VietnBanke NGAN HANG THUONG MAI CO PHAN CONG THUONG VIET NAM BAO CAO TAI CHINH RIENG Tai ngiy 31 thang 03 n&im 2019 va cho ky ké toan bat dau tir ngay 01/01/2019 dén hét ngay 31/03/2019 Ha Noi, thang 4 nim 2019NGAN HANG TMCP CONG THUONG VIET NAM Dia chi (08 Trin Hung Dao — Hoan Kiém — Ha N6i BANG CAN DOI KE TOAN RIENG Min sé: BO2/TCTD Don vj tinh: triéu dong Sé du nim minh S6 cudi ky _ (S6 kiém todin) Tai ngay 31/03/2019 ‘Thuyét SIT cui TEU A L ving bae, di quy 7.031.729 TL Tién giti tai NHNN 32.063.208 IIL. Tin, ving giti tai cdc TCTD khic va cho oe mia 110.601.289 1, Tién, ving giti tai cde TCTD khéc 107.004.931 2. Cho vay ede TCTD khée 3.596.358 3. Dy phingrnii ro cho vay ede TCID khée : IV. Citing khofn kink doanh 1 3.489.957 1. Chimg khodn kinh doanh 3.489.957 Dy phing giém gia chimg khodn kinh doanh - V. Cie céng cy til chinh phi sinh va cic 2 {Ai sin thi chinh khde aoe ‘VI. Cho vay khéch hang 836.169.334 1. Cho vay khich hing 3 852.151.5377 2. Dur phdng nti ro cho vay khich hing 4 (15.982.243) ‘VOIL Chimg khoan dau tw 5 95.606.237 1. Chimg khodn dau tu sin sang dé ban 82.363.370 2. Chimg khodn dau tu gitt dén ngay déo han 16.013.551 3. Dy phng gidm gi chimg khodn dau tu (2.770.684) IX. Gép von, dau tw dai han 6 6.449.775 1, Dau trvio céng ty con 4.590.032 2. Vén g6p lién doanh 1,688,788 3, Dau tu dai han khéc 170.955 4. Du phing gidm gid dau tr dai han : X. Tai sin c6 djnh 10.523.392 1, Tai san ¢6 dinh bitu ink: 5.919.554 a. Nguyén gid TSCD 13.707.157 4, Hao man TSCD (7.788.203) 2, Tai sincé dinh v6 hinh 4.603.838 a. Nguyén gid TSCD 6.130.875 6. Hao min TSCD (1.527.037) XL. Thi sin C6 khde 32.819.993 1. Cée khoan phai tha 23.073.661 2. Cée khodn lai, pf phai thu 6.716.412 3. Tai sin C6 Khde 2.970.078 4, Durphing rii ro cho ede ti sin C6 ndi jee a (18) TONG TAI SAN CO 1,135.072.859 6.911.704 23.167.119 131,389,620 126.352.454 5.007.166 1.851.263 1.851.263 281.166 843.154.235 855.912.638 (12.758.403) 100.572.703 87.243.509 16.013.551 (2.684.357) 6.449.775 4.590.032 1.688.788 170.935 10.739.189 6.088.666 13,704.94 (7.616.278) 4,650,523 6.125.777 (1.475.254) 30.318.087 20,546,824 6.744.194 3.026.627 (158) 1.154.804,861NGAN HANG TMCP CONG THUONG VIET NAM ja chi: 108 Trin Hung Dao ~ Hon Kiém—H&N6i Miu s6: BO/TCTD BANG CAN DOI KE TOAN RIENG (Tiép theo) Tai ngay 31/03/2019 Don vj tinh: trigu déng ‘Thuyét S6 dau nim sir cHi TEU mink Sé cudi ky _(S6 kiém ton) B NQPHAITRA VA VON CHU SOHUU 1. Cie khoin ng Chinh phi va NHNN 7 58.048.220 62.600.159 TI Tién, ving giti vA vay ede TCTD khiie 8 92.775.403 " 108.751.130 1. Tién, ving gtti ela cée TCTD khic 79.600.917 712.059.7142 2. Vay cde TCTD khic 13.174,486 36.691.388 IIL ‘Tién giti cia khéch hing 9 821.887.100 —824.345.711 v. bia ae 4 bx, cho vay TCTD 5.906.646 5.934.029 ‘VI. Phat hanh gidy tir c6 gid 10 46.016.359 46.016.359 VI. Cée khodn ng kie 42.971.280 41.996.881 1. Céc khoan lai, pa phi tra 16.040.407 15.701.863 2. Thué TNDN hodn Jai phai tra - - 2. Céc khodn phai tré va cng ng khic ul 26.930.873 26.295.018 3. Dirphong ri ro khiic u E - TONG NO PHAITRA 1.067.605.008 __1.089.644.269 VIII. Von va cic quy 3 67467851 " — 65.160.592 1 Véneaa TCTD 46.203.873 " — 46.203.873 a. Vin diéulé 37.234.046 37.234.046 b. Von déu weXDCB - - © Thang dievon od phan 8.969.627 8.969.827 d. Cé phiéu quy - - e. C6 phiéu uu dai Ee a g Vonkhac - 7 2 Quyeia TCD 7.828.895 7.828.895 3 Chénh léch ty gid héi dodi - - 4 — Chénh léch dénh gid lai tai san - - 5 Loi nhugn sau thué clura phin ph6i 13.435.083 11.127.824 TONG NQ PHAI TRA VA VON CHU SO HUU 135.072.859 4.804.861NGAN HANG TMCP CONG THUONG VIET NAM Mau sé: BO2/TCTD ja chi: 108 Trin Humg Bao — Hoan Kiém — Ha N6i CHI TIEU NGOAI BANG CAN DOI KE TOAN RIENG cAc Don vj tinh: trigu déng ‘Thuyét S6 dau nim sir cai Trtu minh ‘$6 cudi nim (S6 kiém toan) 1. Bao kinh vay vn Toa 3.056.795 3.058.616 2. Cam két giao dich hii doai faa 229.940.067 " — 167.327.100 Cam két mua ngoai té 6.384.869 2.507.667 Cam két bain ngogi 1é 6.602.054 2.724.166 Cam két giao dich hoan 216,953,144 162.095.267 Cam két giao dich twong lai 2 - 3. Camkét cho vay khéng hily ngang 4 2 4. Camkét trong nghiép vu LC eal 62.021.863 52.923.328 5. Bio finh khéc ral 52.686.558 57.526.733, 6, Cac cam két khdc al 32.171.707 37.414.889 Hat Noi, ngaty 26 thing 04 ndim 2019 Lap bing Ké toan truéng ss ‘Lé Vigt Nga Nguyén Hai Hung n Hong VanNGAN HANG TMCP CONG THUONG VIET NAM ‘Dia chi: 108 Tran Hung Dao — Hoan Kiém — Ha Noi BAO CAO KET QUA HOAT DONG KINH DOANH RIENG Qu I Nam 2019 sir cai neu L 3. Nv. v. Thuthip ivi cic khoin hush trong ne Chih Biv ec chp tong ie “Thu nb§p i then ‘Thunp thot dng dh v0 (Ciphibot dng dich vy Lal hudn ti hoat ng dich vy Lai thudn tat dg kin doan ago hd ‘Lai ¢huin ti oma bain chimg kho‘in Kinh doanh ‘Lait thud ir aa bn ching khodn i tr ‘Top th hot deg hie Chiphitogt ding kde ‘Lai thuin tir hogt dng khic ‘Thu nhip tit gop vba, mua c6 phin L. Chi phi hoat ding ‘Lp nhujn thudn tir hogt dng kin doanh trrée chi pi dy phng rio tin dong (Ohi phi dy phng rio tin dung “Ting lgi nhun tre thud (Chip tof TNDN hig ih minh Nimnay _Nimtrwée__Nimmay “ 5 18 19 19426465, 1.649.674 ‘IL 1.264.109 483841 825.268 405.167 B05 2.992) 380.542 179304 201.238 2.78 3.093.602 6.108.370 3.223.840 2.884.530 576823 Mau s6: BO3/TCTD Don vi tinh: trigu ding 17377.469 10338,.661 7.038.808 926.088 423.690 502.398 226.180 219.493 7.895 557.635 237.808 319.826 3356.94 5.029.616 2318.49 2714237 542382 Lay ké tr ddu nim teu ‘Thoyét Quy gu ity 19426465, 11.649.674 1.776.191 1.264.109 438841 825.68, 405.167 ns (82.992) 380.542 179304 201.238 208 3.093.602 6.108.370 3.203.840 2.884530 516823 _Niminvée_ 17371469 10:338.661 7038.08 926.088 423.690 502.398 226.180 219.493 79.898 557.635 237.809 319.826 3.356.924 5.029.676 2315.49 24.237 542382NGAN HANG TMCP CONG THUONG VIETNAM Miu sé: BO3/TCTD Dia chi: 108 Tran Hung Bao — Hoan Kiém ~ HAN BAO CAO KET QUA HOAT DONG KINH DOANH RIENG (Tiép theo) Qus I Naim 2019 : Don vi tinh: trigu dong Lay ké tie dw nam ti eubi Quyt quy may sTT cHi TEU Thuyét Nam minh Nam nay __teude Nam nay _ _Nam truée XIL. Chi phi thué TNDN, 576823 542.382 576.823 542.382 XIIL Lgi nhugn sau thué TNDN 2.307.707 2.171.855 2.307.107 2.171.855 Ha Noi, ngay 26 thing 04 ném 2019 ‘Lap bang Ké toan truéng Lé Vigt Nga —NGAN HANG TMCP CONG THUONG VIET NAM, Died ‘hi: 108 Trin Hung Dao ~ Hoi Kiém ~ Ha NGi BAO CAO LUU CHUYEN TIEN TE RIENG (Theo phwong phap try tiép) Miu sé: BO4/TCTD. Quy I ném 2019 Ht Ba vj tinh: Tribu ding Ky nay Kj tmrée svt chiieu Toys a, qyova0i9 aén qr 01012018 31/03/2019) __dén_ 31/03/2018) Luu chuyén tién tic hoat ding kink doanh 1 Thunbip Hiv ode hod thu nip tzong te ohn duge 19.416.447 17.269.446 2. ChiphilBiva ede chiphi trong ny da ta (***) (11304.858)_@.187.637) 3. Tunhip tr hoat dong dich vanbin due 844.195 501.581 4g. Chéth eh s6 tn thre thutiye chi tr hogt dag kin doank (ngosit, vang bac, chimng kod) 395.900 525.568 5 Thunhip/(chi phi) Kaic (5.246) 11.659 6 Tit ee Khon de x a,b dip bing ngubn ri ro 221.463 325.112 7 Tenchi tr cho nhin vién vi host deg qui, cine wars) 3.684.956) (4.252.550) 8 Tien thud tha hip ture nop trong ky (***) 12 (738) (108.737) Lieu chuyén ttdn thudn tie hogt dng kinh doank trite thay dt v8 at sin va vin liu dng 5.352.197 s.084.aa2 Nhiing thay d3i v8 ti san hogt dng 6.310.208 2.156.320) «9, Cing)/Giim céc khodntfn, ving gi va cho vay ee ‘TCTD kh 1.410.809 1.122.614 10. (Ting)/Giim céc khodn v8 kinh doanh chimng khodin pe pia 11 (Ting)(Giim cic cong cy tichinh pai sinh vi of i sin ti chinh kbc 6.779) (123.076) 12, (Ting)/Giim cée khodn cho vay khvich hing 3.761.061 (35.142.382) 13. Gitmnguba dy phdngéé ba dip thn tht ede kod ‘ lesan 14 (Tang)/Giim kbc vé ti sin host d6ng (2.152.655) (8.383.295) Nhiing thay ddi v8 cng ng hoat dng 2.341.234) 13.861.062 15 Ting/(Giirn) cdc khoin ng chish phi va NHN (4.551.939) —-12.877.790 16 Ting) cfc Khon te gi, en vay cfe TCTD (15.975.727) (4.043.662) 17 Ping/(Giém) tin gir cia Khéch hing 458.611) —-36.093.300 1g. Ti@"Giiry phat aly ob i (ngoai tr iy 18 c6 gid phit hinh dicot vio hoat d6ng ti chia) i is 19 Tae(Gii) vba tit, thé dba, cho vay ma ‘TCTD chin nro (27.383) 136.469 39 Téng\Gim) ca eOng cyt chi phi sinh v8 ede kod ng ti chish Khic : - 21 Ting/(Giim) Kkhic vé cOng ny hoat dng 672426 (31.202.826) 22 Chitir ede quy ei TCTD (***) - 7 1 Luu chuyén tin thuan tir hoat déng kinh doanh (10.178.829) 3.210.816 6NGAN HANG TMCP CONG TRUONG VIET NAM Mau sé: BO4/TCTD ‘Dja chi: 108 Trin Hung Dao ~ Hon Kiém — Ha NGi BAO CAO LUU CHUYEN TIEN TE RIENG (TIEP THEO) (Theo phwong phap tryc tiép) Quy I nim 2019 : Bon vi tink: Trigu ding é& Kimiy Ky tense SIT Chitiéu Tite Geown2019 ain (ae OL/0172018 3103/2019) an 31/03/2018) ‘Luu chuyén tién tir hoat dong dau te 1 Mua sim tai san 06 dinh (**) (155.826) (216.404) ‘Tin thu tir tanh ¥, shurong bén TSCD 967 1.189 Tidn chi tt thank Wj, nhuong bén TSCD (***) (495) 6.942) ‘Tién tho tir ban, thanh fy bat dng san déu tr - - ‘Tién chi ban, thanh ly bat dng sin dau tr (***) - - ‘Tién chi dau ts, gop von vio céc don vj khée (Chi 7 dau tur ma cing ty con, gép von lién doanh, lién ‘va cdc khodn di tu dai ban khic) (***) 2 3 4° Mua sim bt dong san dau wr (+), 7 ° 5 6 ‘Tin thu ti dau te, gip vén vio céc don vikhic 8 (Thu ban, thanh ly céng ty con, g6p vin lign doanh, ign két, cde khoan dau ty dai hgn khic) a 2 Tid tha c6 the va loi nwan dug chia tr cc Khoan dau ty, g6p von dai han 2.75 - ‘Luu chuyén tién thudn tir hoat dng du tr 152.579) 19.157) Liu chuyén tién tic hogt dng tai chink 1 Tang vén cé phin tir g6p vin vayhodc phat hinh 6 phicu Fe ‘Tién tha tir phat hanh giy t8 c6 gii dai han c6 dit 2. digu kign tith vao vén ty o6 va cde khodn von vay ai ban khiéc 7 : ‘Tién chithanh toan gidy w c6 gid dai han e6 da 3. ditu kign th vio vén ty ¢é va ede khodn vin vay diitian khic (°**) - 4° Cé tite tra cho 6 déng, loi nmin da chia (***) 7 = 5 Tin chira nma 6 phiéu ngan quy (***) z = 6 Tién thu duge do bin cé phiéu ngin quy 7 = TIL Lira chuyén tién thudn tir hogt dng ti chinh 7 . TV Liu chuyén tién thudn trong ky (10.331,408) (13.429.973) ‘Tién va cc khodn twong duong tién tai thoi diém du nim 156.431.277 132,496.563 ‘VI. Digu chinh anh huréng ct thay 46 ty gia - 104NGAN HANG TMCP CONG THUONG VIET NAM. Bia chi: 108 Tran Humg Dgo ~Hodn Kiém ~ Ha N6i Miu sé: BOsTCTD BAO CAO LUU CHUYEN TIEN TE RIENG (TIEP THEO) (Theo phuong php trye tiép) Quis I nim 2019 Don vi tinh: Trigu déng Ky nay Ky trude sIT Chi tien Tet (tir 017012019 din (tir 01/01/2018 31/03/2019) én 31/03/2018) va. Tién va cc khoan tong duong tien tai thoi diém cudi ky te 146.099.869 119.066.694 Ha Noi, ngéty 26 thang 04 neim 2019 ‘Lap bang Ké toan truéng. gidm déc Aw ‘Lé Vigt Nga Nguyén Hai Hung in Hong VanNgan hing TMCP Céng thuong Vit Nam THUYET MINH CAC BAO CAO TAICHINHRIENG ae Tai ngéy 31/03/2019 va cho giai doan tai chink bat déu tir 01/01/2019 dén hét 31/03/2019 1. GIGI THIEU VE NGAN HANG ‘Ngan hang TMCP Cong thuong Viét Nam (sau day goi tit 1d “Ngan hang”), tén giao dich qudc té bang tiéng Anh Id Vietnam Joint Stock Commercial Bank for Industry and Trade (goi tt la “VietinBank”) la ngan hang throng mai cd phn duge thanh lap va dng ky tai mee Cong hba XB ‘Gi Chi nghia Viét Nam, Ngfin hang duoc thinb lap trén co s& thre hign o6 phan hda Ngan hang Céng thuong Vigt Nam, mit ngan hang thuong mai Nha muge duge thin lap dui tén goi Ngdn hing chuyén doanh céng thuong Viét Nam theo Nehi dinh s6 53/ND-HDBT ngiy 26/3/1988 cia H6i ding B6 traéng ve to chite b§ may NHNN Vist Nam, chink thée duge déi tén thanh Ngdn hing Cong throng Vigt Nam theo Quyét dinh s6 402/CT ngiy 14 thing 11 nim 1990 cia Chi tich Hoi dng B6 trong va durge ‘Théng déc Ngan hang Nha nude ky Quyét dinh s6 285/QD-NHS ngdy 21 théng 9 nm 1996 thénih 1p lai theo m6 hinh tong cng ty Nha nude. Ngdy 25 thang 12 nim 2008, Ng hang Céng thuong Vigt Nam da thue ign thanh céng viéc chio ban cé phan ln daw ra cng ching. Nely3 3 thing 7 nim 2009, Ngan hang dugc cé phan héa va déi tén thinh Ngan hing Thuong mai phan Céng thuong Viét Nam theo Gidy phép Thanh lgp va Hoat déng s6 142/GP-NHNN ngiy 3 thing 7 nim 2009 ciia Ngan hang Nha mudc (thoi han hoat déng 1a 99 nam) va Gidy chimg nhén Ding ky kinh doanh s6 0103038874 ngay 3 thang 7 nim 2009 cia Sé Ké hoach va Dau ty think phd Ha N6i. Gidy chimg nhn Ding ky doanh nghigp méi nbit s6 0100111948 sta di lin thir indi duge edp béi Sa Ké hogch va Bau tu thanh phé Ha NOi ngdy 01 thang 11 nfm 2018. Negén hang duoc thanh lip nhdim thyc hign cdc giao dich ngdn hing bao gdm huy dng va nhin tién giti ngin han, trang han va dai ban tir cdc t6 chire va cé nhan; cho vay ngin han, trang han vi ai han doi véi ede t6 chite va cd nhan trén co 36 tinh chat va kha ning nguén von cia Ngan hing; thyc hign cde giao dich ngoai té, cdc dich vu ti rg thuong mai quéc té, chiét khdu thuong phiéu, trai phiéu va cic gidy tt 06 gid khdc, va cdc dich vy ngan hang khéc duge Ngan hing Nha nude ‘Vigt Nam (ggi tit 1a “NHN” cho phép. Vin diéu le ‘Vén digu Ig cia Ngfn hing theo Gidy phép thanh lip va host dng s6 142/GP-NHNN ngay 3 thing 7 nim 2009 la 11.252.973 trigu dng, trong dé phan von Nha nude 18 10,040,855 trigu déng va vén cita nha du ty bén ngoai thong qua dot phat hanh ¢6 phiéu lan dau 18 1.212.118 trigu Nay 18 théng 10 nm 2010, Ngén hing d& hodn tit dot phit hinh v6i tng sé c6 phiéu the té phat hanh thém 14 391.931.841 don vi, trong d6 s6 c6 phieu tra cé tite 1a 76.848.603 don vj va sé 6 phiéu ban cho 6 dng la 315.083.238 don vi. Ngiy 10 thény ng 3 nim 2011, Ngan hang da hoan tét dot phat hanh cé phiéu cho cé déng chién hroc ‘Gi tong s6 cd phiéu thyc té phat hanh thém [4 168.581.013 don vi. Ngiiy 28 thing 12 nlm 201 1, Ngén hing a hodn tét dot phat hinh e6 phiéu cho o8 dng hign hita vGi tong 86 6 phiéu thuc té phat hank thém Ia 337.162.100 don vi. Negi 13 thing 4 nim 2012, Ngan hang da hoin tét dot phat hanh c6 phiéu cho c6 dong hign bitu ‘V6i tOng 86 c6 phiéu thuc té phat hanh thém 1a 598.782.376 don vi. Neiy 14 théng 5 nim 2013, Ngan hang da hodn tit dot phat hinh 6 phiéu cho Bank of Tokyo- Mitsubishi UFJ, Ltd. véi ting s6 6 phiéu thie té phat hinh thém la 644.389.811 don vi.‘Ngfin hing TMCP Cong thuong Vigt Nam THUYET MINE CAC BAO CAO TAI CHINH RIENG Tai ngdy 31/03/2019 va cho giai doan tai chinh beit ad tit 01/01/2019 dén hét 31/03/2019 Ngay 22 thang 10 nim 2013, Ngan hang di hoan tit dot phat hanh cé phiéu cho o6 déng hién hit v6i ting 6 c6 phigu thy té phat hanh thém la 457.260.208 don vi Theo 46, tai ngay 31 thang 03 nam 2019, vén diéu 1é ciia Ngan hing 1a 37.234.045.560,000 trigu dong. ‘VictinBank la ngn hang throng mai cé phan cé vén diéu Ié 1én nbét trong nganh ngén hang Viét ‘Nam, ¢6 co edu 06 déng manh nhit véi ty si hitu ciia NHNN la 64,46%, BTMU a 19,73%, IFC 1h 8,03% va cdc 08 dng khic 1a 7,78%. inh thite s6 hiru von: Sécbphinséhiu % si hitw phan cia Nha nude 2.400.204.956 64,46% phan cia ec Chi s0 hitu khéc 1.323.199,60035,54% Tong 3.723.404.556 100% ‘Hi dong Quan trj: Céc thanh vién H6i dng Quan trj trong ky va tai ngay lp bio cdo gdm: ‘Ho va tén Chie danh A |Chii tich (nhiém ky 2014-2019 duge bau ngay 31/10/2018 theo [One Lé Bic Tho INehi quyét S68/NQ-HDQT-NHCTI.2 ngay 31/10/2018; |Nhiém ky 2019-2024 duge bau ngay 23/4/2019 theo Nghi quyét }1.18/NQ-HDQT-NHCTI.2 ngay 23/4/2019). 2 5 (Thanh vién (duge bau b6 sung vao ‘HDQT nhiém ky 2014-2019 (Gre Trin Minh Bink tir ngay 8/12/2018 ti Dai hoi cd ding bét thuimg ngiy \8/12/2018 theo Nghj quyét Dai hi ding cé déng sé 19/NQ- |DHDCD ngiy 8/12/2018; Pugc bau vio HDQT nhiém ky 2019- 12024 ngay 23/4/2019 tai Dai h6i déng cé déng thuimg nién 12019, ngay 23/4/2019). [Thanh vién (mien nhiém tirngay 23/4/2019 tai Dai hoi dong oO [One CH Quang Duong |séng throng nién 2019, nay 23/4/2019) (Ong Phing Khe KE [Thanh vién (mign nhiém tir ngay 23/4/2019 tai Dai hoi dong ob |d6ug thing nién 2019, ngay 23/4/2019), [Ba Tran Tha Huyén [Thanh vign (bau b6 sung vio HBQT nhiém ky 2014-2019 ngay [24/7/2014; Dug bau vio HDQT nhigm ky 2019-2024 ngay [23/4/2019 tai Dai hoi déng cé dong thuéng nién 2019, ngiy (23/4/2019). (Ong Hiroshi [Thanh vién (blu bé sung vao HQT nhigm ky 2014-2019 ngay |Yamaguehi 17/04/2017; Dugc bau vio HDQT nhigm ky 2019-2024 ngay |23/4/2019 tai Dai hGi ddng cd déng thuéng nién 2019, ngdy 123/4/2019), [Ong Hideaki Takase [Thanh vién (bau 6d sung HDQT nbiém ky 2014-2019 ngay 121/04/2018; Duoc bau vio HDQT nhiém ky 2019-2024 ngiy |23/4/2019 tai Dai hdi déng o6 déng thudng nién 2019, ngay 123/4/2019).