Professional Documents
Culture Documents
http://journals.cambridge.org/LAS
Sidney Chalhoub
Journal of Latin American Studies / Volume 25 / Issue 03 / October 1993, pp 441 - 463
DOI: 10.1017/S0022216X00006623, Published online: 05 February 2009
SIDNEY CHALHOUB*
During the first half of the nineteenth century, as cholera and yellow fever
epidemics ravaged the Old and the New World alike, Brazil seemed to
enjoy the reputation of being a remarkably salubrious country. In spite of
its geographical position, its climate and the abundance of those elements
that prevailing medical wisdom considered conducive to the more
aggravated forms of disease, the fact was that Brazil long remained free of
the two most visible scourges of the times.1
Of course, the absence of yellow fever and cholera did not mean that
the sanitary conditions of the land then - or now, for that matter - were
particularly good, but it remained true that these conditions could be so
described, or even sincerely perceived, as such by both Brazilian and
foreign observers. An English physician, Dr J. O. M'William, for
example, in his account of the yellow fever epidemic of the summer of
1849-50, remarked that 'until lately' - and with the exception of smallpox
which had been introduced by the slave trade - Brazil' has been generally
considered as wholly exempt... from sweeping epidemic disease of any
kind'. He went on to cite another physician who pondered conditions in
Rio and asked: ' Why is it that, in a land-locked harbour in this part of the
world, under a powerful sun, surrounded by marshes and rich vegetation,
ships lie for months or years without a single case of concentrated fever;
while in Asia, in Africa, in North America, and more especially in the
* This paper was written while I was a Fulbright/LASPAU visiting scholar at the
Freedmen and Southern Society Project and the department of history at the University
of Maryland, College Park, in the fall and winter of 1991-2. My thanks to Ira Berlin,
Michael Hall and Robert Slenes for their critical comments and corrections of my
English.
1
See Donald B. Cooper, 'Brazil's Long Fight against Epidemic Disease, 1849-1917,
with Special Emphasis on Yellow Fever', Bulletin of New York Academy of Medicine, vol.
51, no. ; (1975), PP- 672-3.
J. Lai. Amer. Stud. 25, 441-463 Copyright © 1993 Cambridge University Press 441
when the disease first appeared, and in the early 1870s, when it returned
after a relatively long lapse in the 1860s - demonstrate the continuous
interplay between medical thinking and political and racial ideology.
Furthermore, I suggest that the crisis in labour relations in Brazil in the
last decades of the nineteenth century reshaped public and medical
perceptions of the disease. In other words, in coping with yellow fever at
a particular historical moment, the public health officials of the City of Rio
laid some of the main foundations of the so-called Brazilian whitening
ideal - that is, the configuration of a racial ideology which expected to
eliminate the African heritage from Brazilian society through immigration
and miscegenation, as well as some more pernicious forms of inaction and
wishful thinking.
As was the case everywhere that yellow fever struck in the nineteenth
century, Brazilian physicians and public officials failed to understand the
causes of the epidemic and to devise efficient ways of dealing with it.5 As
elsewhere, the overall theoretical question was to discover whether yellow
fever was propagated through contagion or infection. The contagionists
held that the disease could be transmitted from person to person, either
directly, through physical contact, or indirectly, by touching objects
belonging to the diseased or by breathing the air in their immediate
vicinity. In other words, contagionists believed that yellow fever occurred
because of a particular poison which, once produced, could be propagated
from one individual to another irrespective of the continuation of the
original causes. The anticontagionists, or infectionists, on the other hand,
believed that yellow fever had its origin in local causes - that is, that the
disease was a product of miasmata, the noxious emanations coming from
animal and vegetal matter in putrefaction. Therefore, infectionists held
that yellow fever could not be transmitted from one individual to another
through physical contact, since its production occurred in the atmosphere
and was due to 'general miasmatic causes'.6
5
For detailed accounts of yellow fever epidemics in the US South and how public
authorities and doctors tried to come to grips with them, see Jo Ann Carrigan, 'The
Saffron Scourge: a History of Yellow Fever in Louisiana, 1796-190;', unpubl. PhD
diss., The Louisiana State University, 1961; John Duffy, Sword of Pestilence: the New
Orleans Yellow Fever Epidemic of ISJJ (Baton Rouge, 1966); Margareth Ellen Warner,
' Public Health in the New South: Government, Medicine and Society in the Control
of Yellow Fever', unpubl. PhD. diss., Harvard University, 1983. For a study of the
evolution of the epidemiological debate about yellow fever in Europe in the nineteenth
century, see William Coleman, Ye/low Fever in the North: the Methods of Early
Epidemiology (Madison, 1987).
6
Almost all medical treatises in the nineteenth century had to recite these most general
definitions of contagion and infection. I draw my definitions here from the entries for
these words in a dictionary of medical terms which was quite popular in Imperial
Brazil: Pedro Luiz Napoleao Chernoviz, Diccionario de medicina popular (Paris, 1890,
sixth edition). There are some interesting discussions of the historical significance of
the concept of infection: Erwin H. Ackerknecht,' Anticontagionism Between 1821 and
1867', bulletin ofthe History of Medicine, vol. 22 (1948), pp. 562-93; Roger Cooter,
'Anticontagionism and History's Medical Record', in Peter Wright and Andrew
Treacher (eds.), The Problem of Medical Knowledge: Examining the Social Construction of
Medicine (Edinburgh, 1982); Owsei Temkin, 'An Historical Analysis of the Concept of
Infection', The Double Face of Janus and Other Essays in the History of Medicine (Baltimore
and London, 1977).
7
The Junta was created by decree on 14 Sept. 1850, and the law which regulated its
functioning was enacted on 29 Sept. 1851. It was composed of five members-all
medical doctors - and had no executive power; it was devised as a board advisory to
the Imperial government and to provincial governments as well. Unless otherwise
noted, the following paragraphs, and in fact much of what follows in this paper, are
based upon the surviving papers of the Junta. The major collections are: in the Arquivo
Geral da Cidade do Rio de Janeiro, 'Higiene Publica: Atas', which is the record of the
proceedings of the meetings of the Junta, and 'Higiene Piiblica: Avisos do Governo',
which contains basically government acts concerning sanitation and questions of public
health in general; in the Arquivo National do Rio de Janeiro,' Ministerio do Imperio/Junta
Central de Higiene Piiblica: Offcios e documentos diversos', which contains the
correspondence, reports and other papers sent by the Junta to the Ministerio do
Imperio, the branch of the Imperial government in charge of public health. These
collections, except for minor flaws, cover extensively the last decades of the Brazilian
Empire (1850-89). They are also particularly strong in documenting the situation in the
city of Rio, even though the materials are by no means restricted to that city.
Donald B. Cooper, 'Brazil's Long Fight Against Epidemic Disease', p. 676.
Jose Pereira Rego, Histo'ria e descrifao da febre amarella epidemica que grassou no Rio de
Janeiro em ISJO, p. 1.
trying to trace the chain of the transmission of the disease, they were able
to link the outbreak of the epidemic in Bahia, Rio and elsewhere in the
country to the arrival of particular ships with cases of yellow fever in the
harbours of various cities. They found the evidence for the importation
of the disease so overwhelming that it tended to eclipse much of what they
had been saying concerning the prevailing local conditions for the
spontaneous generation of the epidemic. In practical terms, this outlook
led to emphasis on the isolation of patients in hospitals outside the
downtown area and to the enforcement of quarantine measures in the
following outbreaks, even though one senses from reading the Junta's
reports that there were enormous difficulties in applying just these
measures with any degree of efficiency. Especially regarding quarantine
regulations, public health officials immediately had to face mounting
pressure from the British, whose free-trade influenced scientific tenets
made them radical defenders of the infection theory, i.e. the idea of the
local generation of the disease. English diplomats told the Imperial
government in straightforward language that quarantines were 'harmful
to commerce and harmless to yellow jack'.10
Perhaps no one gave much credit to the science of the British in any case,
since it is possible to find other strong reasons for the timidity of the
Imperial government in dealing with yellow fever outbreaks in the 18 5 os.
First, there was the lack of understanding by the medical science of the
period concerning the transmission of yellow fever. While infectionists
and contagionists kept screaming at each other - the Board of Health
itself remained sharply divided in the early 18 5 os - it was difficult even for
people of moderate and conciliatory views like Pereira Rego to convince
the government to approve funds for carrying out the Board's
prescriptions.11 Even worse, how were particular medical theories to be
transformed into practical measures? Doctors were clearly at a loss.
Pereira Rego, for example, studied every outbreak in the 1850s in much
detail, and soon had second thoughts about the efficiency of quarantine
regulations. Even though he never abandoned the conviction that the
10
See 'Higiene Piiblica. Avisos do Governo (1850-4)', Codice 8.3.7, f°ls- 199—207,
Arquivo Geral da Cidade do Rio de Janeiro.
11
For evidence regarding serious tension within the Junta itself, see 184-22, Ministerio
do Imperio/Junta Central de Higiene Publica, 1851-3. Paula Candido, the first
president of the Junta, was also a member of the Brazilian Parliament, and there he was
forced to debate his moderately anticontagionist views with his peers; see Annaes do
Parliament!) Brasikiro, Camara dos Deputados, 1850, vol. 2. Of course, doctors staged
memorable brawls in the sections of the Academia Imperial de Medicina; see, for
example, a debate in which Paula Candido was involved in Annaes Brasilienses de
Medicina, August 1859.
It has been suggested that the epidemic in the summer of 1849-50 may
have played a role in convincing the Brazilian Parliament finally to yield
to British pressure and bring the slave trade to an end.14 There are several
ways in which this subject may be approached. For example, Bernardo
Pereira de Vasconcelos, an influential Brazilian politician who strongly
resisted British pressure against the Imperial government on the slave
trade question, died of yellow fever in May 1850. One British official
celebrated the event with the following comment: ' his death will remove
one of the chiefest obstacles [sic] to the suppression of the slave trade in
this country'.15 Moving on to less obvious causal links, one may recall
that in the late 1840s politicians and city officials in Rio often had to deal
with scares of slave revolts in nearby counties — in Campos, Valenca,
Vassouras and elsewhere — and they could not imagine what would
happen if the rebellious spirit of bondsmen in nearby plantation areas
eventually infected the more than one hundred thousand slaves then
living in the capital.16 Thus, the most threatening exercise was to regard
yellow fever as a possible ally of rebellious slaves: General Yellow Jack
had ravaged the French and the British armies in the age of the Haitian
red men and the yellow plague'; seen Kenneth Kiple and Virginia King, Another
Dimension to the Black Diaspora: Diet, Disease, and Racism (Cambridge, 1981), ch. 2 (the
citation is from pp. 50-1). The evidence from Rio - Africans were much affected in the
1850 outbreak, but usually suffered a mild form of the disease - seems to support Kiple
and King's argument for Africans' innate yellow fever immunities. Of course, many
Africans living in Rio at the time must have acquired immunity to yellow fever by
having had the disease as children in their native continent - where yellow fever was
often endemic. On the other hand, the intensification of Portuguese immigration to Rio
starting in the late 1840s may have played an important role in the coming and the
taking roots of the disease in the city - the number of yellow fever susceptibles
increased enormously in those years. Besides the work cited by Kiple and King, a useful
account of the mode of transmission of yellow fever can be found in Coleman, Yellow
Fever in the North, ch. 1. As for Portuguese immigration to Rio, see Luiz Felipe de
Alencastro, ' Proletaires et esclaves: immigres portugais et captifs africains a Rio de
Janeiro- 1850-1872', Cahiers du CR.IAR, Publications de l'Universite de Rouen, no.
4 (i984)-
14
According to Luiz Felipe de Alencastro, 'Les vecteurs supposes de cette maladie
desormais endemique au Bresil, etaient les Africains nouvellement arrives au pays.
Cette menace virale s'ajoute a la menace sociale deja sous-jacente pour renforcer
dramatiquement la mefiance de la population libre vis-a-vis des Africains'. Also, it was
said in the Senate - in January 1850-that Pemambuco had thus far escaped the
epidemic because the illegal slave trade had ceased in that province. Luiz Felipe de
Alencastro, 'Le commerce des vivants: traite d'esclaves et "pax lusitana" dans
l'Atlantique Sud', these de doctorat, Universite de Paris X, 1985, pp. 517 and 554.
15
As cited in Leslie Bethell, The Abolition of the Brazilian Slave Trade: Britain, Brazil and
the Slave Trade Question (Cambridge, 1970), p. 334.
16
Sidney Chalhoub, Visoes da liberdade: uma historia das ultimas decadas da escravidao na Corte
(Sao Paulo, 1990), pp. 186-98.
revolution, and there had been examples of yellow fever epidemics in the
US South which were accompanied by rumours of slave revolts.17
The epidemic of 1850 may have further contributed to the end of the
Brazilian slave trade because there was an ongoing discussion in the
medical journals of the time about the possibility of yellow fever being
somewhat connected with the infamous commerce. In fact, the ship which
was blamed for the importation of the disease to Bahia — an American
vessel coming from New Orleans with a possible stop in Havana — was
charged with having been involved in the slave trade.18 Mr Hudson, the
same British official who wittily celebrated Vasconcelos's death, observed
that the fact that the epidemic was eventually traced back to a slave ship
proved to be a powerful weapon in the hands of opponents of the trade.19
It was a French doctor, however, Monsieur Audouard, who developed
more thoroughly the hypothesis of the connection between yellow fever
and the slave trade. In a series of articles published from the 1820s to the
early 1850s, Dr Audouard held that the slave trade was the cause of black
vomit. In the 1820s, the author observed that yellow fever outbreaks in
North America became less frequent after the abolition of the slave trade
in 1808. According to him, there were eight yellow fever epidemics in the
USA from 1808 to 1820, while there had been fifty-three such outbreaks
in the twelve years prior to 1808. Likewise, in the late 1830s Dr Audouard
was heartened by reports that yellow fever no longer ravaged the French
colonies, while it continued to strike Spanish possessions. In his opinion,
the explanation was to be found in the fact that the Spanish were still
engaged in the slave trade. Dr Audouard's argument was that the germ of
yellow fever was generated in slave ships. The conditions in which
Africans were transported, crowded in filthy holds with insufficient food
17
'The yellow fever had the French Army in its grip. Toussaint and Dessalines had
known that this was coming, had calculated on it', in C. L. R. James, The Black
jacobins: Toussaint L'Ouverture and the San Domingo Revolution (New York, 1989, 2nd ed.),
p. 333; Geggus, David, 'Yellow Fever in the 1790's: the British Army in Occupied
Saint Domingue', Medical History, vol. 23, no. 1 (1979), pp. 38-58. About yellow fever
and slave revolt in the US South, see Jo Ann Carrigan, 'Yellow Fever: Scourge of the
South', in Todd Savitt and James H. Young, Disease and Distinctiveness in the American
South (Knoxville, 1988), p. 62.
18
The subject was controversial. Pereira Rego believed in the importation by the
American vessel; Histdria e descrifao, p. 34; so did A. Paterson, 'Observations on the
Origin and Nature of the Bulam or Yellow Fever, as it Appeared in Bahia (Brazil), in
the end of 1849 and the beginning of 1850', The London Medical Gazette, vol. XLVII
(1851), pp. 541-7; also, J. O. M'William, 'Some Account of the Yellow Fever'.
Lallemant held the opposing view; see Observacoes, p. 44; and so did T. Baker, 'The
Yellow Fever Epidemy in the Brazils', Medical Times, London, vol. II (1851), pp.
489-91, 545; also, W. M'Kinlay, 'Remarks on the Yellow Fever which Appeared of
Late Years on the Coast of Brazil', Monthly Journal of Medical Science, London and
Edinburgh, vol. XV (1852), pp. 254-74; 335-52; 424-41.
19
Bethell, The Abolition of the Brazilian Slave Trade, p. 334.
and without even the chance of going above deck to fulfil their physical
necessities, were deemed responsible for the coming to existence of the
germ of yellow fever. The human waste produced under these
circumstances ingrained itself into the rotten timbers in the hulls of slave
ships and, under the scorching heat of the tropical sun, touched off some
unknown chemical process which originated the poison. Almost as an
afterthought, the French scientist added that the whole situation was even
riskier because the human waste in question was produced by, as he put
it, 'the Negro race'.20
Even though Audouard's ideas caused some controversy in medical
journals, it does not seem that many physicians believed in such an
extreme connection between yellow fever and the slave trade. In his
writings, Pereira Rego cited Audouard and showed that he was aware of
his work, but was openly sceptical about the possibility of the poison
being generated in ships, put to whatever use.21 What Pereira Rego, as
well as many other doctors, did seem to believe was that the slave trade
might be important in transplanting the germ of yellow fever from one
place to another. Indeed, the fact that Africans and their descendants
suffered the disease in a milder form, and given that most slaves in the
capital at this point had been born in Africa, meant that there was always
the suspicion that Africans suffered less from the disease because they had
become acclimatised to it in their native lands. In other words, Africans
might be efficient in carrying the germ in their bodies and in transmitting
it further — all this, of course, if one chose to believe in contagion — but
20
M.-F.-M. Audouard, 'Memoire sur l'origine et les causes de la fievre jaune, consideree
comme etant principalement le resultat de l'infection des batiments negriers, d'apres les
observations faites a Barcelone en 1821, et au Port-du-Passage, en 1823', Revue Me'dkale
Frartfaise et Etrangere, Paris, vol. Ill (1824), pp. 360-408;'La traite des noirs consideree
comme la cause de la fievre jaune', Journal des Connaissances Me'dko-Chirurgicales, Paris,
vol. VI (1838-9); Fievre jaune et traite des noirs (Paris, 1849); 'Sur la fievre jaune qui
regne en ce moment au Bresil, et sur l'origine de cette maladie', Revue Me'dkale Francaise
et Etrangere, Paris, vol. II (1850), 65-8; 'Reponseau memoire de M. le docteur Durand-
Fardel, sous le titre: Des maladies contagieuses et infectieuses, a propos d'un autre
memoire sur la fievre jaune et la traite des noirs', Ibid., vol. I (18; 1), pp. 399-408;
' L'etiologie de la fievre jaune dans ses rapports avec la navigation en general et la traite
des noirs en particulier', Ibid., vol. II (1853), pp. 656-72.
21
Rego, Histo'ria e descricao, pp. 52, 86. Audouard was explicitly rebuked by doctors in
Cuba; the debate is summarised, with the author openly favouring Audouard's critics,
in L. Blacquiere,' La traite des noirs consideree comme cause de la fievre jaune', Journal
des Connaissances Me'dko-Chirurgicales, Paris, vol. VI (1838-9), pp. 102-4. See also
M. Durand-Fardel, 'Des maladies contagieuses et infectieuses, a propos d'un memoire
de M. Audouard, intitule: Fievre jaune et traite des noirs', Revue Me'dkale Franfaise et
Etrangere, Paris, vol. II (1850), pp. 643-57. As late as 1875, an American doctor took
the trouble to argue that there was no relationship between yellow fever and the slave
trade. Audouard is not cited in the article, however; see J. Jones, 'Researches on the
Relations of the African Slave-Trade in the West Indies and Tropical America to
Yellow Fever', Virginia Medical Monthly, Richmond, vol. II (1875), pp. n-26.
the most clear-headed doctors were not confident enough to rule out any
possibility at this point.
To sum up, it is possible that in the early 1850s the imperial
government thought that the cessation of the African trade had in fact
been the most promising measure it could take in order to deal with
yellow fever. Little else was needed, and the customary theatrical acts had
also been performed: a Board of Health had been created, composed of a
handful of notables and with almost no power to put its ideas into effect;
the Emperor himself would show his concern during the worst outbreaks
by visiting hospitals and making generous donations from his personal
assets in order to boost the efforts of charitable organisations engaged in
diminishing the plight of immigrants - especially Portuguese immigrants
- who died by the scores in each new visitation of the disease.22 Perhaps
this is unfair to the enduring reputation of the Brazilian monarchy, but
what one really glimpses here is the entrails of a society still deeply
committed to the institution of slavery: with the flood of enslaved
Africans which had occurred in the 1840s there was no need to worry
about obtaining any new source of cheap labour for the plantations in the
near future. Since yellow fever did not seem significantly to affect Africans
- or the acclimatised propertied classes - there was no real feeling of great
urgency concerning the disease in the 1850s. Roberto Lallemant, for
example, was somewhat disturbed by the way in which the Health
Commission in charge of leading the fight against the disease in its first
outbreak tried to quiet the anxieties of the population. In an article
published in a city paper, the physicians explained that Africans and native
Brazilians had little to fear from the epidemic, but then they proceeded to
caption their remarks with the exhortation: 'Haveis de morrer, vos,
estrangeiros!' ('You shall die, you, foreigners!'). Lallemant, who was
German, thought that the Commission had been 'a bit too patriotic'.23
Yellow fever in the 1870s would be a quite different story.
immigrants. They certainly did not tread the path of doctors in the US
South who, confronted with both devastating yellow fever epidemics and
the need to justify slavery in the 1850s, eventually jumped to the
conclusion that African Americans were beings of a different species,
somewhat less than human, and expressly designed by nature to endure
disease and labour under the burning tropical sun. One of the most
conspicuous defenders of this idea, Dr Samuel Cartwright of New
Orleans, gave little credit to his peers' endless discussions about the
concepts of infection and contagion. Instead, he blamed yellow fever
epidemics on the willingness of 'wealthy capitalists' and poor European
immigrants to contradict nature: 'All those sanitary measures, therefore,
which may be instituted to protect New Orleans against pestilence, would
be incomplete and ineffectual unless the practice of making negroes out of
the master race of men, and turning them out to labor in the hot
summer's sun, be abolished.>24
At least some Brazilian medical men were also suspicious of the kind of
climatic determinism which was all too common among European
doctors at the time, and which usually led, through muddled reasoning,
to conclusions about the shortcomings of life in the tropics and tropical
peoples as well. A good example is provided by Dr Robert Dundas, a
British physician who worked in Bahia and published, in 1852, a long
treatise on the theme of 'tropical and European fever'.25 Dr Dundas's
main purpose was to explain the alleged decay of Europeans in hot
climates. His argument started with the observation that in hot climates
' the secretion from the external capillary system is incessant and profuse,
while the secretion from the kidneys is in an equal ratio diminished'. What
followed from this was that long exposure to tropical heat impaired the
capillary system which was 'weakened by long continued over-
excitement' due to 'profuse perspiration'.26 He thought that Europeans
could not tolerate more than five years in the topics without permanent
damage to their health, since after this period it would be impossible to
bring the kidneys back to normal activity and restore the over-worked
capillary system. He discarded the idea of 'acclimatisation' as fallacious,
and quickly moved on to more troubling conclusions: the Brazilian,' who
descended from European ancestors', but had 'a considerable admixture
24
Samuel Cartwright, ' P r e v e n t i o n o f Y e l l o w F e v e r ' , New Orleans Medical and Surgical
Journal, no. 10 (November 1853), P- 3°^; s e e also his 'Report on the Diseases and
Physical Peculiarities of the Negro Race', Ibid., no. 7 (May 1851), pp. 692-713. For a
detailed account of the context of Cartwright's and related ideas, see Kiple and King,
Another Dimension to the Black Diaspora, a n d T o d d L . Savitt, Medicine and Slavery: the
Diseases and Health Care oj Blacks in Antebellum Virginia (Urbana, 1978).
25
R o b e r t D u n d a s , Sketches of Brazil; Including New Views on Tropical and European Fever,
with Remarks on a Premature Decay of the System Incident to Europeans on their Return from
26
Hot Climates (London, 1852). Dundas, Sketches of Brazil, p. 51.
put it, errors which might give rise to 'dangerous prejudice in our
society'.29
He proceeded to single out Gobineau and Montesquieu for explicit
rebuttal. Starting with Gobineau, the professor sought to analyse the
alleged importance of race in human history. According to Dr Santos, the
French thinker held ideas which contradicted ' the dignity and morality of
humankind', and could be summarised as follows: that from their origins,
human races were endowed with different qualities and, for that matter,
qualities which were not equally divided among them at all; such unequal
beginnings resulted in no human race being perfect in itself, since the
qualities of different stocks complemented each other. Furthermore,
intercourse between races was no way of achieving human perfectibility,
since the outcome of such relations was inevitably the predominance of
the features of the inferior race. Dr Santos then observed that in this
context the superiority of a given race was regarded as predetermined, and
so was the inferiority of others, and what followed was that no peoples
were to be praised for their virtues or held responsible for their vices. The
logical consequence of this doctrine would be the complete negation of
human morality, for it led to the legitimation of the dominance over the
rest of humanity by the race taken to be the most perfect. Even worse,
Gobineau's doctrine made a people's history irrelevant to its destiny, since
the only things which really mattered were the qualities originally
endowed by nature, and these were emphatically said to be unchangeable.
Noticing that Gobineau had been remarkably harsh on the 'Negro race',
Dr Santos trod the usual path of arguing that the history of Ancient Egypt
was sufficient counter-evidence to the belief that Africans were unable to
achieve highly sophisticated civilisations.
Of course, there is a great deal here of the best part of the tradition of
eighteenth-century western rationalism, much of which would be wrecked
in the wake of subsequent European imperialism and the accompanying
pseudo-science of Monsieur Gobineau and similar creatures.30 Dr Santos
proceeds to take on Montesquieu, and then we are left with a flavour of
the best part of the tradition of nineteenth-century romanticism.
29
Re/ato'rio do Ministe'rio do Impe'rio, for t h e year 1858, A n e x o D , w h i c h is entitled
'Memorias Historicas das Faculdades de Medicina e de Direito'.
30
Gobineau was later appointed Minister of France in Brazil. He lived in the capital from
March 1869 to April 1870 and enjoyed a close friendship with D. Pedro II, the Brazilian
Emperor, who seemed to listen attentively to Gobineau's long expositions. Of course,
Gobineau was extremely critical of miscegenation and its alleged results, thought that
Brazilians were comparable to monkeys etc, but it seems that his friendship with the
Emperor made him an advocate of European immigration to Brazil in the 1870s. See
Michael D . Biddiss, Father of Racist Ideology: the Social and Political Thought of Count
Gobineau (London, 1970), pp. 201-6; and George Raeders, 0 inimigo cordial do Brasil: 0
Conde de Gobineau no Brasil (Rio de Janeiro, 1988).
presented as if to show that the land had been pure and healthy until a
foreign poison violated it, the fact was that Brazilian physicians were then
ready to skip most theoretical proselytising and admit that the situation
demanded a total attack on the sources of infection - that is, the sources
for the production of miasmatic emanations — within the city. In analysing
the 1873 epidemic, for example, Pereira Rego, by then president of the
Board of Health, argued that the constant obstructions in the sewage
system, coupled with conditions in the crowded and filthy dwellings
inhabited by the poor - the so called cortifos or ' beehives' - were the two
main causes of the outbreak. Pereira Rego thought that he could
determine that the first cases of the disease had all appeared in
neighbourhoods where sewers had been clogged and housing conditions
were worse, and from these streets the epidemic had spread out to the
harbour and other areas of the city.32
The identification of the corti^os as the cooking pots for the germs of
yellow fever was of enormous symbolic and political significance. First,
there was no clear definition of what a corti^o really was, and in a city
plagued with a constant housing shortage throughout the nineteenth
century, the tendency was to consider as such any habitation which, by the
sanitarians' changeable standards, was taken to be crowded and filthy. In
reality, as soon as they concluded that yellow fever was bred in the corti^os,
public officials initiated a struggle to define the term as broadly as possible,
and they eventually found that the whole downtown area of the city of Rio
was swarming with cortifos and had to undergo a radical transformation
- for the sake of public health and, as it turned out, for the pleasure of
urban investors.33
City-planners devised ways to intervene in the urban scene in order to
avoid the production of miasmatic emanations. Whenever this objective
32
See Jose Pereira Rego, Memdria historka das epidemias defebre amarela e cbolera-morbo que
tern reinado no Brasil(Rio de Janeiro, 1875). Rego had associated sewage and corticos with
yellow fever a year earlier in his Esbofo histdrko das epidemias que tern grassado na cidade do
Rio de Janeiro desde 1S30 a iSyo (Rio de Janeiro, 1872). See also the discussions in the
Academia Imperial de Medicina do Rio de Janeiro, which are transcribed in Annaes
Brasilienses de Medicina, Tomo XXV (1873), nos. 1 (pp. 4-31), 2 (pp. 43-57), 3
(pp. 92-4), 5 (pp. 168-75), 6 and 7 (pp. 202-;).
33
Of course, public officials were also very much afraid of what they construed as the
'dangerous classes'; see Sidney Chalhoub, Trabalho, lar e botequim: 0 cotidiano dos
trabalhadores no Rio de Janeiro da Belle Epoque (Sao Paulo, 1986), pp. 35-58. I described
the whole process in some detail in 'A guerra contra os cortijos: cidade do Rio,
1850-1906', Primeira Versao, no. 19 (1990), Campinas, UNICAMP, pp. 1-48; and then
summarised it again in 'Dangerous Classes', Trabalhadores, no. 6 (1990), pp. 2-22. A
good history of corticos in Rio is Lilian Fessler Vaz, ' Contribuiijao ao estudo da
produgao e transformagao do espago da habitagao popular: as habitagoes coletivas no
Rio Antigo', M.A. thesis, Rio de Janeiro, PUR/UFRJ, 1985. See also Oswaldo Porto
Rocha, A era das demolicoes: cidade do Rio de Janeiro, 1870-1920 (Rio de Janeiro, 1986).
was unattainable, the idea was to facilitate the dispersion of the poison
with the opening of the broadest possible streets and avenues.34 As for the
corticos, the dream was to demolish them all. Starting in the 1870s, the
dwellings so denned by the sanitarians were gradually shut down for
reconstruction or demolition. The military coup d'etat in 1889 was
followed by a frenzy of such activity. Meanwhile, neither the government
nor the private sector made any serious effort to build housing facilities for
the poor.35 Part of the population which formerly inhabited the corticos
started climbing the hills and, almost imperceptibly, began inventing the
fave/as, the miserable shanty towns that remain omnipresent in the urban
landscape of Rio. In retrospect, it is hard to see what benefits the campaign
for the demolition of the corticos could have brought to public health in
the city.
There may, however, be other explanations for the importance of the
cortips to public authorities. These dwellings had traditionally been the
option for housing available to the considerable number of slaves in the
capital who had managed to obtain freedom from their masters. It was in
these tiny and crowded rooms that freedmen could reunite their families,
or join their friends, once bondage was over. In fact, even slaves were
often to be found living in corticos, since it was relatively common for
masters in Rio to allow their captives to live by themselves; furthermore,
these dwellings were natural hiding places for runaway slaves.36 With the
deepening housing crisis in the city in the 1870s and 1880s because of
internal migration and the arrival of immigrants - most of them
Portuguese willing to work in the city's commercial sector — the corticos
became even more densely populated and democratically, though not
always peacefully, shared by immigrants and Afro-Brazilians. Thus public
health officials imagined and effectively saw some striking scenes: in
describing the corticos, they seemed to be reconstructing the ships —
including slave ships - which had been and sometimes still were held
responsible for the nurture of the germs of yellow fever. They perceived
these slums as overpopulated places with dirty stagnant waters and all
sorts of damaging effluvia. Furthermore, when black vomit manifested
itself every summer, immigrants seemed to die by the score in these places
while Afro-Brazilians generally survived yellow fever (actually, they were
34
For one of the earliest statements of this rationale for Rio, see Candido Barata Ribeiro,
Quaes as medidas sanitarias que devem ser aconselhadas para impedir 0 desenvolvimento e
propagafio dafebre amarela na cidade do Rio de Janeiro? Thesis, Faculdade de Medicina do
Rio de Janeiro, 1877. With the establishment of the Republican regime, Barata Ribeiro
was appointed the first mayor of Rio in the early 1890s.
35
T h e little they did is described in Lia d e A q u i n o Carvalho, Habitafdes populares: Rio de
Janeiro, 1886-1906 (Rio de Janeiro, 1986).
36
Sidney Chalhoub, Visoes da liberdade, ch. 3.
has the potential for great destinies and should attract immigrants from all
countries...; [the country], however, is not usually preferred in European
emigrations... despite its liberal institutions and the protection and favours
granted to foreigners who decide to emigrate to Brazil.
One of the main reasons for this situation, he proceeds, is the 'unfair
37
For a history of the idea offloodingthe labour market with European immigrants, see
Michael Hall, 'The origins of mass immigration in Brazil, 1871-1914', unpubl. PhD
diss., Columbia University, 1969, chs. 3,4 and 5. See also George Reid Andrews, Slacks
and Whites in Sao Paulo, Brazil, 1SS8-19S8 (Madison, 1991), chs. 2 and 3. The quotation
is from Andrews, p. 58.
38
R e g o , Memoria historica das epidemias de febre amarela e cholera-morbo, p p . 5—4. T h e
Brazilian doctors' case for the relationship between yellow fever and immigration is
well apprehended in H. Rey,' Notes sur la fievre jaune au Bresil d'apres les publications
recentes des medecins bresiliens', Archives de me'decine navale, Paris, vol. XXVIII (1877),
pp. 277-91, 572-92, 428-39. In Cuba as well, yellow fever 'in the last decades of the
nineteenth century (...) acquired new importance because of the obstacle it posed to
white immigration'; see Nancy Stepan, 'The Interplay Between Socio-economic
Factors and Medical Science: Yellow Fever Research, Cuba and the United States',
Social Studies of Science, vol. 8 (1978), p . 400.
39
Jose Pereira Rego, Memoria historica, pp. 218-19.
40
As Samuel Adamo thoroughly demonstrates, the federal government's public health
campaign in the first years of the twentieth century resulted in a significant decline in
mortality from infectious and contagious diseases; however, the benefits were
unequally distributed and high mortality rates continued to be the plight of the Afro-
Brazilian population in Rio; see Samuel A d a m o , ' The Broken Promise: Race, Health,
and Justice in Rio de Janeiro, 1890-1940', unpubl. P h D . diss., University of New
Mexico, 1983. In a comparative study of tuberculosis in Brazil and the USA, Dalila
Kiple shows that Brazilian doctors usually explained black people's greater vulnerability
to the disease in environmental terms, while N o r t h American medical men were more
likely to embrace 'Darwinian racial tenets' in dealing with the subject; however, both
medical communities ' m a d e the issue of healing incidental, if not irrelevant, to their
discussion', and little was done t o tame the disease among black people until well into
the twentieth century. See Dalila de Sousa Kiple, ' Darwin and Medical Perceptions of
the Black: a Comparative Study of the United States and Brazil, 1871-1918', unpubl.
P h D . diss., Bowling Green State University, 1987. As for the opinion that smallpox
was more rampant among slaves and 'people of colour', see Soeiro Guarany, ' D a
vacinacao e revacinagao n o Brasil, memoria apresentada a Academia Imperial de
Medicina d o Rio de Janeiro, a 16 de maio de 1863', Annaes Brasilienses de Medicina, vol.
I J (August 1863), p. 117.
41
See Re/ato'rio do Ministe'rio do Impe'rio, 1859, Anexo G , ' Relatorio d o Presidente da Junta
Central de Higiene Publica', part II, 'Reflexoes sobre a ti'sica pulmonar', pp. 6-12. F o r
a criticism of Candido's plan, on the grounds that it was t o o timid, see the article by
Bezerra de Meneses in Annaes Brasilienses de Medicina, no. 3 (May 1859). Candido's piece
clearly indicated that he thought the trouble lay in sanitary conditions in the
It is an evil, of which the negro race alone manages to be immune, a fact which
is only contradicted in the course of the most violet epidemics, and in its obituary,
in the centres where European immigration abounded, the contribution of
foreign nationals reached 92 percent of the total death toll. Sparing the African
element, an exterminator of Europeans, the yellow plague, negrophile and
xenophobic, attacked the existence of the nation in its marrow, in the very source
of the vital fluid which would regenerate its good African blood, since
immigration has come to purify our veins from the effects of primitive
44
See Michael Hall,' The Origins of Mass Immigration', chs. 3,4 and 5, and George Reid
Andrews, Blacks and Whites in Sao Paulo, chs. 2 and 3. For a history of racial ideas in
nineteenth-century Brazil which shows in a masterly way the interplay of racial
ideology and the struggle to redefine labour relations, see Celia M. Marinho de
Azevedo, Onda negra, medo branco. 0 negro no imaginario das elites: seculo XIX (Rio de
Janeiro, 1987). For a study which shows a shift from cultural to racial - 'scientific' -
stereotyping regarding African Brazilians in the press of the Province of Sao Paulo in
the second half of the nineteenth century, see Lilia Moritz Schwarcz, Retrato em branco
e negro: jornais, escravos e cidadaos em Sao Paulo no final do seculo XIX (Sao Paulo, 1987).
miscegenation, and it [the ' yellow plague'] gave us, in the eyes of the civilised
world, the airs of a slaughterhouse for the white race.45
This is forceful and straightforward language; and the message is clear.
I hope this paper is a further step in understanding how such a thing came
into being historically.
45
As cited in Regina Cele de A. Bodstein, 'Praticas sanitarias e classes populates do Rio
de Janeiro', Kevista do Rio de Janeiro, vol. 1, no. 4 (1986), pp. 42-3.