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the reader is presented with exaetly the opposite way of thinking, not
only in so far as the entire set of ethieal problems appears as a bloodless
appendix,11 hut, more suhstantially, in so far as the Neoplatonie uni-
verse is eoneeived of as a harely deduetive strueture whose starting
point-the One-Good-is taken for granted, and by no means reaehed
as a goal of philosophieal analysis. 12
Strangely enough, the admittedly more sympathetie attitude to-
wards Neoplatonism whieh eharaeterizes German Idealism with respeet
to the Illuministie evaluation ofit13-and whieh elearly inspires Zeller's
aeeount ofPlotinus' philosophy,14 even though some aspeets of differen-
tiation are notieed in eontemporary seholarship15-had as one of its
150n Zeller's account of Neoplatonism and its relationship with the Idealistic
understanding of Neoplatonism, see Beierwalters, ''Der Neuplatonismus in
Eduard Zellers Philosophie der Griechen" in Seminario su Eduard Zeller, Annali
della scoula Normale Superiore di Pisa, Classe di Lettere e filosofia 19 (1989):
1179-91.
16See for example the two recent monographs on Plotinus, by D. O'Meara,
Plotinus. An Introduction to the Enneads (Oxford: Clarendon Press, 1992) and
L. P. Gerson, Plotinus (London-New York: Routledge, 1994), where the
expository scheme "One-Intellect-Soul-man's world" is squarely abandoned by
Dominic O'Meara, who deals initially with the Platonic distinction between the
"two worlds," and examines subsequently the set of problems concerning soul,
the Intellect, and Forms. Only at this point, does O'Meara deal with the problem
of the relationship between hypostatic Intellect and the One, and with the One
itself. The recent book on Plotinus by Lloyd Gerson falls into two main parts,
ontology and epistemology, dealing in the first part with the First Principle of
the Plotinian universe and its attributes, as weIl as with Forms and the
structure of the intelligible world, and in the second with the psychological,
epistemological, and ethical problems. Gerson's first chapter aiming as it does
at providing the reasons Plotinus must posit his First Principle, counts as a
strong confirmation ofthe abandonment in the contemporary scholarship ofthe
picture of Plotinus' philosophy as a chain of apriori deductions.
17 See Beierwaltes, PI. It is useful to put Beierwaltes's evaluations of the
relationship between German Idealism and Neoplatonism into the framework
ofthe general attitude ofGerman Idealism to Plato as it is examined by Vieillard
Baron (Platon).
372 AMERICAN CATHOLIC PHILOsoPHICAL QUARTERLY
11.
[W]hat reasoning will guide this Love on his way? This one:
this beauty which rests on bodies comes to the bodies from
elsewhere (epakton esti tois somasi); for these beauties are
forms of bodies which rest upon them as if on their matter.
At any rate what underlies them changes, and becomes ugly
instead of beautiful. Its beauty comes by participation, then,
the reasoning says.24
move: 25 there are individual people and things, say, many beautiful
items, bearing a characteristic, namely, beauty; but, since they can also
be ugly, in order for them to bear the beauty there must be beauty in
itself, namely, that beauty which does not accept in any way its opposite.
Such an "unqualified bearer" of that characteristic, "precluding its
opposite,,,26 is credited both in Plato's and in Plotinus' accounts with the
capacity to be the cause of the presence of the given characteristic in
individuals, that is, its qualified bearers. 27 In Plotinus' account, we are
explicitly told that this causal relationship is "participation."28 That
beauty which is an epakton in individuals derives by participation,
methexei, from beauty itself. This standard Platonic account is followed
by three more peculiar moves. First, Plotinus asks what is the principle
responsible for the existence of instantiated beauty in its bearer,29 and
he presents two candidates which, in different ways, are entitled to do
so, namely, the parousia ofbeauty itself, and soul. 30 Second, he observes
that soul cannot coincide with beauty itself, again on the Platonic ground
of distinguishing between what bears a characteristic but can bear its
contrary also, and what cannot be otherwise than it iso Since soul can
be wise and beautiful, but also stupid and ugly, soul cannot be in itself
beauty.31 In other words, soul imparts to the body beauty, consisting in
32V.9(5).2.20-23: "So, beauty in the soul comes by wisdom. And what is, then,
which gives wisdom to the soul? Intellect, necessarily, an intellect which is not
sometimes intellect and sometimes unintelligent, but the true Intellect. This,
then, is beautiful of itself [nous de ou pote men nous, pote de anous, ho ge
alethinos par hautou ara kalos]."
33V.5(9).23-27: "Should we then stop at Intellect as the First, or must we go
beyond Intellect, and does Intellect stand from our point of view in front of the
first principle, as if in the porch of the Good, proclaiming to us a11 that is in it,
like an impression of it in greater multiplicity, while the Good remains
altogether in one?" This passage combines a quotation from the Philebus,
(hosper en prothurois tagathou, that is, the Intellect, in Plotinus; epi men tois
tou gathou ... prothurois in Phil. 64c1) and an echo from the well-known status
of the Good "beyond" Being of Republic 509b9.
34 See A. H. Armstrong, "The Background of the Doctrine that the Intelligibles
are not Outside the Intellect" in Les sources de Plotin. Entretiens sur I'Antiquite
classique V, Vandoeuvres-Geneve 21-29, aout 1957 (Geneve: Foundation Hardt,
1960): 391-413.
36 V.9(5).3.1-4.
376 AMERICAN CATHOLIC PHILOSOPHICAL QUARTERLY
36 See C. H. Kahn, "The Greek Verb 'To Be' and the Concept of Being,"
Foundations ofLanguage 2 (1966): 245-65, C.H. Kahn, "The Verb 'Be' in Ancient
Greek," in The Verb 'Be' and its Synonyms. Philosophical and Grammatical
Studies, ed. J.W.M Verhaar (Dordrecht-Boston: D. Reidel Publishing Company,
1973), 331-70, and C. H. Kahn, "Some Philosophical Uses of To Be' in Plato,"
Phronesis 26 (1981): 105-34.
37V.9(5).3.4-6: "It is perhaps ridiculous to enquire whether there is inte11ect in
the world ren tois ousi]; though there are, it may be, people who would dispute
even this."
38 V.9(5).3.6-8.
39V.9(5).3.9-37: "We certainly see that aH the things that are said to exist are
compounds, and not a single ofthem is simple; [this applies to] each and every
work of an, and a11 things compound by nature. For the works of an have bronze
or wood or stone, and they are not brought by completion from these until each
art makes one astatue, another a bed, and another a house by putting the form
which it has in them. And again you will be able to resolve the things put
together by nature, those of them which are multiple compounds and are caHed
compositions, into the form imposed on all the elements of the composition....
And one will transfer these same observations to the whole universe, and will
SEPARATION AND THE FORMS 377
the affirmative. It is, in fact, on this basis that he will argue in favour
of a principle prior and more important than soul in order to explain the
world of our experience, even though he is convinced that soul is
responsible for the connection of immanent form with its relevant
matter, both in the case of arlificial objects as weIl as in that ofnatural
ones. Soul explains the connection of immanent form and matter; but it
is by no means sufficient to explain the existence of this form, namely,
of the principle of rational organization, be it of arlificial objects (the
individual soul) or of natural ones (the cosmic soul). It is true that soul
possesses in itself such principles: as Plotinus repeatedly says, it pro-
duces its effect-life, in all its modes and degrees-by means of its
rational organization of matter according to the patterns it has in itself.
But precisely in so far as it possesses them, it cannot be identified with
them. Neither the individual nor cosmic soul coincides with the forming
principles with which it provides the matter. Consequently, there must
be another principle prior to soul, as Plotinus argues in the immediately
following section of this treatise. 40
Questions (ii) and (iii) will be answered in the remaining part of the
treatise, and must be set aside here as not directly relevant to our
purpose. But, in the course of Plotinus' arguing in favour of an affirm-
ative answer to (ii)-namely, to the question whether the Intellect we
are talking about is to be understood as "separate" or not-we meet
"reasoning" whose aim is to show that Intellect, in the true sense of the
word, cannot receive its objects from sense-perception and whose struc-
ascend there also 10 Intellect and suppose it to be the true maker and craftsman,
and will say that the underlying matter receives the forms, and part of it
becomes fire, and part water, and part air and earth, but that these forms come
from another: and this other is soul; then again that soul gives 10 the four
elements the form of the universe, but Intellect provides it with the forming
principles.... The things which Intellect gives 10 the soul are near to truth; hut
those which body receives are already images and imitations [eggus men
aletheias ha didosi, psuche; ha de to soma dechetai, eidOla eM kai mimemata]."
I take this last sentence as licensing the distinction between immanent
properties and true Forms; also, I take them here to be "separate," as meaning
both 10 be "independently existent" and "on1ologically prior" with respect to the
immanent properties. I am borrowing the definition of "separation" for Platonic
Forms as meaning "capacity for independent existence" connected with "the
natural priority of substance" from Gail Fine, "Separation," Oxford Studies in
Ancient Philosophy 2 (1984): 31-87, hereafter cited as Fine, "Separation,"
especially, 35-36. I shall deal more extensively with this definition in section 5
of this paper.
4OV.9(5).4.1-19.
378 AMERICAN CATHOLIC PHILosOPHICAL QUARTERLY
41V.9(5).5.16-19: "For each and every primary reality (to proton hekaston) is
000
not what is perceived by the senses: for the form on the matter (to eidos epi
000
hure) in the things of sense is an image ofthe real form (eioolon ontos) and every
form which is in something else (en alli5) comes to it from something else and is
a likeness of that from which it comes."
SEPARATION AND THE FORMS 379
real heing.
(5) to avoid infinite regression, it is necessary to endorse (1).42
The necessity Plotinus sees to derive the immanent characteristics-
which are en allo-from their models-which are aei en hautois~e
pends upon the status ofthe immanent characteristics themselves. They
are conceived of, as is made clear from 11.(3), as not self-sufficient: in so
far as they are properties of something else, or epakta,43 they are
dependent on the corresponding principle which is "in itself," in precisely
the same way as, in the Phaedo, ta megala are megala not in virtue of
having the size they actually possess, hut in virtue of Largeness,
megethei. 44 In turn, the reason why immanent characteristics cannot
depend upon other non self-sufficient characteristics lies in the fact that
this would imply an infinite regression, a quite recurring scheme in
42V.9(5).5.32-36: "[F]or no one of the real beings is outside, or in place, but they
remain always in themselves and undergo no alteration or destruction: that is
why they are truly real [ontOs onta}. I{ they come into being and perish, they
will haue their being {rom outside themselues [epakto chresetai to onti], and it
will not any more be they, but that being which will be reality." The first
sentence in Greek runs as folIows: ouden gar exo ton onton oude en topa, menei
de aei en hautois metabolen oude phthoran dexomena, and Armstrong construes
it as having ouden ... ton onton as its subject, and so do Harder ("Nichts vom
eigentlich Seienden ist außerhalb, noch überhaupt räumlich, sondern es
beharrt ewig in sich selbst und unterliegt keiner Veränderung und keiner
Vernichtung"), and Brehier ("NuI etre n'est au dehors, dans l'espace; mais les
etres subsistent eternellement en eux-memes et n'admettent ni changement ni
corruption"); Cilento, on the contrary, construes the sentence as having only
ouden as its subject, and makes ton ontan, acting as a complement to exo ("nulla
sconfina fuori dall'essere, neppure in senso spaziale; ma gli esseri perservarano
eternamente in loro e non sono suscettibili di mutamento e di corruzione.") The
translation of Armstrong-Harder fits better, to my mind, with the general
meaning of the passage, even though I acknowledge that the ordering of the
words in the sentence supports better Cilento's translation.
43 See p. 373 and note 24.
44Phd. 100e5-6. Plotinus has recourse to the pattern ofthe Phaedo also in VI.6
(34).14.27-33: "A thing is one by the presence [parousia] of the one and two by
the presence of the dyad, just as it is white by the presence of the white and
beautiful by that of the beautiful and just by that of the just. Otherwise, one
would not be able to maintain that these exist either, but would have to make
relations responsible for these two, as ifthe just was so because ofthis particular
relation to these particular things, and the beautiful because we are so disposed,
with nothing existing in the underlying reality of a kind to dispose us, and
nothing coming from outside [epaktou] to what appears beautiful." See also
VI.6(34).10.27-33: "It is, then, as when someone speaks of good things: he either
speaks of them as good of themselves, or predicates the good incidentally of
them [kategorei to agathon hos sumbebekos autan.] And if he is speaking of
primary goods, he is speaking of the first real existence [hupostasin legei ten
proten]; but if of things to which the good is incidental, there must be a nature
of good in order for it to be incidental to other things, in that the cause which
produces good also in another must be either the Good Itself or something which
has generated the good in its own nature."
380 AMERICAN CATHOLIC PHlLOSOPHICAL QUARTERLY
the Forms in general [ten ousian katholou ton eidOn], that it does not exist
beeause the thinker thinks eaeh of them and so by that very thinking gives them
their existenee laute te noesei ten hupostasin auton paraschomenou, seil. tou
nenoekotos]. For it is not beeause the thinker thought out what righteousness
is that righteousness existed, or beeause he thought out what movement is that
movement existed. For in this way this thought [noema] would be both posterior
to the thing itself whieh was thought-the thought [noesis] of righteousness
posterior to righteousness itself-and on the other hand the thought would be
prior to what existed as a result of thought, if it eame into existenee by thinking
[kai palin au ne noesis protera tou ek noeseOs hupostantos, ei tö nenoekenai
hupestij."
382 AMERICAN CATHOLIC PHILOSOPHICAL QUARTERLY
in Plotinus' eyes, that nothing outside the mental act would be the object
of "grasping," or, that "grasping" would have as its object something
which does not possess being or existence, me huphestotos pragmatos
logon labein. When in V.(3) Plotinus defines thinking of this or that
Form as "grasping their essential nature," to ti estin auton labonta, he
is in fact paving the way for the following alternative: either to ti estin
labein is really 10 grasp the essential nature of the thing considered, and
in this case the object of that "grasping" must be conceived of as real; or
to ti estin labein is nothing but amental act, and the object which is
"grasped" does not belong 10 the set of real beings, a quite uncomfortable
conclusion 10 draw for those-Aris1otle and his followers-who main-
tain that to ti estin does represent not only the content of the definition,
but also, in each and every thing, the primary condition for existing and
bearing predicates. 51
Items 1-111 were intended to show that Forms cannot be identified
with immanent properties; items IV-V, in turn, are intended to show
that they cannot be identified with universals of abstraction either.
Before turning from these two arguments, in favour of the hypothesis
of Forms, to the set of features Plotinus credits them with, it is worth
considering the originality of his approach.
111.
From Porphyry's Life of Plotinus, 14, we know that the master was
weIl acquainted with the Platonism of his age, even though Porphyry
mentions, among the Platonic philosophers read in the school, mostly
the representatives of the so-called "anti-Aristotelian" stream of
thought, namely, those who resisted the tendency 10 conflate the Aris-
totelian and Platonic tenets in10 a unitary account. 52 From this passage,
tonic works which contain an account of Forms, does not discuss explic-
itly the reasons for the belief in their existence. Nevertheless, we find
there at least two passages which can count as an indication of the way
Alcinous understands their nature and status.
The fIrst passage, which I shall refer to as (A), belongs to chapter IV,
whose aim is to examine the faculty of judgement (kriterion) before
discussing Platonic dialectic. 66 Alcinous proceeds to distinguish two
kinds of logos, which he assumes to be the instrument for judging: the
divine and the human. According to a diairetic pattern, he subdivides
in turn the human logos into that which concerns intelligibles, and that
which concerns sensible objects (00 men peri ta noeta 00 de peri ta
aisth:eta).57 The reasoning concerning intelligible objects is said to be
scientific (epistemonikos logos), and is kept apart from the doxastic. 58
The faculty providing science is intellection, noesis, which is defined as
the "activity of the intellect as it contemplates the fIrst intelligibles," nou
energeia theorountos ta prota noeta. 59 Alcinous distinguishes "fIrst intel-
ligibles," called hai ideai, from "second" ones, which he calls ta e~ ta
epi te hute acoorista onta tes hul:es. 60
He clearly does not think it necessary to provide a proof supporting
such a distinction between Forms and immanent properties. On the
contrary, he is content with an argument from analogy, reminiscent of
the Divided Line of Republic IV: since-besides intellection and sense-
perception-there are two faculties, namely, scientific and doxastic
reasoning, there must be also objects falling under the faculties, namely,
intelligible and perceptible entities. Conversely, since there are intelli-
gibles of two sorts, primary and secondary, the intellection will be
twofold. There will be a kind of intellection concerning primary intelli-
gibles, namely, a simple and non-discursive apprehension accompanied
by scientific reasoning, and another kind, concerning immanent prop-
manuscript tradition (see Whittaker, "Parisinus gr. 1962 and the Writings of
Albinus," Phoenix 28 (1974), and Whittaker, PPECE invite us to ascribe the
work to Alcinous, and not-as it has been done in the past century and at times
also more recently-to Albinus, the author ofthe Introduction (Prologos) to the
PIatonie philosophy edited by F. Hermann, Platonis Dialogi VI (Leipzig: 1853),
xv-xviii. (On Albinus, see the Notice by J. Whittaker, "Albinos," in Dictionnaire
des philosophes antiques publie sous la direction de R. Goulet I (Paris: Ed. du
CNRS, 1989), 96-97.
66Didaskalikos, IV, 4.6-9 Whittaker (= 154.6-9 Hermann.)
57Didaskalikos, IV, 5.21-26 Whittaker (=154.21-26 Hermann.)
68Didaskalikos, IV, 5.26-32 Whittaker (=154.26-32 Hermann.)
59 Didaskalikos, IV, 6.20-21 Whittaker (= 155.20-21 Hermann.) I am borrowing
the English translation of this expression from L. P. Schenk, "A Middle Platonic
Reading ofPlato's Theory ofRecollection," Ancient Philosophy 11 (1991): 103-10.
6ODidaskalikos, IV, 7.39-41 Whittaker (= 155.39-41 Hermann.)
SEPARATION AND THE FORMS 385
72The Platonists, who, abandoning the Skeptic reading ofPlato, maintained that
Plato "held doctrines," seem to agree on the existence of transcendent Ideas,
outside or inside the Divine Mind. It has been maintained by Dörrie, "Die
Stellung Plutarchs im. Platonismus seiner Zeit," in Philomates. Studies and
Essays in the Humanities in Memory of Ph. Merlan, ed. R.B. Palmer - R.
Hamerton Kelly (The Hague: M. Nijhoff, 1971), 36-56, that this is not true for
Plutarch, whose Platonism can do without transcendent Ideas; but Dörrie's
contention has been challenged by C. J. De Vogel, "Der sog. Mittelplatonismus,
uberwiegend eine Philosophie der Diesseitigkeit?" in Platonismus und
Christentum. Festschrift für H. Dörrie, hrsg. von H. Dieter Blume - F.Mann
(Munster: Aschendorff, 1983), 277-302. See, in particular on Plutarch's theory
of the intelligible world, F. Ferrari, Dia idee e materia. La struttura del cosmo
in Plutarco di Cheronea Strumenti per la ricerca plutarchea, 3 (Napoli: D'Auria,
1995).
SEPARATION AND THE FORMS 389
true Forms and instantiated properties. Both passage II in Plotinus and
passage (A) in Alcinous, in fact, keep Forms and eiM epi hule apart, and
the continuity between the Middle PIatonie view and the Neoplatonic is
reinforced also by the similarity in the vocabulary. 73 Alcinous, however,
shows no concern for the way in which we can eventually support this
distinction, and fails consequently to provide any argument whatsoever
in order to account for his "secondary intelligibles" being in fact secon-
dary, limiting himself to operating with the supposition that there are
two sorts of intelligible objects, primary (Forms) and secondary (imma-
nent properties). On the contrary, Plotinus submits to trial his own
distinction between immanent properties and self-sufficient (or sepa-
rate) Forms and provides an argument whose validity can of course be,
in turn, submitted to trial, but leaves no doubt about his firm conviction
that it is necessary to argue in favour of such a distinction, instead of
taking it for granted. In particular, II (and especially its key clause 11.[3])
was supported by the analysis developed in 111. This passage is in fact
both crucial for the reasoning developed in 11, and intended to isolate
what separation (self-sufficiency) of Forms means, a fact which creates
a drift towards the conclusion that separation, or self-sufficiency, of
Forms is precisely the central issue at hand in the entire Plotinian
reasoning of 1-111.
Similarly, if we compare Alcinous' passage (B) and Plotinus' in IV-V,
we observe that the threefold argument about Forms he credits the
Platonists with fails to take into account the reasons they have, or
Alcinous might find valid, for positing Forms as separate. True, in the
last of the definitions he enumerates at the beginning of (B) Alcinous
says that a Form, considered in itself, is an ousia-a tenet which implies,
from Aristotle onwards, that it does not exist as a property of anything
else, but rather, that it is separate. 74 Moreover, the corollary appended
to the threefold argument provides at least an attempt to prove that
Forms are, and are such as the Platonists maintain that they are. In
particular the corollary, in so far as it has recourse to the necessity of
deriving the immanent criteria of measurement from something supe-
rior and immaterial, seems at first glance very similar to the Plotinian
reasoning in 1-111. Again, however, a closer examination shows this not
to be the case. Alcinous fails to submit to examination the crucial point,
namely, why must we admit that the immanent metra, depend upon the
immaterial ones, limiting himselfto the assessment that since there are
73Compare Plotinus' distinction in 11.(3), between the real Form and to eidos epi
hufe (see above, note 42), and Alcinous' distinction in A, between hai ideai and
ta eiiU ta epi te hure (see Note 62).
74 See section 5 below.
390 AMERICAN CATHOLIC PHILOSOPHICAL QUARTERLY
the immanent metra, they depend upon the transcendent ones. I cannot
see another reason for that, except the very fact that he does not conceive
of the separateness of the true ideal of his scale of beings as a contro-
versial issue, while Plotinus does.
In IV-V too, the distinction between Forms and universals of abstrac-
tion appears to be supported by a reasoning about what separation
means. Either to ti estin labein means "to grasp the essential nature of
something," or it means "to produce adefinition." If so, its object is a
mental act, not a·real nature. Such reasoning operates with the assump-
tion that to be a real nature implies separation, again in the sense taken
into account in 1-111 namely, being an independent entity, not a property
of something else or a status affecting something else. Plotinus' origi-
nality on the panorama of the Platonism of his age seems to lie mostly
in the fact that he thinks it necessary to argue in favour ofthe hypothesis
of Forms by re-working the notion of their separateness, especially in
the light of the Aristotelian objections against it.
In the following section, I shall try to isolate the main features which
Plotinus credits to Forms. I will do this in order to disentangle, in
section V, what separation means in his eyes.
IV.
For since one [nature] is carried about and accepts every kind
of change and is continually divided in10 every place, which
it would be appropriate 10 call becoming, not substance, but
the other [nature] is being, always in exactly the same state
(hosautDs kata tauta echon), neither coming 10 be nor perish-
ing nor having any space or place or base (oude tina choran
oude topon oude tina 'hedran), nor going out from anywhere
nor entering in10 anything, but remaining in itself, when one
was speaking about those things [of the lower world] one
would reason logically from that nature and from what is held
10 be true about it and, reasoning probably by means of
probable principles, would frame syllogisms which are also
[only] probable. But when, on the other hand, one engages in
reasonings about the intelligibles, the right way would be to
take the nature of substance about which one is concerned....
Now if this is real being and remains the same and does not
depart from itself and there is no coming-to-be about it and,
as was said, it is not in place, it is necessary for it, being in
this state, to be always with itself, and not to stand away from
itself; one part of it cannot be here and another there, nor can
anything come out of it; [for if it did] it would already be in
different places, and, in general, would be in something and
not on its own or unaffected (ouk eph' 'heautou oude apat'hes);
for it would be affected if it was in something else (pathoi gar
an, ei en aZZD); but if it is going to be in astate of freedom from
affection, it will not be in something else (ei d'en apat'hei estai,
ouk en aZZD).78
77VI.5(23).2.1-8: "But the reason which tried to make the investigation of what
we are talking about, since it is not one thing but something divided and brings
along to its inquiry the nature ofbodies and takes its principles from them, both
divided substance, thinking that it was of this (bodily) kind, and disbelieved in
its unity, because it did not take the starting-point of its enquiry from the
principles proper to substance (hate me ex archon ton oikeion ten hormen tes
zeteseos pepoiemenos). But we must take for our reasoning about the one and
altogether existent principles which, being proper to it, will lead to convinction:
that is, intelligible principles of intelligibles and those which belong to true
substance (noetas [seil. archas) noeton kai tes alethines ousias echomenas)." The
allusion to the proper principles comes of course from Aristotle, An. post. I. 2,
72b23, 72a6.
392 AMERICAN CATHOLIC PHILOSOPHICAL QUARTERLY
in different places.
(2) if (1), true Being would be in something.
(3) if (2), true Being would not be on its own.
(4) if (3), true Being would not be unaffected, against VI (1).
(5) but VI (1).
(6) so, VII (1) entails a contradiction.
If one asks what this reasoning aims at disproving, that is, what is
temporarily assumed in VII (1), the answer is: an account admitting for
Forms the possibility 10 be in many participants. In fact, Plotinus wants
to disprove that it might be the case that the true (intelligible) Being,
still remaining what it is assumed to be (that is, VI [1] and [2], were also
a property immanent in many individuals. A better understanding of
Plotinus' point is obtained by considering his reaction 10 the aporias
about participation in Forms raised in the fIrst half of Pla1o's Par-
menides.
It has already been observed that Plotinus' attempt at solving the
puzzles about the one and the many in Platonic participation is based
on his idea that a Form, precisely in so far as it is a Form, cannot be
divided among its participants, as the objection raised both by Par-
menides in Plato's dialogue and by Aristotle assumed it to be. so AForm.,
Plotinus says in the treatise On the presence ofBeing, one and the same,
everywhere as a whole, is not "in" its participants. If one takes to be "in"
something as meaning "belongs to this thing and depends upon it,,,sI a
Form is not in its participants, precisely in so far as it does not collapse
in10 immanent property. In Plotinus' eyes, the immanent property
which is "in" the individual bearing it cannot be conceived of as apart
of the corresponding Form., detached from it and allocated into an
individual. In no way can we produce a set like the one Parmenides
produces in order 10 face the young Socrates with his incapacity for
arguing in favour of the hypothesis of Ideas-namely, a set containing
the eidos megethous besides talla ta megala. 82 Form., as Plotinus under-
stands it, is the principle of immanent property, and precisely in so far
86Fine "Separation," 70-71 argues that in Aristotle's view Plato moves invalidly
from the claim that Forms, in so far as they alone escape flux, are basic to
knowledge, to the claim that they are substances: "Aristotle's criticism is
justified-given his account of substance. That is, one of Aristotle's criteria for
being a subsance is being separate; since flux fails 10 show that Forms are
separate, it fails 10 show that they are substances-as Aris10tle understands
the notion of substance. But Aristotle's criteria for substance are controversial,
and it is not clear Pla10 accepts, or is committed 10, them.... [U]nlike Aristotle,
Pla10 never makes it a defining feature of ousia to be separate. Whenever he
characterizes the realm of ousia, he mentions----not separation
but~hangelessness, everlastingness, inaccessibility to sense-perception,
being basic to knowledge and definition, and the like. As we have seen, none of
these features requires separation." Leaving aside the discussion of Fine's main
point, namely, whether or not separation is required for Plato's Forms, her
analysis counts as a confirmation of the fact that Aristotle's criterion of
separateness as basic for substantiality plays an important role in Plotinus's
contention that true Forms need not be "in" anything else. On flux as an
argument for separate Forms see R. G. Turnbull, "Zeno's Stricture and
396 AMERICAN CATHOLIC PHILOsoPHICAL QUARTERLY
the final part of the passage quoted above from the treatise 23, as weIl
as of the item III discussed in the previous section, where to reach a
reality standing in itself, and not being en allo, was the condition to avoid
regression in infinitum.
Many other passages might be quoted to support the claim that this
is a crucial feature of Plotinus' understanding of Forms. More relevant
to the present purpose is to observe that, even though Plotinus credits
his intelligible items with the criteria of self-standingness and inde-
pendence inherited from the Aristotelian way of thinking, he is wary of
endorsing all the features that the distinction between substance and
properties involve in Aristotle. Standing in itself in approximately the
same way as an Aristotelian ousia, in so far as it does not need a ground
in anything else, a Plotinian Form still cannot be conceived of as an
immaterial tode ti. Its self-sufficiency and independence from any"base"
is always coupled with its capacity to be present to the many, as the
principle of that immanent property which comes in them as an epakton.
Throughout the treatise On the presence of Being, one and the same,
everywhere as a whole, Plotinus maintains that, besides the inlocalitas
just discussed, a Form. possesses also omnipresence, that is, the capacity
to be causally present to the many bearing the instantiated property
which is named after the Form. It is in fact because of the existence of
the separated Form. that an individual possesses a property, and this
means for Plotinus that the Form, precisely in so far as it is not
immanent in the individual, is the cause of the presence of the given
characteristic in the entire set of its bearers. So, it is universal not by
means of being universally predicated, as Aristotle assumes, but by
means of its causality. I certainly do not want to claim that Plotinus'
separate Forms "do" anything for the individual bearer of a property to
bear it. Plotinus' Forms meet the criteria some contemporary interpret-
ers of Plato establish for Plato's Forms to be "causally relevant factors,"
though no one would agree they are causes of events. 87 Such Forms are
v.
An entire treatise of the Enneads deals with the topic of the impas-
sibility ofthe bodiless; namely, treatise 26, which is chronologically near
to the treatise on the omnipresence of the intelligible. SB Its chapter 6
aims at proving that the intelligible substance is apathes and can count
as an argument supporting the just-recalled tenet of VII.(4)-namely,
the claim that were true Being not unaffected, it would not be on its
own-by providing the reasons why true Being, or intelligible substance,
must be unaffected. By the same token, this chapter helps us in under-
There is however a point which deserves attention, namely, the fact that
there is no agreement on what "separation" means, at least in so far as
Platonic Forms are concerned. This invites us to insist on the question,
"does Plotinus' account of Forms license separation?" more accurately
than I have done until now.
According to Gail Fine, "separation" means "capacity for independent
existence," and as a feature of PIatonie Forms derives from their inter-
pretation provided by Aristotle. Aristotle is right to think that at least
some PIatonie Forms are separate; what he says about the reasons of
their separation, however, is wrong. Neither did Plato link substanti-
ality and separation in the way Aristotle does, nor did he derive the
separation of his Forms from the observation of the flux which affects
the world of coming-to-be and passing away. According to Aristotle,
Plato invalidly moved from the observation of flux, which actually
licenses Forms as basic principles for knowledge and different from the
visible world, to their separation. In her analysis of Aristotle's argumen-
tation, Fine points sharply to the fact that according to Aristotle, Plato
correctly infers from the flux the difference between Forms and visible
things; but, Aristotle adds, Forms are substances in Plato's account; so,
they are separate, a tenet he clearly disagrees with. 90 So, Plato's move-
an invalid one, to Aristotle's mind-consists in deriving independent
existence from difference in nature, and, one might also add, in deriving
ontological priority from the fact that Forms are basic to knowledge. I
have already argued in favour of the view that Plotinus' interpretation
of self-standingness in terms of independence from any ground in
another owes something to Aristotle's elaboration of "separation" as a
basic criterion for substantiality91 and am consequently ready to admit
that Plotinus' understanding of Plato's expressions like "themselves by
themselves" and "separatelyn92 in terms of "no need of a base in another"
rests on the grounds of an Aristotle-shaped reading of Plato's doctrine
of Forms. 93 What I want to add now is that the passage just quoted from
treatise 26 credits Plotinus with precisely the same assumption Fine
denies being at work in Plato, namely, the assumption that flux ulti-
mately licenses the separation of Forms. This idea derives in Fine's
analysis, as we have just seen, from the connection Aristotle made
94 "Flux," in Plotinus' passage, is implied both in the mention of the "true" being
and in the allusion to the "seeming existence," both tracing back to the
distinction between Being and becoming drawn in the Timaeus.
95This is the kind ofrelationship implied in the separation ofthe Platonic Forms,
according to the interpretation of it in, VIastos, "Separation in Plato." He
commits himself to: Taking "X exists separately from Y" to express the modal
claim that X may exist when Y does not, it should be obvious that while, say,
trees may "exist separately" from their shadows (they are there day and night,
hence, regardless of whether or not they are casting shadows), their shadows
cannot exist separately from them (no tree, no shadows)." (191)
96D. Morrison, "Separation in Aristotle's Metaphysics," Oxford Studies in
Ancient Philosophy 3 (1985): 125-57, hereafter cited as Morrison, SAM,
especially 149-50.
97 See pp. 394-95.
SEPARATION AND THE FORMS 401
Aristotelian reply to this Platonist rejoinder. Leaving aside the obvious
denial Aristotle would oppose to the Platonist contention that Forms are
ontologically prior to the individuals, he would also contend that, were
the Forms prior to them, they would neverlheless always be the sub-
stance of them, a fact that Platonists cannot deny on the pain of
renouncing to their crucial tenet of the causality of Forms, and that, by
the same token, prevents Forms being separate from the individuals of
which they are the substance. A "sufficiently daring Platonist" would
reply, in turn, to this reasoning that between Forms and individuals the
same relationship exists as between Aristotle's substance and accidents,
but with the priorities reversed. Instead of making the Form depend on
the individual, such a Platonist would maintain that "the Idea is not
separate from the particulars, any more than in your theory the particu-
lar substance is separate from its accidents." He would add also that
"[t]he Idea is the ontological core-the 'substratum' ... - for the many
particulars that fall under it, just as your 'substance' is the ontological
core for its many accidents. n98
Is Plotinus such a daring Platonist? I answer in the affirmative, in
asense. The reader of Plotinus' treatise on The Categories is familiar
with his arguments against Aristotle's notion of primary substance,
running-roughly speaking-in the same direction as those of Morri-
son's Platonist. 99 Plotinus, however, would resist Morrison's suggestion
that "the Idea Red and all the bits of red throughout the world have a
status analogous to the one that Socrates and all of his accidents have
for [Aristotle]. ,,100 He would hardly commit himself to the view that the
Idea Red possesses all the red apples as its accidents. His reply to
Aristotle's claim that the causality of Forms implies their intimate
connection with individuals of which they are causes is, as I have tried
to show in section IV, another way round. In Plotinus' eyes, causality,
in the case of Forms, is completely different from causality in the sense
of an event producing another event101 and requires omnipresence. In
Livorno, Italy