Professional Documents
Culture Documents
by
Adam J. Tracy
Doctor of Philosophy
Capella University
September 2016
ProQuest Number: 10196142
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a note will indicate the deletion.
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© Adam J. Tracy, 2016
Abstract
American football is the most common high school sport and a core event in communities across
the United States. The top competitive priority in sport is winning. As a result, the prominent
measure of a high school football teams’ success is their winning percentage. Not much about a
high school football program is consistent from year-to-year, nor from one high school football
program to another. Therefore, the head football coach’s leadership behavior is critical to
developing a successful program. Unfortunately, current leadership research in high school sport
processing. There is a gap in the literature related to authentic leadership and team success in
high school football programs. This study addresses the gap with the following RQ: To what
extent, if any, is there a correlation between a Midwestern state high school head football
coach’s measured level of leadership authenticity and the team’s success? The population for the
study consisted of all high school football programs in a Midwestern state (N = 716). This study
utilized the Authentic Leadership Questionnaire (ALQ) to measure the level of leadership
authenticity of head football coaches; the team’s winning percentage was used to measure team
success. Spearman’s Rho was .509 (p <.001), indicating a significant positive relationship
between a head football coach’s level of authentic leadership and their team’s success. A two-
step hierarchical regression of two models was performed; both were statistically significant.
The addition of ALQ score to model 2 provided a significant increase in R-squared (R2 change =
.12, p <.01) demonstrating the difference in variability and increase in predictive power
associated with authentic leadership behavior. A high school football team success model
equation was developed. The research addresses the gap in the existing literature by contributing
to the emergence of authentic leadership theory in sport and has practical implications for current
and future high school athletic directors and head football coaches.
Dedication
achieve this goal is because of and for you. I strive to be the greatest father and role model that
you deserve. I want you to know that you can achieve anything you choose in life if you set your
mind to it. I will always lead your support system and help you by anticipating the obstacles that
To my support system and wife, Christina. Thank you. I appreciate the sacrifices that
you made so I could pursue this important personal goal. Thank you for believing in me.
iv
Acknowledgments
I would like to acknowledge my mentor, Dr. Patricia Parham, for her consistency and
support throughout this journey. I appreciate the relationship we have established and your
guidance to ensure I achieved this goal. I would like to acknowledge my committee members,
Dr. Jane Petrick and Dr. Christopher Lucarelli, for the insight and feedback that helped form my
research. Your encouraging words and support were valuable and directly contributed to my
success. Lastly, I want to acknowledge Dr. Rubye Braye and Dr. Edward Mason for their timely
v
Table of Contents
Acknowledgments....................................................................................................v
Introduction ..............................................................................................................1
Definition of Terms..................................................................................................5
Introduction ..............................................................................................................9
Research Design.....................................................................................................38
vi
Target Population and Sample ...............................................................................39
Population .......................................................................................................39
Sample ............................................................................................................39
Procedures ..............................................................................................................40
Instruments .............................................................................................................42
Introduction ............................................................................................................46
Hypothesis Testing.................................................................................................49
Summary ................................................................................................................53
vii
Limitations .............................................................................................................60
Conclusion .............................................................................................................62
REFERENCES ..................................................................................................................65
viii
List of Tables
Table 1. Descriptive Statistics: Authentic Leadership Score; Win Percentage; Coach’s Age;
Coach years’ experience; coach number of titles ...............................................48
ix
List of Figures
x
CHAPTER 1. INTRODUCTION
Introduction
Every year in communities across the United States, high school football coaches and
players take the field for 48 minutes attempting to bring their preparation, hard work, and team
together in their pursuit of success. They succeed by winning the game. The sport industry is an
industry, where unlike others, success is easily measured and always clear. However, it is not
always clear what contributes to team success. A strategic football approach that works with one
high school football program may not work with another. The athletic ability of athletes may
vary by region. The number of available sport programs at each school may vary, which could
impact which athletes join the football program. The available resources may vary from a
Division I to Division VII program causing an inconsistency that may allow some high school
football programs to utilize better facilities and equipment. However, all high school football
programs have one thing in common – a head football coach. The head football coach is the
leader who manages all assistance coaches and leads the athletes’ performance on the field. As a
result, through their leadership style, they may positively or negatively impact the team’s
success.
of other leadership theories, most notably transformational leadership, as scholars believed it was
a broader concept that encapsulated transformational and other positive forms of leadership
(Lloyd-Walker & Walker, 2011; May, Chan, Hodges & Avolio, 2003). A number of scholars
have defined authentic leadership differently based on their perspective and experience.
Although the definitions have varied, leaders are consistently portrayed as possessing self-
1
knowledge and a personal point of view, which reflects clarity about their values and convictions
(Avolio, Luthans, & Walumbwa, 2004). Authentic leaders use their strong values and
convictions to lead others (Shamir & Eilam, 2005). As a result, they lead in a manner that the
follower recognizes as authentic. As a new construct, there is little empirical research that
examines authentic leadership and its possible relationship to team success in the sport industry.
As the construct authentic leadership took form, Walumbwa et al. (2008) created a
relational transparency, internalized moral perspective, and balanced processing. Since then,
research using the Authentic Leadership Questionnaire (ALQ) supports relationships between
measured authenticity and trust, job satisfaction, and follower emotions (Harvey, Martinko, &
Gardner, 2006). According to Heinze, Soderstrom, and Zdroik (2014) the sport industry is an
important component of the continued evolution of authentic leadership. Baron and Parent
(2015) contend that the debate surrounding the development of authentic leadership continues
today because it is an attitude and behavior that cannot be imitated. This research added
important findings on whether there is a correlation between high school head football coach’s
The research problem of this study is that scholars do not know whether there is a
correlation between a high school head football coach’s measured level of leadership authenticity
and their team’s success. Leader behavior that exhibits the four dimensions of authentic
2
leadership theory is expected to contribute to higher percentages of team success. Although
scarce, leadership research in high school sport dates back decades when Penman, Hastad, and
Cords (1974) examined high school football and basketball coaches in two different mid-west
states to determine whether there was a correlation between their authoritarian leadership style
and team success. Current research literature on authentic leadership indicates that we know
there is a relationship between a leader’s level of authenticity and trust, job satisfaction, and
follower emotions (Harvey, Martinko, & Gardner, 2006). Yammarino (2008) documents a need
in authentic leadership research to further articulate theoretically and empirically test additional
variables. Walumbwa, Luthans, Avey, and Oke (2011) suggest future authentic leadership
research needs to explore other organizational cultural dimensions in order to extend the
different organizational contexts. Soebbing and Washington (2013) highlight that while studies
are investigating sport coaches, they may not be studying the true leader because some sport
organizations have shared leadership roles involving the head coach and administrators. Baltzell
et al. (2014) recently studied high school coaches to understand the sources of joy and
unhappiness of their role. The research results showed that coaches identified success on the
field as their greatest source of joy. By understanding whether a coach’s authenticity correlates
to team success within a high school football program, the study contributes to the understanding
The purpose of this study is to determine whether there is a correlation between a high
school head football coach’s measured level of leadership authenticity and their team’s success.
3
The study will contribute empirical results related to authentic leadership in high school football
programs that does not exist in the existing literature. Prior studies in other domains have found
that authentic leadership has an effect on or leads to higher performance (Leigh, 2014; Onorato
& Zhu, 2014; Wang, Sui, Luthans, Wang, & Wu, 2014).
Research Question
RQ1 - To what extent, if any, is there a correlation between a Midwestern state high
school head football coach’s measured level of leadership authenticity and the team’s success?
recent theoretical research and new empirical results related to the correlation of authentic
leadership and team success at the high school level in the sport industry. The results will
contribute to the theory of authentic leadership and performance of head football coaches. Given
that the research on authentic leadership in high school sport is scarce, this research topic is
significant because it will provide evidence to demonstrate how the leader’s behavior in high
This research study will provide empirical research on authentic leadership theory in a
new domain that could extend the understanding of how a leader who demonstrates authentic
leadership behaviors can positively impact their team’s success. The current literature and
research shows mixed study results regarding authentic leadership (Gardner et al., 2011) and
team performance measured by winning percentage (Dohrn, Lopez, & Reinhardt, 2015). This
study will continue the focus on authentic leadership theory related to the broader phenomenon
4
This research will contribute to the emergence of authentic leadership theory in sport and
may result in practical changes by high school head football coaches and athletic administrators
with a commitment to developing head football coaches into more authentic leaders. High
school head football coaches may have increased self-awareness related to their behavior and
better understand how it correlates with the success of their team. The results may have
implications on other sport programs at the same high school, too, as the athletic department may
look to leverage the study results to benefit other head coaches. Lastly, the practical implications
could lead to better athlete and team performance due to an increased level of authentic
Definition of Terms
The independent variable (IV) is the measured level of authentic leadership. The
questionnaire (ALQ) score. Walumbwa et al. (2008) defines authentic leadership as a pattern of
“leader behavior that draws upon and promotes both positive psychological capacities and a
balanced processing of information, and relational transparency on the part of leaders, fostering
positive self-development” (p. 94). A number of studies have used this operational definition
(Leigh, 2014; Leroy, Palanski & Simons, 2012; Peus et al., 2012; Wong & Cummins, 2009b;
Wong & Laschinger, 2013). The aggregate of all scored components on the ALQ questionnaire
were used to determine respondents’ measured level of authentic leadership. An aggregate ALQ
score between 64-80 indicates a very high level of authentic leadership; a score between 48-64
indicates a high level of authentic leadership; a score between 32-48 indicates a low level of
5
authentic leadership; and a score between 16-32 indicates a very low level of authentic
leadership.
The dependent variable (DV) is team success. The operational definition of the DV is the
winning percentage ratio of the 2015 completed high school football regular season calculated as
the number of wins divided by number of games played. Prior research studies in sports have
used the team’s winning percentage to measure team success (Dohrn, Lopez, & Reinhardt,
2015).
High School is defined as a Midwestern state public or private school with grades 9 -12
that is a member of the state High School Athletic Association. Each high school has a football
program.
Head coach is the individual with primary leadership responsibility of assistant coaches
and players. The head coach may be paid or unpaid and have a coaching staff consisting of two
or more paid or unpaid assistants. He is responsible for providing the vision for the football
Assumptions
1. Head football coaches provided honest responses to all ALQ survey questions.
4. The privacy and confidentiality of all participants and data was maintained.
6
5. Data collection procedures were adequately established and followed in
Limitations
One limitation is that the study only examined the measured level of leadership
authenticity of head football coaches and team success of high school football programs in a
single state.
and significance of the study, research question, definitions of terms, and assumptions and
limitations of the study. Chapter 2 provides a detailed review of the authentic leadership and
team success research literature, synthesizes the findings, and analyzes the research methods, test
procedures, and study results. It is a comprehensive review of the authentic leadership theory,
sport industry, and team success literature that includes all of the relevant published research and
primary scholarly sources to inform the study. Chapter 3 outlines the purpose of the study,
research question and hypothesis, research design, target population and sample, data collection
procedures used to conduct the study, instrument used to collect the data, and all ethical
considerations. Chapter 4 presents the testing results and a summary of the testing conclusions.
Chapter 5 discusses the research findings and how they inform the leadership field and sport
7
industry. It will elaborate on the implications for the research question. It will discuss the
application of the test results. Lastly, recommendations for future research will be presented.
8
CHAPTER 2. LITERATURE REVIEW
Introduction
Research shows that different forms of leadership are correlated to and influence
variables of performance and success. One form of leadership, specifically, authentic leadership
has been and continues to be evaluated as a factor in the United States and foreign countries and
in many different industries and domains. This literature review includes a review of the seminal
and current research that has been instrumental in forging the theoretical foundation of authentic
leadership theory. The literature review will document how authenticity was introduced to the
leadership literature and the work that researchers did to expand the construct. Additionally, the
literature review will include examples of how researchers are using authentic leadership theory
in contemporary studies.
Sport has always had leaders who practice leadership. The literature review includes
pertinent details about the sport industry and an analysis of how the growth and culture of sport
organizations is attracting an increasing number of leadership studies due to the collection and
availability of high quality quantitative data. Sport team success is defined and evaluated. The
sport industry is an environment where the rules of performance are strict, and noncompliance is
immediately flagged with consequences for each nonperforming action. Success in the sport
industry is widely measured by winning; the sport industry is built to ensure the winner is always
clearly determined. The result of this clarity has allowed researchers to consider how a sport
organizational factors.
9
After analyzing the literature on authentic leadership and sport team success, the
literature review includes a discussion of prior studies of authentic leadership and team success
in similar and different domains. A summary of the literature review will critique the study
results and synthesize the findings to illustrate how they informed and framed the current study.
Lastly, the review supports the research design to aid in answering the research question.
Authentic leadership theory traces back to ancient Greek philosophy where the
etymology of the word authentic is linked to the Greek word, authentu, which means to have full
power (Gardner et al., 2011; S. Harter, 2002; J. Harter, Schmidt, & Hayes, 2002). The earliest
unexamined life is not worth living (Gardner et al., 2011); Aristotle would later use this
expression to expand his examination of ethics with a focus on self-actualization. Through this
philosophical foundation of how people objectively evaluate their core selves and assess their
ontological realities, the seminal work of authentic leadership theory began to take form (Kernis
& Goldman, 2005). Authentic leadership is communicated as a root construct of other leadership
theories, such as ethical and transformational leadership theories (Avolio & Gardner, 2005).
authenticity occurred in the 1960s where it was asserted that authenticity of an organization was
evidenced through its leadership. Rome and Rome (1967) supported this assertion with their
definition of authentic leadership, which stated in part, that an organization, like a leader, is
authentic to the extent “that it accepts finitude, uncertainty, and contingency; realizes its capacity
for responsibility and choice; acknowledges guilt and errors; fulfills its creative managerial
10
potential for flexible planning, growth, and chart of policy information; and responsibly
participates in the wider community” (p. 185). The years following their landmark work would
be marred with support and criticism that resulted in an inconsistent focus from scholars on
authentic leadership.
Decades passed before authentic leadership reemerged in social science research, where
work was again being done in the field of education. Researchers were being encouraged to
study how authentic leaders behaved and the associated outcomes. Luthans and Avolio (2003)
defined authentic leadership in organizations “as a process that draws upon both positive
psychological capacities and a highly developed organizational context, which results in both
greater self-awareness and self-regulated positive behaviors on the part of the leaders and
associates, fostering positive self-development” (p. 243). The authentic leader is believed to be
confident, optimistic, resilient, transparent, moral/ethical, future oriented, and given to setting
priorities to develop associates into leaders themselves. The authentic leader does not try to
intimidate or coax associates, but rather the leader’s authentic values, beliefs, and actions serve
to model the development of associates. This foundation provided the path for scholars to
dissect the current understanding of authentic leadership and expand on what it means for both
the leader and follower. In the work of Luthans and Avolio (2003), they recognized that
characteristics of an individual that enabled them to behave like an authentic leader. They take it
further to extend to the effects on followers, defining how the leader’s actions can lead to the
development of similar behaviors with followers. The importance of this behavior is that the
leadership researchers have added findings and a framework to the literature to support a better
11
important, they have also been important for practitioners, too, because they demonstrate that an
authentic leader positively impacts the growth and development of followers. The progressive
value of this relationship may lead to future studies investigating the leader-follower relationship
Luthans et al. (2004) would refine their description of authentic leaders “as those individuals
who know who they are, what they think, how they behave, and how they are perceived by
others as being aware of their own and others’ values/moral perspectives, knowledge, and
strengths” (p. 4). Authentic leaders are aware of the context in which they operate and
demonstrate confident behavior with high moral character. Their progressive work bridged the
work on positive organizational behavior and advanced the theoretical basis of authentic
leadership development. Their refined descriptions and definition came at a time when other
scholars were evaluating what was known about authentic leadership and how it was
The developmental phase of the authentic leadership construct reached its first pivotal
point with the work of Kernis (2003), which was based on a comprehensive review of the
existing literature. Kernis (2003) focused on the element of self-esteem and its importance to a
leader’s approach when they have an optimal level of self-esteem compared to when it is lower.
He hypothesized that leaders with an optimal level of self-esteem are more likely to develop
open, quality relationships with others. The value of self-esteem is extended to a leader’s
behavior. In instances where a leader’s actions align with their values and beliefs, it is suggested
that they are demonstrating components of an authentic being. At this point, Kernis (2003) and
12
Avolio et al. (2004) corroborated each other’s understanding of the specific self-esteem
Avolio and Gardner (2005) addressed the development of authentic leadership theory
amidst challenging times faced by different organizations, when they collaborated with scholars
and practitioners from diverse domains and with key leaders from business, educational,
military, and political arenas. The focus was on the emergence and development of authentic
leadership and followership (Avolio & Gardner, 2005). This focus is significant to the field of
regardless of the industry, domain, or model of the product or service that is provided. The
across many different domains. It also provides an opportunity for consideration from varying
perspectives, suggesting that the ongoing development of authentic leadership will be robust and
Shamir and Eilam (2005) build on the work of Luthans and Avolio (2003) and Avolio et
al. (2004) by proposing that an individual’s life story is a contributing factor to their ability to be
self-aware and attach meaning to their values, which leads to how they interact with followers
and develop as an authentic leader. Sparrowe (2005) agreed that an individual’s life story is at
the root of how a leader may identify with their true self, subsequently providing additional
context regarding what may encourage the development of authentic leadership tendencies. In
contrast, Michie and Gooty (2005) viewed authentic leadership through a different lens that
suggested self-transcendent values (equality, honesty, and responsibility) and positive emotions
13
(gratitude, appreciation, and concern for others) are the critical elements that contribute to the
development of authentic leadership. Although they asserted that the foundational elements of
development for authentic leadership are different, the researchers still explained that positive
psychological capacities and values are the result that leads to leader authenticity. This quality
progression indicates advances toward understanding authentic leadership given that the initial
intent in describing and defining authentic leadership was to develop a construct that was multi-
dimensional and multi-level (Luthans & Avolio, 2003). However, this could present difficulties
Gardner et al. (2005) used the collective scholarly insight and developed a self-based
model of authentic leader and follower development that consisted of antecedents of personal
history and trigger events. The theoretical framework for the model was grounded in literature
of the self and identity given the current definitions of authentic leadership, which focuses on
being true to the self (Gardner et al., 2005). The central theme of their model framework was
that authentic leaders continuously demonstrated for others through their words and actions high
they assert that they act as a positive role model, positively effecting the development of
authentic followers. The framework supports earlier work that asserted that authentic leaders are
able to model the development for associates (Luthans & Avolio, 2003) and provides some
Jensen and Luthans (2006) did a study focused on entrepreneurs as authentic leaders to
evaluate their impact on employees’ attitudes. The topic was the perceived leadership of
entrepreneurs by their employees, which they noted had received limited research attention. The
14
researchers used the Authentic Leadership Model to conduct the exploratory examination of the
relationship between employee perception of a founder as an authentic leader and the employees’
attitudes and happiness. Participants were employees of new small businesses, which were all
founded by a single individual. A quantitative methodology and hierarchal linear modeling was
used to analyze the data for the employee participants (n = 179). Findings showed that the
organizational commitment, and work happiness (Jensen & Luthans, 2006). In addition to
collecting data on the perception of the founders’ authentic leadership, each founder was asked
to complete an assessment of their own authentic leadership using the same measure. A
significant positive correlation was found between the leaders’ self-assessment of authentic
leadership and the employees’ perception of their authentic leadership. One limitation of the
study was the sampling strategy. A convenience sampling method limited the generalizability of
the study results. The researchers note that experimental and longitudinal future research should
evaluate issues of causality, as well as the strength of the noted relationships. Future research
should expand beyond employee attitudes to focus on how authentic leadership by the
entrepreneur impacts organizational performance. This study offered the first application of the
In a separate empirical study, Jenson and Luthans (2006) addressed a void in the
authentic leadership as defined by Avolio and colleagues. The study did not explore any
organizational performance factors; however, the findings were intended to support progressive
research related to authentic leadership. The theoretical framework drew upon Avolio and
15
colleagues concept of authentic leadership defined as knowing one’s self, owning one’s personal
experiences, and behaving in a pattern consistent with these understandings (Jenson & Luthans,
2006). The researchers hypothesized that entrepreneurs’ level of optimism is positively related
were recruited to participate in the study, which resulted in 76 participants (n =76). This study
was used that leveraged components of the following valid and reliable instruments: Multifactor
Leadership Questionnaire Form 5X (Bass & Avolio, 1990), the ENTRESCALE (Knight, 1997),
and Ethical Climate Questionnaire (ECQ) (Victor & Cullen, 1988). Each of these instruments
consists of multiple items; only the items reflecting the focus of this study were obtained and
assessed. The results of the exploratory factor analysis showed strong positive correlations
between optimism, resiliency, and hope with overall positive psychological capital and the self-
perception of authentic leadership (Jenson & Luthans, 2006). The researchers noted the
limitation associated with relying on self-reported measures and suggested that future research
should focus on the concept of trust and how the perception of trust in a leader could be a
predictor of success. Ultimately, the study proved to be another step toward applying authentic
leadership.
changes over time. This study has importance to the leadership field as it used a longitudinal
research design and a random coefficients modeling (RCM) approach, which are less often used
16
in leadership research and were previously noted as recommendations. The researcher
contended that how others perceive an individual as a leader is inconsistent over time and
individual differences could predict the extent of change. The researchers hypothesized that
individuals high in authentic leadership will be more likely than those low in authentic leadership
to be perceived as leaders early in a groups’ tenure. The participants for the study were
undergraduate students who were enrolled in a leadership course. Given that no valid and
reliable measure for authentic leadership existed at the time of this study, the researchers created
solid values, and passion for purpose (George, 2003). Similar to the study by Jenson and
Luthans (2006), an exploratory factor analysis was used primarily because no prior research on
authentic leadership was available to use other statistical analysis options like a confirmatory
factor analysis. This is important as it demonstrates how research designs are impacted when a
new construct is developed and there is minimal or no prior research available. Correlational
analysis and a two-level hierarchical linear regression (HLM) were used to test the hypotheses.
The findings do not support the hypothesis, suggesting that self-monitoring and authentic
leadership did not predict the extent to which an individual was perceived as a leader (Tate,
2008). However, the analysis did show that, in general, an individual higher in authentic
leadership might have a more accurate perception of their own level of authentic leadership that
is closely aligned to how they are perceived, than an individual lower in authentic leadership
behaviors. In essence, an individual who others perceive as low in authentic leadership is less
17
This is important because a number of authentic leadership measures consist of a self-report
version. The limitations and recommendations for future research highlight key takeaways that
inform the current study. The main limitation of their study was associated with the small
sample size. This brings greater awareness to ensuring the required minimum sample size,
regardless of the method of determining it, is achieved in order to substantiate the study findings.
The developmental phase would culminate with the work of Walumbwa et al. (2008) who
developed a refined definition of authentic leadership through numerous converged studies that
defined authentic leadership as a pattern of leader behavior that “draws upon and promotes both
positive psychological capacities and a positive ethical climate, to foster greater self-awareness,
transparency on the part of the leaders, fostering positive self-development” (p. 94). The
definition served as the foundation for the theory-based measure of authentic leadership that was
developed and tested (Walumbwa et al., 2008). Walumbwa et al. (2008) performed a
independent samples who rated their leaders on authentic leadership behaviors. The study results
transparency, internalized moral perspective, and balanced processing measures that form a
higher-order authentic leadership factor. The measure is the Authentic Leadership Questionnaire
(ALQ). While presenting the ALQ, Walumbwa et al., (2008) noted that it has implications for
future research on authentic leadership in organizations. The measure provides a valid and
18
reliable way for researchers to study authentic leadership that will allow them to continue to
refine the construct through scale development. In an attempt to evaluate the effects of the
higher-order authentic leadership factor, it is recommended that future research adopt less
subjective measures of performance and take on a broader range of outcomes. This was
significant to the field of leadership and practitioners as organizational leaders searched for ways
to understand how their leaders were influencing positive or negative team outcomes. In many
instances, the most current literature on authentic leadership uses the Authentic Leadership
Questions (ALQ) self-report version when determining whether there is a relationship between
authentic leadership and other variables (Leigh, 2014; Onorato & Zhu, 2014).
Current literature and empirical research demonstrates and supports that authentic
transparency, internalized moral perspective, and balanced processing (Algera & Lips-Wiersma,
2012; Avolio & Gardner, 2005; Cianci et al., 2014; Diddams & Change, 2012; Datta & Gupta,
2015; Gardner et al., 2005; Gardner et al., 2011; Hinojosa et al., 2014; Leigh, 2014; Leroy &
Palanski, 2012; Men & Stacks, 2014; Peus et al., 2012; Rego et al., 2013; Rego et al., 2014;
Rego et al., 2015; Sendjaya et al., 2016; Walumbwa et al., 2008; Wang et al., 2014; Wong &
Laschinger, 2013; Zhu et al., 2011; Zhu et al., 2015). A leader must demonstrate self-awareness
in order to develop the other three dimensions of the construct (Walumbwa et al., 2008). An
authentic leader is considered to be self-aware by the degree to which they are aware of their
strengths, limitations, how others perceive them, and how they impact others. In doing so, the
leader will obtain and bring meaning to his view of the world, which impacts his current
understanding of himself and will continue to be a factor in his outlook in the future. Relational
19
transparency is the leader’s ability to reinforce a level of openness with others that provides them
with an opportunity to be forthcoming with their ideas, challenges, and opinions. An authentic
leader engages in open and trustworthy dialogue that displays their true perspective and feelings
grounded in ethics and understood as the degree to which a leader sets a high standard for moral
and ethical conduct. In doing so, the leader will accept all data and information and objectively
evaluate it prior to making a decision. The leader will solicit views that may conflict with theirs
in order to ensure all relevant information is given adequate consideration (Walumbwa et al.,
2008). The leader’s effort to solicit opposing views connects to the balanced processing
dimension, as well. Balanced processing is the degree in which a leader solicits sufficient
feedback and viewpoints to make important decisions while also considering their ongoing self-
regulation of internal moral standards to ensure other external influences are not over-
influencing. Basically, the leader receives the information sought through other dimensions of
authentic leadership and assesses them against their own values and view of the world before
making an important decision that will impact their followers while keeping the follower’s best
interest in mind. Scholars are increasing the study of the interacting influence of authentic
leadership and one of the four core foundations as defined by Walumbwa et al. (2008). To this
end, some current research is studying authentic leadership using different leadership models
while investigating the core foundations. Leader behavior that exhibits the four dimensions of
authentic leadership theory is expected to contribute to higher percentages of team success (see
Figure 1).
20
Theoretical Framework
Self-Awareness
Relational Transparency
Authentic Team
Leadership Success
Internalized Moral Perspective
Balanced Processing
Figure 1
Wong and Cummings (2009b) conducted a study using a model linking authentic
leadership behaviors with trust and work outcomes, with secondary analysis procedures. The
hypothesized model was tested using structural equation modeling in the health care industry.
The theoretical foundation was based on the same four underlying dimensions of authentic
leadership as defined by Gardner et al. (2005) that other studies have used (Giallonardo et al.,
2010; Walumbwa et al., 2010). The study proposed that authentic leadership influences follower
behavior through a mediating variable, trust in the leader, that impacts self-rated role
performance (Wong & Cummings, 2009b). At the time of this study, little empirical research
existed in the health care industry that evaluated trust in leadership with organizational variables.
Therefore, this study was significant because it filled a gap in the health care domain, and
provided additional empirical results for the leadership field. The findings of the study were
mixed, as the only authentic leadership behaviors to impact an outcome was an indirect effect of
relational transparency. It suggests that a leader who is relationally transparent may be able to
earn higher levels of follower trust. Given that trust is thought to be an important aspect of any
relationship within the health care field, it is potentially a positive sign that an authentic leader
can elicit higher levels of trust from followers. It also presents an opportunity for a researcher to
21
conduct similar research within a different industry that may or may not have the perceived
inherent importance on trust in the culture. The main limitation of this study was related to the
challenges associated with using secondary analysis and finding accurate indicators for certain
variables. Ultimately, the conclusions of the study lead to multiple recommendations for future
research, which are beneficial. The most notable recommendation is for future research to
incorporate both leader and staff perceptions of authentic leadership and an objective measure of
According to Gardner et al. (2011) the Authentic Leadership Questionnaire (ALQ), that is
grounded in Avolio and colleagues’ work on authentic leadership, which is in turn derived from
construct, is the most frequently used measure of authentic leadership. The ALQ consists of four
al., 2007; Wong and Laschinger, 2013). Walumbwa et al. (2008) conducted a confirmatory
factor analysis, which determined the instrument was valid and reliable. As noted, prior to the
using selected components of other instruments used in the leadership field, like the Multifactor
Leadership Questionnaire (MLQ) and Ethical Climate Scale (ECQ). In most instances, this
approach has been replaced by the ALQ, which is valid and reliable.
22
Recent studies that explored authentic leadership as an antecedent and follower and
Gardner et al. (2011) highlight in a review of the authentic leadership literature and research that
quantitative research methods are used more than qualitative and the trend is increasing year-
over-year. Research strategies involving authentic leadership are most commonly performed
using a survey versus other quantitative methods as well (Gardner et. al, 2011). Recent studies
with an authentic leadership theoretical framework have used the ALQ to measure the level of
leadership authenticity (Wong & Laschinger, 2013) and descriptive statistics, in combination
with other correlation statistical methods, to determine if a relationship exists between authentic
Alegra and Lips-Wiersma (2012) recognize the importance of authentic leadership theory
and need for it to address the ethical crisis in organizations and to help people connect with
themselves and their profession, while enhancing the well being of their followers. Cianci,
Hannah, Roberts, and Tsakumis (2014) conducted a study to investigate the impact of authentic
leadership on followers’ ethical decision making when faced with temptation. Their results show
that authentic leadership significantly inhibited followers from making unethical decisions when
faced with temptation. In this study, the positive follower behavior was a result, in part, of the
leader’s authentic leadership. The findings demonstrate an area where an authentic leadership
style can have a positive influence on follower behavior. If follower behavior is positively
influenced, you could question whether their behavior could be a mediating variable to
performance. If a followers’ ethical decision making is enhanced, it could be argued that they
23
would be more likely to do what is best for their peers on the team, which may improve overall
team success.
While much of the literature on the construct authentic leadership focuses on the positive
behavior a leader demonstrates, Diddams and Chang (2012) explored the possibility that
unintended consequences stem from the overly positive approach. While recognizing that
reflection, Diddams and Chang (2012) suggest that a singular focus on your strengths and high
self-esteem as a leader can divert attention from weaknesses or make it increasingly difficult for
a leader to emotionally and cognitively acknowledge their weaknesses. A result of this is self-
pride rather than pride in their and their team’s accomplishments. Ultimately, the researchers
take an opposing view to a vast majority of the authenticity literature by highlighting that the act
of leading authentically could be a front for public image. Ultimately, a leader’s authentic
behavior must be authenticated by the followers in order for the team to benefit (Diddams &
Chang, 2012).
As the evolution of authentic leadership research continued, Wang, Sui, Luthans, Wang,
and Wu (2014) looked to refine how recent research defined authentic leadership with a
particular focus on investigating the relationship between authentic leadership and followers’
performance. They highlight that authentic leadership has become widely recognized as a
positive approach to organizational leadership and one in which can be of a higher value when
organizations face challenges. The hypothesis was that authentic leadership has a positive effect
on follower performance. A Chinese logistics firm and 801 followers and their immediate leader
served as the target population. Descriptive statistics were gathered for both leaders and
24
followers. Leaders were asked to rate their followers’ performance; followers were asked to rate
their leaders’ authentic leadership using the ALQ (Walumbwa et al., 2008). A confirmatory
factor analysis was completed, which resulted in a significant and positive correlation between
authentic leadership and performance (Wang et al., 2015). This study added to the knowledge of
the effectiveness of authentic leadership and supports the relationship focused leadership
perspective in existing authentic leadership research (Wang et al., 2005). One limitation of this
research was that the followers’ performance rating was obtained from their leader and could
consist of subjectivity or bias. The researchers note the potential limitation related to the
generalizability of their findings since the study was conducted in one firm in China, and
subsequently recommend that future research of the possible correlation between authentic
Sendjaya et al. (2016) examined the relationship between authentic leadership and moral
reasoning and moral action. Building on the internalized moral perspective believed to be a
component of a leaders’ authentic behavior, they defined moral reasoning as the implicit
rationale justifying one’s decisions. Moral action was defined as the verbal or non-verbal
behavior demonstrated. The findings showed no direct relationship between authentic leadership
and moral reasoning or moral action. The findings were unexpected (Sendjaya et al., 2016).
They are a significant contribution to the field because they appear to conflict with a core
antecedent of the authentic leadership construct. It highlights the need for continued research to
25
Sport Industry
American football is a core event in communities across the United States and is the most
common high school sport (Skinner et al., 2013). Scholars and practitioners consider leadership
the premise that a coach’s work is that of a leader. Success in the sport industry is first
recognized by performance, and measured by winning percentage. Recent studies in the sport
industry have used a correlational design to evaluate team success measured as a team’s winning
percentage (Reynolds et al., 2015). The sport industry offers a high volume of quality
quantitative data on individual and team performance that supports a quantitative study design.
Team performance metrics clearly define success, as measured by the number of wins divided by
the number of games played. As a result, the measure of team success for this study assumes a
quantitative measure of team success in the form of a ratio, winning percentage. Winning
effectiveness in the existing literature (Walumbwa et al., 2008; Wong & Cummings, 2009a); it
Hastie (1993) was known late in the 20th century for arguing that a coach’s leadership
influence could also increase personal development and should not be just looked at as a positive
contribution to performance. Unfortunately, sport leaders were still commonly evaluated with a
strict focus on the winning percentage of their team at that time (Chelladurai & Quek, 1995).
This fact largely distracted researchers from evaluating the potential impact on other outcomes.
Pratt and Eitzen (1989) supported the approach by highlighting that the leadership role in
sport is critical because success can be measured accurately, which allows organizations to hold
26
a coach accountable for performance. They performed a study to assess the effect of leadership
rigor, and a coaches’ intolerance for insubordination (Pratt & Eitzen, 1989). Their investigation
was unique because it was, in part, based on the presumption that coaches are held accountable
for uncertain events beyond their control: injuries, poor officiating, mental lapses by athletes, and
performance by an opponent. This is particularly interesting because the scholars assert that a
coach’s response to these uncertainties is to command as much control as possible, which may be
exerted through extraordinarily intense workouts and dehumanizing practices (Pratt & Eitzen,
1989). As a result, they noted that athletic teams have, with some exceptions, been primarily
consisting of variables to measure the three dimensions was sent to head coaches of 600 high
school boy’s basketball teams. Team success was measured using the coach’s lifetime winning
percentage. The findings showed that none of the variables has a significant effect on team
success. The result is an important finding because it provides an opportunity for future research
to evaluate whether other forms of leadership behavior have an effect on team success in high
school sport. The study assumes that the coach’s leadership style did not vary over a lifetime. It
also suggests that coaches who demonstrate leadership behaviors that are more authoritarian than
democratic do not necessarily win more games. Recommendations for further investigation from
Branch (1990) completed a study to examine athletic directors and perceptions of their
the purposes of this study, the behavior of the athletic directors was self-reported and provided
27
based on the perception of selected assistants and assistant athletic directors using the Perceived
changes, and be flexible in handling unexpected crisis (Branch, 1990). Pearson correlation
coefficient was performed to examine the relationship between the variables. An anticipated
finding showed that when an athletic director believes they have initiated structure, it correlates
to organizational effectiveness. Findings also indicated that leaders who are goal and task
accomplishment focused contributed to more effective organizations than leaders who seek to
develop good interpersonal relationships with their followers (Branch, 1990). The most effective
organization is one where leaders are able to do both. This is an important empirical
contribution because it suggests a scenario where leaders give less time to developing followers
and nurturing them could be a more effective leadership approach for an organization. This is
likely to conflict with other research in the behavioral science field where, generally speaking,
the positive interaction between leader and follower is believed to contribute to greater
success in the sport industry has and continues to be the foundation of scholarly research for a
myriad of reasons, but primarily because sport is viewed by many as a microcosm of the larger
Given that a higher winning percentage by a team in sport has shown a relationship with
other important organizational factors (Padgett & Hunt, 2011), it is important to understand how
leadership may positively effect team success measured by winning percentage. Quinn et al.
(2003) noted the ongoing debate about a sport team’s winning percentage and its effect on other
28
interacting variables of the organization. One of the biggest factors impacting research outcomes
is the varying perception of how leadership should be defined and which characteristics of a
leader’s behavior are the most important and contribute to the demonstration of leadership.
However, there is a clear body of literature dating back four decades that suggests sport coaches
are leaders (Kellett, 1999), which demonstrates why there is a growing importance to understand
authentic leadership in the sport domain. A team’s winning percentage has been used to measure
success in sport to determine how it is related to a change in coaching (Johnson et al., 2016),
how a new player impacts success (Reynolds et al., 2015), and how it impacts or is impacted by
variables such as player position (Skinner et al., 2013), attendance (Quinn et al., 2003), and
recruiting (Dronyk-Trosper & Stitzel, 2016). This is important because it demonstrates that
scholars are using this measure of success in a wide variety of studies, which suggests that it is a
Another study that explored a head coach’s transformational leadership and its effect on
objectively measured individual performance of basketball players noted the value of survey data
and objective performance data (Bormann & Rowold, 2016). Results supported a relationship
between transformational leadership and individual player performance in the sport domain.
Today, in the 21st century, coaches continue to be evaluated on the winning percentage of their
team (Skinner et al., 2013), but the criteria and consequences of poor performance have evolved
to higher levels.
The field of sport science offers a context that eliminates some of the organizational
difficulties and cultural contingencies that can complicate the leadership relationship. Day,
Gordon, and Fink (2012) suggest these aspects of the sport environment make it an enticing
29
context for leadership researchers, which has resulted in a growing number of studies in recent
years. Sport offers informative contexts that can enhance a scientific understanding of how
groups perform. Hughs et al. (2010) support the suggested value of empirical studies related to
leadership style or organizational outcomes by noting that football is a domain that can provide
insight to managers in other industries related to leading people, change, and the organization.
The study of team success in sport offers an opportunity to evaluate the high degree of
precision and collaboration required for them to succeed. Successful performance is contingent
upon followers, each with an innate skill set, individual intention, behavioral pattern and
cognition, coming together at a precise point in time (Williamson & Cox, 2014). This is difficult
at all levels of sport given the many interacting variables leaders and followers must navigate.
As a result, Williamson and Cox (2014) assert that theoretical and empirical investigations of
sport team performance can provide important insight into the central point between philosophy
of mind and sport, social ontology, and the cognitive sciences. The literature shows that team
performance in sport can vary in unpredictable ways, similar to individual performance. There is
also evidence that there can be disconnect between how a sport team “looks on paper” and the
actual measured performance. One possible explanation for this variance in expectations is the
team’s ability to create an emerging value from their interdependent roles on the team. In other
words, it is through the sharedness and progression toward the leader’s vision by each follower
that makes the whole greater than the sum of the parts. The sharedness can be further described
through player emotions, knowledge, and goals; players are believed to mutually influence each
other’s attitudes, too (Williamson & Cox, 2014). Based on the literature, coaching competency
30
2011). However, it appears, coaching competency is not the only factor impacting team
their own skills. Self-reflection of their strengths and weaknesses related to the sport and ability
to articulate it to others can enhance their impact on team performance, as well as enable other
players to enhance their performance through complimentary actions that align with their
strengths. As authentic leaders demonstrate the self-awareness required to develop the other
behaviors of a player to enhance the team’s performance. One could ask whether a higher level
of head coach authenticity would enhance the consistency and level of player self-reflection,
ultimately having an impact on the emerging value that is generated between players. This could
add another element of value outside of the coach-player exchange that is based on an authentic
Empirical research on high school football programs dates back decades and has looked
to better understand team performance measured by the number of wins, winning percentage,
among other dependent variable measurements. Theoretical approaches have varied from
production theory (Callan & Thomas, 2011) to common sense theory (Dohrn, Lopez, &
Reinhardt, 2015). In a separate study, Dohrn, Lopez, and Reinhardt (2015) examined the impact
financial performance of the football program. They expanded on the argument that a coach is
required to make calculated decisions that impact performance, which is contributing to the
wider interest of organizational performance within the sport domain. Their study was supported
by the work of Soebbing and Washington (2011) who also extended the leadership literature in
31
sport by examining how a change in head coach impacts team success. The study by Soebbing
and Washington also measured team success by winning percentage, but over a two-year span.
A recent study obtained and used the win/loss record data publically available through
the North Carolina High School Athletic Association (NCHSAA), which is the governing body
for high school sport programs in North Carolina (Skinner et al., 2013). The data provided a
method to identify the school so the researchers could assign the appropriate winning percentage
to each football program to measure team success. This research method supports the literature
that suggests the sport industry is an attractive domain for leadership studies given the objective
quality quantitative data immediately available to scholars. A more recent study in the sport
industry also calculated every team’s winning percentage as the measure of success to explore its
relationship with recruiting (Dronyk-Trosper & Stitzel, 2016). The results showed a statistically
significant relationship between the addition of quality players and team success when the team
is a consistently winning program. The relationship was less significant with teams whose
success was already marginal. Essentially, if the football program has a low winning percentage
for multiple seasons, it is less likely that adding a quality player will increase their winning
percentage. This could suggest that a higher quantity of quality players would be required to
researchers indicate that future research related to football team success should consider other
specifically state that coaching is an example of a less studied factor that may influence team
32
LoPilato, Hoffman, and Overstreet (2014) support the position that athletics provide
objective data on team performance in the form of team statistics that make it useful for studying
the performance of teams. The study evaluated how three different levels of performance,
typical, peak, and variable performance, predicted objective team-level outcomes. The primary
outcome used to assess team success was the team’s winning percentage, which was calculated
as the number of wins during the season divided by the total number of games played. Results
showed that team success was predicted by typical and peak performance, while offensive
variability in performance was also a predictor of team success, determined by a higher winning
Williamson and Cox (2014) outline that team performance in the sport domain is difficult
and typically varies even when common factors between multiple teams exist because it requires
a team of individuals to collaborate, which is a skill that may not be inherent in their ability even
as a high performing individual in a sport. Essentially, although a football program could field a
team of eleven individual experts in their respective role, the team may not succeed. Leading is
at the core of the strategies that could be used to increase team success, even when individual
success may already be high. Expectation of performance is also a factor in the sport industry.
performance, also viewed as team success (Soebbing, Wicker, & Weimar, 2015), a coach’s
actions are dissected and linked to outcomes that may be under outside influences or
circumstances outside their control. It leads to the question of how do you define a particular
coach’s leadership style and behavior, and how did it positively or negatively influence the
team’s success. Without defining the characteristics of the coach and their leadership style, it is
33
unclear whether the coach or another factor primarily contributed to the team’s success or failure
to meet performance expectations (Soebbing, Wicker, & Watanabe, 2016). Assessing whether
coaches’ leadership style impacts the teams’ success is further complicated by the fact that some
sport settings have shared leadership roles amongst coaches, which is an issue evident in recent
studies (Soebbing & Washington, 2011). It is important to ensure the actual leader is the coach
that is being evaluated. This is an important assessment from the field scholars that contributed
to the current study and explicit designation of head football coaches, which is a clearly defined
Even though the sport context provides a researcher an organizational setting with
reduced constraints in key fundamental areas that inhibit insightful leadership research, questions
continue to surround the field of leadership and what has been learned from studying teams in a
Scholars argue that leadership is significant for organizational performance; while they
agree, according to Rego et al. (2015), that leadership must be more than just effective to
increase performance. The scholars believe that it must also be good and enhance the quality of
the “moral fabric” of the organization. They point out that authentic leadership is considered
both effective and good (Avolio, 2010; Avolio & Mhatre, 2012), which supports the theoretical
and empirical evidence in the literature. Rego et al. (2015) acknowledge the limited studies
assessing group performance even though studies have shown authentic leadership to influence
followers’ behaviors and performance. Scholars and practitioners who have explored authentic
leadership in relation to team performance and success largely attribute this fact to the ongoing
34
growth and increasing interest. The researchers of this study hypothesized that authentic
leadership predicts store performance; the store’s sales achievement in terms of a percentage a
store achieves the monthly sales target was used to define team performance. The ALQ
instrument was used to measure authentic leadership. The study results showed that authentic
leadership predicts team performance, which corroborated other recent studies within different
domains. The significance of this study is that it demonstrates the statistical relationship
between authentic leadership and team performance (Rego et al., 2015) in the retail industry, and
Other studies of authentic leadership have looked to determine how authentic leadership
impacts other outcomes, such as organizational behavior and organizational trust. Onorato and
Zhu (2014) conducted a study intended to determine whether there is a correlation between
authentic leadership behaviors and organizational trust. The authors recognized how other
studies were built on a similar theoretical foundation that evaluated whether authentic leadership
through positive organizational behavior demonstrated by the leader. Based on the results of
earlier studies that showed when leaders are rated by followers as more authentic, the level of
follower performance was deemed more effective (Onorato & Zhu, 2014). A number of
empirical studies have evaluated whether trust mediates the relationship between authentic
leadership and success, which is why the work of Onorato and Zhu contributes to the literature of
authentic leadership. Their study expanded the use of the ALQ to assess the measured level of
leadership authenticity, too. A similar study assessed the effects of authentic leadership on
organizational citizenship behavior (OCB) (Valsania et al., 2012). Results showed that authentic
35
leadership positively impacted OCB. The researchers ultimately suggested that the results of the
study were the foundation for their belief that authentic leaders are the influence for advancing
elements of the organization. The caveat is that each organization may be comprised of different
Onorato and Zhu (2014) also point out that authentic leadership behaviors may vary by
industry; they evaluated whether there were any significant differences in authentic leadership
emphasizes that scholars need to consider how the correlation between authentic leadership and
organizational trust and performance may vary in different industries and organizations. The
study findings showed a high correlation between authentic leadership and organizational trust; it
also showed different levels of correlation between industry segments (Onorato & Zhu, 2014).
The study also demonstrates the variability in performance metrics across different domains.
The measure of team success in one industry is no more or less important than another; rather, it
is believed to be unique and a different opportunity to expand the authentic leadership theory.
and organizational outcomes, most notably team success (Rego et al., 2015). Previous research
methods have consistently shown that quantitative correlation design is an effective methodology
when evaluating authentic leadership and team success. Studies continue to use the ALQ
instrument to assess a leader’s level of authentic leadership and analyze how it impacts many
leadership and follower ethical decision-making (Cianci et al., 2014), trust (Onorato & Zhu,
36
2014), organizational citizen behavior (OCB) (Valsania et al., 2012), and performance (Rego et
al., 2015). Other research findings show no direct relationship between authentic leadership and
moral reasoning or moral action (Sendjaya et al., 2016). There is criticism and support regarding
the potential impact authentic leadership has on an organization, which is why researchers
consistently recommend further research that considers different domains to broaden and deepen
the understanding. Although the overall literature related to authentic leadership and team
success is growing, studies have not determined whether there is a correlation between authentic
37
CHAPTER 3. METHODOLOGY
The purpose of this study was to determine whether there was a correlation between high
school head football coach’s measured level of leadership authenticity and their team’s success.
The study contributed empirical results related to authentic leadership in high school football
programs, which was a gap in the existing literature. Prior studies in other industries have found
that authentic leadership has an effect on or leads to higher team performance (Leigh, 2014;
RQ1 - To what extent, if any, is there a correlation between a Midwestern state high
school head football coach’s measured level of leadership authenticity and the team’s success?
school head football coach’s measured level of leadership authenticity and the team’s success.
school head football coach’s measured level of leadership authenticity and the team’s success.
Research Design
variable was the measured level of leadership authenticity. It was determined by using the
Authentic Leadership Questionnaire (ALQ) (Walumbwa et al., 2008). The research design of
numerous recent studies analyzing authentic leadership used the ALQ to measure the level of
leadership authenticity (Leroy, Palanski, & Simons, 2012; Peus et al., 2012; Rego, Reis, & Pina,
2015; Wang et. al, 2014). The dependent variable was the team’s success. The team’s winning
38
percentage for one completed regular season was obtained from archival data through the High
School Athletic Association (HSAA), which is the governing entity and system of record for all
high school sport performance outcomes of the Midwestern state. The winning percentage was
determined by the number of games won divided by the number of games played.
Population
The population for the study was all high school head football coaches in a Midwestern
state. There were seven divisions of high school football in the Midwestern state, which
consisted of a total 716 football programs. Each high school was either a public or private
school and had to be a member of the High School Athletic Association (HSAA). Every high
school football program had one head football coach who had primary leadership responsibility
Sample
A simple random sample was used. The Microsoft Excel function RANDBETWEEN
was used to generate random numbers between 1 and 716. The initial sample strategy consisted
of 200 participants with a target response rate of 17% in order to achieve the required minimum
sample size. The first 200 random numbers were used as the initial sample. The random sample
numbers were traced back to the coded list of high school football programs. These programs
were included in the test sample. The required minimum sample size was not achieved with the
initial 200 participants in the sample. Therefore, an additional sample of 200 participants was
used from the randomly generated numbers in order to achieve the required minimum sample
size. A total of 400 sample participants were ultimately invited to participate in the study.
39
Power Analysis
A G Power analysis calculation was used to determine the required minimum sample size
to achieve the desired level of confidence based on the characteristics of the study. Using a
power of .95, confidence interval of .05, and effect size of .5, the minimum required sample size
Procedures
Participant Selection
The sample consisted of a random sample of high school head football coaches in a
Midwestern state. There were 716 high school football programs in the Midwestern state; each
program had one head football coach. After the programs were selected based on the coded
random numbers generated, the head football coach was identified via the High School Athletic
Association (HSAA) website, which is the governing body for high school sport programs.
Protection of Participants
Each head coach was provided an informed consent form and specific details related to
the study. The information outlined what the study was about, why they were being asked to
participate, the cost or benefits associated with their involvement, and contact information for
whom they can contact with questions about the study. They were told that any information
provided on their behalf would be kept confidential. All data was coded and research results
were only reported as aggregate and collapsed data across divisions to minimize risk of
identification.
Data Collection
40
The data for this research study were collected utilizing the Authentic Leadership
Questionnaire (ALQ) that was sent to participants via email. The selected sample participants
received an email requesting their participation in the research study along with a brief study
overview. The researcher’s cell phone number and school email address were provided.
Participants were asked to answer three predetermined demographic questions. The following
demographic questions were included with the ALQ survey: Number of seasons as a high school
head football coach; number of division titles won as a high school head football coach; and your
current age. An informed consent form was provided to participants for review prior to
completing the demographic questions and ALQ survey. The participants were told it should
take 10-15 minutes to participant in the study. The participant completed the questionnaire and
returned the completed survey and demographic questionnaire to the researcher via email. A
reminder email was sent 2 weeks after the initial introductory email to sample participants whom
had not responded inviting their participation. Since the required minimum sample size was not
achieved in one month, another set of participants was sampled. The second sample received the
same informed consent form and study information; the entire recruiting process was identical.
The coded ALQ results were matched to the winning percentage for each program in the sample
frame.
Data Analysis
This study primarily used descriptive statistics and Spearman’s Rho correlation to
between a Midwestern state high school head football coach’s measured level of leadership
authenticity and the team’s success. Based on the availability of data, a hierarchal regression
41
analysis was also performed to determine the strength of relationship between the head football
coach’s measured level of leadership authenticity, current age, number of years as a high school
head football coach, and the number of division titles they have won, and team success. IBM
Instruments
The independent variable (IV) was the level of measured leadership authenticity. The
study utilized one instrument to measure the level of leadership authenticity. The Authentic
Authentic Leadership (Walumbwa et al., 2008) and consists of sixteen (16) questions.
The ALQ scales are based on a Likert scale ranging from not at all to frequently, if not
Self-Awareness: To what degree is the leader aware of his or her strengths, limitations,
how others see him or her and how the leader impacts others?
Transparency: To what degree does the leader reinforce a level of openness with others
that provides them with an opportunity to be forthcoming with their ideas, challenges and
opinions?
Ethical/Moral: To what degree does the leader set a high standard for moral and ethical
conduct?
Balanced Processing: To what degree does the leader solicit sufficient opinions and
42
The measured level of leadership authenticity (IV) is discrete ordinal data and was
measured on a 5-point Likert scale ranging from not at all to frequently, if not always. The
instrument was obtained through MindGarden who granted approval for its use during this study.
For this study, the ALQ responses for the sixteen (16) questions were aggregated to one
authentic leadership total score factor, which was used to determine the level of leadership
authenticity of each participant. The authentic leadership total score was interpreted using the
following guidelines. Scores in the upper two ranges indicated stronger authentic leadership;
Very high = 64 – 80
High = 48 – 64
Low = 32 – 48
Very low = 16 – 32
The dependent variable (DV) is team success. It is continuous ratio data. It was not
measured with an instrument. It was determined by the winning percentage for the completed
2015 regular season for each high school football program. The winning percentage was
Validity
factor analysis of the ALQ to conclude the model is valid and reliable. The comparative fit index
(CFI), root mean square error of approximation (RMSEA), chi-square (X2) were used as part of
their validation effort. The following values were used to determine adequate fit.
43
RMSEA value of .06 or less
X2 = 2.39
Reliability
The estimated internal consistency alphas for each of the four measures of the ALQ were
Self-Awareness: a = .92
Transparency: a = .87
Ethical/Moral: a = .76
Ethical Considerations
The Belmont Report (1979) outlines three basic principles relevant to the ethics of
research involving human subjects: respect of persons, beneficence, and justice. These principles
were carefully considered while conducting this research. Informed consent, confidentiality,
anonymity, and the participant’s right to privacy are some of the considerations that the
researcher abided by to ensure that the participants were treated with the principles of respect of
person, beneficence, and justice. A consent form was provided to the participant with
information about the study following the requirements and guidelines from the Institutional
44
Review Board (IRB). The following ethical considerations were demonstrated during this
research.
i. Individual confidentiality
v. No researcher bias
The population and research topic were not at a greater than minimal risk to participants
because the research design was quantitative correlational research study, which used a survey
instrument. Ultimately, the potential participant decided if he or she wanted to take part in the
study. All head football coaches in the sampling frame had an equal chance of being in the
study. The researcher only reported aggregate and collapsed data across divisions to minimize
risk of identification. The data was coded prior to collection and kept confidential during
45
CHAPTER 4. RESULTS
Introduction
The purpose of this quantitative correlational study was to determine whether there is a
correlation between high school head football coach’s measured level of leadership authenticity
and their team’s success. The study contributed empirical results related to authentic leadership
in high school football programs, which was a gap in the existing literature. Prior studies in
other industries have found that authentic leadership has an effect on or leads to higher team
performance (Leigh, 2014; Onorato & Zhu, 2014; Wang et al., 2014). Prior studies in the sport
industry found that coaches demonstrating high authoritarian leadership behaviors are no more
effective than democratic leaders (Pratt & Eitzen, 1989). It is also known that there is a
correlation between the size of skill position players and team success (Skinner et al., 2013).
For the study, the ALQ total score from the 16-question survey was aggregated into one
score, which was used to determine the level of authentic leadership. The authentic leadership
score was interpreted using the following guidelines: Very High = 64-80; High = 48-64; Low =
32-48; and Very Low = 16-32. Team success was measured using the winning percentage of
each high school football program. It was determined by the number of wins divided by the
number of games played. The winning percentage data for all programs included in this study
were publicly available and obtained through the High School Athletic Association (HSAA). All
statistical analyses were performed using SPSS for Windows. The following research question
guided the study: To what extent, if any, is there a correlation between a Midwestern state high
school head football coach’s measured level of leadership authenticity and the team’s success?
46
The following hypotheses were developed based on the RQ.
school head football coach’s measured level of leadership authenticity and the team’s success.
school head football coach’s measured level of leadership authenticity and the team’s success.
Chapter 4 outlines the results of the study designed to answer the RQ and respond to the
hypotheses. A series of tables and figures were used to present the data collection results and
A simple random sample was used. The Microsoft Excel function RANDBETWEEN
was used to generate random numbers between 1 and 716. The population for the study was all
high school head football coaches in a Midwestern state. The sample strategy consisted of 200
participants with a target response rate of 17% in order to achieve the required minimum sample
size. The first 200 random numbers were used as the sample. The random sample numbers were
traced back to the coded list of high school football programs. These programs were included in
the test sample. The required minimum sample size was not achieved with the 200 participants
in the sample. Therefore, an additional sample of 200 participants was used from the randomly
generated numbers in order to achieve the required minimum sample size. Of the 400 head
football coaches invited to participate in the study, 12.75 percent (n = 51) completed the
47
Descriptive Statistics
Descriptive statistics for all study variables are included in Table 1 and Table 2. The
average coach had an ALQ score of 51.98, was 41.16 years old, with 6.12 years of experience,
and had won 1.71 conference titles. The average team had a win percentage of 55.10%, and was
most likely to be in Division VI. The distribution of coach experience was skewed to the right,
with more inexperienced coaches and one outlier with more than 25 years’ experience (see
Table 1
Descriptive Statistics
Table 2
48
7 4 7.8 100.0
Total 51 100.0
Hypothesis Testing
Figure 2
Spearman’s Rho was calculated to answer the primary research question: To what extent,
if any, is there a correlation between a Midwestern state high school head football coach’s
measured level of leadership authenticity and the team’s success? A preliminary scatterplot (see
Figure 3) shows a positive relationship between ALQ score and win percentage.
49
Scatterplot of Authentic Leadership Score and Win Percentage
Figure 3
between ALQ score and win percentage. This suggests that a high school head football coach’s
Hierarchical Regression
Given the availability of other variables that may be related to win percentage (division,
coach age, coach experience, and previous titles won), a hierarchical regression was conducted to
see whether ALQ score could predict win percentage over and above these other variables. A
50
two-step analysis was completed, with division, coach age, coach experience, and previous titles
Both models were statistically significant (see ANOVA table in Table 3 and Table 4),
and the addition of ALQ score provided a significant increase in R-squared (R2 change = .12, p
<.01) (see Model Summary in Table 5). The increase in R-squared demonstrates the difference
in variability and shows the increase in predictive power. Thus, even after coach and team
variables were taken into account, ALQ predicted a significant amount of variability in win
percentage.
Table 3
Sum of Mean
Model Squares df Square F Sig.
Division, Coach Age, Regression 15361.60 4 3840.40 7.64 .000
Coach Experience,
Division Titles Residual 23112.91 46 502.46
Total 38474.51 50
51
Table 4
Unstandardized Standardized
Coefficients Coefficients
t
Model 1 B Std.Error Sig. Collinearity
(Constant) 53.273 25.123 2.121 .039
Division .865 1.747 .059 .495 .623 .915
Coach’s Age -.233 .710 -.055 -.329 .744 .466
Coach Experience -1.281 1.165 -.228 -1.099 .277 .303
Division Titles 9.245 1.955 .812 4.729 .000 .443
Unstandardized Standardized t
Coefficients Coefficients
Model 2 B Std. Error Sig. Collinearity
(Constant) -163.912 69.139 -2.371 .022
Division .697 1.583 .048 .440 .662 .914
Coach’s Age -.369 .644 -.087 -.0573 .570 .464
Coach Experience .429 1.174 .076 .365 .717 .245
Division Titles 5.962 2.027 .523 2.941 .005 .338
ALQ score 4.205 1.264 .402 3.327 .002 .735
analysis shows a Spearman Rho of .509 (p <.001) and Hierarchical Regression significance of p
<.000, respectively, which is less than the p-value of .05. Both statistical results support
rejecting the null hypothesis (H01) and accepting the alternative hypothesis (HA1).
52
Based on the statistical analysis and results, a hypothesized model equation was
Figure 4
Table 5
Model Summary
Change Statistics
Model R R Square Adjusted Std. Error of R Square F Change df1 df2 Sig. F
R Square the Estimate Change Change
1 .632a .399 .347 22.41550% .399 7.643 4 46 .000
2 .720b .518 .464 20.30375% .119 11.066 1 45 .002
Summary
purpose of this study was to collect and analyze data to answer the RQ: To what extent, if any, is
there a correlation between a Midwestern state high school head football coach’s measured level
of leadership authenticity and the team’s success? Spearman Rho’s correlation was conducted
and had a value of .509 (p <.001), indicating a significant positive relationship between ALQ
score and win percentage. ALQ score was used to measure the level of leadership authenticity.
Win percentage was used to measure team success. Therefore, the analysis shows a direct
correlation between a Midwestern state high school head football coach’s measured level of
53
leadership authenticity and the team’s success. This would suggest that head football coaches
who demonstrate a high level of authentic leadership behavior have a higher winning percentage
Given the availability of collected descriptive statistics that may be related to win
percentage, a hierarchical regression was also conducted to determine whether ALQ score could
predict win percentage over and above these other variables. Two models were developed where
ALQ score was added to Model 2 as shown in Table 4. Both models were statistically
significant; however, the addition of ALQ score in model 2 suggests it is a better model due to
the increase in variance accounted for by this model. It illustrates that ALQ score significantly
contributes to team success over and above a head football coach’s age, number of seasons as a
high school head football coach, and number of division titles won as a high school head football
coach.
Although still significant together in a model, the coach’s age and number of years as a
high school head football coach alone are not significant to the relationship between authentic
leadership behaviors from head football coaches and their teams’ success. However, the number
of high school division championships they have won as a head coach is significant with their
team’s success (Model 1 = .000; Model 2 = .005), which is less than the p-value of .05. This
suggests that high school head football coaches who have won division titles are able to build on
54
The results of this study were used to document the model equation using standard Beta
Figure 5
Where Yi equals team success, the model equation can be used to determine the expected
The results of the hierarchal regression analysis support the primary method of statistical
analysis for this study, Spearman Rho’s correlation. The hierarchal regression results support
between a Midwestern state high school head football coach’s measured level of leadership
55
CHAPTER 5. DISCUSSION, IMPLICATIONS, RECOMMENDATIONS
The research was designed to answer the RQ: To what extent, if any, is there a correlation
between a Midwestern state high school head football coach’s measured level of leadership
authenticity and the team’s success? The results of Spearman’s Rho correlation and a
leadership and winning percentage. The authentic leadership factor was computed using the
ALQ survey results completed by participants. Winning percentage was used as the measure of
team success, which is determined by the number of wins divided by the number of games
played. As outlined in Chapter 4, the results of this study supported accepting the alternative
hypothesis that a Midwestern state high school head football coach’s measured level of
The study results illustrate that high school head football coaches who demonstrate
authentic leadership behaviors is correlated with their team’s success. Fifty-one (51) high school
head football coaches participated in the study. The research provides insight into leadership
behaviors of high school head football coaches, indicating that when the head football coach’s
leadership is more authentic, the team experiences more success. The relationship between the
head football coach’s measured level of leadership authenticity and team success remains
significant when other factors, such as the coach’s age, number of years as a high school head
football coach, and the number of high school division championships they have won as a head
coach, are modeled into the relationship. The unique finding is that when the other variables
56
(coach’s age; number of years as a high school head football coach; the number of high school
division championships they have won as a head coach) are modeled in collectively, the ALQ
score predicts win percentage over and above them. However, the coach’s age and number of
years as a high school head football coach alone are not significant to the team’s success. The
number of high school division championships they have won as a head coach is significant to
their team’s success. This suggests that high school head football coaches who have won
division titles are able to build on that experience and translate it into future team success. These
findings inform scholars and practitioners illustrating that a head football coach who is younger
or older may not be correlated with or alone predict a higher winning percentage. It also
suggests that a coach with more or less head coaching experience is no more or less likely to lead
a successful football program. These are critical findings for the sport industry, specifically at the
high school level. The results could affect the way athletic directors evaluate current head
The results of the current study have multiple implications for the leadership literature
and sport industry. The current study focused on determining if there was a relationship between
a head football coach’s authentic leadership and team success in high school football programs.
Based on the results, the level of authenticity in the leadership style of high school head football
coaches had a direct correlation with their team’s success. Although the industry of focus was
different, the results of the current study supported previous studies that found a relationship
between authentic leadership and team success (Peus et al., 2012; Rego et al., 2013).
57
The sport industry is littered with mixed results in terms of determining if team success,
measured as winning percentage, has a relationship with other leadership styles (Pratt & Eitzen,
1989) and organizational factors (Soebbing, Wicker, & Weimar, 2015). Results from a different
study disagree with the study that evaluated whether athletic expenditures correlated with team
success (Jones, 2013); the study by Jones determined there was no statistically significant
relationship. However, Zimmer (2016) conducted a similar study that found that team success
was influenced by financial factors. These studies demonstrated that organizational factors
The current study supports the findings that team success is correlated with other
characteristics of coaches or players in high school football programs. Skinner et al. (2013)
conducted a study examining obesity among North Carolina high school football players, and
variables of position, team division, and team success. They concluded that the size of skill
position players was correlated with team success. This highlights the relevance of the current
study and demonstrates that team success is correlated with other factors, as well. It also
between the coaches’ leadership style, the obesity of players, and team success.
Similar to the current study, LaForge, Sullivan, and Bloom (2012) conducted a study that
examined the behaviors of coaches in youth sport. Although their focus was not on authentic
leadership, they found that sport coaches exhibited positive and supporting coaching behaviors
the sport industry and literature by suggesting that a perceived focus on these positive behaviors
by coaches creates a culture that fosters positive psychological development of youth sport
58
athletes. This study’s conclusion that a positive psychological environment develops youth sport
athletes aligns conceptually with authentic leadership where a leader’s behavior draws upon and
promotes both positive psychological capacities and a positive ethical climate (Walumbwa et al.,
2008). Their study results and the current study results, if assessed collectively, could provide a
broader understanding of the youth sport environment and how the head coach’s role extends
beyond the measurement of successful performance in terms of winning percentage. The present
study also extended previously published research in other industries on authentic leadership and
team outcomes (Datta & Gupta, 2015; Rego, Junior, & Pina e Cunha, 2015).
There are multiple ways this research could be applied. First, Athletic directors could use
the results of this study to articulate to head football coaches that their leadership style is
correlated with and in some instances predicts the success of their football team. Athletic
directors could use the findings of this study as probable cause to develop a training program that
is focused on leadership styles, specifically authentic leadership. In doing so, the applied
knowledge would encourage coaches to better understand authentic leadership style and the four
dimensions of the construct. Additionally, head football coaches could apply the findings to
their personal behaviors to discover their level of self-awareness, which is required in order to
develop the other dimensions of authentic leadership. The literature shows that the ability to
develop authentic leadership behaviors may be influenced by the life path and lived experiences
that inform the coaches’ values and precede the development of relational transparency with
followers (Avolio et al., 2004). The result of this effort will enable a head football coach to
understand how they currently respond in different situations and how it may be directly
59
correlated with their team’s success. After a head football coach understands his level of self-
awareness, they could begin to evaluate their values and ability to balance the processing of
information and better apply their understanding to the interactions with assistant coaches and
players. Given that the ability to lead authentically leads to the development of followers
(Luthans & Avolio, 2003), head coaches can apply the knowledge gained from this study to
advance the leadership style and self-examination effort of athletes, too. The ability to develop
Although this study focused on high school football programs, the correlation between a
head coach’s measured level of leadership authenticity and the team’s success could be used as
information to guide other sport programs within the same high school athletic department. The
athletic director is best positioned to apply the knowledge across his/her sport programs. There
may also be value for head coaches of different sport programs within the athletic department to
jointly pursue personal growth associated with these study results. Ultimately, head coaches of
other sports could evaluate their level of authenticity and how it may be correlated to their teams’
success. Lastly, high school athletic directors and head football coaches from other states in the
United States and foreign countries could use the study results to inform their applied leadership
strategies.
Limitations
A limitation of this study was that it only focused on one leadership style, authentic
leadership, when there are many different leadership theories. Other studies in the sport industry
have considered additional leadership styles, but have not found a correlation to team success.
60
The study was also limited to high school head football coaches in one Midwestern state. The
Lastly, the use of the ALQ self-report version is a limitation, as it only captures the
version of the ALQ instrument could be used that allows followers to report their perception of
the leader’s measured level of leadership authenticity. The results of this method of data
collection could have presented different findings; however, it has different limitations that were
The first recommendation for future research is a longitudinal study that involves the
current study variables over a period of multiple seasons. The study findings could be enriched
by evaluating a coach’s leadership behavior and the team’s success over an extended period of
time given the potential variability in both variables and external influences. The second
(offensive efficiency, defensive efficiency, TDs, strength of wins, point differential components
with wins, etc.). Assistant coaches’ authentic leadership should be included in these studies. It
is important that scholars and practitioners continue to empirically investigate the relationships
between measurable factors in the sport industry. The third recommendation is that future
research evaluates the relationship between the authentic leadership style of head football
coaches reported by players and team success in the sport domain. Research dating back decades
has studied leadership styles and team success in the sport industry; however, the literature is
61
progressive and the continued focus within the sport domain may advance existing theories or
The fourth recommendation calls for future research to use a qualitative research design
that seeks to obtain additional insight beyond what can be obtained using a quantitative design
and survey instrument. Researchers could observe coaching behavior or conduct interviews to
collect data that is unavailable using a quantitative survey design. An example of possible data
would be their assessment of the culture and governance of high school football programs from
athletic directors and the High School Athletic Association. The fifth recommendation is for
future research to consider possible mediating variables such as trust and team cohesion, when
The sixth recommendation for future research is that researchers consider other high
school sport team programs and focus on other factors related to gender of the head coach, the
number of athletes required to compete at any one point in time, and the possible differences
between team sports versus an individual sport that is lead by a head coach. The results of these
studies will further the understanding of how leadership does or does not correlate to or predict
success outcomes while determining whether there is a difference for male or female head
Conclusion
Prior to this study there was a gap in the literature regarding whether authentic leadership
style correlated with team success in the sport industry. For many years, American football at
the high school level has been the centerpiece of communities across the United States. Coaches
and players practice and prepare year around for the football season. High school football in the
62
Midwestern state consisted of 716 different programs spanning seven different divisions. Each
program is lead by one head football coach who is charged with the leadership responsibility of
assistant coaches and player performance. Performance is most commonly recognized at the
team level given that eleven individual players perform on the field at the same time.
Success in the sport industry is clearly defined by winning games. High school head
football coaches, like other industries and domains, may demonstrate a different leadership style
from program to program, though. Given the clear distinction of success any given Friday night,
head football coaches can still be commonly evaluated based on their teams’ success.
Albeit scarce, some prior research has been conducted in the sport industry evaluating
leadership styles (Pratt & Eitzen, 1989). The measure of team success in sport, winning
percentage, has been consistently used in prior studies in the sport industry (Dronyk-Trosper &
Stitzel, 2016; LoPilato, Hoffman, & Overstreet, 2014; Soebbing & Washington, 2011;
Williamson & Cox, 2014). Although these studies preceded the present study, a gap in the
literature existed, as we did not know if authentic leadership correlated with team success in high
school sport. The gap provided an opportunity to conduct research to determine whether there
was a correlation between a Midwestern state high school head football coach’s level of
leadership authenticity and the team’s success. It was expected that the study results would
address the gap in the literature and provide practical implications for high school head football
coaches.
The study provides insightful results that head football coaches in the Midwestern state
and other states could use to inform their leadership style and the practical implications
associated with different approaches. This study will help high school football organizations
63
assess their current head football coach and their leadership style to determine if there is an
opportunity for continued development and targeted education related to authentic leadership.
Given the results, this study provides the foundation for additional research at the high school
64
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STATEMENT OF ORIGINAL WORK
Capella University’s Academic Honesty Policy (3.01.01) holds learners accountable for the
integrity of work they submit, which includes but is not limited to discussion postings,
assignments, comprehensive exams, and the dissertation or capstone project.
Established in the Policy are the expectations for original work, rationale for the policy,
definition of terms that pertain to academic honesty and original work, and disciplinary
consequences of academic dishonesty. Also stated in the Policy is the expectation that learners
will follow APA rules for citing another person’s ideas or works.
The following standards for original work and definition of plagiarism are discussed in the
Policy:
Learners are expected to be the sole authors of their work and to acknowledge the
authorship of others’ work through proper citation and reference. Use of another person’s
ideas, including another learner’s, without proper reference or citation constitutes
plagiarism and academic dishonesty and is prohibited conduct. (p. 1)
Capella University’s Research Misconduct Policy (3.03.06) holds learners accountable for research
integrity. What constitutes research misconduct is discussed in the Policy:
Research misconduct includes but is not limited to falsification, fabrication, plagiarism,
misappropriation, or other practices that seriously deviate from those that are commonly
accepted within the academic community for proposing, conducting, or reviewing
research, or in reporting research results. (p. 1)
Learners failing to abide by these policies are subject to consequences, including but not limited to
dismissal or revocation of the degree.
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Statement of Original Work and Signature
I have read, understood, and abided by Capella University’s Academic Honesty Policy (3.01.01)
and Research Misconduct Policy (3.03.06), including Policy Statements, Rationale, and
Definitions.
I attest that this dissertation or capstone project is my own work. Where I have used the ideas or
words of others, I have paraphrased, summarized, or used direct quotes following the guidelines
set forth in the APA Publication Manual.
Learner name
and date Adam J. Tracy September 5, 2016
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