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To cite this article: Robert M. Kaplan & Andrew L. Ries (2007) Quality of Life: Concept and
Definition, COPD: Journal of Chronic Obstructive Pulmonary Disease, 4:3, 263-271, DOI:
10.1080/15412550701480356
ABSTRACT
This paper will consider 4 topics: (1) the definition of health-related quality of life, (2) the
measurement of health-related quality of life, (3) the relationship between exercise and health-
related quality of life in the general population, and (4) the relationship between exercise and
health-related quality of life in patients with COPD. The paper presents data from the National
Health Interview Survey, the San Diego COPD Rehabilitation Trials, and the National Emphysema
Treatment Trial (NETT).
the “quality of life” topic heading. However, over the next 30 addition, a mental health summary score and a physical health
years, the number of articles that use the “quality of life” key- summary score can be calculated.
word phrase grew dramatically. In 2005, PubMed identified 5345 The decision theory approach attempts to weigh the differ-
such articles. In one year from 2004 to 2005, the number of arti- ent dimensions of health in order to provide a single expres-
cles listed under the quality of life keyword grew by 10% (over sion of health status. Supporters of this approach argue that
600 articles). This rate of growth has been consistent for several
years. Quality of life is now a common outcome in studies of
patients with chronic lung disease. A PubMed search of all years Table 1. Summary of quality-of-life measures used to evaluate
crossing COPD with quality of life (in January 2007) yielded outcomes in adults with chronic lung diseases
1607 references. Adding the term “rehabilitation” still leaves
Measure Type Purposes
567 citations.
Disease Targeted Measures
Chronic Respiratory Profile Descriptive studies,
Measurement of quality of life Questionnaire clinical change
UCSD Shortness of Breath Profile/ Descriptive studies,
Quality-of-life (QOL) measures are valuable for clinical stud-
(SOBQ) Symptom- clinical change
ies for several reasons. First, QOL measures are used to quan- specific
tify the impact of a condition and to compare the effects of lung St George’s Respiratory Profile Descriptive studies,
diseases with the consequences of other chronic medical prob- Questionnaire (SGRQ) clinical change
lems. Second, QOL measures can be used to evaluate changes Generic Measures
SF-36 Profile Descriptive studies,
resulting from therapeutic intervention or the course of disease.
clinical change
Third, QOL measures are necessary as a central component of Sickness Impact Profile Profile Descriptive studies,
cost/effectiveness analysis (5). We will address each of these (SIP) clinical change
issues in the following sections. We will first consider the ratio- Nottingham Health Profile Profile Descriptive studies,
nale behind common measures that have been used to quantify (NHP) clinical change
Health Utilities Index (HUI) Decision Descriptive studies,
health-related quality of life (7, 12–14).
Theory clinical change, cost
effectiveness
Distinctions among measures EuroQol (EQ-5D) Decision Descriptive studies,
Theory clinical change, cost
Table 1 lists some of the many measures for evaluating effectiveness
quality-of-life outcomes in studies of patients with lung dis- Quality of Well-being Scale Decision Descriptive studies,
eases. The table makes several distinctions between measures. (QWB) Theory clinical change, cost
There are two major approaches to quality of life assessment: effectiveness
Health and Activities Decision Descriptive studies,
profile and decision theory. The psychometric approach is used Limitations Index (HALex) Theory clinical change, cost
to offer a profile summarizing different dimensions of quality effectiveness
of life. The best-known example of the psychometric tradition
is the Medical Outcomes Study 36-Item Short Form (SF-36) Reprinted from Kaplan RM, Ries AL. Quality of life as an outcome
(15). The SF-36 includes 8 health concepts: physical function- measure in pulmonary diseases. J Cardiopulm Rehabil Nov–Dec 2005;
25(6):321–331. Used with permission from Lippincott Williams &
ing, role-physical, bodily pain, general health perceptions, vi-
Wilkins.
tality, social functioning, role-emotional, and mental health. In
week (see Figure 2). It is worth noting that because of the very
large sample size, all differences are statistically significant.
both groups experienced reductions in quality of life. For to increase compliance with physical activity using cognitive-
exercise variables, benefits tended to relapse toward baseline behavior modification. Cognitive-behavior modification com-
after 18 months of follow - up. In other words, activity changes bines traditional behavior modification with cognitive therapy.
are not well maintained over the course of time. The trial did not Cognitive-behavior modification is believed to be superior to
show significant changes in quality of life as measured using the either the behavior modification alone or the cognitive compo-
QWB. nent alone. The second and third groups received a behavioral
In a more recent study, 160 patients with chronic lung dis- and a cognitive intervention, respectively. The fourth group got
ease participated in a comprehensive rehabilitation program. In attention while the fifth group received no treatment. All patients
comparison to baseline, there was a significant improvement in were evaluated at baseline and followed over the course of 12
quality of life as measured by the QWB, following the rehabil- weeks.
itation program. At the end of the program the patients were Cumulative time spent walking was measured using patient
randomly assigned to a program designed to improve compli- reports in a diary. Those in the cognitive-behavior modification
ance and maintenance of the rehabilitation lessons or to routine group accumulated significantly more walking time than those
follow-up. Outcome measures included quality of life, symp- in control groups. Compliance with physical activity was associ-
toms, healthcare utilization, measures of pulmonary function, ated with changes in endurance as evaluated on a treadmill after
measures of psychological function, and survival. 12 weeks. Further, these changes in endurance were associated
All patients were evaluated prior to the pulmonary rehabili- with changes on the QWB scale. All 3 groups experiencing a
tation and then again after the 8-week program had been com- cognitive or behavioral intervention showed improvements on
pleted. Following the second evaluation, patients were evaluated the QWB while those in the 2 control groups declined on the
at 6 months, 12 months, and 24 months. In an analysis by Hep- QWB (47). Cost-effectiveness analysis demonstrated that the
pner and colleagues, the patients were further divided into those behavioral activity interventions were a reasonable use of re-
who were regular walkers and those who walked irregularly. sources in relation to other alternatives in health care (48).
Regular walking was defined as walking most days or every sin-
gle day while irregular walking was defined as walking some Correlational studies of exercise
days, rarely, or never. The core psychosocial measures included
the QWB scale, the UCSD Shortness of Breath questionnaire
tolerance and QOL
and a measure of self-efficacy for walking. Quality-of-life re- A variety of other evidence supports relationships between
sults are summarized in Figure 4. Regular walkers maintained measures of exercise endurance and measures of health-related
better QWB quality-of-life scores than irregular walkers. Simi- quality of life. The UCSD trials demonstrated systematic rela-
larly, those who walked on an irregular basis had more shortness tionships between the QWB and the 6-minute walk at 6-month
of breath than those who walked on a regular basis (46). follow-up (49). There were similar relationships between the 6-
Our group has produced other evidence that walking compli- minute endurance walk and the UCSD Shortness of Breath ques-
ance is related to better health outcomes. In one of our ear- tionnaire. Perhaps more important are relationships between
lier studies, COPD patients were randomly assigned to one changes in exercise performance and changes in outcomes.
of five groups. One group underwent an intervention designed Figure 5a compares patients who decreased their performance
on the 6-minute walk between baseline and 12-month follow-up Measures, such as the QWB, can be translated into a standard-
and those who increased their performance. ized unit of outcome that can be reported in terms of quality
As the figure shows, those who increased their endurance im- adjusted life-years. These estimates can be useful in studies of
proved their QWB scores by about 0.03 units. Studies using the treatment cost-effectiveness.
QWB suggest that a change of 0.03 units is a meaningful clinical Data from a variety of studies suggest that improvements in
difference. It is equivalent to the benefits of cataract surgery or exercise endurance are associated with improvements in quality
the medical treatment of rheumatoid arthritis. Figure 5b shows of life. Unfortunately, long-term compliance with physical activ-
that those who improved their 6-minute walk performance had ity is often poor. Better methods for enhancing compliance with
significantly greater improvements on the UCSD Shortness of exercise interventions are needed. Correlational studies show a
Breath questionnaire. clear relationship between compliance with physical activity and
Data from the National Emphysema Treatment Trial (NETT) quality-of-life outcomes for patients with COPD. These studies
offer similar results. The NETT evaluated patients on a variety of do not allow us to determine whether the association is causal.
measures at baseline and again after completion of the rehabilita- Future studies, including more systematic experimental trials,
tion program. Changes in 6-minute walking scores were divided are needed to evaluate the impact of physical activity interven-
into quintiles. There was a systematic relationship between level tions upon quality-of-life outcomes for patients with COPD.
of improvement on the 6-minute walk and changes in the QWB.
In particular, there is a difference between those in the first and
fifth quintiles of 6-minute walking time. This difference was REFERENCES
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