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Environment International 37 (2011) 778–801

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Environment International
j o u r n a l h o m e p a g e : w w w. e l s ev i e r. c o m / l o c a t e / e n v i n t

Review

Coastal marine eutrophication assessment: A review on data analysis


Dimitra Kitsiou ⁎, Michael Karydis
Department of Marine Sciences, School of the Environment, University of the Aegean, Mytilini, GR-81100, Greece

a r t i c l e i n f o a b s t r a c t

Article history: A wide variety of data analysis techniques have been applied for quantitative assessment of coastal marine
Received 5 July 2010 eutrophication. Indicators for assessing eutrophication and frequency distributions have been used to develop
Accepted 7 February 2011 scales for characterizing oligotrophy and eutrophication. Numerical classification has also contributed to the
assessment of eutrophic trends by grouping sampling sites of similar trophic conditions. Applications of
Keywords:
eutrophication assessment based on Principal Component Analysis and Multidimensional Scaling have also
Statistical methodology
Multicriteria analysis
been carried out. In addition, the rapid development of Geographical Information Systems has provided the
Spatial analysis framework for applications of spatial methods and mapping techniques on eutrophication studies. Satellite
Geostatistics data have also contributed to eutrophication assessment especially at large scale. Multiple criteria analysis
Mapping methods can integrate eutrophication variables together with socio-economic parameters providing a holistic
GIS applications approach particularly useful to policy makers. As the current concept of eutrophication problems is to be
examined as part of a coastal management approach, more complex quantitative procedures are needed to
provide a platform useful for implementation of environmental policy. The present work reviews methods of
data analysis used for the assessment of coastal marine eutrophication. The difficulties in applying these
methods on data collected from the marine environment are discussed as well as the future perspectives of
spatial and multiple criteria choice methods.
© 2011 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 779
2. Definitions of eutrophication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 780
3. Ecosystem variables used in eutrophication assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 781
4. Shortcomings in data analysis for assessing eutrophication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 782
5. Indicators for assessing eutrophication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 782
6. One-dimensional statistical analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 783
6.1. Descriptive statistics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 783
6.2. Frequency distributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 784
6.3. Outliers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 784
6.4. Analysis of variance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 785
6.5. Correlation and regression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 785
7. Multi-dimensional statistical analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 786
7.1. Principal Component Analysis (PCA) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 786
7.2. Cluster Analysis (CA). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 786
7.3. Discriminant Analysis (DA) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 788
7.4. Multidimensional Scaling (MDS) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 788
7.5. Correspondence Analysis (COA). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 788
7.6. Gradient Analysis (GA) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 788
8. Multiple Criteria Analysis (MCA) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 788
9. Remote sensing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 790
10. Spatial analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 790
11. Mapping . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 791

⁎ Corresponding author. Tel.: + 30 22510 36819; fax: + 30 22510 36809.


E-mail address: dkit@aegean.gr (D. Kitsiou).

0160-4120/$ – see front matter © 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.envint.2011.02.004
D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801 779

12. Modeling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 791


13. The need for an integrated approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 792
14. Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 795
Acknowledgment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 797
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 797

1. Introduction marine environment from local sources include agriculture, energy


production, industrial activities, transport, tourism, fishing and fish
Eutrophication is a natural process characterizing excessive algal farming. It is difficult for all those activities to become environmentally
growth due to nutrient supply to the marine systems. Physical factors friendly since they have been designed in a macroeconomic context and
such as the geomorphology of the system, the mean depth of the some of them a long time ago (Crossland et al., 2005).
area and the prevailing currents are the main factors affecting the Nutrient fluxes into the marine environment may be due to point
process (de Jonge et al., 2002). The terms “eutrophic”, “mesotrophic” sources such as sewage effluents (treated or untreated) and discharges
and “oligotrophic” were proposed as early as 1907 to describe plant from industrial plants as well as from non point sources mainly
growth induced by nutrient supply to German swamps (Weber, run off from agricultural catchments. Nutrient loads cause a variety of
1907). These terms were introduced into limnology by Naumann impacts: high levels of chlα, excessive growth of seaweeds, algal
(1919) providing a classification scheme according to plant produc- blooms sometimes toxic, reduction in abundance/biodiversity and
tion and nutrient availability (Hutchinson, 1967). A classification decreased water transparency; in more advanced stages high bacteria
trophic scheme was proposed by Naumann in 1929 for lake water types levels, scums, fungi, hypoxia and finally anoxia is observed. Potential
based on production of organic matter by phytoplankton as well as consequences of eutrophication to humans may range from nuisances
primary physical and chemical determinants (Wetzel, 2001). According such as allergies and dermatitis to serious health threats (Ferreira
to this scheme, lake water type was characterized as oligotrophic, et al., 2007). Eutrophication is considered as a type of regime shift.
eutrophic, acidotrophic, alkalotrophic, argilotrophic, sidetrophic and In particular, eutrophication of freshwater lakes and reservoirs is a
dystrophic. Later, this scheme was modified and water types were well-known type of regime shift caused by the excessive fertilization
classified as ultraoligotrophic, oligotrophic, mesotrophic, eutrophic of aquatic ecosystems by phosphorus (Carpenter, 2003). Regime
and hypertrophic (OECD, 1982) on the basis of phosphorus loading shifts are abrupt changes between contrasting, persistent states of a
and of algal densities. This five class scheme was also adopted for the system and are thought to be driven by external perturbations or by
marine environment (Nixon, 1995). Coastal marine eutrophication was the system's internal dynamics; however, the exact mechanism is
recognized as a problem of “disturbance” of the marine ecosystems often unclear (deYoung et al., 2008). Schramm (1999) recognized
since the 60s (Postma, 1966; van Beusekom, 2005). Due to the light and temperature as key abiotic factors controlling algal growth,
complexity of causes, effects and processes concerning eutrophication, although nutrient loading is one of the most important drivers of
a number of definitions have been proposed by both researchers and regime shifts in transitional waters.
international organizations (Vollenweider, 1992; Gray, 1992; Heip, Ecological research on eutrophication has provided vast amounts
1995; Nixon, 1995; UNEP, 1999; EEA., 1999). of data and adequate understanding of biogeochemical processes
In addition to the complex processes in coastal waters and the related to the problem of eutrophication. A lot of research has also
human impacts that make the assessment of eutrophication difficult been carried out to quantify eutrophic trends (Nixon, 1995; Ferreira
(Andersen et al., 2006a), the boundaries of the coastal waters cannot be et al., 2007). However, there are shortcomings related to methods
easily defined. Coastal waters include estuaries, gulfs and coastal seas used for data analysis. In addition there is a doubt about the ecological
that can extend to the continental shelf which means they cover an area effectiveness of qualitative measures “to provide a basis for practical
shallower than 200 m (Crossland et al., 2005). However, hydrodynamic action in environmental problems” (de Jong, 2006). Policy makers
and ecological conditions in the coastal marine zone are greatly claim that the research findings cannot be easily incorporated in the
influenced by a number of abiotic factors: geometry of the coastline, legislation or implemented in management strategies. On the other
bathymetry of the area, wave action, mixing characteristics and the hand, researchers are reluctant to condense the information to a
retention time differentiate coastal water masses from offshore waters. binary system “good” or “bad” water or even in an ordinal scaling
In addition, physical factors such as light penetration and advective because of loss of significant information. Numerous data processing
forces (Painting et al., 2005) moderate unwanted effects and influence techniques have been proposed that can be used for eutrophication
the ecosystem sensitivity of different water masses to nutrient assessment (Digby and Kempton, 1987; Krebs, 1999; de Jonge et al.,
enrichments. This is why there is no single definition of the coastal 2002; Zuur et al., 2007).
zone. There are various definitions referring to spatial boundaries Assessment of eutrophication requires data collection. These data
ranging from very broad areas such as coastal seas to very restricted can be collected either within the framework of a monitoring program
coastal areas that are under the immediate influence of human actions. (UNEP, 2003) or as targeted projects. Data collection techniques depend
It is therefore advisable that the boundaries of coastal waters should not on the variable to be measured and project objectives (Bierman et al.,
be always defined a priori but after consideration of the features 2011). Field work can be carried out either by in situ sampling, using
mentioned above. In addition, the definition of the coastal zone should moored instruments as well as by ship opportunity measurements.
vary according to the type of the problem addressed and the objectives These data can form the basis for a number of data processing techniques
set to study the particular problem (Harvey and Caton, 2003). that summarize the information and show possible eutrophic trends in
The coastal zone is also a complex system from the ecological point of the marine environment (Danilov and Ekelund, 2001).
view: many unique ecosystems are adapted to high nutrient flows from Ecological indicators (Karydis, 2009) are among the most popular
terrestrial sources and sediment resuspension, high biological produc- methods for condensing ecological information. However, there is loss
tivity and high diversity (Crossland et al., 2005). Coastal marine of qualitative information (taxa) and possibly loss at quantitative level
ecosystems undergo through continuous changes in rates of production, regarding the spatial and temporal dimensions of the ecosystem
species abundance and community structure. These changes reflect the variables. Many ecological indicators have also formed the basis of a
impact of global effects such as climatic changes as well as the impact scoring system to characterize trophic status (Spatharis and Tsirtsis,
from local and regional effects (Tyson et al., 2001). Pressures on the 2010), especially for the implementation of the Water Framework
780 D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801

Directive (EC., 2000; Borja and Dauer, 2008). This is a five level water examines the variables used in eutrophication studies. Indicators
quality classification scheme (High, Good, Moderate, Poor and Bad). are evaluated according to their effectiveness for assessing eutrophi-
According to the European Directive phytoplankton parameters are cation effects. Statistical methods for quantifying trophic status are
fundamental in assessing trophic states; chlα concentration, species presented and their potentiality/shortcomings are discussed. Multiple
abundance, species composition and frequency of algal blooms. The criteria methods have also been considered as powerful tool for
data can be historical, from current field sampling or even simulated assessing eutrophication as they can combine eutrophic effects with
data (Primpas and Karydis, 2010a). Historical data can form a basis social and economic aspects of the coastal zone; they can also examine
for comparisons and can provide information on temporal trends different scenarios of coastal management and development. Spatial
especially if the field information has been based on monitoring methods widely used in eutrophication studies (remote sensing,
projects. Simulated data derived from either statistical or dynamical spatial analysis and mapping techniques) are presented and their
modeling are clear of noise but their reliability must be under advantages/shortcomings to assess the trophic status in marine coastal
question every time they are used for a specific application. It is areas at different spatial scales are discussed. A short description of
therefore important that assessments should be based on different modeling approaches to describe eutrophication dynamics is also
methodological approaches leading to a convergence in water quality included. The interaction of the different data analysis methods and
or ecosystem quality (Moriki and Karydis, 1994; Karydis, 1996). methods integrating information from different scientific disciplines
There are many multivariate techniques (Sharma, 1996) that have for assessing coastal eutrophication are presented; their importance
been used to analyze spatial trends (Karydis, 1992; Ignatiades, 2002b) in designing nutrient management strategies to mitigate eutrophic
or just to eliminate the number of variables (Zitko, 1994) in ecological impacts is also discussed.
studies. These data analysis processes use discrete samples; the
ecosystem descriptors can be chemical variables (nutrients), physical 2. Definitions of eutrophication
variables (temperature, salinity and transparency), biological vari-
ables (chlα, phytoplankton cell number and ecological indices) or Naumann was the first to define lake eutrophication in 1919 as the
phytoplankton community structure. The multivariate techniques increase of nutritive substances in a lake, especially phosphorus and
widely used in marine pollution studies and evaluation of environ- nitrogen (Hutchinson, 1967). Later, the term eutrophication was
mental data are Principal Component Analysis (Zitko, 1994), Cluster interpreted in a broader sense: it included “any and all nutritive
Analysis (Clarke, 1993), Multivariate Dimensional Scaling (Warwick substances” (Halser, 1947). However, all these definitions were
et al., 1988), Discriminant Analysis (Aguilera et al., 2001) and Factor developed for lake waters. As the understanding of eutrophic
Analysis (Ignatiades et al., 1992). The main shortcoming of these processes in the marine environment was improving, eutrophication
methods is lack of a statistical evaluation of the obtained results; the was redefined. According to Steele (1974), “Eutrophication is the
exceptions are rather rare (Vassiliou et al., 1989). increase of the growth rate of algae, following a faster rate of nutrients
During the last decades, the rapid development of Geographical in the marine environment as well as the consequences”. Vollenweider
Information Systems (GIS), established them as an indispensable tool (1992) has given a more comprehensive definition on eutrophication
for supporting decision-making in coastal areas, with significant referring in more detail to the impacts: “Eutrophication — in its more
contribution to the development of Integrated Coastal Zone Manage- generic definition that implies to both fresh and marine waters — is the
ment (ICZM) tools (Kitsiou et al., 2002). Coastal marine eutrophica- process of enrichment of waters with plant nutrients, primarily
tion assessment, an important component of ICZM approaches has nitrogen and phosphorus that stimulates aquatic primary production
been further supported by the application of a variety of spatial and its more serious manifestations lead to visible algal blooms, algal
analysis methods, geostatistical analysis and mapping techniques, scums, enhanced benthic algal growth of submerged and floating
frequently performed in the framework of GIS. The development of macrophytes”. A definition was also given by Gray (1992), exempting
accurate spatial databases in a GIS environment and the production of the impact of toxic compounds entering the ecosystem: Eutrophica-
maps illustrating the eutrophication trends of coastal areas in a clear tion occurs “when nutrients are added to the body of water they load,
and simplified way constitute an important improvement in eutro- provided they are not toxic compounds and provided that there is
phication studies (Xu et al., 2001). In addition, the development of sufficient light to increased autotroph growth and also to increased
remote sensing techniques and the processing of satellite data offered heterotroph growth”. A very short and simple definition has been
new directions in eutrophication studies, since data sets at large given by Nixon (1995). “Eutrophication is an increase in the rate of
spatial scales can be available at low cost. Furthermore, a wide range supply of organic matter to an ecosystem”. This definition does not mix
of modeling approaches ranging from one to multi dimensional, causes effects relationships and is limited to the main process which is
have been developed and applied to assess the interrelations among the biomass production and places emphasis on eutrophication as a
the various parameters related to eutrophication and to predict the process. Since this definition refers to the increase of the supply of
response of coastal ecosystems to forcing from both physical and organic matter, it links the responses of coastal water masses to
anthropogenic activities (Tett et al., 2003). Multiple criteria analysis organic industrial and urban effluents. Similar views seem to be shared
methods have been widely applied in the field of economics and by Heip (1995) as “nutrient increase leads to a number of problems
policy analysis (Janssen, 1992) and during the last decade, for when benthos is considered”: the impact from nutrient loading is not
assessing environmental issues. They have been proved very useful always having a direct effect on primary production as nutrients may
in assessing eutrophication trends in coastal areas; therefore they are be transferred from a distance either as part of living biomass or as part
frequently included in methodologies related to coastal management of dead organic matter. In addition to increased primary production,
and decision-making. Their characteristics have established them as indirect effects may be observed such as oxygen depletion, changes in
an important tool in policy analysis, physical planning (Pettit and species composition and species interaction. Nixon's definition does
Pullar, 1999), environmental and coastal management (Linkov et al., not take into account nitrogen and phosphorus that is the limiting
2006; Ananda and Herath, 2009) and environmental decision-making nutrients that can be recycled several times contributing to carbon
(Hajkowicz, 2007). fixation. Another point of critics is the fact that monitoring of primary
The review is structured into the following parts: Background production is rather expensive (Nixon, 2009) and therefore data
information (Sections 2–4), Indicators (Section 5), Statistical methods collection will be limited.
(Sections 6–7), Multiple criteria analysis (Section 8), Spatial methods A number of definitions have also been given by international
(Sections 9–11), Modeling (Section 12) and Integrated approaches bodies focusing on practical aspects. The European Environmental
(Section 13). The first part reviews definitions of eutrophication and Agency in a report on eutrophication in Europe's coastal waters (EEA,
D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801 781

2001), although they accept Nixon's definition, for practical reasons (28:1) and as a consequence the winter phytoplankton bloom was
they state that “in this report eutrophication means enhanced primary phosphorus rather than nitrogen limited (Krom et al., 2010). The
production due to excess supply of nutrients from human activities, phosphorus limited character of EMS was also confirmed by Thingstad
independent of the natural productivity level for the area in question”. and Rassoulzadegan (1995).
However, in the European Union Directive on urban waste water It is obvious that for monitoring eutrophication in the marine
treatment, the emphasis is placed on nitrogen and phosphorus environment a large number of variables beyond nitrogen and
enrichments that is the two nutrients that have to be removed phosphorus are needed. This is necessary as monitoring in policy
during the sewage treatment: “The enrichment of water by nutrients, making can trigger enforcement action whereas, in research can
especially compounds of nitrogen and/or phosphorus, causing an contribute to the understanding of interrelationships between variables
accelerated growth of algae and higher forms of plant life to produce and the ecological processes triggered by marine eutrophication.
an undesirable disturbance to the water balance of organisms present Measurements on nutrients from riverine inputs are crucial in assessing
in water and to the quality of the water concerned” (EC, 1991a); this the enrichment of the marine environment in nitrogen and phosphorus.
definition has also been proposed by a working group on “Eutrophi- OSPAR recommends data collection on inputs, nitrate of total nitrogen,
cation in European Ecosystems” (EEA, 1999). UNEP (2003) emphasizes phosphate and total phosphorus in the NE Atlantic on a systematic basis
on the production of organic matter: “Eutrophication is defined as an (OSPAR/ASMO, 1998). HELCOM (1998) recommends data collection on
environmental disturbance caused by excessive supply of organic total nitrogen and total phosphorus in the Baltic Sea. MED POL
matter”. The definitions mentioned above have a point in common: recommends to the member states monitoring of nitrate, ammonium
they all consider eutrophication as a “disturbance” that is a reversible and phosphate in the Mediterranean from major rivers (EEA, 1999). The
change in the ecosystem and not as a form of pollution characterized same variables are recommended for monitoring in areas near sewage
by environmental degradation. In 2001, Cloern identified three phases discharges from the main coastal cities of the Mediterranean. IFREMER
in the studies on eutrophication. The Phase I model was strongly has proposed a number of physical, chemical and biological variables
influenced by the conceptual models of eutrophication developed by for assessing eutrophication in lagoon ecosystems (Zaldívar et al.,
limnologists. In this approach, the rate of nutrient loading sets the 2008a). Dissolved oxygen, turbidity, nitrite, nitrate, ammonia, chlα,
rates of phytoplankton population growth and biomass accumulation. total nitrogen and total phosphorus are the variables proposed for the
In the Phase II model the response to nutrient enrichment includes water column; whereas organic matter, total nitrogen and total
changes in the biomass of algal communities such as macroalgal and phosphorus are recommended for the sediment, species richness and
microphytobenthos, shifts in phytoplankton community composition population densities have been proposed for macrobenthos and species
and harmful algal blooms. These direct responses can lead to a suite of biomass as well as diversity for macrophytes.
indirect responses such as changes in water transparency, distribution Within the framework of the MED POL ongoing Mediterranean
and abundance of vascular plants, mortality of fish/invertebrates, monitoring program (UNEP, 2003) a decision was made concerning the
inputs of organic carbon to sediments with another suite of changes mandatory parameters that should be monitored by each Mediterra-
in the biogeochemistry of the sediments. The Phase III model has a nean State Member. These are temperature, pH, transparency, salinity
broader perspective and considers the social, economic and human (psu), orthophosphate (P–PO4, μg-at/l), total phosphorus (P, μg-at/l),
health costs of coastal eutrophication and the impacts of nutrient silicate (SiO2, μg-at/l), dissolved oxygen (mg/l), chlα (μg/l), total
loading on the Earth System. Therefore, a set of tools should be nitrogen (N, μg-at/l), nitrate (NO3–N, μg-at/l), ammonium (NH4–N,
produced to support rational management strategies and action plans μg-at/l), nitrite (NO2–N, μg-at/l) and phytoplankton (cell number and
for ecosystem rehabilitation/restoration (Cloern, 2001). species composition). All these proposed variables as well as the
Among the two schools of thought on the definition of eutrophica- suggestion for collecting and using historical records, aim at specific
tion i.e. the causal relation between nutrient (N, P) — plant biomass objectives: (a) in areas sensitive to eutrophication phenomena such as
production and the production of organic matter, the first approach coastal bays, lagoons and estuaries to be able to discriminate between
seems to be more reasonable. Historically eutrophication was estab- natural fluctuations in nutrient and phytoplankton concentrations from
lished as increased plant production stimulated by inorganic N and anthropogenic pressures (b) to assess the progress in the quality of the
P compounds. Furthermore these limiting nutrients seem to control marine environment after the adoption of the European Union
carbon fixation and therefore production of plant biomass. This form Directives, directly or indirectly related to the problem of eutrophica-
of definition has been accepted not only on a scientific basis (Steele, tion, such as the nitrates directive and the water quality directive as well
1974; Gray, 1992; Vollenweider, 1992; O'Sullivan, 1995; Smith et al., as other national legislations and international conventions and (c) this
1999; de Jonge et al., 2002) but also in a number of legal documents (EC, information combined with drivers, pressures, meteorological and
1991b; MAP, 2008; UNEP, 2009). It combines the scientific background hydrodynamic parameters can provide a better understanding of the
of eutrophication with practical aspects of eutrophication mitigation problem of eutrophication and contribute to coastal management
and management. practices and scenarios for coastal development.
The tendency in eutrophication studies is to increase the number
3. Ecosystem variables used in eutrophication assessment of variables used for quantitative assessment of eutrophication.
Although a wide array of physical, chemical and biological variables
The phenomenon of eutrophication has been recognized as a contributes to the understanding of coastal marine eutrophication
problem worldwide over the last decades (Vollenweider, 1981). processes, it is doubtful whether they are all necessary in assessment
Nutrients, phytoplankton biomass and organic matter mentioned in studies. Taking into account the definition of eutrophication linking
the definition section form the “keywords” indicating the variables that nutrient availability to plant biomass production, the number of
primarily should be monitored. The major nutrients causing eutrophi- variables needed for eutrophication assessment is rather limited:
cation are nitrogen and phosphorus. In lake waters phosphorus is inorganic nitrogen (nitrate, nitrite and ammonia), inorganic phos-
usually due to inputs from terrestrial sources of phosphorus. However, phorus (orthophosphates) and production of organic matter (chlα,
early studies in nutrient limitation and eutrophication in coastal marine phytoplankton cell number and macrophyte biomass) seem to be
waters (Dugdale, 1967) have clearly shown that nitrogen is the limiting adequate in eutrophication assessment. There are several advantages:
nutrient in coastal systems (National Academy of Sciences, 2003). (a) inexpensive monitoring (b) large existing data bases of historic
However, in some areas like the Eastern Mediterranean System (EMS) data (c) combination of pigment measurements with satellite
it has been observed (Krom et al., 1991) that EMS was phosphorus imagery to provide a description of marine eutrophication at a spatial
limited. The nitrogen to phosphorus ratio was found unusually high scale and (d) most of the methods described in the present work can
782 D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801

be applied using the above mentioned variables. These variables are Humphrey had in mind the use of biodiversity indicators for assessing
considered adequate in marine monitoring; however, information on environmental quality. A definition of an indicator in a broader sense
community structure can also provide useful information on has been given by Burger (2006): “Indicator: Index or measurement
quantifying eutrophication trends. This approach can contribute to end point to evaluate health of a system; physical, biological,
the understanding of the role of species and species diversity in economic and human”. Popular ecological indices (i.e. Shannon's
ecosystem functioning under conditions of nutrient enrichment. It can index) should be used with care in eutrophication studies as a number
therefore be useful at a limited extent. of problems arise: (a) It is difficult to define empirically reference
conditions (Nielsen et al., 2007). (b) Although richness and diversity
4. Shortcomings in data analysis for assessing eutrophication are well established variables, describing the ecological state of
an ecosystem, their values can be erroneous as far as the assessment
In spite of the easiness in laboratory determination of nutrients, of eutrophication is concerned: phytoplanktonic invasive species
chlα concentrations, phytoplankton biomass and phytoplankton increase the diversity values although this high diversity values
community analysis, data processing seems to face a number of does not mean better water quality. If the invasive species are toxic
problems. (a) The nutrient variables, nitrate, nitrite, ammonia and then the deficit of the index is even stronger. (c) Indices used for
phosphorus, chlorophylls, phytoplankton cell number, ecological eutrophication assessment should show monotonicity, in other words
indices and water transparency that are the main parameters they should consistently increase or decrease along the eutrophica-
characterizing trophic states are highly intercorrelated (Ignatiades tion gradient.
et al., 1985; Primpas et al., 2010). This means that the total effect Statistical multivariate methods have been applied to evaluate
expressed through these variables is not additive and in some cases popular ecological indices in marine eutrophication assessment
uncorrelated variables must be obtained (Primpas et al., 2010). (b) studies in coastal areas (Karydis and Tsirtsis, 1996; Danilov and
The frequency distributions of the above mentioned variables do not Ekelund, 2001). These indices are based on species counts and
follow normality. An analysis of 950 samples collected from 25 meso calculations on simple arithmetic formulas (Magurran, 2004). In
and hypertrophic lakes in Sweden (Heyman et al., 1984) has shown addition, they are easy to understand and a lot of data have already
that nutrient variables were log normal whereas chlα values best been piled up contributing to water quality assessment. The results
fitted to the gamma distribution. Similar results for nutrient variables have been presented in a previous review (Karydis, 2009). Twelve
were found in sets of data collected from the Aegean (Ignatiades et al., ecological indices were tested but only three showed consistency in
1992) but chlα values seemed to fit log normality (Primpas and detecting eutrophic trends: species number, total number of indivi-
Karydis, 2010a). These distributions assume data transformations duals and Kothe's species deficit. The Kothe's species deficit index
to normalize the variables when parametric methods are applied. (Karydis and Tsirtsis, 1996) has been proposed to express the species
However, transformations tend to compress the values so a great deal deficit between a discharge area and a reference sampling point
of the information of the raw data is lost. (c) Seasonal trends in (control site). Shannon's index the most popular ecological index in
nutrient concentrations (Pagou and Ignatiades, 1988) and phyto- community ecology (Digby and Kempton, 1987) did not respond to
plankton cell number (Ignatiades et al., 1986) show increased eutrophic levels.
variations around mean values, resulting into overlapping among In a recent work (Spatharis and Tsirtsis, 2010) on the development
sets of data characterizing oligotrophic, mesotrophic and eutrophic of an ecological quality scale based on phytoplankton, 22 ecological
conditions (Giovanardi and Tromellini, 1992). (d) Discrimination indices were tested for monotonicity using simulated data. Only
between natural and anthropogenic causes of marine eutrophication: Margalef's, Menhinick's and Evenness E1 indices increased monoton-
as nutrients and phytoplankton are built-in variables in the aquatic ically. Margalef's index is a measure of species richness and is based
ecosystems, it is difficult to know which loads come from human on the presumed linear relation between the number of species and
activities. Use of control or reference sites is not always a solution to the logarithm of the number of individuals. Menhinick's index is also
the problem since offshore sampling sites may represent a different a well-known index expressing species richness and was proposed
type of ecosystem than the shallow coastal marine environment. because it shows smaller sample variation compared to Margalef's
Nutrient concentrations causing eutrophication depend on the index. Evenness E1 expresses the degree of equality in species
topography, the physical and the chemical nature of each coastal abundance in the sample. A detailed description of these indices can
area. ‘Excessive’ nutrient concentrations should be compared to the be found in Washington (1984), Karydis and Tsirtsis (1996) and
‘background’ or ‘reference’ values for a particular area. Reference Magurran (2004).
values are different in different seas such as the oligotrophic The indices of Simpson's, Shannon's H′ and D′, Hill N1 and N2,
Mediterranean and the eutrophic North Sea (EEA, 1999). However, Hulbert's and McIntosh (Simpson, 1949; Washington, 1984; Magurran,
reference levels are not easy to establish due to nutrient dynamics 2004) did not show monotonicity but a characteristic hump-shape
and human impacts. curve instead (Spatharis and Tsirtsis, 2010). These indices increase at
low abundance values (less than 104 cells/l) and gradually decrease
5. Indicators for assessing eutrophication reaching their minima at very high abundance values. Spatharis
and Tsirtsis (2010) further evaluated which of these indices were
The term “indicator” is often used in the marine environment to showing linearity. They found that only Menhinick's and Evenness
describe ecological status, to assess water quality and to provide Indices E2, E3 and E6 fulfilled both criteria: monotonicity and linearity. A
practical information for coastal management practices. As the further step was to propose a composite index based on phytoplankton
concept of an indicator in ecology is different from the concept of metrics that is the sum of chlα concentration, abundance and diversity.
an indicator in applied fields such as pollution, management and This index was called by the authors Integrated Phytoplankton Index
planning, it becomes obvious that no single definition of indicator (IPI). Although the authors do not justify why the three variables of
can satisfy this wide spectrum of uses and applications. According to the above metrics have equal weights, future applications will show
a simple definition (Walz, 2000), “An indicator is a variable that the effectiveness and credibility of the IPI Index.
describes the state of the system”. An indicator definition oriented to Multimetric eutrophication indices have also been proposed by
ecological and water quality status has been given by Ferris and Vollenweider et al. (1998) and Primpas et al. (2010). Vollenweider's
Humphrey (1999): “An indicator may be defined as a characteristic Index known as the TRIX index is a linear combination of four variables
which, when measured repeatedly, demonstrates ecological trends (chlα, dissolved inorganic nitrogen, total phosphorus and the absolute
and a measure of current state or quality of an area”. Ferris and percentage of deviation of oxygen from oxygen saturation values).
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A eutrophication scale was also proposed mainly based on data 2003; Bald et al., 2005). The BENTIX index has been proposed by
from the Adriatic Sea and was implemented in the national legislation Simboura and Zenetos (2002). It is based on macrozoobenthos soft
of Italy for the protection of water quality (Parlamento Italiano, 1999). substrate and it is suitable in assessing ecological quality status
TRIX was also widely used for assessing eutrophication in the Black according to the requirements of WFD. The species are classified
Sea (Moncheva et al., 2001), the Caspian Sea (Nasrollahzadeh et al., into three ecological groups according to their response to organic
2008; Shahrban and Etemad-Shahidi, 2010), the Persian Gulf (Taebi pollution. The ISD index was developed by Reizopoulou and
et al., 2005), the Montego Estuary (Salas et al., 2008), the Southeast Nikolaidou (2004). It is based on a taxonomic free method, using
Mexico (Herrera-Silveira and Morales-Ojeda, 2009) and the Helsinki the distribution of the individuals of benthic communities on biomass
Sea (Vascetta et al., 2008). However, there are some drawbacks size classes. The skewness of the distribution is the measure of
concerning the suitability of the index reported in literature (a) the community disturbance. All these benthic indices are also described in
TRIX index does not conform with the requirements of the Water detail by Zaldívar et al. (2008a).
Framework Directive, WFD, 2000/60/EC (EC, 2000) as the scale is A number of indicators have also been proposed for lake waters, a
not normalized to local reference conditions and physical, chemical, long time ago (Vollenweider, 1969, 1976). Kirchner and Dillon (1975)
biological variables are built-in within the index, although the have developed empirical formulas to assess lake eutrophication
Directive requires interaction of separate evaluations of the above based on the relationships between phosphorus and chlorophyll
mentioned variables (Pettine et al., 2007) and (b) in shallow coastal concentrations. Carlson (1977) proposed a Trophic State Index (TSI)
waters dominated by macroalgal and phanerogam taxa, the use of that could be calculated from several variables including Secchi disk
benthic indices is more appropriate as phytoplankton biomass transparency, chlorophyll and total phosphorus. Although simple and
is negligible to describe nutrient effects (Giordani et al., 2009). In practical, TSI is based on a number of assumptions that make doubtful
recent work by Primpas and Karydis (2010b) it was attempted to the use of the index on a worldwide scale. Nevertheless indices based
rescale TRIX index using oligotrophic waters as reference conditions on phosphorus–chlorophyll relationships are limited to freshwater
(Primpas and Karydis, 2010a). environments since it is known a long time ago (Dugdale, 1967) that
Another multimetric index was proposed by Primpas et al. (2010) nitrogen is the limiting nutrient in the marine environment.
and was found efficient in discriminating oligotrophic, mesotrophic Information on ecosystem quality can be provided by the domi-
and eutrophic water types. Four nutrient variables and chlα concentra- nance curves. A dominance curve is a graphical representation of a
tions were used from three standard sets of data (Ignatiades et al., 1992) community structure. The “dominance curve is based on a ranking
characterizing eutrophic, mesotrophic and oligotrophic water types. of species (or higher taxa) in a sample, in decreasing order of their
The form of the Eutrophication Index (E.I.) proposed is: abundance or total biomass” (Clarke, 1990). The “alternative to these
dominance curves is to plot cumulative ranked abundances against
E:I: = 0:297CPO4 + 0:261CNO3 + 0:296CNO2 + 0:275CNH3 + 0:214CChlα log species rank, as is so called ‘k-dominance’ curves” (Clarke, 1990).
Lack of equitability and domination of the community by few species
where C: nutrient and chlα concentrations. is illustrated by a steep curve. Dominance curves have been used
The coefficients derived from the PCA analysis of the first Principal widely in benthic studies (Lambshead et al., 1983; Clarke, 1990), but
Component. The index was validated using historical data from the applications on phytoplankton data are rare. Ignatiades and Karydis
coastal area of Rhodes (Karydis, 1996) and the results were in (1990) have used this method successfully to study seasonality in a
agreement with previously published work (Karydis, 1992; Moriki coastal marine environment.
and Karydis, 1994; Karydis, 1996). This index was also adapted to a The use of integrated indicators seems to be more appropriate for
five level scale to be compatible with the requirements of the detecting eutrophication trends. The search for eutrophication indices
European Water Framework Directive (a) less than 0.04: High quality to describe ecosystem change, considers oxygen budgets, transpar-
(b) 0.04–0.38: Good (c) 0.38–0.85: Moderate (d) 0.85–1.51: Poor and ency and chlorophylls as effect variables whereas, nutrients in rivers
(e) greater than 1.51: Bad. should be preferably used as pressure indicators (Baan and van
Shallow coastal ecosystems are often dominated by extensive and Buuren, 2003). The use of phytoplankton indicators (pigment
dense seagrass formations that use considerable amounts of nutrients measurements) and the coupling of these measurements with remote
from the water column and the sediment. Nutrient uptake by sensing imagery as well as the use of ferries for automated water
phytoplankton, micro and macro algae promotes algal growth and quality monitoring have been proposed by Paerl et al. (2007).
finally seagrass can be replaced by opportunistic macroalgae (Zaldívar The large number of indicators for assessing eutrophication
et al., 2008a). At the same time benthic organisms are affected by mentioned above is due to a number of reasons: (a) Different types
changing of the conditions in both, sediment and water column. The of ecosystems require specific field information (physical, chemical,
study of the invertebrate community structure provides valuable biological and geological variables) and maybe the use of specific
information on water quality since these organisms have long life indices, (b) more complex indices have become popular over the last
spans, they are characterized by different life cycles and they respond two decades as they seem to be useful in coastal management studies
to anthropogenic stress (Pearson and Rosenberg, 1978). They are where integrated information is needed.
therefore suitable for assessing environmental quality (Elliot, 1994)
and a number of benthic indices have been developed for assessing 6. One-dimensional statistical analysis
trophic status. The Ecological Evaluation Index (EEI) is based on
microalgal and phanerogam taxa (Orfanidis et al., 2001, 2003). The EEI One-dimensional statistical analysis methods used for quantitative
index scale ranges from 2 to 10 and expresses the ecological quality of assessment of eutrophication are presented in this section along with
transitional and coastal waters, classifying the ecosystem quality from their objectives, advantages and shortcomings in eutrophication
high to bad. Seaweeds and seagrasses are the bio indicators of the studies. A concise presentation is given in Table 1.
ecosystem and cover the range from reference conditions to the
last phase dominated by opportunistic species. The macrobenthos 6.1. Descriptive statistics
indicator AMBI (biotic index), has been proposed by Borja et al.
(2000). This index was designed to characterize the ecological quality Numerical descriptive measures are the first step to summarize
of European coastal waters assessing the response of soft-bottom data in statistics. The two mostly used descriptors are the central
macrobenthic communities to changes in water quality. The M-AMBI tendency and the variability. Central tendency is usually expressed by
is an indicator combining AMBI with Shannon's diversity (Borja et al., the mean and variability by the standard deviation. Variability is also
784 D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801

Table 1
One-dimensional statistical analysis methods used for quantitative assessment of eutrophication. Objectives, advantages and shortcomings in assessing eutrophication are provided.

One-dimensional Method objectives in eutrophication Advantages Shortcomings References


statistical methods studies

Descriptive Provides an overview of the Simplicity; it can be applied to Summary statistics does not provide Ignatiades et al. (1992)
statistics eutrophication state in an area. any kind of data describing any conclusive evidence concerning Hare and Mantua (2000)
Detection of regime shifts. eutrophication. eutrophication status.

Frequency FD illustrate the profile of nutrient Simple to apply development of Normality pre-requisite for probabilistic Ignatiades et al. (1992)
distributions (FD) and chlα values and form the basis scales for assessing eutrophication applications is not usually fulfilled. Giovanardi and Tromellini (1992)
for scaling eutrophication status. levels. Stefanou et al. (2000)

Outliers Outlying values express extreme Values expressing eutrophication Methodological limitations due to Karydis and Ignatiades (1992)
conditions of eutrophication. can be statistically detected. non-normally distributed nutrient Karydis (1994)
and chlα variables; limited use does
not allow method validation in
eutrophication studies.

Analysis of variance Eutrophication levels from different ANOVA is a well established ANOVA assumes normality not usually Tsirtsis and Karydis (1998)
(ANOVA) sampling sites can be compared. method; differences are detected met in nutrient and chlα variables;
at statistically significant levels. fairly often the data are pseudo-
replicates.

Correlation and The methods help to understand the Easy to apply; they contribute to Normality required; data transformation Ignatiades et al. (1987)
regression interaction between variables. the understanding of functioning distorts the natural information of the Nikolaidis et al. (2006)
among variables. system.

expressed by the variance and coefficient of variation. Minimum– and assess water quality of an area under investigation using a limited
maximum values are also useful to define the lower and upper limit of number of samples and examine the possibility of exceeding a critical
the physical quantity under study (Fowler et al., 1998). Summary value and (b) knowing the distribution function of the data, is easy
statistics is the first step in data handling prior to the application of to transform the data to normality and therefore be able to use
any data analysis techniques (Ignatiades, 2002a) but can also provide parametric statistical methods for further data processing. Standard
information of the trophic status in an area if eutrophication scales normal curves of nutrients have been developed by Ignatiades et al.
are available (Ignatiades et al., 1992; Stefanou et al., 2000). This (1992) for assessing the trophic status. At the same time a similar
information is based on nutrient concentrations, chlα values, approach was also attempted by Giovanardi and Tromellini (1992)
phytoplankton cell number (cells/l) and water transparency. The using chlα concentrations. A simulated normal distribution of nitrate
ASD (Average Standard Deviates) method (Ebbesmeyer et al., 1991) is concentrations has also been proposed by Stefanou et al. (2000). The
a popular method representative of those based on simple heuristics advantage of this procedure is that non-parametric data manipulation
rather than an underlying statistical model. The ASD was used to methods were applied to define the central tendency and the dis-
detect regime shifts in the North Pacific in 1977 and 1989 (Hare and persion of the distribution. Numerical applications of this “Physical–
Mantua, 2000). However, the ASD approach requires an a priori Normal” distribution based on historical data showed that the
specification of a regime shift date. Mantua (2004) gives a detailed simulated normal distribution could be used as a standard curve for
description of the application of the method for diagnosing regime eutrophication assessment studies on a probabilistic basis.
shifts. The Recurrence Quantification Analysis (RQA), a non-linear time
series analysis technique, based on Recurrence Plots (RP) has been 6.3. Outliers
proposed by Zaldívar et al. (2008b) for the characterization of regime
shifts in environmental time series. This method is independent of An outlier could be defined as “an observation which deviates so
limitations such as data set size, data stationarity, and statistical much from other observations as to arouse suspicions that it was
distributions of data. RQA is able to produce results with a low number generated by a different mechanism” (Hawkins, 1980). There are two
of data points. In addition, when compared to other statistical mechanisms that lead to genesis of outliers; according to the first
techniques, it could be used for a fast screening of the data sets and a mechanism the data come from heavy tailed distribution such as a log-
combination with other techniques should follow (Andersen et al., normal distribution. The second mechanism assumes that the data
2006b). Zaldívar et al. (2008b) presented three case studies regarding arise from two distributions: the main or basic distribution that
regime shifts in different marine environments; lake eutrophication by generates “good observations” and the “contaminants distribution”
excessive phosphorus, regime shift in Ringkobing Fjord, Denmark and that generates “contaminants”. Extreme values on nutrient and
oxygen dynamics in the Mediterranean coastal lagoon Sacca di Goro in chlorophyll concentrations can be considered as values characterizing
Italy. The results showed that for the detection of a single threshold in a eutrophic conditions. A summary statistics of the outlying values or
time series, RPs are robust against high noise levels (up to 100%). RQA the number of outlying observations can be used as an estimate for
can be useful for the quantification of the results from RPs. the trophic status. Only few outlying values may drastically shift the
mean to the right and broaden substantially the standard deviation.
6.2. Frequency distributions It is generally advisable to remove the outliers before any statistical
analysis (Barnett and Lewis, 1994). The rejection procedure for
The frequency distribution of water quality variables has been a outliers is to “discard extreme order statistics whose deviation
research objective by field workers a long time ago (Heyman et al., from the remainder of the sample is sufficiently large” (Hawkins,
1984). Most of the variables related to eutrophication follow the log- 1980). Outlying values may be identified in frequency distributions,
normal distribution but fitness of some variables to beta and gamma regression models and multivariate data. However, in environmental
distributions has also been found (Ignatiades, 2002a). Fitting field variables, possible identification of outlying values may indicate
data to a known frequency distribution provides the experimenter extreme environmental conditions (Georgopoulos and Seinfeld,
with two options: (a) to use the distribution as a probabilistic system 1982), pollution problems or eutrophic trends. In those cases it is
D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801 785

advisable to treat outliers as the values that express pollution effects pairwise comparisons and many recommendations are given regarding
and therefore they should not be rejected as they carry information ecological data. However, in spite of the extensive literature on pairwise
related to ecosystem's stress. Outliers have to be used cautiously as tests, there are not many applications on nutrient and phytoplankton
they may be the result of faulty sampling or poor analytical work. variables (Underwood, 1981; Underwood, 2007) and therefore the
However, frequent sampling in an area can show whether some efficiency of those methods in assessing eutrophic levels cannot be
extreme values are a pollution episode or just faulty values. An attempt evaluated. Phytoplankton richness and abundance have been statisti-
was made to find out whether outliers could be an indicator of cally evaluated in transitional waters in the Mediterranean (Vadrucci
eutrophic trends (Karydis, 1994). Nitrate, ammonium, phosphate and et al., 2008). Spatial differences of both cell abundance and species
chlα values derived from monthly sampling of ten stations spaced out richness were assessed using two-way nested ANOVA. The results
along the coastal area of the city of Rhodes, Greece, formed the data showed that cell density was significantly affected by temperature
basis. Outlying values were detected using the non-parametric box- changes. ANOVA was also applied to evaluate 20 phytoplankton indices
and-whisker plot; mean values of the outliers were calculated for each for detecting eutrophic trends (Tsirtsis and Karydis, 1998).
station and cluster analysis was applied. Good discrimination of
clusters was observed among oligotrophic, mesotrophic and eutrophic 6.5. Correlation and regression
sampling sites. Outlying values (Karydis and Ignatiades, 1992) based on
phosphate concentration values were identified from nine stations in The association between variables is studied by the correlation
Saronikos Gulf, Greece; it was found that the number of outlying values analysis. On the other hand the study of the functional relation between
was closely related to the proximity of the sampling sites to the sewage a variable (or variables) known as independent variable(s) over one
outfall. Both papers indicated that outlying values could be used as a tool dependent variable is performed through regression analysis (Sokal
for quantitative assessment of eutrophication. However, in spite of the and Rohlf, 1981). The two methods are based on similar mathematical
available statistical methodology, outliers have not been used in water relations and quite often a correlation problem is treated as regression
quality and marine pollution studies. An interesting application will be or vice versa. According to Sokal and Rohlf (1981) the data available for
the detection of outliers from multivariate data as eutrophication the analysis by the investigator may not be appropriate for one or the
processes are monitored and assessed through a number of variables. other method.
In correlation analysis there is no distinction between dependent
6.4. Analysis of variance and independent variables but are both influenced by the same
factor. The product moment correlation is the most commonly used
Analysis of variance (ANOVA) is among the most popular, powerful correlation in statistics among numerous correlation coefficients. There
and versatile tools in natural sciences. It is a family of techniques are many applications of correlation between nutrients (phosphate,
developed to compare the means of more than two populations. nitrate and ammonia) and phytoplanktonic variables (chlα, species
Although they have been designed for planned laboratory experiments, richness and cell number). The relationship among phytoplankton cell
they are also suitable for field data concerning natural populations and density, total carbon and chlα has been used to understand aspects of
abiotic parameters. The null hypothesis is the equality of means. phytoplankton ecology in the Northern Adriatic (Revelante and
Although the hypothesis generation in ANOVA seems to be simple, Gilmartin, 1995). When chlα or phytoplankton biomass is correlated,
Underwood (1981) in an extensive review of ANOVA techniques the observed correlation may be influenced by: (a) nutrient variables
applied in the fields of marine biology and ecology, states that in spite (b) physical variables (temperature and transparency) and (c) chance
of the widespread use of the ANOVA methodology, serious problems fluctuations or other unknown variables. In that case partial correlations
have risen in “the use (and abuse)” of analyses of variance possibly and partial covariances are very useful as the correlation due to (a) and
because of insufficient understanding of the methods by the workers. (b) is removed leaving only the correlation due to phytoplankton
The reasons may be violations of the assumptions (normality and variables as well as unmeasured ecosystem variables (Poole, 1974). An
equality of variances), poor experimental design and erroneous application of partial correlation in marine phytoplankton communities
conclusions. Underwood investigated 151 papers and found that has shown that the partial correlation coefficient between dark fixation
most of the problems were located in the presentation, computation and the ratio productivity/biomass was higher than the simple
and interpretation of the analyses. correlation due to correction by the nutrient and cell density variables
Depending on the number of factors under comparison as well as of the matrix (Ignatiades et al., 1987). Correlation coefficients do not
on the experimental design, analysis of variance can be one-way, two- seem to be statistically significant in oligotrophic marine environments
way, three-way, multifactor ANOVA, nested design and split-plot (Vounatsou and Karydis, 1991): the limited number of statistically
design (Sokal and Rohlf, 1981). Application of one way analysis has significant relationships between chlα and nutrients was attributed by
been reported for testing the effect of depth (one factor) on both the authors to a number of problems arising from the very low values
nutrients as well as chlα (Ignatiades, 1990). The same author has including high analytical errors and shortcomings from data handling as
also applied two way ANOVA for testing the effects of station and well as to the facts that vitamins and trace metal concentrations that
season on phytoplankton abundance (Ignatiades et al., 1995) as well play a critical role in oligotrophic waters are not measured in routine
as the effect of three factors (season, station and depth) on chlα field work. Many other variables or processes (oxidation of organic
concentrations (Ignatiades, 1998). The statistical distinctness of ANOVA matter, turbulence and changes due to upwelling movements) also
in assessing differences of the trophic status between sampling stations affect nutrient and phytoplankton concentrations but they are rarely
was investigated recently (Primpas and Karydis, 2010a). Historical data taken into account. On the contrary in mesotrophic and eutrophic
were used from 9 sampling sites in Saronikos Gulf, Greece, influenced by waters nutrient and phytoplankton variables showed strong correla-
the sewage outfall of Athens. Raw data, transformed data and simulated tions (Ignatiades et al., 1985).
data of nutrients, chlα and phytoplankton cell number (cells/l) were The relationship between the dependent and the independent
tested. The pairwise comparisons followed after the application of variable(s) in a regression model may be (a) simple, (b) multiple or
the ANOVA, showed that the simulated data were highly sensitive in (c) stepwise regression. Regression can also be linear or non linear.
detecting differences between stations. The pairwise multiple compar- These techniques have been described by Draper and Smith (1998).
ison procedures have been reviewed extensively (Jaccard et al., 1984; Although the linear regression has been used extensively in
Day and Quinn, 1989). Both papers deal with the problem of violation of phytoplanktonic and eutrophication studies, mainly to study the
assumptions especially variance heterogeneity and normality. Day and effects of nutrient on phytoplankton variables, it is doubtful whether
Quinn (1989) proposed parametric and no parametric methods of the researchers have always examined the very strict assumptions of
786 D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801

the simple linear regression (Poole, 1974). Multiple regression has diatom pigments and diatom biovolume after correction for temporal
been applied by Estrada et al. (1993) to study the dependence of autocorrelation. In addition, autocorrelation was estimated during
primary production on chlorophyll, depth and water stability. The testing of non-linear stochastic models on phytoplankton biomass
main difficulty in applying multiple regression is the presence of time-series, since it was considered as an important factor for the
possible interactions among independent variables (Poole, 1974). accuracy of such models (Stollenwerk et al., 2001). Spatial autocor-
Each interaction accounts for an independent variable and therefore relation is discussed in Section 10 (Spatial analysis).
the linear model becomes cumbersome and not easy to apply
especially with a limited number of observations. 7. Multi-dimensional statistical analysis
In the stepwise linear regression, the independent variables Xi
are arranged in an order according to the proportion of the corrected Statistical methods for assessing eutrophication are based on a
sum of squares of the variable Y they explain. An application of the limited number of variables describing eutrophication (nutrients
stepwise regression has been given by Vounatsou and Karydis (1991). concentrations, phytoplankton, macrophyte biomass and water trans-
Chlα was the depended variable and was regressed over phosphate, parency) or affecting plant biomass production (temperature). Raw
silicate, nitrate and ammonia. Reciprocal and exponential transforma- data usually require a preliminary data analysis (Fig. 1) so as to test
tions were found most appropriate for good fitting of the model. whether the assumptions of the statistical methods that could be
A piecewise linear regression model was applied to estimate the applied are satisfied or can be satisfied after data manipulation. The
concentration of chlα as a function of nitrates in water masses from outcome of the statistical methods mentioned in the present work can
Themaikos Gulf, a eutrophic area in the Northern Aegean (Nikolaidis provide a scale of the eutrophication state, detect eutrophication trends
et al., 2006). and rank sampling sites according to the level of eutrophication. These
Correlations of bloom indicators during different years with results can either be used as “end products” or can be assimilated in
nutrient concentrations have been carried out to detect regime shifts more complex methods: multiple criteria choice techniques, spatial
and determine the threshold nutrient levels for harmful algal events in methods. This information can contribute to various fields of application
some European coastal waters (Stolte and Graneli, 2006). In the same such as coastal management, coastal water quality assessment and
study, trends were studied using linear regression. Autoregressive environmental protection; it can also provide background information
Moving Average (ARMA) models and Vector Autoregressive (VAR) for environmental legislation (International Conventions, EU Directives
modeling have been used to detect regime shifts in large marine and National Legislation).
ecosystems (Mantua, 2004) when a collection of large ecological time The multi-dimensional statistical analysis methods used for
series is available. In the process of identifying regime shifts, there is quantitative assessment of eutrophication are presented in Table 2
the risk of detecting thresholds which are just random fluctuations. with their objectives, advantages and shortcomings in eutrophication
The use of statistical hypothesis testings aims at limiting this studies.
possibility to a pre-determined fixed value, typically at a significance
level of 5%. If the time of the threshold event is known (e.g. change in 7.1. Principal Component Analysis (PCA)
management practice) analysis of the significance probability of the
regime shift under the null hypothesis of no change can be carried out Principal Component Analysis is a multivariate statistical method
using intervention methods (Box and Tiao, 1975). Nevertheless, this that forms new variables which are linear transformations of the
approach cannot be adopted when the change-point occurs at an a original variables (Sharma, 1996). These new variables are uncorrelated
priori unknown time. Intervention analysis is attractive because it and represent a great percentage of the information of the original
allows a quantitative estimate of the statistical significance of step variables. The main objective of the method is to reduce the
interventions, while accounting for autocorrelation in the time series dimensionality of the initial set of data. It is much easier to understand
of interest (Noakes, 1986). The Vector Autoregressive (VAR) modeling the uncorrelated variables than the complex and voluminous informa-
approach provides an objective means for identifying and assessing tion of the initial data matrix (Dunteman, 1989). This data compression
the statistical significance of regime shifts (Mantua, 2004). into a lower dimensional space is known as “dimensional reduction”.
Autocorrelation is a characteristic of data in which the correlation This is why PCA is also characterized as a “dimensional reduction
between the values of the same variables is based on related objects. technique” (Sharma, 1996). This method has been used in the past in
Autocorrelation sometimes is referred to as serial correlation and exploratory data analysis to assess the water quality of rivers and to
determines the presence of correlation between the values of variables quantify anthropogenic influences (Vega et al., 1998); nutrients, oxygen
that are based on associated aspects. concentration, BOD and COD were among the variables of the data
The classical regression model includes an assumption about the matrix. However, these publications did not focus on eutrophication
independence of the disturbances between consecutive observations. but rather to a more general water quality assessment. Application of
If this assumption is violated the errors in one time period are PCA for assessing eutrophication has recently been published (Primpas
correlated with their own values in other periods and a problem of et al., 2010) in an effort to develop the multimetric index presented
strictly autocorrelated errors or disturbances arises. Cross-correlation in Section 5.
compares one series of data with another to identify and locate
positions of high correlation between two series. 7.2. Cluster Analysis (CA)
Pagou and Ignatiades (1988) gave a detailed description of these
methods and applied them to detect seasonality patterns of phyto- Ecologists have collected quantitative information for more than a
plankton in eutrophic marine coastal waters. The dynamics and century to assess the resemblance between the objects that is the sites
ecological significance of daily internal load of phosphorus in shallow (sampling areas) and the variables describing them (species/species
Lake Balaton, Hungary was supported by autocorrelation analysis abundance, indicators and abiotic variables). The quantification of the
(Istvanovics et al., 2004). It was revealed that proper determination of association between sites and descriptors is the first step in numerical
the suspended particulate matter (SPM) and the coefficient of vertical analysis of ecological data (Legendre and Legendre, 2003). The second
light attenuation (K-d) required daily sampling; thus, routine step is the grouping of the objects according to their similarity. This
monitoring does not provide a thorough insight into environmental grouping is usually illustrated in the form of a dendrogram. Although
variability of shallow lakes as habitats for phytoplankton. Verleyen there are many books on clustering techniques (Pielou, 1984; Gauch,
et al. (2004) aimed to quantify habitat-specific diatom production in 1989; Sharma, 1996; Everitt et al., 2001; Legendre and Legendre, 2003;
Antarctic marine sediments by detecting the correlation between Romesburg, 2004), there is still controversy concerning the efficiency
D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801 787

Fig. 1. Flow chart of statistical procedures applied for quantitative assessment of eutrophication and fields of application.

of clustering methods in ecological and environmental applications was explained by the fact that differences in nutrient and chlα values
(Cao et al., 1997). The main reasons for these controversies are: were summed but not squared. The correlation coefficient also known
(a) criteria of choosing similarity (or distance) measures. The selected as Pearson Product-Moment correlation coefficient (Romesburg,
algorithm can greatly influence the outcome of cluster analysis 2004) is not recommended (Everitt, 1981); it has shown limited
(Ludwig and Reynolds, 1988). (b) The choice of clustering algorithms resolution in defining discrete groups in sets of data. Canberra Metric
(Everitt et al., 2001; Primpas et al., 2008). (c) Possible uncertainty Coefficient and Bray–Curtis coefficient are appropriate only for
concerning the “structure” of the ecological data. community analysis. The Bray–Curtis similarity coefficient has been
The choice of similarity measures is subjective and introduces used extensively in ecological research (Magurran, 2004). A method
varying degrees of bias to the communities (Cao et al., 1997). has been developed (Mumby et al., 1996) for introducing species
However, the choice has to be considered in the context of the weights into the calculation of the similarity matrix. As weights
particular study, taking into account the nature of the data and the reflect the significance of a species in connection with a particular
intended type of analysis (Gower and Legendre, 1986). A group of ecosystem's trend, it is obvious that “species weighting” can be of
quantitative distance coefficients based on Euclidean measures importance in eutrophication studies if toxic algae or species
(Ludwig and Reynolds, 1988; Romesburg, 2004) seem to suit to indicators are present. The main criterion for choosing a clustering
abiotic variables characterizing eutrophication such as water trans- algorithm for eutrophication assessment is to be successful in site
parency, nutrient concentrations, chlα values and phytoplankton discrimination as well as in assessing different trophic conditions. In a
cell number. It has been reported (Cao et al., 1997) that the Euclidean work on river macro invertebrates (Cao et al., 1997) four clustering
Distance overweights abundant species even after data transforma- methods were tested: UPGMA (Average Linkage Clustering Method),
tion. The same trend has been observed in assessing eutrophication Ward Linkage, Compete Linkage and TWINSPAN. The Ward Linkage
using nutrient and chlα concentrations (Karydis, 1992). Among the was found as the most successful agglomerative algorithm in
Euclidean measures used, the Absolute Distance d(j,k) = Σi|xij − xik| discriminating tributaries. It was also found that TWINSPAN was an
seemed to provide the best resolution in the mesotrophic range; this effective divisive algorithm. Eight clustering algorithms were tested to
788 D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801

Table 2
Multi-dimensional statistical analysis methods used for quantitative assessment of eutrophication. Objectives, advantages and shortcomings in assessing eutrophication are provided.

Multi-dimensional Method objectives in eutrophication Advantages Shortcomings References


statistical methods studies

Principal Component The method points up the main variables Limits the number of variables related Mostly a preliminary method for Lundberg et al. (2009)
Analysis (PCA) influencing eutrophication trends. to eutrophication. eutrophication assessment. Primpas et al. (2010)
Detection of regime shifts. Easy to apply.
Easy to understand the outcome.

Cluster Analysis (CA) Classification of sampling sites based on Non-parametric. Limited access to tests of significance. Vassiliou et al. (1989)
variables describing eutrophication. Easy to understand the classification Different outcome (dendrogram) due Stefanou et al. (2000)
scheme. to different similarity measures and Primpas et al. (2008)
clustering algorithms.

Discriminant Identifies the variables that differentiate DA can illustrate different DA assumes normality. Tsirtsis and Karydis
Analysis (DA) sampling sites. eutrophication conditions. Not many applications in eutrophication. (1999)

Multi Dimensional MDS is a 2D presentation of sampling sites Non-parametric. Limited number of applications in Field et al. (1982)
Scaling (MDS) based on “proximities” between them. Methods for significance testing eutrophication studies. Karydis (1992)
available.
Easy to understand.

Correspondence The method is equivalent to PCA for Linearity is not required. Limited applications on phytoplankton Ignatiades et al. (1992)
Analysis (CA) non-metric data. ecology. Okolodkov and Dodge
(1996)

Gradient Analysis GA is applied to describe the distribution Useful for assessing eutrophication Not many applications in McQuoid and Hobson
(GA) of variables along natural gradients. levels in estuaries and sewage outfalls. eutrophication studies. (1997)

evaluate the efficiency in discriminating between oligotrophic, 7.4. Multidimensional Scaling (MDS)
mesotrophic and eutrophic sites (Primpas et al., 2008). The Ward's
algorithm showed the best resolution in discriminating sampling sites Multidimensional Scaling is a method designed to construct a
of different trophic status. Clustering structure becomes more stable graph usually in two dimensions showing the relationships between
with less possibility to be modified as a result of minor changes in data many objects once the triangular table of distances has been given
values if high resolution coefficients are used (Hajdu, 1981). It is (Manly, 2001). The method has been widely used since the 80s in
therefore obvious that high resolution of the measure of similarity is a analyzing multispecies patterns (Field et al., 1982) and benthic
desirable property in clustering (Gower and Legendre, 1986). Cluster marine studies (Warwick et al., 1988). Although MDS is a useful
analysis as well as other multivariate procedures has been applied on method as a non-metric procedure, it can be supported by an ANOSIM
nutrient and phytoplankton data (Ignatiades, 2002b); however, the test (analysis of similarities) that provides statistical significance. The
results are lacking of statistical evaluation. In spite of the need for applications in eutrophication studies are limited (Karydis, 1992;
research on tests of significance in cluster analysis that has been Moriki and Karydis, 1994).
emphasized a long time ago (Boelsch, 1977) there is a limited number
of attempts and even fewer applications. A quick randomization 7.5. Correspondence Analysis (COA)
algorithm has been developed, generating permutations on two
or three columns of the data matrix simultaneously at a level of This method examines the relationship between samples and
significance (Vassiliou et al., 1989). species by simultaneous ordination (Pielou, 1984; Ludwig and
Reynolds, 1988). Work on COA has been published on phytoplankton
7.3. Discriminant Analysis (DA) ecology but without reference to eutrophication (Ignatiades et al.,
1992; Okolodkov and Dodge, 1996).
Discriminant Analysis is applied on studies in marine ecology to
classify objects into groups. The procedure is based on several 7.6. Gradient Analysis (GA)
variables. There are two advantages using DA: (a) parsimony of
description and (b) clarity of interpretation (Stevens, 1996). A Gradient analysis includes methods on arranging physical, chemical
classification system for assessing eutrophication based on nitrate and biological variables in an increasing or decreasing order. Although
phosphorus and chlα values using DA has been proposed (Tsirtsis and gradient analysis is a well structured methodology popular among
Karydis, 1999). The three variables used for the estimation of the two terrestrial botanists (Whittaker, 1982), it can be also particularly useful
discriminant functions are given by the formulas: in describing eutrophic gradients in the coastal marine environment.
However, there are only few applications on phytoplankton (McIntire,
1978; McQuoid and Hobson, 1997).
Function 1 = 3:242–0:130V1 + 0:896V2 + 5:584V3
8. Multiple Criteria Analysis (MCA)
Function 2 = 1:081–0:378V1 + 2:932V2 + 3:211V3
MCA is an evaluation method that provides the means for ranking
a number of hypotheses known as alternative choice possibilities,
where V1, V2 and V3 are the logarithms of nitrate, phosphate and using a number of multiple criteria and conflicting objectives (Voogd,
chlorophyll concentrations. The two functions were used to plot a 1983; Nijkamp and Voogd, 1986). A MCA method combines a ranking
territorial map divided into three defined regions, a eutrophic, a algorithm and a criteria weighting method. Criteria can be expressed
mesotrophic and an oligotrophic field. Any unknown samples can be in both metric and non-metric form and are of crucial importance for
plotted and assessed using this map. the evaluation of the results. Furthermore, weights can be assigned to
D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801 789

criteria to represent their relative importance, either in cardinal or method (Voogd, 1983) separates quantitative (cardinal) and qualita-
ordinal units. tive (ordinal) data in the Impact Matrix, applying appropriate
A wide range of methods and procedures are available within the algorithms to each level of measurement. A detailed description of
framework of MCA for designing, evaluating and prioritizing alterna- the method is given by Hajkowicz and Higgins (2008).
tive decisions (Malczewski, 2006). However, all of them obey the same ELECTRE methods, such as ELECTRE II, III and IV are widely known,
principle: the pairwise comparison of the scores for all the alternatives as the concordance approaches. Concordance analysis focuses on the
and for each criterion (Nijkamp and Voogd, 1986). On the other hand, notion of concordance that is the degree to which one alternative
there is a number of weighting algorithms for expressing criteria performs better than another. A dominance relationship for each pair
importance, ranging from simple direct methods — equal weights of alternatives is derived using both an index of concordance and an
method and rank-order weighting method — to more complex index of discordance. ELECTRE methods are described in detail by
approaches. The application of any MCA method is a stepwise Wang et al. (2009).
procedure that involves the following steps: (i) determination of the The Regime method is considered as an ordinal generalization of
hypotheses or alternative choice possibilities, (ii) selection of the pairwise comparison methods. It uses a random generator to estimate
appropriate evaluation criteria, (iii) creation of the Impact Matrix, for each pair of alternatives the probability that one alternative ranks
(iv) standardization of the Impact Matrix, (v) assignment of weights above another. A detailed description of this method is given by
to the criteria based on an appropriate weighting algorithm, Janssen (1992).
(vi) application of an appropriate ranking or scoring algorithm to MCA methods have been proved very useful in assessing eutrophi-
rank the alternative choice possibilities. cation trends (Table 3) in coastal areas and are therefore frequently
The Impact Matrix can have the following form when, i hypotheses included in methodologies related to coastal management and decision-
and j criteria are considered: making (Linkov et al., 2006; Hajkowicz, 2007; Ananda and Herath,
2009). Regime method has been applied in assessing coastal marine

j j
b11 … b1j eutrophication problems (Moriki and Karydis, 1994) and proved
Impact Matrix = b21 … b2j effective for the discrimination of trophic status in coastal areas.
bi1 … bij Almasri and Kaluarachchi (2005) presented an integrated metho-
dology for the optimal management of nitrate contamination of
where bij is the score of the hypothesis i according to the criterion j. In ground water by combination of environmental assessment and
the case that b1j N b2j, the hypothesis I1 dominates over the I2 as far as economic cost evaluation. A MCA application for mapping the risks
the j criterion is concerned (Hartog et al., 1989). of agricultural pollution for water resources has been applied by
Numerous MCA methods are available in the literature. The Giupponi et al. (1999) by incorporating soil and climate variables
Weighted Summation (WS) is the most popular and commonly and alternative land uses in the Impact Matrix. In Koo and O'Connell
applied MCA method because it is characterized by simplicity and (2006) an integrated modeling and multi-criteria analysis was
reliability of the results (Howard, 1991; Janssen, 2001). The Evamix applied to evaluate a set of land use alternatives and to identify an

Table 3
Multiple criteria analysis, remote sensing, spatial analysis, mapping, modeling used for the quantitative assessment of eutrophication. Objectives, advantages and shortcomings in
assessing eutrophication are provided.

Methods Method objectives in eutrophication Advantages Shortcomings References


studies

Multiple criteria Ranking of sampling sites/study Assignment of weights to the criteria. Optimal selection of variables is needed. Janssen (1992)
analysis (MCA) areas according to their Co-estimation of variables of different Subjective nature, especially during the Kitsiou et al. (2002)
eutrophication level based on origin. weighting procedure. Malczewski (2006)
various criteria/variables. Distribution free method. Optimal choice of the weighting method
is important.

Remote sensing Eutrophication level of coastal Eutrophication assessment at large Operation only on the sea surface skin. Maritorena and Siegel
areas at spatial scale and analysis spatial scales. Clouds can hamper the transmission of (2005)
of the observed trends. Available datasets even though electromagnetic radiation. Garcia et al. (2005)
in situ data are not available. Lack of satellite data of very high
spatio-temporal resolution.

Spatial analysis Description and analysis of the Calculation of specific statistics which Deep knowledge of the methods is required Cliff and Ord (1973)
spatial structure of data. are expressed as graphs; better in order to reach accurate conclusions, Legendre and Legendre
Detection of eutrophication trends understanding, evaluation and analysis especially in the case of variograms. (2003)
based on the study of anisotropies of the results.
and the degree of homogeneity in
the study area.
Optimization of sampling design.

Mapping Study of the spatial distribution of Conversion of the fragmented Accuracy depends on the initial dataset Lam (1983)
variables related to eutrophication. information of in situ datasets from in situ measurements. Burrough and McDonnell
Illustration of eutrophication trends into smooth gradient of data values. Effective selection of the appropriate (2000)
on thematic maps. Selection among various methods interpolation method.
of interpolation. Deep knowledge of the interpolation
methods is required.

Modeling Forecast of eutrophication trends. Fills data gaps. Unrealistic to create a single model to Rast et al. (1983)
Explore relationships between A variety of modeling approaches are address all the interactions among variables. National Academy of
causes and effects of eutrophication. available to describe eutrophication Calibration of models is based on data sets Sciences (2003)
Detection of regime shifts. dynamics. from a specific location. Zaldívar et al. (2009)
Useful for the evaluation of Quite complex approach.
management alternatives.
790 D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801

‘ideal’ compromise between economic return and environmental


pollution.

9. Remote sensing

Estimation of the eutrophication level of coastal areas and analysis


of the observed trends, especially at large spatial scales, are not
always effective if they are limited on classic oceanographic sampling
campaigns. During the last decades, the contribution of remote sensing
to coastal eutrophication assessment has been invaluable (Table 3).
Ocean color is a unique property, measured from satellite sensors to
provide information on oceanographic parameters from the sea
surface to a few tens of meters depth (Maritorena and Siegel, 2005).
Most of the quantitative applications of ocean color remote sensing to
assess eutrophication trends have focused on the estimation of
abundance and distribution of phytoplankton chlorophyll in the
seawater; therefore, surface patterns of phytoplankton biomass
distribution at large spatial scales are provided (Garcia et al., 2005).
Fig. 2. The variogram and its parameters: the range, the sill and the nugget variance.
Data from various satellite sensors have been used in studies related
to coastal eutrophication. CZCS was the first instrument devoted to
the measurement of ocean color, especially chlorophyll concentrations Spatial correlogram is a graph where autocorrelation values are
(Iverson et al., 2000). Landsat MSS/TM/ETM+ and SPOT sensors have plotted in y-axis against distance classes among sampling sites. Spatial
also provided valuable information on coastal eutrophication studies autocorrelation can be measured by either Moran's I or Geary's c spatial
(Torbick et al., 2008). However, the launch of SeaWiFS in 1997 followed autocorrelation statistics (Cliff and Ord, 1973). A detailed description of
by MODIS/AQUA and MERIS in 2002 made available a huge set of ocean spatial correlograms is given by Legendre and Legendre (2003).
color data (Vos et al., 2003; Gons et al., 2008; Werdell et al., 2009). The variogram (Fig. 2) is the basic tool of geostatistics and provides
Numerous studies are found in the literature where satellite data are a mathematical description of the relationship between the variance
used to assess eutrophication problems in coastal areas. Gohin et al. of pairs of observations and the distance separating them (Mabit
(2008) used SeaWiFS satellite data and classified the coastal waters of and Bernard, 2007); therefore, it is frequently used for the detection
the French Atlantic continental shelf and the English Channel following of anisotropies and the determination of the degree of homogeneity
the eutrophication risk criterion of the Water Framework Directive in a study area (Vázquez et al., 2005). Anisotropy is present in data
(WFD). Monitoring of HABs (Harmful Algal Blooms) by targeting when the autocorrelation function is not the same for any geographic
specific species and time period (generally spring and summer) when direction. The variogram is expressed as a graph where the semi-
conditions for remote observation are most favourable (Miller et al., variance γ(h) is plotted in y-axis against distance classes among
2006) has also been carried out. Shevyrnogov and Vysotskaya (2006) sampling sites. The semi-variance γ(h) is an autocorrelation statistic
studied the spatial distribution of chlorophyll concentration based on given by the formula,
the autocorrelation analysis of SeaWiFS data.
1 n
In addition, numerous approaches have been performed to develop 2
γðhÞ = ⋅ ∑ fZ ðxi Þ−Z ðxi + hÞg
optimum algorithms from satellite data sets to predict the concentra- 2n i = 1
tions of variables related to coastal eutrophication. Kabbara et al.
(2008) presented derived empirical algorithms to estimate chlα where Z(xi) is the value of the examined variable at the position xi,
concentration, Secchi disk depth and turbidity of coastal waters from Z(xi + h) is the value of the examined variable at the position xi + h
the combination of ETM+ imagery and in situ data in the coastal area and n is the number of pairs of observations separated by distance
of Tripoli, Lebanon. In literature, an extended description of specific h, called lag (Fig. 2).
algorithms applied to determine the concentration of variables related The sill, the nugget variance, the scale and the range are the most
to eutrophication can be found focusing on specific characteristics of important parameters of a variogram. The sill is the maximum
coastal waters (Gitelson, 1993; Chavula et al., 2009). attained value of γ(h) indicating that there is no more spatial
dependence in data and corresponds to a specific separation distance
10. Spatial analysis among sampling sites, called range. The nugget variance represents
the semi-variance value γ(h) when h = 0. It corresponds to the local
Spatial analysis provides the means for the description of the variation occurring at scales finer than the sampling interval and it is
spatial structure and the heterogeneity in data. Spatial analysis can be also related to the measurement and sampling error. The ‘nugget-to-
carried out in the framework of a GIS that is a powerful spatial data sill’ ratio is an important indicator of the spatial dependence of a
processing system (Huang et al., 2001) capable of storing, managing variable (Cambardella et al., 1994).
and analysing spatially referenced data (Burrough and McDonnell, Directional correlograms and variograms can be calculated to
2000). GIS has been widely used for the creation of accurate spatial study the spatial structure of a variable at a specific direction. In
databases and maps and the processing and analysis of environmental addition, the surface variogram is represented as a pixel map and is
data sets (Jankowski, 2009). used to determine whether anisotropy is present in the data and to
In spatial pattern analysis, which deals with the study of spatially indicate with precision the directions where different degrees of
continuous phenomena such as coastal eutrophication, heterogeneity anisotropy are observed (Michelakaki and Kitsiou, 2005).
refers to variations in the measurements collected through sampling Spatial analysis methods have been widely applied in assessing
at discrete sampling sites. Spatial structures can be described through coastal eutrophication (Table 3). An assessment of the spatial processes
structure functions which allow the quantification of the spatial in ecological data has been carried out by Blanchet et al. (2008) who
dependency and its partitioning among distance classes (Legendre proposed that gradients influencing species spatial distributions can be
and Legendre, 2003). Correlograms and variograms are the most studied via spatial variables that represent directional spatial processes.
commonly used structure functions. Autocorrelation analysis has been also applied on a data set derived
D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801 791

from SeaWiFS satellite data and a pronounced heterogeneity of the plots. Cruzado et al. (2002) assessed the nutrient fluxes from the
spatial distribution of chlorophyll concentration seasonal dynamics has Ebro River and subsequent across-shelf dispersion for assessing the
been revealed. Finally, spatial autocorrelation has been used for the environmental quality of the coastal zone; mapping of the vertical
planning of ecological experiments, since a variable could be charac- distributions of relevant variables was carried out in different time
terised as homogeneous or heterogeneous in space regarding the scale periods. The spatial variability of phytoplankton composition and
at which it is studied (Dutilleul, 1993; Legendre, 1993). biomass of the eastern continental shelf of the Bay of Biscay (north-east
Geostatistics have been applied by Anttila et al. (2008) to Atlantic Ocean) was assessed using mapping of selected parameters at
investigate patchiness of water quality related to sampling metho- both horizontal and vertical scale and combination with remote sensing
dology with the aim to develop an optimal sampling network. The data (Lampert et al., 2002). Kriging and IDW interpolation methods
development of an optimal sampling design for eutrophication studies were applied to study coastal marine eutrophication in the Island of
has also been reported by Kitsiou et al. (2001); 34 sampling sites Rhodes, Greece based on the spatial distribution of nutrients and
used for chlorophyll concentrations were located in a grid pattern phytoplankton cell number (Kitsiou et al., 2002) and a number of
(1 × 1 NM), in the Strait of Lesvos, Greece, forming the source of ecological indices (Kitsiou and Karydis, 2000). In Cinnirella et al. (2005)
data. These sampling sites were reallocated by taking into account the spatial distribution and uncertainty of groundwater nitrate
optimized sampling strategy (Mason et al., 1989) and anisotropy of concentrations in the Po catchment in Italy were assessed based on a
chlorophyll concentrations using variograms. This way, variance geostatistical approach. Similarly, Lookman et al. (1995) used kriging to
fluctuations were reduced over a heterogeneous area. Eleveld and provide maps on regional scale indicating the sensitivity of certain areas
van der Woerd (2006) carried out semi-variogram analysis to a data for rapid P saturation and the resulting eutrophication problems. Kovacs
set of chlorophyll and suspended particulate matter derived from and Honti (2008) presented a GIS-based methodology for estimating
SeaWiFS satellite data in order to investigate their variability in the phosphorus emissions at small scale watersheds and assessing the risk
study area and assess the range where the measurements become of eutrophication of small water bodies.
independent. Finally, Flipo et al. (2007) assessed the nitrate pollution Since coastal eutrophication assessment requires the study of
by combining geostatistics and physically based modeling. a large number of parameters, the function and dynamics of each
one could lead to different eutrophication trends (Powell et al.,
11. Mapping 1989; Valiela, 1995; Xu et al., 2001). Therefore, there is a need for
appropriate methodologies to synthesize the spatial eutrophication
In two-dimensional space, the spatial structure of a variable can be trends represented by various parameters. Kitsiou and Karydis (1998)
visualized by maps that illustrate its spatial distribution (Table 3). used multiple criteria choice methods to synthesize the spatial
Interpolation methods provide the means for the creation of surfaces distributions of nutrients and phytoplankton cell number. The result
from irregularly spaced point data by converting the fragmented was a coastal eutrophication map where the trophic status of
information collected during sampling surveys into a smooth gradient Saronicos Gulf, Greece was clearly illustrated. Another two procedures
of data values (Burrough and McDonnell, 2000). There are a number aiming to synthesize the spatial distributions of seven ecological
of alternative interpolation methods for creating such surfaces, and indices at the same study area using GIS overlay were also presented
they are grouped in two general categories: the global and the local. by Kitsiou and Karydis (2000). The overlay technique, performed in
Global-fit procedures calculate a single function describing a surface the framework of a GIS, allows the synthesis of different map layers in
that covers the entire map area. Local-fit procedures estimate the order to create a new map. Xu et al. (2001) used also the GIS overlay
surface at successive nodes in the grid using only a selection of the technique to synthesize the information from six map layers,
nearest data points. An extended review of the available interpolation representing the spatial distributions of six chemical, physical and
methods can be found in Lam (1983) and Li and Revesz (2004). Trend biological indicators related to eutrophication.
surface analysis, also called trend surface mapping, is the most widely
used global surface-fitting procedure (Lancaster and Salkauskas, 12. Modeling
1986). Inverse Distance Weighted (IDW) methods are based on the
assumption that the interpolated values of a variable are more In coastal eutrophication studies, models have been developed
influenced by the nearby observations than those located in a greater to explore the relationships between the causes and the effects, to
distance. The interpolating surface is a weighted average of the scatter understand and simulate the physical, bio-geo-chemical and biological
points and the weight assigned to each scatter point diminishes as the processes and their interactions, and to predict the response of a coastal
distance from the interpolation point increases (Weber and Englund, ecosystem to forcing related to both physical and anthropogenic origins
1992; Weber and Englund, 1994). Kriging is an interpolation method (Table 3). Therefore, models provide the means for forecasting the
and a fundamental tool in the field of geostatistics. Kriging is based on trends in a coastal area, evaluating management alternatives and
the assumption that the variable being interpolated can be considered supporting the decision-makers to undertake initiatives.
as a localized variable (Matheron, 1963). Kriging is a local interpolator ‘Dynamic’ and ‘Statistical’ models are the two basic types of
and is based on the analysis of variograms to estimate the spatial mathematical models developed for eutrophication modeling (Rast
structure of the variable under study and calculate optimum weights et al., 1983). Dynamic models consist of a series of interrelated
at each sampling distance (Isaaks and Srivastava, 1989; Cressie, 1993). differential equations aiming to describe the biological, chemical, and
Legendre and Fortin (1989) showed the major importance of the physical interactions related to aquatic plant growth. The calibration
study of the spatial autocorrelation of biological parameters using a is carried out for a given water body, therefore these models are
combination of correlograms and interpolation methods for develop- not widely applicable to water bodies of different characteristics.
ing thematic maps. Li and Reynolds (1994) considered that the Statistical or empirical eutrophication models, such as regression
quantification of the spatial heterogeneity of biological parameters analysis, quantify cause-effect relationships without accounting for
illustrated on thematic maps is of principal interest for assessing the every component involved in the eutrophication process. Models of
structure of the system under examination. Newton et al. (2003) in this category have been developed by Vollenweider (1969, 1976),
their study to evaluate eutrophication in the coastal lagoon of Ria Dillon and Rigler (1974), Jones and Lee (1982) and many others. The
Formosa, Portugal, used the IDW method to interpolate the available U.S. OECD eutrophication modeling approach was initiated to define
data sets of a number of related parameters and produce maps. White quantifiable relationships between nutrient loads and responses of
et al. (2004) examined the spatio-temporal patterns of nutrient and water bodies related to eutrophication, aiming to assess and control
chlα concentrations in two shallow well-mixed estuaries using GIS eutrophication in lakes and impoundments. In the framework of
792 D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801

this program, Vollenweider (1969, 1976) developed empirical transformations within the system, while nutrients behave as non-
relationships between annual total phosphorus loads and annual conservative compounds due to biogeochemical processing within
average chlorophyll concentrations for a number of European lakes the system (Giordani et al., 2008). The theoretical bases and
adjusted for differences in lake morphometry and hydraulic residence assumptions of the LOICZ nutrient budget modeling are thoroughly
time (Cloern, 2001). Following his valuable approach that formed the discussed by Gordon et al. (1995).
background for future research, other researchers improved and Koelmans et al. (2001) stated that though a number of complex
applied the U.S. OECD load-response regressions to a variety of water models exist following some typical processes, they differ in their
bodies regarding their geographic, morphologic and hydrologic level of detail describing the process of eutrophication. Furthermore,
characteristics (Rast et al., 1983; Golterman, 1991). As already they argued on the limitations of integrated models, concerning their
mentioned these modeling approaches are focused on lakes; therefore, degree of integration and their capability of performing efficiently at a
further analysis would be beyond the objectives of this paper. variety of conditions.
Since coastal water bodies vary greatly as far as their response to In literature, various modeling approaches ranging from simple to
nutrient loads is concerned (Tett et al., 2003), it seems unrealistic to more complex, of one or multi-dimensional character (Chau, 2004)
create a single model that will address successfully all the interactions are proposed to describe eutrophication dynamics (Lessin et al., 2009;
and variability in coastal areas. It seems more realistic to assess how Soetaert and Middelburg, 2009), but a more detailed description is
a number of factors represented by selected variables affect the response beyond the scope of the current review.
of a coastal area. The latter is proved by the wide number of partial
modeling approaches found in the literature. For example, Le Gall et al. 13. The need for an integrated approach
(2000) focused on phytoplankton dynamics, Alvera-Azcarate et al.
(2003) on the role of intertidal seaweeds in mesotidal and macrotidal Recent studies on coastal eutrophication emphasized its global
estuaries, Flipo et al. (2007) on modeling nitrate fluxes at the catchment dimension and the connections with other global environmental
scale. Nijboer and Verdonschot (2004) stated that the most important pressures. Duarte (2009) stated that nowadays a proper assessment of
variables for eutrophication modeling should be extracted after a eutrophication should consider this phenomenon as a component of
thorough study of the natural and eutrophication processes in coastal global change regarding both its causes and consequences. Therefore,
areas. Scheffer et al. (2003) developed a minimum model with two the selection of appropriate methodologies to assess and manage
ordinary differential equations for assessing regime shifts in shallow eutrophication should take into account the interactions with various
aquatic ecosystems. In addition, Zaldívar et al. (2009) proposed a components such as climate change (Lloret et al., 2008), overfishing,
modeling approach to analyze regime shifts of primary production in habitat loss and inputs of toxic contaminants. In Table 4 integrated
shallow coastal ecosystems and to identify possible nutrient thresholds approaches used for the quantitative assessment of eutrophication
causing shifts between alternative stable states. The approach is based with their objectives, advantages and shortcomings in related studies
on previous existing and validated models developed for Mediterranean are presented.
coastal lagoons in order to allow the analysis of different scenarios for Nixon (2009) focused on the need to examine eutrophication at
ecosystems subjected to strong anthropogenic pressures. The applica- a scale larger than the individual ecosystem in order to include
bility of the models to other regions than those they were developed for the majority of the forces that lead to this problem. In 2001, Cloern in
is also an important factor, since the geomorphological characteristics of his description of the Phase III conceptual model of the coastal
coastal areas can affect to a certain degree some mechanisms related to eutrophication problem stated that eutrophication merits sustained
eutrophication (Becher et al., 2000). The National Academy of Sciences programs of integrated research and monitoring, since the damage
(2003) suggests the classification of eutrophication models in the of coastal regions becomes rapidly pervasive and must be effectively
following categories: faced.
Research efforts should not focus only to the understanding of
(i) The Screening models are simple modeling schemes representing
the environmental and ecosystem processes, but also incorporate
simplified estimates by combining a range of factors for assessing
the social and anthropogenic pressures. Diaz and Rosenberg (2008)
eutrophication effects. They can be used to screen sites for actual
argued that the anthropogenic fertilization of marine systems by
or potential eutrophication by predicting the value of an easy
excess of nitrogen can lead to a similar ecosystem response such as
observed variable such as phytoplankton chlorophyll (Tett et al.,
coastal upwelling.
2003).
Anthropogenic activities carried out in the coastline are directly
(ii) The Steady state and tidally averaged models are the simplest
related to eutrophication problems, since they represent the social
models available that are capable of describing the relationship
structure and social dynamics of the area (Nixon, 1995). Therefore,
between nutrient loads and some of their impact on coastal
coastal eutrophication should be examined in a broader context
ecosystems related to eutrophication process.
including also socio-economic aspects. As reported by Karydis (2001)
(iii) The Dynamic simulation models of one or more dimensions are
in a short review on quantitative methodology, the problem of
more complex approaches and simulate variations in tidal
eutrophication apart from being identified and assessed as such
height and velocity throughout each tidal cycle enabling the
should also be co-evaluated with socio-economic variables. The latter
assessment of phenomena varying rapidly within each tidal
is of major importance since decision-makers adopt measures to
cycle.
protect the environmental quality of coastal areas based on both the
The LOICZ approach further described in Section 13 includes the scientists' proposal and the public opinion.
development of horizontal and, to a lesser extent, vertical material The evolution of the first conceptual model of eutrophication
flux information and models across continental basins. Modeling (Cloern, 2001) led to a more integrated approach with an explicit
approaches have been developed for evaluating biogeochemical recognition of the direct and indirect responses, the consideration
processes for C, N and P in the coastal zone (Smith, 2002); a major of impacts on the Earth System regarding climate and the human
target is to determine the relative poise of the coastal zone with health and socio-economic costs that influence the sustainability of the
regard to net carbon flux based on whether the coastal zone is an human population. Therefore, the social and economic costs of human
autotrophic or a heterotrophic global compartment (Holligan and disturbance to the coastal zone should be evaluated. Underdal et al.
Reiners, 1991). The LOICZ biogeochemical model (LBM) is based on (1989) argued that an exceptional bloom of the toxic flagellate
the mass balance of water and materials (Crossland et al., 2005). Chrysochromulina polylepsis was responsible for the death of more
Water and salt are assumed not to undergo significant biogeochemical than 500 tons of farmed fish valued at US $4.5 million. Similar studies
Table 4
Integrated approaches used for the quantitative assessment of eutrophication. Objectives, advantages and shortcomings in assessing eutrophication are provided.

Integrated approach Objectives in eutrophication studies Advantages Shortcomings References

DPSIR Evaluate different measures for reducing the Uses a core set of indicators considering human Not reported yet. Nunneri and Hofmann (2005)
input of nutrients and preventing coastal activities as an integral part of the ecosystem. Zaldívar et al. (2008a)
eutrophication.

Systems of global character: LOICZ, Study of the coastal zone as one system. Forecast the responses of the marine ecosystem Assessment at a global scale is not always EEA (2001)
C-GTOS, GLOBEC, IMBER Observation, modeling and analysis of to global change. Provide a comprehensive representative of processes at local spatial scales. Nunneri and Hofmann (2005)
ecosystems related to socio-economic understanding of ocean responses to global change Restrepo (2008)

D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801


conditions of coastal populations. and the effects on the earth and human society.

MCA and mapping Spatial distribution of eutrophication trends Detection of eutrophication trends including The development of a map illustrating the Kitsiou and Karydis (1998)
and relative ranking of study areas. variables of various origins, i.e. socio-economic synthesis of spatial distributions of variables Gomes and Lins (2002)
Synthesis of the spatial distributions of criteria. requires characterization of the classes of Zhang and Huang (2011)
variables related to eutrophication to produce Assignment of weights to the spatial distributions eutrophication (i.e. eutrophic, upper mesotrophic,
a eutrophication thematic map. produced. lower mesotrophic, oligotrophic area).

Spatial analysis and remote sensing Spatial analysis of satellite data sets at large Use of large data sets than the fragmented Spatial resolution of satellite data should be Eleveld and van der Woerd (2006)
spatial scale to assess eutrophication trends. information of in situ data. appropriate related to the scale of the study area. Shevyrnogov and Vysotskaya (2006)

Spatial analysis and mapping Spatial distribution of eutrophication trends Detection of spatial autocorrelation and anisotropies An optimised sampling design is required to Legendre and Fortin (1989)
illustrated on thematic maps. in the study area. provide the maximum information about the Kitsiou and Karydis (2000)
Synthesis of the spatial distributions of system derived from all related variables.
variables related to eutrophication to produce
a eutrophication thematic map.

Statistics and remote sensing Statistical analysis of large data sets. Increase of the accuracy of the derived spatial Requirement of in situ data to be correlated to Kabbara et al. (2008)
Development of accurate algorithms to assess distributions of variables. satellite data sets. Gohin et al. (2008)
coastal eutrophication trends.

Statistics/spatial analysis/mapping Assessment of the accuracy of spatial analysis Development of thematic maps of eutrophication Need for additional in-situ data for the validation Webster and Oliver (2001)
and interpolation methods applied in of high accuracy. process. Bello-Pineda and
eutrophication studies. Hernandez-Stefanoni (2007)

Modeling/remote sensing/mapping Increase the accuracy of forecasting spatial Remote sensing data are used as input in modeling Spatial and temporal resolution of satellite data Fontana et al. (2009)
eutrophication trends. approaches and/or control data sets for evaluating should be appropriate related to the scale of the Nobre et al. (2005)
Explore relationships between causes and the accuracy of the models. study area.
effects of coastal eutrophication. No need for in situ data to develop Accuracy of the maps depends on the accuracy of
Development of eutrophication thematic maps eutrophication maps. the model.
based on a number of inter-related variables.

793
794 D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801

can be found in the literature (Chang, 1994; Colwell, 1996). In addition, and spatial scales in 17 Italian lagoons; the results indicated that
questions such as “what are the cumulative economic and social costs the LBM seems to be capable of representing the wide range of trophic
of anthropogenic disturbance to coastal ecosystems, and how can conditions associated with shallow coastal ecosystems.
we quantify those losses on a global scale?” or “How does nutrient The Global Ocean Observing System (GOOS) is a permanent global
enrichment in concert with other disturbances, cause habitat changes system for observations, modeling and analysis of marine and ocean
and impact human health?” should be answered (Cloern, 2001). variables to support accurate description of the current state of the
A participatory approach has been proposed by Nunneri and sea and forecasts based on marine environmental conditions and
Hofmann (2005) based on the DPSIR (Driver Pressure State Impact social impacts. GOOS allows all data to be accessible to the public and
Response) analytical tool to evaluate different measures for reducing researchers in common simple methods. The Chlorophyll Global
the input of nutrients and preventing eutrophication of coastal waters. Integrated Network (ChloroGIN) sponsored by GOOS, aims to promote
DPSIR uses a core set of indicators for environmental performance, in situ measurement of chlorophyll in combination with satellite
including eutrophication issues, and considers human activities as an estimates. The Global Terrestrial Observing System (GTOS) is a
integral part of the ecosystem. Zaldívar et al. (2008a) gives a detailed programme for observations, modeling, and analysis of terrestrial
description of the DPSIR framework and its application to eutrophi- ecosystems to support sustainable development. In recognition of
cation in coastal waters (EEA, 2001). the importance of coastal ecosystems a Coastal Panel (C-GTOS) was
Scientists should understand in depth the complexity of the developed in collaboration with other coastal programmes and interna-
processes and the factors involved in the eutrophication phenomenon, tional initiatives. C-GTOS includes issues related to human dimensions
work in a cross-disciplinary basis and convey their outputs to coastal and habitat alteration, water cycle and water quality. The importance of
managers and legislators in a simplified way. In this framework, issues human dimension is highlighted by the additional efforts carried out on
related to coastal marine eutrophication are considered in a number of the socio-economic conditions of coastal populations in coordination
developed systems of global character, such as LOICZ, GOOS, C-GTOS, with GOOS. GLOBEC, a study of Global Ocean Ecosystem Dynamics was
GLOBEC and IMBER. The Land–Ocean Interactions in the Coastal Zone initiated in 1990 and included a number of Regional Programmes and
(LOICZ) approach is a core project of the International Geosphere– National Activities “to advance our understanding of the structure and
Biosphere Programme (IGBP) and the International Human Dimensions functioning of the global ocean ecosystem, its major subsystems, and its
Programme on Global Environmental Change (IHDP) that deals with the response to physical forcing so that a capability can be developed to
study of global environmental change. LOICZ involves scientists who forecast the responses of the marine ecosystem to global change”.
investigate changes in the biology, chemistry and physics of the coastal The Integrated Marine Biochemistry and Ecosystem Research
zone and develop protocols and tools that allow the assessment of site- (IMBER) project focused to provide a comprehensive understanding
specific and global coastal processes (Talaue-McManus et al., 2003). The of, and accurate predictive capacity for, ocean responses to accelerating
main goal and the challenge of LOICZ is to bring together the combined global change and the consequent effects on the Earth System and
expertise of natural and social sciences to study the coastal zone as one human society.
system, aiming to assess global perspectives of water and sediment As mentioned above, the combination of different methods is
loads into the coastal zone and the impact of human activities on natural considered as a prerequisite to achieve a holistic approach of coastal
systems; in other words, to extrapolate from the individual budget sites eutrophication (Fig. 3). Kitsiou et al. (2002) applied a combination of
to the global coastal zone (Crossland et al., 2005). spatial analysis and MCA for integrating the eutrophication trends in
Restrepo (2008) used the LOICZ approach to understand the the coastal area of Rhodes, Greece using a number of variables related
natural and human-induced factors that have produced the observed to the socio-economic status of the area. Ferrarini et al. (2001) followed
patterns of water discharge and sediment load of the Magdalena River an integrated approach based on 25 environmental and socio-economic
into the Caribbean Sea and to relate these processes to the impact indicators to evaluate the environmental quality in a number of
on coastal ecosystems. Giordani et al. (2008) applied the LOICZ municipalities. An integrated methodology for the assessment of
biogeochemical model (LBM) that is based on the mass balance of estuarine trophic status has also been proposed by Bricker et al.
water and materials (Crossland et al., 2005), at different temporal (2003) to rank the estuarine and coastal areas according to their

Fig. 3. Flow chart showing the interaction of data analysis methods for assessing coastal eutrophication and fields of application.
D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801 795

eutrophication status and to address management options. Another (d) to condense the information from voluminous sets of data, (e) to
hybrid method for eutrophication assessment in coastal ecosystems was use historical data in addition to current data as an invaluable source
based on the integration of field data and screening models, allowing the of information for detecting temporal trends in marine eutrophication
application of different nutrient loading scenarios and therefore, studies and (f) the outcome from the data analysis should be
supporting coastal managers to adopt effective initiatives (Nobre understandable not only by the scientists specialized in eutrophica-
et al., 2005). Bowen et al. (2007) presented an interactive user-friendly, tion studies but also by all stakeholders that is public, managers and
web-based modeling tool for nitrogen management in estuaries policy makers.
(NLOAD) which brings together six different models that predict Although ecological indices and diversity measurement was a field
nitrogen loading to estuaries and two models that estimate nitrogen of interest limited to ecologists, attitudes changed since the 1992 Rio
concentrations in coastal waters. NLOAD allows users to estimate N Earth Summit, when the measurement of diversity became a matter of
loads from a watershed to a receiving water body and determine public concern and environmental policy (Magurran, 2004). However,
percentage contributions to total N loads from watershed, fertilizer and as every ecological index expresses some aspects of the structure of an
atmospheric deposition; apart from researchers among users are ecosystem (Gauch, 1989), only few indices have been found suitable
stakeholders, managers and coastal decision-makers. to express eutrophic trends (Lamb et al., 2009). Reservations on the
In Fig. 3 a flow chart showing the interaction of data analysis applicability of ecological indices have also been expressed by
methods for assessing coastal eutrophication is shown. The interac- Routledge (1979). However, the Water Framework Directive (WFD)
tion of various methods leads to the detection of eutrophication encourages the development and use of indices for water quality
trends and regime shifts in coastal areas. The information acquired is studies. Although indices are the “magic bullets” for policy makers,
useful in the field of sustainable coastal management leading to the being useful to define limits in water quality issues (Paerl, 2006), it
development of effective coastal policies. In parallel, information seems to be a simplified procedure to characterize the trophic status
based on the evaluation of coastal water quality supports both coastal of a given water body (McQuatters-Gollop et al., 2009).
management and the adoption of policies by decision-makers. Regime shifts are difficult to analyze because they usually involve
In conclusion, holistic methodologies for assessing coastal eutrophi- multiple causes acting at multiple scales (Peters et al., 2007).
cation which is a prerequisite for Integrated Coastal Zone Management Eutrophication regime shifts can have varying effects on different
approaches, should involve: (i) a number of appropriate indicators to components of the marine ecosystem, since they vary in scale as well
measure the sensitivity of ecosystems to anthropogenic or natural as in drivers; therefore, there are implications to detect, predict and
forcing, as well as including socio-economic issues, (ii) selection and manage regime shifts. Research efforts to predict or manage regime
combination of methods suitable for assessing the interactions among shifts have focused on thresholds which are the critical levels of key
the various parameters considered and (iii) combination and evaluation variables that control them (Carpenter and Lathrop, 2008). Numerical
of the results of the different applied methodologies and approaches values of thresholds are not easy to be defined; however, they are
in order to make valuable conclusions. important in order to estimate benefits and costs of alternative
actions, estimate risks, evaluate scenarios for alternative actions and
14. Discussion develop appropriate models for effective ecosystem management.
Hugget (2005) suggested using these thresholds as a conceptual
Eutrophication assessment requires the evaluation of a number of framework for the development of strategies for sustainable natural
variables related to nutrient concentrations and phytoplankton such as resources management.
chlorophyll concentrations and phytoplankton community structure. Descriptive statistics can be useful in assessing eutrophication as a
All these variables inseparably interact and interrelate with physical number of questions can be addressed: (a) what is the trophic status
(temperature, water transparency and oxygen concentration) as well as at a specific site? (b) what are the trends concerning eutrophication?
other chemical and biological variables (heterotrophic populations). A and (c) how are eutrophication variables interrelated and to what
valid assessment of the trophic status in an area should be accomplished extent?
by the understanding of eutrophication causes, consequences and One-dimensional statistical analysis provides a wide spectrum of
current/future trends. It is therefore necessary to know linkages statistical tools for assessment studies (Table 1). Frequency distributions
between system variables and processes. An additional difficulty is to and summary statistics of individual variables have been used and scales
assess the anthropogenic signal by discriminating between natural and of eutrophication have been proposed. Probabilistic methods have been
human induced ecosystem pressures. The whole assessment system is developed (Stefanou et al., 2000) but all of them are based on a single
complex and a good design for the whole work is needed otherwise the variable. Outliers although seem to be a promising data analysis tool for
analysis of data may lead to erroneous conclusions. Clearly defined goals detecting eutrophic trends as well as any other form of pollution, it has
and objectives should be set at the very beginning and the variables to be not gotten enough attention by the researchers. The reasons may be that
measured should be selected in a clear, definite and realistic way for the probabilistic methods on detection of outliers do not appear on standard
particular work. Holistic approaches are very expensive, time consum- statistical textbooks. These techniques have not been standardized by
ing as well as demanding on scientific personnel and they should the statisticians and therefore they cannot be used as “cookbook”
therefore focus on regions with problems of eutrophication. The spatial techniques. The limited number of applications does not allow any
and temporal scale sampling should also be defined. Undersampling conclusions to be drawn as far as the potential and the limitations of
may lead to deficiencies in defining confidence intervals or getting a these methods. Whenever outliers are referred in statistical methods,
clear outcome on existing trends and pressures. On the other hand for example in regression analysis, they are treated as “nuisance” and
oversampling may result in wasting of money or bad allocation of they are simply rejected from the array of data points. However, as
sampling resources. As spatial heterogeneity of marine communities is a outlying values can also be detected in multivariate samples, it seems to
fundamental characteristic in the marine environment (Legendre, be a promising data analysis tool as eutrophication assessment is usually
1993), the development of a sampling design for optimizing site carried out using a number of variables.
location is strongly recommended (Legendre et al., 1989). In spite of the popularity of the ANOVA, the contribution of this
The set of data derived from a sampling program designed to study method to eutrophication studies is of limited value (Underwood,
eutrophication should address the following objectives: (a) to assess 1981; Underwood, 2007). Lognormal transformations distort the
the trophic status of the study area (oligotrophic, mesotrophic, or physical information of the raw data. There is also pseudo-replication
eutrophic), (b) to identify and quantify eutrophic trends, (c) to in most cases as data points from different depths and seasons are
discriminate between natural and human induced eutrophication, usually grouped together, thus eliminating the value of the ANOVA.
796 D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801

Efforts to produce simulated data (Ignatiades et al., 1992; Primpas more emphasis should be given on the initial structuring of the
and Karydis, 2010a) seem to be a promising approach to the non decision problem. MCA methods are distribution-free, which means
normality problem. In addition, experimental designs of ANOVA can that they do not require any assumptions for the data or dependence
be used to fit different sampling processes and research objectives, on parametric procedures and therefore, integration of any type of
as there is no limit to the number of the simulated observations that information can be handled; the latter is quite important due to the
can be produced. multi-dimensional nature of coastal marine eutrophication. Another
As water quality data do not usually meet the requirements for use advantage of MCA is the possibility to be integrated and performed in
of parametric statistics two options appear: (a) data transformation the framework of a GIS (Gomes and Lins, 2002) providing a flexible
and (b) use of non-parametric methods. The first approach is not environment for the assessment of coastal eutrophication issues at
always feasible as it may be difficult to accept the relevance of a test spatial scale. Zhang and Huang (2011) implemented a spatial MCA in
which is valid on transformed data but not valid for the raw data a GIS environment to evaluate nitrogen loss potential at a basin level.
(Sheskin, 2004). On the other hand, transformed data can be less The produced maps of nitrogen loss potential proved useful means for
sensitive in detecting differences due to the transformations (Primpas the decision-making process of non-point source pollution
and Karydis, 2010a). Non-parametric methods do not require management.
assumptions on the distribution of the data and they are not distorted Spatial analysis and mapping techniques are widely applied in
by outliers or missing data. In addition, most non-parametric methods coastal eutrophication studies (Table 4), since they provide the means
are effective with small samples (Conover, 1999). for acquiring a clear view of the spatial structure and heterogeneity
Multi-dimensional procedures have been used extensively in of the related variables and an illustration of their spatial distributions
community ecology in aquatic studies. The most popular is cluster in a map format. The spatial distributions developed are based on
analysis; however, there is a wide variety of distance/similarity appropriate interpolation methods and their accuracy depends on (i)
indices as well as clustering algorithms. This is a problem because the the initial data set originated from sampling surveys, (ii) the selected
results are not always comparable, in spite of the robustness of the interpolation method and (iii) the effectiveness of the application of
method. The advantages of cluster analysis are (a) the ease to apply as the method. The development of a sampling design should provide
there are standardized procedures (Ignatiades, 2002b) and many the maximum information about the system examined. However, the
software packages are commercially available (Krebs, 1999), (b) the collection of observations from a large number of points in the study
method is non-parametric, (c) the results can be easily understood, as area without setting specific objectives and the prerequisites of the
tree diagrams are familiar to everybody and (d) large and complex methodologies to be applied, does not guarantee the acquirement of
sets of data are summarized. However, tests of significance are usually valuable data sets and therefore, the extraction of accurate conclu-
lacking and the decision for defining clusters lies on researcher's sions (Frontier, 1983). Therefore, when spatial analysis methods and
expertise and acumen. Principal Component Analysis has been especially interpolation methods are applied, information should be
applied in a number of eutrophication studies but mainly as a tool collected from an optimum number of sampling sites located at
for preliminary screening of data, reduction of the dimensionality of optimum positions; the extent of the study area, previous knowledge
large data sets and detection of spatial/temporal trends (Lundberg of the ecosystem and the spatial behavior of the variables under study
et al., 2005; Lundberg et al., 2009); the method assumes normally should be carefully considered. MacEachren and Davidson (1987)
distributed variables. The production of new uncorrelated variables is argued that data measurement accuracy, data density, data distribu-
very important for assessing marine eutrophication trends, since the tion, and spatial variability have the greatest influence on interpola-
initial variables are strongly intercorrelated; however, the method tion accuracy. Furthermore, a greater number of replicates from only
cannot identify nonlinear relationships between different input the optimum sampling sites could be easier afforded and analyzed
variables. PCA has also shown to be attractive for detecting regime in future surveys, providing valuable time series for estimating
shifts in marine ecosystems being able to identify coherent patterns of the system variability at spatio-temporal scale. The latter is of great
variability among a number of time series (Mantua, 2004; Andersen importance in coastal eutrophication assessment, and therefore
et al., 2008). The presence of thresholds in the reduced data set application of spatio-temporal interpolation methods (Li and Revesz,
could become more evident to visual inspection; however, further 2004) in this field could be an incentive to develop more effective
processing and statistical testing are required. The conclusions drawn integrated approaches.
from PCA regarding the identification of regime shifts can be The selection of the appropriate interpolation method is another
strengthened by combination with the results of multivariate time important factor in mapping accuracy. The performance of interpo-
series analysis such as chronological clustering (Andersen et al., lation methods has been studied in terms of the accuracy of estimates,
2008). However, MacFarlane et al. (2000) argued that the Average when they are applied to data sets collected from coastal areas. The
Standard Deviates (ASD) method is more appropriate than PCA for performance of the methods has been mainly assessed by comparing
examining regime shifts in fishery production. the deviations of estimates from the measured data through the use of
MCA methods seem to be effective in assessing coastal eutrophi- cross-validation (Webster and Oliver, 2001) and the calculation of
cation trends and they are often included in coastal management specific statistics (Bello-Pineda and Hernandez-Stefanoni, 2007). The
approaches (Fig. 3). Their main advantage is the ability to co-estimate general conclusion derived from a number of studies (Nalder and
information of different origin and to assign weights to the variables Wein, 1998; Hernandez-Stefanoni and Ponce-Hernandez, 2006) was
considered. However, different MCA methods can produce a different that kriging is a more accurate interpolator; however, the Inverse
result when applied to the same decision problem (Gershon and Distance Weighted methods have the advantage of relative simplicity
Duckstein, 1983; Raju et al., 2000). Another criticism of MCA is its and ease of processing. Nevertheless, since kriging requires initially
subjective nature, which is mainly apparent during the weighting the application of variogram analysis, the accuracy of the results is
procedure. The weights assigned to the criteria are the outcome of achieved only if the number of observations is large enough and if a
both the choice of the weighting method and the judgement of the careful selection of the models of semi-variograms is carried out
applicant of the method. The optimal choice of the weighting method (Kravchenko and Bullock, 1999).
could help to minimize the weighted bias; although it is not clear Spatial distributions of eutrophication variables can be also the
which weighting technique is least biased (Balasubramaniam et al., output from the processing of satellite data (Table 4). Satellite data
2007). An evaluation of multiple criteria analysis techniques for water are very useful when estimation of the trophic status of coastal areas and
resource management (Hajkowicz and Higgins, 2008) suggested that analysis of the observed trends are required, especially at large spatial
in spite of the fact that the selection of a MCA method is important, scales. However, they are not always effective unless they are combined
D. Kitsiou, M. Karydis / Environment International 37 (2011) 778–801 797

with in-situ measurements carried out by oceanographic vessels in The Water Framework Directive (2000/60/EC) and other recent EC
order to develop accurate algorithms to calculate the concentrations of legislation claimed the need for developing tools capable of classifying
the variables under study. Remote sensing cannot substitute classical water bodies according to their quality and applicable to different
oceanographic methods due to a number of reasons. An important water body types. Therefore, integrated approaches for combining,
reason is that electromagnetic radiation is very poor at penetrating analyzing and evaluating information from various interrelated
water; therefore, remote sensing can only operate on the sea surface variables are important to manage coastal eutrophication and guide
skin. Another limitation is that optical techniques from space platforms action plans (Fig. 3). In general, the ability to monitor and model
are hampered by clouds and the limited temporal resolution of the coastal marine ecosystems is improving, since new global observation
satellite imagery. The latter prevent the use of these data sets to create tools are available, such as the GOOS. These large data sets are of
long time series; therefore, they are very often associated to models or/ limited value without a deep understanding of coastal processes;
and combined to satellite data acquired from other sensors. In addition, however, cooperative, multidisciplinary studies such as GLOBEC and
during eutrophication assessment at low spatial scales, such as bays of IMBER help to fill the gaps of our knowledge about ecosystem
limited geographical extent, there is a lack of satellite data of very high functions. Artioli et al. (2008) evaluated the effectiveness of recently
spatial resolution; therefore, most of the times additional in situ adopted policies to reduce anthropogenic nutrient inputs to European
measurements are required. Seas. Their aim was to assess and to compare changes in the nutrient
The selection of the satellite data sets for assessing eutrophication budgets (N and P) of four sub-regional basins. The results highlighted
in a coastal area should be based on: (i) the specific characteristics the importance of the regional differences in the effectiveness of the
of the satellite sensor i.e. spectral, spatial and temporal resolution, reduction policies. It is argued that the ‘one shoe fits all’ approach to
(ii) the morphological characteristics of the study area, and (iii) the coastal marine eutrophication issues is inappropriate. Consequently,
spatial scale. In many coastal eutrophication assessments satellite requirement of different targets is needed at regional scale with
data are used in combination with other methodologies; they are subsidiary targets for individual sea basins.
used as input in modeling approaches or as control data sets for the
evaluation of the accuracy of other methodologies. Satellite data can Acknowledgment
also be incorporated in GIS databases and analyzed in relation to data
of different origin. The authors would like to thank the anonymous reviewers for their
The need for eutrophication modeling of coastal systems has been constructive comments on the manuscript.
highlighted by the increased pressure on coastal ecosystems (Ferreira
et al., 2007). Boynton et al. (1996) argued that it is possible to develop
Vollenweider's type models for some coastal lagoons and estuaries; References
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