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396 IEEE TRANSACTIONS ON ELECTROMAGNETIC COMPATIBILITY, VOL. 46, NO. 3, AUGUST 2004

Susceptibility of Electronic Systems to High-Power


Microwaves: Summary of Test Experience
Mats G. Bäckström, Member, IEEE, and Karl Gunnar Lövstrand, Senior Member, IEEE

Abstract—For more than a decade, the Swedish Defence Au-


thorities have, in cooperation with Swedish industry and other
countries, studied the effects of high-power microwave (HPM)
radiation on electronic systems. Testing at high-field levels has
been carried out on military equipment as well as on civil equip-
ment, such as cars, computers, and security systems. From these
studies, it is concluded that the distance for HPM sabotage
can reach about a kilometer. Experience from system testing
has, besides giving information about system susceptibility, also
demonstrated the need for a careful pre-analysis of the system
under test. This is due to the fact that high-level testing, in most
cases, includes only a small fraction of the threat parameter
space, such as test frequencies and irradiation angles.
Index Terms—High-power microwaves (HPM), immunity
testing, intentional electromagnetic interference (intentional
EMI), radiated susceptibility.

Fig. 1. Example of a “home-built” source for intentional electromagnetic


I. INTRODUCTION interference (IEMI).

I N RECENT years, growing attention has been paid to the


threat posed by high-power microwaves (HPM), and other
kind of high-power electromagnetic (HPEM) environments,
Finally, another very important reason for the concern is the fact
that most civil equipment essentially lacks immunity require-
against the function of important electronic systems of the civil ments against this type of threat. At microwave frequencies the
infrastructure. Targets, conceivable for a terrorist attack, could legal EMC requirements, e.g., the European Community (CE)
be telecom, radio/television, power networks or traffic control, requirements in the European Union, usually stop at 2 GHz,
financial systems, computer networks, etc. While the HPM and below that frequency the required immunity levels are very
threat has been recognized for rather a long time by the military, modest, of the order of some tens volts per meter. There is, to the
the threat against civil systems, private as well as public, has authors’ knowledge, only one major exemption to this, namely
started to gain wider attention only during the last five years or civil aircraft and helicopters, which are designed to withstand
so. Special sessions on intentional electromagnetic interference the very harsh radar environments at airports. In [3] the envi-
or Intentional EMI, have been arranged at several conferences, ronmental levels, at which aircraft and helicopters have to be
see, e.g., [1] and [2]. able to operate safely, are given. The peak fields at microwave
There are several reasons why the threat against civil sys- frequencies are typically several kilovolts per meter with a max-
tems has to be taken with great seriousness. One is, of course, imum (for rotorcraft) equal to 7.2 kV/m between 4 and 6 GHz.
the seemingly never-ending increase of electronics in all types
The effects of HPM on electronics may result in upset or, at
of systems, including mission- and safety-critical systems such
higher levels of irradiation, even permanent physical damage.
as aircraft flight control systems and anti-locking braking sys-
Upset (i.e., interference or disturbance) is caused by false
tems of modern cars. Another reason is that in many cases, con-
in-band signals, usually originating from envelope detection
trary to the military scenario, it is possible for the perpetrator
of the HPM due to nonlinear effects in the electronic compo-
to come close to the system under attack. This means that the
nents. The upset may be temporary, i.e., the equipment returns
terrorist need not to have access to military HPM weapons, it
spontaneously to full function after the irradiation, or it may
will suffice to get hold of, e.g., a radar transmitter or even (if the
cause permanent failure of the function, i.e., the equipment will
distance is very short) simple “home-built” devices, see Fig. 1.
require a manual restart or reset. Permanent damage seems usu-
ally to be caused by thermal effects or electrical breakdown in
Manuscript received August 6, 2003; revised March 14, 2004. This work was the circuits. In this case, the damaged component or equipment
supported by the Swedish Armed Forces and the Swedish Defence Material
Administration.
has to be repaired or replaced.
M. G. Bäckström is with the Swedish Defence Research Agency FOI, SE-581 This paper presents results from investigations on HPM sus-
11 Linköping, Sweden (e-mail: mats@foi.se) . ceptibility of unprotected (unshielded) electronic systems car-
K. G. Lövstrand is with the Swedish Defence Material Administra- ried out in Sweden during the last decade. It also shows that the
tion (FMV), Testing Directorate, SE-580 13 Linköping, Sweden (email:
karl-gunnar.lovstrand@fmv.se). results can be explained rather well from knowledge about sus-
Digital Object Identifier 10.1109/TEMC.2004.831814 ceptibility of electronic components and field-to-wire coupling.
0018-9375/04$20.00 © 2004 IEEE
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BÄCKSTRÖM AND LÖVSTRAND: SUSCEPTIBILITY OF ELECTRONIC SYSTEMS TO HPMs: SUMMARY OF TEST EXPERIENCE 397

Fig. 2. Coupling of the HPM radiation can occur either via antennas and sensors, denoted front-door coupling, or as back-door coupling, i.e., through imperfect
shields of enclosures or cables.

Furthermore, problems in connection to investigations of sus- III. INVESTIGATIONS ON SYSTEM SUSCEPTIBILITY


ceptibility and verification of hardness of complex systems are
A. General
discussed. Finally, expected distances of action for HPM sabo-
tage are derived and recommendations for future activities are Research on HPM effects, as well as other electromagnetic
issued. effects, such as lightning and nuclear electromagnetic pulse
(NEMP), has been carried out by the Swedish Defence Research
Agency, FOI (formerly FOA), the Swedish Defence Material
II. HPM COUPLING TO SYSTEMS Administration, FMV, and the Swedish defence industries
during the last decades. A rather comprehensive knowledge
The HPM energy couples to the interior electronics of a
has been gained from HPM testing of systems and compo-
system through two generic paths, front-door coupling and
nents. This shows some very general trends for unshielded
back-door coupling, see Fig. 2, here defined as follows:
equipment (civil equipment and military equipment for which
1) Front-Door Coupling: The HPM radiation couples to the protection, if available, has been removed). These trends
equipment intended to communicate or interact with the
concern failure levels for upset and for permanent damage,
external environment. Hence, they cannot easily be fully
their frequency dependence, dependence of angle of incidence,
shielded against microwave radiation without loosing or
of pulse repetition frequency (PRF), etc. The testing has been
severely degrading their function. Examples are antennas
carried out using low-level coupling measurements as well as
and sensors. We subdivide it into the following.
immunity testing at intermediate and high levels. The immunity
a) Front-Door Coupling, first order: The frequency of testing at intermediate level has been made in semi-anechoic
the HPM radiation coincides, at least partly, with the rooms and in reverberation chambers. The high-level testing
working frequency of the equipment. An example is a has, in most cases, been carried out using the MTF), located at
telecom base-station irradiated in its pass band. the Saab aircraft facility, Linköping, Sweden [4], see Fig. 3.
b) Front-Door Coupling, second order: The fre-
quency of the HPM radiation does not coincide with
IV. THE SWEDISH MICROWAVE TEST FACILITY
the working frequency of the equipment. An example
is a radio antenna. The MTF was designed by the U.S. Company TITAN Beta
2) Back-Door Coupling: The HPM radiation couples and delivered early 1993 to Aerotech Telub, who operates the
through imperfections (apertures) in an electromagnetic system for the Swedish Defence Material Administration, FMV.
shield, giving rise to a diffuse and complex field pat- It was mainly specified and designed for aircraft high-intensity
tern within the shielded structure. The apertures can be radiated fields (HIRF) testing. The overall requirement on the
unintentional or intentional. Examples of the latter are system was to generate a subset, at five spot frequencies, of the
holes for drainage and ventilation. The radiation may worst-case environment for Swedish fighter aircraft. The HIRF
also couple directly to an external wire connected to a environment for Swedish and international air operations has
component or a subsystem. The reason to define such a been mapped in terms of the mean and peak radiation intensity
wire as back-door coupling and not as a second-order in the radio and radar bands, as a function of frequency [3].
front-door coupling is due to the fact that the wire could The microwave text facility (MTF) features were based on the
be shielded without degrading its function. knowledge of the microwave operational environment for civil
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398 IEEE TRANSACTIONS ON ELECTROMAGNETIC COMPATIBILITY, VOL. 46, NO. 3, AUGUST 2004

The radiation polarity can be shifted between vertical and hor-


izontal mode.

C. System Data for Indoors Testing


For indoor use, another set of antennas can be used having
less gain but with a near-field limit of 1 m. The indoor system
can thus generate extreme field intensities at 1–3-m distance.
At 1-m distance, the following maximum field strengths can
be reached: L-band, 120 kV/m; S-band, 160 kV/m (PCS,
420 kV/m); C-band, 110 kV/m and -band: 30 kV/m.

D. HPM Testing
For HPM-test purposes a PCS was integrated in the S-band
Fig. 3. The Swedish MTF. Photo: Aerotech Telub AB, Linköping, Sweden.
system. The pulse compressor consists of two tuned cavities.
The saturation time constant of each cavity is about 10 s. The
and military systems. Also, research work indicated some de- cavities can be pumped by the S-band klystron with 4.5- s long
sirable features of the MTF design such as need for a certain pulses at a maximum PRF of 300 Hz. Triggering is achieved
exposure area, pulse and burst length, pulse duration, and repe- by phase shifting the microwave input to one cavity. The two
tition rate. cavities then interact constructively at the output. The pumped
Aircraft testing requires a high efficiency of the test system. energy in the cavities empties into the output waveguide to the
Thus, it was necessary to find reliable and flexible test system antenna with a declining pulse having a 0.4- s time constant.
solutions. This added system mobility and all weather opera- The pulse compressor amplifies the 20 MW S-band generator
tions capability to the requirements output by 8 dB. In practical operations, 140-MW output power
is thus achieved at a repetition rate of a maximum 300 Hz with a
A. General MTF System Data pulse length of 0.4 s. Bursts of 10-s duration can be generated.
Cassegrain antennas having 37- and 40-dB gain, respec-
The MTF is mobile and contained in a 12 m ISO container,
tively, can replace the S- and C-band horn antennas. Realistic
see Fig. 3. It is powered by a 230-V, 540-kVA, AC, diesel gen-
HPM-effects have thus been demonstrated at distances of
erator. The generator is installed on an ordinary trailer.
100–200 m, where peak field strengths of many kV/m, and a
The capability of the system consists of five microwave
PRF of 300 Hz–1 kHz. The Cassegrain antennas are shown in
sources at fixed frequencies in the L, S, C, X, and radar
Fig. 4.
bands. Parameters, such as the PRF, the pulse and burst length,
and the output power, can be varied. The generator data
V. RESULTS FROM SYSTEM IMMUNITY TESTING
maximum characteristics are given in Table I. The data are
for normal outdoor operation, without the pulse compression Investigations on susceptibility to HPM carried out by FOI
system (PCS) for the S band and without the Cassegrain an- and FMV include the following:
tennas (CA), see Section IV-D. All maximum characteristics • missiles,
cannot be attained simultaneously, e.g., the maximum PRF • tactical radio link,
cannot be attained at maximum pulse length. • Army radio,
The MTF is remotely controlled from a shielded control • cars,
trailer, which is also equipped with optical monitors and a • computers,
measurement system for recording the generated environment • telecom stations,
having real-time resolution of individual generated microwave • generic objects.
pulses. The main results, regarding back-door coupling of the test of
unshielded electronics can be summarized as follows:
B. System Data for Outdoor Testing • interference effects are much more prominent at low fre-
For outdoors HIRF testing of tied aircraft with engines run- quencies (L and S band) compared to the higher frequen-
ning, the system is equipped with 30 horizontally and 15 cies;
vertically sweeping antennas. • upset starts to occur (L and S band) typically around a few
The diagonal horn antenna patterns were decided for a test hundred volts per meter (rms peak field strength);
object distance of 15–25 m. The radiation footprint at the test • permanent damage occurs starting from 15–25 kV/m (seen
distance was specified to have a diameter of at least 10 wave- only for L and S band);
lengths and should well cover any access door of an aircraft. At • permanent damage can occur also with the equipment
15-m distance, the 3-dB beamwidth is 2.8 m at 1.3 GHz, 2.4 m turned off.
at 2.857 GHz, 2.0 m at 5.71 GHZ, 1.6 m at 9.3 GHz, and 1.1 m at Other results, however resting on a less comprehensive basis,
15.0 GHz. Horn antennas with dielectric lenses were designed are as follows.
to meet the required antenna pattern. The near-field limit of the • For permanent damage, no clear dependence of the PRF,
antennas is 12 m or less. has been seen. Thus, it seems that permanent damage is
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BÄCKSTRÖM AND LÖVSTRAND: SUSCEPTIBILITY OF ELECTRONIC SYSTEMS TO HPMs: SUMMARY OF TEST EXPERIENCE 399

TABLE I
FMV MICROWAVE TEST FACILITY, MAXIMUM CHARACTERISTICS, FROM [4]

a study of telecom stations [5]. The coupling from the HPM


source to the antenna port of the receiver was estimated and
compared to experience-based results of the susceptibility of
similar receivers. The result of this estimation was that the re-
ceiver can be permanently damaged at an external field level
around 2 kV/m.

VI. INTERPRETATION OF TEST RESULTS


Basic HPM research has revealed that the pronounced trend
showing lower susceptibility at higher frequencies that is usu-
ally seen in system testing, can be understood from the fact that
Fig. 4. Cassegrain antennas for S band, 37 dB (left) and C band, 40 dB . “field-to-cable” coupling decreases (as a trend) by the square
of the wavelength [6], see also (3). Furthermore, measure-
ments of component susceptibility show a similar dependence
usually caused by the first pulse of a pulse train. In other versus wavelength [7]. This sharp decrease in susceptibility
words, there does not seem to be any thermal stacking nor can, however, in some cases be counteracted by variations in
any gradual erosion (e.g., due to electric discharges) be- shielding effectiveness (SE) as function of frequency. The SE,
tween subsequent pulses. It should, however, be reminded i.e., the transfer function into a shielded enclosure measured
that the maximum PRF is 1 kHz. by a field probe, is usually a rapidly varying function versus
• The PRF is crucial for some types of disturbances. It seems frequency, while its envelope shows a much slower variation.
that this can normally be related to an operation cycle of a At microwave frequencies, for moderately or well-shielded
critical electronic function. In some cases, it rather seems structures, the shielding effectiveness often decreases toward
to be just a statistical effect, i.e., by using a high PRF higher frequencies. The fast variations in SE are due to changes
the chance is greater to hit an operational cycle at a crit- in the standing wave pattern of the cavity, while the slow vari-
ical moment. Low repetition rates show a comparatively ation of the envelope is due to resonances in the transmission
low disturbance probability while high repetition rates can properties of the apertures causing the leakage [8], [9].
cause disturbances at low intensities. The typical upset level of a few hundred volts per meter (L
• The pulse length is of importance both for upset and and S band) is consistent with measured data of the receiving
permanent damage. For upset, the susceptibility level, cross section of wires together with data from measurements of
in terms of field strength, seems to be lower for longer component susceptibility [6], [7], [9]. The antenna area, , i.e.,
pulses. For permanent damage the same observation the receiving cross section, for a wire is given by [10]
holds. In the latter case this can, at least in some cases,
be explained by the thermodynamical processes in the
component, the so called Wunch–Bell behavior, see (1)
Section VI.
• The radiation burst length has been of importance for
where is the gain, the polarization mismatch factor, the
effects on control systems incorporating slow analogue
impedance mismatch factor, the directivity, and the antenna
functions or inherent recovery such as engine control
efficiency, represents the ohmic losses of the antenna (
systems and missile flight control systems.
for the lossless case). and depend on the angle of incidence
This data relates to back-door coupling. For front-door cou- (expressed in spherical angles , ) of the radiation incident on
pling, it is known from studies of military equipment that the the test object. For simplicity, we assume that . Using
distance of action, for both upset and permanent damage, can average values for and , i.e., and , we
be appreciably larger than for back-door coupling. This holds get
true, especially for the case when the equipment works at mi-
crowave frequencies, e.g., a radio-link system (which we de-
note first-order front-door coupling). This aspect was treated in (2)
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400 IEEE TRANSACTIONS ON ELECTROMAGNETIC COMPATIBILITY, VOL. 46, NO. 3, AUGUST 2004

represents the isotropic antenna area for a lossless and


impedance matched antenna. Given these assumptions the
power picked up by a wire equals

(3)

where is the power density and is the electric field


strength of the incident field. is the wave impedance of free
space.
Considering L- and S- band frequencies, i.e., 1–4 GHz, we
get, for V/m, that –0.9 W. The re-
sults [7] on the susceptibility of some electronic components
show a large variation between technologies and manufacturers. Fig. 5. Measured damage level as function of pulse length for input transistor
Also, for analogue components the susceptibility also depends in a radio link system.
on the application. Taking this into account, a typical suscepti-
bility level seems to be around 10–100 mW. Thus, we see that
this figure is roughly in accordance with the estimate derived
from system testing of . In this crude calculation we just
consider the component level, i.e., we have not taken effects on
systems level into account, such as the influence of PRF.
It should be mentioned that we have seen upset levels as low
as 15 V/m at 1.3 GHz. This happened when the electronic con-
trol module in a public bus engine was irradiated at 200-Hz PRF,
50% duty cycle, causing the engine to stop.
Results reported by others are largely in agreement with
the susceptibility levels given above. In [17] susceptibility
tests of personal computers (PC) were reported. The tests
were performed between 1 and 4 GHz up to a field level
of 100 V/m. Various polarizations and angles of incidence
were used. Three different types of modulation were used:
continuous wave, amplitude modulation (AM, 80%, 1 kHz)
and repetitive PRF 217 Hz, 50% duty cycle). Upset levels Fig. 6. Permanent damage of input transistor. Finger width is approximately
down to 30 V/m were reported. The results claimed to be 1 m. Photo (SEM): C. Afzelius, FMV.
most interesting were as follows [17]:
• disruption (upset) occurred only at specific repeatable fre- in the adiabatic region the energy required for damage is con-
quencies; stant while in the region where thermal equilibrium prevails the
• disruption occurred only for specific polarizations of the power level of the pulse is constant, i.e., the pulse energy is
incident field; directly proportional to the pulse length. The Wunch–Bell be-
• disruption almost only occurred as a hard fault, i.e., the havior was demonstrated in the test of a radio link system. In
computer had to be rebooted in order to regain operation. this test, microwave pulses were injected into the antenna port
Recently reported tests on PCs suggest that new PCs are more up to permanent damage of the first transistor. A plot of the de-
immune to microwave radiation than older ones [21]. An expla- pendence of the level of damage on pulse energy is shown in
nation could be the more severe requirements on emission levels Fig. 5. A picture of a damage of the input transistor is shown in
that were introduced some years ago. Fig. 6.
As already mentioned typical levels for permanent damage
lies around 15–20 kV/m. An extreme exception from this level
VII. LIMITATIONS IN MTF TESTING
was seen for a PC flat screen at a level as low as 100 V/m, at a
PRF of 1 kHz and a frequency of 140 MHz. However, the duty The combination of the frequency variations of SE, coupling
cycle was in this case 50%, i.e., the pulse length was as large to cables, and component susceptibility often means that the
as 0.5 ms. For permanent damage, a dependence of the critical total “transfer function” from incident field to malfunction of an
field level on the pulse length is expected. Damage due to ex- internal component shows a large variation versus frequency. It
cessive heating is described by the Wunch–Bell curve [19]. If can often change tens of decibels across an octave. This con-
the pulse energy required to cause damage is plotted as a func- stitutes a severe limitation for MTF testing since the MTF gen-
tion of pulse length, one can discern three regions. Pulses typ- erates radiation only at one fixed frequency in each of the five
ically shorter than a microsecond give rise to adiabatic heating radar bands. An example is given in Fig. 7, where the measured
while for pulses of the order of a millisecond or longer, the time SE for a radio equipment is compared with the MTF frequen-
is so long that thermal equilibrium is attained. Consequently, cies (dashed bars). Obviously, in this case the L band frequency,
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BÄCKSTRÖM AND LÖVSTRAND: SUSCEPTIBILITY OF ELECTRONIC SYSTEMS TO HPMs: SUMMARY OF TEST EXPERIENCE 401

Fig. 7. Measured SE compared with MTF test frequencies (dashed bars).

1.3 GHz, just miss the dip in the coupling curve. Also, a test fre-
quency at about 3.5 GHz would be desirable since SE is about
0 dB at that frequency.
This problem has to be taken into account by supporting MTF Fig. 8. Angular dependence of the power picked up by an internal field probe.
testing with a comprehensive analysis based on low-level swept The 1 m long test object were irradiated by a plane wave at 4 GHz and rotated
in one plane.
frequency coupling measurements, in combination with knowl-
edge about the susceptibility of the internal equipment. On the
other hand, since these kinds of analyses often involve consid- those typically vary with frequency [13], [14]. Of course, this
erable uncertainties high-level MTF testing is an invaluable tool problem of insufficient angular resolution is not unique for
for validation of these indirect (low level) methods. high-level testing, it is a general problem for all plane wave EMC
Another weakness with MTF testing, which is rather due to testing. To some extent, we believe the problem can be solved
financial than technical reasons, is the fact that usually only a by using instead a reverberation chamber for susceptibility
very limited number of angles of incidence and polarizations testing. In a reverberation chamber, the statistically isotropic
can be afforded in a test. Extensive, angular resolved, swept fre- electromagnetic environment produces an offset from the AC
quency coupling measurements on many different types of real maximum that is directly proportional to the directivity [8], [14].
and generic equipment show large variation, typically 20–30 dB Thus, the maximum plane wave response can be simulated by
and sometimes 40–50 dB, in coupling as function of angle of in- appropriately adjusting the reverberation chamber test levels in
cidence [6], [8], [11], [12]. An example of the large variation in proportion the (maximum) directivity of the equipment under
coupling as a function of angle of incidence is shown in Fig. 8. test. Note that although the directivity is generally not known
The polar plot shows the variation of the power, normalized to beforehand, recent work suggests that it can be estimated
the power density of the external field irradiating the test object, theoretically [15], see also [8]. A problem that remains to be
picked up by a field sensor mounted inside. The length of the solved is to evaluate the importance of the differences in pulse
test object is about 1 m. shape between anechoic and reverberation chambers, due to
From these kind of measurements it is obvious that the the long relaxation time in the latter.
variation versus angle is “faster” at higher frequencies than
at lower [8]. This is also expected from antenna theory [20]. VIII. DISTANCE OF ACTION FOR HPM SABOTAGE
In [20], the maximum angular sampling increment, , Based on the investigations referred to above, estimates can
necessary to determine the radiation properties of an antenna be made of possible distances of action for sabotage using HPM
from measured data is given. It can be approximated by sources, see Table II. The results are essentially based on tests
made on cars [16] and other unshielded or de-shielded equip-
degrees (4) ment. For front-door effects, the result is essentially based on
the study of a telecom station [5], in which it was concluded
where and is the radius of the smallest possible that the receiver can be permanently damaged using a 10 MW
spherical surface circumscribing the antenna. For the size of source at a distance of around 1 km.
the investigated equipment, typically a couple of decimeters We consider two cases denoted HPM van (10 MW peak
to a meter, the angular resolution thus has, according to (4), power) and HPM suitcase (100 kW). Note that military HPM
to be at least around 5 at 3 GHz in order to, without prior sources might have output powers of up to tens of gigawatts,
knowledge of the receiving pattern, hit the receiving lobes what we consider here is rather a very powerful (10 MW)
corresponding to the maximum coupling. This is largely in radar transmitter. We assume the sources to roughly have the
accordance with the data from our coupling measurements. same pulse parameters as the MTF L- and S-band sources. For
Furthermore, recent results from high-level susceptibility tests the HPM van we assume an antenna gain of 25 , e.g., a
also support the usefulness of (4) [12]. It is also clear that it parabolic antenna with a diameter around 1 m. In Table II, we
is, in general, not possible to guess beforehand what are the also include estimates of distance of action if the equipment
worst angles of incidence, which is illustrated by the fact that under attack has a SE of 30 dB. One reason for choosing 30 dB
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402 IEEE TRANSACTIONS ON ELECTROMAGNETIC COMPATIBILITY, VOL. 46, NO. 3, AUGUST 2004

TABLE II
ESTIMATED DISTANCE OF ACTION FOR HPM SABOTAGE

is that it approximately corresponds to the level of shielding niques, such as shielding and filtering, should suffice. As noted,
(protection) that is necessary for the avionics in civil aircraft a protection level of 30 dB is roughly what is needed for civil
and helicopters in order to withstand the radar frequency aircraft in order to comply with their external environment.
HIRF environments. Another reason is that 30 dB is a level of 2) Front-Door Coupling. While in-band disturbances (nonper-
shielding that can be implemented and maintained by certainly manent damage) are difficult to neutralize, permanent damage
a careful, but not a too exotic and expensive, design. effects can be mitigated by use of transient protectors. Out-of-
In many cases, unshielded equipment might have a certain band disturbances, i.e., second-order front-door coupling, can
degree of protection due to its localization or the way it is be handled by use of filtering, e.g., for radio equipment, or by
installed. It might, for example, be installed in a building having use of metallic meshes or thin films for optical equipment. Usu-
thick concrete walls or in a basement below a thick floor of ally, protective measures will lead to a degradation of the in-
concrete. In many cases, it may also be installed in such a way tended function of the system.
that a terrorist is prevented to come close enough. We have Also, as already noted, protection can sometimes be achieved
carried out investigations on telecom stations by measuring by simply locating the equipment at a sufficiently large “elec-
the attenuation, i.e., the shielding effectiveness, from locations trical” distance from a perpetrator.
outside the station, from which a perpetrator might park a car
or a truck, to the equipment inside the building [18]. As a
guideline, it was found that glass, plasterboard, and bricks give X. PROPOSAL FOR FUTURE ACTIVITIES
almost no attenuation while concrete walls and floors can give Further susceptibility investigations should be carried out on
a rather good attenuation, especially if the material is thick. A systems of major importance for the civil infrastructure. This
comparison was made between three different types of typical should include analyses of field penetration and coupling as well
telecom buildings, one built in wood, one using metal plates as immunity testing of subsystems. Where possible, threat-level
riveted together and one using metal plates welded together. testing of complete systems shall also be carried out.
The susceptibility was estimated by measuring the attenuation Research has to be performed to further evaluate and develop
of each building and assuming a van equipped with a 2-GHz methods for protection, hardness verification, and analysis of
10-MW HPM source, antenna gain 30 , to be located 50 m complex systems. As stated above, in many cases, existing
from the building. From the study, it can be concluded that the EMC protection methods are probably sufficient, while some
wooden building gives almost no protection, only a few decibels front-door systems may require new protection methods. Also
at 2 GHz. This means that internal equipment, if unshielded, the threat, which is system dependent, has to be better defined.
can be disturbed but probably not permanently damaged. The One challenge in analysis and hardness verification is the often
building built by riveted metal plates gives an attenuation of huge complexity of civil systems which makes a statistical
about 10 dB (at 2 GHz), which means a risk for interference treatment necessary.
but not for permanent damage. The building built by welded
plates has about 5 dB higher SE than the riveted one. This
means still some risk for interference. In these studies, it was XI. CONCLUSION
obvious that an immunity assessment of a complex system HPM testing at high-field levels has been carried out on mil-
requires a careful investigation of all sorts of points-of-entry; itary equipment as well as on civil equipment. The test results
in the cases referred to here, special attention had to be paid to can be explained using basic knowledge of field-to-wire cou-
leakage via cables and through door seams. It was also shown
pling and measured susceptibility levels for electronic compo-
that sometimes certain improvements of the protection levels
nents. From the studies it is concluded that the distance for HPM
can be achieved by rather simple means such as conductive
sabotage can reach about a kilometer. Experience from system
clothing or metallic shutters for the windows. Also a card
testing has, besides giving information about system suscepti-
reader for admittance control was tested. It was rather easy to
bility, also demonstrated the need for a careful pre-analysis of
disturb, from 80 V/m and above, but the disturbance did not
the system under test. This is due to the fact that high-level
result in an error permitting that one could enter the building.
testing in most cases only includes only a small fraction of the
threat parameter space, such as test frequencies and irradiation
IX. MITIGATION OF THE THREAT
angles. In the future, important systems of the infrastructure
1) Back-Door Coupling. Assuming a protection level of 30 dB should be investigated. Also, protection methods should be ap-
to be adequate, cf. Table II, conventional EMC protection tech- plied, evaluated, and if necessary, further developed.
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BÄCKSTRÖM AND LÖVSTRAND: SUSCEPTIBILITY OF ELECTRONIC SYSTEMS TO HPMs: SUMMARY OF TEST EXPERIENCE 403

ACKNOWLEDGMENT [17] J. LoVetri, A. t. m. Wilbers, and A. P. M. Zwamborn, “Microwave in-


teraction with a personal computer: experiment and modeling,” in Proc.
The authors acknowledge comments from and discussions 13th Int. Zurich Symp. Technical Exhibition on Electromagnetic Com-
with colleagues at FOI, FMV, and national and international patibility, Zurich, Switzerland, Feb. 16–18, 1999.
[18] M. Eriksson, HPM—riskbedömning av tre telestationer, Defence Mate-
cooperating organizations. rial Administration (FMV), Linköping, Sweden, Dec. 22, 2000.
[19] D. C. Wunch and R. R. Bell, “Determination of threshold failure levels
of semiconductor diodes and transistors due to pulse voltages,” IEEE
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testing,” in Proc. URSI XXVIIth General Assembly, Maastricht, The gree in engineering physics and the Ph.D. degree in
Netherlands, Aug. 17–24, 2002. physics from Uppsala University, Uppsala, Sweden,
[5] M. Eriksson, HPM-undersökning av inkoppling av HPM-pulser via an- in 1978 and 1985, respectively.
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Dec. 21, 2000. magnetic Effects at the Swedish Defence Research
[6] S. Silfverskiöld, M. Bäckström, and J. Lorén, “Microwave field-to-wire Agency, FOI, where he is Project Leader for the FOI
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2–6, 1999. netic Noise and Interference. He is Co-Chairman of the URSI working group on
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Electromagnetic Compatibility, Montreal, QC, Canada, Aug. 13–17, patibility Society.
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Proc. 2003 IEEE Int. Symp. Electromagnetic Compatibility, Istanbul, Karl Gunnar Lövstrand (M’87–SM’92) was born
Turkey, May 11–16, 2003. at Västerlövsta, Sweden, in 1946. He received the
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[11] L. Jansson and M. Bäckström, “Directivity of equipment and its effect tively.
on testing in mode-stirred and anechoic chamber,” in Proc. 1999 IEEE From 1974 to 1981, he was Docent of Electricity
Int. Symp. Electromagnetic Compatibility, Seattle, WA, Aug. 2–6, 1999. at the High Voltage Research Institute, University
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in Proc. 15th Zurich Int. Symp. Technical Exhibition on Electromagnetic electromagnetic fields. Since 1985, he has been
Compatibility, Zurich, Switzerland, Feb. 18–20, 2003. with the Swedish Defence Material Administration
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[14] , “Impact of equipment response characteristics on anechoic and re- tion Research and Development of the Swedish Defence. In 1985, he worked
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Electromagnetic Compatibility, Sorrento, Italy, Sept. 9–13, 2002. of the Nuclear Electromagnetic Pulse (NEMP) Test Center. He was the first
[15] G. Koepke, D. Hill, and J. Ladbury, “Directivity of the test device in head of the NEMP/Electromagnetic Compatibility (EMC) Center. Before he
EMC measurements,” in Proc. 2000 IEEE Int. Symp. Electromagnetic joined FMV, he worked for Saab Military Aircraft, where he was responsible
Compatibility, Washington, DC, Aug. 21–25, 2000, pp. 535–539. for the overall EMC Program of the JAS fighter aircraft.
[16] M. Bäckström, “HPM testing of a car: a representative example of the In 1974, Dr. Lövstrand was elected Member of the Swedish URSI, Com-
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nical Exhibition on Electromagnetic Compatibility, Supplement, Zurich, Swedish EMC Chapter of IEEE. In 2000, he was recognized as an Electromag-
Switzerland, Feb. 16–18, 1999. netic Pulse (EMP) Fellow by the U.S. Summa Foundation.

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