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ABSTRACT
The clustered regularly interspaced short palindromic repeat (CRISPR)-associated protein9 (Cas9) genome
editing system (CRISPR/Cas9) is adapted from the prokaryotic type II adaptive immunity system. The
CRISPR/Cas9 tool surpasses other programmable nucleases, such as ZFNs and TALENs, for its simplicity
and high efficiency. Various plant-specific CRISPR/Cas9 vector systems have been established for adap-
tion of this technology to many plant species. In this review, we present an overview of current advances on
applications of this technology in plants, emphasizing general considerations for establishment of CRISPR/
Cas9 vector platforms, strategies for multiplex editing, methods for analyzing the induced mutations, fac-
tors affecting editing efficiency and specificity, and features of the induced mutations and applications of
the CRISPR/Cas9 system in plants. In addition, we provide a perspective on the challenges of CRISPR/Cas9
technology and its significance for basic plant research and crop genetic improvement.
Key words: CRISPR/Cas9, genome editing, multiplex editing, mutation, plants
Ma X., Zhu Q., Chen Y., and Liu Y.-G. (2016). CRISPR/Cas9 Platforms for Genome Editing in Plants:
Developments and Applications. Mol. Plant. 9, 961–974.
2 3 P35S; rice AtU3b, AtU3d, AtU6-1, 4; Agrobacterium/floral dip Golden Gate/Gibson 35.6%; chimeric Ma et al., 2015b
AtU6-29 assembly
EC1.2 (from Arabidopsis); AtU6-26, AtU6-29 2; Agrobacterium/floral dip – –; homozygous, biallelic, Wang et al., 2015b
Arabidopsis chimeric;
YAO (from Arabidopsis) AtU6-26 1; Agrobacterium/floral dip Sequential cloning 88.5%–90.5%; chimeric Yan et al., 2015
AtUbi AtU6, AtU3b, At7SL 6; Agrobacterium/floral dip Multiple enzymes/ 13%–93%; – Zhang et al., 2015
sequential cloning
Nicotiana P35S; human AtU6 1; Agroinfiltration/leaf – 6.7% (2/30); chimeric Nekrasov et al.,
benthamiana tissue 2013
2 3 P35S; tobacco AtU6-26 2; Agrobacterium/leaf – 81.8%–87.5%; chimeric Gao et al., 2015b
tissue
Solanum P35S; human AtU6 2; Agrobacterium/ Golden Gate 48% (14/29) (dual targets); Brooks et al., 2014
lycopersicum cotyledon segments homozygous, biallelic, chimeric
Molecular Plant
Zea mays ZmUbi (from maize); maize OsU3, TaU3 2; Agrobacterium/immature Golden Gate/Gibson 60% (dual targets); biallelic, Xing et al., 2014
embryos assembly homozygous
ZmUbi (from maize); maize ZmU6 3; Particle bombardment/ Co-delivery 77%–100%; biallelic, Svitashev et al.,
immature embryos heterozygous 2015
Table 1. Summary of Plant CRISPR/Cas9 Vector Platforms Designed for Stable Transformation.
963
Lawrenson et al.,
Lawrenson et al.,
Zhou et al., 2015
Li et al., 2015
References
2015
2015
by RNA polymerase II, whereby regular tissue-specific or induc-
ible promoters can be used to express sgRNAs for special uses
(Gao and Zhao, 2014). The polycistronic tRNA processing
system also was used to generate sgRNA units by flanking the
sgRNAs with tRNA precursor sequences (Xie et al., 2015).
Mutant efficiency; main
10%–23%
59%–76%
or dual nuclear localization signal (NLS) to the Cas9 coding
sequence. To improve Cas9 expression in plants, most modified
10%
Cas9 genes for plant genome editing have also been optimized
–
Golden Gate
1; Agrobacterium/immature
1; particle bombardment/
targets; transformation
1; Agrobacterium/callus
cotyledonary petioles
(Jiang et al., 2013; Mao et al., 2013; Nekrasov et al., 2013; Xie
immature embryos
2; Agrobacterium/
embryos
callus
rus (CaMV) 35S, can fulfill the requirement for driving the Cas9
gene in monocot and dicot plants to mediate efficient genome
editing in callus-based transformation methods. In many cases
AtU3b, AtU3d, AtU6-1,
ciencies than the CaMV 35S promoter (Table 1). However, use
of other promoters with high activity in the germline cell or
dividing tissue is more desirable for driving Cas9 toward
truncatula
AtU6-26
TaU6
StU6
CsVMW; humans
EF1A2; soybean
2 3 P35S; plant
ZmUbi; humans
2013; Shan et al., 2013; Xie and Yang, 2013). However, in many
Glycine max
tuberosum
tomentosa
oleracea
Brassica
species
Populus
Triticum
vulgare
Molecular Plant
H. vulgare HvPM19 ABA-inducible plasma membrane Knockout, related to grain dormancy Lawrenson et al., 2015
protein
B. oleracea BolC.GA4. Ortholog of Arabidopsis GA4a Knockout, dwarf phenotype Lawrenson et al., 2015
Li et al., 2015
References
Knockin, ectopic pigment Cas9 in plants use this method to integrate T-DNAs carrying both
the Cas9 and sgRNA expression cassettes into the plant
genomes (Table 1). Genome editing of Arabidopsis generally
Knockout, albino
TARGETING IN PLANTS
Phytoene desaturase
Wood discoloration
biosynthesis
DD43 region
ANT1
ALS1
4CL1
4CL2
Table 2. Continued
G. max
Figure 2. Strategies for Generation of Multiple sgRNA Expression Cassettes in a Binary Vector.
(A) Cloning of multiple sgRNA expression cassettes using multiple restriction enzymes (RE1–RE4). The sgRNA expression cassettes driven by U3/U6
promoters (Pr) are prepared in an intermediate vector, and recovered by digestion with the two corresponding restriction enzymes. A few (usually up to
three) cassettes can be ligated simultaneously to a binary vector. Since the palindromic sticky ends cause competitive self-ligation, simultaneous cloning
of more than three fragments to a vector is difficult.
(B) Assembly of multiple (three as an example) sgRNA expression cassettes using Golden Gate ligation. The sgRNA expression cassettes are prepared
in vitro by PCR amplification of the ligated cassettes. The cassettes are digested with a type II restriction endonuclease (BsaI) to produce non-palindromic
sticky ends, and ligated simultaneously to a binary vector for cloning.
(C) Cloning multiple (three as an example) sgRNA expression cassettes using Gibson assembly. The sgRNA expression cassettes with homologous
region ends (HR1–HR4) are prepared in vitro by PCR and ligated to a binary vector in a Gibson assembly reaction.
(D) Generation of multiple sgRNAs by the polycistronic tRNA-gRNA gene. Multiple (three as an example) pre-tRNA/sgRNA scaffolds are linked to a U3/U6
promoter by Golden Gate ligation and cloned into an intermediate vector and then cloned into a binary vector. In the transgenic plants, the transcribed
polycistronic pre-tRNA/sgRNA is processed (red arrows) in vivo to release independent sgRNAs with different target sequences.
CRISPR/Cas9 vector systems have been developed to prepare The Gibson assembly method can efficiently join multiple DNA
CRISPR/Cas9 binary constructs with multiple PCR-prepared fragments with homologous termini using the concerted actions
sgRNA expression cassettes in a single round of cloning (Xing of the T5 exonuclease, Phusion DNA polymerase, and Taq DNA
et al., 2014; Ma et al., 2015b) (Figure 2B). Another CRISPR/ ligase (Gibson et al., 2009). Similarly, this approach was used
Cas9 vector uses an alternative strategy for sgRNA cassette to assemble multiple sgRNA expression cassettes in single
construction and assembly by preparing multiple single sgRNA reactions into the CRISPR/Cas9 binary vectors (Ma et al.,
cassettes in intermediate vectors, digesting and recovering the 2015b) (Figure 2C).
sgRNA cassettes, then cloning into a binary vector using
Golden Gate ligation (Lowder et al., 2015). With Golden Gate The polycistronic tRNA-gRNA (PTG) system has been explored
cloning CRISPR/Cas9 binary constructs with multiple cassettes to generate multiple sgRNAs with different target sequences
(up to eight) were prepared, and seven FT-like genes were by flanking the sgRNAs with a tRNA precursor sequence (pre-
simultaneously mutated in the same rice plants (Ma et al., 2015b). RNA). Upon transcription driven by a U3 or U6 promoter in
Molecular Plant 9, 961–974, July 2016 ª The Author 2016. 967
Molecular Plant CRISPR/Cas9 Platforms for Plant Genome Editing
transgenic plants, in vivo processing of the pre-tRNAs releases Using High-Resolution Melting to Verify Targeted
the sgRNAs from the polycistronic pre-RNA for multiplex genome Mutations
targeting (Xie et al., 2015) (Figure 2D). However, the upper limit of PCR amplicons with and without a mutation may differ in their
the number of the polycistronic pre-tRNA/sgRNA that can be melting temperature, which can be detected by a high-
driven by a U3 or U6 promoter remains unclear. resolution melting assay. Thus, this method can also be used to
screen targeted mutations (Dahlem et al., 2012; Fauser et al.,
ANALYSIS OF TARGETED MUTATIONS 2014), but the detection sensitivity is relatively low. Overall, the
methods described can only detect the presence of mutations
A first step in validating a newly established CRISPR/Cas9 vector and cannot determine the mutated nucleotide sequences.
system, or applying the established CRISPR/Cas9 system to a
new plant species, should be to determine the editing efficiency. Using High-Throughput Sequencing to Determine
In addition, the genotype of the resultant mutants must be deter- Targeted Mutations
mined before carrying out further studies. This requires detection
High-throughput sequencing (deep sequencing) of the whole
of the targeted mutations and sequencing of the mutated sites.
genome or single/multiple PCR amplicons is suitable for detect-
ing rare (low frequency) mutations and complicated chimeric mu-
Using Reporter Genes to Verify Targeted Mutations tations, especially for identifying possible off-target mutations
To rapidly verify the function of a newly established CRISPR/ over the whole genome (Fauser et al., 2014; Feng et al., 2014).
Cas9 vector system, reporter genes, such as those encoding However, this strategy is costly and time-consuming.
b-glucuronidase or a fluorescent protein (GFP, YFP, or RFP),
can be used as an indicator of editing events. For example, the Using Sanger Sequencing to Determine Targeted
reporter gene can be designed to contain a target site that causes Mutations
a frameshift; mutation of the target by the Cas9/sgRNA complex A PCR amplicon containing targeted site(s) can be cloned and
may correct the reading frame of the gene to restore function examined by Sanger sequencing of multiple clones (about five
(Jiang et al., 2013; Feng et al., 2014). Alternatively, the reporter clones for uniform mutations [all cells of a plant have the same
gene can be designed to contain a duplicated region; a Cas9- mutation] or more than 10 clones for chimeric [multiple] mutations
induced DSB can produce recombination between the dupli- in somatic cells of a plant). If a restriction site is present at the
cated regions to restore the function of the reporter gene through cleavage site, the mutant DNA can be enriched using the restric-
the single-strand annealing DNA repair (Siebert and Puchta, tion enzyme digestion method (Shan et al., 2013). This strategy is
2002; Mao et al., 2013). useful for determining either simple mutations or complicated
chimeric (mosaic) mutations, but is tedious and expensive.
Using Endonucleases to Verify Targeted Mutations
In some plant species, such as rice, CRISPR/Cas9-based
If the Cas9/sgRNA cleavage of the target is designed to contain a
genome editing is highly efficient and can produce high propor-
restriction enzyme site, the targeted mutations may destroy the
tions of uniform mutations (including biallelic, homozygous, or
restriction enzyme site; thus, restriction cutting before or after
heterozygous mutations) in the first transgenic generation (T0)
PCR amplification can enrich mutated sequences (Lloyd et al.,
(Zhang et al., 2014; Zhou et al., 2014a; Ma et al., 2015b). This
2005; Voytas, 2013). Several studies have exploited this
high-efficiency editing makes the pre-assays described above
method to determine the presence of targeted mutations and
for detecting the presence of mutations unnecessary; the
measure the editing efficiency (Jiang et al., 2013; Nekrasov
PCR amplicons can be directly sequenced to determine the
et al., 2013; Shan et al., 2013; Xie and Yang, 2013). However,
actual nucleotide variations in transgenic (T0 and/or T1) plants.
this strategy restricts target sequences to those that contain a
However, without cloning into a plasmid, direct sequencing of
restriction enzyme site.
PCR amplicons containing biallelic and heterozygous mutations
results in superimposed sequencing chromatograms. To resolve
The Surveyor nuclease and T7 Endonuclease I assays can cleave
this problem, a method called degenerate sequence decoding
hybrid DNA fragments in PCR amplicons if the DNA duplex con-
(DSD) (Ma et al., 2015a), and its web-based tool DSDecode
tains unpaired nucleotides. Some studies, therefore, used this
(http://dsdecode.scgene.com/) (Liu et al., 2015), have been
method to detect the targeted mutations and determine the
developed, which can rapidly determine the mutated allelic
mutagenesis efficiency (Guschin et al., 2010). This method is
sequences from the sequencing files (ab1 format) with
suitable for any target sequence, but the detection sensitivity is
superimposed chromatograms, thus avoiding the tedious and
lower than that of the restriction enzyme site-based method
expensive cloning and multiclone sequencing. This tool greatly
(Voytas, 2013).
facilitates the analysis of targeted sites.
Previous reports on transient expression assays indicate that The target sequence composition (such as GC content) may also
the sgRNA level can limit the editing efficiency (Jinek et al., affect the CRISPR/Cas9-induced editing efficiency (Zhang et al.,
2013; Li et al., 2013). However, for Agrobacterium-mediated 2014; Ma et al., 2015b). In rice, the target sequences with
stable transformation approaches, varied sgRNA levels driven higher GC contents (50–70%) produce relatively higher editing
by different U3 and U6 promoters in rice produced similar efficiencies (Ma et al., 2015b). Furthermore, the formation of a
editing efficiencies (Ma et al., 2015b), suggesting that in most stem-loop structure of the target sequence with the sgRNA scaf-
cases the sgRNA level is sufficient for the efficient function of fold sequence may affect the binding to the genomic target
the Cas9/sgRNA complex in rice. strand, and thus may result in a lower editing efficiency (Ma
et al., 2015b). Therefore, genomic sites that pair with the
In rice, high proportions (up to 86% on average) of targeted sgRNA scaffold sequence for more than six continuous
mutations can be obtained in the T0 transgenic plants; about nucleotides should not be used as target sites (Ma et al., 2015b).
Molecular Plant 9, 961–974, July 2016 ª The Author 2016. 969
Molecular Plant CRISPR/Cas9 Platforms for Plant Genome Editing
Some Considerations on Off-Target Mutations APPLICATION OF CRISPR/CAS9 FOR
Eukaryotic organisms have relatively large genomes with dupli- EDITING IMPORTANT TRAITS IN PLANTS
cated homologous sequences. A crucial concern in CRISPR/
Cas9-based eukaryotic genome editing is the effect of off-target The CRISPR/Cas9-based genome editing system has many ap-
mutations, especially for medical research and clinical application. plications for functional studies of plant genes. In addition,
It was shown that target sequences with very high GC contents CRISPR/Cas9 also provides a robust tool for genetic improve-
may produce a higher off-targeting effect (Fu et al., 2013). The ment of important traits in crops, such as yield, architecture,
nucleotides in PAM and 10-nt guide sequence immediately up- nutrient usage, disease resistance, and adaption to stresses. In
stream of PAM highly determine the targeting specificity, while particular, the traits controlled by negative regulatory genes can
target-like homozygous sequences with variation of a few nucleo- be improved simply by knockout or weakening of the genes.
tides in the PAM-distal region (1–10 nt) may easily cause off-target For example, simultaneous knockout of the three TaMLO homo-
mutations (Jinek et al., 2012; Cong et al., 2013; Hsu et al., 2013; logs in common wheat produced resistance to powdery mildew
Jiang et al., 2015). Therefore, the risk of off-targeting can be (Wang et al., 2014). Targeted mutation of the ERF transcription
minimized or avoided by selection of highly specific target se- factor gene OsERF922 (Liu et al., 2012) in rice enhanced
quences by genome searching (nucleotide BLAST), or using the resistance to rice blast fungal pathogen (Wang et al., 2016).
web-based tools for CRISPR/Cas9 target selection (Lei et al., Also, knockout of TMS5 (Zhou et al., 2014b) in rice cultivars
2014; Xie et al., 2014). In addition, efforts have been made to could rapidly breed temperature-sensitive lines for hybrid rice
optimize the targeting specificity of the CRISPR/Cas9 system, production (unpublished results of C.X. Zhuang). Table 2
for example by modification of the Cas9 gene (Kleinstiver et al., summarizes the reported applications in a number of plant
2016; Slaymaker et al., 2016), use of a pair of Cas9-derived species.
nick-nuclease/sgRNAs (Ran et al., 2013), or change of some
nucleotides in the sgRNA sequence (Dang et al., 2015). CRISPR/Cas9 has also been applied to woody plants; the
ability to obtain phenotypic mutants in the T0 generation is
For applications of genome editing in gene functional studies of especially important for woody plants that have very long
plants, if off-target mutation(s) occur it may be necessary to reproductive cycles (Fan et al., 2015; Tsai and Xue, 2015). In
find out whether the off-target mutations cause phenotypic vari- addition, the CRISPR/Cas9 system was further explored as
ation(s) that interfere with analysis of the targeted mutation on the an antivirus tool to repress DNA virus infection in the host
phenotype. The correlation between the mutant phenotype(s) plants by specifically cleaving the virus DNAs (Baltes et al.,
and the targeted/off-targeted mutations can be determined by 2015; Chaparro-Garcia et al., 2015; Ji et al., 2015; Ali et al.,
crossing the mutants with the parental plants followed by co- 2015b).
segregation analysis in the progenies. In crop molecular breeding
by targeted gene editing, possible off-target mutations may have Targeted gene knock-in and replacement via HDR has many
three types of consequence on agronomic traits, namely negative highly desirable applications in biological research and genetic
effect, no effect (neutral), and positive effect, that produce better improvements in crop breeding, because this technology can
phenotype(s) of trait(s). The gene-edited plants (lines) with off- precisely edit target genes or insert genes or fragments into
target mutation(s) of negative effect will be discarded during the target sites. Although gene knockout using CRISPR/Cas9 has
breeding selection process because of the negative phenotypes, become feasible with high efficiency in many plants, so far
or if necessary by crossing with the parental plants followed by only a few cases of CRISPR/Cas9-based gene knock-in/
phenotype/marker-aided selection in the progenies. However, if replacement in plants have been reported. For example,
the off-target mutations are neutral or positive on the trait(s), knock-in/replacement editing using CRISPR/Cas9 and particle
these mutations are substantially equivalent to the targeted mu- bombardment or Agrobacterium infection were successfully ob-
tations as well as natural and induced mutations, and can be re- tained in Arabidopsis, maize, rice, and soybean (Table 2) (Schiml
tained in the new breeding lines. Therefore, it is not necessary to et al., 2014; Li et al., 2015; Endo et al., 2016; Sun et al., 2016;
exclude all off-target mutations in the breeding programs. Zhao et al., 2016). To boost HDR-mediated precise editing, a
geminivirus system was used to amplify the template donor
sequence (Cermak et al., 2015). Also, knock-in/replacement
Features of CRISPR/Cas9-Induced Mutations editing can be further promoted by suppression of DNA ligase
Several reports show that about half of CRISPR/Cas9-induced IV, which participates in the NHEJ pathway (Endo et al., 2016;
mutations are single-base (mostly A and T) insertions and the Nishizawa-Yokoi et al., 2016). However, due to the relatively
rest are small deletions (1–50 bp), while base substitution and low efficiency of the HDR pathway in plants and inefficient
insertion of two or more bases are very rare (Feng et al., 2014; delivery of homologous donor sequences into transfected
Zhang et al., 2014; Ma et al., 2015b). Therefore, if the target plant cells (Puchta and Fauser, 2014), at present knock-in/
sites are located within coding regions of genes, most of the replacement editing in plants remains difficult and of low
editing events cause frame-shift and loss-of-function of the efficiency. The few successful cases of knock-in/replacement
genes. If two or more sites are targeted in a gene or a chromo- editing in plants mainly involve herbicide- or antibiotic-
somal region, a fragmental deletion (up to hundreds of kilobases resistance genes, because these edited genes can give the cells
in length) can occur between the target sites (Li et al., 2013; Mao a growth advantage under selection pressure (Li et al., 2015;
et al., 2013; Xie and Yang, 2013; Zhou et al., 2014a; Ma et al., Svitashev et al., 2015). Nevertheless, these advancements
2015b; Zhao et al., 2016). This feature is useful for deletion of shed light on future improvements and extensive applications
whole genes and certain chromosomal regions containing of this technology for plant research and molecular breeding in
multiple genes. crops.
970 Molecular Plant 9, 961–974, July 2016 ª The Author 2016.
CRISPR/Cas9 Platforms for Plant Genome Editing Molecular Plant
CONCLUDING REMARKS AND ACKNOWLEDGMENTS
No conflict of interest declared.
PERSPECTIVES
CRISPR/Cas9 genome editing technology will have a revolution- Received: March 23, 2016
Revised: April 14, 2016
ary effect on plant research and crop breeding (Belhaj et al., 2015;
Accepted: April 15, 2016
Ma and Liu, 2016; Weeks et al., 2015). Compared with medical Published: April 19, 2016
and clinical research, genome editing in plants does not involve
ethical issues, and thus is more suitable for applied research. In
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