SEMINAR ON FRAUD & FORGERY PREVENTION PROGRAM

LEARNING CHECK NO. 4 – DESCH CASE

NAME: SCORE:
BANK/COMPANY: DATE:

 On January 15, a very valued client of your company called your Sales Executive (SE) and referred Mr.
Carmelo Sotelo Marchadesch.
 After three days from the receipt of call, Mr. Marchadesch went to the Branch to open an account under
the name of “Carmelo Sotelo Marchadesch doing business under Desch Collers Food Services” and
presented his passport and DTI Certificate of Registration.
 During the course of interview with the SE, Mr. Marchadesch disclosed that he is into food retail business
in Quezon City.

Questions:
1. If you are the SE of the Branch, will you accept the presented passport and DTI Certificate of the client
as valid documents?
2. Based on your examination conducted on the said documents, will you allow the business partnership
with the referred customer?
3. If NO, list down all noted irregularities on the presented documents.