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JOURNAL OF APPLIED BEHAVIOR ANALYSIS 2014, 47, 694–709 NUMBER 4 (WINTER)

UTENSIL MANIPULATION DURING INITIAL TREATMENT OF


PEDIATRIC FEEDING PROBLEMS
JONATHAN W. WILKINS, CATHLEEN C. PIAZZA, REBECCA A. GROFF, VALERIE
M. VOLKERT, JENNIFER M. KOZISEK, AND SUZANNE M. MILNES
UNIVERSITY OF NEBRASKA MEDICAL CENTER’S MUNROE-MEYER INSTITUTE

Children with feeding disorders exhibit a variety of problem behaviors during meals. One method of
treating problem mealtime behavior is to implement interventions sequentially after the problem
behavior emerges (e.g., Sevin, Gulotta, Sierp, Rosica, & Miller, 2002). Alternatively, interventions
could target problem behavior in anticipation of its emergence. In the current study, we
implemented nonremoval and re-presentation of bites either on a spoon or on a Nuk for 12 children
with feeding problems. The nonremoval and re-presentation treatment improved feeding behavior
for 8 of 12 children. Of those 8 children, 5 had lower levels of expulsions, and 4 of the 8 children had
higher levels of mouth clean with the Nuk than with the spoon. We describe the subsequent clinical
course of treatment and present follow-up data for 7 of the 8 children who responded to the
nonremoval and re-presentation treatment with the spoon or Nuk. The data are discussed in terms
of potential reasons why the utensil manipulation improved feeding behavior for some children.
Key words: escape extinction, expulsion, feeding disorder, Nuk, pediatric feeding disorders, re-
presentation

One common strategy for treating problem intervention with the fewest components neces-
feeding behavior is to implement interventions sary to achieve efficacy. There are several potential
sequentially after the problem behavior emerges. disadvantages, however, of sequential treatment
For example, Sevin, Gulotta, Sierp, Rosica, and implementation after problem behavior emerges.
Miller (2002) treated the food refusal of one child First, emergence of behavior such as expulsion
with nonremoval of the spoon, which was will result in escape from eating expelled bites
associated with increased acceptance of bites until an effective intervention is implemented. In
and a concomitant increase in expulsion (spitting this situation, expulsion gains response strength
out the bite). Although re-presentation (replacing each time it contacts reinforcement, potentially
the expelled bite into the child’s mouth) resulted increasing the length of time required to reduce
in decreased expulsion, it also was associated with subsequent behavior (Lattal & Neef, 1996).
increased packing (pocketing or holding food in Second, many children with feeding problems are
the mouth). The investigators used a rubber- inexperienced eaters who do not exhibit develop-
bristled utensil called a Nuk to collect the packed mentally appropriate feeding behavior (Arvedson &
food from the child’s mouth and to redistribute it Brodsky, 2002). By contrast, feeding behavior in
onto the child’s tongue to decrease packing. typically eating children usually emerges according to
Implementation of treatment components a predictable developmental sequence. For example,
sequentially after problem behavior emerges tongue thrust or tongue protrusion is present at birth
allows the clinician to develop an individualized and allows an infant to suckle during breast or bottle
feeding. The suckling pattern, of which tongue
Jonathan W. Wilkins is currently affiliated with Nation- thrust is a component, consists of a horizontal in-
wide Children’s Hospital, The Ohio State University, and-out movement of the tongue (Arvedson &
Columbus. Brodsky, 2002). Tongue thrust disappears around 4
Address correspondence to Cathleen C. Piazza at
cpiazza@unmc.edu. to 6 months of age and is replaced by tongue
doi: 10.1002/jaba.169 lateralization around 6 to 9 months of age in typically

694
SPOON VERSUS NUK 695

eating children. In children with feeding problems, clean, a product measure of swallowing, was higher
tongue thrust, which often persists well beyond 6 to with the Nuk than with the upright spoon.
9 months of age, results in the child pushing some or Investigators often conduct utensil assessments
all of the bolus out of the mouth (Arvedson & with children who have a history of treatment with
Brodsky, 2002). Thus, in the absence of treatment, nonremoval of the spoon (e.g., Girolami
the child with persistent tongue thrust makes errors et al., 2007; Sharp, Harker, et al., 2010; Sharp
during feeding (Terrace, 1969). In this example, the et al., 2012). That is, investigators first implement
error consists of thrusting the tongue during bite nonremoval of the spoon and then conduct a
presentation, which may promote persistence of the utensil assessment if the child exhibits an increase in
problem feeding behavior and interfere with expulsion, packing, or both. We wondered whether
development of more age-appropriate and functional it might be beneficial to manipulate the utensil
feeding skills. The child with persistent tongue thrust during initial treatment for refusal rather than
may not learn to lateralize food, which is a necessary altering the utensil after problem behavior emerged
skill for the successful management of solids. and persisted for a period of time in the absence of
Rather than adding treatments sequentially as treatment. We also were interested in following
in Sevin et al. (2002), an alternative strategy is to these children to describe the clinical course of
include procedures during the initial intervention treatment associated with spoon versus Nuk
that would function as treatment for specific presentation. These data might provide evidence
problem feeding behavior. With the former for the generality of the treatments by demonstrat-
approach, the clinician implements a treatment ing that improvements in behavior extend beyond
component only after a period of time in which the confines of the study (Sharp, Jaquess, Morton,
he or she has determined that a specific behavior & Hertzinger, 2010; Sharp et al., 2012).
problem such as expulsion is going to emerge, In the current investigation, we extended the
persist, and require treatment. By contrast, with work of Girolami et al. (2007) and Sharp, Harker,
the latter approach, the clinician programs an et al. (2010) by evaluating the effects of a utensil
intervention into the treatment to target a specific manipulation during initial treatment of 12
behavior problem even though he or she does not children with significant feeding problems. During
know whether the behavior problem will emerge, baseline, the feeder presented food on a spoon in
persist, and require treatment. Programming one condition or a Nuk in another condition. Next,
treatment components a priori has the advantage we continued alternating between utensils in the
of potentially minimizing the history of rein- context of a treatment for refusal. One purpose of
forcement for the behavior. This strategy also the study was to evaluate levels of expulsion,
potentially promotes use of correct feeding skills acceptance, mouth clean, and grams consumed
concomitant with the point when the child first associated with spoon versus Nuk presentation
begins accepting food. during initial treatment of the child’s feeding
Expulsion and packing are problems that often problem. A second purpose was to describe the
emerge as children begin to accept bites during clinical course of treatment and to provide follow-
feeding treatment. Altering the presentation meth- up data on children whose feeding behavior
od may be one way of treating problem feeding improved during treatment with the spoon or Nuk.
behavior (Girolami, Boscoe, & Roscoe, 2007;
Sharp, Harker, & Jaquess, 2010; Sharp, Odom, &
METHOD
Jaquess, 2012). Girolami et al. (2007) and Sharp,
Harker, et al. (2010) reported that expulsion was Participants, Setting, and Materials
lower when the therapist presented bites using a Twelve children who had been admitted
Nuk. Sharp, Harker, et al. also reported that mouth consecutively to a pediatric feeding disorders
696 JONATHAN W. WILKINS et al.

program participated. Katie attended the inten- intensive outpatient or day-treatment home visits.
sive outpatient program Monday through Friday During home visits, the child was in the room in
from 8:30 a.m. to 1:00 p.m. All other children which the family usually ate. During all sessions,
attended the day-treatment program Monday each child used age-appropriate seating (e.g.,
through Friday from 8:30 a.m. to 5:00 p.m. toddler highchair, booster seat). Also present were
We followed our typical clinical course for all utensils, food trays, gloves, and timers.
12 children, which is to conduct a functional
analysis and then implement function-based Feeders
treatment. Due to space limitations, we do not The feeders (therapists) during the majority
describe the functional analysis here, but see of the intensive outpatient or day-treatment
Bachmeyer et al. (2009) for a description. The admission and the observers were individuals
results of the functional analyses indicated that with bachelor’s, master’s, or doctoral degrees in
escape functioned as reinforcement for the psychology, behavior analysis, or a related field.
inappropriate mealtime behavior for all 12 We trained each child’s caregivers to implement
children. Our program data suggest that approxi- the treatment, and the caregiver served as feeder
mately 55% of patients in the intensive outpa- as described below.
tient and day-treatment programs who respond
to function-based treatment will require addi- Design and Procedure
tional components, such as presentation of food Design. We used a multielement design in our
on a Nuk, to treat expulsion and packing. analysis of the effects of utensil type (spoon vs.
Therefore, it was a reasonable clinical course to Nuk). We used an ABAB design to demonstrate
alternate between spoon and Nuk presentation functional control for the treatment.
during initial treatment. An interdisciplinary General procedure, dependent variables, and
team (dietitian, gastroenterologist, psychologist, data collection. Trained feeders conducted two to
and speech therapist) evaluated each child before five meals per day with at least 1 hr between the
admission and confirmed the appropriateness start of each meal (e.g., 9:00 a.m., 10:30 a.m.).
and safety of oral feeding. Meals lasted 30 to 45 min. Each meal consisted of
The participants were Catherine, 2 years; Katie, two to 10 sessions, with 1- to 2-min breaks
13 months; Kelly, 4 years; Michael, 22 months; between each session. Each session consisted of
Melissa, 6 years; Madeline, 2 years; Nick, 21 five bite presentations. The bolus size for each
months; Kyle, 2 years; Randy, 3 years; Betty, presentation was a level small Maroon spoon
15 months; Jason, 2 years; and Chloe, 2 years. All (Catherine, Katie, Kelly, Melissa, Nick, and
children except Katie and Nick received the Randy), a half-level small Maroon spoon (Made-
majority of calories via enteral (e.g., gastrostomy) line, Kyle, Jason, and Chloe), or a level baby
or enteral plus parenteral feeds. Katie and Nick spoon (Michael and Betty). To level the bolus, the
did not consume sufficient calories for weight gain feeder scooped food into the bowl of the spoon
and growth. Kelly, Michael, Melissa, Nick, Randy, and then scraped the bowl of the spoon on the
and Jason had been diagnosed with developmen- side of the dish. For the half-level bolus, the
tal delays. feeder filled half of the bowl of the spoon with
The observers, feeder, and child were in a room food and scraped the spoon on the side of the
(4 m by 4 m) during sessions for the spoon versus dish. The feeder equated the bolus sizes for spoon
Nuk assessment, Week 7 intensive outpatient or and Nuk sessions by filling the child’s prescribed
day-treatment sessions, and outpatient follow-up, spoon with the appropriate amount of food and
unless otherwise noted. The observers, child, and then scraping the food off the spoon onto the
caregivers were in the home during the Week 8 Nuk. Each caregiver selected approximately eight
SPOON VERSUS NUK 697

to 16 foods that the feeder presented to the child The feeder presented the bite by placing the
(contact the author for a list of foods for each utensil touching the child’s lips and saying “take a
child). The feeder prepared the foods at a pureed bite” approximately once every 30 s. If the child
texture, which is table food blended in a chopper opened his or her mouth in the absence of
until smooth, with liquid added as needed. The inappropriate mealtime behavior (i.e., turning
speech therapist recommended the bolus sizes the head or batting the spoon) and crying within
and texture. 5 s of presentation, the feeder deposited the bite
The feeder randomly selected three foods, one and provided praise, and observers scored
from each of the food groups of protein, starch, acceptance. If the child failed to close his or her
and vegetable for Kyle, Jason, and Chloe (no fruit mouth to pull the food off the utensil when the
due to dietary restrictions), or four foods, one bite entered the mouth, the feeder gently scraped
from each of the food groups of fruit, protein, the bite on the child’s teeth with the spoon or
starch, and vegetable for all other participants, to deposited the bite by gently rolling the Nuk on
present during each meal. The feeder presented all the middle of the child’s tongue.
foods from the caregiver-selected food list in each If the entire bite, with the exception of food
phase and with each utensil type to control for any smaller than a pea, entered the child’s mouth, (not
possible differences in behavior as a function of including the bite entering the child’s mouth
food type (Patel, Piazza, Santana, & Volkert, during re-presentation), the observer activated a
2002). The feeder randomly alternated the order timer for 30 s. The feeder said “show me” at 30 s to
of food presentation from session to session. determine if the child had swallowed and to
Each food was in a separate bowl, and the provide the observers the opportunity to score
feeder placed each bowl of food on a kitchen scale mouth clean or pack. Observers had five potential
before and after each session and recorded the opportunities per session to score mouth clean or
pre- and postsession weights to calculate grams pack, which corresponded to one potential
consumed. At the conclusion of the session, the scoring opportunity for each of the five bite
feeder wiped up any spill with paper towels. Spill presentations. Observers scored mouth clean if no
was any food that was not in the child’s mouth or food larger than a pea was in the child’s mouth,
the bowls (e.g., food in the bib) at the end of the unless the absence of food at the 30-s check was
session. The feeder used the following formula to due to expulsion (see below for details). The
calculate grams consumed for a single food: feeder delivered praise for mouth clean and
(presession weight minus postsession weight) presented the next bite. If the entire bite (with the
minus (weight of paper towels with spill minus exception of food smaller than a pea) did not enter
weight of paper towels without spill). For the child’s mouth, the feeder did not conduct a
example, if the weights of the presession bowl, mouth check, and observers did not score mouth
the postsession bowl, and spill for mashed clean or pack for that bite presentation.
potatoes were 40 g, 20 g, and 5 g, respectively, Observers scored pack if the entire bite
then the grams consumed for mashed potatoes (with the exception of food smaller than a pea)
for the session would be 15 (i.e., [40 – 20] – 5). entered the child’s mouth, and food larger than a
The data presented for grams consumed for each pea was in the child’s mouth at the 30-s check. In
session is the sum of the gram weights for the this case, the feeder said, “You need to swallow
three or four foods presented in the session. For your bite,” and presented the next bite. If the
example, if the weights of the foods for a session child was packing at the 30-s check for the fifth
were 15 g for mashed potatoes, 12 g for plums, bite, the feeder said, “You need to swallow your
9 g for bread, and 12 g for peas, the total grams bite,” the observer scored pack, and the feeder
consumed for the session would be 48. continued to prompt the child to swallow every
698 JONATHAN W. WILKINS et al.

30 s until there was no food larger than a pea in the feeder held the spoon in its original presentation
mouth or 10 min (Catherine, Michael, Melissa, position for 30 s. At the end of the 30-s interval,
Madeline, Randy, and Chloe) or 15 min (Katie, the feeder removed the utensil and presented
Kelly, Nick, Kyle, Betty, and Jason) had elapsed the next bite. We arranged the following contin-
from the beginning of the session. Note, however, gencies based on the results of functional analyses
that the observer did not score mouth clean or of inappropriate mealtime behavior conducted
pack at these subsequent mouth checks. If there before the study (Bachmeyer et al., 2009): For
was food in the child’s mouth after the expiration Catherine, Katie, Michael, Melissa, Kyle, Randy,
of the time cap, the feeder removed it. and Betty, the feeder delivered attention and
Observers scored an expulsion any time the removed the utensil for 30 s if the child engaged
entire bite entered the child’s mouth (except for in inappropriate mealtime behavior. For Kelly,
food smaller than a pea), and food larger than a Nick, Madeline, Jason, and Chloe, the feeder
pea exited the mouth past the plane of the child’s removed the utensil for 30 s if the child engaged in
lips. If there was no food in the child’s mouth at inappropriate mealtime behavior.
the 30-s check because the child had expelled the Treatment. The feeder provided no differential
bite, the observer did not score mouth clean or consequence for inappropriate mealtime behav-
pack. Note, however, that in sessions in which the ior. If the child did not accept the bite within 5 s
feeder used re-presentation (in treatment, see of presentation, the feeder held the utensil
below), if (a) the child swallowed the re-presented touching the child’s lips and deposited the bite
bite so that there was no food in the mouth at the whenever the child’s lips and teeth were open
30-s check, the observer scored mouth clean; or wide enough for the feeder to insert the spoon or
(b) the child did not swallow the re-presented bite Nuk into the child’s mouth, except if the child
so that there was food in the mouth at the 30-s was coughing, gagging, or vomiting. If the child
check, the observer scored pack. The feeder was coughing, gagging, or vomiting, the feeder
provided no differential consequences for negative held the utensil touching the corner of the child’s
vocalizations, vomiting, gagging, or coughing. lips until the child stopped coughing, gagging, or
Spoon versus Nuk assessment. The purpose of vomiting, and then the feeder deposited the bite.
the assessment was to evaluate the effects of If the child clenched his or her teeth but did not
utensil, spoon versus Nuk, in the context of engage in inappropriate mealtime behavior, the
treatment for refusal. The feeder used random feeder attempted to place the utensil between the
selection with counterbalancing to identify a child’s lips and deposited the bite when the child
utensil to use during each session. The feeder opened his or her mouth. If the child expelled the
followed the general procedure described above bite, the feeder collected the bite on the utensil
in addition to the specific contingencies de- and placed it back into the child’s mouth. If the
scribed for each condition below. child engaged in more than 25 inappropriate
Baseline. The feeder followed the general mealtime behaviors during a session or if the rate
procedure described above, with the following of inappropriate mealtime behavior was greater
modifications. The feeder deposited the bite only if than three per minute for three consecutive
the child opened his or her mouth in the absence of sessions, a blocker entered the room and stood
inappropriate mealtime behavior and crying. The behind the child’s chair. The blocker placed his or
feeder did not re-present expelled bites. If the child her hands so that they were approximately level
did not engage in inappropriate mealtime behavior with the child’s chest during spoon or Nuk
and did not open his or her mouth to allow the presentation and blocked the child’s hands from
feeder to deposit the bite in the absence of touching his or her mouth. This arrangement
inappropriate mealtime behavior and crying, the allowed the feeder to keep the spoon or Nuk at
SPOON VERSUS NUK 699

the child’s lips while allowing the child to engage For most children, Week 7 in the intensive
in inappropriate mealtime behavior (e.g., the outpatient or day-treatment admission was their
child could turn his or her head or bat at final week in the clinic. During Week 8, the
the blocker’s hand). We discontinued use of the therapist observed the caregiver feeding the child
blocker when the child’s inappropriate mealtime in the home. During home visits, the caregiver
behavior was three per minute or less for three followed the child’s typical feeding schedule,
consecutive sessions. Sessions continued until the which generally consisted of three meals and two
child had swallowed all five bites or 10 min snacks. Therapists conducted multiple observa-
(Catherine, Michael, Melissa, Madeline, and tions each day in the home, with at least one
Randy) or 15 min (Katie, Kelly, Nick, Kyle, observation at each meal and snack time over the
Betty, Jason, and Chloe) had elapsed from the course of the Week 8 home visits.
beginning of the session. If the child had food in Outpatient follow-up. After completion of the
his or her mouth after the expiration of the time intensive outpatient or day-treatment program, all
limit, the feeder removed it. Per caregiver children who responded to the treatment with the
request, the feeder talked to Katie and Jason spoon or Nuk (except Kyle) transitioned to the
during treatment, and Jason had access to outpatient follow-up program. The child and his
preferred toys. or her caregiver attended 1- to 1.5-hr outpatient
Protocol changes during the intensive outpatient sessions approximately once per week. Most
or day-treatment admission. The length of the children continue with outpatient therapy until
intensive outpatient and day-treatment admission the child is a developmentally typical feeder. (We
is approximately 320 hr, which is equivalent to will not describe the course of outpatient follow-
40 8-hr days. When describing the course of up for the treatment nonresponders.)
treatment for each child during the intensive During outpatient follow-up, the caregiver
outpatient or day-treatment admission in the continued to conduct the child’s intensive outpa-
Results, we will refer to each 40 hr of participation tient or day-treatment discharge protocol described
in the program as a week (e.g., Week 1, Week 2). above unless otherwise noted. Each follow-up data
For each child, we began the functional analysis in point represents the child’s behavior x months from
Week 1 and completed the spoon versus Nuk discharge from the intensive outpatient or day-
assessment as indicated below (range, Weeks 2 treatment program. For example, the 12-month
to 5). At the conclusion of the spoon versus Nuk follow-up data point represents the child’s behavior
assessment, we identified an appropriate utensil 12 months after he or she had been discharged
for the child based on visual inspection of the data. from the intensive outpatient or day-treatment
If the selected utensil was the Nuk, the feeder program. The last follow-up data point represents
conducted the majority of sessions with the Nuk the child’s behavior immediately before submission
and one session per day with the spoon to evaluate of this paper.
the child’s performance with the spoon. We used
these data to determine when we could transition Data Conversion and Interobserver Agreement
from the Nuk to the spoon. We modified the We converted data for acceptance and mouth
treatment for most children to promote progress or clean to a percentage after dividing the number of
respond to caregiver requests during the remainder occurrences of acceptance or mouth clean by the
of the child’s intensive outpatient or day-treatment number of bite presentations (denominator for
admission. The timing of caregiver training was acceptance) or the number of bites that entered
individualized and is described below. Note that we the child’s mouth (denominator for mouth
also worked on other feeding goals throughout the clean). We calculated expulsions per bite by
admission (e.g., self-drinking). dividing the number of expulsions by the number
700 JONATHAN W. WILKINS et al.

of bites that entered the child’s mouth, not consumed, and follow-up in Table 1. To describe
including bites that entered the mouth during re- the course of the child’s clinical treatment during
presentation. the intensive outpatient or day-treatment pro-
We calculated interobserver agreement for gram after the completion of this analysis, we
acceptance and mouth clean by partitioning the present data for the child’s final week in clinic
session into 10-s intervals; summing occurrence (Week 7) and home visits (Week 8). Data for
(a 10-s interval in which both observers scored Weeks 7 and 8 represent the means for all sessions
the behavior) and nonoccurrence (a 10-s interval conducted with the treatment during that week
in which both observers did not score the with the feeders as indicated.
behavior) agreements; dividing by the sum of Expulsions per bite are depicted for Catherine,
occurrence agreements, nonoccurrence agree- Katie, and Kelly in Figure 1; for Michael, Melissa,
ments, and disagreements (a 10-s interval in and Madeline in Figure 2; and for Nick and Kyle
which one observer scored and the other observer in Figure 3. Data for Randy, Betty, Jason, and
did not score the behavior); and converting the Chloe are presented only in Table 1, because the
ratio to a percentage. We calculated exact treatment was not effective. Expulsions per bite
agreement coefficients for expulsions by dividing were higher with the spoon than with the Nuk
the number of 10-s intervals in which observers during treatment for Catherine, Katie, Kelly,
scored the same frequency of expulsions by the Michael, and Melissa. Expulsions per bite were
total number of 10-s intervals in the session and slightly higher with the spoon than with the Nuk
converting the ratio to a percentage. A second in the first phase of treatment for Madeline, but
observer independently scored a mean of 37% became equivalent in the second phase of
(range, 11% to 64%) of sessions across partic- treatment. Expulsions per bite were equivalent
ipants. Mean agreement across participants was throughout the assessment of spoon versus Nuk
98% (range, 79% to 100%) for acceptance, 99% for Nick and Kyle. Recall that the feeder did not
for mouth clean (range, 83% to 100%), and 97% re-present the bite in baseline. The inclusion of
(range, 61% to 100%) for expulsions. re-presentation in treatment increases the num-
We assessed interobserver agreement for grams ber of opportunities for the child to expel the bite
consumed for Katie, Melissa, Nick, Kyle, and Chloe in treatment relative to baseline. That is, each
by having a second observer independently record time the feeder re-presents the bite, the child has
the pre- and postsession weights and spill on a another opportunity to expel. These increased
separate data sheet and calculate grams consumed. opportunities to expel explain the overall increase
We calculated interobserver agreement for grams in expulsions per bite from baseline to treatment.
consumed by dividing the smaller by the larger For Catherine, we completed the spoon versus
number of grams consumed and converting the Nuk assessment in Week 5 of her day-treatment
ratio to a percentage. We assessed interobserver admission. We continued treatment with the Nuk
agreement on a mean of 20% (range, 2% to 35%) because of the relatively lower rates of expulsions,
of sessions. Mean interobserver agreement was 97% higher levels of mouth clean, and more grams
(range, 0% to 100%). consumed. We added noncontingent attention in
which the feeder interacted as a caregiver would in a
typical meal per caregiver request and began
RESULTS
caregiver training in the clinic during Weeks 5 and
We present data for expulsions graphically 6. Over the course of admission, acceptance and
because it was the dependent variable that was mouth clean continued to increase, and expulsions
most sensitive to the utensil manipulation. We and grams consumed remained stable. During
present data for acceptance, mouth clean, grams Weeks 7 and 8, feeders continued to use the Nuk in
SPOON VERSUS NUK 701

Table 1
Summary of Results from the Spoon versus Nuk Assessment

Baseline Treatment Parent-fed sessions


Follow-up (months)
Spoon Nuk Spoon Nuk Week 7 Week 8 3 6 12 18 24
Treatment responders
Catherine
Expel 0.7 0.3 29.0 1.5 0.2 0.1 0 0 0
Accept (%) 8 1 92 35 83 87 100 100 93
Mouth clean (%) 0 2 0 59 95 97 100 100 100
Grams 1.1 1.5 0.3 4.5 7 6 9 8
Katie
Expel —a —a 2.4 0.4 0 0 0 0 0
Accept (%) 0 0 9 5 98 91 100 100 100
Mouth clean (%) —a —a 2 38 96 94 100 100 100
Grams —a —a 4.1 4.2 6 11
Kelly
Expel —a —a 4.8 0.8 0 0 0 and 0b
Accept (%) 0 0 75 60 96 94 100 and 100b
Mouth clean (%) —a —a 60 83 85 85 60 and 80b
Grams —a —a 4.6 4.2 4 4 6 and 8b
Michael
Expel 0.6 0.1 0.7 0.2 0.2 0.1 0 0.1 0
Accept (%) 8 14 75 60 98 98 100 100 100
Mouth clean (%) 16 85 94 93 98 99 100 100 100
Grams 1.6 1.0 4.4 4.2 11 13 13 18
Melissa
Expel 0.5 0.2 2.4 1.1 0.1 0 0 0.5 0 0
Accept (%) 19 20 64 72 99 95 100 41 100 100
Mouth clean (%) 8 0 2 25 72 86 100 20 73 100
Grams 0.1 0.4 3.8 3.1 4 3
Madeline
Expel 0.2 0.2 0.8 0.8 0 0 0 0
Accept (%) 45 46 86 83 99 97 100 90
Mouth clean (%) 15 32 93 89 90 88 100 100
Grams 1.1 1.0 4.2 3.8 15 15 19
Nick
Expel 0 0 0.2 0.1 0 0 0 0 0
Accept (%) 31 29 73 57 94 96 85 100 100
Mouth clean (%) 38 40 87 96 99 100 100 100 100
Grams 4.4 2.6 7.1 5.4 9 10 7 7
Kyle
Expel 0 0 0.8 0.4
Accept (%) 23 25 83 89
Mouth clean (%) 49 45 49 52
Grams 1.3 1.0
Treatment nonresponders
Randy
Expel 0 0.2 0.1 0.3
Accept (%) 1 7 81 81
Mouth clean (%) 7 17 62 64
Grams 0.1 0.6 6.9 5.7
Jason
Expel —a —a 2.9 1.3
Accept (%) 0 0 12 0
Mouth clean (%) —a —a 0 0
Grams —a —a 3.6 3.5

(Continued)
702 JONATHAN W. WILKINS et al.

Table 1
(Continued)
Baseline Treatment Parent-fed sessions
Follow-up (months)
Spoon Nuk Spoon Nuk Week 7 Week 8 3 6 12 18 24
Betty
Expel —a 0.1 1.2 1.0
Accept (%) 0 9 49 64
Mouth clean (%) —a 0 1 11
Grams —a 0.1 0.2 0.4
Chloe
Expel —a —a 7.3 1.1
Accept (%) 0 0 12 3
Mouth clean (%) —a —a 0 3
Grams —a —a 3 3.5
a
No opportunity for the behavior to occur.
b
Data from spoon and Nuk sessions, respectively.

the clinic and child’s home, respectively. At 3- and sequential verbal, gestural, and physical prompts),
6-month follow-ups, Catherine was accepting bolus fading (gradually increasing the amount of
and swallowing bites from the Nuk with caregivers food on the spoon), and differential positive
as feeders. We used three-step prompting (i.e., (attention) and negative (a break from spoon

Figure 1. Expulsions per bite for Catherine (top), Katie (middle), and Kelly (bottom).
SPOON VERSUS NUK 703

Figure 2. Expulsions per bite for Michael (top), Melissa (middle), and Madeline (bottom).

presentation) reinforcement to teach Catherine to and 12-month follow-ups, caregivers continued


close her lips around the spoon. At 12-month to present bites to Katie on a spoon.
follow-up, Catherine accepted and swallowed all For Kelly, we completed the spoon versus
bites from the spoon when presented by caregivers Nuk assessment in Week 2. We continued
or nanny. treatment with the Nuk because of the relatively
For Katie, we completed the spoon versus Nuk lower rates of expulsions and higher levels of
assessment and began caregiver training during mouth clean. We began caregiver training in the
Week 4. We continued treatment with the Nuk clinic during Week 3. During Week 8 home
because of the relatively lower rates of expulsions, visits, we transitioned Kelly to the spoon for all
higher levels of mouth clean, and more grams sessions, and caregivers began presenting one
consumed. Over time, expulsions decreased and bite after another. During outpatient follow-up,
mouth clean increased during spoon sessions so her caregivers returned to presentation of one
that caregivers were conducting all sessions with session per day with the spoon and the
the spoon by Week 7. Over the course of remaining sessions with the Nuk. At 3-month
admission, acceptance and mouth clean contin- follow-up, we conducted sessions with care-
ued to increase, expulsions decreased further, and givers presenting bites on the Nuk and on
grams consumed remained stable. During 3-, 6-, the spoon. At that point, her caregivers
704 JONATHAN W. WILKINS et al.

Figure 3. Expulsions per bite for Nick (top) and Kyle (bottom).

discontinued outpatient therapy when her staff during Week 8 (i.e., the therapist went to the
mother was deployed. school and day care as well as home). We provided
For Michael, we completed the spoon versus outpatient follow-up to Melissa via telehealth. Data
Nuk assessment in Week 3. We continued collectors were in a private room in the clinic and
treatment with the Nuk because of the relatively were linked to the family via a secure web-
lower rates of expulsions. We began caregiver conferencing platform. The family was at home in
training in the clinic, added noncontingent atte- the kitchen and used a webcam on their computer.
ntion as described above per caregiver request, At 3-month follow-up, Melissa’s caregivers pre-
transitioned to the spoon only, and transitioned sented all bites on a Nuk. We taught Melissa to
to a small Maroon spoon during Weeks 3, 3, 4, close her mouth around the spoon using three-step
and 5, respectively. During 3-, 6-, and 12-month prompting (sequential verbal, model, and physical
follow-ups, caregivers continued to present bites prompts). At 6-, 12-, and 18-month follow-ups,
on a spoon on a fixed-time 15-s schedule. Melissa’s caregivers presented all bites on a spoon.
For Melissa, we completed the spoon versus For Madeline, we completed the spoon versus
Nuk assessment in Week 2. We continued Nuk assessment in Week 2. We continued
treatment with the Nuk because of the relatively treatment with the spoon after this assessment.
lower rates of expulsions and higher levels of mouth We increased the bolus to a level small Maroon
clean. We presented one food in each session, spoon, presented bites every 15 s, began caregiver
began caregiver training in the clinic, presented training in the clinic, and increased the bolus to a
bites every 15 s, and added noncontingent atten- level large Maroon spoon during Weeks 2, 2, 3,
tion (described above) during Weeks 2, 2, 3, 6, and and 6, respectively. At 3- and 12-month follow-
7, respectively. We trained teachers and day care ups, Madeline’s caregivers continued to present
SPOON VERSUS NUK 705

all bites on a spoon. Follow-up data at 6 months DISCUSSION


were not available.
For Nick, we completed the spoon versus Nuk In the current investigation, we evaluated
assessment in Week 3 and continued treatment whether presentation of bites on a spoon or a Nuk
with the spoon. We began caregiver training in the would have beneficial effects during initial
clinic and presented one bite after another during treatment of the refusal behavior of 12 children
Weeks 4 and 6, respectively. At 3-, 12-, and 24- with severe feeding problems. These were
month follow-ups, Nick’s caregivers continued to children with significant refusal, selectivity, or
present all bites on a spoon. Follow-up data at 6 both, who had not been exposed to the
and 18 months were not available. nonremoval and re-presentation treatment in
Kyle and his family left the program early the past. The results suggested that eight of the 12
because Kyle completed his medical treatment, children responded to the nonremoval and re-
and the family returned to their home in presentation treatment in terms of increased
another state. We do not have any additional acceptance and mouth clean and low levels of
data for Kyle. expulsions. For the eight children who responded
For Randy, acceptance increased and expul- to treatment, five exhibited lower levels of
sions remained low during treatment. Mouth expulsions, and four of the five had higher levels
clean increased initially but then decreased of mouth clean with the Nuk than with the
during the second phase of treatment. As mouth spoon. These data are important because they
clean decreased, sessions often reached the show that utensil manipulation may be beneficial
maximum length without Randy swallowing during initial treatment for some children. Note
all of the bites. For Betty, acceptance increased that this procedure did not prevent the occur-
during treatment, but mouth clean remained rence of expulsion or other problem feeding
low, and expulsions remained high. For Jason, behavior, nor was the study designed to compare
expulsions were higher with the spoon than with reactive and proactive treatments.
the Nuk during treatment. However, acceptance The data from Sevin et al. (2002) showed that
and mouth clean did not increase to clinically problem mealtime behavior (e.g., expulsion and
acceptable levels, and sessions often reached the packing) may emerge during initial treatment of
maximum length without Jason swallowing all of refusal. Sevin et al. added treatments sequentially
the bites. Therefore, we discontinued the spoon as problem mealtime behavior emerged. The
versus Nuk assessment for these three children disadvantage of this sequential treatment ap-
and initiated an assessment with a flipped spoon. proach was that the child in Sevin et al. escaped
For these three children, their final treatment many of the presented bites as a result of
included the flipped spoon in conjunction with expulsion when re-presentation was absent from
other treatment components (e.g., nonremoval the nonremoval of the spoon. Data from the
of the spoon, noncontingent reinforcement). For functional analyses of inappropriate mealtime
Chloe, acceptance did not increase during the behavior, defined as head turns and batting at the
assessment, and negative vocalizations were utensil, conducted before this study showed that
unacceptably high. In addition, sessions often escape from bites was a reinforcer for inappropri-
reached the maximum length without Chloe ate mealtime behavior for all 12 children in this
swallowing all of the bites. Therefore, we study; therefore, it is reasonable to expect that
discontinued the spoon versus Nuk assessment. repeated exposure to reinforcement in the form of
Chloe’s caregiver discontinued therapy before we escape from bites as a result of expulsions would
could develop an alternative treatment for her maintain expulsions as well. Even though re-
refusal of solids. presentation of expelled bites was a component of
706 JONATHAN W. WILKINS et al.

the initial treatment for all of the children in the early experiences with making errors such as
current investigation, re-presentation was not expulsion or packing during eating may be more
effective as treatment for expulsions when the likely to be associated with errors during eating
feeder presented food on a spoon for five of the in the future. These are issues that should be
children. Therefore, the children with high levels explored in future research.
of expulsions during spoon presentations experi- These data replicate those of other studies that
enced brief escape from the bite each time they have shown the benefits of presentation of bites
expelled. That is, brief escape occurred from the on a Nuk (Girolami et al., 2007; Sharp, Harker,
time the child spit out the bite until the feeder re- et al., 2010) for some children. Girolami et al.
presented the bite. By contrast, less escape from (2007) showed that re-presentation of bites with
bites occurred for the five children who had lower a Nuk resulted in lower levels of expulsions
levels of expulsions with the Nuk. than re-presentation with a spoon for one child.
The Nuk was helpful not only in reducing Expulsions decreased further when the feeder
expulsions but also in increasing mouth clean for presented and re-presented bites on a Nuk.
four children. One reason why presentation of Sharp, Harker, et al. (2010) showed that mouth
bites on a Nuk may be associated with lower levels clean was higher with presentation of bites on a
of expulsions and higher levels of mouth clean is Nuk than on a spoon for one child. Similarly, for
that the feeder can place the food directly onto four children in the current investigation, levels
the child’s tongue with the Nuk. By contrast, of mouth clean were relatively higher with the
placement of food on the tongue with the upright Nuk than with the spoon. The data for the
spoon is possible only if the child closes his or her current investigation are also similar to Sharp,
mouth around the bowl of the spoon and pulls Harker, et al. in that increases in mouth clean
the food off of the spoon or if the feeder flips the for Catherine, Katie, and Melissa were modest
spoon and drags the food along the tongue initially. Levels of mouth clean were clinically
(Sharp, Harker, et al., 2010; Volkert, Vaz, Piazza, acceptable (i.e., above 80%) by the last week of
Frese, & Barnett, 2011). Placement of the food treatment (Week 7) in the clinic for these three
on the tongue is important because it is one of the children. Our findings raise the possibility that
first behaviors in the chain (i.e., bolus formation) mouth clean for the participant in Sharp, Harker,
that leads to swallowing. Some children with et al. would have increased had they continued
feeding problems may lack the skill or motivation the intervention for a longer period of time.
to move the food to the tongue to form the bolus. Sharp, Harker, et al. reported implementing
If the feeder places the food on the child’s tongue, additional treatment components to increase
the child only needs to elevate the tongue and mouth clean. By contrast, we continued with
propel the food into the pharynx. In this case, the essentially the same treatment for Catherine,
child may be more likely to swallow correctly, Katie, and Melissa, and mouth clean was above
without expulsion or packing. If the child is just 80% during the last 2 weeks of the day-treatment
learning to eat, as is the case with many children or intensive outpatient admissions. One differ-
with significant refusal who participate in initial ence between the current investigation and that
treatment, it may be advantageous to provide of Sharp, Harker, et al. is that Sharp, Harker,
them with the opportunity to accept and swallow et al. did not implement re-presentation in
bites in a feeding context that is more likely to conjunction with utensil manipulation. It may
be associated with low levels of expulsion and be the case that clinically acceptable increases in
packing. Early experiences with correct eating mouth clean occur only after repeated trials in
behavior may be more likely to be associated with conjunction with re-presentation and utensil
correct eating behavior in the future, whereas manipulation for some children.
SPOON VERSUS NUK 707

What is not clear from the current investigation goal of attempting to identify the mechanism
is why some children benefitted from the Nuk behind the effectiveness of treatment. Decreased
whereas others were able to eat just as proficiently expulsion and increased mouth clean when the
with the spoon. One variable that seems reasonable therapist placed the bolus on the tongue with
to explore is eating experience. In the current the Nuk, but not when he or she scraped the
investigation, all of the children had significant bolus onto the child’s teeth, suggest that bolus
feeding problems that affected their experience as placement was an important component of
oral feeders. Ten of the 12 children received the treatment effectiveness. A related limitation is
majority of their calories via tube feedings. Only that we did not measure whether the child closed
Kelly and Nick consumed 100% of their calories his or her lips around the bowl of the spoon or
orally, although their variety and volume of foods whether the feeder scraped the bite onto the
consumed were limited. Nevertheless, percentage of child’s teeth with the spoon. These measures may
calories consumed by mouth before treatment did be helpful in understanding the mechanisms that
not appear to be a good predictor of whether the underlie the effectiveness of the Nuk and
child would be successful with the spoon during identifying child characteristics that are associat-
initial treatment. For example, Kelly, who was a ed with the need for a utensil manipulation. The
relatively more experienced feeder, benefitted from effects of bolus placement and lip closure should
the Nuk, and Madeline, who was a relatively less be the subjects of future investigations.
experienced feeder, was able to eat successfully with Another limitation of the current study is that
the spoon. Perhaps pretreatment quantification of treatment was not effective for four of the
oral motor skills might be a better predictor of the participants. For three of these four participants,
necessity of utensil manipulation during initial the main variable that influenced our decision to
treatment. Although our program speech therapist terminate the assessment and implement a differ-
evaluated all of the children before admission, she ent intervention was session duration. For Randy,
did not conduct a standardized assessment of oral Jason, and Chloe, sessions often reached the
motor skills, and this is a limitation of the current maximum duration before the child had accepted
investigation. One challenge of pretreatment (Jason and Chloe) or swallowed (Randy, Jason, and
assessment of oral motor skills is that many children Chloe) all of the bites. In addition, Chloe had high
with severe feeding problems refuse to accept bites levels of negative vocalizations during these sessions
of food before treatment; therefore, it is difficult to and persistent open-mouth posture after the
evaluate their level of oral motor competence in the session. Chloe’s caregiver terminated services before
presence of food before treatment. One option development of a successful treatment. We did not
might be to evaluate oral motor skills in a continue with Betty’s assessment because her high
nonnutritive context. It is not clear whether a levels of expulsions and low levels of mouth clean
nonnutritive evaluation of oral motor skills would did not decrease over the course of 87 treatment
predict competence as an oral feeder, and that might sessions. In addition, she produced copious
be a direction for future research. amounts of saliva during the sessions that mixed
A related limitation is that we did not equate with expelled food. The data from these four
bite placement across utensils. One of the participants suggest that treatments with non-
inherent limitations of upright spoon presenta- removal of the spoon and re-presentation may not
tion is that it is not possible to place the bite on be effective for increasing consumption for all
the child’s tongue if the child fails to close his or children with severe feeding problems, and this
her mouth around the bowl of the spoon. By should be explored in future research. With three
contrast, it would have been possible to scrape the of the children (Randy, Betty, and Jason), we used a
bolus onto the child’s teeth with the Nuk with the flipped spoon to reduce expulsions and increase
708 JONATHAN W. WILKINS et al.

mouth clean. Sharp, Harker, et al. (2010) showed study or continued to improve (e.g., increases in
that levels of expulsion decreased and levels of acceptance and mouth clean for Catherine) during
mouth clean increased when the feeder presented the course of their intensive outpatient or day-
bites with the Nuk and flipped spoon relative to the treatment admission. In addition, we provide at
upright spoon. The comparison by Sharp et al. least 3 months of follow-up data for all participants
(2012) of upright versus flipped spoons for except Kyle. In fact, we present 12 months of
presentation and re-presentation of bites produced follow-up data for all participants except Kyle and
similar results. Future investigations should extend Katie, and we present 18- and 24-month follow-up
the work of Sharp et al. and the current study by data for two participants. The follow-up data are
comparing the upright spoon, Nuk, and flipped important because they show that feeding behavior
spoon during initial treatment of food refusal. maintains or improves over time and that most
Although presentation of bites on the Nuk was caregivers continue to implement the procedure at
associated with lower levels of expulsions (five least over a 12-month period. To our knowledge,
children) and higher levels of mouth clean (four this is one of the larger sets of long-term follow-up
children), its disadvantage is that it is not an age- data on children who have participated in treatment
appropriate utensil. We were able to transition to for feeding disorders. These data are impressive in
presentation of bites on a spoon during the day- that 75% of the families whose children responded
treatment admission with two children and to the treatment continued to participate in
during outpatient follow-up with three children. outpatient follow-up for at least 12 months, and
The Nuk did not seem to be associated with any continued participation in follow-up was associated
other negative effects for any participant except with maintenance and improvement in their child’s
Catherine. Levels of acceptance were higher with feeding behavior. It is unlikely that feeding behavior
the spoon than with the Nuk for Catherine. We would have improved in the absence of treatment
continued with the Nuk, nevertheless, because because these were children with long-standing
levels of expulsions were lower and levels of feeding problems that had not improved in the past.
mouth clean were higher, and these two improve- In conclusion, the data suggested that use of the
ments outweighed the difference in acceptance Nuk was beneficial for five of the eight participants
between the spoon and Nuk in our clinical who completed the assessment. The benefit was
opinion. Levels of acceptance increased over time primarily observed in rate of expulsions but was
with the Nuk for Catherine. paralleled to some extent in the data for mouth
This study is important because it describes the clean, and a clear distinction was evident in four
course of and provides data from the ongoing children. We were able to transition all participants
clinical treatment of the children who responded to from the Nuk to spoon either during their intensive
the treatment with the spoon or Nuk following the outpatient or day-treatment admission or during
conclusion of the study. We also provide long-term outpatient follow-up. One surprising finding was
follow-up data for the majority of these participants. that four of the 12 participants did not respond to
By contrast, most studies on treatment of pediatric nonremoval of the spoon or Nuk and re-presenta-
feeding disorders provide data for dependent tion. Although the literature suggests that escape
variables only during the course of the study. Little extinction procedures, such as nonremoval of the
is known about what happens to children with spoon, are effective as treatment (Ahearn, Kerwin,
pediatric feeding disorders who participate in Eicher, Shantz, & Swearingin, 1996; Cooper et al.,
clinical studies after the study ends. In the current 1995; Hoch, Babbitt, Coe, Krell, & Hackbert,
investigation, all of the children who responded 1994; Piazza, Patel, Gulotta, Sevin, & Layer, 2003;
to the treatment with the spoon or Nuk either Reed et al., 2004), it is not clear how often children
maintained the gains they had made during the with severe feeding problems fail to respond to
SPOON VERSUS NUK 709

nonremoval of the spoon and re-presentation, treatment of a feeding problem. Journal of Applied Behavior
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Piazza, C. C., Patel, M. R., Gulotta, C. S., Sevin, B. M., &
rarely published (Rosenthal, 1979; Scargle, 2000). Layer, S. A. (2003). On the relative contributions of
Nevertheless, given that over half of the children positive reinforcement and escape extinction in the
who responded to treatment benefitted from treatment of food refusal. Journal of Applied Behavior
Analysis, 36, 309–324. doi: 10.1901/jaba.2003.36-309
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reasonable to consider a utensil manipulation Bachmeyer, M. H., Bethke, S. D., & Gutshall, K. A.
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feeding problems. reinforcement and escape extinction in the treatment of
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