VietnBankee NGAN HANG THUONG MAI CO PHAN CONG THUONG VIET NAM. |BAO CAO TAI CHINH RIENG Tai ngay 30 thang 09 nim 2019 va cho ky ké toan bat dau tir ngay 01/01/2019 dén hét ngay 30/09/2019 Ha N6i, thing 10 ném 2019NGAN HANG TMCP CONG THUONG VIET NAM Bia chi: 108 Tran Hung Dao — Hoan Kiém — Ha Mau s6: BO2/TCTD BANG CAN DOI KE TOAN RIENG Tai ngay 30/09/2019 Don vi tinh: trigu déng ‘Thuyét a ‘$6 diu nim SIT CHITIEU minh Sb cudi ky (di kiém ton) A TAISAN 1 Tién mit, vang bac, da quy 8.980.616 6.911.704 HL. Tiéngiti tai NHNN 23.682.295 23.167.119 IL Tién, vang giti tai ce TCTD khic vA cho vay ee TOTD Kade 124.507.896 131.359.620 1. Tién, ving giti tai cde TCTD khéc 119.356.842 126.352.454 2. Cho vay céc TCTD khéc 5.151.054 5.007.166 3. Dirphong rai ro cho vay cde TCTD khée - : IV. Chirng khoan kinh doanh 1 4.656.329 1.851.263 1 Chimg khoan kinh doanh 4.656.329 1.851.263 2. Duphing gidm gid chimg khodn kinh doanh - - V. Cae cong c chinh phai sinh va céc 2 tai sin tii chinh khée 166.316 281.166 VL. Cho vay khdch hing 874.087.898 843.154.235 1. Cho vay khach hang 3 890.432.398 855.912.638 2. Duphong rii ro cho vay khéch hang 4 (16,344,500) (12.758.403) ‘VII. Chirng khodn du tr 5 106.338.754 100.572.703 1. Chimg khodn dau tu sin sang dé ban, 96.473.245 87.243.509 2. Chimg khodn dau tu gitt dén ngay déo han 16.013.551 16.013.551 3. Dw phong gidm gid chimg khoan dau tu (6.148.042) (2.684.357) IX. Gép vén, dau tw dai han 6 6.201.782 6.449.775 1. Dau tur vio céng ty con 4.490.032 4.590.032 2. Von gép lign doanh 1.688.788 1.688.788 3. Dau tur dai han khéc 22.962 170.955 4. Dy phong gidm gia dau tu dai han - - x. 10.048.428 10.739.189 1. Tai sin cé dinh hitu hinh 5.749.974 6.088.666 a. Nguyén gid TSCD 13.846.526 13.704.944 b. Hao mén TSCD (8.096.552) (7.616.278) 2 Tai san cé dinh v6 hinh 4.298.454 4.650.523 a. Nguyén gid TSCD 5.916.767 6.125.777 b. Hao mén TSCD (1.618.313) (1.475.254) XL Tai sin Cé khée 32.488.016 30.318.087 1. Cée khodn phai thu 2.981.979 20.546.824 2 Cac khoan lai, phi phai thu 6.681.694 6.744.794 3. Tai san Cé khac 2.824.501 3.026.627 4. Durphing ri ro cho cae tai san C6 ndi bing khéc (158) (158) TONG TAISAN CO 1.191.158.330__1.154.804.861NGAN HANG TMCP CONG THUONG VIET NAM. Min s6: BO2/TCTD Dia chi: 108 Trin Hung Dao ~ Hoan Kiém — Ha Noi iG CAN DOL KE TOAN RIENG (Tiép theo) Tai ngay 30/09/2019 Don vi tinh: trigu ding Thuyét a3 Sé dau nam SIT cCHITE: mink $6 cudi ky (Gi kiém toan) B NOPHAITRA VA VON CHU SO HOU L Cie khoan ng Chinh phi vi NINN 7 73.504.342 62.600.159 IL Tién, ving giti va vay ede TCTD khie 8 90.398.919 108.751.130 1. ‘vang giti cla cde TCTD khée 64.612.995 72.059.742 2. Vay cde TCID khic 25.785.924 36.691. 388 UI. Tién giti cia khich hing 9 863.563.639 824,345.71 Von tai trg, ty thie au tu, cho vay 5.816.935 5.934.029 TCTD chiu rii ro VL Phat hanh gidy tie6 gia 10 5.016.359 46.016.359 VIL. Cae khoan ng khic 30.932.885 41,996.81 1. Cée khoan lai, phi phai tra 16.697.949 15.701.863 2. Thué TNDN hoiin Iai phai tra - - 2. Cée khoan phai tra va cOng ng khéc ul 14.234.936 26.295.018 3. Durphing rii ro khée u TONG NO PHAITRA 1.119.233.079___1.089.644.269 Vill. Von va ce quy 13 1.925.251 65.160.592 1 Véneia TCTD 46.203.873 46.203.873 a. Vondiéulé 37.234.046 37.234.046 b. Von dau te XDCB - - c. Thang dion c6 phan 8.969.827 8.969.827 d. Cé phiéu quy - - e j phiéu uu dai - - g. Vonkhic - - 2 Quyeta TCTD 7.828.895 7.828.895 3 Chénh léch ty gid héi doai - e 4° Chénh léch dénh gid lai tai san - = 5. Loi nhudn sau thud chua phn phéi 17.892.483 11,127,824 TONG NQ PHAI TRA VA VON CHU SO HU'U 1.191.158.330 1.154.804.861NGAN HANG TMCP CONG THUONG VIET NAM Miu sé: B02/TCTD ia chi: 108 Trin Hung Dao — Hoan Kiém ~ Ha Noi CAC CHi TIEU NGOAI BANG CAN DOI KE TOAN RIENG Don vj tinh: trigu dong ‘Thuyét S6 diu nim sTT cui mie minh $6. cudi ky (da kiém toan) 1. Bao lainh vay von 21 1.778.424 3.058.616 2. Cam két giao dich héi doai 21 219.976.174" —167.327.100 Cam két mua ngogi t¢ 7.359.990 2.507.667 Cam két béin ngoai té 7.581.399 2.724.166 Cam két giao dich hodn doi 205.034.7835 162.095.267 Cam két giao dich twong lai 7 . 3, Cam két cho vay khdng hiy ngang, - 4. Cam két trong nghigp vy L/C 21 55.628.212 52.923.328 3. Bao lanh khéc 21 50.582.800 57.526.733 6. Cée cam két khic 21 17.206.949 37,414.89 Ha Noi, ngay24 thing 10 nam 2019 ‘Lap bang Ké toan truong Atl Le Vigt Nga Nguy€n Hai HungNGAN HANG TMCP CONG THUONG VIET NAM Mau sé: B03/TCTD Dja chi: 108 Trin Hung Dao — Hoan Kiém — Ha N6i BAO CAO KET QUA HOAT DONG KINH DOANH RIENG Quy IT Ném 2019 , Bon vj tinh: trigu dong : ~ Latykd tr adnan tend = ‘Tuyét Quem guymty sit cHiaeY minh Nimnay__Nimtruge Nimnay Nim trie 1. Thunhp lai va cdc khodn thu nhgp tuongte «1420652258 18.961.981 6.155.788 4.634.413 2. Chiphi lai va eéc chi phi tuomg te 15 12492.049 1.654.656 36.165.949 33.255.225 1 Thu nb§p lai thuin 8.160.209 7.307.325 23.989.839 21,379.18 3. Thunhip tirhogt dng dich vu 1.409.011 1.084.387 4.044.166 3.003.661 4, Chiphf hoat d6ng dich vw 482593 485.620 1.473.758 1.412.065 IL Lai thudn tir hogt dng dich vy 926.418 598.767 2.570.408 1.591.596 TIL LAi thudin tir hogt dng kinh doanh ngoai h6i 394.123 172.608 1.167.639 511.850 ry, Wasa emua inching ninth yg agg ga tasty aan V. Laid thudn tir mua ban chimg khoan diutw 17 24275 (30.229) (218.962) 99.69 5. Thu nhgp tirhogt dng khic 480539 9220261224445 2.087.294 6. Chiphf hoat dng khiie 151915 149.516 462612 583.762 VI. Lai thudn tir hogt dng khac 328.624 772.510 761.833 1.503.532 VIL. Thu nhgp tirg6p von, mua e6 phin 18 s4468—17.801——743.980 434502 VIIL Chi phi hoat dng 19 34610.735 3.424283 10.196.02710335.896 Lgi nhuan thuan tir hogt dng kinh doanh 6.508.705 5.455.937 19.153.593 15.4634 PX true chi obi dur ohne ii ro tin dune ate a X. Chi phi dy phing rii ro tin dung. 3.507.139 3.356.911 10,867.02 8.258.854 XL Téng Igi nhudn true thué 3.001.566 2.099.026 8.286.571 7.208.045 7. Chi phf thué TNDN hién banh 579.462 413.930 1.538.916 1,350.262NGAN HANG TMCP CONG THUONG VIET NAM. ‘Miu sé: BO3/TCTD Dja ci: 108 Tein Hmg Dgo— Hovin Kim ~ Ha Noi BAO CAO KET QUA HOAT DONG KINH DOANH RIENG (Tiép theo) Quy INT Ném 2019 Thuyét Qui Il qujmiy minh —Nimnay _NimirwéeNimnay Nim trade 1.350.262 sit cuitieu XII Chi phi thué TNDN, 579462 413930 1.538.916 XIIL. Loi nhudn sau thué TNDN 2.422.104 1.685.096 6.747.655 5.854.783, Ha Néi, ngay)4théng 10 nim 2019 Ké toan truéng Lap bang Lé Vigt NgaNGAN HANG TMCP CONG THUONG VIET NAM Miu sé: BO4/TCTD ia chi: 108 Trin Hung Dao — Hoan Kiém — Ha NGi BAO CAO LUU CHUYEN TIEN TE RIENG (Theo phuong phap trac tiép) Quy IIT nam 2019 Bon vi tinh: Triéu déng oy Thiiyt Kynay. Ay trie sTD = Chitiéu minh 4 OLOU2019 dén (tir 01/01/2018 : 301972019) an 30/092018) Lucu chu yén tién tie hogt ding kinh doank 1 Thunbip liv cdc khodn thu nbgp twong ty nhdn aurge 60.064.135 54.023.969 2 Chiphitii va cée chiphituong ty da tra (***) (35.082971) _(30.034.564) 3° Thunhdp ti hogt dng dich wy ahén durge 2.407.940 1.589.189, ig Chénh ich 6 itn thu thuthge chit hoat dng kinh doanh (ngoai te, ving bac, chting khodn) 1.283.560 390.937 5 Thunhépl(chiphi khéc 647981) 72.139 6 TRmthucée khoiinng da durge xi x6a, bi dip bing nguda riro 673217 1.568.484 Tin chitri cho nhin vin va hogt €Ong quin céng vu (***) (6.441.049) (10.339.653) 8 Tiénthué thu nhip thre np trong ky (***) R (734.419) (1.021.859) Lieu chu yén tin thud tit hogt dong kink doank trite thay abi vé tai sin vi vén lieu dng pes ree Nhding thay adi v8 tai sin hogt dong (64.788.758) _(80.055224) 4 _(Tng)/Giim ede khodn tn, ving gi va cho vay cée TCTD khée (143.888) 3.514.115 10 (Tang)/Giam cac khoan vé kinh doanh ching khoan- (871.117) 23,545.321 11 (Tingy'Gitm edo cng cy ti chinh phéi sinh va cae tai sn ti chinh Khe 1148so 424479 12 (TangyGidm ede khodn cho vay khéch hing (34.519.760) (9.509.616) 13 Giim nguin dy phng 48 bi dip tén hit cde khoan (4.087.194) @.673.623) 14 (Ting)Giam khae vé tai san hoat dng (7.621.649) (5.355.900) Nhiing thay di vé cng ng hoat dn 27.642.130 6.619.288 15, Ting/(Giim) cfc khodn ng chinh phi va NHNN 10.904.183, 45.306.983 16 Tang/(Giim) cfc khotin ttn gt tin vay efe'TCTD (895221 gasi0ss 17 Ting/(Giim) tin git cia khich hing 39.217928 72.315.086 Tang((Giim) phat han gily to8 git (ngoaitrir 18 gil to 06 gi phat hinh dirge tinh vio hoat dng tai chinh) 9.000.000 18.415.112 9 Téng(Giim) vin titre, uy thie dit, cho vay mi TCTD chi riiro (117.994) 233974 a9 Tine" Gil) ede eOng out chin pi sinh va che kkhodn ng ti chinh Khe - : 21 Taing/(Giim) khie v8 cOng ng host dng (13.010676) _(78.082.920) 22 Chitir cfc quy eda TCTD (***) : : 1 n thud tir hoat dng kin (6374136) 3.312.706NGAN HANG TMCP CONG THUONG Vil Mau sé: BO4/TCTD 08 Tran Hung Dao — Hoan Kiém — Ha Ni BAO CAO LUU CHUYEN TIEN TE RIENG (TIEP THEO) (Theo phuong phap true tiép) Quy IH nitm 2019 : Don vj tinh: Triéu ding Ky nay Ky nay STT Chi tigu pee (tir01012019.dén (tir 01/01/2018 30/09/2019) dn 30/09/2018) ‘Liu chuyén tién tic hogt dong dau tw 1 Mua sim tai sin ob dinh (***) (161.682) (691.245) ‘Tien thu tir thanh Wy, nhuong ban TSCD. 384.035 3.450 ‘Tién chi tr thanh lj, nhuromg bén TSCB (***) (250.853) (4.749) ‘Mua sim bat dng sin dau tur (***) - in thu tir ban, thanh ly bat dng san dau tur - 7 in chi bain, thanh ly bat dng san dau tu (***) - : aunwn Tin chi daw tu, g6p vin vao cae don vi Khe (Chi 7 dau tr mua céng ty con, gop vin lién doanh, én két, va cde khoan dau tu dai han khac) (***) in thu tir dau tu, g6p vin vao cae don vj khic 8 — (Thu bn, thanh ly céng ty con, gép vin lign doanh, én két, céc khodn dau tu dai han khic) 404.905 S ‘Tien thu cé tire va Kyi nun duge chia tir cdc khoan dau tu, gop vn dai han 587.068 434.542 TT Laruchuyén tién thudn tir hogt dong du tw. 963.473 (258.002) ‘Luu chuyén tién tit hoat dong tai chinh 1 Tang vin cé phin tir g6p vén va/hodc phat hinh of phigu : : ‘Tin thu tir phat hinh ey ti 06 gid dai han c6 dit digu kign tinh vao vn ty c6 va cdc khoan von vay dai han khic _ - ién chi thanh todn gily to c6 gid dai han 06 di 3 diéukign tinh vao vin tyr c6 va céc khoan vin vay daihan khic (***) - - ‘tire tra cho c6 déng, loi nhuan da chia (***) - . in chi ra mua 08 phiéu ngin quy (***) _ - ‘Tién thu durge do ban cé phiéu ngin quy - - ‘Lau chuyén tign thuan tir hogt dong tai chink, - . ‘Luu chuyén tién thudn trong ky (4.410.663) 3.054.704 Tién va céc khoan twong duong tién tai thoi diém dau nim 156.431.277 132.496.563 ‘Ditu chinh anh hurdng cia thay di ty gid (861) 104 $< dHoueNGAN HANG TMCP CONG THUONG VIET NAM. Miu sé: Bo4/TCTD —HANGi Dia chi: 108 Trin Humg Dao — Hoan Ki BAO CAO LUU CHUYEN TIEN TE RIENG (TIEP THEO) (Theo phwong phap tre Quy LI nim 2019 Bon v tink: Tribu ding Ky miy Ky miy str chitieu il (Gir 01/012019 dén (tir 01/01/2018 307092019) __dén 30/09/2018) va Tién va cdc khoan trong durong tien tai thoi fal diém cudi ky 152.019.753 135.551.371 Ha Noi, ngyy¥g thang 10 nam 2019 Lap bang Ké toan trong Le Vigt NgaNgan hing TMCP Céng thong Vigt Nam ‘THUYET MINH CAC BAO CAO TAI CHINH RIENG A Tai ngaty 30/09/2019 vat cho giai doan tai chinh bét dau tir 01/01/2019 aén hét 30/09/2019 1. GIO! THIEU VE NGAN HANG Ngan hang TMCP Céng thuong Vigt Nam (sau day goi tit la “Ngan hang”), ten giao dich qué 1é 1g tiéng Anh li Vietnam Joint Stock Commercial Bank for Industry and Trade (goi tit la tinBank”) la ngdn hang thong mai cé phan durgc thanh lap va ding ky tai nude Cong hoa Xa Oi Chi nghfa Viet Nam. Ngfin hing duge thanh lap trén co’ sé thy hign c6 phan héa Ngan hang Cong throng Viét Nam, mét ngin hang thyong mai Nha nude duge thinh lp dudi tén goi Ngén hing chuyén doanh céng thuong Vigt Nam theo Ngbi dinh s6 53/ND-HDBT ngay 26/3/1988 cia Hoi ding B6 trudng ve t6 chife bo may NINN Vigt Nam, chinh thitc dugc di tén thanh Ngan hang Cong thuong Vigt Nam theo Quyét dinh s6 402/CT ngay 14 thang 11 nim 1990 cia Chi tich Hi dbng B6 truég va duge Théng déc Ngan hing Nha nude ky Quyét dinh s6 28S/QD-NHS ngiy 21 thang 9 nim 1996 thin Jip lai theo mé hinh tng cdg ty Nha nude, Ngay 25 thing 12 nm 2008, Ngan hang Cong thong ‘Vigt Nam da thuc hién thanh céng viéc chao : phan lan dau ra c6ng ching. Ngay 3 thing 7 nim 2009, Ngan hang duge 6 phan héa va déi tén thnh Ngan hang Thuong mai C6 phan Céng thuong Vigt Nam theo Gidy phép Thanh lp va Hoat déng s6 142/GP-NHNN ngay 3 thing 7 nm 2009 cia Ngan hing Nha nuéc (théi han hoat dong la 99 nam) va Gidy chimg nhan Dang ky kinh doanh 6 0103038874 ngay 3 thing 7 nim 2009 cia S6 Ké hoach va Dau te think phé Ha N6i. Gidy chimg nhan Dang ky doanh nghigp moi nhat s6 0100111948 stra d6i ln thir mui duge cdp bai Se Ké hoach va Bau tur thinh phd Ha Noi ngay 01 thing 11 ndm 2018, ‘Ngan hing duge thanb lap nhim thuc hién céc giao dich ngén hing bao gdm huy dong va nhiin tién giri ngan han, trung han va dai han tir cdc 16 chie va cé nan; cho vay ngéin han, trung han va dai han d6i v6i ede t6 chic va cd nhan trén co’si tinh chat va kha nding nguén von cia Ngéin hang; thyc hign cdc giao dich ngoai té, cc dich vu tai tro thuong mai quéc té, chiét khéu thurong phiéu, trai phiéu va cdc gidy t c6 gid khic, va cde dich vu ngan hang khac duge Ngan hang Nha nude ‘Viet Nam (goi tit la “NHINN”) cho phép. Vén didu I cia Nedn hang theo Gidy phép thanh lép va hoat dng s6 142/GP-NHNN ngiy 3 thang 7 nim 2009 1a. 11.252.973 trigu dng, trong 46 phan von Nha. nude 1a 10.040.855 trigu ding va von cia nha dau tur bén ngoai thong qua dot phat hanh ¢6 phiéu Ian du 1a 1.212.118 trigu dng. Ney 18 thang 10 nim 2010, Ngan hang 4a hoan tat dot phat hanh voi tng s6 c6 phiéu thre 18 phat hanh thém 1a 391.931.841 don vi, trong dé s6 6 phiéu tra cé tic IA 76.848.603 don vi va s6 6 phiéu bin cho c6 dong 1a 315.083.238 don vi. Ngay 10 thang 3 nm 2011, Ngan hang da hodn tt dot phat hanh cé phiéu cho cd déng chién luge voi ting s6 cé phiéu thyc té phat hanh thém l 168.581.013 don vi. a wim 2011, Ngan hang d& hoan t4t dot phat hanh cé phiéu cho cd déng hién htu -v6i tng s6 6 phiéu thyc té phat hanh thém 1a 337.162.100 don vi. Ngiy 13 thing 4 nm 2012, Ngéin hing da hoan tt dot phat hanh e6 phiéu cho 6 ddng hign hirw thyc t8 phat hanh thém 1a 598.782.376 don vi Neay 14 thang 5 nm 2013, Ngfn hang 4a hoan tét dot phat hinh cé phiéu cho Bank of Tokyo- Mitsubishi UFJ, Ltd. véi tng s6 e6 phiéu thyc té phat hinh thém la 644.389.811 don vi.Negdin hang TMCP Céng thong Vigt Nam THUYET MINH CAC BAO CAO TAI CHINH RIENt Tai ngay 30/09/2019 va cho giai doan tai chinh bei iu tie 01/01/2019 dén hét 30/09/2019 Negliy 22 thang 10 nam 2013, Ngan hing da hon tat dot phat hanh 6 phiéu cho o dong hign hia vGi tong s6 cé phiéu thyc té phat hanh thém la 457.260.208 don vi. Theo d6, tai ngay 30 thing 09 nam 2019, vin diéu Ié cla Ngan hang la 37.234.045.560.000 trigu dong VietinBank la ngan hang thuong mai cé phn c6 von digu 1é 16n nhat trong nganh ngan hing Vit ‘Nam, c6 co edu cd déng manh nbat véi ty 1g sé hiru ctia NHNN 1a 64,46%, BTMU la 19,73%, IFC 18 8,03% va cdc cd dong khac li 7,78%. Hinh thire sé hiru von: ‘S6cb phan sohim — % sé hirw $6 c6 phan cia Nha nude 2.400.204.956 64,46% $6 cé phan cia cée Chi sé hitu khdc 1.323.199,600 35,54% Téng 3.723.404.556 100% HGi ding Quan tri: Céc thanh vién Héi déng Quan tri trong ky va tai ngay lap bao céo gdm: L Ho va ten i ~ Chite danh ; ~~ [Chil tich (ahigm ky 2014-2019 duge bau ngay 31/10/2018 theo (Ong Lé Bite Tho ighi quyét 568//NQ-HDQT-NHCT1.2 ngay 31/10/2018; thigm ky 2019-2024 duge bau ngay 23/4/2019 theo Nghi quyét 7 1118/NQ-HDQT-NHCT1.2 ngay 23/4/2019). 4 , Thanh vin (durge bau bd sung vio HDQT nhigm ky 2014-2019 JOng Tran Minh Binh hi mgay 8/12/2018 tai Dai hoi od dng bit thuimg ngiy [8/12/2018 theo Nghi quyét Dai hoi déng cb dong s6 19/NQ- 'DHDCD ngay 8/12/2018; Duge bau vao HDQT nhigm ky 2019- 2024 ngay 23/4/2019 tai Dai hoi déng cé déng thudng nién 12019, ngay 23/4/2019). Thanh vién (mién nhiém tir ngay 23/4/2019 tai Dai hoi dng eb (eneeeeaceae cama dong thuing nién 2019, ngay 23/4/2019). (Ong Phang Khic Ké [Thanh vién (mién nhiém tir ngay 23/4/2019 tai Dai hdi déng cd dong thutmg nién 2019, ngay 23/4/2019). [Ba Trdn Thu Huyén Thanh vien (bau bd sung vao HDQT nhiém ky 2014-2019 ngay 24/7/2014; Duge bau vao HDQT nhigm ky 2019-2024 ngay [23/4/2019 tai Dai hoi déng cé dong thuing nién 2019, ngay [23/4/2019 [Ong Hiroshi [Thanh vién (bau 66 sung vio HDQT nhiém ky 2014-2019 ngay Yamaguchi 17/04/2017; Duge bau vao HQT nhiém ky 2019-2024 ngay [23/4/2019 tai Dai hdi déng cd déng thutmg nién 2019, ngay 23/4/2019). [Ong Hideaki Takase [Thanh vién (bau 6} sung HDQT nhiém ky 2014-2019 ngay 121/04/2018; Duge bau vao HQT nhiém ky 2019-2024 ngay [23/4/2019 tai Dai hoi déng cb dong thudng nién 2019, ngiy [23/4/2019).