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C Incorporation and Segregation During S
C Incorporation and Segregation During S
www.elsevier.com/locate/susc
Frederick Seitz Materials Research Laboratory and the Materials Science Department, University of Illinois, 104 S Goodwin Avenue,
Urbana, IL 61801, USA
Received 12 December 2001; accepted for publication 23 April 2002
Abstract
We have used in situ D2 temperature-programmed desorption (TPD) to probe C incorporation and surface segre-
gation kinetics, as well as hydrogen desorption pathways, during Si1y Cy (0 0 1) gas-source molecular beam epitaxy from
Si2 H6 /CH3 SiH3 mixtures at temperatures Ts between 500 and 650 °C. Parallel D2 TPD results from C-adsorbed Si(0 0 1)
wafers exposed to varying CH3 SiH3 doses serve as reference data. Si1y Cy (0 0 1) layer spectra consist of three peaks:
first-order b1 at 515 °C and second-order b2 at 405 °C, due to D2 desorption from Si monodeuteride and dideuteride
phases, as well as a new second-order C-induced c1 peak at 480 °C. C-adsorbed Si(0 0 1) samples with very high
CH3 SiH3 exposures yielded a higher-temperature TPD feature, corresponding to D2 desorption from surface C atoms,
which was never observed in Si1y Cy (0 0 1) layer spectra. The Si1y Cy (0 0 1) c1 peak arises due to desorption from Si
monodeuteride species with C backbonds. c1 occurs at a lower temperature than b1 reflecting the lower D–Si bond
strength, where Si represents surface Si atoms bonded to second-layer C atoms, as a result of charge transfer from
dangling bonds. The total integrated monohydride ðb1 þ c1 Þ intensity, and hence the dangling bond density, remains
constant with y indicating that C does not deactivate surface dangling bonds as it segregates to the second-layer during
Si1y Cy (0 0 1) growth. Si coverages increase with y at constant Ts and with Ts at constant y. The positive Ts -dependence
shows that C segregation is kinetically limited at Ts 6 650 °C. D2 desorption activation energies from b1 , c1 and b2 sites
are 2.52, 2.22 and 1.88 eV.
Ó 2002 Elsevier Science B.V. All rights reserved.
Keywords: Thermal desorption spectroscopy; Epitaxy; Surface segregation; Silicon; Carbon; Alloys
0039-6028/02/$ - see front matter Ó 2002 Elsevier Science B.V. All rights reserved.
PII: S 0 0 3 9 - 6 0 2 8 ( 0 2 ) 0 1 8 2 1 - 6
476 Y.L. Foo et al. / Surface Science 513 (2002) 475–484
sufficient conduction band offset to obtain well- over the entire temperature range investigated
defined two-dimensional electron gases for use in (550 °C 6 Ts 6 650 °C) [9]. The authors proposed
modulation-doped field effect transistors (MOD- that R decreases at Ts ¼ 550 °C due to surface
FETs) [2]. segregation of C to the first-layer which, in turn,
However, the incorporation of even a few atomic decreases the dangling bond coverage hdb (and
percent of C into the Si lattice is highly challenging hence the subsequent SiH4 adsorption rate) since
due to the low equilibrium solid-solubility of C in the H–C bond strength is greater than that of H–
Si, ’1017 cm3 (Ref. [3]), and the extremely large Si. However, at Ts ¼ 650 °C, where the steady-
lattice constant mismatch between diamond (aC ¼ state H coverage is near zero, R still continues to
3:5668 A ) and Si (aSi ¼ 5:4310 A ). Complete in- decrease with increasing y. This was ascribed to a
corporation of C atoms into substitutional sites in different mechanism: namely a decrease in the SiH4
Si1y Cy (0 0 1) has only been achieved at C concen- reactive sticking probability [9]. There are, how-
trations up to ’2 at.%, and only over a very nar- ever, no published data on C surface segregation,
row window of growth conditions [4]. steady-state C coverages hC as a function of pre-
Gas-source molecular-beam epitaxy (GS-MBE) cursor flux and Ts , or the effect of hC on H de-
and ultra-high vacuum chemical vapor deposition sorption rates and precursor sticking probabilities
(UHV-CVD) have been shown to offer poten- with which to test the above hypotheses.
tial advantages over solid-source MBE. These in- In this article, we describe the results of experi-
clude elimination of high-temperature evaporation ments designed to probe C incorporation and
sources, higher sample throughput, better conformal surface segregation kinetics and their effects on
coverage, and the potential for selective epitaxy on steady-state H coverages hH , and hence on film
patterned substrates [5]. A possible disadvantage growth kinetics, during gas-phase Si1y Cy /Si(0 0 1)
for the growth of metastable Si1y Cy (0 0 1) and deposition from Si2 H6 /CH3 SiH3 mixtures. We use
Si1xy Gex Cy (0 0 1) layers from GS-MBE/UHV- GS-MBE in order to take advantage of in situ
CVD, however, is the complexity associated with surface science probes including isotopically
the surface chemical reactions and the dependence tagged TPD, reflection high energy electron dif-
of the overall film growth kinetics on the steady- fraction (RHEED), low-energy electron diffraction
state reaction-product coverage which is in turn (LEED), and Auger electron spectroscopy (AES).
dependent on deposition temperature Ts and alloy For reference, we also carry out TPD experiments
composition. on C-adsorbed Si(0 0 1) as a function of CH3 SiH3
A variety of C-containing precursors, including exposure.
C3 H8 [6], CH4 [7], CH3 SiH3 [8,9], C(SiH3 )4 and D2 TPD spectra from Si1y Cy (0 0 1) layers con-
C(SiH2 Cl)4 [10], have been used for Si1y Cy (0 0 1) tain, in addition to b1 and b2 peaks due to Si
gas-source epitaxy. Of these, monomethylsilane, monodeuteride and dideuteride surface species, a
CH3 SiH3 , is of interest since it is a relatively sim- lower-temperature C-induced monodeuteride c1
ple molecule, is a gas at room temperature, and peak associated with Si surface atoms, labeled Si ,
contains no C–C bonds. CH3 SiH3 is believed to having C backbonds. Increasing the C fraction y in
dissociatively adsorb on Si(0 0 1) through nucleo- Si1y Cy (0 0 1) layers grown at constant Ts results in
philic substitution reactions resulting in Si–C bond a decrease in the intensity of b1 , while the intensity
cleavage and the formation of surface CH3 and of c1 increases such that the total integrated mono-
SiH3 species which further decompose to monohy- deuteride intensity, and therefore the total dan-
drides and dihydrides [11,12]. gling bond density, remains constant. C segregates
Previous reports have described the growth of strongly to the second-layer with Si coverages
Si1y Cy (0 0 1) layers, with y up to 0.018 and 0.03 hSi increasing from 0 to 0.42 ML as y is varied
from SiH4 /CH3 SiH3 mixtures by UHV-CVD [9] from 0 to 0.026 during the growth of Si1y Cy (0 0 1)
and rapid-thermal chemical vapor deposition (RT- at Ts ¼ 600 °C. hSi also increases with Ts at con-
CVD) [8], respectively. The UHV-CVD film growth stant y: for example, hSi ranges from 0.1 ML at
rate R was found to decrease with increasing y Ts ¼ 500 °C to 0.3 ML at Ts ¼ 650 °C for
Y.L. Foo et al. / Surface Science 513 (2002) 475–484 477
Si0:9952 C0:0048 (0 0 1). D2 TPD spectra from Si(0 0 1) There, they were degassed at 600 °C for 4 h, cooled
surfaces exposed to high CH3 SiH3 doses (2:5 to 200 °C, and then rapidly heated at ’100 °C s1
1017 –1:5 1019 cm2 ) at Ts ¼ 650 °C exhibit, in to 1100 °C for 1 min to remove the oxide. The
addition to b1 , b2 and c1 peaks, a higher-temper- maximum pressure rise during oxide desorption
ature feature arising from the desorption of D was 6 3 109 Torr for 6 10 s.
bonded to first-layer C atoms. Substrates processed using the above procedure
exhibited 2 1 RHEED patterns consisting of
well-defined diffraction spots, rather than streaks,
2. Experimental procedure and sharp Kikuchi lines. The layer surfaces were
thus atomically smooth with relatively large ter-
All Si1y Cy (0 0 1) layers were grown in a multi- races. No C or O was detected by in situ AES.
chamber UHV GS-MBE system, described in de- Substrate temperatures were determined using Pt–
tail in Refs. [13,14]. A combination of ion and Rh thermocouples calibrated by optical pyrometry.
turbomolecular pumps provide a base pressure of Si(0 0 1) buffer layers were grown at 800 °C
’5 1011 Torr. The growth chamber, equipped prior to commencement of Si1y Cy (0 0 1) film
with RHEED and a quadrupole mass spectro- growth. The buffer layers serve two purposes. They
meter (QMS), is connected through a transfer cover any remaining surface contamination while
chamber to an analytical station containing pro- simultaneously providing a more uniform dis-
visions for TPD, utilizing a heavily differentially tribution of terrace lengths [16]. The primary
pumped Extrel QMS, AES, electron energy loss Si1y Cy (0 0 1) film growth temperatures were 500,
spectroscopy and LEED. 550 and 600 °C, all in the surface-reaction-limited
Si1y Cy /Si(0 0 1) layers, 0.10–0.45 lm thick, growth regime. The incident Si2 H6 flux was main-
were grown from Si2 H6 and CH3 SiH3 molecular tained constant at JSi2 H6 ¼ 2:2 1016 cm2 s1 for
beams delivered to the substrate through individ- all depositions while the CH3 SiH3 flux JCH3 SiH3 was
ual directed tubular dosers located 3 cm from varied from 7:0 1012 to 4:2 1015 cm2 s1 . In a
the substrate at an angle of 45°. The dosers are parallel series of experiments, clean Si(0 0 1) sur-
coupled to feedback-controlled constant-pressure faces were exposed to a CH3 SiH3 dose rate of
reservoirs in which pressures are separately moni- 4:2 1015 cm2 s1 for time intervals t ¼ 1–60 min
tored using capacitance manometers whose signals (corresponding to doses n of 2:5 1017 –1:5 1019
are in turn used to control variable leak valves. cm2 ) at 650 °C.
Valve sequencing, pressures, gas flows, and film TPD measurements were carried out in situ on
growth temperatures are all computer controlled. all samples. Following Si1y Cy (0 0 1) growth, or
The Si(0 0 1) substrates were 1 3 cm2 plates CH3 SiH3 dosing of a clean Si(0 0 1) buffer layer,
cleaved from 0.5-mm-thick n-type wafers (resistiv- the samples were quenched to <200 °C and ex-
ity ¼ 10–20 X cm, n ¼ 2–4 1014 cm3 ). Initial posed to atomic deuterium until saturation cov-
cleaning consisted of degreasing by successive erage. For this purpose, D2 was delivered through
rinses in warm trichloroethane, acetone, propanol a doser identical to those described above, but
and deionized water. The substrates were then with a hot W filament near the outlet to crack the
subjected to four wet-chemical oxidation/etch cy- gas. All surface H was exchanged for D as dem-
cles comprised of the following steps: 2 min in a onstrated by TPD. The TPD experiments were
2:1:1 solution of H2 O:HCl:H2 O2 , rinse in fresh performed with the sample 2 mm from the 5-mm-
deionized water, and a 30 s etch in dilute (10%) diameter hole in the skimmer cone of a heavily
HF. They were blown dry with ultra-high-purity differentially pumped Extrel QMS. TPD spectra
N2 , exposed to a UV/ozone treatment which con- were acquired using a linear heating rate of 2
sists of UV irradiation from a low-pressure Hg °C s1 . Deuterium was employed rather than hy-
lamp (15 mW cm2 ) for 30 min in air to remove C- drogen in order to suppress the background signal.
containing species [15], and introduced into the Deposited film thicknesses were measured by
deposition system through the transfer chamber. microstylus profilometry while C concentrations
478 Y.L. Foo et al. / Surface Science 513 (2002) 475–484
3. Experimental results
Fig. 2. D2 TPD spectra from GS-MBE layers Si1y Cy (0 0 1) layers with C fractions y grown on Si(0 0 1) at Ts : (a) y ¼ 0:000056,
Ts ¼ 600 °C, (b) y ¼ 0:00046, Ts ¼ 600 °C, (c) y ¼ 0:0048, Ts ¼ 600 °C, (d) y ¼ 0:026, Ts ¼ 600 °C, (e) y ¼ 0:0048, Ts ¼ 550 °C and (f)
y ¼ 0:0048, Ts ¼ 650 °C.
n
decreases in intensity and the intensity of the low- dhD mh Ea
¼ exp ð1Þ
temperature feature increases. However, the total dT f kT
integrated area remains constant. Fig. 2(e), (c),
and (f), TPD spectra from Si0:9952 C0:0048 (0 0 1) al- where m is the attempt frequency, hD is the instan-
loys grown at Ts ¼ 550, 600 and 650 °C, respec- taneous D coverage, n is the order of the desorption
tively, show that the effects of increasing Ts at reaction, f is the sample heating rate, Ea is the de-
constant y are similar to those corresponding to sorption activation energy and k is Boltzmann’s
increasing y at constant Ts . constant. At high pumping speeds [20]
All TPD spectra from GS-MBE Si1y Cy (0 0 1)
hD ðT Þ m
layers were fit using standard Polanyi–Wigner ln ¼ IðT Þ ð2Þ
h0 f
analyses in which the desorption rate dhD =dT is
expressed as [19] for first-order desorption and
480 Y.L. Foo et al. / Surface Science 513 (2002) 475–484
Fig. 3. D2 TPD spectra from clean Si(0 0 1) surfaces exposed to a CH3 SiH3 flux JCH3 SiH3 ¼ 4:2 1015 cm2 s1 at Ts ¼ 650 °C for times
t: (a) 7.5 min, (b) 15 min, (c) 30 min and (d) 60 min. The open circle data points correspond to D2 TPD reference spectra from clean
Si(0 0 1) surfaces.
However, we did not observe this high-tempera- the activation energy for D2 desorption from C-
ture peak in TPD spectra from any of our Si1y Cy - backbonded Si surface atoms is 0.3 eV lower than
(0 0 1) alloy samples. Thus, we conclude that during that from Si surface atoms with Si backbonds.
GS-MBE Si1y Cy (0 0 1) film growth, adsorbed C This is primarily due to charge transfer, resulting
atoms, like B atoms in GS-MBE Si(0 0 1):B [23], from the higher electronegativity of C, from Si
move to the second-layer primarily due to their dangling bonds to the subsurface Si –C back-
small size. We interpret c1 as being due to deute- bonds. Similar findings
p phave been reported for
rium desorption from surface Si atoms with C B-adsorbed Si(111) 3 3 based on electron tun-
backbonds. RHEED and LEED analyses showed neling spectroscopy data [26] and for ultra-highly
that all Si1y Cy (0 0 1) layer surfaces, irrespective of B-doped Si(0 0 1)2 1 layers based upon TPD
the bulk C concentration or film growth temper- [23].
ature, remain 2 1. Fig. 4 is a plot of the coverages h of the b1 and
Si dimer atoms on Si(0 0 1)2 1 are in tension c1 surface monohydride phases, as well as the b2
and have rotated and foreshortened backbonds dihydride phase, obtained from the corresponding
associated with the reconstruction [24]. Placing C integrated TPD peak intensities as a function of
atoms in Si dimer sites would lead to a significant the bulk C fraction y in Si1y Cy (0 0 1) alloys grown
increase in the tensile strain. The small covalent at 600 °C. hb1 decreases with y as hc1 , a direct
radius of C (0.77 A compared to 1.11 A for Si), measure of the second-layer C coverage, increases.
combined with the shorter C–Si bond length (1.89 However, the total integrated monohydride
) [25] with respect to Si–Si (2.35 A
A ) [25], results in coverage, hR ¼ hb1 þ hc1 , and hence the surface
the second-layer being the lowest energy site for C. dangling bond density, remains constant at 1
This is consistent with our TPD data showing that ML. Thus, there is no evidence for C-induced
482 Y.L. Foo et al. / Surface Science 513 (2002) 475–484
Fig. 4. b1 and c1 monodeuteride and b2 dideuteride surface Fig. 5. Steady-state surface coverages hSi of C-backbonded Si
coverages h on GS-MBE Si1y Cy (0 0 1) layers grown at Ts ¼ 600 atoms during GS-MBE growth of Si0:9952 C0:0048 (0 0 1) at tem-
°C as a function of y. peratures Ts . JSi2 H6 and JCH3 SiH3 are the incident Si2 H6 and
CH3 SiH3 fluxes.
7.5 and 15 min with JCH3 SiH3 ¼ 4:2 1015 cm2 s1 peaks: b1 and b2 due to D2 desorption from Si
at Ts ¼ 650 °C, the TPD spectra (Figs. 3(a) and monodeuteride and dideuteride surface phases, as
(b)) exhibit a rapid decrease in b1 intensity with a well as a new second-order desorption peak c1 .
corresponding increase in c1 as the coverage of C- The b1 , b2 and c1 desorption peaks are centered at
backbonded Si atoms increases, consistent with 515, 405 and 480 °C. No higher-temperature TPD
GS-MBE Si1y Cy (0 0 1) TPD spectra in Fig. 2. peak, corresponding to D2 desorption from sur-
However, at these large CH3 SiH3 exposures face C atoms, as obtained in C-adsorbed Si(0 0 1)
( P 2:8 103 ML), second-layer C coverages are spectra, was observed. The Si1y Cy (0 0 1) c1 peak,
saturated and a broad higher-temperature feature, similar to the case for ultra-highly doped Si-
not observed in Si1y Cy (0 0 1) alloy spectra, emer- (0 0 1):B layers, arises due to D2 desorption from
ges signaling the presence of first-layer surface C. C-backbonded Si monodeuteride species. c1 occurs
The width of this new TPD feature arises from the at a lower temperature than b1 due to the lower D–
heterogeneous environment of the surface C atoms Si bond strength as a result of charge transfer
which have both Si and C in-plane neighbors and from dangling bonds to second-layer C atoms
are also backbonded to both Si and C atoms. which have a higher electronegativity than Si. D2
Thus, the high-temperature feature corresponds to desorption activation energies from b1 , c1 and b2
a convolution of several TPD peaks associated sites are 2.52, 2.22 and 1.88 eV.
with first-layer C atoms. Thus, we have demonstrated, for the first time,
With even larger CH3 SiH3 doses, the high- that C segregates to the second-layer during GS-
temperature TPD feature increases in intensity and MBE Si1y Cy (0 0 1). The total integrated mono-
narrows as first-layer C coverage increases, while deuteride TPD intensity remains constant for all
the intensities of b2 , c1 and b1 continue to decrease. Si1y Cy (0 0 1) films indicating there is no signifi-
In Fig. 3(d), corresponding to the highest CH3 SiH3 cant C-induced deactivation of surface dangling
exposure (n ¼ 1:5 1019 cm2 or 2:3 104 ML), bonds as was observed during ultra-highly B-
the first-layer C peak is centered near 670 °C, well doped GS-MBE Si(0 0 1). The coverage of hSi of
below reported TPD results for H2 desorption C-backbonded Si , and hence the coverage of
from diamond C(0 0 1)2 1 surfaces for which the second-layer C atoms, increases continuously with
dideuteride and monodeuteride peaks occur at 900 Ts over the entire range investigated (500 °C 6 Ts 6
and 970 °C, respectively [30]. This again is due to 650 °C). For GS-MBE Si0:9952 C0:0048 (0 0 1) alloys,
the heterogeneous environment of both first- hSi varies from 0.10 ML at Ts ¼ 500 °C to 0.30
and second-layer C in the present experiments. ML at 650 °C. The positive Ts -dependence shows
Analogous results were demonstrated for D2 de- that C segregation is in the kinetically limited
sorption from Ge-adsorbed Si(0 0 1)2 1 and regime.
Si-adsorbed Ge(0 0 1)2 1 surfaces where both
the Si b2 and b1 peak positions shift down in
temperature due to the presence of in-plane sur- Acknowledgements
face and second-layer Ge neighbors [31].
The authors acknowledge the financial sup-
port of the Materials Science Division of the
5. Conclusions US Department of Energy (DOE) under Award
DEFG02-ER9645439. The authors also appreci-
We have carried out in situ D2 TPD experi- ated the use of the Center for Microanalysis of
ments on both C-adsorbed Si(0 0 1) and GS-MBE Materials at the University of Illinois, which is
Si1y Cy (0 0 1) layers in order to probe pathways for partially supported by the DOE. PD was partially
hydrogen desorption as well as C incorporation supported by the Natural Sciences and Engineer-
and segregation kinetics during GS-MBE Si1y Cy - ing Research Council of Canada. Y.L. Foo is
(0 0 1) deposition. D2 TPD spectra from GS-MBE funded by the Institute of Materials Research and
Si1y Cy (0 0 1) layers consist of three desorption Engineering (IMRE), and the Agency for Science,
484 Y.L. Foo et al. / Surface Science 513 (2002) 475–484
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