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E-Waste and Raw Materials:: From Environmental Issues To Business Models
E-Waste and Raw Materials:: From Environmental Issues To Business Models
RAW MATERIALS:
FROM ENVIRONMENTAL
ISSUES TO BUSINESS MODELS
Jurate Miliute-Plepiene
Lena Youhanan
1
Authors: Jurate Miliute-Plepiene and Lena Youhanan,
IVL Swedish Environmental Research Institute, January 2019
Funded by: EIT KIC Raw materials and SIVL
Photographs: Pixabay, unless otherwise stated
Report number: B 2355
ISBN: 978-91-7883-090-9
Edition: Only available as PDF for individual printing
This book has been reviewed and approved in accordance with IVL’s audited and approved management system.
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
BACKGROUND
1) In legal documents the definition of waste electric and electronic equipment (WEEE) and electric and
electronic equipment (EEE) are often used, but for simplicity we will use “e-waste” and “e-products”.
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
TABLE OF CONTENTS
BACKGROUND 3
REFERENCES 40
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
2) The main difference between electrical and electronic equipment is that electrical circuits do not have any decision-making
capability, (i.e. processing capability) while electronic circuits do (https://brightknowledge.org/engineering/electrical-and-
electronic-engineering-what-s-the-difference).
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Large equipment Washing machines, Clothes dryers, Dishwashing machines, Cookers, Electric
(any external dimension stoves, Electric hot plates, Luminaires, Equipment that reproduce sound or
of more than 50 cm) images, Musical equipment (excluding pipe organs installed in churches),
Appliances for knitting and weaving, Large computer‐mainframes, Large
printing machines, Copying equipment, Large coin slot machines, Large
medical devices, Large monitoring and control instruments, Large appliances
which automatically deliver products and money, Photovoltaic panels;
Household appliances; IT and telecommunication equipment; consumer
equipment; luminaires; equipment reproducing sound or images, musical
equipment; electrical and electronic tools; toys, leisure and sports equipment;
medical devices; monitoring and control instruments; automatic dispensers;
equipment for the generation of electric currents.
This category does not include equipment included in categories 1 to 3.
Small equipment Vacuum cleaners, Carpet sweepers, Appliances for sewing, Luminaires,
(no external dimension of Microwaves, Ventilation equipment, Irons, Toasters, Electric knives, Electric
more than 50 cm) kettles, Clocks and Watches, Electric shavers, Scales, Appliances for hair and
body care, Radio sets, Digital cameras, Video cameras, Video recorders, Hi‐fi
equipment, Musical instruments, Equipment reproducing sound or images,
Electrical and electronic toys, Sports equipment, Computers for biking, diving,
running, rowing, etc., Smoke detectors, Heating regulators, Thermostats,
Small Electrical and electronic tools, Small medical devices, Small Monitoring
and control instruments, Small Appliances which automatically deliver
products, Small equipment with integrated photovoltaic panels. Household
appliances; consumer equipment; luminaires; equipment reproducing sound
or images, musical equipment; electrical and electronic tools; toys, leisure
and sports equipment; medical devices; monitoring and control instruments;
automatic dispensers; equipment for the generation of electric currents.
This category does not include equipment included in categories 1 to 3 and 6.
Small IT and Mobile phones (smartphones, phablets etc.), GPS and navigation equipment,
telecommunication Pocket calculators, Routers, Personal computers, Printers, Telephones.
equipment
(no external dimension of
more than 50 cm)
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
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E'-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Table 2. Examples of hazardous materials present in e-waste and its hazardous effects
(Chen, Dietrich et al. 2011)
1.3. The criticality of materials: contains 27 materials (Table 3), which are do-
What is critical? Why? When? minated by different metals including rare earth
elements (light rare earth elements (LREEs) and
Some of the above-mentioned materials are used heavy rare earth elements (HREEs)3 and platinum
in small or even trace quantities, but they may group metals (PGMs).4 The criticality of these ma-
hold severe environmental significance or econo- terials is defined by two main criteria: importance
mic importance. Some of these materials are de- to the economy and high supply risks (Figure 1).
fined as critical due to the increasing mismatch Our economy cannot fully function without
between supply and demand, high price volatility certain materials. The bio-medical, transporta-
or politically-induced limitations of supply (Bak- tion, renewable energy and defence sectors (to
as, Herczeg et al. 2016). name a few) rely on products, technologies and
In 2011, 2014 and finally 2017, the EU has been infrastructures, which demand an increasing
releasing lists of materials defined as “critical” for variety of exotic materials that were not essential
society and welfare. The most recent list of 2017 in the past. For instance, in the 17th century the
3) The REEs are a chemical group called lanthanides, which includes 17 elements that are broken into two categories according to
their atomic weight: light and heavy. The LREEs group consist of 8 elements: lanthanum (La), cerium (Ce), praseodymium (Pr),
neodymium (Nd), promethium (Pm), samarium (Sm), europium (Eu), gadolinium (Gd), HREEs includes the rest of the lanthanides
(9 elements) such as dysprosium, yttrium (Y) and teribium.
4) PGMs - Platinum group of elements (also called as platinoids, platinides, platidises, platinum group, platinum metals and
platinum family elements) are 6 noble, precious metallic elements clustered together in the periodic table: ruthenium (RU), rhodium
(Rh), palladium (Pd), osmium (Os), iridium (Ir), and platinum (Pt).
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Figure 1. The list of critical materials (in red) in the EU and their supply risks and importance to the
economy (European Commission 2017).
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Figure 2. Use of elements from the historical perspective (Zepf, Simmons et al. 2014).
I ndium, PGMs, natural graphite, REEs, silicon (e.g. yttrium, terbium, europium) are essential for
metal, and Tungsten (Figure 3). screens to produce different colours; lithium and
A mobile phone, for example, can contain up to cobalt are used in batteries to extend their capa-
50 different types of metals, many of which are city and service life; ultra-pure gold, silver and
noble and/or rare earth metals, such as Gallium, platinum are used in microchips as inter-connects
Indium, Niobium, Tantalum, Tungsten, Platinum in circuitry, while different rare-earth metals en-
Group Metals. All of these metals enable semi- hance different semiconductor properties (Figure
conductor miniaturization, lightweight and many 4). The quantities of these metals are very small.
“smart” functions. Indium is needed to enable For example, the average weight of content of co-
touch-screen functionality; rare earth elements balt in a smartphone is around 2% of total weight,
Figure 3. Share
of critical raw
materials used by
the electric and
electronics sector
(Mathieux, Ardente
et al. 2017).
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Figure 4. Examples of different elements required for a smartphone to function (Compound Interest 2015).
gold – 0.009%, beryllium - 0,001% , palladium This increasing demand is reflected in price
- 0,004% and other materials are present in even developments. For example, the price of neo-
smaller quantities (Bakas, Herczeg et al. 2016). dymium and praseodymium increased by about
Other applications of critical materials include 60% over 3 months in 2017, a year when approx.
the so-called sustainable future technologies, 4 million electric vehicles were sold globally. The
such as solar panels, windmills, energy efficient annual production of electric vehicles is projected
lamps (e.g. LED) and electric cars. The demand to grow to 50 million in 2030. Similar price trends
for such technologies is increasing exponenti- are also predicted for lithium and cobalt used in
ally and so is the demand for exotic materials. the production of batteries in electric vehicles
For example, the rare earth metals neodymium (SGU 2018).
(Nd) and praseodymium (Pr) are needed in the Today, the growing demand for some of these
production of the permanent magnets that are materials is reaching the limits of supply, and se-
used in wind turbines and electric vehicles. This veral materials have been labelled as critical. For
demand is estimated to increase by approxima- instance, indium is an inherently scarce metal.
tely 250% over the next ten-year period. Other Economically viable proven global resources
rare earths are also needed for the production of have been estimated at 11,000 tonnes. At current
electric vehicles (especially batteries and electric consumption rates indium should run out around
motors) - on average 1-2 kg more than in conven- year 2030 after which the prices may skyrocket
tional cars. (Randers, 2012).
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Several materials (e.g. rare metals5) may not ficant price disturbance on the global commodity
necessarily be critical due to their natural phy- market. For instance, the price of dysprosium
sical scarcity. Their criticality can also be deter- oxide increased from 166 USD in 2010 to almost
mined by other contextual factors, such as price 1,000 USD per kg in 2011 (Guardian, 2015).
inelasticity6, uneven geographical distribution or Other examples can be found in Africa. For in-
politically induced access limitations (Erdmann stance, much of available tantalum is produced in
and Graedel 2011). Many critical materials are Nigeria, Rwanda or Congo, while cobalt is mostly
mined and produced outside the EU and some produced in Congo. In the last 20 years, these
are supplied by politically unstable countries or countries have experienced changes in governme-
countries practicing policies of economic protec- nt and significant political conflicts. Trading with
tionism. See Figure 5, Figure 7 and Figure 6 for some of these countries can also create political
the distribution of important critical materials controversy in indirectly “supporting” undemo-
around the world. cratic political regimes (see chapter 3).
For example, 90% of the global antimony supply The criticality of some rare metals is often
(important for making smartphones) is in China. discussed in political, economic and scientific
Moreover, China extracts more critical materials discourses (TING and SEAMAN 2013) and most
than any other country and has almost a mono- often in terms of the risks they pose to economic
poly in the production of some materials, as it is development. Much less frequently discussed is
the main producer for 18 out of 27 CRMs. Several material criticality in terms of social and environ-
years ago, China restricted the export of some mental dimensions. The extraction of RMs from
rare earth elements due to an increase in domes- natural resources is often concentrated in politi-
tic demand and the environmental damage caused cally unstable countries with poor social protec-
by their extraction. The restriction caused a signi- tion and low environmental standards.
5) The term ‘rare metals’ refers to all specialty metals, which includes rare earths, the platinum group, precious metals and other
rare metals such as cobalt, gallium, germanium, indium, niobium, molybdenum, rhenium, selenium, tantalum and tellurium.
6) Price inelasticity implies that rising prices do not necessarily result in increased production.
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Figure 6. Share of
critical material
production among
countries (European
Commission 2017).
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
2. ENVIRONMENTAL ASPECTS
OF E-WASTE AND RAW MATERIALS
Besides economic and political issues, the critical induced by its production, and the weight-to-
materials sector is also associated with multiple TMR ratios of other rare metals could be even
environmental and social problems. The extrac- smaller (Chancerel 2010). Moreover, issues such
tion of many raw materials is highly material- as child labour, poor social protection and unfair
and energy-intensive and may cause significant labour conditions are often associated with the
environmental impacts from toxic pollution. For extraction of these materials in some developing
example, gold in mobile phones accounts for less countries.
than 1% of the device weight, but stands for over Consumers often lack the understanding about
50% of the total material requirement (TMR)7 the overall environmental and social impacts
7) The TMR is an indicator referring to the so-called hidden material flows (i.e. the material rucksack) comprising all material flows
associated with the processes in the lifecycle of a product or a service.
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
associated with their consumption. The most smartphone consists of a variety of metals, plas-
visible environmental aspect that consumers tics, ceramics and many trace materials (Figure
see is the amount of waste produced, but their 8) and its life cycle begins with the extraction of
understanding of the environmental impacts from these materials. At this stage, different environ-
production, use and even end-of-life management mental impacts are induced from the genera-
is rather poor. Developing life cycle thinking is tion of air emissions, effluents and waste. The
important to guide consumer choices and product manufacturing stage of a smartphone requires
end-of-life management, such as sorting and hundreds of components and implies thousands
recycling. of different processes, each demanding their own
input materials and energy carriers and genera-
2.1. Life cycle thinking ting waste and emissions. The manufacturing of
In order to evaluate the environmental im- microchips, screens and batteries are highly re-
pacts of products along their entire value chain, source intensive and generate significant amounts
the so-called life cycle thinking or life cycle of waste. This is because the production of micro-
approach is needed. These imply that environ- chips requires ultra-pure input materials, which
mental aspects are accounted for in all stages demands large amounts of energy for purification.
of the life cycle of a product (or service), from Some of the ultra-pure inputs, such as gases, acids
materials extraction to waste treatment (usually and water, are used in very large quantities. More
called “from cradle to the grave”). For instance, a over, the manufacturing of a smartphone implies
Figure 10. Waste footprint “distribution” between production stages (Laurenti, Moberg et al. 2016).
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Figure 11. The different types of waste generated in smartphone production (Laurenti, Moberg et al. 2016)
significant transport demands, as its components all emissions). The ecological footprint can also
are normally produced in different countries. The be expressed in other units, such as water inten-
use of the product requires energy for both device sity, total material requirement and total amount
charging and operating the internet infrastructure of waste.
for information storage in the cloud. The end-of- IVL Swedish Environmental Research Institute
life stage of a mobile phone is also energy inten- (IVL) prepared a study where the waste foot-
sive if one is to collect and sort electronic waste, print was calculated for 10 consumer products.
transport it to recycling and dismantle and treat It revealed that electronic products have the
its various components. Understanding the com- highest footprint in the group in terms of waste.
plexities of such a value chain requires a life cycle For instance, the life cycle of one smartphone is
approach and systematic analysis. associated with the production of 86 kg of waste.
The environmental impacts calculated for the Even higher waste footprints can be found in a
life cycle stages of a product or service could laptop computer – about 1,200 kg of waste is pro-
be expressed in different forms, depending on duced over its life cycle (Figure 9).
the goal of the study. For instance, the potential The amount of waste and parts of the produc-
impact to climate change could be accounted for tion chain generating the most waste can differ
by calculating all the emissions that could cause quite radically between different product groups
global warming and express them as one unit – (Figure 10). The production of input materials
e.g. the so-called CO2 equivalent (or carbon equi- is often the most significant source of waste. For
valent). The life cycle approach could also be used instance, for electronic products, metal mining
to calculate the so-called ecological footprint or and enrichment are the primary sources of waste.
the “human demand” of nature. This is expressed About 97% of all life cycle waste is generated
as the area of bio-productive land (in hectares) during the production of input materials for a
needed to provide resources for an activity (e.g. smartphone and this figure is even higher for a
the production of a smartphone) and sustain the laptop (Figure 11).
associated environmental damage (e.g. absorbing
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
8) The ore is rock sediment that contains sufficient element (usually metals)
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Figure 13. The Bor mine in Serbia is one of the biggest copper mine in Europe and has been known as one of
the environmental hotspots in Serbia for over a century. (Picture: Philip Peck)
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Table 4. Environmental risks associated with the mining of raw materials (MIT 2016).
gas and coal, and thus produces large amounts 2.3. Other environmental aspects
of carbon emissions. Mining also often causes
irreparable soil erosion on a large scale, the da- Energy intensive manufacturing
mage of which can last for years after a mine has
Besides the mining of raw materials, other pro-
been shut down. This includes soil erosion which
duction steps in the lifecycle of e-products also
disrupts natural biological cycles and the flow
have significant environmental intensities. The
of nutrients, destruction of the natural habitats
production of many electronic components (espe-
of native species and diminished bio-producti-
cially semiconductors and microchips) are highly
vity of local ecosystems. Mining also requires
material and energy intensive. One of the main
large amounts of fresh water and generates high
reasons is that both the components and other
volumes of wastewater often contaminated with
input materials must be very pure from contami-
heavy metals and other toxic materials. When not
nation with other materials.
managed properly it easily contaminates fresh
The manufacturing of semiconductors and
water supplies (MIT 2016).
microchips also requires clean environments,
These problems are also often aggravated by
which is also highly energy intensive. For instan-
the fact that many mining operations are located
ce, the production of a Sony XperiaTM smartp-
in countries with low environmental standards
hone and its lifetime use in Swedish conditions
or poor monitoring and enforcement of environ-
(i.e. Swedish electricity and general energy mix)
mental regulations. Some mining activities are
generate about 45 kg CO2-equivalents, which cor-
sometimes illegal and executed in a completely
responds to driving an average European car over
uncontrolled manner. For instance, according to
a distance of around 300 km (Ercan 2013). The
some estimates around 20,000 tonnes of REEs are
bulk of CO2 equivalent emissions are associated
illegally mined and exported from China. Illegal
with the production of integrated circuits for the
mines usually lack environmental precautions or
phone.
any waste treatment, which poses significant risks
The production in other countries with more
to workers’ health and the surrounding environ-
dominant fossil fuel carriers would generate
ment (MIT 2016).
much higher CO2 intensities. For instance, if
the global electricity mix and all accessories are
included, the total CO2 release would increase to
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E-WASTE AwND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Table 5. Examples of illegal recycling practices of e-waste in India at its environmental risks
(Wath, Dutt et al. 2011).
117 kg CO2 for the 3 year life cycle period of the developing world for recycling. Here e-waste is
phone (Ercan 2013). often dismantled and semi-recycled illegally using
low-tech solutions with poor or no protection
Improper disposal of e-waste from the associated health risks and environme-
Some precious and other valuable materials are ntal pollution. Some of the most common illegal
present in e-waste, which makes it attractive practices and the associated risks are presented
for recyclers. Unfortunately, acquiring these in Table 5. Many hazardous and toxic materials
materials is labour-intensive and often does not are released during improper dismantling or
make sense in countries with high labour costs. recycling operations, which inevitably enter into
For this reason, e-waste is often subject to illegal food chains and pose risks to human health.
shipments from developed countries to the
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3. SOCIAL ASPECTS
OF E-WASTE AND RAW MATERIALS
Along with the environmental issues associated and the local communities. Commercial actors
with the lifecycle of critical materials and e-waste, might choose to follow less stringent work safety
there are also many social issues, especially rela- procedures and neglect environmental protec-
ted to the mining of raw materials, illegal ship tion standards. Poor regulations and often absent
ments and improper recycling of e-waste. trade unions result in unfair working conditions
Mining the specialty materials used in electro- and exploitation of the labor force. Therefore,
nic products often takes place in politically although some countries are rich in natural
unstable regions and conflict-prone economically resources, the general population may fail to reap
underdeveloped countries with weak regulatory the potential economic and social benefits of its
systems, ineffective governance structures and exploitation (see examples in Box. 3 and Box. 4).
inadequate technological means to ensure the The social and environmental issues associated
sustainable extraction of natural resources (MIT with the mining of rare earth metals in deve-
2016). Local governments, leasing out the ex- loping countries are complex and represent not
ploitation rights to commercial (usually foreign) only a local problem. They also indirectly influ
mining companies, sometimes trade sustainable ence global markets in terms of final material
long-term visions for short-term profits. The les- prices and the future availability of resources.
sors that exploit natural resources are primarily Technologically sub-optimal and polluting mi-
profit-driven and may take advantage of ineffec- ning operations are also economically inefficient.
tive regulations and weak enforcement mecha- Mineral extraction at poor yields depletes the
nisms that eventually hurts both the environment available resources, which in the light of growing
Figure 14. Coltan mining in the Congo is often controlled by armed groups and performed with primitive
technologies (Source: Harneis 2007).
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
9) The Basel Convention on the on the Control of Transboundary Movements of Hazardous Wastes and their Disposal. It is an
international treaty designed to reduce the movements of hazardous waste between nations, specifically to prevent transfer of
hazardous waste from developed to less developed countries. Although many states have signed the Convention, some countries
(e.g. the U.S.) have not ratified it. See: http://www.basel.int.
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Figure 15. Children in developing countries are the most vulnerable to hazardous chemicals from e-waste
imported from western countries (Source: Flickr 2009).
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
Today, the concept of the so-called "circular plant or an animal dies, it becomes food for other
economy" is increasingly visible in the media and organisms, such as worms and bacteria, which
in the political discourse as a strategy to impro- decompose materials into suitable nutrients to
ve resource efficiency and reduce the environ- other plants and animals.
mental footprints of consumption. The idea of Our society, however, has adapted a linear “take,
the circular economy is not new, as it traces its make, use and dispose” approach to its interaction
origins to the 1960s and in particular Ketnneth with the environment. Today, we extract raw ma-
Boulding’s essay: “The Economics of the Coming terials, produce many different products cheaply,
Spaceship Earth” (Kenneth E. Boulding 1966). use and then discard them often with much of the
The concept was originally inspired by nature's remaining functionality remaining. Much of the
cycles of nutrients where different species co-ex- discarded products end up in landfills where their
ist in symbiotic relationships with each other. In value is lost, and the embedded materials eventu-
addition, the circular economy is also inspired by ally exert environmental impacts.
the ideas found in industrial ecology, a relatively The aim of the circular economy concept is
new branch of science that focuses on understan- to mimic natural processes and strive towards
ding and rationalizing the interaction between a zero-waste economy, where waste from one
the bio-sphere and anthroposphere (Geissdoerfer, economic activity could be turned into inputs to
2017; Allwood, 2014; Ellen MacArthur Founda- other activities. The economy should therefore
tion, 2017). become a regenerative system that cycles natural
Indeed, Earth can be considered as a closed sys- resources so that waste, emissions and energy
tem from the material point of view where waste leakages could be minimized as much as possible.
and emissions do not really exist, as the waste of Circular economy approaches include, “slowing”,
one species becomes food for another, a relations- “narrowing” and “closing” material and energy
hip that cascades through multiple cycles along loops. This implies many strategies that extend
ecosystem and food chains. For instance, when a the lifetime of products though rational design,
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
(each 24.9 kg/capita). The per capita generation for smaller electronic components. Recyclers in
in Sweden, Italy, Ireland and Spain is respectively most European countries primarily target e-waste
21.5, 18.9, 19.9 and 20.1 kg (all 2016 data) (Baldé, components which yield as many materials as
Forti et al. 2017). possible with little dismantling efforts and lower
E-waste management in the EU is regulated by labor costs (e.g. computer casings and power
the so-called WEEE directive (2012/19/EU). It units). This means that materials such as copper,
regulates the collection, recycling and recovery aluminum and plastic in e-waste are typical-
of e-waste by prescribing waste management ly recycled first. Smaller parts with electronic
practices and defining the roles of different stake- components are usually too expensive to dismant-
holders. The Directive’s targets for collection of le and recycle due to high labor costs and low
e-waste placed on the European market in 2016 volumes, preventing the economy from reaching
was 45%, which will increase to 65% by 2019. The scale. Smaller electronic components are usually
best EU countries in e-waste collection are Swit- shredded and incinerated or landfilled. Moreover,
zerland (74% of the waste generated), Norway it is not uncommon that waste electronic parts
(74%), Sweden (69%) and Finland and Ireland are shipped illegally to developing countries for
(each 55%) (Baldé, Forti et al. 2017). un-controlled recycling which poses high risks to
Reaching the ambitious targets is challenging workers’ health and generates serious environ
especially in terms of recycling rates. Today the mental pollution.
average e-waste recycling rate is around 35-37%, This also implies that the recycling of critical
which has been stagnant since 2009 (Baldé, materials present in e-waste is very low. Figure
Forti et al. 2017). Although the European aver- 19 presents global recycling rates of 60 metals
age e-waste collection rate is the highest in the (Graedel et al. 2011). Although the recycling rates
world, its collection and recycling performance of precious metals such as platinum, palladium,
is highly heterogenous across member states. gold, silver and cobalt are as high as 50% or more,
Countries like Switzerland, Norway, Sweden, many other metals (especially the rare earths
Finland, Germany and Italy lead in terms of such as lanthanides, scandium, yttrium, tantalum,
recycling rates, but even in these countries the gallium and indium) are recycled at less than 1%.
main challenge is reaching higher recycling rates
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
plastic types are mechanically separated by colour ment (e.g. landfills, also called “landfill mining”).
using high-tech optical recognition technologies. Landfill mining refers to extracting valuable
In the latter the plastics are sorted by blowing air materials from concentrated e-waste fractions in
or in liquid batches according to their stoichiome- landfills. The term urban mining of e-waste is also
tric weights. Regardless of the approach and the often associated with the collection and recovery
chosen technology, in the pre-processing stage 4 of critical metals.
groups of materials are extracted: (i) hazardous The main benefits of urban mining and re-
materials (e.g. batteries), (ii) valuable compo- cycling e-waste are resource conservation and the
nents, which could be re-used/re-sold on the reduction of environmental impacts from primary
market after dismantling, (iii) valuable recyclable extraction and toxic pollution from industrial
materials (copper, aluminium, plastics) that will operations. In addition, an increased diversion of
be sold for further material recovery, and (iv) re- e-waste from landfilling reduces the demand for
sidues - non-hazardous materials (ceramics, some landfills and incineration, which also generates
plastics etc.), that are not suitable for recycling. capital savings. A reduction of toxic releases from
This fraction is likely to be disposed of in landfills e-waste in landfills also decreases pressure on
or incinerated. sensitive ecosystems and risks of negative social
III. End-processing. This phase is rather tech- consequences from illegal waste management in
nologically intensive and aims to recover metals third countries (Litchfield, Lowry et al. 2018).
and plastics. Today metal recovery is usually done Moving toward the circular economy can
by pyrometallurgical processing and hydrome- also deliver great economic benefits. Urban
tallurgical processing (to a lower extent) (Cui and mining can deliver significant economic gains
Zhang, 2008). The magnet-sorted ferrous metals and employment opportunities in recycling and
are directed to steel smelters to recover iron. The metallurgical industries. It is well known that
Eddy-current sorted non-ferrous metals, such as recycling can create so called “green jobs” in the
aluminum-rich fractions, are sent to aluminum sector in a much higher range than landfilling or
smelters. Components rich with copper materials incineration. Urban mining in the EU provides
(e.g. wires) and hazardous components (e.g. capa- an alternative way for local companies to access
citors, PCBs, switches) are channeled to integra- valuable materials and decreases their criticali-
ted smelters, which can recover up to 30 different ty and dependency on imports from politically
metallic fractions. At the same time, the emission unstable regions. Only a few of the rare metals are
of hazardous substances is controlled by advan- directly available from primary sources within
ced filtration systems (Hagel ken and Corti, 2010). the EU today. However, the manufacture of
However, the pyrometallurgical processing is e-appliances and reprocessing of materials into
highly capital-intensive, while the hydrometallur- new products are mostly done in other parts of
gical processing involves the use of strong acids the world, often under low working standards. It
and can have a significant environmental impact. is estimated that rare metals embedded in global
Other emerging technologies, such as bio-me- e-waste have a net value of 55 million EUR (Table
tallurgy and electro-metallurgy can address 1) (Baldé, Forti et al. 2017).
some of these issues, but currently they still lack
cost-efficiency and sufficient installed capacity. Material Amount Value
(kt) (M EUR)
4.4. Advantages of e-waste recycling
and urban mining Iron (Fe) 16,283 3,582
Since only 15-20% of global e-waste is recycled Coper (Cu) 2,164 9,524
annually, and the demand for materials is
Aluminum (Al) 2,472 3,585
growing, recycling and urban mining are gradu-
ally becoming material sources of interest. The Silver (Ag) 1,6 884
term “urban mining” refers to the collection and
recycling of raw material from used products, Gold (Au) 0,5 18,840
buildings and waste in general. The term “urban
Pd 0,2 3,369
mines” emerged because targeted materials are
often located in urban areas. Urban mining from Plastics 12,230 15,043
e-products usually refers to material recovery of
metals from e-waste (including post-consumer Table 6. Examples of amounts and values of some
electronic products), metals embedded in buil- materials in e-waste generated globally (Baldé,
dings (e.g. cables) and deposits after waste treat- 2017).
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
ficial, as less materials are required and “more is with ever new state-of-the art product versions at
done with less”, it also means that recovery of a ever decreasing costs. For instance, a smartphone
more diluted material content becomes ever more technically has a life span of 4 or sometimes even
challenging (Baldé, Forti et al. 2017). 7 years, but the average use time of smartphones
Urban mining of critical rare earth metals from in Europe does not last longer than 1.5-2 years.
e-waste depends on the type of devices and the Usually, the lifetime of smartphones is determi-
potential value of the embedded raw materials. ned by the duration of the contract with telecom
Precious metals in printed circuit boards are providers.
generally recovered due to their high economic Similar patterns are observed with other
value and positive relationship to recovery costs. electronic products such as laptops, PCs, TV sets
At the same time, the recycling of other materials and routers. It is also not uncommon to keep
such as gallium, germanium, indium, and rare some “outdated” devices for some time before
earth metals is challenging as they are dispersed discarding them. For instance, a study in Norway
in products and require high volumes of waste in showed approx. 10 million of mobile phones are
one place to make recycling more economically kept in households without being used. About
efficient (Mathieux, Ardente et al. 2017). More- 60% of Norwegians own more than 2 phones that
over, there are several technical problems are not in use (Baxter, Wahlstrom et al.
associated with the recovery and pu- 2015). Although idle devices do not
rification of specific metals from cause much harm to the environ-
very low quantities in e-waste. ment, they represent a lost
One of the greatest chal- opportunity of re-selling or
lenges related to e-waste
A study in Norway donation to offset the impacts
recycling is their geograp- showed approx. of producing new devices.
hical dispersion and illegal 10 million of mobile Moreover, idle devices
ways of recycling. A very represent an underutilized
large share of e-waste never
phones are kept in resource stock that could be
enters formal recycling households without turned into useful materials
systems. Much of the e-waste being used for the industry.
is transported from the EU It is important that the
to developing countries, whe- whole system and all actors
re extraction of metals is made from the product life cycle are
using primitive technologies with low involved in circular solutions. The
efficiency and no environmental or human products should be designed for longevity,
health protection measures in place (see chap- easy upgrades, maintenance and repair as well
ter 3). Illegal exports are probably the biggest as disassembly for recycling. Consumers should
threat for achieving high e-waste recycling rates. also make informed decisions when purchas-
Moreover, part of the e-waste is not sorted out ing electronic products by primarily adopting
and ends up in the residual waste flow and goes sufficiency principles, potential product sharing,
either to incineration or landfilling depending on send-hand marketing or donations as well as
the waste management system of the EU country proper sorting and disposal habits. Govern
in question (Baxter, Stensgård et al. 2015). To in- ment actors should support both producers and
crease e-waste recycling requires higher environ- consumers in these strategies by creating favor
mental of households and well-functioning waste able conditions and policy support. Good policies
collection system. are also needed to facilitate the creation of an
Growing consumerism is an overarching infrastructure that encourages the re-use, repair
environmental problem for all waste materials. and material recovery of valuable materials. Local
The global middle-class and their income are authorities play a role in developing adequate sys-
increasing, and this demographic group often pre- tems for collection and management of e-waste.
fers to purchase new products and devices, as this Spreading good practice examples is an important
is often associated with a perceived status symbol educational measure.
and provides social recognition (Baldé, Forti et It is important that all parts of the system work
al. 2017). Rapid technology cycles in electronic properly, which is only possible when different
products induce excessive consumption because actors act in a responsible way. The main actors
most of the electronic products are discarded and their responsibilities are described below.
before their technological lifetime. Consumers
have developed a habit of replacing their devices
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
(from an environmental point-of-view). The pro- lected through the municipal collection system,
duct must also be labelled with the proper icon El-Kretsen’s battery boxes or via retailers (ibid.).
(a crossed-out wheelie bin) to clearly show the There are approximately 10,000 battery boxes,
end-user that this product should not be disposed 600 recycling centers and 30 recycling facilities
of in a regular trash bin. The producer must also in Sweden (El-Kretsen 2018). The battery boxes
make information available for recyclers on how can be found in connection to many pharmacies,
to dismantle the product, avoid pollution and grocery stores, shopping malls and retailers and
recover the product (WEEElogic 2018). sometimes also in connection to recycling stations
Most producers manage the abovementioned where residents turn in their packaging waste,
responsibilities through EPR organizations where Figure 21. Batteries are also collected at recycling
producers create a common take-back system that centers and in “Samlaren” (translated: “the collec
they finance together. Examples of such EPR or- tor”).
ganizations are El-Kretsen in Sweden, REPIC in “Samlaren” is a cabinet for the collection of
Great Britain and UFH in Austria (WEEE Europe spray cans, light bulbs and other light sources,
2018). EPR organizations make it possible for the batteries and smaller electric and electronic devi-
financing of the collection systems to be more ces such as mobile phones (Stockholm Vatten och
economically viable and logistically easier to Avfall 2018). The cabinets can be found in nume-
manage compared to separate take-back systems rous places often in connection to supermarkets,
established by individual producers. For example, Figure 22.
El-Kretsen has the task of providing a national E-waste can of course also be turned in at one
take-back system and collaborates with all 290 of the 600 recycling centres where most waste
municipalities in Sweden as well as with recyclers types are collected, Figure 23 and Figure 24.
(El-Kretsen 2018). Since 2015 retailers of electric and electronic
devices are obliged to accept e-waste, meaning
5.4.1. How EPR works in Sweden that consumers can also turn in their e-waste
Extended producer responsibility applies in directly to the retailer (El-Kretsen 2018). Retai-
Sweden as in the rest of the EU and, as mentio- lers include both physical and online stores where
ned before, El-Kretsen is the EPR organization electric and electronic devices can be purchased.
responsible for the organization and financing of Larger retail-stores can accept all consumer
the take-back system, collaborating with munici- electronics smaller than 25 cm. In other stores, a
palities and recyclers. Consumer products are col- consumer can turn in an old device when pur-
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
6. COMMUNICATION STRATEGIES
FOR INCREASED CIRCULAR MANAGEMENT
In order to increase awareness and as a conse- A project called ELAN (ELektronik ska åter-
quence the collection, reuse, and recycling of ANvändas, translated: “Electronics should be
e-waste, various communication strategies have reused”), conducted within the strategic research
been conducted. Here, some examples of success- program RE:Source and financed by the Swedish
ful communication strategies are presented. Energy Agency and partners within the project,
“Batteriåtervinningen” (translated: “the battery studied and tested methods to increase the reuse
recycling”), is an initiative by Swedish battery of electric and electronic equipment (Torres,
producers started by Blybatteriretur (an EPR or- Björnsson et al. 2018). The methods tested
ganisation for lead batteries in Sweden), El-Kret- include returning shipment notes to return used
sen and Recipo (an EPR organisation for e-waste electronics when purchasing new products onli-
and batteries active in all Nordic Counties since ne, customizing collection boxes/cargo carriers
2007) (Blybatteriretur 2018, Recipo 2018). Since for electronics at recycling centers, collecting and
2012, Batteriåtervinningen has been responsible testing used electronics in-store, collecting and
for informing the Swedish people on why it is im- testing the functionality of appliances, and other
portant to recycle batteries (Batteriåtervinningen information measures. The information measu-
2018). On the home page of Batteriåtervinningen res included opinion pieces, press releases, radio
the consumers are informed about where the clips, conference presentations and a Facebook
closest collection point for batteries are, why it campaign.
is important to turn in used electric and electro- The information campaigns within the project
nic products, present recycling statistics, inform were estimated to have a relatively good potential
about the negative environmental effects of to change people’s behavior (ibid.). Information
batteries when not discarded properly and more. about the problem with electronic waste and the
Batteriåtervinningen are also active on social benefits of reuse and recycling was communica-
media such as Facebook, Twitter and Instagram ted in various channels and to a broad and varied
to reach as many consumers as possible with target audience. Although it is difficult to measure
updated information. They also created popular the communication’s effects, it is important to
events on Facebook in different Swedish cities, raise awareness by lifting the issue in the public
inviting the public to “Electric flea markets” whe- sphere to inspire a more sustainable consumption
re consumers could reuse and share electric and and lifestyle. The partners of the ELAN-project
electronic equipment. chose two measures to continue with after the
Batteriåtervinningen have also produced mate- completion of the project: the Facebook Cam-
rial for schools to use. “Sopskolan.se” (translated: paign Circular Electronics Day and the return
trash school) for example provides interactive shipment note approach. The goal of the Face-
educational material about hazardous waste book campaign was to establish a national day for
targeting students aged 14 to 16. The material is the reuse of electronics on the 24th of January,
produced by the Swedish Waste Management a day when many have empty wallets after the
Association, El-Kretsen, and school informers. holidays. A Facebook page was created with many
“Batteriskolan” (translated: the battery school), posts on environmental benefits and practical tips
is an online school with material for younger stu- on reuse. A special logo was also created for the
dents informing them about batteries, recycling, page (Ibid.).
and other environmental issues (Batteriåtervin-
ningen 2018). The schools are developed by Keep
Sweden Tidy, a non-profit organization promo-
ting recycling and working for the mitigation of
litter (HSR 2018).
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
7. COMMUNICATION CAMPAIGNS
BY STUDENTS
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E-WASTE AND RAW MATERIALS: FROM ENVIRONMENTAL ISSUES TO BUSINESS MODELS
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