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The function of Rock Mechanics engineers is not to compute accurately but to judge soundly.
Hoek and Londe
FIGURE 26.1 Estimate of GSI based on visual inspection of geological conditions. (From Roclab,
2006; Marinos and Hoek, 2000) Modification by Cai et al. (2004) in terms of its quantification by block
volume and joint condition factor is also shown on the right side.
These classifications have been available to engineers and geologists for 60 years. Dis-
continuities are classified into five surface conditions that are similar to joint conditions
in RMR (Chapter 6).
1. Very good
2. Good
Chapter 26 Geological Strength Index 321
3. Fair
4. Poor
5. Very poor
A 6 5 block in the matrix of Figure 26.1 is picked up first according to actual and
undisturbed rock mass classification and discontinuity surface condition. Then a corre-
sponding GSI is read. According to Hoek (1998) and Marinos and Hoek (2000), a range
of values of GSI (or RMR) should be estimated instead of just a single value. This prac-
tice has a significant impact on the design of slopes and excavations in rocks. Drastic
degradation in GSI, RMR, and Q-values is found to occur in openings after squeezing
and rock bursts. This is also seen in openings, hence the need for evaluating the GSI
of rock mass in the undisturbed condition (D ¼ 0). Back analysis of both a model
(polyaxial strength criterion) and its parameters (from the observed behavior of rock
structures) is an ideal method of the rock mass characterization, and GSI is the first step
in this direction.
Figure 26.1 is used judiciously for crushed/disintegrated and laminated/sheared
rocks. Similarly, hard, thick laminated rocks in the last row of Figure 26.1 may
not be applicable, because they may have a higher strength classification (see
Table 5.2, Class II).
The GSI chart has been subsequently quantified by Cai et al. (2004) by incorpo-
rating the rock block volume (Vb) formed by the joints or discontinuities and the joint
condition factor JC (see Table 4.6). The suggested quantification is also shown in
Figure 26.1. The block volume (Vb), affected by the joint set spacing and
persistence, can broadly be known by the joint spacing given for six different rock
classes in Figure 26.1. The value of joint condition factor, JC, controlled by joint
roughness, weathering, and infilling material, can be obtained by Eq. (26.4) from
Cai et al. (2004).
JW JS
JC ¼ ð26:4Þ
JA
where JW ¼ large-scale joint or discontinuity waviness in meters from 1 to 10 m
(Table 26.1), JS ¼ small-scale smoothness in centimeters from 1 to 20 cm (Table 26.2),
and JA ¼ joint alteration factor (Table 26.3).
Cai and Kaiser (2006), based on the proposed quantitative chart (Figure 26.1), and
using surface fitting techniques, suggested the following equation to calculate GSI from
JC and Vb:
26:5 þ 8:79 ln JC þ 0:9 lnVb
GSIðVb , JC Þ ¼ ð26:5Þ
1 þ 0:0151 ln JC 0:0253 lnVb
where JC is a dimensionless factor defined by Eq. (26.4) and block volume Vb is in cm3
(see the section Calibration of RMi from Known Rock Mass Strength Data in
Chapter 10).
To avoid double-accounting, groundwater condition and in situ stresses are not con-
sidered in GSI because they are accounted for in computer models. GSI assumes that
the rock mass is isotropic; therefore, only cores without weak planes should be tested
in triaxial cells to determine qc and mr as GSI downgrades strength according to schis-
tocity. This classification reduces many uncertainties in rock mass characterization. An
undisturbed rock mass should be inspected for classification; however, heavy blasting
creates new fractures.
322 Engineering Rock Mass Classification
Rating for
Waviness waviness
terms Undulation (JW)
Interlocking 3
(large-scale)
Stepped 2.5
Large >3% 2
undulation
Small to 0.3–3% 1.5
moderate
undulation
Planar <0.3% 1
Term Description JA
Suggested
Appearance of rock mass Description of rock mass value of D
Excellent quality controlled blasting or D¼0
excavation by tunnel boring machine
results in minimal disturbance to the
confined rock mass surrounding a tunnel.
TABLE 26.4—Cont’d
Suggested
Appearance of rock mass Description of rock mass value of D
Very poor quality blasting in a hard rock D ¼ 0.8
tunnel results in severe local damage,
extending 2 or 3 m, in the surrounding
rock mass.
as stress relief due to removal of the overburden of the rock mass results in disturbance of
the rock mass. It is considered that the “disturbed” rock mass parameters with D ¼ 1 in
Eqs. (26.7) and (26.8) are more appropriate for these rock masses (Hoek et al., 2002).
Thus, UCS of a rock mass obtained from Eq. (26.6) is
qcmass ¼ qc sn ð26:10Þ
and uniaxial tensile strength (UTS) of a good rock mass is
sq
qtmass ¼ c ð26:11Þ
mb
326 Engineering Rock Mass Classification
FIGURE 26.2 Relationship between ratio of cohesive strength of rock mass to UCS of intact rock (c/qc)
and GSI for different mr values for D ¼ 0. (From Hoek and Brown, 1997)
Chapter 26 Geological Strength Index 327
FIGURE 26.3 Friction angle (f) of rock mass for D ¼ 0 for different GSI and mr values. (From Hoek
and Brown, 1997)
The Hoek et al. (2002) correlations for s are valid for rock slopes and open pit mines, but
not for structurally controlled rock slopes and transported rockfill slopes. For tunnels and
caverns, there is an enormous strength enhancement (Chapter 13).
MODULUS OF DEFORMATION
Hoek and Diederichs (2006) found a useful correlation for modulus of deformation (Ed)
of rock mass based on approximately 496 in situ tests.
1 D=2
Ed ¼ Er 0:02 þ , GPa ð26:14Þ
1 þ expðð60 þ 15D GSIÞ=11Þ
where Er ¼ modulus of elasticity of intact rock in GPa.
The elastic modulus (Ee) is obtained from the unloading cycles of the uniaxial jacking
tests. It is correlated for both dry and saturated rock mass as follows (Chapter 8 and
Eq. 8.19):
Ee ¼ 1:5Q0:6 E0:14
r , GPa ð26:15Þ
where Q ¼ rock mass quality.
Equation (26.15) is suggested for the dynamic analyses of concrete dams during a
major earthquake and machine (generator) foundations on the rock masses.
The original equation proposed by Hoek and Brown (1997) has been modified by the
inclusion of factor D to allow for the effects of blast damage and stress relaxation. The
strength and deformation parameters estimated from the GSI system are very close to
those obtained from in situ tests (Cai et al., 2004). Back analysis of observed displace-
ments in openings may give more realistic values of the design parameters including the
disturbance factor by trial and error.
328 Engineering Rock Mass Classification
TABLE 26.5 Values of the Constant mr for Intact Rock Material by Rock Group
Texture
Greywacke
(18)
The values given are estimates. It is suggested to get the mr values from triaxial test data.
*These values are for intact rock specimens tested normal to bedding or foliation. The value of mr will be
significantly different if failure occurs along a weakness plane.
Source: Hoek, Marinos, and Benissi, 1998.
Chapter 26 Geological Strength Index 329
FIGURE 26.4 Tunneling problems associated with different levels of strain. (From Hoek, 2001; Singh
and Goel, 2006)
Example 26.1
In a major hydroelectric project in dry quartzitic phyllite, the rock mass quality (Q) is in
the range of 6 to 10. The joint roughness number Jr is 1.5 and joint alteration number Ja is
1.0 for critically oriented joints in the underground machine hall. The unit weight of
phyllite rock is 2.78 gm/cc. The upper bound strength envelope between s1 and s3 from
triaxial tests gave UCS (qc) ¼ 80 MPa, fp ¼ 32 , mr ¼ 5.3, and Er ¼ 11.6 GPa when the
plane of schistocity is horizontal. The average UCS for various angles of schistocity is
40 MPa. The GSI is estimated to be about 55 as rock mass is micro-folded and joints
are very rough and unweathered. With these values, it is required to consider the engi-
neering parameters of the undisturbed (D ¼ 0) rock mass for the machine hall cavity
(width 24 m and height 47 m).
The average rock mass quality is √(6 10) ¼ 8 (approximately). Other calculations
are presented in Table 26.6 for the undisturbed rock mass. The peak angle of internal
friction works out to be 27 from Figure 26.3 and 32 from triaxial tests and 56 from
the Jr/Ja value. Thus, a value of fp ¼ 32 appears to be realistic. A blast damaged zone
of about 2 m depth may be assumed in the computer modeling all around the cavity with
half the values of cp, qcmass, Ed, and G.
It may be emphasized that Table 26.6 suggests parameters for the first iteration only
in the computer modeling. The more realistic model and parameters may be back cal-
culated from the observed displacements of the cavity during upper half excavation.
332
Example 26.2
Given the strength of rock material (qc) ¼ 50 MPa, Hoek-Brown parameters for rock
material (mr) ¼ 10, GSI ¼ 45, and overburden above tunnel (H) ¼ 100 m. Estimate
the shear strength parameters of both undisturbed and heavily blasted rock mass
(D ¼ 1.0) using Hoek’s computer program Roclab (2006).
For an undisturbed in situ rock mass surrounding a tunnel at a depth of 100 m, with a
disturbance factor D ¼ 0, the equivalent friction angle f ¼ 47 while the cohesive
strength is c ¼ 0.58 MPa. A rock mass with the same basic parameters but in a highly
disturbed slope of 100 m height, with a disturbance factor of D ¼ 1, has an equivalent
friction angle of f ¼ 28 and a cohesive strength of c ¼ 0.35 MPa.
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