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Film as Art
movement as some frames in films by a effects of sound-films, and the expressive and
Bergman, a Truffaut, a Godard, or a Fellini. symbolic qualities of, hence the ideas and
And the sense of temporal flow can be conveyed meanings conveyed by, the visual and audi-
by still photographs, paintings and other tory elements in question. In this sense a film
kinds of visual art no less than works of litera- is an "apparition," "appearance," or "virtual
ture or music. The opposite is also true. Parts image," in Susanne Langer's use of these
of Wordsworth's Lines WrittenAboveTintern words; i.e., a purely perceptual phenomenon.
Abbeyor Wagner's SiegfriedIdyll give me, and In the case of photographs, paintings, and
probably others too, a profound sense of time- sculpture, this corresponds to the use of these
lessness, of time's cessation and in that sense, words to refer to the visual forms and designs,
of eternity and immutability, together with colors, visual and tactile textures, and other
a feeling of perfect stillness and tranquillity, sensuous features and relationships per-
just as much as, say, an Egyptian statue of the ceived, under normal perceptual conditions,
third millenium B.C., The Great Sphinx, or on a painted surface; likewise, mutatis mu-
the Pyramids at Giza. It is one of the main tandis,with architecture and the dance. The
failings of Lessing'sLaocooiin that it has no ade- reason for this difference between the uses of
quate room for these facts, as a result of its "film" on the one hand and "photography,"
author's simplistic supposition that what a "painting," "sculpture," etc. on the other, is
work of literature (or music) on the one hand, that there is no palpable medium utilized by
and a painting or sculpture on the other a film.
hand, allegedly can or cannot "express" I now turn to the conditions for a film's
(hence also, what it does or does not merely being an art film, an A-film. (1) One condi-
"suggest"), simply depends on the fact that tion of an A-film is formal beauty, satisfying
sounds and words exist in time while colors, formal composition, and design of the images
forms, and masses occupy space. If Lessing in the individual frames, and, especially, in
were right, film could "express" action only the successive frames in each scene-ideally,
by virtue of the succession of its images on the in the entire film. In the case of narrative
screen; while it could represent (as opposed films the organization of the action, dialogue,
to merely "suggesting") visible objects only music, and sound-effects, and other structural
by virtue of its utilization of (spatial) images. elements, constitutes a further part of the
In contrast to the concept of a G-film in formal condition. (2) A second main condi-
general, the concept of an A-film is open tex- tion is the expressiveness of the individual
tured. For as we shall presently see, the line shots, the sequence of shots in each scene, and
between (a) the concept of film as art and the entire set or sequence of scenes which con-
(b) the concept of a G-film, and even the line stitutes the film as a putative unified whole.
between (c) an art-film and (d) a merely (3) The aesthetic and the human significance
artistic film, is far from sharp. In addition, of the action and the characters depicted, the
and intimately connected with its "open" dialogue, the ideas stated or implied, and the
character, the concept of film as art is a situations portrayed, constitutes a further
"family resemblance" concept, in the sense condition of film art; paralleling the analo-
that there are no logically necessary and gous conditions in the case of architecture2.5
sufficientconditions for its correct application. Further, (3) the notion of human purposes
This will be seen in Section III, after we con- discussed in the preceding essay, including the
sider the conditions of an art-film. notion of practical use or function, applies,
Before we turn our attention to these condi- mutatismutandis,to film as art. Consequently,
tions of art-film, we should note that there is I tend to believe that (4) the fitness or appro-
only one ordinary use of "film," hence of priateness of a film's form and content, in-
"(A-) film," in contrast to the uses of the cluding its "expressive" qualities and its
other visual art-names; e.g. "photograph," human significance, if any, to its actual or
"painting," "sculpture,"and "architecture."4 intended human purposes, constitutes an
That is, the term is used to refer exclusively additional condition of A-film.
to the images or visual patterns projected on a I shall now say a few words about these four
screen, the words, musical tones, and sound conditions, mostly about (1) and (4), as they
actually clash; as they not infrequently do in ideal art,"8 I am in full agreement with his
the case of architecture and the other func- view, as will be seen in Section III of this
tional arts. When they do, either art or utility essay.
suffers.
On the other hand, a G-film can be an A- A "FamilyResemblance"
A-Jfilm Concept
film without having any human purposes in
the sense described;6 such that no question of If I am right in my contention that an A-
its form (or content) "following" its human film is a G-film that satisfies, especially in a
purposes arises. Nonobjective films in general high degree, one or more (ideally, all) of the
are the clearest though not the only examples; four conditions of film art, it follows that the
though some such films may be intended to concept of an A-film is a "family resemblance"
instruct and/or entertain. or cluster concept. For in the first place, none
My earlier remarks about the complex of these conditions by itself appears to be logi-
formal qualities of an A-film also apply to its cally necessary for a film's being an A-film. A
expressive qualities and human significance, film can be an A-film even if it fails to satisfy
hence also to the mutual fitness of its formal any one, perhaps even any two of them; pro-
and contentual qualities. This reflects the vided that it does satisfy some or all of the
logical harmony of conditions (1)-(3) on the other conditions. Consequently, although the
one hand and the condition that, in order to satisfaction of all four conditions (especially
be Jilm art, a film should satisfy the human their satisfaction in a high degree) is more
purposes for which it is intended. than sufficient to make a G-film an A-film,
I stated that a film is commonly a complex the satisfaction of even two-nay, perhaps
product consisting of sensuous and ideal ele- even one-of them in a very prominent way
ments-ideas, mental images and associa- may suffice for this. For example, a film may
tions, and psychological experiences or states be an A-film on the strength of its formal
forming part of the film. It is important to grounds alone.9 For example, Elvira Madi-
remember that this is true of A-films, not just gan can be classed as an A-film solely on
of films that lack the good-making qualities the strength of its striking visual beauty; apart
of an A-film. For it does not follow from the from e.g. its nonsensuous A-features and its
fact that a G-film may be a complex of visual, human significance as a tragic-romantic love
auditory and ideal components that an art story. On the other hand, Wild Strawberries
film is or can be so. It is logically conceivable would qualify as an A-film of very high
that an A-film is only-can only be-say, a quality on the strength of its expressiveness
visual-cum-idealphenomenon. In other words, and human significance, quite apart from
it is conceivable that, by the way in which we its cinematographic qualities. The same is
apply the terms "art" and "work of art" (or true of another Bergman masterpiece, The
even perhaps, the word "artistic") to certain SeventhSeal: which is also cinematographic
G-films, all but visual, or visual-cum-ideal art of very high quality. The moral is that
components or aspects of a film are necessarily there is no absolutelyJixed numberor subsetof
"nonaesthetic" features; that auditory quali- conditions which are jointly sufficientfor the
ties cannot, strictly, form part of it as a work application of the concept A-filmto a G-film.
of art, as an "aesthetic object." (Compare Different G-films may be A-films by virtue of
and contrast the formalist thesis regarding satisfying different, or different combinations
the representational or descriptive compo- of some or all of the four conditions. Further,
nents of representational visual art, or the there is no fixed degree or range of degrees in
Croce-Collingwood thesis regarding all the which any one of the four conditions must be
sensuous qualities of paintings, sculptures, satisfied so that the concept A-filmmay prop-
music, literature, etc.) This is why Rudolf erly apply to a G-film.
Arnheim's thesis that film is primarily a visual In order to see better how the absence of
art7 is perfectly consistent with a G-film's be- logically necessary conditions and the absence
ing an auditory-cum-idealas well as a visual of a fixed set (or set of sets) of sufficient condi-
medium. Indeed, since by "primarily visual tions positively means that the concept of an
.art" Arnheim means "primarily visual-cum- A-film is a cluster concept, we must see what
film is the nearest approach to the purest form of track. An appropriate sequence of visual
cinema... .14
images accompanying a serious work of
Again, the Czechoslovak film director Jan music can be, of course, good multi-media
Nemec writes: art. But I do not think that we would nor-
mally call it a film or film art: unless the
l regaxrdmost of the films made up to now merely visual images have substance and wholeness
as reproduction art. Stories and fact are captured,
and the film shows them in a way which would be in their own right, especially aesthetically
just as successful in the theater or in literature. But speaking.
a pure film-which I should like to achieve- The essential contestedness of any con-
should be interpretable in itself: it should have its cept(ion) of film art may be exemplified on
own esthetics and poetry."6
two main levels: (1) one may contest the four
Although Amrnheimand Rotha (but not putative conditionsof film art I proposed in
Nemec) talk in the "descriptive mode" in- Section II, as demarcating the concept of
stead of the "evaluative mode" about the A-film vis-a-vis a G-film: consequently, the
nature of film as art, just as I myself sometimes putative criteriafor the application of the
do in this essay, we must constantly bear in concept A-filmto (some) films. On a still more
mind that what they (and I) propose is an fundamental level, (2) one may contest a
evaluativeconceptor conception of film art. If my particular ranking of the possible visual N-
earlier analysis of the concept of A-film vis-a- and A-features-and the ideal N- and A-fea-
vis G-film is correct, this is in the nature of tures-of a film vis-a-visits possible nonvisual
the case, and is clearly reflected in the norma- sensuous qualities-and the ideal N- and
tive character of the four conditions of A-film A-features made possible by the nonvisual
outlined in Section II. (Indeed, the same is sensuous qualities-with regard to impor-
true of the concepts of architecture, ceramics, tance as potential good- or poor-making
rugs and tapestry, jewelry, metal work and qualities of an A-film. It is clear that contest-
leather work, etc. as art, as distinguished ing (1) logically affects (2); for one may con-
from mere craftsor techniques.) Consequently test (1) in either of three ways. One may
the preceding concept(ion) of film art is "es- either (a) reject one or more of the four puta-
sentially contested" in W. B. Gallie's sense of tive conditions, or (b) contest their proposed
the phrase, i.e., is contestable in principle.'6 ranking, or (3) propose additional conditions.
The same is true of all rival concept(ion)s of For example, a Formalist would do the first-
film art that have been or may be proposed, and so the second, as a consequence. The
in lieu of the present concept(ion), by film- elimination, promotion, or demotion of one
makers, critics, or aestheticians. The multi- or more of these conditions clearly affects,
media character of a film encourages (though logically speaking, the ranking of the N- and
it is not a logically necessary condition of the A-features of the particular kind. Thus the
existence of) a multiplicity of alternative con- elimination of all but the formal and (formal)
cept(ion)s. A relatively small number of rival expressive conditions of film would eliminate
conceptions is also possible in the case of all but formal sensuous and ideal N- and A-
architecture, ceramics, rug weaving, jewelry features from the ranks of criteria-featuresof
making, and other arts/crafts. The theoretical film art and consequently raise these formal
disagreement is particularly evident in the features to a position of unchallenged preemi-
case of architecture2. But some rival con- nence.
cept(ion)s are more worthy of serious con- On the other hand, one can consistently
sideration than others. Such is the view that contest (2) without also contesting (1) above.
an A-film is a multi-media art in which all The essential contestedness of the concept
the different media involved-literary and of an A-film, in any of the aforementioned
theatrical, photographic, musical, etc.- ways, or in other possible ways, is not neces-
ought to play as equal a role as possible, with sarily a bad thing. Quite the contrary. The
no one medium or type of medium dominat- challenging of any given concept(ion) of
ing the others. On the other hand, one can film art-- such as the one Arnheim and Rotha
easily rule out the hypothetical claim that the propose-by creative filmmakers, film critics,
projected images are ancillary to the sound and the discriminating lay viewers, can be
tions. The imitation can take a number of scenes, characters, dialogue, and the like. In
distinguishable forms, all amply illustrated the case of films based on Dostoevsky's or
by many films that fail to be art as well as by other highly philosophical novels or plays,
some that succeed in being art in spite of these another common criticism is that they com-
failings. pletely leave out or are unable to handle as
(1) One such form concerns the widespread effectively as in the novels the philosophical
adaptation of literature for the cinema, or the and religious ideas or the existential agonies
basing of film on a literary work. The imita- and conflicts of the major characters. In this
tion involved here goes logically hand in hand last case, they wrongly attribute to the par-
with a type of implicit or explicit evaluationof ticular films what may well be limitations
films vis-ai-visliterature. That is, adapted inherent in the visual medium of film itself,
films or, to a lesser extent, films based on a especially vis-a-vis the medium of language
literary work, are quite frequently evaluated and the native forms of the novel, the play
by the general public and even by some and the short story. Since the visual medium
writers whose works have been adapted for of film in its pureform can present the "inner
the cinema on the strength of their "faithful- life," including thoughts, only through their
ness" to the "original," with respect to plot usual or unusual visual manifestations or cor-
and characterization if not also dialogue, relatives, such as the expression on human
without particular regard to whether the film faces, bodily gestures and movements, and the
medium (a) readily permits such "fidelity," or like, as well as by the use of physical surround-
the extreme fidelity required, or even whether ings that in the particular filmmaker's world
such fidelity is (b) desirable in a film in gen- or in the particular culture possess the appro-
eral or in the films in question. Correlative priate meanings and connotations, a film is,
with the ignoring of (a), people tend to ignore paradoxically, the more limited in the present
the question of whether the films in question respect the "purer" it is as film. However,
(c) do or do not exploit the peculiar, or even even so-called nonobjective film can convey
characteristic, resources of the film medium. personal and communal meanings, by virtue
Fidelity to the original is apparently widely of the color schemes (including black and
regarded by the general public as an essential white) and the visual forms or designs it em-
condition of an "adapted" film's aesthetic ploys; since these are normal vehicles of ideas
worth. The disconcerting presupposition of and meanings, outside of art as well as in it.
this view is that a film is (or rather, ought to For example, colors can function both as
be) mainly a means of recording and widely signs and as symbols in a work of art. The
disseminating or "communicating" (in a same is true of visual forms or designs. Both
pleasing way) subjects or themes that can be colors and forms can also function as signals
depicted just as effectively and as pleasurably in real life; but this is a rather unusual use of
as any other art-form. The idea is therefore them in most art. Moreover, on those rare
that "Cthemedium is not-even part of-the occasions on which they may be used in a
message." Like the present writer, the reader painting, a sculpture or a work of architec-
may have frequently heard people disparag- ture, they would generally function as cues to
ing such films as Crimeand Punishment,The action for the viewer, not aesthetically. The
BrothersKaramazovor One Day in the Life of chief exceptions occur in dramatic art, where
Ivan Denisovitch,to mention just a few exam- a color or a form can function, as a signal, as
ples, not for their genuine shortcomings as part of the play's, opera's, or film's imagined
putative cinematographic art but for the action, hence as "aesthetically" as any other
spurious reason that they "fall short" of the part of the work.
novels on which they are based; meaning We are all familiar with those pictures
that they are criticized for not producing the which are little more than recordings of
sameor a verysimilareffect on the viewer as celebrated operas, ballets, or plays on cellu-
the novels have, or are supposed to have, on loid. In some cases, the film is-and is frankly
the reader; for changes in the story and the intended as-mostly a record of a stage pres-
characterization if not also the dialogue; or entation of the work. Little attempt is made
for leaving out or adding certain passages, to adapt the work to the film medium, to
cal accomplishment would rise to the heights Similarly with many of Bergman's films, par-
of art. Conversely, I think history shows that ticularly Wild Strawberries,The Silence and
a medium or technique that (usually for Persona.In this last work, the silence of the
complicated moral or religious, metaphysical, emotionally disturbed actress is particularly
social, or other extra-artisticreasons) is widely expressive and laden with psychological and
judged as inherently artistic-particularly symbolic meaning. Here-as in different
one that is generally ranked high on the scale ways, in Rashomonand Last Yearat Marienbad
of "fine art"--tends to be granted consider- -the excruciatingly long silences are of the
able autonomy early in its life-history. In essence of the film's plot and the character of
fact, it tends to become a model or paradigm the emotionally disturbed actress. Continuous
and thus a legislator for the would-be arts or or almost continuous speech here (also in
the less prestigious arts. Its techniques or Rashomonand Last Year at Marienbad,if not
methods, even subjects are widely borrowed, also the other films I mentioned) would not
adopted, or adapted. An aspiring art/craft is be just superfluous but would almost destroy
supposed to become artistic or to become the work. The dogmatic, d priorireason which
more artistic in proportion as it utilizes the Amrnheimgives for his "completeness" or
resources or effects of such prestigious arts. "parallelism" thesis, is worth noting here. He
But if Herbert Read is right in claiming that says: "a medium of expressionthat is capable
most pre-nineteenth-century sculpture in the of producing complete works by its own re-
West (as well as in Ancient Egypt) is not sources will forever keep up its resistance
"sculptural" but "painterly,"23 and if we against any combination with another me-
agree with him that sculpture is-or rather, dium".27 The reason, according to him, is
ought to be-primarily a tactile art, we see that '"One of the most basic artistic impulses
how such misconceptions, even of the nature derives from man's yearning to escape the
of a majorart-form,can lead to its tutelage to disturbing multiplicity of nature and seeks,
some other art-form or group of art-forms.24 therefore, to depict this bewildering reality
Of course, the phenomenon Read describes is with the simplest means.28 Again, although
partly a result of the fact that, until very re- (iv) color (pace Arnheim) is an important
cently, painting overshadowed and sometimes part of the visual equipment of film as art, it is
eclipsed sculpture in the West, in putative largely misused in the majority of color films
importance as an art-form. with which I am familiar. At the very least,
Like (a), (b) above is amply illustrated by it has been often neglected as a potent source
the history of film. It takes the form of (i) of positive aesthetic features, as an "expres-
over-extensive reliance on dialogue, with sive"device, both sensuous and ideal. In com-
relatively few interludes of silence, (ii) over- mercial films, especially in Hollywood, it has
emphasis on physical action, and (iii) exces- been mainly used to enhance the illusion of
sive use of background music or sound effects. reality; though the garishnessand artificiality
I think the New Wave Cinema has shown of much of the color used-particularly in
Amheim to be dead wrong with respect to his Hollywood and Italian superspectacles-
claim that "The complete visual action ac- have the exactly opposite effect! Its worse
companied by occasional dialogue represents offence, however, is that it is in such bad
a partial parallelism, not a fusion";25conse- taste. The same is true of (v) the use of the
quently that in the talking film, speech should wide screen and cinemascope, giving it con-
accompany the film throughout its length, siderably greater illusion of lifelikeness than
more or less without gaps (i.e., should be in more conventional films. This is most true
"complete"), and in that way fulfil "one of of the breathtakingly naturalistic cinerama.
the elementary conditions for the compound- The same applies to the almost uncanny
ing of media, namely parallelism." 26 One effect of so-called circlarama,29 which in-
need only think of L'Avventura, 81/2, Hiroshima volves a circular screen completely surround-
Mon Amour, Lost Weekend,High Noon, and ing the viewer. This gives the viewer the very
especially Last Year at Marienbadand Rasho- real sense of being an actual part of the action,
mon,to see how effective films using speech so moving right along with it. The sense of seeing
sparingly, in a "nonparallel" way, can be. something out there, distinct from oneself
of unity, especially of organic unity, must be film is primarily a visual (visual-cum-ideal) art"
even more carefully observed, because of the really expresses an evaluativejudgment rather than
merely describing(as its grammatical form leads one
greater difficulty of so doing, in the case of the to suppose) the nature of art film. But more of this
multi-media arts of film, opera, dance, and later.
theater. Noteworthy exceptions are works in 9 In the case of nonobjective film, formal beauty
which the juxtaposition of incongruous ele- would be a necessary condition if and when a work of
this kind is purely visual, contains no ideal "expres-
ments or techniques, subjects, and so on is sive" qualities (assuming that this is possible). It is
calculated to produce, say, a comic or some also a necessary condition of cinematographic art, in the
other special effect, or to convey a special case of both nonobjective and narrative film.
10 "The Use of 'Good' in Aesthetic Judgments," in as an Essentially Contested Concept," The Philosophi-
Aestheticsand Language (Oxford, 1954), ed. by William cal Quarterly,Vol. 6, No. 23 (April 1956), 97-114.)
Elton, pp. 147-160. 18 In Melvin Rader, A Modern Book of Esthetics