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Canadian

Psychiatric Association

Association des psychiatres


Perspectives Article du Canada

The Canadian Journal of Psychiatry /


La Revue Canadienne de Psychiatrie
Somatic Symptom Disorder, Medically 2020, Vol. 65(5) 301-305
ª The Author(s) 2020
Unexplained Symptoms, Somatoform Article reuse guidelines:
sagepub.com/journals-permissions
DOI: 10.1177/0706743720912858
Disorders, Functional Neurological TheCJP.ca | LaRCP.ca

Disorder: How DSM-5 Got It Wrong

Anton Scamvougeras, MBChB, FRCPC1 ,


and Andrew Howard, MD, FRCPC1

Keywords
somatoform disorders, somatic symptom disorder, functional neurological disorder, medically unexplained symptoms,
somatization, DSM-5, conversion disorder

“Truth is the daughter of time, not of authority.” associated” (as was the case in DSM-IV), a change that we
Francis Bacon believe to be in essence incorrect.
Unexplained nonneurological symptoms are abandoned
One in five individuals seeking primary medical care in any as a distinct group by DSM-5 and are dealt with in a new and
part of the world complains of physical symptoms which, fundamentally different fashion. They are “lumped in” with
after very thorough assessment and investigation, cannot be conditions where demonstrable general medical conditions
found to be caused by any identifiable general medical con- cause excessive emotion, behavior, or cognitions in the
dition.1,2 The way in which these patients are understood, patient. This change represents an important and unfortunate
and their conditions classified, shapes the treatment they are error, one that is destined to mislead clinicians and research-
offered, the course of their symptoms, and their future qual- ers in the field for the foreseeable future. Under DSM-5,
ity of life. most patients with this group of symptoms will not receive
There is a very long history of medicine and psychiatry the type of clinical approach that gives them the best chance
working to develop an understanding of conditions charac- of positive outcomes, and our understanding of the field will
terized by “medically unexplained symptoms” (MUS).3,4,5 not advance as well as it could.
Largely by virtue of historical medical discipline subdivi-
sion, these symptoms have been separated into two groups: DSM-IV Needed Improvement
those suggestive of neurological disease (such as weakness,
convulsions, or disturbance of vision) and those suggestive DSM-III had done away with the term “hysteria” in relation
of nonneurological disease (such as gastrointestinal distur- to these conditions, a welcome step.9 DSM-IV, published in
bance, pain, or fatigue). There are theoretical and empirical 1994, described somatoform disorders as a group of syn-
reasons for suggesting that the two groups be collapsed into dromes that had in common the “presence of physical symp-
one, as many patients with these conditions develop both toms that suggest a general medical condition” that were
neurological and nonneurological symptoms.6,7 “not fully explained by a general medical condition.”10
Unexplained neurological symptoms retain classification Despite the face validity and clinical experience supporting
that is partly true to their nature under the American Psy- this group of disorders, the way DSM-IV dealt with
chiatric Association’s DSM-5. 8 Conversion disorder
remains, gaining the new co-title functional neurological 1
UBC Neuropsychiatry Program, Department of Psychiatry, University of
symptom disorder. Here, the clinician still has to judge that British Columbia, Vancouver, British Columbia, Canada
symptoms are “medically unexplained” in deeming that
“clinical findings provide evidence of incompatibility Corresponding Author:
Anton Scamvougeras, MD, FRCPC, UBC Neuropsychiatry Program, UBC
between the symptom and recognized neurological or med- Department of Psychiatry, Detwiller Pavilion, 2255 Wesbrook Mall,
ical conditions.” 8 There is, however, no longer the need to Vancouver, British Columbia, Canada V6T 2A1.
determine that “psychological factors are judged to be Email: anton.scamvougeras@ubc.ca
302 The Canadian Journal of Psychiatry 65(5)

somatoform conditions muddied the waters. For example, The DSM-5 Rationale for the Eradication of
there were significant threshold and sensitivity problems “MUS” as a Central Idea for
with the major subdivisions. In a study looking at 119
Nonneurological Symptoms and Signs
patients in family practitioners’ waiting rooms, somatization
disorder criteria were met in just one patient, while 94 met Let us consider the reasons given for this fundamental change,
criteria for undifferentiated somatoform disorder.11 Thus, and some counterarguments:
criteria were too tight for one diagnostic entity and too loose
for the other, with neither serving as a useful instrument for The reliability of assessing whether or not there is an explana-
separating the majority of individuals with significant soma- tion for somatic symptoms is notoriously poor.14
toform symptoms from the general population. There was
also an unclear basis for separating the syndromes, as similar On the contrary, after a thorough clinical assessment, includ-
sets of symptoms could exist across many of the defined ing special investigations as necessary, a clinician can draw the
diagnoses. DSM-IV did not promote a valid or clinically conclusion that symptoms are medically unexplained with a
useful understanding of somatoform concepts, and it dis- similar degree of certainty as one would have in making the
couraged clinicians from identifying these disorders. A diagnosis in many general medical conditions and other psy-
2009 survey of physicians revealed that DSM-IV definitions chiatric diagnoses.25,26 Furthermore, any limitations in diagnos-
of somatoform disorders and its subgroups were unclear to tic precision need to be weighed against the risks of not making
many.12 Not surprisingly, clinicians simply didn’t use the a diagnosis where one may reasonably be made, and the con-
classification system and, although known to have high pre- sequent risk of potentially treatable syndromes going untreated.
valence, these disorders were severely underdiagnosed.13
There was clearly room for improvement. Some MUS are not so much “Unexplained” as “Unexamined.”14

This is a criticism of incomplete assessment, not specific


DSM-5 Abandons Nonneurological MUS to MUS. This same criticism could be made regarding
DSM-5 “reconceptualized” somatoform disorders,14 chang- approaches to any other psychiatric or general medical con-
ing the category name to somatic symptom and related dis- dition. A thorough assessment is always essential.
orders, a group of disorders all characterized by the presence
of physical symptoms. The most profound change was the A diagnosis built upon a foundation of MUS is perilous because
creation of a newly defined core disorder, somatic symptom it reinforces mind/body dualism.14
disorder (SSD), a syndrome characterized by persistent and
clinically significant somatic complaints accompanied by It is thereby argued that to say that physical symptoms are
excessive and disproportionate health-related thoughts, feel- “medically unexplained” may lead some patients and clin-
ings, and behaviors regarding the physical symptoms. icians to conclude that the mind and body are distinct and
Patients who met DSM-IV criteria for a nonneurological separable, and, presumably, that the symptoms may be due
somatoform condition would almost all currently meet SSD to some “nonphysical” process. This dualistic thinking is
criteria. Further, SSD now includes most individuals previ- incorrect. All neuropsychiatric conditions are mediated by
ously diagnosed with hypochondriasis.8 In addition, and cru- brain function. All aspects of somatoform conditions are
cially, SSD now includes individuals with demonstrable products of complex brain function and dysfunction, the
physical disease with “excessive thoughts, feelings, or specific nature of which we do not yet understand. It is vital
behaviors” about their physical symptoms. Thus, SSD that we address the challenge presented by any tendency to
groups together patients with demonstrable peripheral dualistic thinking directly. The answer is not to abandon the
pathology and those with no such pathology. concept of somatoform conditions out of fear that some may
The DSM-5 Working Group, 10 specialists in the field, misunderstand but rather to wrestle with the challenge, to
worked on the changes from 2000 until publication of DSM- engage the field in discussion, and to educate clinicians and
5 in 2013. Through these years, the classification of these patients about the nature of these conditions. They do indeed
disorders was much debated in the literature. The main areas involve complex interactions between what most of us
of discussion were the wisdom of using MUS as part of the would consider to be the mind and the body. But all of these
criteria, the validity of subdivisions, and the nomenclature. interactions are manifestations of various levels of physio-
Some argued for a fundamental change in the cate- logical function and dysfunction. Indeed, a thorough under-
gory 15,16,17,18 ; others for essentially retaining the standing of the somatoform process serves as an integrative
“somatoform” concept while making other refine- force and proves supportive to arguments against dualism.
ments.19,20,21,22 The Working Group shared their reasons for
the fundamental changes, both during the development pro- . . . the MUS approach is not well accepted by patients who feel
cess,23 and on publication of DSM-5.14 In response to that MUS implies that their symptoms are inauthentic and “all in
appeals for input, the authors shared a critique of the your head.” This is a poor basis for a therapeutic alliance with
intended changes in a letter to the Working Group in 2011.24 patients who are suffering distressing somatic complaints.14
La Revue Canadienne de Psychiatrie 65(5) 303

A similar challenge exists when helping all individuals The DSM-5 Rationale for the Change in
suffering other psychiatric and psychological conditions. Nomenclature From “Somatoform
This challenge is partly related to the stigma regarding men-
Disorders” to “Somatic Symptom and
tal illness that persists in our society and partly due to the
complex emotions (including fear, puzzlement, guilt, anger) Related Disorders”
that an individual may experience when they have the With the move away from MUS, it is not surprising that DSM-5
thought that something may be awry with their mind. The moved away from the “somatoform” label. Nonetheless, an
only way forward is to understand these conditions for what additional set of reasons was offered for removing the term,
they are and, on the foundation of thorough assessment and namely, it “has been difficult to understand,” it was “a neolo-
empathic therapeutic alliance, to help those suffering from gism, blending Latin and Greek,” and because it was “often
them. A clinician should, in a supportive fashion, share the confused with somatization disorder.” 14 Various terms have
truth about the condition with the patient. These disorders been suggested as the best label to refer to the group of condi-
are, indeed, all mediated by brain function and dysfunction, tions based on MUS, including “functional,” “psychogenic,”
so they are indeed literally based in large part “in one’s “psychosomatic,” “psychophysiological,” “bodily distress,”
head”; however, from a figurative perspective, they are not “somatic,” “somatization,” and “somatoform.” “Somatoform”
“imagined,” so this distinction must be made clear for the is precisely the word that most elegantly captures the essence of
patient. The unconscious and involuntary nature of the pro- these conditions. It suggests a condition that is “in the form of”
cess must be emphasized, and the nature of the condition the body while simultaneously implying that there is more to it
plainly described. To avoid the truth because it may be than that. The fact that “somatoform” is a Greek–Latin hybrid
unpalatable does not serve patients well at all, as optimal puts it in the good company of many other hybrid medical
management is predicated on a valid understanding of the terms including “neuroscience,” “neurotransmitter,” and
disorder. It is also poor science. “hypertension.”27 “Somatoform” has no more potential for
being confused with “somatization” than does “somatic
It bases a diagnosis on a negative . . . .23 symptom.” This is a matter of educating clinicians and patients
. . . a medical diagnosis does not usually define a disorder and being clear and consistent in our use of the term. “Somatic
based on the absence of something.14 symptom disorder” is arguably a confusing term because on the
face of it, it could easily be misunderstood to describe any
Clinicians go through a logical process of elimination disorder that involves a physical (“somatic”) symptom. In this
whenever they consider the differential diagnosis for any set sense, it is potentially hobbled by its breadth and lack of inher-
of symptoms and signs. Exclusion of known diseases is part ent specificity, as was “pain disorder” in DSM-IV.
of every diagnostic process. If, at the end of such a process,
the clinical picture suggests MUS, then they should be called
that. That judgment is not qualitatively very different from
Core Concerns and Implications
what we are doing with many other disease entities. It is Overall, DSM-5 argues that the core problems with DSM-IV
further implied that making the diagnosis of a MUS is some- somatoform disorders were based on confusing nomenclature,
how a “negative” step in a broader sense, in that clinicians and numerous untenable problems relating to identifying
and patients see it as the “taking away” of something rather MUS. However, the problem with DSM-IV was not the
than a “positive” diagnosis. Many diagnoses in general med- “somatoform” name, nor the concept itself, but rather the fact
icine embrace the fact that there are unknown components to that the classification system did not promote a clear under-
the pathogenesis. For instance, after ruling out hypertension standing of somatoform conditions, and the main disorders did
secondary to renal, endocrine, or other general medical con- not identify and separate out patients with somatoform disor-
ditions, the hypertension is labeled “idiopathic.” Patients ders in a clinically useful or valid fashion. Thus, the system was
don’t complain that they have lost something or had some- hardly used, and under it, the majority of individuals with
thing “taken away” in that process. We would argue that somatoform disorders were not identified or assisted.
making a somatoform disorder diagnosis is as proactive a Empirical evidence and clinical experience still supports
diagnostic step as the making of any other diagnosis, and we the idea of somatoform disorders as a valid diagnostic entity,
believe that we in the field should work to actively frame it embracing both neurological and nonneurological symptom
as such. The patient should be informed that their syndrome types. Granted, a small percentage of these patients may be
is the result of complex brain processes, not demonstrable suffering rare or as yet unidentified medical conditions, and
brain or peripheral tissue pathology. This has positive impli- all patients with medically unexplained physical symptoms
cations for treatment, and we should help the patient under- require very thorough ongoing monitoring for the possible
stand that. Indeed, we would suggest that it is the clinician’s emergence of physical disease. But there is strong evidence
duty to make such judgments and to offer to treat the patient that the vast majority do not have peripheral tissue pathology
accordingly. It is only with such a judgment call that the but are suffering the results of direct or indirect expression of
disorder can be understood, and appropriate management underlying emotional distress, through the process referred
instituted. to as “somatization.” Evidence for the validity of the
304 The Canadian Journal of Psychiatry 65(5)

somatization process includes but is not limited to: the non- symptoms and signs are judged, after thorough assessment,
physiological patterns of symptoms or signs (they do not to be the result of underlying emotional distress rather than
follow the patterns seen in well-described diseases); the pat- primary physical disease. The disorder can then be further
terns of symptoms based on patient beliefs; the atypical characterized by listing the psychogenic physical symptoms
course of the condition; the high rates of association of these and signs, and giving an account of the nature of the under-
symptoms with overt emotional distress; the many persua- lying dysphoria (be it a psychiatric syndrome and/or related
sive clinical examples of “conversion” of mental distress to psychological factors and stressors).29
into physical syndromes; the longitudinal natural history of This understanding naturally leads to the planning of
these conditions (with only very small percentages revealing effective management for the majority of patients, an
some other causative underlying tissue pathology over time); approach that addresses physical MUS as well as underlying
and the positive responses to psychological and psychiatric dysphoria. Management is readily customized to the specific
therapies when a somatization model is assumed. needs of each patient and can also take advantage of the
The crucial flaw in the approach of DSM-5 is around the specific skill set of the treating clinician. 29 Using this
clinician’s judgment regarding MUS. DSM-5 and others are approach, prognosis is often surprisingly good and largely
advocating for “acceptance of etiological neutrality about those depends on the prognosis of the cause of the underlying
symptoms that are not clearly associated with a general medical dysphoria.30
condition.” 17 One can see the attraction of the apparent logical
rigor and prudence suggested by the DSM-5 approach: How can Authors’ Note
we ever be sure that there is not some as-yet-unidentified med- Anton Scamvougeras and Andrew Howard are neuropsychiatrists
ical condition causing the symptoms and signs? And, as we in the University of British Columbia Neuropsychiatry Program,
UBC Department of Psychiatry, Vancouver, BC. Their book
can’t be certain, let us rather withhold judgment. But diagnoses
Understanding and Managing Somatoform Disorders—A Guide for
in complex neurobehavioral conditions are seldom made with Clinicians was published in 2018 and reviewed in the Canadian
certainty. In making judgment calls about MUS and the nature Journal of Psychiatry by François Mai in 2019.
of somatoform disorders, the clinician has to weigh the risk of
error in diagnosis against the risk of not making a diagnosis Declaration of Conflicting Interests
where one can reasonably be made. The latter risks include The author(s) declared no potential conflicts of interest with respect
potentially treatable illnesses not being treated. to the research, authorship, and/or publication of this article.

Funding
The author(s) received no financial support for the research, author-
ship, and/or publication of this article.

ORCID iD
Anton Scamvougeras, MBChB, FRCPC https://orcid.org/0000-
0001-8543-3670

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