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Fourth test:
“Essay on the meaning of“ axiological neutrality ”
in sociological and economic sciences ”(1917)
Max WEBER
Fourth test:
“Essay on the meaning of“ axiological neutrality ”
in sociological and economic sciences ”(1917)
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2004 for Macintosh.
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I.
II.
Fourth try : “Essay on the meaning of“ axiological neutrality ”in the
sociological and economic sciences ”(1917)
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MAX WEBER
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Fourth try 1
By Max Weber
[1917]
Return to the table of contents
1 The notes with lowercase letters (a, b, c…) are those of Max Weber, the
others, in Arabic numerals (1, 2, 3), are those of the translator. JMT.
2 This essay is a reworking of an account, printed from a manuscript (127) was
intended for internal discussion within the Committee of the Social Policy Association
(1913) ( 128 ). I removed as much as possible the considerations which could not interest
than the members of this association and I developed at greater length those concerning
the general methodology. Other reports presented during this discussion included
that of Professor Spranger, which was published in the Schmollers Jahrbuch für Gesetzgebung,
Verwaltung und Volkswirtschaft ( 129). I admit that I got this work from a philosopher, that
I personally consider it extremely low, because it does not contribute to the clarity
of the problem. However, I will avoid any controversy with him, if only for a reason
space, and will only present my own position ( 130 ).
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a) the point of view according to which the distinction between the facts which can be
to show in a purely logical way or to establish in a purely empirical way,
on the one hand, and practical and ethical evaluations or even those which are
conceptions of the world, on the other hand, is justified, but that nonetheless (or
maybe even for this reason) these two categories of problems have their place
in a university lesson;
b) the view that advocates that even if [476] This distinction is resistant to
rigorous logical elaboration, it is however recommended to discard as much
as possible in one lesson all practical matters of values.
Point of view (b) seems unacceptable to me. In particular, the distinction that
we frequently do in our disciplines between practical evaluations of gold
of partyunachievable.
lument policy and those
It iswhich have a different
only suitable character
to hide the seemthe
reach from to listeners.
me to be
practice of the position that one suggests. Moreover, the idea according to the-
what it would be advisable to "silence all passion" in a university chair
and that consequently it would be necessary to eliminate any subject which might give rise to
"Ardent discussions" could not be, in case one allowed oneself once
to express from the pulpit an evaluation, a bureaucrat's opinion that any
independent spanker should push back. Among the professors who believed they did not
be able to dispense with practical evaluations during empirical discussions,
the most bearable were precisely the most passionate - for example Treits-
chke or also, of its kind, Mommsen (131 ). Indeed, it is precisely the
strength of the passionate accent which at the very least gives the listener the opportunity to
measure, for its part, to what extent the subjectivity of the professor's evaluation
contributed to confuse his findings and to do for himself what the weather
rament forbade the professor. We would thus safeguard the action of the pathos
thentique on the soul of young people that, I suppose, the supporters of the evaluations
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practices would like to ensure, without however distorting the minds of listeners
by a confusion of the different spheres, as it necessarily happens when
one drowns in the same and cold absence of temperament the observation of facts
empirical evidence and the invitation to take a practical stand in the face of major
problems of life.
The point of view (a) does not seem acceptable to me, even from the own point of view
subjective of its possible supporters, only on the sole condition that the pro
spanking is done in each particular case, at the risk of reducing the attractiveness of his
course, an unconditional duty to raise awareness clearly and without
weakness to his audience, and capital thing to take especially himself con-
knowledge of what in his presentation results from purely logical reasoning or
a purely empirical observation of the facts and of what comes under an evaluation
practical tion. It seems to me that this easement [477] directly constitutes a
duty of intellectual integrity, if we admit the heterogeneity of the two spheres; in
in this case, it is the absolute minimum to be required.
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In this case, privilege loses its raison d'être. But, above all, the lack of control does not
must not be used to exploit the condition of the student who, because of his future, is
forced to attend certain schools and follow the lessons of
professors who teach there, to try to instill in him, sheltered from any
contradiction, in addition to the elements he needs for his career (awakening and
of his gifts of intelligence and his thought, and also the acquisition of knowledge.
sances), a so-called "conception of the world" personal to the teacher, which
is certainly sometimes very interesting (but often also completely indifferent).
2) to recognize first the facts, even and precisely those which seem to him
personally unpleasant, and know how to distinguish between the finding
facts and positive stance,
It is not true - although it has been asserted to the contrary - that the "personality"
would or should constitute a "unit" in the sense that it could
say run the risk of getting lost if we do not highlight it on all occasions
( 134). Whatever the professional task , the cause [ Know ] that one serves re-
sells its own right and demands that it be accomplished in accordance with its laws.
Whatever the professional task, the one to whom it is asked is obliged to
limit and exclude anything foreign to the cause, mostly hate
and personal love. And it is also not true that the strength of a personality
gets richer only if on every occasion she is worried, in the first place, about the "note
personal ”which is unique to her. On the contrary, it is to be hoped that just-
the new generation is getting used again above all to the idea that
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It is just as little incumbent on the lawyer to "prove" the value of cultural property.
whose existence is linked to the permanence of a "right" that the doctor of demon-
be sure that it is worthwhile to seek to prolong human life in all circumstances.
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Maine. Neither one nor the other is moreover in a position to provide proof with the
means of their own. If we wanted to make the university chair a place
for practical discussions on values, it is obvious that one would be obliged to
to tolerate unhindered free discussion of fundamental questions of principle,
from any point of view. Is it possible to grant this? Nature
political reports nowadays exclude university chairs
German discussion of practical or political value issues
which are precisely the most determining and the most important. The one who places
unreservedly the interests of the nation above all institutions, [483]
will come up against, for example, the following central and essential question: the design
which currently prevails in Germany concerning the position of the emperor is-
it is reconcilable with the nation's global interests and the means of war
and diplomacy which allows them to be safeguarded? It is not always the
worse patriots nor only the opponents of the monarchy who
are currently inclined to answer this question in the negative and who believe that
sustainable results cannot be achieved in these two areas as long as
will not have carried out very profound reforms ( 137). Now, no one is unaware
that it is not possible in German universities to discuss freely
of these vital questions for the nation 4 . Faced with this situation which permanently banishes
lack of chairs the freedom to discuss decisive questions concerning
practical and political evaluations, it seems to me that there is only one attitude which
befits the dignity of one. representative of science: keep the si-
lence on value issues that one authorizes with great benevolence
treat.
One cannot in any way confuse the question (which cannot be resolved
definitely because it is conditioned by evaluations): can we, should
he or should we advocate practical assessments in a lesson? and the discus-
purely logical comment on the role that evaluations play in the disciplines
empiricals such as sociology and political economy. This confusion does not
could only prejudice objectivity in the discussion of the true pro-
logical problem whose solution does not in itself provide any indication to solve
the question posed above, except as regards the purely logical aspect which
demands clarity from teachers and the need to make an explicit distinction
between these two heterogeneous spheres of problems.
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than that of the most "extreme" evaluations, but in the sphere of the evaluation
tion it is normally the least unequivocal ( 138). This process has no place
in a university chair, but in political programs, in
administration or Parliament. The sciences, whether they are normative
ves or empirical, cannot render to politicians or parties
competitors that only one service, it is true invaluable: indicate to them
1) that faced with such a practical problem, it is only possible to conceive of such or
such different "ultimate" positions, and
2) that the situation to be taken into account when choosing between these
sitions presents itself in such and such a way. Having said that, we can address our
"Real" problem.
5 I must refer here to what I have said in previous articles, mainly in the studies.
of the titles Die Objektivität sozialwissenschaftlicher und sozialpolitischer Erkenntnis, pp.
146 et seq., Kritische Studien, pp. 215 and following. and R. Stamnder's Oberwindung der materialis-
tischen Geschichtsauffassung pp. 291 and following. (It is obviously possible that such and such
formulas that I adopted there sometimes fail by inadequacy of rigor, but this should not
not modify the essential elements of the question.) Regarding the impossibility of
give a definitive solution to some ultimate evaluations in an important area, i
recommends among others the work of G. Radbruch, Eintführung in die Rechtswissenschaft
(20th ed. 1913). I do not always agree with this author on all points, but this
discrepancy is irrelevant to the problem at hand.
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trivial which requires the scientist or the professor to make absolutely the distinction,
since these are two series of quite simply heterogeneous problems, between the
finding empirical facts (including 'evaluative' behavior [wer-
tend] subjective human beings that we study) and his own eva-
luative of a scholar who makes a judgment [ beurteilen ] on facts (including
possible "evaluations" of the empirical beings that become the object of his
study), in so far as he considers them desirable or unpleasant and adopts in
in this sense an “appreciative” attitude [bewertende] .
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First of all I would like to speak out against the claim of the partisans of the
axiological trality who see in the simple fact historical and sin-
standard, in terms of the positive positions taken each time in force, a
proof in favor of the inevitably "subjective" character of morality. Even the
empirical determination of facts is the subject of dispute, and it often happens
that we generally agree more easily on the need to look at an individual
like a scoundrel than on the interpretation to be given of a mutilated inscription (and
this precisely among specialists). Schmoller's hypothesis ( 140) according to
which there would be a growing conventional unanimity [488] in all
confessions and among all men on the main points of the evaluations
practicalities is in radical opposition to my personal impression. All
However, this does not seem to me to be of importance for the subject in question. The
concept to fight in all cases is that which considers that, from the point of
scientific view, one could be satisfied with the effective evidence, consecrated by
a convention, certain practical positions, however widespread
they. Science seems to me to fulfill a specifically opposite function: it
makes what is conventionally obvious a problem . This is what
Schmoller and his friends had done it themselves in their day. In addition, research
ches on the influence that certain ethical or religious convictions given e f-
actually have causally exerted on economic life, even if, the case
appropriate, we attach a lot of importance to them, we cannot
get them to adopt these beliefs simply because they may have had
a very great causal influence, or even force us to give them a high
" value ". Conversely, by recognizing a great value in a reli-
gious or ethical, it is still not at all argued that the uninvited consequences
things that its actualization has caused or could result in deserve to be created.
of the same attribute of positive value .. It is not possible to solve
such questions with the sole observation of the facts, but each individual de-
to judge otherwise according to his own practical, religious and
others. All this remains unrelated to the question in dispute.
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Max Weber, Essays on the Theory of Science. Fourth attempt (1917) 17
So far from the point of view of the requirement of, "axiological neutrality
that "empirical discussions based on valuation controversies are
sterile or devoid of any meaning, knowledge of their meaning is at
contrary to the presupposition of all useful discussions of this kind. They pre-
simply assume an understanding of the possibility of ultimate evaluations
which are in principle irreducibly divergent. Not only "all
to understand ”does not mean“ to forgive everything ”, but in general the simple understanding
grasping the position of the other does not of itself lead us to approve
worm. On the contrary, it brings us at least just as well, and often with
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sentence in the following form: "At the beginning we were only one for the other
medium ”- and in this way we could consider the whole sentence
as a particular case of the famous categorical imperative that we have been curious about
much better to present as a purely historical expression of
individualism " [145 ], while in reality it is a quite general formulation.
nial to characterize an infinite multitude of ethical situations that must be
can understand correctly. Considered in its negative tenor and
disregarding any comment on what could be the opposite positive
from the refusal to treat others morally "only as a means", we find
will clearly mark that this imperative contains:
2) a delimitation of the ethical sphere in relation to these other spheres, and in-
end
3) the observation that, and in what sense, an activity which is at the service of
their extraethics may be affected, however, by differences in the di-
ethical gnity. It is certain that the spheres of values which allow or prescribe
wind that we treat others "only as a means" are heterogeneous by
relation to ethics. We cannot, however, dwell on this question;
nevertheless
eminently we seedoes
abstract that not
even the "formal"
remain character
indifferent to the of this ethical
content of the imperative
activity.
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Any empirical meditation on these situations would lead us, according to the right
remark of old Mill, in recognizing that absolute polytheism is the only
taphysics that suit them. A non-empirical analysis but oriented towards
interpretation of meanings, in short an authentic philosophy of values which
going beyond this point of view should recognize that no conceptual system of
"Values", however ordered (146 ), is not of size to take the measurement of the point
decisive of this state of affairs. It is ultimately, everywhere and always, to pro-
pos of the opposition between values, not only of alternatives, but also of a
a deadly and insurmountable struggle, comparable to that between "God" and the
" Devil ". These two extremes reject any relativization and any compromise.
Of course, they refuse them as to their meaning, because, as anyone can
to experience it during his life, there is always in reality and according to all
appearance of compromises: we even meet them at every step. Indeed, in
almost all the important positions taken by concrete men the spheres
of values intertwine and become entangled. What we literally call
the flatness of "daily" life consists precisely in that the man who
is immersed in it is not conscious, and above all does not want to become aware,
for psychological or pragmatic reasons, of this tangle of va-
their fundamentally hostile to each other. On the contrary, he simply refuses
to choose between “God” and the “devil” and to make the fundamental decision.
personal mental health in order to determine which of these antagonistic values are
list those which are under the empire of the first and those which are under that of the second
cond. The fruit of the tree of knowledge, so bitter for our human convenience
but inescapable, consists of nothing other than the need to take
awareness of these antagonisms and understand that each individual action
and, in the final analysis, life in its entirety, provided that it does not move
like a phenomenon of nature but that it is carried out perfectly
conscious, signifies nothing other than a chain of ultimate decisions [494] thanks to
to which the soul chooses, as in Plato, its destiny - which means the meaning
of his actions and his being. The grossest misunderstanding that one overwhelms without
ends here and there the intentions of the partisans of the antagonism of values consists in
interpret
tion their
of life point
which is of viewprecisely
based as a "relativism"
on a view- of
in things
short asthat
a concept
is found- in
radical opposition to the relationship that values maintain between them and which
(logically) can only be developed meaningfully by taking as a basis a
metaphysics of a very particular character (of the "organicist" type).
But let's come back to our particular case. It seems beyond dispute that,
with regard to guidelines for valid action which can be inferred
practical and political evaluations (especially in terms of environmental policy
nomic and social), an empirical discipline is never able to provide
by its own means other information than the following:
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with the same concrete situation, will they probably form (or even some
tainement) faced with any problem? and this other: This opinion that they
will probably or will it certainly be the right one? i ask
So if these pairs of opposing questions have anything in common regarding
in their opinion. Is it true, as we keep saying, that they really are
"Inseparable"? In the affirmative case, do we not put ourselves in contradiction with
the demands of scientific thought? As for knowing, once one has admitted
the absolute heterogeneity of these kinds of questions, if we do better to present
separately the one and the other series of these heterogeneous problems by divisions to
within the same book [496] or within the same page or even within
the syntactic unity of the same sentence, thanks to the play of the main clauses and
subordinates - it depends on the pleasure of each author. There is only one thing
that it is absolutely necessary to demand of him, it is that he does not deceive involuntarily (or
voluntarily to be brilliant) his readers on the absolute heterogeneity of these
problems. Personally I am of the opinion that no way in the world is too much
pedantic which avoids this kind of confusion.
c) Determine the effective consequences which would necessarily result from the realization
practice of taking a practically evaluative position in the face of a
problem, taking into account that 1) this achievement is linked to certain means
inevitable, and that 2) it is impossible to avoid certain subsidiary consequences
not directly wanted. This purely empirical determination can, between
others, result in:
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d) Finally, it may happen that we are working in favor of new axioms of va-
their and resulting postulates that the supporter of a practical postulate had not
not taken into consideration and in respect of which he had not taken a position, although
the realization of its own postulate either in conflict with these other axioms, or 1)
in terms of principles, or 2) in terms of practical consequences, that is to say
whether he is opposed to them significantly or practically. In the case (1) we
we are dealing with a broader discussion of type (a) and in case 2 with that of
type (c).
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7 This article first appeared in the Archiv für Sozialwissenschaft und Sozialpoli-
tik, t. XXII, p. 168.
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individual will come up against a constantly recurring problem [499]: will he or she need
no give up the hope of carrying out its practical evaluations, given the
knowledge that he has of the existence of an unequivocal tendency of development which
makes the execution of his project dependent, either on the need to use
new ones that seem to him possibly reprehensible for moral reasons.
them or others, or the obligation to take charge of the subsequent consequences.
diaries whom he personally detests, or others who make the execution
so improbable that the effort, measured by the chances of success, would appear
like a sterile "quixotic"?
The observation of this sort of "development trends" which
feels to modify more or less with difficulty is however far from being something
extraordinary. Indeed, any new situation can just as easily
force us to make a new readjustment between the end and the inevitable means.
bles, between the conscious goal and the inevitable subsidiary consequence. Nevertheless,
not only no empirical discipline, but also no science in general.
ral, whatever it may be, are not in a position, as we have already said, of us
tell if things should happen like this or tell us what the
final practical consequences. We can, for example, show so per-
suasive as possible to a trade unionist convinced that his action is not only
"Useless" from the social point of view, that is to say that it does not allow any hope of
modification of the external condition of the proletarian class, and even that
will ultimately only deteriorate it by creating a "reactionary" current, we
will lose his sentence if he truly recognizes himself in solidarity with the extreme consequences
of his opinion. Not because he would be a fool, but because he can have
"Reason" from his point of view - as we will see even later. Sum
all, men who have a rather strong tendency to bow inwardly in front of
success or in front of the man who promises it every time, and they do it - thing
completely natural - not only in terms of means or to the extent that
each time they try to realize their ultimate ideals, but still sacrifice them
trusting the very ideals. In Germany, we believe we are doing the right thing by countering this behavior.
ment of the name of "realistic policy". I really don't see why the repre-
feeling of an empirical discipline should indeed feel the need
to provide further support by applauding each time the "development trend.
development ”and seeking to“ adapt ”to this trend, which is
in fact that a problem of ultimate evaluation [500], that is to say a problem that
each one must resolve personally in conscience according to the particular situations
lières, a principle supposedly covered by the authority of a "science".
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tif, are not after all the work of true morality alone.
from the point of view of 'adaptation' to the possible, namely the ethi-
bureaucratic of Confucianism ( 149). As a follow-up to what I said more
high, I will regret that we systematically get used to it, precisely in the name of
science, the German nation to forget that next to the "value of success" [ Erfolg-
swert ] of an action there is also the “conviction value” [ Gesinnungswert ].
In any case, ignorance of this state of affairs is an obstacle
to the intelligence of realities. Let us take the example of the trade unionist mentioned above.
It would be logically absurd to confront for the needs of "criticism"
with the "value of success" a behavior which, by virtue of its internal consistency
dull, could not adopt any other common thread than the "value of conviction"
indeed, the trade unionist who is really consistent with himself simply seeks to
keep in one's soul and, if possible awaken in others, a determined conviction
which seems worthy and sacred to him. Its external actions, in particular those which
are condemned in advance to the most total inefficiency, do not serve at the end of
expects to assure him before his conscience that his conviction is authentic,
that is to say, it possesses the strength to "confirm itself" in acts and that it
is not pure ranting. In this case, there is (maybe) in fact no other
medium for this kind of actions. Moreover, when a trade unionist is considered
quent with himself, his kingdom, like that of all ethics of conviction,
is not of this world.
From the "scientific" point of view one can only establish that this way
to conceive of its ideals is the only one which is logically coherent and which it cannot
can be refuted by external "facts". I would like to believe that by saying this I
serve both supporters of trade unionism and its opponents, and
precisely the one they rightly expect from science. It seems to me that in this
which concerns its meaning, no science whatsoever has anything to gain with
the method which operates with the formula "on the one hand ... on the other hand", that is to say
with the process which consists in invoking seven reasons "for" a de-
finished and six reasons “against” (for example [501] for or against the general strike.
rale) and then weigh these reasons against each other in the manner of the an-
cameralistic or certain administrative memories of modern China
derne. Axiologically neutral science has definitely fulfilled its function a
time that it has reduced the point of view of the trade unionist to its form, logically the
more coherent and rational possible and that it has determined the conditions
empirical knowledge of its training, its chances and the practical consequences
flow from experience. We could never prove to someone
whether or not he should become a trade unionist, without bringing into play any misconceptions
taphysics determined that in this case no science whatsoever
can demonstrate. The fact that an officer prefers to jump into his redoubt rather than
surrender may very well, in the particular case, be only an absolutely serious act.
tuitable from all points of view, if we measure it by the criterion of success. He wouldn't know what-
while we are indifferent whether or not there is in general such a convict-
tion, capable of inspiring acts that ignore all usefulness. Such a
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another value judgment, it is obvious that on this subject there is absolutely nothing
say general. One thing is in any case unmistakable: when we propose to
need to regulate labor relations, whatever their nature, it
must always and without exception be examined from the following angle: to what type
of men offer the best chances of domination by the factor game
subjective and objective selection? Because for the rest not only an ana-
empirical lysis is never complete, but still it generally lacks the
positive basis essential for an assessment [5041 claiming to be valid
consciously subjective or objective. And I would at least like to recall this state
many things to those many colleagues who believe that we could operate without
suitable in the analysis of social developments with the univocal concept
of progress [Fortschritt]. This leads me to a more in-depth study of this
important notion.
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The birth of Gothic art was first and foremost the result of a solution
technically happy with a pure technical architectural problem concerning the
arching of spaces of a certain type, in this case that of the technical optimum
in the construction of buttresses intended to distribute the thrust of the vault
ridge, although this invention has also been linked to a few other particulars.
rities that we will not discuss here. In this way we solved pure concrete problems
of construction. This knowledge which thus made it possible to arch a certain
manner of non-quadratic spaces aroused a passionate enthusiasm in
the soul of the architects of which we do not know for the moment and probably for all
days the names, although it is necessary to attribute to them the development of this new
style. Their technical rationalism experienced all the consequences of the new
principle. Their creative will [507] exploited it as a possibility of realizing
artistic tasks hitherto unsuspected, and this is how she brought about the
sculpture in a new way by arousing a new and original "sense of the body"
ginal, awakened by new architectural ways of treating spaces and
surfaces. Finally, this revolution, originally conditioned by technology, is
did in concert with certain feelings aroused to a great extent by
sociological and religious reasons and thus offered the essential elements
problems which dealt with artistic research in the Gothic era. During-
that the history and sociology of art have exposed the material, technical
ques, social and psychological of this new style they have exhausted their task
empirical. They do not have to "evaluate" the Gothic style against the Roman style.
man nor in relation to the "Renaissance" style which, for its part, was essentially oriented
mainly towards the technical problem of the dome and in addition towards modifications
tions of the architectural enterprise, conditioned in part by sociological reasons.
gics; nor do they have to aesthetically "evaluate" an archi-
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The radical separation between the sphere of values and that of the empirical is
manifested characteristically in that the use of a technical de-
completed, however advanced it may be, does not provide the slightest indication of the value
aesthetics of the work of art. The works performed, even with the most
more "primitive", for example paintings which knew nothing of perspective
- may have an aesthetic value exactly equivalent to those of the works
the most perfect, created with the means of a rational technique, on condition
that the artistic will be limited to the only forms which are adequate to
this "primitive" technique ( 156). The invention of new technical means
therefore has in the first place only the significance of an increasing differentiation and
it only offers a possibility of "enriching" art more than in the sense of intensifying
tion of value. It is not uncommon to find that in reality it also led to
the opposite result, to the "impoverishment b of the sense of form." From the point of view of
empirical and causal study, however, the technical modification (in the
highest sense of the term) is precisely the most important element that it is
generally able to establish in the development of art.
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The second reason is that whoever wants to deal with the history of
art, even in the purely empirical sense, must possess the faculty of "understanding
take ”artistic production, and it goes without saying that this faculty is inconceivable
without the power to make an aesthetic judgment, that is to say without the faculty of
preciation. This obviously also applies to other areas of history,
that of political history like those of the history of literature, of religion
gion or philosophy. However, it is clear that all this does not provide us
no indication of the logical essence of historical work.
We will come back to this question later. For the moment we limit ourselves to
we will discuss the following problem; in what sense can we speak of a "pro-
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sandstone ”in the history of art, apart from any aesthetic appreciation? We
we have seen that in this case, the notion of progress, when it takes on a technical meaning
that and rational [511] which aims at the means appropriate to an artistic intention,
can actually become important for the empirical history of art. It's time
finally to pursue this concept of "rational" progress in its most important domain.
proper and to reflect on its empirical or non-empirical character. Indeed, the
The foregoing considerations are only a particular case of a very
general.
Here again we encounter the entanglement of the different senses of the no-
tion of "progress" insofar as it signifies
1) a simple "progression" by differentiation, or else
2) a progressive technical rationality of the means, or finally
3) an increasing intensification of the value.
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therefore does not necessarily constitute, from an objective point of view, "progress" in the
sense of a rationally "right" activity. The magic for example has been "ratio-
nalized ”as systematically as physics. Thus, the first therapy
canique pretension "rational" meant almost everywhere the refusal to treat
empiric symptoms with the help of herbs and potions experienced
rically, to try to expel by exorcism the (presumed) "real causes
its ”(magical or demonic) disease. From a formal point of view, the magic
therefore had the same rational structure as many advances, even the most
clothes rails, modern therapy. However, we cannot evaluate these
magic therapies of priests as a "progress" in the sense of an activity.
vity "just" as opposed to old empirical methods. On another side,
any "progress" in the direction of the use of "just" means is not
not necessarily obtained by a "progression" of the activity in the sense of the ratio-
subjective nality. The fact that an activity progresses with the greatest rationality
subjective towards an activity objectively "more in conformity" with its end, does not constitute
that one of the multiple possibilities of the activity and consequently a process in which we
can be expected with (more or less) probability. On the other hand, if in the case by-
In particular, the following formula turns out to be correct: the measure x is the mean (let us admit:
unique) to achieve in result y what constitutes an empirical question and
all in all, the inversion of the causal relation: after x succeeds y - and if individuals
consciously use it during the orientation of their activity to achieve the
result y - something which in turn can be observed empirically - their activity
is then oriented in a “technically correct” sense . If at any point
human behavior, whatever it may be, is oriented in the direction of
“Greater technical accuracy” than previously, we will say that we
we are in the presence of " technical progress". It's up to empirical disciplines
that it is incumbent to determine, thanks to the means of scientific experiment, therefore
empirically, if we are really in the presence of a case of this kind
(it being understood, of course, that one always presupposes the absolute univocity of
given end).
In this sense then, that is to say in the case where an end is given univo-
that we meet at the level of means the concepts of "technical" accuracy and
of "technical" progress [513] that can be unambiguously established (we pre-
here is the term "technique" in the broadest sense, insofar as it signifies everything
rational behavior in general, and this in all areas, including
that of the handling and domination of men by politics, by
social means, through education or through propaganda). In particular (for ne
mention only aspects that are easy to conceive), it is allowed to speak
in an approximately unequivocal way of "progress" in the specific field.
of technology in the ordinary sense of the word, but also in the fields of
commercial technique or legal technique, provided that you take
as a starting
concrete. point
I say: an unambiguously
approximately, determined
because state man
any informed of a knows
structure
that the
various technically rational principles manage to fight each other, so that if
Page 38
we manage to establish a compromise between them each time from the point of view of
concrete people who are interested in it, it is never "objective". Yes
we now assume that certain needs are given, if we further assume
that these needs as such as well as the subjective estimation of their hierarchical order
chique could not be subjected to criticism and finally if one supposes given a
stable form of economic organization - of course on the condition that
which concerns their duration, their safety or their profusion in the satisfaction of
needs, these interests can and do fight each other - it is
also possible to speak of an "economic" progress towards a relative optimum
in the satisfaction of these needs, in case the possibilities are given to
provide the means. However, the use of this concept is not justified from the point of view of
economic view only under these presuppositions and within these limits.
Professor Liefinann's views are not correct even on the theoretical level
and then, of course, correct, that if one supposes that certain conditions are
formally given, i.e. if we give ourselves
2) the exclusive regime of the economy of private capital to cover the needs
through the game of total freedom in competition and
3) a state power which lacks interest in the economy to be only the pro
tector of law. In this case, the evaluation relates only to the rational means
with a view to the optimal solution of a particular technical problem of the distribution
tion of goods. These fictions of pure economics, useful in the context of research
theoretical, cannot become the basis for practical evaluations of situations
real. There is no getting out of this, an economic theory can never indicate
that this: to achieve the given technical end x , the measure y constitutes the only
means or one of the appropriate means together with the measures y 1 and y 2 ;
in the latter case, there exists between y, y 1 , and y 2 , such and such a difference in the ef-
fets and, possibly, in rationality; finally the application of these measures and the
achievement of the end x require taking charge of the “subsidiary consequences
res » z , z 1 , and z 2 . All these propositions are only inversions of relations
causal and, in so far as 'evaluations' are attached to them, these do not
only the degree of rationality of the action envisaged. The evaluations
Page 40
tions are unambiguous only on the condition, and on the sole condition, that the eco-goal
nomic and the conditions of the social structure are formally given,
that there is only to choose between several economic means and finally that these
are only differentiated from each other in relation to their safety, their
frequency and their quantitative profusion, but on the other hand remain absolutely identical.
ticks with regard to other points that could possibly have
importance to human interests. It is only on this condition that one can
unconditionally evaluate a means as being "technically the most
fair ”and that this assessment is unequivocal. In all other cases, i.e.
in all those which are not purely technical, evaluation ceases to be
unequivocal, because other evaluations occur that it is no longer possible to determine
to mine purely economically.
However, once one has established the univocity of a technical evaluation [516]
in the sphere of pure economics, we should not believe that we are already
came to establish a univocity at the level of the final evaluation. Indeed, it is
rather beyond these discussions that the entanglement due to the diversity begins.
infinite number of possible evaluations which can only be mastered by referring to
rant to ultimate axioms. I'll just mention one point: der-
In all "action" there is always the man. Now, when the increase in the ra-
subjective tionality and the objective and technical "correctness" of the activity as
such exceed a certain limit, man may consider that there is a danger to
certain important goods (of an ethical or religious nature) and, from the point of view of certain
In some conceptions, this danger even generally exists. It seems difficult to
us to make our own the (maximalist) ethics of Buddhism which condemns
any action directed towards an end [ Zweckhandlung ], quite simply because it
is an action oriented in this direction and that it diverts the human being from the deli-
vrance. Nevertheless, it is absolutely impossible to "refute" it in the manner
of which it is shown that a calculation operation is false or that a medical diagnosis
is wrong. Without choosing such extreme examples, it is easy to understand that
economic rationalizations, however indisputably "fair" they may be
"technical" point of view, are in no way justified by virtue of this sole
quality in front of the appreciation forum . This applies without exception to all
rationalizations, including seemingly purely technical areas
than the banking system for example. Those who speak out against these kinds of ra-
nationalizations are not necessarily foolish. On the contrary, whenever
we are trying to make an evaluation it is essential to take into account the
influence that technical rationalizations have on changes in the environment.
seems internal and external living conditions. The legitimate use of the concept of
progress in our disciplines is therefore everywhere and without exception linked to "technical
that ”, that is to say as we have explained, to the notion of appropriate“ means ”.
prayed to an unambiguously given end . it never rises to the sphere of evaluations.
ultimate tions .
Page 41
All these considerations oblige me to hold the use of the concept of "pro-
sandstone ”for extremely inopportune, even in the limited field where its application
empirical cation does not raise any difficulty. But we have never been able to forbid
nobody uses certain terms and I believe that in the end we can avoid
possible misunderstandings.
Page 42
ble, although this remains foreign to scientific work, which an author accompanies
the observation of such "absurdities" of an explosion of anger, as it is
happened to an eminent historian of the logic of the Middle Ages ( 158).
Page 43
matively fair ”, does not come into play here as such , but only
only in so far as it constitutes a conventional type which is particularly easy to
understand. This brings us to a final remark on the role that the “norma-
tifjustly ”plays a role in sociological research.
Page 44
Page 45
Unfortunately, economic theory has also been the victim of the phenomenon.
typical leads to the "confusion of problems" [ Problemverschlingung ] (162 ).
In fact, purely economic theory in its 'individualist', political
morally and morally 'neutral', which was an essential methodological
sand and doubtless always will remain so, was conceived by the radical school of
lism as the integral reflection of reality. "Natural", that is to say from reality
unaltered by human foolishness, and for this reason as having the character
[523] of a "must-be"; in other words, it has been attributed the validity of an ideal
in the sphere of values instead of an ideal type to - use during research -
empirical che dealing with "being". When as a result of developments in the poli-
economic and social tic there was a turnaround in the appreciation of the State, the
The reaction that followed in the sphere of evaluations also had a very
quickly into that of being and pure economic theory was rejected not only
sense of an ideal - validity to which it should never have been entitled - but also to
that of methodological process useful in the study of reality. Considerations
"Philosophical" of all kinds have taken the place of the pragmatic ration-
nelle, so that by identifying the psychological "being" and the "frontier"
ethics, it was impossible to establish a clear distinction between
sphere of evaluations and that of empirical work. The extraordinary results
that the representatives of this scientific development have obtained in terms of
historical and sociological as well as that of social policy are
as undeniable as the need for an impartial observer to observe that
this development has caused for a number of decades a degradation of
constant tion of theoretical and strictly scientific work in general: this is
a normal consequence of confusing issues.
The first of the two main theses invoked by the opponents of the
pure theory consists in looking at rational constructions as "pure
fictions ”which do not tell us anything about empirical reality. Heard as he
This assertion can be justified. Indeed, the theoretical constructions are
solely in the service of knowledge which is in no way provided to them by
realities, especially since, as a result of the intervention of other series of factors and
reasons that are not included in the presuppositions of the theoretical construction
that, even in the best cases, these are never more than approximations
tions of theoretically constructed development. Also as we show
the preceding explanations, this does not bring the slightest objection against the use
ty and the need for pure theory. The second thesis maintains that it cannot ab-
there can be no axiologically neutral theory of economic policy.
that understood as science. It is obvious that it is fundamentally false and
even all the more false as the "axiological neutrality" - understood at the ma-
that we have defined above - is precisely the presupposition of any
purely scientific research focusing on policy and mainly on the
social and economic policy. I think it is not necessary to repeat a
again that it is naturally possible and even scientifically useful and
necessary to develop proposals of the following type: if we want to achieve the goal
(of the order of economic policy) x , measurement y is the only appropriate means
or, [524] given the conditions b, b 1 , and b 2 , the measurements y 1 , y 2 , and y 3 ,
are the only or most effective means. I would only like to recall here in y
insisting that the problem remains even where it is possible to define in a fa-
The end is absolutely unambiguous . If we are in the presence of such univocity
we are dealing with a simple inversion of a causal relation, and consequently
Page 47
However, in addition to its role which consists on the one hand in the development of
purely idealtypical formulations and on the other hand in establishing
singular causal relationships of an economic order - because it is only and without
exception of relations of this kind when x must be sufficiently unambiguous and
that the attribution of an effect to its cause and consequently the relation of means to end
must be sufficiently rigorous - it is still up to scientific theory
saving other tasks. She still has to study all the phenomena
social to determine the extent to which they are co-conditioned by causes
its economics: it is the work of the economic interpretation of history and
sociology. On the other hand it also has to study how events and
economic structures are in turn conditioned by social phenomena
taking into account the diversity of nature and stage of development of these
phenomena: this is the work of the history and sociology of economics. TO
this last kind of phenomena obviously and even in the first
take place political acts and structures and above all the State as well as the right
guaranteed by the state. It is no less obvious that political phenomena are not
not alone involved. On the contrary, it is necessary to take into account all the structures that
influence the economy - to a sufficiently large extent in relation to
scientific interest. The accepted expression of: theory of economic policy
that, of course only imperfectly to designate all of these
problems. If we continue to use it despite everything, this can be explained externally.
by the fact that universities are the place where we train future civil servants of
the State, internally by the fact that the State has the means of partial power
particularly effective in influencing the economy very strongly, [525] and therefore
by- the practical importance that the reflection on the state phenomenon has assumed. It
need not repeat once again that in all this research it is
possible to reverse the "cause and effect" relationships into those of "medium to end"
whenever the result in question is indicated in a sufficiently univocal way.
than. Obviously, neither does all of this change the logical relationship between
the sphere of evaluation and that of empirical knowledge. As a follow-up to
all this, - we will say again, by way of conclusion, a few words on a point
particular.
Page 48
freedom ; its organs make use of it in times of war against the external enemy.
laughter and in times of peace and war against internal resistance. In p-
period of peace he is the most important economic entrepreneur and the master
more powerful to impose tributes on citizens; in times of war he dis-
poses without any limit of all the economic goods which are accessible to him.
In its modern, streamlined form of business it was possible to proceed,
in multiple fields of activity, to achievements which, indisputably, do not
could be performed, even roughly, by any other species of
social cooperation. It was almost inevitable that one should draw the consequence that he
should be seen as the ultimate "value" - mainly in terms of
concerns on-the-ground evaluations of 'policy' - and that any activity
social should ultimately be measured against the interests that are decisive
for its existence. All in all, this too is an absolute transformation.
inadmissible in the interpretation that distorts the facts of the sphere of being
to make them standards in the sphere of evaluation, not to mention that we
sounds abstraction of the lack of univocity in the consequences that result from
these evaluations as soon as we approach the discussion of the means (intended to
"Maintain" or "promote" the state).
Against this prestige of the State, it is necessary, by remaining precisely at the level
simple facts, make the following remark - the State is incapable of making a certain
a number of things. This is true even in the fields which pass for
be his, chosen ground, for example the military domain, It suffices to observe
certain manifestations that the current war allows us to observe within
the armies of certain states with a multinational character (163 ). They teach us
annoy that [526] the free devotion, which cannot be ordered, of individuals to
cause of the State of which they are members is by no means indifferent, even for the
successful military operations. In terms of the economy, we will point out sim-
as an indication that the conversion of the forms and principles of the economy
war in permanent institutions of the peace economy could lead to
very quickly to consequences that would have a pernicious effect on the plans
ideals of the representatives of the expansionist conception of the state. But there is
there is no need to discuss this kind of question at length here. When we rise to
the sphere of evaluations we can very reasonably be the advocate of the point
of view which wishes on the one hand to strengthen as considerably as possible the,
coercive power of the state to make it a means of breaking resistance
and on the other hand deny it any intrinsic value by reducing it to the role of a
technical instrument intended to achieve totally different values,
which he holds his dignity and which he can only safeguard on the condition of not
deny its vocation as a simple maneuver.
Page 49
( 127 ) This essay first appeared in Logos, t. VII, 1917. The theme
that Weber deals with here in some depth is in the background of all his
methodological work. You can also consult the article he published in the
number of September 20, 1908 in the Frankfurter Zeitung under the title: Die so-
genannte " Lehrfreiheit" an den deutschen Universitäten and the Wis-
senschaft ais Beruf which sums up the essentials. The manuscript to which Weber refers
sion here has just been published recently under the title Gutachten zur Werturteilsdis-
kus sion by E. BAUMGARTEN in Max Weber, Werk und Person, pp. 102-139.
How much this problem was dear to Weber's heart, as can be seen from the efforts he made
taken to create the German Sociological Society in 1909. On the difficulties
encountered, see Marianne WEBER, Max Weber, Ein Lebensbild, pp. 427-430. It
demanded that the company's articles of association recognize the principle of axiomatic neutrality
logical (see on this subject the Schriften der deutschen Gesellschaft für Soziologie,
Verhandlungen, t. I, p. V and the explanations of WEBER, ibid. pp. 39 et seq.). It
believed he had won his case when he collided during the 2nd congress of
this company in Berlin in 1912 to such hostility that he resigned from
member of the Steering Committee.
Page 51
( 130 ) It is hard to imagine the turmoil that may have caused in the circles
German academics Weber's position, although the immediate result
was to practically isolate it. To understand this complex matter, it is necessary
to resume the succession of facts. The survey cited above (note 128) had
enshrined the authority of Weber. He opposed Schmoller's views fairly quickly.
for reasons of simple intellectual integrity. The conflict took a sharp turn when
of the Congress of the Association for Social Policy in 1909 in Vienna. The theme
treated was nevertheless very technical: the problem of the initiative of the communes in
economic matter. Schmoller, who was as founder the main fi
of this society, and Weber clashed over the question of the patronage of
The State. The former championed it, while Weber defended the idea of a
autonomy of the working class and the lower classes, at the same time
posed the problem of the relationship between ethics and politics in the form of
validity of value judgments in science. We even spoke at that moment
of a division of the assembly into a right and a minority left, Weber pas-
health for the leader of the latter - which thwarted his own views. (The
Weber's main intervention is reproduced in his Gesammelte Aufsätze zur
Soziologie und Sozialpolitik, pp. 412-416). It was decided in Vienna to donate for
theme at the congress following a debate on value judgments and the
principle of drafting written contributions to be sent to participants when
ques months before the meeting of the preparatory assembly of the congress. Thus
Weber wrote the manuscript just mentioned in 1913: others wrote
likewise, such Eulenburg; Hartmann, Oncken, Schumpeter, Spann, Spranger, von
Wiese, Wilbrandt, etc. In the meantime, however, Schmoller took Weber to task in
opening a controversy on the remarks made by Weber at the Congress of Vienna.
(See on this subject the last section of the SCHMOLLER article: Volkswirt-
schaft, Volkswirtchaftslekre und-method in the 30th ed. (Jena 1911) from Hand-
wörterbuck der Staatswissenschaften, t. VIII, in particular pp. 493-501. More
far, we will have the opportunity to come back to this study on several occasions.)
of the preparatory assembly of January 5, 1914, the discussion quickly turned to
sour. At Schmoller's proposal, we gave up including the discussions.
in the minutes
sociation of the meeting
the contributions andabove,
cited to be published in the collection
while authorizing of writings
each author of the
to publish
his own as an individual. With the exception of Sombart, all the other participants
pants (they were more than fifty) opposed with more or less enthusiasm.
gue to Weber, so that the latter finally left the sitting room. One can
consult on all these points F. BOESE, Geschichte des Vereins für Sozialpolitik
1872 bis 1932, published in 1939 as volume 188 of the collection of this
association. You have to keep in mind all this controversy to understand
the essay on Axiological Neutrality, although Weber gave up, out of discretion
or out of deference, to make personal attacks. We can still see
Page 52
how much this problem has shaken German intellectual circles today,
that he always continues to divide them.
( 131 ) Weber had followed the courses of these two historians during the year 1884-1885.
The work of Th. MOMMSEN (1817-1903) is well known. Just indicate
in passing that the family of Th. Mommsen and that of Weber were allies. the
son of the first had married Clara, the sister of Max Weber. H.TREITSCHKE
( 1834-1896 ) was one of the most brilliant advocates of Bismarck's politics and the
theorist of what is called the politics of power (Machtpolitik). See his
Vorlesungen über Politik, edited by Comicelius, 2 vols., 1897-1898.
( 135 ) Allusion to the behavior of Emperor William IL Weber did not have
waited for the setbacks of the First World War to criticize this monarch.
In the letters to F. Naumann of 14-XII- 1906, 12-Xl and 18-XI- 1908 he
qualifies the policy of the emperor of "dilettantism", of "corporalized power",
of "swagger" and the ruler himself of Schattenkaiser. See the first
edition (1921) of Gesammelte politische Schriften. These letters have been deleted
in the second edition.
Page 53
delband and Rickert, he did not forgive them for having hindered the university career
sitaire de Simmel) or to the detriment of the Socialists (the article in the Frankfurter Zei-
tung) of September 20, 1908 on Die sogenannte Lehrfreiheit contained a pro-
energetic test against the refusal of certain German faculties to authorize
socialists).
( 137 ) At the time of writing this essay (1917) Weber's hostility to the
The Kaiser's ringing was such that he isolated himself completely and even fell out with his
best friends. See letter from B. Troeltsch. to P. Honigsheim from I2-VI-1917,
in BAUMGARTEN, Op. M. p. 489. As early as 1916 Weber had advocated a peace
compromise and he even proposed to be guilty, by a gesture which
conch, lèse-majesté in order to be able to expose in court the faults
committed by the emperor against the German nation. He was also one of the
first to demand the abdication of William II for pure political reasons. In
Indeed, Weber's opposition to the emperor did not arise from feelings
antimonarchists, as shown by the letters of 11-X-1918 to Schultze - Gä-
vernitz, from 12 -X and 17-X-1918 to F. Naumann, in the first-edition of Ge-
sammelte politische Schriften, pp. 476-478.
Page 54
Max Weber, Essays on the Theory of Science. Fourth attempt (1917) 54
( 142 ) Once again Weber associates in the same movement of the median analysis
thodic "explanation" and "comprehension".
( 143 ) Weber responds here to Schmoller who accused him of being a "puritan of ethi-
that "from the fact that he only accepted the validity of pure formal imperatives in the
contrary to moral science which, while bringing Catholics and Protestants together,
realistic and idealistic, would be able to generate unanimity between religions
as well as between scholars and peoples on the content of cultural values
as simple as they are indisputable. In short, morality would become in Schmoller's eyes
a science of being and not of having to be and as such it could define
rities valid for politics, law and economics.
( 144 ) The theme of the tension between politics and morality or religion has been
repeatedly dealt with by Weber, in particular in the Zwi schenbetrachtung
des Gesammelte Aufsätze zur Religionssoziologie, t. 1, pp. 545-554 and in Le
scholar and politician , pp. 181-201. To our knowledge, this passage is with a
other of the Zwischenbetrachtung, pp. 552-553 one of the first where Weber opposes
clearly the terms of conviction and responsibility. It was only later that he
will forge the concepts of “ethics of conviction” and “ethics of responsibility
té ”, that of“ ethics of conviction ”having been formed the first. Indeed the fac-
similé no 16, published by Baumgarten ( op. cit. ) still shows a hesitation of
Weber when writing the notes for his lecture Politik als Beruf. the
manuscript indicates Machtethik, but Weber crossed out Macht to replace this
term by Verantwortung.
( 146 ) Weber here opposes the views expressed by Rickert in his article "Vom
System der Werte ”, Logos, t. IV. See also the study on the Objectivity of
knowledge, pp. 15o-156 and The Scientist and the Politician , pp. 93-94.
( 147 ) The question of development trends was one of the most important
were to be discussed correlatively to that of the value judgment during the
seemingly preparatory for which the present writing was originally intended. Weber
immediately expands the problem by including the other points which depend on it,
those of adaptation and progress. On the notion of development trend
see also Critical Studies, pp. 289-290 and Zur Lage der bürgerlichen Demokratie
in Rußland , in Gesammelte Politischt Schriften (26th ed. 1958), p. 61. There is
however, it should be noted that Weber is the author of a study entitled Entwicklung-
stendenzen in der Lage der ostelbischen Landarbeiter, reproduced in his Ge-
Page 55
sammelte Aufsätze zur Sozial- und Wirtschaftsgeschichte. See also the study
on the notion of adaptation, ibid . pp. 57 and 66.
( 150 ) Cf. Gesammelte Aufsätze zur Sozial und Sozialpolitik, pp. 401-402.
( 152 ) According to Marianne Weber ( op. Cit. P. 349) Max Weber intended to write
a sociology of art which would have been the counterpart of its sociology of religion, in order to
to highlight the originality of the rationalization of Western civilization
tale. See also the foreword (pp. 12-13) to The Protestant Ethics and the Spirit of
capitalism.
( 154 ) See the work already cited by WEBER, Die rationalen und soziologischen
Grundlagen der Musik.
( 155 ) H. WÔLFFLIN (1864-1945). The exact title of the work is: Die klassische
Kunst. Fine Einführung in die Italienische Renaissance (München 1899). The or-
vrage was translated into French for the 40 edition under the title: Classic Art. Intro
duction to the genius of the Italian Renaissance (Paris 1911). Other works from
same author : Renaissance und Barok (1888), Gedanken zur Kunstgeschichte
(1941), and above all Kunstgeschichtliche Grundbegriffe (1915), which was also
translated into French under the title: Fundamental Principles of Art History (Pa-
laugh 1952).
Page 56
( 158 ) The publisher of the 2nd edition of the Gesammelte Aufsätze zur Wissenschaftslehre
believes Weber is referring to K. PRANTL, the author of the Geschichte der Logik
im Abendland , 4 vol. (Leipzig 1855-1870). We were unable to locate the
passage to which Weber alludes, except that Prantl states in the introduction to the
fourth volume that medieval logic is particularly abstruse and that
nine tenths of the writings of this period are worthless.
( 160 ) This example is, so to speak, typical from the point of view of the meaning
of the ideal type.
( 163 ) Allusion to the political and military situation in Austria-Hungary during the
first World War.
( 164 ) This is the nationalist and socialist movement led by the sociologist
German J. PLENGE (1874-1963) and Swedish historian R. KJELLEN (1864-
1922), one of the masters of geopolitics ( Der Staat als Lebensform , 1917 and
Grundriß zu einem System der Politik, 1920) which, through Hausho-
iron and other students, initially influenced the National Socialist movement. the
manifesto of the movement of which Weber speaks appeared in 1916 under the title: 1789 und
-1914, Die symbolische Jahre in der Geschichte des politischen Geistes. So
same theme, see Weber, Parlament und Regierung im neugeordneten Deuts-
chland in the Gesammelte politische Schriften, pp. 315 and 384.