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lifting of bundles under /. We denote it by f to distinguish it from the analogous
homomorphism /* in ordinary cohomology theory.
1.2. Let 8 be the class wnose objects are the pairs (Ar, x0) with X t 21 and
xQ e X. Usually we shall write an object of 3 simply by indicating the space X.
Very often the base point x0 of X is naturally given by the context. For X t 8
we define the reduced group R(X) as follows: the ring K({xo\) is canonically
isomorphic with Z (the ring of integers). The imbedding i : {xo\ —> X induces
the ring homomorphism
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DEFINITION. For any integer n ^ 0 we put 2T"(X, Y) = R{ST{X/Y))}
((X, Y) t ffl). ForXt% we put K'n(X) = R-n{Xt 0) = R(S*(X*)). For
X 11 with base point x0 we put R~n(X) = iT n (X, x0) = R(ST(X)).
For n = Owe have the groups already defined:
K°(X, Y) = K(X, Y), K°(X) = K(X), R°(X) = R(X).
Of course, the X~B are also contra variant functors.
1.3. We write [A, B] for the set of homotopy classes of maps of the space
A into the space B and correspondingly [A, 17; B, V] for the homotopy classes
of maps of the pair (A, U) into the pair (J5, V). If the spaces A and B have
base points, then we write [A, B]o for the set of homotopy classes of maps
preserving base points.
Let Bv be the classifying space of the infinite unitary group [10] and Z X Ba
the cartesian product of it with the group of integers (Z having the discrete
topology). In Z X Bvwe choose a base point lying in 0 X Bv, The classification
theorem for unitary bundles [18, §19.3] gives rise to the following natural bi-
jective maps (compare also [16, §1.7, 2.1]):
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(B+1) n
(i) > X- (y) A K~ (X, Y) -» X""(X)
-> K - ( y ) -* > K°(X, Y)
u+1)
(ii) > £- (F) -U X""(X, 7) -> £"(X)
-* Jf-"(y) -> > K\X, Y)
For (ii) u?e assume X, Y t 8 tw7A £0 = 2/0 c 7 .
PROOF. We use the paper of Puppe [17]. If Y and X are arbitrary spaces
with base point and / : Y —> X a map preserving base points, then there is
a sequence of spaces and maps (with base points)
y -u x £4 cf *4 S1Y -> slx -»s'c, — s 2 y -* s 2 x ->. • •
such that the following is true: if V is any space with base point, then the
functor [ , V]o gives an exact sequence of sets. Here we note that exactness
is a property of sets with preferred elements—the group structure is irrelevant.
The preferred element is always given by the constant map onto the base point.
We recall the construction of C/. First we take the cone
CY = F X / / 7 X l U t / 0 X / .
Then we take the topological sum CF + X in which we identify (y, 0) t CY
with j(y) for each y t Y. The space Cf contains X as subspace. Cf/X is (canoni-
cally homeomorphic with) the first suspension of Y. This gives rise to the
maps Y —>f X -+Pf Cf —>0/ SlY. All the other maps in Puppe's sequence are
suspensions of these. If Y is a subspace of X and / the injection, then we have
a natural homeomorphism X/Y S Cf/CY. If (X, Y) belongs to 93 then it
satisfies the homotopy extension condition and according to Puppe the map
Cf —> Cf/CY followed by the above mentioned homeomorphism is a homotopy
equivalence h. The composition h o Pj is the natural projection X —» X/Y.
Taking this into account Puppe's theorem applied to V = Z X Bv gives the
exact sequence (ii) and all homomorphisms in this sequence are canonically
defined by Puppe's maps. K'n(Xt Y) -* R'n(X) is induced from X -> X/Y.
The sequence (i) is obtained by replacing in (ii) Y and X by Y+ and X* re-
spectively.
REMARK. If Y — {x0) then the sequence (i) breaks off in split exact sequences
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Suppose X, Y t 8. Then X V F = X X y0 U z0 X F is a subspace o f l X K .
We apply 1.4 (ii) to the pair (X X Y, X V Y). The exact sequence breaks
off in this case into split exact sequences.
(4) 0 -> R'\X A F) -» R-\X X Y) -» R'n(X V F) -> 0, (n & 0),
and we have a canonical decomposition
(5) R'\X X F) s £~"(X A F) © £-(X) ® £-(Y).
For the proof of (4) we observe that R'n{X X F) - • £' W (X V F) is surjective
and that this homomorphism may be regarded as the projection onto a direct
summand. For this we make use of
R~n(X V F) = R(S\X v F)) = R(SnX v 5 T ) = R(SnX) ® R(SHY)
We have the following natural group homomorphisms which are all induced
by the tensor product of vector bundles
(6) K(X) (x) K(Y) K(XX Y), (X, Y eSD,
(7) R(X A Y), (X, Y eS),
(8) K(X, Xo) ® JST(rf Fo) r,x o x : rvJX X Yo) i
for (X, X,) and (Y, Yo) £ 93«
It is clear how (6) is denned. If a t R(X) and b t R(Y), then the product is
in the kernel of R(X X F ) - > R(X Xy0VxQXY). By (4) and (5) the product
is well defined as element of R(X A F), (n = 0). If we replace in (7) X by
X/X o and F by Y/Yo we get the definition of (8). More generally we have
a group homomorphism
(9) K~m(X, Xo) ® K-n(Y, Fo) -> 2T(w*n)(X X F, Xo X F U X X F o ),
for (X, Xo), (F, Fo) c 93 and m > 0, n ^ 0.
We get this from (7) and the fact that
SM(X/X0) A S"(F/F 0 ) = £m+B(X/Xo A
- sm+\xx F/XO
The equality sign means that there is a natural homeomorphism between these
spaces. If one uses the natural identification of X X F with F X X, one gets
from (9) a product
(90 K-\Y, Fo) ® K'm(X, Xo) -> K-(m+H)(X X F, X o X Y \J X X F o ).
LEMMA. / / a t K'm(Xt X o ) and b t K'n(Y, F o ), then ab « (-l) m n 6a where
db is the image of a (x) b under (9) and ba the image of b (x) a wnder (9').
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09)
PROOF. The sign comes from the use of the various "natural identifications"
between different spaces. Sm A (X/Xo) A Sn A (Y/Yo) and S* A (Y/Yo) A
Sm A (X/Xo) are identified just by the permutation. However, for the defi-
nition of (9) we employ the identification
am.m: Sm A ST—S***
which comes from a map Sm X S* —• Sm*n of degree + 1 (all spheres and also
the cartesian product in this order have the standard orientations). If ft is
the permutation Sm X Sn -* Sn X Sm, then an,m o fi o a-ln has degree ( - l ) m \
This shows that ab and ba correspond to elements of
G - [S-+"(X X Y/Xo X Y\JXXYO),ZX B*]9
m+n
which are related with each other by a map of S onto itself of degree (—l) m \
Since the group structure of G can also be defined by the suspension coordinate
like a homotopy group, the lemma follows.
1.6. Using the diagonal map as in the definition of the cup product we get:
PROPOSITION. Let X t 21. Then ]T«*o K~n(X) is a graded anti-commutative
ring. Let (X, Y) t 33. Then there is a ^graded homomorphism"
K~(X, Y))-+T, K-'(X, Y),
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For a proof of this central theorem we refer to [10]. For any (X, Xo) t 33
the graded group £«so K~n(X, Xo) is a module over Z\g\. Multiplication
with gk gives an isomorphism of K~n(Xf Xo) onto K~in+2k)(X, Xo). This holds
in particular if Xo is empty or reduces to the base point, i.e., 2«*o K~n(X)
and Yl*±o R~n(X) are both modules over Z[g], Let 0 denote the multiplication
by g. The next lemma follows from 1.6 (10).
LEMMA. / / (X, F) and (X', Y') belong to 58 and if f : (X, Y) -* (X', Yf)
is a continuous map, then f(3 = j3f where f : K~n(Xft F') -> K~n(X, F), (n ^ 0),
is the induced homomorphism, in other words: f is a homomorphism of Z[g]-modules.
LEMMA. / / (X, Y) z 53, then (3 gives a homomorphism of exact sequences (1.4 (ii)),
i.e.y we have the commutative diagram (n ^ 0)
(F)-!>/r"(X, Y) -> R~\X) -> R~\Y)
[ \ \
gri%+*\Y) -*+ ir ( B + 2 ) (x, Y) -+ i?"(B+2)(X) -* £- ( n + 2 ) (y).
TAe corresponding statement holds for the exact sequence (1.4 (i)).
PROOF. This follows from the preceding lemma. We take into account that
the homomorphism 8 is also induced by a map, namely by Cf —> SlY.
1.8. The group K"2n(X, Y) can be identified with K°(X, F ) a n d i r (2n+1)(X, Y)
with K~*(X) by the Bott isomorphisms:
F:K°(X, Y)-*K-2n(X, Y),
/3n : K'\Xt Y) - • K"(2B+l) (X, 7).
This allows us to define Kn(Xt Y) for any integer n by
KB(X, 7) = K°(X, F) if n is even,
iT(X, F) = K " 1 ^ , 7) if n is odd.
The groups 2£B(X, Y) satisfy the usual axioms of a cohomoiogy theory [14]
(in the category S3 with all continuous maps of one pair into another one being
admissable) except that Kn(x0) does not vanish for n ?* 0 (1.3). The existence
of an exact sequence
(11) • K*(Y) -*> 2T+1(X, Y) ~> 1T+1(X) -> iT +1 (I0 - * . . • ( - « < n < • )
follows from 1.4 and the second lemma of 1.7.
Let (X, F, Z) be a triple with X D F D Z and ail the pairs (X, F), (X, Z),
(F, Z) belonging to 53. Then we have an exact sequence
(11*) > K\Y, Z) -4 K n+I (X, F) ~* 1T+1(X, Z) -> iT + 1 (F, Z) - • • • • ,
(-co <n < oe>),
1 +1
where the 8 of (11*) is the composition 2T(F, Z) - • K*(Y) -* 1T (X, F).
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The exactness of (11*) would follow from 1.4(ii) applied to the pair (X/Z, Y/Z)
if this belonged to S&. But (11*) is also a consequence of the cohomology axioms.
(Excision-, homotopy-, and dimension axioms are not needed for this formal
deduction of (11*); compare [14, Chapter I, §10].)
1.9. In 1.8 we have completed the construction of a cohomology theory sat-
isfying all axioms except the "dimension axiom." Since these "cohomology
groups" are periodic (Kn(Xt Y) = Kn+2(X, Y)) it is convenient to define
K*(X, Y) - K\Xy Y) 0 K\X, 7), (X, Y) t 93,
and similarly for K*(X) and R*(X). K*(X) is then an anti-commutative
ring, graded by Z2, i.e., K°(X) is a subring and
K°(X)-K\X) C K\X), Kl(X)-K\X) C K\X).
Moreover K*(X, Y) is a Z2-graded module over K*(X). Since 5 respects the
periodicity, we have the exact triangle
K*(Y)±K*(X, Y)
(12) \ /
K*(X)
which resolves in an exact hexagon
K\X, Y) -» K\X)
K\X) ^- K\X, Y)
T
and w hich has, so to speak, the exact sequence (11) as "universal covering."
For a triple X, Y, Z (see 1.8) we have the exact triangle
K*(Y,Z)-*K*(X, Y)
(12*) \ /
K*(X, Z)
and the corresponding hexagon.
1.10. The Chern character. For each complex vector bundle { over the space
X t tl the Chern character ch(£) is defined as an element of the rational co-
homology ring H*(X, Q), [5, §9.1]. If H"(Xy Q) denotes the direct sum of
the even dimensional cohomology groups (which is a commutative subring of
H*(X, Q))} then cA(f) t H"(X, Q). The definition of ch($ uses only the total
Chern class c(f). The classes ch(£) and c(f), both regarded as elements of
H"(X, Q), determine each other. The Chern character induces a ring homo-
morphism [16, §12.1 (5)]
(13) eh: K{X) - K\X) - H'\X, (?) C H*(X, Q)
with
ch(R(X)) C 8*(X, Q) = Kernel (HHX, Q) -> H*({x0), Q)).
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We are now going to define a group homomorphism
(14) ch: K'\X, Y) -> H*(X, Y; Q), ((X, 7 ) e 8 , n ^ 0 ) .
n n
By definition, K~ (X, Y) = R(S (X/Y)). We have the suspension isomor-
In 1.7 and 1.8 we described the Bott isomorphism. Since ch([ri] — 1) is the
canonical generator of H2(S2, Z) and since ch preserves products, it follows
easily, that cA(/3({)) = ch(£) for £ t K~n(X, Y). Therefore we can define ch(£)
for f e K*(X, F), n any integer. Using the notation of 1.9 we have now defined
the Chern character as a homomorphism
ch;K*(X, Y)-+H*(X, Y;Q).
eh maps K°(X, Y) into H"{X, F; Q) and K\X, F) into Hod(X, F; Q) which
denotes the direct sum of the odd-dimensional cohomology groups. The fol-
lowing theorem is easy to check.
THEOREM. The Chern character is a "natural transformation" of the <{co-
homology theory" described in 1.9 into the ordinary cohomology theory with rational
coefficients for which one only considers the Z2-grading H* = H'* © H°d. In
particular, ch preserves products, commutes with maps, ch o f = /* o ch, and
one has commutative diagrams
K\Y) A K\X, Y) K\Y)± K\X, Y)
ch\ ch\ ch\ ch\
H'XY, Q) + H-\X, F; Q), W\Y, Q) + H'\Xt Y; Q).
The commutativity of these diagrams can be deduced from the fact that
the 6 of both theories is induced from the map Cf —> SlY (compare 1.4). One
has to be careful with the signs. We hope to have chosen the various definitions
such that commutativity (not only commutativity up to sign) holds in these
diagrams.
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establish a spectral sequence relating the integral cohomology ring of Ar with
K*(X).
2.1. Let Xn be the n-skeleton of X. We use the it-theory defined in 1.8.
We filter JC{X) by defining
Knp(X) = Kernel [Kn(X) ->K n (X" 1 )].
THEOREM. Let X be a finite simplicial complex. Let x0 be the space consisting
o] a single point, so that K9(x0) = Z ij q is even and K9(xo) « 0 if q is odd. There
exists a spectral sequence E*r'9 (r££ 1, — oo < p , q < » ) with
(1) E?'S*C'(X,
dx being the ordinary coboundary operator.
(2) Erc*H\X,
(3) EZ' 9* GJC+'iX) - Kl+'(X)/Klll(X).
The differential dr : E r' -> £j -«- vanishes for r even since E^'9 = 0 for all
p 9 +r r+l
odd values of q.
PROOF. We use the method of [12, Chapter XV, §7] and define the graded
group
H(p, q) = £ H"(p, 9) = Z K"(X-\ X'-), 9 £ p.
These H(p, q) satisfy the axiom (SP.1)-(SP.5) of [12, loc. cit.]. For axiom
(SP.4) see 1.8 (11*).
where a* runs through all p-simplices. But a*/o* = /S". Therefore Xp4*(<rj, <r?) ^
Jf*+€(iS') S i^(>S0) ^ ^(xo). This proves (1). To get (2) one has to check
that dx is the ordinary coboundary operator.
2.2. REMARK. The preceding spectral sequence can be generalized to a
fibre bundle (F, X, F) with projection TT : Y ~» X. If this fibre bundle satisfies
certain conditions, then there is a spectral sequence with E\'9 ^ C*(Xy K*(F))
and Ep2'9 S # P (X, 2T(F)) (local coefficients). Furthermore El9 S GJC^9{Y)
with respect to a certain filtration of 2£p+a(F). This spectral sequence specializes
to the one of the theorem for Y — X and rr the identity.
2.3. The whole spectral sequence of 2.1 is compatible with the Bott periodicity.
This makes it possible to forget about the grading and to use the notation of 1.9.
THEOREM. Let X be a finite simplicial complex. Let K*(X) be the kernel of
K*(X) -+ K*(Kv~l). There exists a spectral sequence E*r{X)t r ^ 1, with
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This spectral sequence could also be obtained directly by the method of
[12, Chapter XV, §7] by putting H(p, q) = K*(X9"\ X9'1).
REMARK. It is easy to show (by the notion of 1-equivalence, [12, p. 336])
that the E^X) together with the differentials dr are homotopy type invariants
of X for r ^ 2. Also K*9(X) is a homotopy type invariant. It can be invariantly
defined as follows: an element £ of K*(X) belongs to K*(X) if and only if for
any finite simplicial complex Y of dimension ^ q — 1 and any continuous
map / : Y -> X we have /'{ = 0. Thus the spectral sequence [E'(X), r ^ 2}
is well-defined for any space X of the homotopy type of a finite simplicial
complex. By a theorem of J. H. C. Whitehead [19, p. 239, Theorem 13] any
finite CW-complex is of the homotopy type of a finite simplicial complex.
Hence the spectral sequence {E"r(X), r ^ 2} is well-defined for spaces of the
class U (see 1.1).
The differentials dr are certain (higher order) cohomoiogy operations.
d> : El ^ mX, Z) -» E?* 2* # P+3 (X, Z) is the Steenrod operation 8q\
2.4. Let X be a finite simpiicial complex. We propose to study the spectral
sequence of 2.3 in its relation with the Chern character. Let 'E*r be the spectral
sequence with
f
E\ = C9(X, Q), dx the ordinary coboundary operator,
'K = H*(X, Q) for r g: 2, 'dr - 0 for r > 2.
This trivial spectral sequence is obtained by the method of [12, Chapter XV, §7]
by putting 'H(r, s) = H*(X"\ Xr~l; Q) for s ^ r. The spectral sequence
of 2.3 comes from H(r, s) = K*(X'~l, Xr~l). The Chern character gives a
homomorphism
ch:H(r,s)->'H(r,s),
and since ch is a natural transformation from the 2£*-theory to the rational
cohomoiogy theory, we get a homomorphism ch from the spectral sequence
[El] of 2.3 into the spectral sequence [rE*r\. Using ch we can prove:
THEOREM. Suppose X t% (see 1.1). The spectral sequence {2£?(X)} collapses
(i.e., dr = 0 for r ^ 2 and thus E$(X) ^ EZ(X)) if one of the following conditions
is satisfied:
(i) H*(X, Z) has no torsion,
(ii) H*(X, Z) = 0 for all odd integers i.
PROOF. We may assume that X is a finite simplicial complex, ch : E*r -* 'E*r
is always injective for r = 1, since then it is just the coefficient homomorphism
C(X, Z) -* C(X, Q). For r = 2 it is the homomorphism £P(X, Z) -» #*(X, Q)
which is injective if X has no torsion. Since the 'dr vanish for r ^ 2 it follows
by induction on r that the dr also vanish for r ^ 2 if El —• 'W% is injective.
This proves the theorem under the assumption (i). If (ii) holds, then dr(r ^ 3,
odd) vanishes since it maps E*r(X) in E*r*r(X), and one of these groups is 0.
The dr (r even) vanish anyhow.
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THEOREM. Suppose X t 21 (see 1.1). The spectral sequence \E*(X) (x) Q}
collapses (i.e., dr ® Q = 0 for r ^ 2).
w fo>dwe and maps K°(X) (x) Q onto # " ( * , Q) and £ ' ( * ) (x) Q onto H"(X, Q).
PROOF. We may assume that X is a finite simplicial complex. The spectral
sequence {E*(X) (g) Q] is obtained by putting "Hip, q) = K*(X9'\ Xp~l) (x) Q.
The Chern character gives a homomorphism of this spectral sequence into the
spectral sequence {'El(X)\ which is bijective for r = 1. This implies the
theorem (compare [12, Chapter XV, Theorem 3.2]).
COROLLARY. Suppose X t SI (see 1.1). / / K*(X) has no torsiont then
ch: K*(X) -> H*(X, Q)
is injective.
2.5. The preceding results on the spectral sequence imply:
COROLLARY. Let X be a space belonging to 81 (see 1.1). Then K*(X) is addi-
lively a finitely generated abelian group. The rank of K°(X) equals the sum of
the even dimensional Betti numbers of X, whereas the rank of Kl(X) is the sum
of the odd dimensional Betti numbers of X.
For any { t K*(X) let chn(£) be the n-dimensional component of ch(£).
COROLLARY. Suppose X t H and that H*(X, Z) has no torsion. Then
(i) { t K*9(X) if and only if chr(() = 0 for r < p, in particular
ch: K*(X) -+ H*(X, Q)
is injective and K*(X) is without torsion, i.e., free abelian.
(ii) / / { E K*(X), then chv(£) t HV(X, Q) comes from an integral class which
is uniquely determined and equal to the image of £ in K*(X)/K*^(X) ^ HP(X, Z).
To every integral p-dimensional class x, there exists £ t K*V(X) with cAp({) = x%
i.e., ch(£) = x + higher terms.
(iii) Let A be a subgroup of K*(X). If for every x t HV(X, Z)t p ^ 0, there
exists it A with ch(£) = x + higher terms, then A = K*(X).
2.6. So far we have not studied the behaviour of the spectral sequence (2.3)
with respect to the product structure of K*(X). We have only been able
to get a partial result which we summarize without proof in the following
theorem.
THEOREM. Suppose X t U. We consider the spectral sequence E*r(X) (r ^ 2)
with the operators dr. Let Z* be the kernel and Bp the image of dr. There exist
pairings J[r : E>(X) (x) E*r(X) -» £* + f (X) with
(4)
•*B**\X) and B*(X)®Z'r(X)
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and such that I l r + i ** induced from JJ, in virtue of (4). Moreover} J][3 is the
cup-product and PJ« is the product in GK*(X) induced by the ring structure of
K*(X) far which
(5) K*(X).K:.(X)CK:+AX).
We conjecture that dr is an anti-derivation. This would imply (4). We
shall only need (5) in the sequel. (5) admits a straightforward proof.
By (5) the mth power of an element of K*i(X) belongs to K%(X). If m is
sufficiently large then K*>(X) is zero, hence any element of K*X{X) is nilpotent.
Clearly, £ t K^(X) if and only if cAoft) = 0. This special case of 2.5 (i) holds
for any X e 8. We conclude:
PROPOSITION. An element £ of K*(X) is nilpotent if and only if c/io(£) = 0.
An element rj of K*(X) is inuertitle if and only if chQ(r}) — ± 1 .
PROOF. It remains to show that rj is invertible if cho(ri) = dbl. In this
case, dirj — 1 — £ with cho(%) = 0 and thus £ nilpotent. Then i?~l =
i + £ + • • • + r*1) ^ r = o.
3. The differentiable Riemann-Roch theorem and some applications.
3.1. We recall the Riemann-Roch theorem given in [1] in a slightly more
general formulation. Let X, Y be compact oriented differentiable manifolds.
By the triangulation theorem of Cairns, X and Y belong to the class 51 of 1.1.
A continuous map / : Y —> X will be called a c^map if we are given an element
d(/) z H\Y, Z) such that cx(f) a w2(Y) - f*w2(X) mod 2 where w%(Y) and
w2(X) are the second Stiefel-Whitney classes of Y and X respectively
(w2 t H2( , Z 2 )). As in [5; 1], if J is a real vector bundle with finite-dimensional
base B € we define
4© - IX (*.-/2)/(sinh (*,/2)) e #*(£„ Q)
where the Pontrjagin classes of £ are the elementary symmetric functions in
the x<. If £ is the tangent bundle of the differentiable manifold X we write
& instead of 8ft).
THEOREM. Le/ F and X be as before. Let f : Y —* X 6e a d-rwap. T^en //iere
homomorphism
g : K*(Y)-> K*(X)
such that
(i) ch(g(y))-UX) - /,(c/iW(/)/2-•«(Y))f V * tf*(*0,
^ is //ic Gysm homomorphism (Poincare dual of the homology homomorphism).
(ii) g wiaps K°(F) into K°(X) and Kl(Y) into K\X) if dim Y = dim X
(mod 2).
0 maps K°(Y) into K\X) and Kl(Y) into K°(X) if dim Y # dim X
(mod 2).
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(iii) g is related to the homomorphism /' : K*(X) —» K*(Y) by the formula
9(j\x)-y) = x-g{y), xtK*(X), ytK*(Y),
Ij we define &(j) = t(F)-/*(S(X)"'), then (i) may be written as
0') ch(g(y)) = L(ch(.y)e"(""-&(J))-
This theorem is slightly more general than Theorem 1 of [1] which was formu-
lated for K°(X). Here we have stated it for K*(X) which makes the assumption
dim Y ss dim X (mod 2) superfluous. The proof does not have to be changed
once one has developed the cohomology theory of §1. Moreover we assert
here the existence of the homomorphism g satisfying (iii). This brings no
additional difficulty. One just has to follow up the proof of Theorem 1 of [1]
(see also [16]). Something new would be involved if we tried to choose g in a
natural way (call it then /,) and prove certain functorial properties of it. We
shall take up this question in a more detailed exposition. Nevertheless we
permit ourselves to call the g of the theorem /,. But we are not allowed then
to use for Z —•' Y —*f X the formula (/ o / ) , = /, o /,. (The composition of
two (vmaps is a Cx-map in a natural way.) The formula (i') shows that ch(g(y))
is uniquely determined for a Ci-map /. Therefore (2.4, 2.5), g = /, is given
without ambiguity if K*(X) or H*(X, Z) has no torsion.
It follows easily from (i') that
ch((J oj)xz) = <*(/,(,*)) for ztK*(Z).
By (2.4, 2.5)
(Jo})* - M/*) if K*(X) or H*(X,Z) has no torsion.
3.2. Let Y be a compact oriented difTerentiable manifold. It is called a
Ci-manifold if we are given an element cx(Y) t H2(Y, Z) whose restriction mod 2
is wa(Y). For a Cj-manifold Y the Todd genus T(Y) is defined. It is equal
to the value of the top-dimensional component of eei(Y)n • S(F) on the funda-
mental cycle of Y. By definition, T(Y) is a rational number. It is an integer
as follows by applying Theorem 3.1 to the map of Y onto a point. Compare
[1], see also [6]. If Y is almost-complex and cx(Y) the first Chern class, then
T(Y) is the usual Todd genus which is equal to the arithmetic genus if Y is
a projective algebraic manifold [15).
3.3. Let { = (2£{, Bh Fh T^) be a difTerentiable fibre bundle in the sense
of [5, §7.4]. Assume that E^Bit F^ are compact oriented difTerentiable manifolds.
As in [5] we let | be the bundle along the fibres. This is a real vector bundle
over E | whose second Stiefel-Whitney class w2(£) equals w2{Et) — Tr*w2{Bk).
Assume that ir = X| is a Cj-map. Then Ci(x) s= w2(£) mod 2. If i : Fi —> E^
is the injection of a fibre in the total space then
i*Cl(x) s w2(Ft) mod 2.
Therefore if we put Ci(F|) = i*Ci(w), the manifold F$ becomes a c,-manifold
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and we can speak of the Todd genus T(F^). Assume that | is endowed with
a complex structure, i.e., we are given a complex vector bundle rj over E^ which
considered as real vector bundle is |. Then F$ is almost complex in a natural
way. Furthermore w is a d-map with d(ir) = Ci(iy). The Todd genus
is then the same whether we consider F^ as cx-manifold with cx(F^ = i
or as almost complex manifold.
3.4. THEOREM. Let £ be a differenliable fibre bundle as in 3.3. Let *
be a Ci-map. If the Todd genus T(F^) = ± 1 then the homomorphism
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[5, §§7.4, 22.3]). The complex structure along the fibres and the orientation
of B | define an orientation for the compact differentiate manifold EJT. The
proposition follows from 3.4.
THEOREM. We make the preceding assumptions. Let U be a closed connected
subgroup of G of maximal rank, i.e., we may assume U D T~ Then E^/U is the
total space of the bundle associated to £ and with G/ U as fibre. Let a be the projection
Ei/U-*Bs. Then
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4. The classifying space of a compact connected Lie group.
4.1. Completions of modules. We shall summarize here some known results
of commutative algebra which we learned from J. P. Serre. These results are
needed in the sequel. For references see Zariski and Samuel, Commutative
algebra, Van Nostrand, and [13, Expose* 18 (Godement)].
Let A be a Noetherian ring, a an ideal of A. We give every finitely generated
A -module M the topology defined by the submodules a*M. The completion
of M for this "a-adic topology" is by definition
iff = lim M/anM (inverse limit).
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. B is even a finitely generated 4'-module. Thus also A is a finitely
generated A '-module. If c,, • • • , ck are generators of A as module over A',
then the cr and the a,, generate A as A0-algebra. Hence A is a Noetherian
ring,
(iv) We make the assumptions of (iii). Let b be an ideal of B which is stable
under G (a(b) = bforazG). Put a = b C\ A. Let b' = a-B be the ideal of B
generated by a. Then there exists a positive integer n such that bn C bf C b. Thus
b and V define the same topology on B.
PROOF. In a noetherian ring, to prove that a power of the ideal b is contained
in b', it is enough to show that all prime ideals p containing b' also contain b
(see for example [13, Expose 2]). Let p be a prime containing b' and let x z b.
Then x' = I I , . * <r(x) z A H b = a C b'. Hence x' z p. Hence there is a a-
with cr(x) z p and thus x t o-'^p). Hence b is contained in the union of the
prime ideals <r(p), a t G. But it is an easy lemma (see Northcott, Ideal theory,
Cambridge Tracts, pp. 12-13), true in any ring, that if an ideal b is contained
in the union of a finite number of prime ideals, it is contained in one of them.
Thus in our case, b C <Kp) for some <r z G. But b = <r~l(b) by assumption.
Thus b C P as contended.
We consider A and B both as A-modules and complete them with respect
to the a-adic topology. We have a map A —> B which is injective by (ii). In
view of (iv) B is also the completion of B with respect to the b-adic topology
of B. The group G operates naturally on B. Let (B)G be the ring of invariants,
(y) Under the preceding assumptions the map A —• B maps A (bijectively)
onto (Bf. Thus (Bay = (B)°.
PROOF. Let B(G) be the ring of all maps from G into B. This is a direct
sum of g copies of B where g is the order of G. We consider the exact sequence
where a(b)f b z B, is the map which attaches to <r z G the element 6 — a(b) z B.
All rings in this exact sequence have to be considered as A-modules (A = B°).
We complete them with respect to the a-adic topology. "Completion" is an
exact functor, hence (B((?))" = B(G) and the resulting sequence
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be called the augmentation ideal of R(G). We define the completed represen-
tation ring with respect to the /((r)-adic topology:
lim R(G)/I(G)n (inverse limit).
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induced from the embedding of A in R(T). Thus 4> is injective. Since {
contains R(T), the map $ is surjective.
NOTE. We have just considered R(T) as subring of R(T). This is all right,
since R(T) is Hausdorff in its /(!F)-adic topology. In fact, (\ I(T)n = 0,
since an element of this intersection would be a power series whose lowest
term has an arbitrarily high degree.
4.4. The completed representation ring of a compact connected Lie group.
Let G b e a compact connected' Lie group and T a maximal torus of G. The
Weyl group W(G) operates on R{T)\ see 4.2. We have a ring homomorphism
R(G) —> R(T) (by the restriction map) which is injective. R(G) maps (bi-
jectively) onto the ring of invariants of R(T) under the action of W(G). This
classical result follows from the fact that the highest weight of an irreducible
representation has multiplicity one (compare [5, §3.4]). We denote this ring
of invariants by R{T)W{0) and identify R(G) with it. We have the situation
of 4.1 (Hi). Ao is here the ring Z of integers. Thus we know that R(G) is
Noetherian and that R(T) is a finitely generated module over R(G).
W(G) operates naturally on fi(T) and we have an induced map fi(G) —> tt{T)
(see 4.2).
THEOREM. Let G be a compact connected Lie group, T a maximal torus of G.
Then R(G) -> R(T) maps tt(G) bijectively onto (^(T 7 ))*^, the ring of invariants
of W(G) in R(T).
PROOF. We are exactly in the situation of 4.1. Here R(T) plays the role
of B, R(G) of A, W(G) of Gy and Z of Ao. The ideal b corresponds to I(T),
the ideal a to I(T) n R(G) = /((?).
NOTE. R{G) is Hausdorff, since (\ I{G)n C (\ I(T)n = 0. The homo-
morphism R(G) —> ft(G) is injective. This is in general not true if G is not
connected (Atiyah, Characters and cohomology, in preparation).
4.5. Let X be a space belonging to the class % of 1.1. Let £ be a principal
<?-bundIe over X where G is a compact Lie group. £ induces a ring homo-
morphism
(1)
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/• : F(X) -* F(Y)
is commutative.
If U% G are compact Lie groups and p : U —> G a homomorphism, then we
have the induced homomorphism
For a t J ( 5 O ) , p*a : H\X} Uc) -> F(X) is the composition Hl(X, Ut)
X a
H (X, Gc) -> F(X).
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If U = G and p is an inner automorphism of Gt then p* is the identity since
p : Hl(X, Gc) -> # l (X, Ge) is the identity.
According to the classification theorem [18, §19] we can choose a principal
<?-bundle £n which is classifying up to n, i.e., *\(J£e.) = 0 for i g n, and whose
base space Bim = £» belongs to %. Let n, < n2 < n3 < • • • be a sequence
of positive integers such that dim Bni g n l + l . Then £R, is induced from £Bi+l
by a map Bni —• BB<+1 uniquely determined up to homotopy. Thus we have
a homomorphism F(Bni+t) —> F(Bni). This enables us to write 5(B0) as an
inverse limit
(3) *(*<,) S l i m F C B J ,
! I
R(H) -> R(H) A X*(BH) A #••(£*, Q).
I'1 I--
4.8 We state now the main theorem of §4 and give a corollary. The proof
of the theorem will be given in the following sections.
THEOREM. Let Gbea compact connected Lie group. Then & is an isomorphism
of R(G) onto X*(BG).
l
COROLLARY. Let G be a compact connected Lie group. Then X (Ba) = 0.
Moreover, JC*(BO) = 3C°(2?O) has no torsion and no zero divisors.
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We have seen in 4.4 that R(G) is a subring of R(T) which is a ring of formal
power series over Z. Thus the corollary follows from the theorem.
REMARK. We conjecture the theorem to hold for any compact Lie group.
It holds if G is finite (Atiyah, loc. cit. in 4.4 Note).
4.9. We prove Theorem 4.8 first for the case where G is a torus T which we
describe as in 4.3 as the group of fc-tuples of reals mod 1. Let Pn be the complex
projective space of complex dimension n. Over Pn we take the £/(l)-bundle
7), whose first Chern class is the canonical generator g of H2(Pny Z) ^ Z\ see
[15, §4.2], rin is induced from i^+i by the embedding Pn —» P«+i. Let B2n be
the cartesian product of k copies of Pn. Over B2n we have the T-bundle f2n
which is the Whitney sum of the w*-(t7n), 1 ^ i ^ k, where ir, is the projection
of B2n on its ith factor. £2n is classifying up to dimension 2n. We have the
embedding B2n —» B2n+2 which induces &• from {2*+2 and which gives rise to
the homomorphism K*(B2n+2) -> K*(B2n). It follows from 4.6 (3) that
X*(BT) 9* lim K*(B2Jf
the inverse limit being taken with respect to the maps X*(l?2.+j) —» K*(B2n)
just defined.
Let us denote by xt the first Chern class of *i(i?»), i.e., £. = **(0). Then
(5) H*(B2niZ) = Z[xlt ..-
where /. + l is the ideal (x?1, • • • , xVl).
We consider the map ch o a^n o 0 of the polynomial ring Z[zu • • • , zJ into
H*(B2ni Q), see 4.3 and 4.5. It maps z, onto e*' — 1. Since e" — 1 = a;/ + higher
terms, it follows from 2.5 (iii) that «$,. o 0 maps Z[2lf • • • , zk] onto /IC*(jB2n) =
K°(B2%), the kernel being the ideal Jn+l = (z^1* • • • , 2*+1) as follows from (5).
Thus
g* Z[zlt
and
(6) 3C*(£r) ^ lim
If we identify /J(T) with Z[[zly • • • , «J] (Proposition 4.3) and X*(BT) with the
above inverse limit (6), then & : R(T) —> K*(BT) is just the natural map
Z[[zi , • • • , zk]] -> lim Z[«! , • • • , zJ/J n + i .
To prove that this map is bijective, one has to check that the (zlf • • • , zft)-adic
topology of Z[zu • • • , zk] and the topology defined by the sequence Jn of ideals
coincide. But this is easy to do.
4.10. PROPOSITION. Let G be a compact connected Lie group, T a maximal
torus of G and p : T -*G the embedding. Then the map p! : K*(BG) -> 3C*(£r)
(see 4.6) is injective.
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PROOF. We first observe that there exist principal (r-bundles which are
classifying up to n (n arbitrary) and which have a compact oriented differentiable
manifold as base. This is true for G = £/(ra), since then we have the complex
Grassmannians as "universal" base spaces. An arbitrary G may be embedded
in U(m) for m sufficiently large. G has thus "universal" base spaces which
arefibredwith U(m)/G as typicalfibreand complex Grassmannians. The bundle
along the fibres is orientable, since it is an extension of a principal G-bundle
and G is connected [5, §7.5]. Hence we have constructed universal base spaces
for G with the desired properties (compare [18, §19.6]).
Let a be an element of X*(B0) for which pl(a) = 0. Then we must show
that a = 0. By 4.6 (4) and the above observation on classifying bundles, it
suffices to prove that a(£) = 0 where £ is any principal G-bundle over an arbitrary
compact oriented differentiable manifold X. Using the notation and the propo-
sition of 3.5 with Bi = X it suffices to prove that ir!a(£) = 0. But 7r!a(£) =
a(x*£), the lifted bundle *•*£ equals p(rj) where rj is a principal T-bundle. Now
l
«(P0?)) - (P a)(ri) = 0.
4.11. PROOF OF THEOREM 4.8. We have the commutative diagram
The vertical maps are injective, the upper horizontal one is bijective (4.4,
4.10, 4.9). Thus da is injective. The Weyl group W(G) as group of auto-
morphisms of T operates on 3Z*(BT) (see definition of pl in 4.6). Since these
automorphisms come from inner automorphisms of G} every element of pl3Z*(Bo)
is invariant under W{G), The operation of W(G) on &(T) and 3Z*(BT) is the
same if one identifies the two rings under &T; this follows from the diagram
in 4.7. Therefore by 4.4
P1X*(BO) C
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