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Engineering Geology
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a r t i c l e i n f o a b s t r a c t
Article history: Slope mass rating (SMR) is a commonly used geomechanical classification for the characterization of rock
Received 3 January 2011 slopes. SMR is computed adding to basic rock mass rating (RMR) index, calculated by characteristic values
Received in revised form 4 October 2011 of the rock mass, several correction factors depending of the discontinuity–slope parallelism, the discontinu-
Accepted 8 October 2011
ity dip, the relative dip between discontinuity and slope and the employed excavation method. In this work a
Available online 18 October 2011
graphical method based on the stereographic representation of the discontinuities and the slope to obtain
Keywords:
correction parameters of the SMR (F1, F2 and F3) is presented. This method allows the SMR correction factors
Geomechanical classification to be easily obtained for a simple slope or for several practical applications as linear infrastructures slopes,
SMR open pit mining or trench excavations.
Basic RMR © 2011 Elsevier B.V. All rights reserved.
Stereographic projection
0013-7952/$ – see front matter © 2011 Elsevier B.V. All rights reserved.
doi:10.1016/j.enggeo.2011.10.004
68 R. Tomás et al. / Engineering Geology 124 (2012) 67–76
P/W B |βj| ó |βi| b 20° 20–30° 30–35° 35–45° >45° SMR ¼ RMRb þ ðF 1 F 2 F 3 Þ þ F 4 ð1Þ
P/W F2 0.15 0.40 0.70 0.85 1.00
T 1.00
where:
P C βj − βs >10° 10–0° 0° 0–(−10°) b(− 10°)
W βi − βs – RMRb is the basic RMR index resulting from Bieniawski's rock
T βj + βs b 110° 110–120° >120° – –
mass classification without any correction. Therefore, it is calculat-
P/T/W F3 0 −6 − 25 − 50 − 60
ed according to RMR classification parameters (Bieniawski, 1989).
Excavation method (F4) – F1 depends on the parallelism (A in Table 1) between discontinu-
Natural slope + 15 Blasting or mechanical 0 ity dip direction, αj, (or the trend of the intersection line, αi, in the
Presplitting + 10 Deficient blasting −8 case of wedge failure) and slope dip, αs (Table 1).
Smooth blasting +8
– F2 depends on the discontinuity dip, βj, in the case of planar failure
P: planar failure; T: toppling failure; W: wedge failure. αj: dip direction of the and the plunge of the intersection line, βi, in wedge failure (B in
discontinuity; αs: dip direction of the slope; αi: dip direction of the intersection line
Table 1). For toppling failure, this parameter adopts the value
of two sets of discontinuities; βj: discontinuity dip; βi: angle of plunge of the
intersection line of two sets of discontinuities; βs: slope dip. 1.0. This parameter is related to the probability of discontinuity
shear strength (Romana, 1993).
– F3 depends on the relationship (C in Table 1) between slope, βs,
and discontinuity, βj, dips (toppling or planar failure cases) or
the plunge of the intersection line (wedge failure case)
(Table 1). This parameter retains the Bieniawski adjustment fac-
is devoted to define stereoplots that can be used in rock mass slopes tors that vary from 0 to − 60 points and express the probability
studies in order to easily interpret and compute SMR correction of discontinuity outcropping on the slope face (Romana, 1993)
factors. for planar and wedge failure.
Fig. 4. Graphical construction of the stereoplot used for the determination F3 parameter for planar failure case. PS is the slope pole.
Fig. 5. Graphical construction of the stereoplot used for the determination F3 parameter for wedge failure case. PS is the slope pole and βS is the slope dip. L.m.d.: line of maximum dip.
R. Tomás et al. / Engineering Geology 124 (2012) 67–76 71
Fig. 6. Graphical construction of the stereoplot used for the determination F3 parameter for toppling failure case. PS is the slope pole.
– F4 is a correction factor that depends on the excavation method large number of measurements have been plotted a recognition of
used (Table 1). pole concentrations and discontinuity patterns becomes evident;
this may be assisted by the use of density contouring of the pole
Eq. (1) can be rewritten as:
plots. This allows a quantitative assessment of the influence of dis-
continuities on the behavior of the rock mass and will provide the
SMR ¼ RMRb þ ðψ F 3 Þ þ F 4 ð2Þ
necessary information for determining rock mass classification values
and failure mechanisms.
where F1 × F2 has been grouped in the same term (ψ) that varies In the case of SMR, once the different discontinuity sets have been
from 0 to 1. This term can be considered as the percentage of factor identified and rock mass has been fully characterized, Table 1 can be
F3 mobilized. used to compute F1, F2 and F3 correction parameters. An alternative
As F4 parameter has an irreplaceable descriptive character and de- graphical method for F1, F2 and F3 parameters calculus is proposed
pends on the excavation method, the method proposed in this work is using stereographical projection stereoplots.
only focused in the determination of the geometrical terms ψ and F3
in Eq. (2) using the stereographic projection of rock mass slope
discontinuities. 3.1. Graphical determination of ψ parameter
3. Stereographic diagrams proposed for slope mass rating Figs. 1, 2 and 3 show the stereographic diagrams proposed for ψ
determination associated to each type of failure, planar, wedge and
One of the most important aspects of rock slope analysis is the sys- toppling respectively. These diagrams are obtained considering the
tematic collection and representation of geological data (Hoek and combined values of F1 and F2 proposed by Romana (1985) that
Bray, 1981). Field collected discontinuity orientation data are ana- depend on the parallelism between discontinuity dip direction (or
lyzed by the use of stereographic projection techniques that allow the trend of the intersection line in the case of wedge failure) and
graphical representation and interpretation of the discontinuity data slope dip direction and the discontinuity dip that conditions the ra-
by means of the great circles or the poles to the planes. When huge dial lines and the concentric areas respectively drawn onto the
amounts of discontinuity data are available the presentation of a stereoplots.
large number of great circles onto a single stereoplot makes the For the use of these diagrams the slope and the discontinuities (or
data difficult to interpret. In these cases it is preferable to represent the intersection line for wedge failure) have to be represented in
the inclination and azimuth of a plane by means of the pole of the equiangular projection over the lower hemisphere using tracing
plane. The poles are presented in two dimensions by projecting paper. The tracing paper is superimposed to the Figs. 1, 2 or 3,
them onto the horizontal or equatorial reference plane. When a depending of the mode of failure, and rotated around the point O to
72 R. Tomás et al. / Engineering Geology 124 (2012) 67–76
Fig. 7. Poles diagram (Px) and great circles of the discontinuities (Jx) affecting the slope (S).
match the slope dip direction to the direction indicated in the figures. graduated diameter at point M. From this point we have to measure
The pole position of each discontinuity set indicates the type of failure 110° and 120° over the graduated diameter in the direction of the
and the corresponding ψ values. center O obtaining S and T points. Taking the distances OS and OT
and scribing an arc from center O the different punctuation sectors
3.2. Graphical determination of F3 parameter are defined. F3 values increase towards the center of the diagram
varying from 0 to − 25 points.
F3 depends on the relationship between slope and discontinuity As it was previously mentioned, the stereoplots for F3 determination
dips or the intersection line plunge (Table 1). Because this parameter depend on the slope dip and as a consequence different stereoplots
depends on slope dip, a specific stereoplot has to be used for each have to be drawn for each slope dip value. However, once the stereoplot
slope dip value. The construction of the stereoplot is easy and also de- has been built for a particular dip it can be used for the determination of
pends on the type of failure mechanism. F3 correction parameter of other slopes with the same dip.
Fig. 4 shows the construction of the F3 parameter for planar failure. For the exploitation of the above defined stereoplots, we proceed the
As it can be seen, once the slope plane has been represented onto ste- same way as with the stereoplots proposed for ψ correction parameter.
reographic projection, a semicircle with a radius OPS from the center
O has to be drawn in the upper part of the projection diagram, where 4. Application example
PS is the slope plane pole. Posteriorly, two concentric semicircles to
OPS one at a ±10° has to be drawn using the graduated diameter of The proposed graphical methodology is applied for the determi-
the graphic. The four obtained areas provide the F3 values that vary nation of the SMR correction factors of a rocky slope and compared
from 0 to −60 points. Fig. 4 shows the location of the areas with the cor- with the original values obtained from Romana's (1985) discrete
rection values that grow towards the center (O) of the diagram. classification.
Fig. 5 corresponds to the stereoplot used for F3 determination for The studied slope (S) has a 210° and 60° dip direction and dip re-
wedge failure cases. In order to define the punctuation sectors a semi- spectively. This slope is affected by four discontinuities sets that are
circle from the center O and with a radius OQ must be drawn. Q is the represented in Fig. 7 by means of their great circles (J1 to J4) and
pole projection of the line of maximum dip (l.m.d. in Fig. 5) of the their respective poles (P1 to P4) whose orientations (dip direction
slope, S. Finally, two new concentric semicircles have to be drawn at and dip) are: J1 (60/70), J2 (235/40), J3 (150/80) and J4 (16/10).
±10° using the axis graduation. Notice that the punctuation decreases When the discontinuity sets and the slope have been represented
outward of the diagram varying between 0 and −60 points. in equiangular projection the obtained stereographic diagram has to
When toppling is the compatible failure, the stereoplot shown in be superimposed to the stereoplots and oriented in order to match
Fig. 6 has to be used. This stereoplot can be easily drawn scribing an the slope (S) dip direction with the dip direction of the stereoplot.
arc, radius OPS, from the center (O) of the diagram to intersect the As it is well known, for this purpose tracing paper can be used in
R. Tomás et al. / Engineering Geology 124 (2012) 67–76 73
Fig. 8. Determination of ψ (F1 × F2) for a 60° dip slope affected by Fig. 7 discontinuities
sets: (a) planar failure, (b) wedge failure and (c) toppling failure.
74 R. Tomás et al. / Engineering Geology 124 (2012) 67–76
2channels, etc.) and open pit mining where the slopes excavated
over wide rock masses present the same dip but different strikes
that change along the infrastructure or the exploitation sector. An
example of the firstly referred case is showed in Fig. 10a and b
that corresponds to a linear infrastructure excavated through a
rock mass affected by a family of discontinuities with a dip direction
and a dip equals to 235° and 40° respectively. As seen, once the
stereoplots have been drawn, SMR correction parameters can be
easily determined by rotating the stereoplot to match the dip direc-
tion of the stereoplot with the dip direction of the dip direction of
the stereoplot. Fig. 10c shows the position of the discontinuity
poles for the different slope strikes of the linear infrastructure.
Notice that the punctuations for each slope orientation and the
changes of punctuations are immediately determined by rotating
the stereoplot in order to match the slope and the stereoplot dip
directions. The different positions of the discontinuity pole (PJ) for
the whole slope strikes describe its geometric path that allows to easily
understand how correction parameters (and consequently SMR)
change with the slope orientation. The knowledge of the joint pole
geometric path can be very useful for identifying the critical slope
orientation that corresponds to the higher combination of ψ and F3
correction parameters.
For trench excavation, where the slopes have the same direction
and dip but opposite dip direction, the graphical method can be ef-
fortlessly applied by simply rotating the stereoplot 180° to determine
ψ and F3 correction parameters that are immediately determined by
simple measurement of the position of the discontinuity (or the line
of intersection for wedge failure) (Fig. 10b and c).
The previously presented applications of this methodology use a
representative dip and dip direction of each discontinuity set for the
SMR calculus. However, this graphical methodology can provide an-
other interesting application that consists of representing the poles
of all the discontinuities measured at field (Fig. 11) in order to take
into account the dispersion of the discontinuities orientation to deter-
mine the maximum, minimum, mode and other simple statistics for ψ
and F3 values. Notice that Fig. 11 only includes planar cases simply for
clearness of the figure. Nevertheless toppling and wedge failure cases
can be also taken into account by representing the discontinuity poles
and the great circles of all discontinuities field measurements respec-
tively using the corresponding stereoplots.
6. Conclusions
Fig. 9. Determination of F3 for a 60° dip slope (S) affected by Fig. 7 discontinuities sets
(J1, J2, J3 and J4): (a) planar failure, (b) wedge failure and (c) toppling failure.
R. Tomás et al. / Engineering Geology 124 (2012) 67–76 75
Table 2
SMR correction factors computed using original discrete (D) function proposed by Romana (1985) and graphical method (G) proposed in this paper. A: parallelism between dis-
continuity dip direction (or the trend of the intersection line in the case of wedge failure) and slope dip direction; B: discontinuity dip or angle of plunge of the intersection line
of two sets of discontinuities; C: discontinuity (or intersection line) dip and slope dip relationship. T: toppling; P: planar; W: wedge; NFW: non feasible wedge.
Fig. 10. Practical application of SMR graphical approach for the determination of correction parameters in a linear infrastructure.
76 R. Tomás et al. / Engineering Geology 124 (2012) 67–76
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