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Autonomic Neuroscience: Basic and Clinical 232 (2021) 102793

Contents lists available at ScienceDirect

Autonomic Neuroscience: Basic and Clinical


journal homepage: www.elsevier.com/locate/autneu

Review

Acupuncture modulates immunity in sepsis: Toward a


science-based protocol
Wei-Xing Pan a, *, Arthur Yin Fan b, c, *, Shaozong Chen d, *, Sarah Faggert Alemi b, e
a
Janelia Research Campus, Howard Hughes Medical Institute, 19700 Helix Drive, Ashburn, VA 20147, USA
b
American TCM Association, Vienna, VA 22182, USA
c
McLean Center for Complementary and Alternative Medicine, PLC, Vienna, VA 22182, USA
d
Acupuncture Research Institute, Shandong University of Chinese Medicine, Jinan 250355, China
e
Eastern Roots Wellness, PLC, McLean, VA 22101, USA

A R T I C L E I N F O A B S T R A C T

Keywords: Sepsis is a serious medical condition in which immune dysfunction plays a key role. Previous treatments focused
Nerve stimulation on chemotherapy to control immune function; however, a recognized effective compound or treatment has yet to
Acupuncture be developed. Recent advances indicate that a neuromodulation approach with nerve stimulation allows
Electroacupuncture
developing a therapeutic strategy to control inflammation and improve organ functions in sepsis. As a quick, non-
Sepsis
Inflammation
invasive technique of peripheral nerve stimulation, acupuncture has emerged as a promising therapy to provide
Anti-inflammation significant advantages for immunomodulation in acute inflammation. Acupuncture obtains its regulatory effect
Inflammatory reflex by activating the somatic-autonomic-immune reflexes, including the somatic-sympathetic-splenic reflex, the
Immune dysfunction somatic-sympathetic-adrenal reflex, the somatic-vagal-splenic reflex and the somatic-vagal-adrenal reflex, which
Somatic-sympathetic reflex produces a systemic effect. The peripheral nerve stimulation also induces local reflexes such as the somatic-
Somatic-vagal reflex sympathetic-lung-reflex, which then produces local effects. These mechanisms offer scientific guidance to
design acupuncture protocols for immunomodulation and inflammation control, leading to an evidence-based
comprehensive therapy recommendation.

1. Introduction 2020; D. Wang et al., 2020; Z. Wu and McGoogan, 2020). Reducing


inflammation and correcting organ dysfunction are the core strategies of
Sepsis is defined as life-threatening organ dysfunction, caused by a clinical treatment of sepsis. However, due to the lack of a specific and
dysregulated host response to infection (Gotts and Matthay, 2016; effective antiviral drug, how to effectively treat sepsis has been a clinical
Singer et al., 2016), which clinically manifests as severe systemic in­ challenge for a long time, especially for sepsis caused by viral infection.
flammatory response, Acute Respiratory Distress Syndrome (ARDS), Traditionally, steroids, i.e. adrenocortical hormones, were once the
Septic Shock, or Multiple Organ Dysfunction Syndrome (MODS). It is the major anti-inflammatory drugs used for this condition; however, they
number one killer in the Intensive Care Unit (ICU). Globally, there are were unsatisfactory due to their serious side effects and sequelae. Recent
approximately 30 million cases of sepsis each year, with a fatality rate as immunotherapy drugs, such as siltuximab and tocilizumab, present hope
high as 30% (Reinhart et al., 2017). The Coronavirus Disease 2019 but are yet to be evaluated and summarized for further development and
(COVID-19), which has developed into a global pandemic, is a current clinical application. Fortunately, experimental animal studies in recent
example of a manifestation of severe sepsis. Similar to other infections, years have shown that a simple non-pharmacological approach shows
deaths resulting from COVID-19 have been related to sepsis, which the effect of anti-septicemia (for a review, see Lai et al., 2020). That
causes septic shock, MODS, and ARDS in particular (C. Wang et al., approach is peripheral nerve stimulation done through both

Abbreviations: Acupoint, acupuncture point; APS, antigen-presenting cells; ARDS, acute respiratory distress syndrome; APACHE II, acute physiology and chronic
health score; CARS, compensatory anti-inflammatory response; COVID-19, coronavirus disease 2019; CRP, C reactive protein; EA, electroacupuncture; ICU, Intensive
Care Unit; IL, interleukin; MODS, multiple organ dysfunction syndrome; LAC, blood lactic acid; NK, natural killer; PCT, procalcitonin; SARS, severe acute respiratory
syndrome; TNF, tumor necrosis factor; SOFA, systemic infection-related organ failure score; VNS, vagus nerve stimulation.
* Corresponding authors.
E-mail addresses: panw@hhmi.org (W.-X. Pan), ArthurFan@ChineseMedicineDoctor.us (A.Y. Fan), zjyjs1980@sdutcm.edu.cn (S. Chen).

https://doi.org/10.1016/j.autneu.2021.102793
Received 26 November 2020; Received in revised form 26 January 2021; Accepted 25 February 2021
Available online 27 February 2021
1566-0702/© 2021 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/).
W.-X. Pan et al. Autonomic Neuroscience: Basic and Clinical 232 (2021) 102793

electroacupuncture (EA) and manual acupuncture (in short, acupunc­ significant proportion of patients progress to a worsening course of
ture). Studies have shown that acupuncture is a promising alternative disease and develop sepsis. In severe cases, ARDS, septic shock, and
clinical anti-inflammatory therapy. Several lines of evidence published MODS are fatal. The core problem of sepsis is a disturbance of the
in recent years, from the researches of immunomodulatory mechanisms functioning of the immune system. Its pathophysiological mechanism is
(for reviews, see, i.g. Tracey, 2002; Ulloa, 2005; Huston et al., 2006; that the patient is prone to excessive inflammatory reactions in the early
Behrens and Koretzky, 2017; Pavlov et al., 2018; Berlot and Passero, stage of the infection, which is the aforementioned cytokine storm
2019), the experiments of acupuncture in animal models (for a review, phenomenon, also clinically called cytokine release syndrome (CRS).
see Lai et al., 2020) and in patients of clinical trials (for a review, see During the normal inflammatory response, when a large number of pro-
Tang et al., 2020), support the antiseptic effect of acupuncture. Such a inflammatory factors are released, the release of anti-inflammatory
non-pharmacological and non-invasive approach has attracted the factors such as IL-4, IL-10, IL-11, IL-13, and IL-1Ra are also initiated,
attention of the clinical medicine community and has been advocated by as a self-balance regulation of the immune system, called “compensatory
some leading researchers (Ulloa et al., 2017; Pavlov and Tracey, 2017). anti-inflammatory response” (CARS) (Berlot and Passero, 2019). The
However, the clinical translation in practice with details is still lacking. emergence of sepsis is caused by a disorder in the dynamic balance
This article aims to offer a brief comprehensive review and develop an between pro-inflammatory and anti-inflammatory factors, the excessive
evidence-based EA therapy for immunomodulation in acute inflamma­ secretion of multiple pro-inflammatory factors, and the intensification
tion to promote further research and clinical application. under the positive feedback mechanism. While attacking the pathogen,
it also damages the normal tissue cells of the body, leading to important
2. Pathophysiology of sepsis organs or system dysfunction or even failure. However, that is not all
that occurs during sepsis. It has recently been discovered that the
Sepsis is initiated by an infection. However, it has been known that mechanism behind sepsis is more complicated than previously thought.
the clinical manifestations and pathological complications of sepsis are Not only does the immune response become hyperactive in the early
not caused directly by invading pathogens, but rather by a disorder of stage, but also CARS is activated at the same time to limit the tissue
the host’s immune reaction (Hamers et al., 2015; Behrens and Koretzky, damage. However, the CARS can represent a double-edged sword. It
2017). The main pathophysiological process of infectious diseases is the might be beneficial to restore immune balance; yet, it might cause the
body’s response to bio-immunogenic substances, that is, inflammatory shutdown of the immune response if it over responds, inducing the
reactions with defense properties. With the advancement of immuno­ status of immune-paralysis (Hamers et al., 2015; Berlot and Passero,
pathology research, more details of the inflammatory process have been 2019). With immune-paralysis, there can be a reduction of immune-
understood (Gotts and Matthay, 2016; Singer et al., 2016; Reinhart related receptors, apoptosis of various immune cells (T cells, B cells,
et al., 2017; Sladkova and Kostolansk, 2006; Tisoncik et al., 2012; macrophages, dendritic cells), weakened antigen presentation function
Wiersinga et al., 2014). The body’s immune system is functionally of APCs, and increased suppressive lymphocytes, etc., leading to both
divided into innate immunity and acquired adaptive immunity. When innate and adaptive immune functions that are severely weakened. This
pathogenic microorganisms invade the body for the first time, the innate makes it difficult to clear the damaged tissues in later stages. It is also
immune system responds accordingly, starting the inflammatory pro­ easier to activate latent pathogens and cause a secondary infection. Even
cess. First, macrophages recognize and engulf the pathogens. While worse is that some patients might have problems with immune-paralysis
destroying and inactivating them, some antigen-presenting cells (APCs) at the early stage, or multiple hits of the cytokine storm phenomenon
can recognize the antigenic characteristics of pathogens and then ultimately leading to the exhaustion of the immune response, which
transmit to B cells; the adaptive immune system is then activated to makes treatment more difficult. Therefore, it is necessary to enhance
generate specific antibodies, which can more accurately and efficiently immunity in the later stage as well, which has become a new focus of
kill pathogens. Long-term memory of antigen information forming, and both basic science and clinical studies. The patterns of inflammatory
then lifelong immunity will be generated. However, antibody produc­ reaction have been proposed theoretically (Berlot and Passero, 2019),
tion takes a long time, around 5–10 days. Fortunately, the innate im­ shown in Fig. 1.
mune system immediately goes forward to start the battle of non-specific
immunity, rather than waiting for the arrival of specific antibodies. 3. Difficulties in regulating immune function in the treatment of
Immune cells and infected tissue cells quickly release a batch of cyto­ sepsis
kines and pro-inflammatory substances under the stimulation of path­
ogens, such as interleukin IL-1, IL-8, IL-18, tumor necrosis factor TNF-α, The treatment of sepsis needs to address three aspects: reducing the
IL-6, IL-33, type I and III Interferons (IFN), etc. which are called primary pathogens (such as fighting the bacterial or viral infection, if appli­
cytokine storms (Behrens and Koretzky, 2017). These cytokines exert a cable), reducing inflammation, and correction of various physiological
variety of different immune functions. For example, IL-1 is an important dysfunctions. Multiple organ dysfunctions are closely related to
initiator of the inflammatory response; TNF has a strong killing effect; inflammation, so reducing inflammation is an important aspect to be
IFN has an antiviral effect and can limit virus replication and spread, dealt with in its early and middle stages. Anti-inflammation or reducing
protecting uninfected cells from being affected by virus invasion; che­ inflammation means regulating immune function. The immune system
mokines IL-8 can induce the recruitment of more immune cells toward consists of a variety of functional cells and molecular signaling pathways
the infection site; some cytokines can activate the neuroendocrine sys­ that form an extremely complex regulatory network. Normal inflam­
tem, leading to increased body temperature, breathing, circulation, matory response is a dynamic equilibrium process of immune cells and
metabolism and other functions. At the same time, these cytokines have molecular networks. The imbalance of septicemia manifests as early
a positive feedback effect, which can activate immune cells to release immune hyperactivity and late immune paralysis (Berlot and Passero,
more cytokines, forming a secondary wave of cytokine storms and 2019) Theoretically, treatment should be to give inhibitory intervention
further strengthening the inflammatory response in order to effectively in the early stages, followed by a strengthening intervention. However,
kill the pathogens (Guo and Thomas, 2017). If this process is successful, it is difficult to make a decision in delivering the specific interventions in
the pathogen may be eliminated, or at least prevented from spreading real clinical settings. There have been large numbers of anti-
until the specific antibodies (IgM) are produced and the pathogen is inflammatory medications previously used, including corticosteroids,
destroyed. Once this occurs, the body enters the rehabilitation phase, aspirin, monoclonal antibodies, anti-cytokines, anti-chemokines, etc.,
removing necrotic cells and repairing damaged tissue. This is the general the effectiveness of which is inconclusive, with some also leading to
clinical process of many inflammatory infections, which generally last worsening of the condition. There are several reasons for this. First, in
for 1–2 weeks and end through self-healing alone. Unfortunately, a terms of the magnitude of the immune response, how much cytokine

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W.-X. Pan et al. Autonomic Neuroscience: Basic and Clinical 232 (2021) 102793

Fig. 1. The immune reaction patterns (reproduced from Berlot and Passero, 2019). A. Possible clinical trajectories of patients with sepsis shock. Line 1, intense
hyper-inflammatory reaction followed by CARS and the return to the baseline immune state. Line 2, weak hyper-inflammatory reaction followed by immune-
paralysis and immune restoration. Line 3, immune-paralysis not preceded by a hyper-inflammatory reaction. B. The multiple hits phenomenon ultimately leading
to the exhaustion of the immune response.

release during the inflammatory response can be determined to be cytokines (for example, antagonists such as the IL-6 blocker siltuximab
“excessive”? It is difficult to define because of the physical condition of and the IL-6R blocker tocilizumab) often fail. Clinical effect has not been
patients, such as age, gender, and possible chronic underlying disease. reached on the effects of these two types of therapy on reducing mor­
Second, in terms of phases, the turning point of the immune response tality. Third, regardless of the overall inhibition of steroids (adreno­
from the hyper-phase to the hypo-phase is difficult to predict. Unlike cortical hormones) or single-factor targeted therapy, they are not the
antibiotics that advocate early use, immuno-suppressants are generally normal physiological regulation. This makes it easy to create new im­
considered only when clinical symptoms are severe. At this time, im­ balances. For example, reducing the recruitment and activation of
mune hyperactivity may have peaked and begun to show a downward neutrophils can reduce the damage to normal tissues, but also reduce the
trend. Immuno-suppressants may be redundant and even cause immune lethality to pathogens, leading to the spread of infection. Fourth, in
paralysis quickly. This may be one of the reasons why traditional ste­ recent explorations, the administration of immune stimulators in later
roids (adrenal cortex hormones) or targeted therapies that target specific phases is said to be promising, although biomarkers to stratify the

Fig. 2. The immune network. The immune system, nervous system and endocrine systems constitute a functional regulatory network. The dynamic balance of
immune activity is controlled by the interactions of immune cells and cytokinesis (the left part of the figure adapted from Sladkova and Kostolansk, 2006), which
accepts the regulation of the brain (the right part of the figure). The brain regulates the immune system with two major outputs: one is the hormonal system including
the HPA, HPTs, HPG, and HGH axes (Eskandari et al., 2003); and the other is the autonomic nervous system consisting of sympathetic norepinephrine and vagal
acetylcholine pathways. The immune system can also regulate the nervous system through cytokines which activate the afferent nerves or enter the brain directly.

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immune status are still in development (Peters van Ton et al., 2018). peripheral reflex to modulate immunity (Son et al., 2002; Hahm et al.,
However, once into the late phase, multiple organ dysfunctions may be 2004). Martelli and colleagues (Martelli et al., 2014a, 2014b, 2016,
enough to cause death and immune stimulators may seem meaningless. 2019), with a series of experiments in rodents, have identified the
The only significance of immune stimulators is that of patients with greater splanchnic nerve as the sympathetic efferent arm of the in­
direct immune paralysis in the early phases, but reliable diagnostic in­ flammatory reflex to inhibit inflammatory cytokines in the spleen as
dicators are needed. Therefore, the ideal approach is the therapy closest well as in other inner organs innervated by the nerve such as liver,
to physiological regulation. Perhaps turning to the neuromodulation of gastrointestinal tract and importantly, the adrenal, as systemic immune
immune responses is a promising direction. cell function can also be regulated through the adrenal medulla with
catecholamine releasing. In addition, recent studies have shown that
4. Neural regulation of immunity selective somatic local effects of sympathetic innervations on immune
functions are available via a direct interaction of the postganglionic
The immune system was once thought to be an independent regu­ nerves with local immune cells. Bassi et al. (2017) showed that direct
latory system in the body. The role of the nervous system in regulating stimulation of the lumbar sympathetic trunk reduced neutrophil
immune function has not been known until recent decades, although it recruitment in arthritic knee joints, and the same effect resulted from
has an ancient existence in the history of biological evolution. For direct injection of norepinephrine into the joint. Given the well-known
example, there are simple organisms, such as C elegans, whose immune function of the somatic-sympathetic reflex, one might predict that se­
cells have been affected by neural signals. In higher animals the brain lective stimulation of somatic nerve connecting to the same segment of
has been regarded as an immune privileged organ with powerful influ­ the spinal cord from which the sympathetic efferent fibers innervate a
ence in immunity. The immune system, nervous system and endocrine specific organ or tissue, might produce a local effect of immune regu­
systems constitute a functional regulatory network (Fig. 2). Based on the lation of the specific organ or tissues. Indeed, Kim et al. (2007, 2008)
functional organization of neuroendocrine and autonomic control, the have found that electroacupuncture (EA) at Zusanli (ST36) acupoints
nervous system can efficiently affect immune function in two ways: suppressed zymosan- or carrageenan-induced paw inflammation.
through central control and peripheral reflex. The effect of psychological Interestingly, they found that low frequency (1 Hz) EA obtained the local
stress on immune function is an example of central control. Peripheral suppression effect via activation of sympathetic postganglionic neurons,
reflex regulation is a more common process, such as inflammatory re­ the simple somatic-sympathetic reflex; while high-frequency (120 Hz)
flexes (Borovikova et al., 2000; Tracey, 2002). The inflammatory cyto­ EA suppression is mediated by the sympathoadrenal medullary axis to
kines can stimulate peripheral sensory nerves, including somatic and induce systemic catecholamines for whole body effects. A very recent
visceral sensory nerves, or they can directly enter the brain to activate study (S.B. Liu et al., 2020) showed that selective stimulation of acu­
the center integrative effects on immune function, acting through the point Tianshu (ST25), which connects to the same segment of the spinal
neuroendocrine or autonomic outputs. The neuroendocrine output is cord sending sympathetic innervation to spleen, evoked the somatic-
mainly the hypothalamic-pituitary-adrenal (HPA) axis, which has an sympathetic-splenic reflex, produced systemic effect of immune modu­
inhibitory regulating effect on immune function. However, recently it lation. This new knowledge of different immune reflex paths is very
has been noticed that the hypothalamic-pituitary-thyroid (HPT) axis, the valuable to selective treatment of specific organs and local tissue with
hypothalamic-pituitary-gonadal (HPG) axis, and the hypothalamic- inflammation and dysfunction.
growth-hormone (HGH) axes are also involved in modulating immune More recent knowledge shows that the vagus nerve controls immune
activities (Eskandari et al., 2003). These axes need to be further studied. function by dominating the spleen and adrenal medulla. The first dis­
Autonomic outputs include the sympathetic and vagus nerves, both of covery is the “cholinergic anti-inflammatory pathway” (Borovikova
which control the immune system and inflammation, which is the focus et al., 2000) and then developed the concept of “inflammatory
of this article. reflex”(Tracey, 2002). In brief (for full reviews, see Ulloa, 2005; Huston
It has been known for a long time that the sympathetic nerves et al., 2006; Olofsson et al., 2012; Inoue et al., 2016; Pavlov and Tracey,
regulate the immune system extensively and complexly, but they have 2017; Pavlov et al., 2018; Huh and Veiga-Fernandes, 2020), the vagal
gained increasing interest and attention in recent years. As a result, new nerve center can be activated by an immune challenge, and then the
knowledge has developed (Eskandari et al., 2003; Olofsson et al., 2012; vagus nerve efferent terminals releasing cholinergic transmitters,
Jänig, 2014; Jänig and Green, 2014; Bellinger and Lorton, 2014; Pavlov innervate the spleen, perhaps relayed by the splenic nerve (Komegae
and Tracey, 2017; Chavan and Tracey, 2017). In brief, sympathetic et al., 2018) (but see Martelli et al., 2014c, 2016), and through the α7
nerves contains nerve fibers (from postganglionic neurons) that nicotinic receptor on macrophages and other immune cells, inhibit the
specially innervate immune organs including the primary lymphoid release of pro-inflammatory cytokines such as TNFα and IL-1 etc. Acti­
organs, i.e. marrow and thymus, and the secondary lymphoid organs, i. vation of this pathway by electrical or pharmacological stimulation
e. spleen, lymph nodes, and mucosa-associated lymphatic tissue (Jänig, suppresses excessive inflammation in the gastrointestinal tract (de Jonge
2014; Bellinger and Lorton, 2014; Chavan and Tracey, 2017). The et al., 2005; Ghia et al., 2006, 2007), pancreas (van Westerloo et al.,
sympathetic postganglionic neurons release norepinephrine trans­ 2006), liver (Guarini et al., 2003) and heart (Bernik et al., 2002),
mitters which activate β- and α- adrenergic receptors on immune cells, inhibiting systemic inflammation. Recent experiments in mice model
producing the regulatory effects (Bellinger and Lorton, 2014). The β- (Torres-Rosas et al., 2014) have found that the vagus nerve can also
and α2-adrenergic receptors have opposite effects on immune responses dominate the adrenal medulla and activate the latter to release dopa­
to inflammation (Szelényi et al., 2000; Liu et al., 2020). The hypotha­ mine to inhibit the release of pro-inflammatory cytokines and increase
lamic area has been thought as a high level center of the autonomic the survival rate of the animals with sepsis. Kwan et al. (2016) have
nervous system, which is also known to have extensive influence on systematically reviewed 36 eligible studies from 290 identified records
immune functioning (for reviews, see Wrona, 2006). Some sub-areas of of vagus nerve stimulation (VNS) for treatment of inflammation in an­
the hypothalamus might play specific roles in modulating immune imal models and clinical trials, suggesting that VNS is a very promising
functions, e.g. in animal model, electrical stimulation of the lateral hy­ approach of inflammation reduction. This immunomodulatory effect
pothalamic area increased natural killer cell cytotoxicity in spleen, while produced by stimulating efferent nerves may be an ideal therapy closer
stimulation of the ventromedial hypothalamic area showed suppression to normal or natural physiological regulation without the side effects
effect (Wrona and Trojniar, 2003, 2005). Such hypothalamic-splenic seen in some drugs. The anti-inflammatory effects of implanted elec­
immune modulation is mediated by the sympathetic efferent pathway; trodes to stimulate the vagus nerve have been tried for the treatment of
therefore, the “hypothalamic-sympathetic-splenic axis” was proposed chronic immune diseases (De Ferrari et al., 2011; Howland et al., 2011;
(Okamoto et al., 1996). The hypothalamus might be involved in the Howland, 2014; Koopman et al., 2016; Noller et al., 2019). For acute

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infections, implanting electrodes is not a viable option. Fortunately, 5.2. Bidirectional regulations of immune function by acupuncture under
stimulating peripheral somatic nerves can also produce the effects of pathological conditions
autonomic-immune reflexes, including vagal-immune reflex and the
above-mentioned sympathetic-immune reflex (Ulloa et al., 2017; Pavlov Previous studies have shown that the most interesting feature of
and Tracey, 2017). This opens a convenient window of hope for the acupuncture is the bidirectional regulation effect on the body’s ho­
treatment of acute inflammation in infectious diseases. Not surprisingly, meostasis, either in hyper- or hypo- functional states (dual regulation,
this approach is just how acupuncture therapy works. There is a long normalization, or restoring homeostasis) in either patients or patho­
history in China of acupuncture being used to treat various emergencies logical models of animals (for a review, Pan, 2019). For instance, EA at
such as acute fever, shock and coma, etc. Acupuncture has been applied ST36 showed stimulation of stress-induced delayed gastric emptying
even more frequently and sometimes might be considered more and inhibition of stress-induced acceleration of colonic transit (Iwa
important than traditional Chinese herbal medicine, which needs to be et al., 2006). Such state-dependent effect also is observed on immune
prepared or cooked and takes time to see results (L.G. Liu et al., 2004). modulation by acupuncture. Acupuncture can enhance the suppressed
Acupuncture works rapidly and can often quickly reverse critical con­ innate immune functions, such as up-regulating the decreased function
ditions, according to ancient and contemporary literature (L.G. Liu et al., of NK cells and macrophages (Zhao et al., 1994; Wu, 1995; Hisamittsu
2004). Contemporary Chinese medicine practitioners continued this et al., 2002; Yamaguchi et al., 2007; Johnston et al., 2011). Conversely,
tradition and use acupuncture, combining it with modern conventional acupuncture can also downregulate the activity of these immune cells
treatment, to treat epidemic diseases, including COVID-19 (R. Wang and related cytokines when they are in a hyperactivity state such as
et al., 2020). Recent random control clinical studies (see following ses­ inflammation (see the following section). Studies (as reviewed else­
sion) also show that acupuncture is a promising clinical anti- where, Kim and Bae, 2010; Dai et al., 2018) also showed that
inflammatory therapy. acupuncture has bidirectional regulating effects on adaptive immunity,
such as T lymphocytes functions. T helper cells, a type of T lymphocytes,
5. Regulatory effects of acupuncture on immune function play an important role in the immune modulation. There are two main
subsets of T helper cells, Th1 and Th2, which respectively produce Th1
Modern studies have demonstrated that acupuncture modulates type cytokines (e.g. IL-2, INFγ) and Th2 type cytokines (e.g. IL-4, IL-10).
multiple physiological systems of the body, including the immune sys­ The former tends to produce the pro-inflammatory responses, and the
tem, to reestablish homeostasis by activating peripheral nerves to evoke latter, anti-inflammatory responses. The balance of Th1/Th2 is changed
physiological reflexes (spinal and supraspinal reflex) and the brain in different diseases and that can be modulated by acupuncture
central integration (as reviewed elsewhere, Ma, 2004; Zhao, 2008; (Yamaguchi et al., 2007; Dai et al., 2018; Silvério-Lopes and da Mota,
Kagitani et al., 2010; Uchida et al., 2017; Pan, 2018, 2019). The 2013). For example, acupuncture can downregulate Th2-specific cyto­
experimental research on the effects of acupuncture on immune function kines (Park et al., 2004; Kim et al., 2011) to improve Th2 dominant
can be traced back to the middle of the last century (S.Z. Liu, 1959; Yan, disorders, such as allergic rhinitis (Shiue et al., 2008) and chronic fa­
1959). Studies over the decades have shown that acupuncture has a wide tigue syndrome (C. Wang et al., 2014). In contrast, for the Th1 dominant
range of regulatory effects on the immune system (Den, 1981). disorders such as rheumatoid arthritis (Yim et al., 2007), ulcerative
colitis (Tian et al., 2003) and depression (Lin et al., 2014), acupuncture
5.1. Enhancement effects of acupuncture on immunity under can modulate the Th1/Th2 balance with inhibiting Th1 responses. Such
physiological conditions bidirectional regulatory effects suggest some interesting mechanisms
that need further study (Pan, 2019). Generally speaking The bidirec­
Most of the early studies showed that acupuncture enhanced im­ tional regulatory effect of acupuncture mirrors the activation and rein­
munity of normal humans or physiological model animals (S.Z. Liu, forcement of the body’s self-healing or biological adaptive mechanism,
1959; Den, 1981; Du et al., 1995; Johansen et al., 2004; Sato et al., which is a unique effect that no specific drug can reach at this time.
1996). Acupuncture can enhance the innate immune functions. For Thus, acupuncture is a patient-tailored approach, although controlled by
example, a large number of studies in rodent models (Sato et al., 1996; the body per se.
Liu et al., 1997; Choi et al., 2002; Kim et al., 2005; Rho et al., 2008)
showed that EA at ST36 (Zusanli) upregulated the function of natural 5.3. The anti-inflammatory effect of acupuncture
killer (NK) cells and macrophages, which play a central role in the innate
immune response, especially in killing virus-infected cells. Acupuncture There is growing interest in the anti-inflammatory effect of
also increases the weight of mouse thymus (L.J. Liu et al., 1997), sug­ acupuncture in the research field. In recent decades, the anti-
gesting an effect of enhancing innate immune function. The effect of inflammatory effects of acupuncture in septic animals and patients are
acupuncture on adaptive immunity is also supported by many experi­ highlighted. The most common problem of immune response in sepsis is
mental results. Acupuncture can increase the number of lymphocytes in a hyper-reactive cytokine storm. Silvério-Lopes and da Mota (2013)
the peripheral blood and the lymphocyte transformation rate in animals systematically evaluated 67 relevant papers published between 2001
(Cao et al., 1982) and humans (Wu, 1983; Jong et al., 2006). In the aging and 2011, and concluded that acupuncture and EA are effective in
animal model, acupuncture increased the functions of T lymphocytes (J. modulation of immunity in animals and humans. Lai et al. (2020) sys­
M. Liu et al., 2009). It has been reported that acupuncture for 20 days tematically reviewed 54 studies up to May 2019 on acupuncture at ST36
can increase the level of IgG and IgM in the elderly (Han, 1993). A few (Zusanli) for the treatment of the experimental sepsis in animal models
studies have shown that the lateral hypothalamus plays a role in the crossing species (rodents and rabbits). They used 17 criteria to estimate
enhancement effect of EA. EA increased natural killer cell activity in the the study quality and risk of bias. The average quality scores of the
spleen, correlating with the activation of hypothalamus (Rho et al., studies is 6.3 varying from 2 to 9.5, with 13 studies (15%) accepted
2008). Selective destruction of the lateral hypothalamic area (Choi et al., quality scores ≥7.0. Those studies support that acupuncture benefits to
2002) cancelled various immune enhancement effects of acupuncture. protecting multiple organs against injuries by sepsis and maintaining the
The general enhancement effects of acupuncture on immunity might immune balance to attenuate inflammation. A very new study (S.B. Liu
benefit the prevention of infections and immune suppression status of et al., 2020), published in Neuron online, July 2020, further confirmed
sepsis. However, acupuncture effects on immunity show state- that acupuncture has a reliable anti-inflammatory effect, and revealed
dependent features. For example, under disease conditions, the effects new features and mechanisms by using genetic strategy. Those results,
of acupuncture might be different from that under normal conditions, especially from the quite a few quality studies (Scognamillo-szabo et al.,
which is elaborated below. 2004; Gu et al., 2011; Song et al., 2012; Torres-Rosas et al., 2014;

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Villegas-Bastida et al., 2014; Yu et al., 2014; Zhu et al., 2015; Chen et al., of 4 V stimulation was clearly stronger than that of 0.4 V. Similarly,
2016; Liu et al., 2020), have shown that the efficacy of acupuncture on Liu et al. (2020) compared the pretreatment with stimulations of 0.5
experimental sepsis has the following characteristics: mA, 1.0 mA and 3.0 mA at ST36 or ST25 (Tianshu, at abdomen) in
LPS mice, conforming the results, i.e. the stronger the stimulation,
1. EA improved the survival rate of animals with sepsis. The survival the better the anti-inflammatory effect. A surprising funding by Liu
rate of rats or mice with sepsis increased significantly, with a et al. is that post-treatment with the 3.0 mA produced oppositely pro-
maximum survival increase up to 80% (S.B. Liu et al., 2020; Torres- inflammatory effects, i.e. increased the serum TNF-α level and
Rosas et al., 2014; Chen et al., 2016; Song et al., 2012; Zhu et al., decreased in survival rate. That is because that LPS increased the
2015; Villegas-Bastida et al., 2014). EA inhibited the release of expression of α2-ARs (adrenergic receptors) in splenic cells, which
important pro-inflammatory factors. The blood levels of pro- mediate pro-inflammatory effects, and the post-treatment with high
inflammatory factors such as TNF, IL-6, MCP-1 and INFγ in the intensity EA activated the spinal sympathetic-splenic pathway
acupuncture group were significantly reduced. The level of anti- (demonstrated with genetic strategy) that further enhanced the α2-
inflammatory factor IL-10 either increased (da Silva et al., 2011; ARs effect. They further demonstrated that Yohimbine (α2-ARs
Ramires et al., 2020) or did not change significantly (Song et al., antagonist) or splenectomy allowed 3.0 mA EA to promote survival
2012). It suggests that acupuncture does not simply suppress the and to suppress serum TNFα level. However, they found that post-
immune response but modulates its balance. The anti-inflammation treatment of 0.5 mA weak stimulation at ST36 is not enough to
effect of acupuncture is clear. A study (Ramires et al., 2020) activate this sympathetic-splenic pathway, but it is sufficient to
showed that acupuncture obtained similar levels of effect as that of activate the vagal-splenic pathway to obtain the anti-inflammatory
indomethacin (a classical nonsteroidal anti-inflammatory drug) in effects. But EA at ST25 (either 0.5 mA or 3 mA) did not activate
suppressing peripheral and brainstem cytokines. the vagal reflex. Those findings are consistent with the previous re­
2. EA reduced injuries induced by sepsis in multiple inner organs such sults that stimulating acupoints at abdomen area produced the
as lung, cardiac, kidney, liver and gastrointestinal tract (Lai et al., sympathetic reflex on the inner organs, while stimulating acupoints
2020). of limbs produced the vagal reflex (Sato, 1997; Li et al., 2007). Those
3. The time-window of treatment exists. The earlier that acupuncture results suggest that we need to consider the stimulation site (acu­
treatment is given, the better the results, with results from preventive point), stimulation intensity and time window of treatment (pre- or
care even better (Torres-Rosas et al., 2014; Liu et al., 2020). Even one post- treatment) together for a clinical therapy. Especially, the time-
treatment or pretreatment of EA can cause the effect, and the effect window dependent effect of stimulation intensity is not easy to
lasts at least 6 h (Torres-Rosas et al., 2014). However, the effects control in clinical practice because that almost all treatments are
from daily EA, in which there are a consecutive three days of treat­ post-treatment on patients. However, this result was from the LPS
ment, may have more stable and effective results (Torres-Rosas et al., model. Another data showed that the post-treatment of high in­
2014). A new finding (S.B. Liu et al., 2020) is that time-window plays tensity EA on CLP model obtained the anti-inflammatory effects and
the role depending on the intensity of stimulation (see below for the promoted the survival rate (Torres-Rosas et al., 2014). On the other
details). However, these results perhaps depend on the inflammatory hand, EA applying to patients in real clinical practice might rarely
model. It seems that the pretreatments are better than post treat­ reach the intensity of stimulation as high as that in animals in the
ments to lipopolysaccharide (LPS) model (Gu et al., 2011; Song et al., laboratory. The EA stimulation of 3 mA is over the threshold (>2
2012; Torres-Rosas et al., 2014; Chen et al., 2016; S.B. Liu et al., mA) (Kagitani et al., 2010) activating Aδ and C fibers of the pe­
2020; Ramires et al., 2020), but no matter to the cecal ligation and ripheral nerves (but see Zhou et al., 1985), that will produce pain
puncture (CLP) model (Song et al., 2012; Torres-Rosas et al., 2014). feelings in conscious animals and humans. The general situation in a
This might arouse future studying of the treatment windows for clinic is that a stimulation of EA applying to a patient without un­
various inflammations with different pathogens, e.g. bacteria or comfortable feeling, especially without pain, that generally induces
virus. slight twitch of the local muscles. This general clinic EA intensity is
4. The parameter of EA stimulation is important, which consists of roughly equal to moderate stimulation in animal experiments, which
frequency, intensity and the model of pulse trains including gener­ perhaps might or might not activates the peripheral Aδ fibers
ally “continuing trains”, “bursting trains” and “alternating trains” (threshold 1.5 mA)(Kagitani et al., 2010; Li et al., 2007) but not C
with a common commercial EA stimulator. Most experiments ob­ fibers. We might not need to concern too much on above pro-
tained show clear effects with simple stimulation of continuing trains inflammatory effect induced by high intensity post-EA, rather, we
of low frequency (<15 Hz). However, a study (Chen et al., 2016) might use this feature to benefit to patients, e.g. using relative high
comparing the effects of three types of trains has shown that the stimuli at very early stage (before sepsis happening) to prevent
alternating trains (2/15 Hz) is the best, then the bursting trains (2/0 serious sepsis, or promote immunity at late stage with the immune-
Hz), and then the continuing trains (2 Hz). As mentioned above, paralysis.
another study showed that that low frequency (1 Hz) EA produce the 6. The selection of acupoints has certain significance. As mentioned
local anti-inflammatory effect via activation of the simple spinal above, to control inner organ function, the acupoints at abdomen or
somatic-sympathetic reflex; while high-frequency (120 Hz) EA is back mediate the somatic-sympathetic reflex, while the acupoints of
mediated by the sympathoadrenal medullary axis to induce systemic limbs mediate the somatic-vagal-reflex (for an individual organ, the
effects (Kim et al., 2007, 2008). This frequency effect is consistent exact and maximal reflex effect is obtained following the spinal
with some other acupuncture effects depending on frequency of segmental dominance rule). However, there is still some variety
stimulation (Han, 2003). between acupoints within trunk group or limbs group, e.g. LI4 (Hegu)
5. There are large varieties of the intensity of EA stimulation used in and PC6 (Neiguan) are both effective acupoints of anti-inflammation,
different experiments. A problem is that different laboratories used but the former is more effective (Song et al., 2012). This difference
different stimulators which indicate the intensity with different might be related to the distinction of the nerves distribution under
scales: current (mA) or voltage (V), that limits to compare the in­ the acupoints.
tensities between the different studies. However, some studies 7. The anti-inflammation effect of EA is mainly achieved by activating
included investigating the effects of intensities, providing valuable vagal-splenic pathway (Song et al., 2012; Villegas-Bastida et al.,
data. Torres-Rosas et al. (2014), using mice lipopolysaccharide (LPS) 2014; Lim et al., 2016; S.B. Liu et al., 2020), the vagal-adrenal me­
model, compared the pretreatments with stimulations of 0.4 V and 4 dulla-dopamine pathway (Torres-Rosas et al., 2014) and the
V at ST36, and the results showed that the anti-inflammatory effect sympathetic-splenic pathway (Martelli et al., 2014b; S.B. Liu et al.,

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W.-X. Pan et al. Autonomic Neuroscience: Basic and Clinical 232 (2021) 102793

2020), rather than by enhancing the hypothalamic-pituitary-adrenal the treatment, the acupuncture group showed more decreaces signifi­
cortex axis, because electroacupuncture pretreatment did not in­ cantly (P < 0.05). Another study (J.N. Wu et al., 2013) conducted a
crease serum corticosteroid in animal sepsis model (Song et al., randomized control trial with 50 patients with sepsis, comparing
2012). The role of sympathetic-adrenal medulla pathway is thought acupuncture plus conventional treatment (n = 26) with conventional
to play the role in anti-inflammatory effect in carrageenan-induced treatment alone (n = 24). The results showed that after 3 consecutive
paw inflammation model (Kim et al., 2008). However, the role of days of daily EA treatment, the plasma TNF-α, IL-6 in the “acupuncture
sympathetic-adrenal medulla pathway in suppressing systemic plus conventional treatment” group were significantly lower than that in
inflammation needs further investigation. Furthermore, the role of conventional treatment group, and its overall effect was also better.
sympathetic-vagal relationship and balance are worth to be studied Similarly, F.W. Wu (2016) reported the effect of EA on the inflammatory
(Huang et al., 2010). response and immune function in sepsis patients. The 50 patients with
sepsis were randomly divided into two groups of 25 each, i.e. the control
With these detailed results, the approach of the peripheral- group used the treatment plan recommended by the 2008 international
autonomic-immune reflex, carried out by acupuncture, seems prom­ guideline on the rescue of sepsis, and the acupuncture group used EA at
ising in being translated into a relative optimal clinical therapy. How­ ST 36 daily plus the treatment given to control group. The APACHE II
ever, as mentioned above, in the process of sepsis, the immune system scores, C reactive protein (CRP), PCT, Lac, and IL-6, IL-10 and T cell
with CARS mechanism might present not only a hyper-inflammatory subsets (CD4+ and CD8+) were recorded before the treatments and 3 and
reaction but also immune-paralysis depending on the individual condi­ 7 days after treatments in both groups. The rates of incidence of MODS
tions. Further studies are needed to address if there is immune-paralysis and fatality rate during 28-day hospitalization were calculated. The
at a later stage (even early stage) of the sepsis model, which can be results showed that after treatments, at each time point the APACHE II
prevented by acupuncture. Theoretically, acupuncture should have a score, CRP, PCT, and Lac levels in both groups decreased to some extent,
corrective effect for both the hyper- and the insufficient immune re­ while the levels of CD4+ and CD8+ of T cell subsets involved in adaptive
sponses in the inflammation process according to the bidirectional immunity increased in both groups; however, the EA group was better
principle. Indeed, Guo et al. (2010) have reported that EA at Zusali than the control group (P < 0.05). This indicated that EA at ST36 not
(ST36) and Guanyuan (CV4) decreased the apoptosis of thymocytes in only alleviated the pro-inflammatory response of patients with sepsis,
rat sepsis model, suggesting acupuncture can prevent sepsis animals but also improved adaptive immune function. This study importantly
from immune-paralysis. The data from other immune suppression shows that the 28-day fatality rate in the EA group (8.00%) was
models and clinical trials of inflammation also support the bidirectional significantly lower than that in control group (28.00%) (P < 0.05), while
effects of acupuncture. For instance, acupuncture reduced the increased the incidences of MODS in EA group (24%) was lower than that in
plasma level of IL-10 in patients with chronic allergic rhinitis (Petti control group (36%) but not significantly (p > 0.05). Xiao et al. (2015)
et al., 2002). Theoretically, when the releasing of pro-inflammatory also obtained similar results. 90 patients with sepsis were randomly
factors is suppressed, the releasing of anti-inflammatory factors will distributed to “conventional treatment” (n = 30), “conventional treat­
decrease as well, due to the latter being triggered by the former. Thus, ment + thymosin α1” (n = 30), and “conventional treatment +
reducing the pro-inflammatory factors by acupuncture at an early stage acupuncture” (n = 30). The fatality rate after treatment, and T cell
means also reducing the anti-inflammatory factors later. This might help subsets CD3+, CD4+, CD8+, CD4+/CD8+ ratio and the antibody IgG, IgA,
to avoid the up-and-down oscillation of the compensatory anti- IgM before and after treatment were compared between groups. The
inflammatory response to prevent immune-paralysis, that finally in­ results showed that after 6 days of treatment, while the immune function
creases the survival rate of animals with sepsis, which needs to be with above items in all three groups of patients significantly increased
confirmed in future. (P < 0.01), that the thymosin group and the acupuncture group
increased significantly more than in the conventional treatment group
5.4. Clinical evidence (P < 0.01, respectively). The ICU length of stay (days), and the rates of
28-day fatality also decreased significantly (P < 0.05, P < 0.01 respec­
In real clinical conditions, patients with sepsis may also have addi­ tively) in both the thymosin group and with the acupuncture group
tional complications, especially during the critical stage. Therefore, it is compared with the conventional treatment group. This suggests that
necessary to use different medications or therapies to deal with multiple acupuncture can improve adaptive immune function, and its effective­
factors to reach the best results, although animal experiments have ness is comparable to that of thymosin, a recognized immune-stimulant
shown that acupuncture alone significantly increases the survival rate of used for the treatment of sepsis. This clinical data suggest that
sepsis animals. Traditional Chinese practitioners have known for thou­ acupuncture not only decreases the pro-inflammatory factors but also
sands of years to combine acupuncture and herbal medicine together to enhances adaptive immune function to prevent immune-paralysis,
cure complicated diseases, including serious infections. Recently, which needs to be further confirmed.
acupuncture integrated with modern medical therapies, as a part of the Further, acupuncture can not only modulate immune function, but
comprehensive treatments of sepsis, has shown exciting values in clin­ also improve organ functioning in multiple disorders. This also gives
ical trials. Clinical reports show that the effect of adding acupuncture acupuncture as an advantage to treating MODS, imbalance of energy
intervention in conjunction with conventional treatment is superior to metabolism of sepsis. For example, a study by Yu et al. (2015) has shown
the conventional treatment group alone. A recent study (L. Wang et al., that acupuncture can not only significantly improve the immune func­
2019) of a randomized controlled trial on 108 patients with sepsis (54 in tion of sepsis cases, but also protect the gastrointestinal function of
the control group and 54 in acupuncture group) showed that the patients septic patients. The incidence of vomiting, abdominal distension and
in both groups were given conventional treatments, i.e. routine anti- gastric retention in the EA group (EA plus conventional treatment) were
infective medications, and supportive treatments with organ func­ significantly reduced compared with the control (conventional treat­
tioning monitored. The patients in the acupuncture group were treated ment alone) group. Meng et al. (2018) also obtained the effects of
with acupuncture at ST36 daily for 3 consecutive days in addition to attenuating inflammatory responses and intra-abdominal pressure in
conventional treatment. The results showed that, compared to the septic patients, but not the length of stay in intensive care unit (ICU) and
condition before the treatments, after the treatments, the plasma factor 28 days fatality rate.
procalcitonin (PCT), blood lactic acid (Lac) expression level, Acute A recent meta-analysis (Tang et al., 2020) including 20 studies with
Physiology and Chronic Health Evaluation (APACHE II) score, and total 1337 patients with sepsis showed that the 28 day fatality rate, the
Sequential Organ Failure Assessment (SOFA) score in both groups were APACHE II score on the 3rd day and the 7th day after treatments, ICU
significantly decreased; however, compared to the control group, after length of stay, gastrointestinal function improvement, PCT and TNF-α on

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W.-X. Pan et al. Autonomic Neuroscience: Basic and Clinical 232 (2021) 102793

day 7 after treatments, in acupuncture plus conventional treatment follows the rule of the spinal cord segmental control, i.e. the effect of a
group were all significantly superior to that in conventional treatment somatic-sympathetic reflex on an specific organ is obtained limitedly by
alone group statistically. All those research results (although still stimulating the somatic nerve connecting to the spinal cord segments
limited) indicate that acupuncture is a very promising integrative (1–5 segments usually) as same as that the organ do. For example, the
therapy for treating patients with sepsis. spleen is innervated by the sympathetic nerve from the spinal cord
segment T5-T8, thus only the stimulation (electrical or acupunctural
6. Discussion: toward a science-based design of EA protocol of one) from the somatic nerve zone belonging to the T5-T8 segments can
immunomodulation produce the reflex effect on the spleen. Similarly, T8-L1 for the adrenal
medulla, and T1-T5 for the lung and so on, that a map with the details
Given the current absence of recognized treatment protocols for can be found in any anatomy textbook. The supraspinal somatic-
immune dysfunction in the process of sepsis, based on above laboratory sympathetic reflex might be induced by high intensity nociceptive
(i.e. preclinical studies) and clinical evidences, acupuncture could serve stimulation, which is systemic, but rarely produced by acupuncture. The
as an adjuvant therapy, with its advantage of being easily used, low cost, somatic-vagal reflex is special. Previous data showed the vagal reflex
without any chemical side effects, and importantly, because of its ability control the gastrointestinal tract can be induced by stimulation of the
to modulate both immune function and multiple organ function. All of peripheral nerves or the acupoints at the limbs (not the trunk) with high
which are beneficial to prevent the condition from worsening and to intensity (activating Aδ and C fibers) of stimulation (Sato,1997; Li et al.,
decrease the fatality rate of septic patients. We strongly recommend that 2007). However, to activate the vagal-adrenal reflex, a new data (Liu
acupuncture be included in the comprehensive treatment plan for sepsis. et al., 2020) showed that the stimulation of 0.5 mA (lower than the
However, the therapies used in previous studies generally followed threshold of Aδ) is sufficient to do. To focus on immune function con­
traditional theory or personal experience. Their selections of acupoints, trolling, we name those reflexes as “somatic-autonomic-immune re­
stimulating parameters, daily dose and course of treatment might not be flexes”; specifically, the somatic-sympathetic-splenic reflex, the somatic-
optimal; thus, it might limit their curative efficiency. To obtain better or sympathetic-adrenal reflex, the somatic-vagal-splenic reflex, somatic-
maximal effects, we give an acupuncture protocol design based on the vagal-adrenal reflex, which induce systemic regulatory effects on im­
new knowledge developed from the researches described above. For the mune functions because the final outputs are from the spleen or the
mechanism, stimulating peripheral nerves induces the somatic- adrenal medulla, which release cytokines or norepinephrine and dopa­
autonomic reflex, which produces sympathetic or vagal effects on the mine into blood. However, the other somatic-sympathetic reflexes
functional regulation of organs or physiological systems, including the related to an organ have local effect only, e.g. the somatic-sympathetic-
immune system we now focus on. The spinal somatic-sympathetic reflex lung reflex, the somatic-sympathetic-kidney reflex, etc. It should be

Fig. 3. The organization of the somatic-autonomic-immune reflexes (the part of the figure showing the autonomic nervous system and organs is modified from
Figure 296 of REF [Gao and Yu, 2014]). For explanation see the text.

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W.-X. Pan et al. Autonomic Neuroscience: Basic and Clinical 232 (2021) 102793

noted that stimulation of any acupoint can also produce common sys­ applying a light or moderate stimulation (a slow rotation) of 2–5
temic effects or perhaps some unknown specific effects through the min/10 min for 30 min, given that manual acupuncture can activate
brain integration (both sympathetic and vagal ones) simultaneously, all groups of sensory nerve fibers (Kagitani et al., 2010) and a slow
that need further studies. Those concepts and principles are illustrated in rotation of needle is efficient to induce anti-inflammatory effect (Lim
Fig. 3. et al., 2016; Ramires et al., 2020).
3) Daily dose and course of treatment: considering that the inhibitory
effects of one treatment of EA on most inflammatory factors last for
6.1. An auxiliary acupuncture protocol
about 6 h (Song et al., 2012; Torres-Rosas et al., 2014), the daily dose
we suggest is 2 times/day for patient with sepsis; one time/day for
Following the above reflex principles and considering that the effects
early stage of acute infection. Formula I and Formula II will be used
of acupuncture are state-dependent, stimulation-parameter-dependent,
in turns. Take a course of 5–7 days with a break of 1–3 days, because
acupoint-dependent, and treatment-time-dependent, an auxiliary
the toleration might happen after 7 days with continuous daily
acupuncture protocol for sepsis treatment is designed as follows and
treatments (Du et al., 1995). For severe infection such as COVID-19,
summarized in Table 1:
the sooner the intervention is performed, the better.
4) Self-healing: for mild cases or early stages of the infection, the
1) Acupoint selection: examples of acupoints we selected are listed
transcutaneous electrical stimulator (TENS) can be used by patients
below. It should be noted that following the segmental distribution to
themselves.
select acupoints is the key point here.
a. Systemic regulation:
• Vagal Group: ST36 (Zusangli) or LI4 (Hegu), bilaterally (the 6.2. Limitations and future research
same below). They are the most effective acupoints reported
from laboratorial and clinical studies, activating vagal anti- As discussed above, acupuncture is supported by a large amount of
inflammatory pathway to down-regulating cytokines storm; research data both in clinical trials and animal studies in resolving
• Sympathetic Group: BL17 (Geshu) and BL19 (Danshu) on the cytokine storms during severe inflammation; however, there still exist
back; or ST21 (Liangmen) and ST25 (Tianshu) on the abdomen, many unsolved gaps. There are several limitations to this review aside
to activate the sympathetic-splenic reflex and the sympathoa­ from those discussed above. 1) Although acupuncture’s anti-
drenal medullary reflex, additionally benefiting to septic shock inflammatory storm has been repeatedly confirmed by animal experi­
patients due to the norepinephrine releasing. ments, and the effect of acupuncture in inhibiting inflammatory storms
b. Local regulation: through neuroimmune pathway is almost certain, it should be noted that
• Thoracic group: BL13 (Feishu) and HT7 (Shenmen). current experimental results mostly come from CLP models and LPS
• Abdominal group (gastrointestinal organs, liver and kidneys): models. It is necessary to further compare the differences between these
BL19 (Danshu) and ST25 (Tianshu). two and expand to other new models. In particular, a new direction is to
• Pelvic group: BL23 (Shenshu) and SP6 (Sanyinjiao). establish an immune-paralysis model in late-stage sepsis. 2) More
b. The formula of acupoints we recommend: detailed research is needed in acupoint selection and stimulation pa­
Formula I: Vagal group + Local group/s (if needed); rameters. 3) Time-window of acupuncture effect is worthy enough to do
Formula II: Sympathetic group + Local group/s (if needed). further systematic research: identifying the acupuncture effect during
The two formulas are used in turns. different development stages of sepsis, i.e. pretreatment, and its early,
2) Stimulation parameters: for the intensity of EA, it is recommended middle, and late stages. This needs to combine with acupoint selection
to give moderate stimuli which can cause slight muscle twitching and and stimulation parameters. 4) Refining and deepening is needed in the
also be tolerated by patients. To prevent sepsis in patients in the early bidirectional regulating effect and mechanism of acupuncture in terms
stages of infection, high-intensity stimulation is recommended; that of immune regulation. In particular, given that the suppressing effects of
perhaps causes more of a pain sensation. Applying EA “continuing acupuncture on cytokine storms has been well addressed, next challenge
trains” with the frequency of 2–10 Hz for 30 min is a general EA dose. is investigating the effects of acupuncture on immune-paralysis in sepsis.
However according to the frequency effect (Chen et al., 2016), here 5) Most of previous studies focused on systemic effects of acupuncture or
we recommend using “alternating trains” of 2/15 Hz or 2/100 Hz, other peripheral nerve stimulation. A new direction is identifying local
(100 Hz to enhance sympathoadrenal medullary reflex, Kim et al., effect produced by local segmental reflexes, that will provide scientific
2008) for systemic effects, and “bursting trains” with high frequency bases of acupoint selection to clinical therapy design. 6) Any peripheral
(15-100 Hz) for local effects. If using the traditional manual stimulation might produce both local spinal segmental reflexes and
acupuncture, we suggest mimicking the “alternating trains”, supra-spinal reflexes. Local segmental reflexes might co-work with its

Table 1
An example design of evidence-based therapy of EA to modulate immunity in sepsis.
Effects Reflex Acupoints Pulse trains Frequency (Hz) Intensity Dose & course

Systemic Vagal reflex ST36 (Zusanli) A 2/15 or 2/100 Moderate 2 times/day,


LI4 (Hegu) B 15 5–7 days
C 2
Systemic Sympathetic-splenic BL17 (Geshu) A 2/100 or 2/15 Moderate 2 times/day,
ST21 (Liangmen) B 100 or 15 5–7 days
C 15
Sympathetic-adrenal BL19 (Danshu) Same
ST25 (Tianshu)
Local organs Sympathetic (thoracic) BL13 (Feishu) B 15 or 2 Moderate 2 times/day,
HT7 (Shenmen) 5–7 days
Sympathetic (abdominal) BL19 (Danshu) Same
ST25 (Tianshu)
Sympathetic (pelvic) BL23 (Shenshu) Same
SP6 (Shanyinjiao)

A: alternating trains; B: bursting trains; C: continuing trains.

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W.-X. Pan et al. Autonomic Neuroscience: Basic and Clinical 232 (2021) 102793

supra-spinal reflexes, or have independent effect, that can be used in such as the pathological status, the acupoints, the stimulation parame­
different situation. This is a basic question of acupuncture and very ters and the time-window of treatment etc. that need well consideration
important for selecting acupoints in a therapy. The interactions and together to obtain maximal effects. We recommend an evidence-based
mechanisms of local spinal segmental reflexes and supra-spinal reflexes comprehensive design of EA protocol to practitioners and researchers
produced by acupuncture need to be further studied extensively, not to test it. It is worth looking forward to its contribution to the treatment
only for inflammation but for all other disorders. 6) Current acupuncture of sepsis and, for the moment, to treating the urgent need of patients
clinical trials have some quality issues. The quality of most reports has with COVID-19 infection as well as for future patients with various in­
been criticized due to insufficient sample sizes and lacking proper sham fections and other factors.
controls. Indeed, the feature of acupuncture different from drug’s makes
the design of sham acupuncture control difficult to meet the rules of Declaration of competing interest
double-blind clinical study. To avoid such problems, the National In­
stitutes of Health (NIH) is currently advocating real-world clinical Author Sarah Faggert Alemi was employed by the company Eastern
research in view of the characteristics of acupuncture (Zia et al., 2017). Roots Wellness, PLC. The remaining authors declare that the research
However, according to the results of current animal and clinical exper­ was conducted in the absence of any commercial or financial relation­
iments, there are large varieties of the effects of acupoints and stimu­ ships that could be construed as a potential conflict of interest.
lation parameters, that some of them showed significant effects but
others with little effects on same treatment targets (e.g. Chen et al., Acknowledgements
2016; Li et al., 2015). Such little effective acupoints or stimulation pa­
rameters give an idea “sham” control manipulation. By using such par­ We thank Dr. Qiufu Ma for his feedback on the manuscript.
allel design, Li et al. (2015) showed the effects of long-lasting reduction
of blood pressure in a group treated with specific acupoints but not in CRediT authorship contribution statement
the other group with different acupoints. We strongly recommend such
parallel design, that uses invalid acupoints or stimulation parameters as This project was initiated by WX Pan and A.Y. Fan. As the primary
“sham” control group to rule out placebo effect. Parallel design is well researcher, WX Pan designed the project and protocol, structured and
known as the “gold standard” for phase 3 clinical trials. It is just very drafted the early version of manuscript. A.Y. Fan, SZ. Chen and S.F.
well for clinical study of acupuncture. Anyhow, systematic, large and Alemi participated in discussing, further drafting and editing the later
rigorous clinical data will be the key for supporting in acupuncture- versions. WX. Pan and A.Y. Fan completed the final manuscript. There
assisted immune adjustment in the treatment of sepsis. The acupunc­ was no financial support for this project. Due to the limitation of the
ture protocol designed in this article is just one example of suggestions authors’ personal experience and perspective, this review may have
for future clinical research, which is based on current available litera­ some omissions and errors; comments or corrections are welcomed and
ture. We hope that this protocol would be inspiring and promoting the appreciated.
translation from scientific study to clinical application. Given that there
are gaps in acupuncture mechanisms, and between acupuncture real References
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