopy (Thompson et al., 2005), which, in surfaces, but these differences disappeared in the
turn, is influenced by wave exposure. presence of grazing limpets (Iveša et al., 2010).
Further investigations are clearly needed for a
18.5.3 Type of Rock better understanding of the factors interacting
Microalgal standing stock and abundance have between the substratum and the microbial film
been shown to be much greater on rocks charac- (Holmes et al., 2002).
terised by greater porosity and microrugosity,
such as sandstone, than on smoother limestone, 18.5.4 Light and Shade
basalt or slate (Blinn et al., 1980; Edyvean et al., Light is a strong limiting factor for intertidal
1985a). Thompson et al. (2000) observed the same biofilms, which consist mainly of autotrophic
pattern on limestone rocks with different rugos- organisms (Castenholz, 1963; MacLulich, 1987;
ities. The remarkable spatial differences which Hill and Hawkins, 1991). The effect of light on
develop early in succession (shown by Edyvean microalgae has long been known. Aleem (1950)
et al., 1985a) disappeared completely in the and Castenholz (1961) suggested that the amount
following weeks. This suggests that the typical of exposure to direct solar radiation during low
microtopography and chemical composition of tide was probably the most important factor
the substrata, which possibly affected the initial determining the vertical distribution of marine
colonisation, were soon modified and minimised littoral diatoms and the relative species compos-
by a uniform film of organic matter. ition. UV – particularly UV-B radiation – may also
Other properties of the substratum, such as contribute to the significant reduction of micro-
surface tension, are likely to affect colonisation algae during the summer, but contrasting results
and growth of a biofilm. High surface tension, have also been obtained. Richardson (1983)
typical of hard substrata (e.g., granite), can inter- showed that UV radiation caused serious damage
fere with the adsorption of preconditioning film to the microalgal photosynthetic system, and
and the bacterial adhesion, resulting in low col- Bothwell et al. (1993) demonstrated that diatoms
onisation rates (Hamilton and Duthie, 1984). Top- were directly inhibited by UV-B.
ography also appears to influence the species Conversely, Peletier et al. (1996) and Hill et al.
composition and diversity of microalgae. Colon- (1997) did not find any significant effects of UV
isation generally starts in small pits and micro- radiation on microalgal biomass and diversity.
crevices and then propagates onto smoother Furthermore, it seems that this factor does not

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460 HANNA SCHUSTER, MARK S. DAVIES, STEPHEN J. HAWKINS ET AL.

represent a limiting factor during summer time cover still persisted on the shore; in some areas,
and has much less effect than does the amount of however, diatoms disappeared completely.
insolation. Experimental reduction of UV-B radi-
ation did not cause an increase in microalgal 18.5.6 Gradients of Carbon Dioxide
biomass. The abundance of diatoms, however, A meta-genomic study of epilithic bacteria along
increased significantly when insolation was a pCO2 gradient in south Italy from a natural
experimentally reduced by shading (to 50 or 85 volcanic vent showed that Cyanobacteria,
per cent of ambient). Insolation seemed to have a Proteobacteria and Bacteroidetes dominated the
strong effect on diatoms, but not on cyanobac- biofilms in all sites. The composition of taxa
teria, which appeared to be regulated to some within these groups was, however, significantly
extent by light limitation in the winter (Thomp- different between sites and dependent on pCO2
son et al., 2004). This may also help explain why levels (Taylor et al., 2014).
biofilms on shores in lower latitudes are domin-
ated by cyanobacteria, as in New South Wales 18.5.7 Biological Interactions
(NSW) and Queensland (Jackson et al., 2010), Grazers play an important role in limiting algal
and Hong Kong (Martinez, Coleman and Murphy, abundance and distribution on rocky shores (for
unpublished data). reviews see Lubchenco and Gaines, 1981; Haw-
kins and Hartnoll, 1983a; Sousa, 1992; Poore
et al., 2012). Although many studies have demon-
18.5.5 Seasons strated that grazing only affects macroalgae
Microalgal assemblages change significantly with while they are still at microscopic stages – as
seasons. Many studies have demonstrated that on sporelings or germlings (Southward, 1964; Under-
tropical and temperate shores microalgae are wood, 1980, 1984a; Hawkins, 1981a, b) – several
abundant during winter and spring and then investigations have focussed on the effects of
decrease in abundance during the warmer grazing on microalgae and, more generally, on
summer months (Castenholz, 1961; Nicotri, microbial films (Nicotri, 1977; Cubit, 1984;
1977; Cubit, 1984; Underwood, 1984a; MacLulich, Underwood, 1984b; Hill and Hawkins, 1990,
1987; Dye and White, 1991; Hill and Hawkins, 1991; Williams, 1993b; Anderson, 1995; Mak
1991; Williams, 1993a). A similar seasonal pat- and Williams, 1999; Sommer, 1999). A large var-
tern has been observed for microflora living in iety of grazers have been shown to feed on micro-
sandy intertidal marine sediments (Sundbäck flora. On tropical shores, herbivorous fish
et al., 1997; Murphy et al., 2009). regulate microalgal growth on coral reefs. In tem-
Diatoms appear to reach maximal biomass perate regions, caddisfly and mayfly larvae in
and abundance in spring, followed by a second freshwaters (Fuller et al., 1998), marine isopods
peak of lower magnitude in the autumn (Aleem, (Salemaa, 1987; Schaffelke et al., 1995; Sommer,
1950; MacLulich, 1987; Hill and Hawkins, 1991). 1997, 1999), crustaceans (Fleeger et al., 1999) and
In fact, the photosynthetic activity, which deter- amphipods (Jernakoff and Nielsen, 1997) also
mines microalgal primary production, shows a have a microphagous diet.
peak in spring when light intensity, temperature On rocky shores worldwide, molluscan gastro-
and nutrients are near to the optimal values pods are the predominant grazers (see for reviews
required by photosynthesis (Blanchard et al., Underwood, 1979; Hawkins and Hartnoll, 1983a;
1997). Cyanobacteria are less affected by seasonal Norton et al., 1990). A wide variety of gastropods
variation, possibly because of their greater toler- live in the eulittoral zone. These include proso-
ance and resistance to physical stresses such as branchs and pulmonate limpets, trochids and
temperature, desiccation and insolation (Mak and littorinids (Underwood, 1979; Hawkins and Hart-
Williams, 1999). Many authors (Underwood, noll, 1983a; Hawkins et al., 1989; Dye and White,
1984b; MacLulich, 1987; Thompson et al., 2004) 1991; Anderson and Underwood, 1997). The
have shown that, although the abundance of differing radula morphology, feeding mechan-
blue-green algae decreased in summer, a reduced isms and grazing behaviour of molluscs result

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BIOFILMS IN INTERTIDAL HABITATS 461

in a diverse exploitation of microbial films as a


food resource (Steneck and Watling, 1982; Nor-
ton et al., 1990). As a consequence, the spatial and
seasonal distribution and abundance of intertidal
microflora can be significantly affected by
grazers.
Nicotri (1977) demonstrated that grazing by
different species of acmaeid limpets in California
had different impacts on the microflora. In par-
ticular, chain-forming diatoms appeared to be Fig. 18.5 Amounts of chlorophyll on an experimental
selected, but most probably because once the sandstone tile: (a) on day 0 before grazing and (b) after five days
radula encountered any part of a chain, the whole of grazing by two P. exigua starfish. Scale bar in (b) indicates the
chain tended to be ingested. The prosobranch amount of chlorophyll (µg cm-2). Note large areas the size and
snail Bembicium nanum on rocky shores in NSW shape of the everted stomach of P. exigua, where nearly all
has been demonstrated to be particularly chlorophyll has been removed from the substratum by grazing
ingesting early stages of life history of macroal- (after Jackson et al., 2009).
gae when grazing over a biofilm (Murphy and
Underwood, 2006), in contrast to Nerita atramen-
tosa, which had no effect on this component of most shores, particularly in summer and at
the microflora. Cubit (1984) demonstrated that higher shore levels (Underwood, 1984c). As a
the exclusion of acmaeid limpets from high result, competition among grazing gastropods is
on the shore during summer produced a thin film particularly intense at higher shore levels and in
consisting of blue-green algae, diatoms and algal warmer parts of the year (Underwood, 1984c).
sporelings. Grazing may, however, only exagger- There is a hierarchy of competitive abilities
ate the seasonal and spatial variation of microalgal (Underwood, 1978), but there can also be appar-
primary production (Dye and White, 1991). At ent facilitation among species; in the absence of
highshore levels, physical stresses can minimise the snail N. atramentosa, which facilitates biofilm
the impact of these grazers on microflora by growth, there was less food available for the
limiting their feeding activity (Williams, 1994). limpet Cellana tramoserica (Underwood and
The impact of grazers on a microalgal com- Murphy, 2008).
munity can be more or less effective depending Mak and Williams (1999) suggested that the
also on competition (Underwood, 1984c), dens- impact of grazers can be strong enough to affect
ities of the grazers (Mak and Williams, 1999) the abundance of epilithic biofilm, even on the
and their feeding capabilities (Haven, 1973; upper shore in tropical areas. Where littorinids
Underwood and Jernakoff, 1981). As a striking were excluded from upper-intertidal areas, the
example of the different influences of grazers standing crop of biofilm increased significantly
on biofilms, the small intertidal starfish Parvulas- in all the experimental sites. This suggested that
trea exigua feeds by direct contact of its everted littorinids can influence biofilm assemblages at
stomach onto the substratum, rather than by this tidal height, despite the relatively harsh
scraping over the surface. As a result, the starfish environmental conditions. The influence of
can remove pretty much all of the underlying grazing becomes much stronger lower on the
biofilm, in small patches the size and shape of shore, where physical factors are less important,
the everted stomach. This creates quite distinct and even during the hot season grazers prevented
haloes of relatively bare space scattered wherever settlement and establishment of algal propagules
the animals have been feeding (Jackson et al., and reduced algal abundance (Williams, 1993b,
2009; Figure 18.5). 1994).
The most complete analysis so far of competi- Nicotri (1977) showed a great decrease in
tion for microalgal food resources has been on microalgal biomass in low-intertidal rocky shores
shores in NSW. Food is always in short supply on in the presence of grazing. As a general

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462 HANNA SCHUSTER, MARK S. DAVIES, STEPHEN J. HAWKINS ET AL.

consideration, it appears that grazers may play an on the structure and functioning of biofilms, they
important role in regulating the distribution and remain understudied.
abundance of microalgae, but the impact is Furthermore, owing to its sticky properties,
always mediated by physical factors which deter- mucus laid down in trails plays an important role
mine the seasonal and spatial patterns of the in biofilm development; settlement of propagules
microbial community (Haven, 1973; Underwood, and adhesion of normally planktonic cells and
1984b; Anderson, 1995). other organic and inorganic materials is greater
Highshore areas in cold-temperate regions on mucus-covered surfaces (Connor, 1986; Davies
such as the British Isles tend to be covered by et al., 1992a), although, unsurprisingly, the first
both a microbial film (mainly cyanobacteria) in colonisers are likely to be bacteria (Herndl et al.,
summer, and a lawn of small ephemeral macro- 1989; Peduzzi and Herndl, 1991; Guo et al., 2009).
algae in winter (Hawkins and Hartnoll, 1983b). Although mucus can also be produced by other
Grazers are often restricted to topographic fea- components of the biofilm, especially diatoms,
tures such as pits, cracks and crevices, which and again may be an important energy source
provide refuge from the harsh physical environ- for grazers (see Huang and Boney, 1983), this type
ment, and emerge to feed on surrounding algal of mucus may not be as effective as molluscan
lawns (Skov et al., 2010). In winter, growth of a mucus in developing the biofilm further through
biofilm and then ephemeral green (Blidingia, Ulva, larval settlement (Gallardo and Buen, 2003).
Ulothrix, Prasiola) and red (Porphyra spp.) can then The effects of all grazers on biofilms are, how-
be so great that it swamps the grazers. In ever, not equal. Santelices and Bobadilla (1996)
summer, haloes around these pits expand again. found great variations in the species of macroal-
gal propagules trapped in pedal mucus and their
18.5.8 Mucus Trails subsequent growth rates, depending on the
Many studies have also examined the longer-term species of trail-laying intertidal gastropod. In
effects of grazing on biofilms (e.g., Skov et al., field experiments, the mucus of the limpet Patella
2010) and there is often a tendency to ascribe vulgata trapped much more organic material than
any effects to the action of the radula or did that of Littorina littorea. Additionally, this effi-
bulldozing by the shell, removing some of the cacy of limpet mucus increased on wave-swept
biofilm, whereas effects may also arise from shores (Davies et al., 1992a). In similar field
the deposition of pedal mucus immediately after experiments, unspecified microalgae grew better
the action of the radula or shell. This mucus, in the mucus of homing limpets (Lottia gigantea
secreted by many grazing molluscs (Figure 18.1), and Macklintockia scabra) than in the mucus of a
is mostly water; the functioning mucin is a glyco- non-homing limpet (Lottia digitalis) or that of a
conjugate, specifically a form of glycosaminogly- carnivorous gastropod (Nucella emarginata) (Con-
can (for details see reviews by Davies and Hawkins, nor and Quinn, 1984; Connor, 1986), leading
1998 and Smith and Morin, 2002). Pedal mucus is these authors to suggest that a fertiliser is added
an energy-rich product (Davies et al., 1990; Davies to mucus (i.e., mucus contains substances that
and Blackwell, 2007) likely to aid nutrition of enhance biofilm growth by fertilising the substra-
some biofilm components through the provision tum). Certainly, some substance that manipu-
of both carbon and nitrogen. lates biofilms, thereby probably enhancing their
Once ‘trapped’ in a layer of mucus, any settling value as nutrition for grazers, is present in
organism, including autotrophs, will experience a mucous trails of some species. One candidate is
potentially utilisable organically rich microenvir- gamma-aminobutyric acid, found in pedal mucus
onment (Connor, 1986). The mucus may be fur- of abalone (Haliotis spp.) and other gastropods,
ther enriched by layering of trails where multiple which can promote settlement of gastropod
gastropods follow each other’s trails, for example, larvae (Hadfield, 1978; Hadfield and Scheuer,
to mate or seek refuge (Tankersley, 1990; Chap- 1985; Laimek et al., 2008).
man, 1998; Ng et al., 2013). Although the effects of The function of a mucus-dominated biofilm in
layering within biofilms could have a large effect settlement depends on both the trail-laying

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BIOFILMS IN INTERTIDAL HABITATS 463

species and the settling species, and can be bene- that these processes operate simultaneously and
ficial or detrimental. Mucus can promote settle- interactively (Menge, 1992, 2000). Research in
ment and survival of the settler – the presence of intertidal habitats (e.g., Nielsen, 2001; Harley,
P. vulgata mucus increases the settling and sur- 2002) and in particular on marine biofilms on
vival of Semibalanus balanoides (Holmes et al., rocky shores has illustrated the need for a refine-
2002) – or it can deter the settler from settling – ment of the bottom-up–top-down dichotomy to
for instance, Balanus glandula specimen would incorporate the role of physical stresses
have a high chance of being eaten when settling (Figure 18.6).
on a Nucella lamellose trail (Johnson and Strath- Based on manipulative experiments with bio-
mann, 1989). Avoidance responses by larvae films on moderately exposed shores and earlier
may be an alternative explanation to biological work in intertidal habitats (e.g., Newell, 1970;
disturbance in generating different localised pat- Cubit, 1984; Lüning, 1990; Somero, 2002),
terns of recruitment. Whether the cue is positive Thompson et al. (2004) suggested that photosyn-
or negative, settling larvae can clearly detect thetic microbial assemblages on temperate rocky
some component of mucus biofilms and use it shores in the north-east Atlantic were ultimately
to stimulate or inhibit settlement, the function regulated by environmental stresses, particularly
of which may not be immediately apparent. This insolation stress, but were proximately regulated
shows adaptation to the widespread presence and by grazing intensity. This was in agreement with
often persistent nature of mucus biofilms on earlier pioneering studies (Castenholz, 1961;
hard surfaces in the sea. Lamontagne et al., 1989), demonstrating that
The abrasive action of seawater on mucus- physiological responses to excessive insolation
heavy biofilms can, however, significantly affect could depress growth of biofilms, leading to a
mucus-biofilm composition. Mucus of P. vulgata decline in productivity during the summer.
loses weight at a rate approaching 2%/h when Thompson et al. (2004) also indicated that the
submerged in seawater (Davies et al., 1992b), irre- activity of grazers that feed on these films was
spective of whether the mucus was dehydrated or positively regulated by temperature, leading to
not before being submerged. While biofilms an increased demand for microbiota during the
higher on the shore will be less prone to abrasive summer. The outcomes of interactions between
loss, they will dehydrate to an extent that they these factors vary according to weather condi-
may not fully rehydrate during the next tide tions. Cool, overcast summers favour growth of
(Davies et al., 1992b). photosynthetic microbiota and macroalgal
Longer-term effects on the community com- germlings, leading to the establishment of a
position of mucus-dominated biofilms are largely macroalgal canopy. Conversely, warm, sunny
unknown, but Williams et al. (2000) reported an summers are likely to reduce the growth of
increase in macroalgal cover over a period of photosynthetic microbiota and macroalgae
months in field treatments coated with herbivore (Thompson et al., 2000). This balance between
mucus in comparison to those not so coated. macroalgae and grazers is fundamental to the
Production of mucus trails by molluscs can con- structure of assemblages on rocky shores in the
tribute significantly to the nature of biofilms, north-east Atlantic (Southward, 1964; Hartnoll
affecting both their composition and capacity and Hawkins, 1985; Hawkins et al., 1992). Simi-
for development. larly, thermal stress can regulate the feeding
behaviour of predators and filter feeders (Dahlh-
18.5.9 Bottom-Up versus Top-Down off et al., 2001; Sanford and Menge, 2001), and
Control of Biofilms desiccation can regulate macroalgal productivity
Concepts of top-down and bottom-up effects were (Johnson et al., 1998). Hence, physical stresses
historically viewed as providing mutually exclu- can influence marine biofilms and macrobiota,
sive explanations of community structuring and thus modifying assemblages ‘laterally’ rather
ecosystem functioning. Over the last twenty than simply from the top or bottom of trophic
years, it has become more widely acknowledged cascades. The extent to which physical factors

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464 HANNA SCHUSTER, MARK S. DAVIES, STEPHEN J. HAWKINS ET AL.

Fig. 18.6 (a) Regulation of the balance between producers (photosynthetic microbiota) and consumers (grazers) in the rocky
intertidal during summer and winter. The positive (+) and negative (-) lateral effect of contrasting physical factors on bottom-up and
top-down control of trophic interactions are illustrated. Strong effects are shown as solid lines, weak effects as dashed lines. (b)
Conceptual model to incorporate the role of physical stresses operating laterally at all trophic levels (sideways-facing arrows)
together with bottom-up forcing (physical and chemical limiting factors; upward arrows) and top-down control (predation and
grazing; downward arrows) in regulating community structure on temperate rocky shores (Thompson et al., 2004).

interact with top-down and bottom-up processes physiological stresses together with bottom-up
varies in time and space across a range of scales. forcing and top-down control in regulating inter-
For example, there is temporal variability associ- tidal biofilms and associated macrobiotic assem-
ated with seasonal or climatic change and spatial blages (Figure 18.6)
variability associated with wave exposure and
emersion gradients, or with orientation and sur-
face topography. 18.5.10 Ecosystem Functioning and
Consequently, quite subtle changes in phys- Services
ical conditions can lead to complex and poten- Biofilms are the major primary producers on
tially unpredictable interactions. Thompson shores devoid of macroalgae, yet surprisingly
et al. (2004) presented a conceptual model incorp- few studies have been made to measure
orating possible direct and indirect effects of production and to compare it to macroalgal

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BIOFILMS IN INTERTIDAL HABITATS 465

production or that due to the arrival of surrogate unnatural substrata such as microscope
phytoplankton and detritus. slides, plastic strips and tiles. Despite these diffi-
Biofilms are, however, an essential part of the culties, work since the 1980s has shown how
provisioning services that rocky shores impart to important biofilms are in rocky shore ecosystems.
coastal ecosystems. Given their relatively small More recently, new spectroscopic techniques
biomass in comparison to macrophytes, it is have revolutionised the ability to do non-
tempting to conclude that biofilms contribute destructive work across larger and smaller spatial
relatively little to overall production in intertidal scales than was previously possible. Modern geno-
habitats. In the absence of appropriate measures mic methods have also enabled biodiversity to be
of productivity, this conclusion may be com- estimated using bar-coding methods, supple-
pletely incorrect. As is well-known in planktonic mented by proteomics and transcriptomics to
assemblages, the standing stock of phytoplank- understand functioning. The interest in biofilms
ton is small, but productivity is generally large from a medical perspective, in terms of infection
(i.e., the so-called paradox of the plankton). The and disease, has led to much development of
same may turn out to be the case for biofilms. techniques that could be deployed in an eco-
Biofilms do, however, contribute much to the logical context. Thus, the study of biofilms is
diet of many herbivorous snails and limpets. likely to accelerate in the coming years.
Much macroalgal production ends up in the Most of the work on natural substrata has
detrital food chain; in contrast, biofilm produc- been on the photosynthetic component of bio-
tion passes up the food web to herbivores. films, cyanobacteria and diatoms, because of
Little is known about the roles of biofilms in their ease of visualisation and, in the case of
coastal ecosystems. They do, however, provide a diatoms, identification. Many components of bio-
resource for early stages of macrobiota, which films can also be quantified by spectroscopy and
then provide diverse goods and services when CIR (Murphy et al., 2005, 2008, 2009; Murphy and
they grow up. Other ecosystem services are less Underwood, 2006). While there has been much
obvious: biofilms are possibly involved in regulat- attention to the non-photosynthetic bacterial and
ing services such as removal of nutrients, but archaea on artificial fouled surfaces, there has
probably to a much lesser extent than are macro- been less attention from rocky shore ecologists
algae and macrophytes such as seagrasses. because of the need for specialised skills for iden-
In terms of disservices, biofilms contribute to tification and culturing. Recent advances in meta-
fouling and corrosion of artificial fixed and genomic approaches have enhanced our ability to
floating surfaces (Edyvean et al., 1985b; Safriel identify these taxa (e.g., bacteroidetes), and next-
and Erez, 1987). generation sequencing has made such assays
both affordable and more precise (Shokralla
et al., 2012). This enables not only descriptive
18.6 Knowledge Gaps and Future surveys of prokaryotic assemblages on natural
rock surfaces, but also the ability to use such
Directions data as a community-level response variable to
experimental manipulations of abiotic and
The study of biofilms has always been limited by biotic factors. If such genomic approaches can
the available techniques to visualise and assess be coupled with proteomics, the functional
biomass. Microscopy is challenging and non- attribution of the biofilm could be probed.
transparent, solid, uneven rock surfaces cannot Transcriptomic approaches would further
easily be examined. Chlorophyll extraction from enable gene expression to be both qualified and
biofilms is also more challenging than from quantified, giving deeper insights into the pro-
water samples used in planktonic work and cesses occuring within biofilms. These data could
from sediment surfaces. These constraints mean be used as a first indication of the response of
that sampling in the past was destructive and biofilms to any changes of biotic and abiotic
often at the scale of 1–5-cm rock chips or factors.

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466 HANNA SCHUSTER, MARK S. DAVIES, STEPHEN J. HAWKINS ET AL.

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Antia, N. J., McAllister, C. D., Parsons, T. R., Stephens,
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K. and Strickland, J. D. H. (1963). Further measure-
and Bassler, 2001; Dang and Lovell, 2016). If fur-
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epilithic microalgae grown on artificial substrata.
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Bhosle, N. B., Tulaskar, A. S. and Wagh, A. B. (1994).
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Electron transport system activity of microfouling
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