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My word
What emotions
might be like in
other animals
Joseph E. LeDoux1,2

Fresh off the success of On the Origin


of the Species in 1859 and The Descent
of Man in 1870, Darwin published The
Expression of the Emotions in Man
and Animals in 1872. In the latter, he
extended his theory of evolution by
natural selection to mind and behavior,
and especially to emotions, arguing
Forest guardian: Protecting indigenous populations of the Amazon also helps protect the entire
that we humans inherited our emotions
ecosystem. (Photo: JialiangGao, www.peace-on-earth.org (CC BY-SA 4.0).) from our mammalian ancestors. Though
little was known about the nervous
system at the time, Darwin proposed
Piperno and colleagues conclude Stewards of the forest that emotional inheritance occurred
that ancient residents did not impact The finding that a sustainable life in and by way of conservation of elements of
the inter-riverine areas of the Amazon with the Amazonian rainforest is possible the nervous system in the mammalian
basin, making up 95% of the total chimes with the idea promoted by lineage.
surface, as much as they did many non-government organisations working Darwin’s ideas about emotions were
riverside locations studied by to protect the Amazon that indigenous based on his observations of similar
archaeologists. They conclude that groups maintaining traditional lifestyles, behavioral (especially facial) expressions
“our vegetational and fire history from including more than 100 uncontacted in emotional situations in people around
this previously unstudied, remote tribes (Curr. Biol. (2015) 25, R635–R638), the world. In accounting for this, he
region joins the increasing body are the best stewards of the Amazonian adopted the commonsense assumption
of evidence that deforestation and rainforest, preserving it both as a that most people then (and now) have
fires during the prehistoric period functioning ecosystem and as their own about emotions — that they are states of
and subsequent vegetation recovery home. mind that cause behavioral expressions.
upon European Contact were not so As organisations like Survival Why else would we flee from danger if
widespread and intense as to have International have highlighted on the not because we feel afraid?
contributed significantly to decreasing occasion of the recent ‘Uncontacted Darwin also noted some similarities
atmospheric CO2 levels and the onset Tribes Week’ (June 19–25), the forests in behavioral expressions between
of the Little Ice Age.” and their people face the same threats, humans and other mammals, leading
Moreover, they suggest that the and efficient measures that protect one him to conclude that our emotions are
current composition of these remote will also help the other. states of mind inherited from them. But
forests is not mainly the result of Many know the endangered paradise he often described animal behavior
human influences. Although they of Amazonia from the work of Brazilian in human emotional terms: cheerful,
acknowledge the limitation that more photographer Sebastião Salgado, who proud, scornful, content, jealous,
subtle manipulations or planting of has just published a new volume of contemptuous. A reporter once asked
certain species of fruit and nut trees pictures and opened an exhibition at him why he talked this way: in response,
may go unnoticed in the phytolith the Philharmonie de Paris, France, and he said it was kinder, and that the public
record, the authors come to the who runs a family reforestation project was more likely to accept animals being
overall conclusion that “the activities at his family farm in Aimorés. In a recent like humans, than humans being like
of present and past societies in the interview with The Guardian, Salgado animals.
MP-A [study area] have not strongly expressed optimism that quintessential Darwin’s romantic approach to animal
altered the community composition wilderness can survive, noting that we behavior was quite anthropomorphic,
and structure of the species-diverse have only destroyed “a little bit of the and had a profound impact on the
forests over perhaps thousands periphery. The heart is there yet. To course of the new field of animal
of years of utilization.” They refer show this pristine place, I photograph psychology that was emerging in the
to these societies, who used the Amazônia alive, not the dead Amazônia.” late 19th century. His acolyte, George
resources of the forest sustainably Romanes, referred to behavior as the
over many centuries, as “a positive Michael Gross is a science writer based at ambassador of the animal mind. The
force in maintaining forest integrity and Oxford. He can be contacted via his web page continuing influence of Darwin’s views
biodiversity.” at www.michaelgross.co.uk on emotion research is one of the

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reasons why the nature of emotions is


one of the most contentious topics in WORLD NERVOUS SYSTEM
the study of mind and behavior today, Non-conscious Pre-conscious Conscious
especially in relation to the question
of animal emotions. In this My word, I Memory
explore key issues in the current debate, Schema
and suggest how current understanding Physical Mental Narration Emotional
or social Sensory
of human emotions, and their model experience
threat
underpinnings in the brain, might provide
Threat
a novel approach for illuminating what
detection
emotions in other animals might be like.

Contemporary emotion theory Behavioral & Self


The flagrant calling upon of conscious physiological report
explanations of behavior was a major responses
Current Biology
factor that led to the behaviorist
revolution in psychology, which resulted Figure 1. My cognitive view of emotion.
in a strict ban of all talk of mental See the text for details.
states during much of the first half of
the 20th century. Emotion research did to be learned individually and influenced conceptualize emotional experiences by
not cease in psychology, but it took a by one’s culture. assigning everyday emotion words to
different form. Rather than being about The other approach to emotion our experiences7.
the subjective conscious feelings that reflected the new cognitive movement
people experience, emotions were in psychology, which had supplanted My approach to emotion
redefined as behavioral responses to behaviorism. Stanley Schachter and I have long been in the cognitive
stimuli. By the early 1960s, though, Jerome Singer proposed that emotions camp when it comes to emotional
behaviorism was on the wane, and the result from the cognitive interpretation experience8,9. My approach
topic of emotion was returning in earnest of situational factors which, for them, incorporates aspects of appraisal and
to psychology in two forms. One was included the external physical and social constructionist theories, and starts
so-called basic emotions theory, and the context, and physiological responses with the assumption that emotions are
other, cognitive theory. in the brain and body4. For example, if conscious experiences that emerge in
In the tradition of Darwin, basic one notices their heart is beating fast in biologically or psychologically significant
emotions theory proposed that a the context of the rapid approach of an situations. Key to the experience is the
small number of primary emotions are angry aggressive person, fear results. integration of perceptual and memory
common to all humans by virtue of our But if one’s heart is beating similarly fast signals with signals related to brain and
species having inherited the same ‘affect after exercise, no emotion needs to be body states to form situational, self, and
programs’ (hypothetical innate neural attributed. emotion schema. The latter coalesce
structures) that underlie these emotions Contemporary representatives of into a non-conscious, or more precisely,
from our mammalian ancestors1,2. Affect the cognitive approach fall into two pre-conscious, mental model of the
programs were said to be involved in categories. Appraisal theories assume emotional situation. The output of the
both controlling behavioral (especially that the emotion one experiences is model is a narrative that constitutes the
facial) and physiological body responses a function of cognitive appraisals. penultimate pre-conscious antecedent
and the conscious experience of the While innate affect programs perform a of the conscious emotional experience,
emotions. Like Darwin, many said primitive, non-cognitive kind of appraisal, and that is also antecedent to verbal
that the emotional stimulus activates cognitive appraisals are learned and self-report (Figure 1).
the affect program and elicits the culturally influenced, and depend on The narration can be about
mental state of emotion, which causes attention, memory, concepts, predictions immediate experience or about
behavior. But others adopted William and decision-making5,6. These define memories. The conscious emotional
James’ notion that the emotional one’s momentary experience in terms experience resulting from the narration
stimulus, via the affect program, of specific categories similar to those is either of a particular categorical type
elicits body responses, and feedback of basic emotions theories, but the of emotion — fear, joy, anger, jealousy,
signals from these responses define experience arises from individual envy, pride — or a less well-defined
the emotional experience3. A common cognition rather than innate programs state of distress or well-being. Because
list of basic emotions includes fear, inherited from animals. emotional situations can change
happiness, anger, sadness, surprise, Constructionist theories draw upon moment-to-moment, the schemata,
and disgust, but the list varies some similar cognitive processes, but are less mental model, and narration can also
between theorists. In addition to primary wed to specific emotion categories. change. As a result, the conscious
emotions, basic emotions theories These, instead, emphasize how signals experience can vacillate in real-time as
also typically postulate secondary resulting from interactions between well — distress may become fear or
emotions — envy, jealousy, pride, arousal (high to low) and valence anger, or fear may suddenly become
contentment, and so on — that are said (positive to negative) allow us to anger, jealousy or embarrassment.

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The view that narration and self-report in animals are “merely a guess about cortical versus subcortical brain areas in
are both pre-conscious is contrary to the possible nature of the animal’s emotional consciousness, distinctions
conventional wisdom, which typically subjective state”14. Indeed, many in between kinds of consciousness may
has narrations and reports as post- the consciousness field believe that offer a more subtle understanding.
conscious. One consequence of my conscious experiences can only be A particularly useful way of
view is that the experience and report studied with scientific rigor in humans, characterizing the different kinds of
may diverge to some extent as a result because findings from animal studies conscious states is Endel Tulving’s22
of differences in the post-narrative really only reveal how brain circuits three-way partition between autonoetic,
processing that is required to generate control behavioral physiological noetic, and anoetic states. Each is
conscious awareness and speech. responses. And in humans, the said to depend on a different form of
Despite the fact that reports are not evidence for subcortical programs being memory: autonoetic consciousness
perfect mirrors of experience, they are responsible for conscious feelings is depends on episodic memory; noetic
very useful and are considered the gold weaker than is sometimes claimed9,15–17. consciousness on semantic memory;
standard for scientifically assessing Some neuroscientists, me included, and anoetic consciousness on
conscious experiences10, a fact of place greater emphasis on cortical procedural memory.
scientific life that poses challenges for circuits, especially circuits involving For illustrative purposes, consider
research seeking to study emotional prefrontal cortex (PFC) that contribute the three kinds of states in relation
experiences in non-human animals. to cognitive processes such as working to what you might experience in the
memory, in understanding conscious presence of a dangerous stimulus,
Emotions in the brain emotional experiences8,9,15–17. Positive such as a snake at your feet9,15–17. Using
The emotion that has been studied most correlations between the experience of semantic memory, you would recognize
extensively in terms of neural circuitry fear and neural activity have been found the stimulus as the kind of animal you
is fear. Decades of animal research in both PFC and in the amygdala18. know of as a snake, and you would
has implicated the brain area called However, studies directly comparing likely conceptualize the stimulus and
the amygdala, and interconnected cortical and amygdala involvement using situation as potentially dangerous. The
downstream areas, such as the neural decoding have shown that PFC result would be an instance of noetic
hypothalamus and periaqueductal activity is more explicitly associated with consciousness about danger, including
gray region, in the expression of consciously experienced fear than is awareness of the relation of danger to
behavioral and physiological body amygdala activity, while the latter is more the experience of fear. With the addition
responses elicited by threatening related to physiological responses19. of episodic memory, that is, memories
stimuli8,11. Importantly, imaging studies Nevertheless, such correlations do about your ‘self’, ‘you’ become part of
of amygdala neural activity, and studies not prove that PFC activity plays a the experience —you conceptualize that
of patients with amygdala damage, causal role in the experience. More you may be harmed by the snake. The
confirm that core findings from the compelling is evidence from direct experience, at this point has become
animal research apply to humans12. electrical stimulation of brain areas in an autonoetic state of reflective self-
Neuroscientists have generally been humans. Studies in the 1960s found consciousness in which you feel afraid
more interested in the brain circuits that stimulation of the amygdala of what may happen to you.
controlling behavioral and physiological elicited fearful experiences, but the While noetic states can occur without
responses than in conscious feelings. techniques used were primitive by becoming autonoetic states, autonoetic
But some have, in the spirit of Darwin, today’s standards, and there were states typically depend on the kind of
argued that the brain mechanisms other methodological and interpretative semantic conceptual knowledge that
that control the responses are problems (for discussion, see16). Recent comes with noetic states, including
also responsible for the conscious studies using more sophisticated semantic autobiographical memory.
experience of emotions. Indeed, the methodology found that electrical Not all autonoetic states are emotional
amygdala and connected downstream stimulation of the amygdala elicited states, but all full-fledged emotional
targets, like the periaqueductal gray body responses, but only infrequently states are autonoetic states.
area, have come to be synonymous resulted in self-reports of fear20, while Autonoetic emotional states are the
with the fear affect program, and are stimulation of several areas of PFC kinds of emotional state we encounter
often also assumed to be involved in elicited reports of fear and other in our minds when we think of ourselves
the conscious experience of fear. The emotional experiences21. Although I as having emotional experiences, and
late neuroscientist Jaak Panksepp13, for emphasize prefrontal areas, temporal that we talk about when we share our
example, wrote that “the mechanisms and parietal lobe representations are emotions with others. And they are the
of affective experience and emotional also involved, and may, when PFC is kinds of emotional feelings we read
behavior are intimately intertwined in damaged, compensate to some extent. about in novels or poetry, as when Jane
comparatively ancient areas of the Austin, in Persuasion, wrote, “you pierce
mammalian brain”, proposing specific Kinds of consciousness my soul. I am half agony, half hope...I
subcortical circuits for each of several So far, I have treated emotional have loved none but you”.
basic emotions in animals and humans. consciousness as a single kind of Anoetic states are quite distinct from
Nico Tinbergen, the pioneering experience. But different kinds of both autonoetic and noetic ones. Tulving
ethologist, once pointed out that experience can, and often do, occur characterized the difference in terms of
proposals about conscious feelings simultaneously. In evaluating the role of three ways of ‘knowing’: ‘self-knowing’

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comes with autonoesis; ‘fact-knowing’ Traditional higher-order view


with noesis; and ‘non-knowing’ with
anoesis. In other words, autonoetic and
noetic states have explicit conscious
content, but anoetic states do not. Lower-order Higher-order
I was, for some time, puzzled about Stimulus sensory prefrontal
(sensations) (mental model)
why Tulving referred to anoetic states
as conscious states, given that he
called them states of ‘non-knowing’,
and connected them to procedural
memories, which are generally
considered to be non-conscious states. Multistate hierarchical higher-order view
In an email to me, he explained that
he used ‘consciousness’ to mean the
condition of being alive and responsive Lower-order
to stimuli (this is typically referred to as memory Intermediate-order
(semantic and prefrontal
creature consciousness in the literature),
episodic) (schema)
as opposed the condition of having
a conscious experience with explicit
content (this is called mental state
consciousness in the literature). So,
for Tulving, anoetic states are indeed
implicit, procedural states of creature
consciousness that control behavior Lower-order Higher-order
unconsciously. Stimulus sensory prefrontal
This clarification provides an (sensations) (mental model)
interesting perspective on the
controversy about the brain basis of Current Biology
emotions between basic emotions
and cognitive theorists. For example, Figure 2. Traditional and multistate hierarchical higher-order theories of consciousness.
The traditional theory postulates that consciousness arises from a higher-order representation of
Panksepp and Marie Vandekerchkhove
a single kind of lower-order state. My multistate hierarchical hypothesis proposes several layers of
specifically called upon Tulving’s re-representation especially involving memory. For further discussion see17,25–27.
anoetic states to account for primal
emotional conscious feelings that
emerge from subcortical circuits23. According to higher-order theory, lower- be required between a conventional
Given the exchange I had with Tulving, order information becomes conscious lower-order state and the higher-order
one could say that Vandekerchkhove when it is cognitively re-represented, re-representation9,25–27. I refer to this as a
and Panksepp simply misunderstood especially by PFC circuits15,17,24–26. multistate hierarchical higher-order view
Tulving’s opaque concept. But they had A key feature of higher-order theory (Figure 2, bottom).
a different agenda. is that the re-representation is not In the case of visual perception, for
Vandekerchkhove and Panksepp itself the conscious experience. It is example, the modified view proposes
viewed anoesis as a fluid boundary instead a pre-conscious antecedent of that sensory information alone is
between the conscious and unconscious consciousness. For example, a higher- insufficient to noetically know what an
mind. Specifically, they treated order account of visual perception object is — that semantic memory must
subcortical neural states as being assumes that a non-conscious state be integrated with sensory information
responsible for a form of emotional of secondary visual cortex becomes to conceptualize and categorize what is
consciousness that is so primitive that it conscious when cognitively re- being sensed. And to have an autonoetic
is typically overshadowed by cognitive represented by PFC, and, in particular, experience of what the object means
states of emotional consciousness and by lateral PFC areas, especially the to you, episodic self-memory has to be
hence not noticed in humans. But in dorsal and ventral lateral areas and the integrated with the sensory/semantic
lower mammals, they said, these primal lateral frontal pole (Figure 2, top). The representation. These integrations, I
states are what conscious emotions higher-order state is, in effect, what I suggest, occur by way of transmission
are. While I think Vandekerchkhove and referred to above as the pre-conscious of signals from visual cortex to memory
Panksepp were indeed on to something mental model that is antecedent to a processing areas in the temporal and
important functionally, I think they got conscious experience (Figure 1). parietal lobes that, in turn, connect with
the anatomy wrong. I recently proposed that this traditional what can be thought of as intermediate
higher-order view, which posits a single PFC areas. Included are insula, orbital
Higher-order emotional experiences lower-order state, is too simple — that and medial (i.e. anterior cingulate
For several years I have been attempting multiple levels of re-representation, and ventromedial) PFC. These then
to integrate Tulving’s model into the especially involving memory and connect with lateral PFC higher-order
higher-order theory of consciousness. related conceptual processes, may circuits9,25–27 (Figures 2 and 3).

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Lateral brain Medial brain expression by James. While these states


are not about anything in particular, they
exude familiarity, and make it possible
Dorsal Dorsal
for one to know their explicit (noetic and
lateral medial
autonoetic) mental states are theirs26.
Frontal
Frontal Diving deeper into anoesis
pole
pole
Contrary to what has been said about
Orbital my views, I do not claim that non-
Ventral human animals are mindless robots that
lateral Medial
Insula lack conscious experiences. My point,
instead, is that while it is likely the case
that non-human animals have some
Only humans All primates All mammals form of consciousness, it is difficult,
maybe impossible, to scientifically study
autonoetic noetic anoetic and
pre-conceptual noetic animal consciousness10,15–17.
Just as I am often misunderstood
Current Biology as someone who denies animal
Figure 3. How human brains can help us think about what animal consciousness might be
consciousness, I think Panksepp’s
like. views about animal emotions have also
All mammals possess insula, orbital, and medial areas of PFC (medial PFC includes the anterior been misunderstood. Because he was
cingulate and ventromedial areas) (green). Primates alone have medial frontal pole, dorsal and so adamant about animal emotion, it
ventral lateral, and dorsal medial areas of PFC (blue). Only humans possess the lateral frontal pole was assumed he meant that emotional
area (red). Better understanding of the neural underpinnings of different kinds of consciousness experiences in animals are similar to
(anoetic, noetic, autonoetic) in humans might shed light on the kinds of conscious capacities that
might be possible in other mammals, given the kinds of brains they possess. All anatomical depic-
the kinds of emotional experiences
tions are approximate. For further discussion see text and references17,25,26. that humans refer to with everyday
vernacular words, such as fear or
sadness. But, in fact, he maintained that
The intermediate PFC areas have the mental model an emotional mental emotions in animals are qualitatively
been implicated in a variety of functions, model, and the experience an emotional different from canonical human
including the encoding of body states, autonoetic emotional experience26. emotional experiences. For example, he
stimulus and response values, and What about anoetic consciousness? and Vandekerchkhove23, using Tulving’s
the self, and also in the capacity to In a recent My word26, Hakwan Lau and I language, referred to emotions in
mentalize and to gate conscious access proposed that, like any other experience, animals as rudimentary anoetic states of
to lower-order information28,29. A concept anoetic conscious experiences result “unknowing consciousness”.
that subsumes all of these is their role from re-representation of lower-order If other animals have conscious
in the formation of schema, complex events. But unlike noetic and autonoetic emotions, I believe the essence
collections of memories about specific conscious states, which are based of what these would be is very
things, such as external situations, one’s on lower-order explicit memories similar to what Vandekerchkhove
emotions, and one’s self, including one’s with content, the lower-order events and Panksepp propose — primitive
body. involved in anoetic consciousness are states of unknowing (content-lacking)
For example, stimuli signifying procedural states that have resulted consciousness. But perhaps William
danger activate semantic and episodic from innate wiring, accumulation of James’ term, ‘fringe of consciousness’,
memories in the temporal and parietal statistical regularities through deep which Vandekerchkhove and Panksepp
lobes, as well as the amygdala threat- learning, or simple associative learning, also used at times, is more fitting, since
processing circuitry. Via connections to and lack explicit content. These states it suggests that anoetic emotional
the intermediate PFC areas, situational, accompany all explicit conscious states, being on the border between
self and fear schema are formed and experiences, from the simplest noetic consciousness and unconsciousness,
help shape a conception of what the perception of what a sensory stimulus are different from explicit, content-laden,
situation is about in relation to you is to the most complex autonoetic autonoetic emotional states about one’s
and how you might feel and act in emotional experiences. self that fill the mind.
such a situation. Individual schema When these first-order events are
are integrated into a pre-conscious re-represented in intermediate PFC What human brains suggest about
emotional (fear in this case) mental areas, the result is, I propose, an anoetic what animal emotions might be like
model that narrates the content of the conscious experience that exists as a Although we cannot know what other
autonoetic fearful conscious experience. mental shadow on the border between animals experience, if the above
The main difference between an consciousness and unconsciousness. framework is roughly correct, it would
emotional and a non-emotional mental As others have said, they reside in the provide a foundation for speculating
model is the presence of an emotion background of explicit consciousness, about what an animal might experience,
schema that adds emotion content to giving noetic and autonoetic states a given the kind of brain it has. A way
the mental model. This is what makes feel of ‘warmth and intimacy’, to use an to proceed in this vein would be to

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mount a concerted effort to better Too often, the existence and nature 9. LeDoux, J.E. (2020). Thoughtful feelings. Curr.
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