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Steroids 77 (2012) 1267–1290

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Steroids
journal homepage: www.elsevier.com/locate/steroids

Review

Biological transformations of steroidal compounds: A review


Haq Nawaz Bhatti ⇑, Rasheed Ahmad Khera
Department of Chemistry and Biochemistry, University of Agriculture, Faisalabad 38040, Pakistan

a r t i c l e i n f o a b s t r a c t

Article history: Microbial transformation is an important tool for structural modification of organic compounds, espe-
Received 24 May 2012 cially natural products with complex structures like steroids. It can be used to synthesize chemical struc-
Received in revised form 15 July 2012 tures that are difficult to obtain by ordinary methods and as a model of mammalian metabolism due to
Accepted 26 July 2012
similarity between mammalian and microbial enzyme systems. During recent years research has been
Available online 13 August 2012
focused on the structural modifications of bioactive steroids by using various microorganisms, in order
to obtain biologically potent compounds with diverse structures. Steroidal compounds are responsible
Keywords:
for important biological functions in the cells and manifest a variety of activities. This article covers
Biotransformation
Fungi
the microbial transformation of sterols, steroidal hormones and some new types of steroids known as
Hormones bufadienolides. Emphasis has placed on reporting metabolites that may be of general interest and on
the practical aspects of work in the field of microbial transformations. The review covers the literature
from 1994 to 2011.
Ó 2012 Elsevier Inc. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1267
2. Microbial transformation of sterols. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1268
3. Microbial transformation of steroidal hormones . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1269
4. Microbial transformations of miscellaneous steroids. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1283
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1288

1. Introduction growth, and proliferation and are precursors of bile acids and hor-
monal steroids. Some steroidal compounds are used as an impor-
Steroids (Greek, stereos = solids) are solid alcohols that are tant source of raw materials for the production of steroids of the
widely distributed in the animal and plant kingdom. The basic androstane, pregnane and estrane series [2].
skeleton consists of 17 carbon atoms arranged in the form of a Microbial transformation is an effective tool for the preparation
perhydrocyclopentanophenanthrene. They include great variations of compounds, which may be otherwise difficult to prepare by con-
in structure and encompass compounds of vital importance to life, ventional synthetic methods. This has been extensively used for
such as cholesterol, the bile acids, sex hormones, vitamin D, corti- the bioconversion of steroids [3]. The research efforts in this field
coid hormones, cardiac aglycones, antibiotics, and insect molting were triggered around 1950, with the announcement of the phar-
hormones. Some of the most potent toxins are steroidal alkaloids. macological effects of cortisol and progesterone and with the iden-
Steroidal compounds are responsible for important biological tification of 11a-hydroxylation activity of a Rhizopus species, a
functions in the cells, e.g. steroids of androstane, pregnane and decisive step in the development of the practical synthesis of ste-
estrane series exhibit various hormonal activities [1]; bile acids roids with useful biological activity [4]. The great versatility of
are essential for lipid digestion and absorption and cardiac agly- microbial systems in the production of commercially valuable ste-
cones are used for heart failure treatment. Sterols are important roids for the pharmaceutical industry is now well recognized [5].
constituents of cell membranes, essential for their stability, cell Several microbial transformations of steroids have been reported
[2,5–10]. Bioconversions for the transformation of steroids have
⇑ Corresponding author. Fax: +92 41 9200764. proliferated and specific microbial transformation steps have been
E-mail addresses: hnbhatti2005@yahoo.com, haq_nawaz@uaf.edu.pk (H.N. Bhatti). incorporated into numerous partial syntheses of new steroidal

0039-128X/$ - see front matter Ó 2012 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.steroids.2012.07.018
1268 H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290

compounds for evaluation as hormone or drug. These modified com- tive than microbial transformation in conventional media. A novel
pounds are currently favored when compared to their natural coun- single step microbial transformation process for the production of
terparts due to some therapeutic advantages, such as high potency, testosterone (2) from cholesterol (1) by Lactobacillus bulgaricus [29]
longer half-lives in blood, simple delivery methods and reduced side has also been reported. Moreover, it was observed that addition of
effects [11]. A variety of steroids are widely used as anti-inflamma- cyclodextrin (CD) significantly increased the biotransformations of
tory, immunosuppressive, progestational, diuretic, anabolic and con- cholesterol (1). These biotransformations of cholesterol are shown
traceptive agents [4–9,12,13]. They have also used for the treatment in Scheme 1.
of some forms of breast and prostate cancer [14,15], as replacement It is a well-known fact that a wide range of microorganisms is
agents in the treatment of adrenal insufficiencies [16], in the preven- capable of utilizing sterols such as cholesterol and phytosterols as
tion of coronary heart disease [17], as antifungal agents [18], as active the sole carbon source for the growth and propagation. It is also well
ingredients in anti-obesity agents [19] and in the treatment of de- documented that in the sterol degrading microorganisms, the ring
clared AIDS [20]. Recently, a steroidal glycoside exhibited anti-viral nucleus and the side chain are metabolized by different enzyme sys-
activity on herpes virus type I [21]. Although introduction of new ste- tems simultaneously and independently [30]. Based on these facts,
roids into commerce is now limited, there is scope for improvement Yan et al. [31] reported the microbial transformation of 3-hydroxy-
in the yields of the desired metabolites as well as preparation of novel 5,6-cyclopropanocholestanes-an alter route to 6-methylsteroids.
steroids. At present steroid manufacture has become an important Incubation of 3b-hydroxy-5, 6a-cyclopropano-5a-cholestane (6)
branch of health care industry affected by biotechnology. As far as with Mycobacterium sp. (NRRL B-3805) gave three metabolites, 5,
market value is concerned, steroid manufacturing is second to antibi- 6a-cyclopropano-5a-androsta-3, 17-dione (7), 3b-hydroxy-5,
otic production [22]. 6a-cyclopropano-5a-androsta-17-one (8) and androsta-4-ene-3,
The areas which are now receiving attention in microbial tech- 17-dione (5). Fermentation of 3b-hydroxy-5, 6b-cyclopropano-5b-
nology are: application of newer concepts of genetic engineering of cholestane (9) with Mycobacterium sp. afforded the metabolite 5,
microbes with improved characteristics, solubility improvement 5, 6b-cyclopropano-5b-androsta-3, 17-dione (10) and 3a-hydroxy-
for carrying out biotransformation of substrates that are insoluble 5, 6b-cyclopropano-5b-androsta-17-one (11). Similarly, incubation
in water, immobilization of enzymes or whole cells in a suitable of 3b-hydroxy-5, 6a-cyclopropano-5a-cholest-7-ene (12) with
matrix for economic utilization, development of a continuous pro- Mycobacterium sp. yielded a mixture of side chain cleaved 17-keto
cess for better and economic product recovery; and manipulation steroids as the major products, viz. the cyclopropyl eliminated
of culture media for improvement in product yields by use of product 5, 5, 6a-cyclopropano-5a-androst-7-ene-3, 17-dione (13),
cyclodextrin [9]. 3b-hydroxy-5, 6a-cyclopropano-5a-androst-4-ene-17-one (14), 5,
The previous reviews [2,5–8] covered literature of steroidal bio- 6a-cyclopropano-5a-androst-8(14)-ene-3, 7, 17-trione (15), 5,
transformation up to 1993. This review article attempts to present 6a-cyclopropano-5a-androst-8-ene-3, 7, 17-trione (16) and 6a,
mainly the structures of metabolites of steroids in vitro in a variety 7a-cyclopropanoandrost-4-ene-3, 17-dione (17) as described in
of biological media during the period 1994–2011. Scheme 2.
Ambrus et al. [32] investigated the effect of the different stereo-
2. Microbial transformation of sterols chemistry of C-24 on the C-26 microbial oxidation of sterol side-
chain using genetically modified Mycobacterium sp. BCS 396 to
Phytosterols, together with sapogenins such as diosgenin, hec- transform ergosterol (18). Incubation of ergosterol (18) with
ogenin and solasodine, are established in the pharmaceutical Mycobacterium sp. yielded 26-oxygenated metabolites: 3-oxo-4,
industry as starting materials for the production of steroidal 22-ergostadien-26-oic acid methyl ester (19), 3-oxo-1, 4, 22-ergo-
hormones. Stigmasterol, b-sitosterol and campesterol are the most statrien-26-oic acid methyl ester (20) and 3-oxo-1, 4, 22-ergosta-
commonly used sterols. Stigmasterol and crude sitosterol (a mix- trien-26-oic acid (21). The genetically modified Mycobacterium
ture of b-sitosterol and campesterol) are extracted mainly from sp. BCS 396 strain has also been used to transform sterols with
soybeans. Cholesterol (1), another employed starting material, ob- stigmastane side chain in order to obtain 26-oxidized metabolites.
tained from animal fats and oils, such as lard, beef, tallow, milk fat Microbial transformation of b-sitosterol (22) by Mycobacterium sp.
or fish oil and sitosterol are microbially cleaved to 17-ketosterols. [33] afforded 4-stigmasten-3-one (23), 26-hydroxy-4-stigmasten-
The production of testosterone (2), a male sex hormone or andro- 3-one (24) and 3-oxo-4-stigmasten-26-oic acid (25). Similarly
gen, from cholesterol via a single step microbial transformation incubation of stigmasterol (26) with Mycobacterium sp. BCS 396
process was investigated by Liu et al. [23] and Liu and Lo [24]. Incu- [33] yielded 4,22 stigmastadien-3-one (27), 6b-hydroxy-4, 22
bation of cholesterol (1) with Mycobacterium sp. NRRL B-3805 stigmastadien-3-one (28), 26-hydroxy-4, 22 stigmastadien-3-one
resulted in the isolation of testosterone (2). (29), 3-oxo-4, 22 stigmastadien-26-oic acid methyl ester (30) and
In recent years, much attention has been given to the biocon- 3-oxo-1, 4, 22 stigmastatrien-26-oic acid methyl ester (31). Some
version of steroids in aqueous/organic solvent two-phase systems mutant strains of Mycobacterium sp. are also able to cleave sterol
[25,26]. The main advantage of using such systems is the possibil- side chain giving androstenedione (AD) as the major product.
ity of operating with high concentrations of poor water-soluble Microbial conversion of b-sitosterol (22) to androstenedione (5)
reactants and products in the reactor while avoiding inhibition of was achieved with Mycobacterium sp. VKM Ac-1815D [34,35]. A
the reaction by either reactant or product. The incubation of phytosterol assimilating and AD-producing mutant, B-3805S de-
cholesterol (1) with free cells of Arthrobacter simplex [27] afforded rived from Mycobacterium sp. NRRL B-3805 was also used to trans-
cholest-4-en-3-one (3) in an aqueous organic solvent two-phase form phytosterol (campesterol: stigmasterol: b-sitosterol = 8:1:11,
system. Similarly a novel approach, microbial transformation in molar ratio) to androstenedione (5) [36]. These biotransformations
cloud point system (CPS), has developed to avoid practical difficul- are shown in Scheme 3.
ties, such as substrate solubility and product inhibition. The system Biotransformation of 8a, 9a-epoxytetrahydrolanosterol (32)
could provide microbial cells with aqueous environment and could and lanosta-7, 9 (11)-dien-3b-ol (35) with Mycobacterium sp. NRRL
dissolve substrates and products in surfactant phase. A microbial B-3805 was reported by Wang et al. [37]. Incubation of compound
transformation of cholesterol (1) to androst-1, 4-dien-3-17-dione 32 with Mycobacterium sp. yielded the metabolites, 20(S)-hydroxy-
(ADD) (4) and androst-4-en-3,17-dione (5) has been investigated methyl-12a-hydroxypregn-4-en-3-one (33) and 20(S)-hydroxy-
in a system consisting of non-ionic surfactants Triton X-100 and methyl-4, 4, 14a-trimethypregna-7, 9(11)-dien-3b-ol (34).
Triton X-114 [28]. It was observed that this system was more affec- However, fermentation of lanosta-7, 9(11)-dien-3b-ol (35) with
H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290 1269

OH

H H
O O
3
2
My cobacter ium sp.
O
O
HO
1

O
O
4 5

Scheme 1. Microbial transformation of cholesterol (1).

O
O

My cobacter ium sp.


5 + +
6 O
HO HO
7 8
O O

Mycobacterium sp.
5 + +
O HO
HO 10 11
9
O O O

+ +
O HO O O
13 14 15
My cobact er ium sp.
5 +
O O
HO
12
+
O O O
16 17

Scheme 2. Microbial transformation of 3-hydroxy-5, 6-cyclopropanocholestanes.

Mycobacterium sp. resulted in the isolation of androsta-4, normally found in cardioactive steroids. Microbial transformation
8(14)-dien-3, 17-dione (36), lanosta-7, 9 (11)-dien-3-one (37), of progesterone (40) by Thamnostylum piriforme yielded 14a-
androsta-8(14)-en-3, 17-dione (38) and methyl 12a-hydrox- hydroxyprogesterone (41) and 9a-hydroxyprogesterone (42). A
ybisnorchola-4, 17(20)-dien-22-oate (39) as described in similar preparation with Mucor griseocyanus afforded 41, 6b, 14a-
Scheme 4. dihydroxyprogesterone (43) and 7a, 14a-dihydroxyprogesterone
(44) [41]. The filamentous fungus, Aspergillus fumigatous [42] effi-
3. Microbial transformation of steroidal hormones ciently hydroxylated 40 producing 11a-hydroxyprogesterone
(45), 15b-hydroxyprogesterone (46), 7b-hydroxyprogesterone
C-3 glycoside derivatives of 14-hydroxy-5b, 14b-pregnane show (47), 7b–15b-dihydroxyprogesterone (48) and 11a–15b-dihydr-
strong interaction with cardiac glycoside receptor of heart muscle oxyprogesterone (49) (Scheme 6). Incubation of progesterone (40)
[38]. Such compounds have been mainly obtained by multistep with Saprolegnia hypogyna yielded 4-androstene-3, 17-dione (50),
chemical transformations of digitoxine, digitoxigenin and related testosterone (2) and testololactone (51) [43]. Transformation of
compounds that contain the 5b, 14b-configuration [38,39] (see 40 with Fusarium culmorum culture [44] yielded a mixture of 15a-
Scheme 5). Conversely, the 14a-hydroxylation of progesterone hydroxyprogesterone (52) and 12b–15a-dihydroxyprogesterone
[40] and other steroids by several microorganisms is a well- (53) [Scheme 7]. However when 40 was fermented with thermo-
documented fact and several fungi have been shown to introduce, philic bacterium, Bacillus stearothermophilus [46], three monohydr-
in reasonable yields, a hydroxyl group at the 14a-position of pro- oxylated metabolites and a new metabolite, were isolated and
gesterone and some other steroids; the 14a-hydroxy configuration identified. These were identified as 20a-hydroxyprogesterone
can then be transformed chemically to the 14b-hydroxy substituent (54), 6b-hydroxyprogesterone (55), 6a-hydroxyprogesterone (56)
1270 H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290

COOCH 3

O COOCH 3
19

Mycobact er ium sp.


HO
O COOH
18
20

O
21

O
23
CH2 OH

My cobacterium sp.

HO O
24
22 COOH

O
25

Scheme 3. Microbial transformation of ergosterol (18) and b-sitosterol (22) by Mycobacterium sp.

and 9, 10-sco-4-pregnene-3, 9, 20-trione (57) as shown in afforded 71, 3b, 7b-dihydroxypregn-5-en-20-one (75) and 7-oxo-
Scheme 7. pregnenolone (76) as the major metabolites (Scheme 10). Choudh-
Madyasth and Joseph [46] reported the biotransformations of ary et al. [52] also investigated the metabolism of pregnenolone
17a-hydroxyprogesterone (58) and 16-dehydroxyprogesterone (70) with different fungi. Incubation of 70 with Cunninghamella
(66) with Mucor piriformis. The organism transforms 17a-hydroxy- elegans yielded metabolites, 3b, 7b, 11a-trihydroxypregn-5-en-
progesterone (58) into 17a, 20a-dihydroxypregn-4-en-3-one (59), 20-one (77), 3b, 6b, 11a-trihydroxypregn-4-en-20-one (78) and
7a, 17a-dihydroxypregn-4-en-3, 20-dione (60), 6b, 17a, 20a-tri- 3b, 6a, 11a, 12b, 15b-pentahydroxypregn-4-en-20-one (79), while
hydroxypregn-4-en-3-one (61) and 11a, 17a, 20a-trihydroxy- incubation with Gibberella fujikuroi afforded 77 and 6b, 15b-
pregn-4-en-3-one (62). However, incubation of 58 with F. dihydroxypregn-4-en-3, 20-dione (80). Similarly fermentation of
culmorum [44] yielded 6b, 17a-dihydroxyprogesterone (63) and 70 by Fusarium oxysporum var. cubense [52] yielded 71. These met-
15a, 17a-dihydroxyprogesterone (64) (Scheme 8). Fermentation abolic pathways are shown in Scheme 11.
of 65 by Mucor piriformis yielded 14a-hydroxypregna-4, 16- Microbial transformation of 5b-pregnane-3, 20-dione (81) and
dien-3, 20-dione (66), 7a, 14a-dihydroxypregna-4, 16-dien-3, 3b-hydroxy-5b-pregnane-20-one (85) were investigated by Hu et
20-dione (67), 3b, 7a, 14a-trihydroxypregn-16-en-20-one (68) al. [41]. Bioconversion of (81) by Thamnostylum piriforme yielded
and 3a, 7a, 14a-trihydroxypregn-16-en-20-one (69) as shown 14a-hydroxy-5b-pregnane-3, 20-dione (82), 14a, 15b-dihydroxy-
in Scheme 9. 5b-pregnane-3, 20-dione (83) and 3b, 14a-dihydroxy-5b-preg-
Pregnenolone (70) is a major hormone in human nerve tissues nane-20-one (84). 3b-hydroxy-5b-pregnane-20-one (85) was
and its therapeutic role in repairing defective neurons is well slowly transformed by T. piriforme yielding the metabolites, 3b–
documented [47]. Moreover, it is a precursor of many steroidal 14a-dihydroxy-5b-pregnane-20-one (86) and 3b, 9a, 14a-trihy-
hormones. Microbial transformation of pregnenolone (70) by droxy-5b-pregnane-20-one (87). However, incubation of 86 with
Mucor piriformis [48] resulted in the isolation of two metabolites, Actinomucor elegans resulted in the isolation of 87, 88 and a minor
3b, 7a-dihydroxypregn-5-en-20-one (71) and 3b, 7a, 11a-trihydr- metabolite, 3b, 9a-dihydroxy-5b-pregnane-20-one (88) are shown
oxypregn-5-en-20-one (72). Fermentation of 70 with the fungus in Scheme 12.
Botrytis cinerea [49] yielded two new oxidized metabolites of preg- Wilson et al. [53] used Fusarium oxysporum var. cubense to
nenolone. These were identified as 3b, 11a, 16b-trihydroxypregn- investigate the metabolism of 17a, 21-dihydroxypregn-4-ene-3,
5-en-20-one (73) and 11a, 16b-dihydroxypregn-4-en-3, 20-dione 11, 20-trione (89) and 17a, 21-dihydroxypregna-1, 4-diene-3, 11,
(74). Metabolism of pregnenolone (70) by Bacillus strains [50,51] 20-trione (92). Bioconversion of 89 with F. oxysporum var. cubense
H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290 1271

O
27

O
28 OH
CH2 OH

Mycobacterium sp.

HO O
29
26 COOCH 3

O
30

COOCH 3

O
31

OH CH 2OH

O
33
Mycobacterium sp. CH 2OH
O
HO

32
HO
34

Scheme 4. Microbial transformation of stigmasterol (26) and (32) by Mycobacterium sp.

yielded 17a, 20, 21-trihydroxypregn-4-ene-3, 11-dione (90) and were unable to differentiate the two enantiomers of 95 in the
androst-4-ene-3, 11,17-trione (91), while incubation of 92 with F. course of these hydroxylation reactions. The microbial transforma-
oxysporum var. cubense resulted in the isolation of metabolites, tion of the dl and d-enantiomers of 95 were also reported using
17a, 20, 21-trihydroxypregna-1, 4-diene-3, 11-dione (93) and and- Cunninghamella species [56]. Transformation of 97 by Cunningham-
rost-1, 4-diene-3, 11, 17-trione (94), respectively (Scheme 13). ella blakesleeana yielded 96, 97, 13-ethyl-6b, 17b-dihydroxy-18,
13-Ethyl-17b-hydroxy-11-methylene-18, 19-dinor-17a-pregn- 19-dinor-17a-pregn-4-en-20-yn-3-one (98), 13-ethyl-15a, 17b-
4-en-20-yne (desogestrel) and its 3-oxo derivatives act as powerful dihydroxy-18, 19-dinor-17a-pregn-4-en-20-yn-3-one (99) and
progestogens and are used as oral contraceptives. Such derivatives 13-ethyl-6b, 10b, 17b-trihydroxy-18, 19-dinor-17a-pregn-4-en-
are mainly obtained by multistep chemical transformations of 20-yn-3-one (100). These transformation reactions of 95 are
estrane derivatives [54]. 13-Ethyl-17b-hydroxy-18, 19-dinor-17a- shown in Scheme 14.
pregn-4-en-20-yn-3-one (95) a less potent progestogens, is com- Danazol (17b-hydroxy-17a-pregna-2, 4-dien-20-yno-[2,3-d]
mercially available and inexpensive. The microbial transformation isoxazole (101) is an orally effective, pituitary gonadotropin inhib-
of a racemic mixture of 95 was investigated using the fungi, Rhizo- itor which is effectively used in the treatment of endometriosis, be-
pus nigricans, R. arrhizus, Aspergillus niger, A. ochraceus and Curvu- nign fibrocystic mastitis and precocious puberty [57,58].
laria lanata [55]. Bioconversion of 95 by R. arrhizus gave a major Choudhary et al. [59] used four different fungi and bacteria to
product, (±)-13-ethyl-10b, 17b-dihydroxy-18, 19-dinor-17a- study the transformation of danazol (101). Fermentation of dana-
pregn-4-en-20-yn-3-one (96). Transformation of 95 by R. nigricans, zol (17b-hydroxy-17a-pregna-2, 4-dien-20-yno-[2,3-d] isoxazole
A. niger and C. lunata was slow and inefficient and also afforded the (101) with Fusarium lini, Aspergillus niger and Cephalosporium
metabolite 96. Compound 95 was slowly metabolized by A. ochrac- aphidicola afforded 17b-hydroxy-2-(hydroxymethyl)-17a-pregn-
eus affording a single metabolite, (±)-13-ethyl-7b, 17b-dihydroxy- 4-en-20-yn-3-one (102) and 17b-hydroxy-2-(hydroxymethyl)-
18, 19-dinor-17a-pregn-4-en-20-yn-3-one (97). All these fungi 17a-pregn-1,4-dien-20-yn-3-one (103), while the fermentation of
1272 H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290

O
O

36

O
My cobacter ium sp.
HO 37 O

35

O
38
OH COOMe

O
39

Scheme 5. Microbial transformation of 8a, 9a-epoxytetrahydrolanosterol (32) and lanosta 7, 9 (11)-dien-3b-ol (35).

O
O O

T. pir if or me
+ OH
OH
O O O
40 41 42

O
O O

M. griseocy anus
41 +
+ OH
OH
O O OH
O
40 44
43 OH

O
O O
HO

+ +
O
OH O OH
O O 47
45 46
A.f umigat ous
O
O O
HO
40

+ OH
OH
O
O OH 49
48

Scheme 6. Microbial transformation of progesterone (40) by T. piriforme, M. griseocyanus and A. fumigatous.

101 with Bacillus cerus yielded the metabolite 102 only as de- and 14a-hydroxyandrost-4-en-3, 17-dione (105). Conversely, T.
scribed in Scheme 15. piriforme produced lower amounts of 14a-hydroxylated deriva-
Testosterone (17b-hydroxyandrost-4-en-3-one) (2) is a male tives and yielded 104, 6b, 17b-dihydroxyandrost-4-en-3-one
sex hormone responsible for the development of secondary male (106), 9a, 17b-dihydroxyandrost-4-en-3-one (107) and 6b-
characteristics. The hydroxylation of steroids is important because hydroxyandrost-4-en-3, 17-dione (108). Microbial transformation
of its physiological role in mammalian organisms and also for prac- of testosterone (2) by Nectria haematococca [59] afforded 1-ene-
tical reasons [2]. Testosterone (2) was actively metabolized by M. testosterone (109) and 11a-hydroxy-1-ene-testosterone (110)
griseocyanus and T. piriforme [41]. M. griseocyanus produced a (Scheme 16). Incubation of 2 with Fusarium culmorum [45] yielded
major metabolite, 14a, 17b-dihydroxyandrost-4-en-3-one (104) 106 and 15a-hydroxytestosterone (111) as the major metabolites.
H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290 1273

O OH O O

H
S.hy pogy na +
+ H H
40 O
O O 51
50 2

O OH O

F.Culmorum +
OH OH
40 O
O
52 53

OH O

O O
55
54 OH
B.st earothermophilus
40
O
O
O CH3
CH 3
+ H 3C
O
OH 57
56

Scheme 7. Microbial transformation of progesterone (40) by S. hypogyna, F. culmorum and B. stearothermophilus.

O
OH OH
OH

+
O OH
O O
OH 59 60

M.pir if or mis OH
OH
HO OH
O OH

58 +

O
O
61
OH 62

O O O
OH OH OH

F.culmorum +
OH
O O O
OH
58 63 64

Scheme 8. Microbial transformation of 17a-hydroxyprogesterone (58).

The fungus Cephalosporium aphidicola [60] hydroxylated testoster- Curvularia lunata, Pleurotus oestreatus [61] yielded only the
one (2) to metabolites 104 and 106. The metabolites 106, 111, and- metabolites 112 and 113. The plant pathogenic fungus Botrytis
rost-4-ene-3, 17-dione (112) and 15a-hydroxyandrost-4-ene-3, cinerea [62] yielded only the metabolite 7b, 17b-dihydroxyand-
17-dione (113) were obtained when compound 2 was metabolized rost-3-one (114). Biotransformation of testosterone (104) by
with the fungus F. oxysporum var. cubense [52], while the fungi Bacillus stearothermophilus [63] resulted in the formation of 106,
1274 H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290

O
O

+ OH
O OH O OH
O 67
66 O
M.pir if or mis O HO

O
65 +
OH
OH HO OH
HO OH 69
68

Scheme 9. Microbial transformation of 16-dehydroxyprogesterone (65).

O
O O
HO

M.pirif or mis +

HO OH
HO HO OH 72
70 71
O
O O
HO
HO OH
OH

B.ciner ea +
O
HO HO 74
70 73

O
O O

+
Bacillus sp. 72 +
HO O
HO HO OH 76
70 75

Scheme 10. Microbial transformations of pregnenolone (70) M. piriformus, B. cinerea and Bacillus sp.

O O
HO HO

O +
HO OH HO
77 78 OH
C.elegans
OH O
HO HO
70
+
OH
HO
79 OH

O O

G.fujikuroi 75 + OH
HO O
70 80 OH

Scheme 11. Microbial transformations of pregnenolone (70) C. elegans and G. fujikuroi.


H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290 1275

O O

O
+
OH OH OH
O
T.pirif or me H O
H 83
82 O
O
H
81

HO
HO
H 84

O O O

T .pir if or me +
OH OH OH
HO HO HO
H H H
85 86 87

O
O

A .elegans
86 + 87 +
OH
HO
H 85 HO
H 88

Scheme 12. Microbial transformations of 5b-pregnane-3, 20-dione (81) and 3b-hydroxy-5b-pregnane-20-one (85).

HO HO
O OH
O
OH O OH O
O

F.oxy spor um +

89
O O 90 O 91

HO HO
O OH

OH O
O OH O O

F.oxysporum +

O O O
92 94
93

Scheme 13. Microbial transformations of 17a, 21-dihydroxypregn-4-ene-3, 11, 20-trione (89) and 17a, 21-dihydroxypregna-1, 4-diene-3, 11, 20-trione (92).

112, 6a, 17b-dihydroxyandrost-4-en-3-one (115), 6b-hydroxyand- 17-dione (119) was investigated by Angelova et al. [65] in nutrient
rost-4-en-3, 17-dione (108) and 6a-hydroxyandrost-4-en-3, 17- deficient buffer medium by resting Rhodococcus sp. Incubation of
dione (116). These biotransformations are shown in Scheme 17. 112 with Bacillus strain HA–V6-3 [66] yielded the metabolites, 2,
Madyastha [64] studied the biotransformation of androstenedi- 105, 106, 108, 117 6b, 14a-dihydroxyandrost-4-en-3, 17-dione
one (androst-4-ene-3, 17-dione) (112) using the fungus Mucor pir- (120), 11a-hydroxyandrost-4-en-3, 17-dione (121), 4-androsten-
iformis. The organism transformed 112 into testosterone (2), 14a, 3, 6,17-trione (122) and 5a-androst-3, 6, 17-trione (123) (Scheme
17b-dihydroxyandrost-4-en-3-one (104), 14a-hydroxyandrost-4- 18). Bioconversion of 112 by C. aphidicola [60] gave 105 and 108.
en-3, 17-dione (105), 7a-hydroxyandrost-4-en-3, 17-dione (117), Fermentation of 112 with Curvularia lunata [67] yielded 109, 121,
and 7a, 14a, 17b-trihydroxyandrost-4-en-3-one (118). When 112 androsta-1,4-diene-3,17-dione (124), 11a,17b-dihydroxyandrost-
was fermented with T. piriforme [41], it gave testosterone (2), 4-en-3-one (125) and 15a-hydroxyandrosta-1,4-dien-3,17-dione
14a-hydroxyandrost-4-en-3, 17-dione (105), 6b-hydroxyandrost- (126). Microbial transformation of 112 by the fungus Beauveria
4-en-3, 17-dione (108) 7a-hydroxyandrost-4-en-3, 17-dione bassiana [68] has been investigated using pH 6.0 and 7.0 media.
(117) and 7a, 14a, 17b-trihydroxyandrost-4-en-3-one (118). The Two metabolites were obtained with the pH 6.0 medium and iden-
9a-hydroxylated steroids are valuable intermediates in the tified as 125 and 6b, 11a-dihydroxyandrost-4-ene-3, 17-dione
synthesis of highly effective anti-inflammatory pharmaceuticals. (127). On the other hand, four hydroxylated and/or reduced
Microbial hydroxylation of 112 into 9a-hydroxyandrost-4-en-3, metabolites were obtained with the pH 7.0 medium, viz. 2, 125,
1276 H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290

HO CH
OH C
C CH
OH
H R.arrhizus

O
O 95
96
HO CH
OH C
C CH H
H A.ochraceus

O OH
O 95 97
HO CH
HO CH C
C
H
H
OH + OH
C CH O 99
H O 98
OH
C.blakesleeana
96 + 97 + HO CH
O 95 C
OH

+
O 100
OH

Scheme 14. Microbial transformations of 13-ethyl-17b-hydroxy-18, 19-dinor-17a-pregn-4-en-20-yn-3-one (95).

HO CH HO CH
C C HO CH
C
OH H
HOH2 C
H
N HOH2 C
O O +
101 O
102 103

Scheme 15. Microbial transformations of danazol (101).

OH O
OH

M.griseocynas
+
OH OH
O O
O 104 105
2

OH OH O
OH

T.piriforme OH +
+
O O O
O 2 106 OH 107 OH 108

OH OH
OH
HO
N.haematococca
+

O O
O 110
2 109

Scheme 16. Microbial transformations of testosterone (2) by M. griseocyanus, T. piriforme and N. haematococca.
H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290 1277

OH
OH

F.culmorum
106 +
OH
O 111
O 2
OH O O

F.oxy spor um
106 + 111 + +
OH
O 2 O O
112 113

OH OH

B.cinerea

O 2 O OH
114
OH O
OH

B.stear other mophilus


106 + 108 + 112 + +
O O
O
2 115 OH OH 116

Scheme 17. Microbial transformations of testosterone (2) by F. culmorum, F. oxysporum, B. cinerea and B. stearithermophilus.

O O OH

M. pirif ormis
2 + 104 +105 + + OH
O 112 O O
OH OH
117 118
O
O

Rhodococcus sp.
O OH
O
112 119
O
O

+
O OH
O
O
O 122
Bacillus sp. OH 120
2 + 105 + 106 + 108 + 117
O O
O HO

112
+

O O
121 H 123
O

Scheme 18. Microbial transformations of androst-4-ene-3, 17-dione (112) by M. piriformis, T. piriforme, Rhodococcus sp. and Bacillus strain.

6b, 11a, 17b-trihydroxyandrost-4-ene-3-one (130) and 3a, 11a, trost-4-en-3-one (106) and 6b, 11a-dihydroxyantrost-4-en-3-one
17b-trihydroxy-5a-androstane (129). These biotransformation (132) as described in Scheme 20.
reactions are shown in Scheme 19. Microbial reactions are unique in their diversity and impor-
Kolek and Świzder [44] investigated the biotransformation of tance. They offer access to otherwise inaccessible sites in the
androst-4-en-3-one (130) with the fungus F. culmorum. The fungus natural as well as synthetic products. Fermentation of (+)- andro-
F. culmorum fermented the compound 130 and yielded 15a- sta-1,4-diene-3, 17-dione (124) with Cephalpsporium aphidicola
hydroxyandrost-4-en-3, 17-dione (113) and 12b, 15a-dihydrox- [69] for 8 days afforded oxidative and reductive metabolites. These
yantrost-4-en-3-one (131). However, fermentation of 130 with C. metabolites were identified as 1-ene- testosterone (109), androst-
aphidicola [60] afforded the metabolites, 6b, 17b-dihydroxyan- 4-ene-3, 17-dione (112), 11a-hydroxyandrosta-1, 4-diene-3,
1278 H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290

O O OH
HO
C.lunat a
109 + 121 + + +
O 112 O O
124 O 125

OH
O
126

O
HO

pH 6
O 125 +
O
127
OH
B. bassiana
OH OH
O HO HO
112
pH 7
2 + 125 + +
O HO
H
128 OH 129

Scheme 19. Microbial transformations of androst-4-ene-3, 17-dione (112) by C. lunata and Beauveria bassiana.

O OH

F. culmor um
+
OH OH
O O O
130 113 131

HO

C. aphidicola
106 +

O O
132
130 OH

Scheme 20. Microbial transformations of androst-4-en-3-one (130).

O
O O
HO HO

C. aphidicola
109 + 110 + 112 + 125 +
+
O O
124 O
133 134

Scheme 21. Microbial transformations of (+)-androsta-1, 4-diene-3, 17-dione (124).

17-dione (133)ß 11a-hydroxyandrost-4-ene-3, 17-dione (134)ß (139) and 3b, 7a, 17b-trihydroxyandrost-5-ene (140). Bioconver-
11a, 17b-dihydroxyandrost-4-ene-3, 7-dione (125) and 11a, 17b- sion of 135 was also carried out with plant pathogen Rhizopus
dihydroxyandrosta-1, 4-diene-3ione (110) (Scheme 21). stolonifer [70], which afforded 7 metabolites. These metabolites
Dehydroepiandrosterone (3b-hydroxyandrost-5-en-17-one) were identified as 3b, 17b-dihydroxyandrost-5-ene (136), 3b,
(135) is the source of all sex and steroid hormones in the body. 17b-dihydroxyandrost-4-ene (141), 17b-hydroxyandrost-4-ene-3-
Low level of this compound is associated with the risk of pre- one (2), 3b, 11b-dihydroxyandrost-4-ene-17-one (142), 3b,
menopausal breast cancer and hence this compound has clinical 7a-dihydroxyandrost-5-ene-17-one (137), 3b, 7a, 17b-trihydroxy-
importance regarding inhibition of mammary cancer. Incubation androst-5-ene (140) and 11b-hydroxyandrost-4, 6-diene-3, 17-one
of 135 with the fungus M. piriformis [48] resulted in the produc- (143). Microbial transformation of 3b-hydroxyandrost-5-en-17-
tion of 5 metabolites, 3b, 17b-dihydroxyandrost-5-ene (136), 3b, one (135) by Fusarium oxysporum and Colletotrichum musae [53]
7a-dihydroxyandrost-5-ene-17-one (137), 3b-hydroxyandrost-5- yielded 136, 137, 138 and 140 respectively. These biotransforma-
ene-7, 17-dione (138), 3b, 17b-dihydroxyandrost-5-ene-7-one tions are shown in Scheme 22.
H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290 1279

OH O O

O +
+
HO HO OH HO O
136 137 138
M. pir if or mis
HO OH OH
135

+
HO O HO OH
139 140

O
OH O O
HO HO

R. stolonif er
2 +136 +137 + 140 + + +
HO
135 HO HO O
141 142 143

Scheme 22. Microbial transformations of dehydroepiandrosterone (135).

HO OH

O 149
C. aphidicola

HO
OH
OH 150
la
C. co
HO OH ap id i
h id ph
148 ico O C .a O
la

C. aphidicola OH

a 144 OH 145 O
ol
C

c
di
.a

hi
ph

ap
id

.
i

C
co
la

O
O

OH
OH
OH HO
147 146

O O

HO
C. aphidicola
145 +

151 O 152 O
O O

C. aphidicola
148 +
OH
153 154 OH

Scheme 23. Microbial transformations of 6b-hydroxy-3a, 5-cycloandrostan-17-one (144), 3a, 5-cycloandrostane-6, 17-dione (151) and 3a, 5-cycloandrost-6-en-17-one
(153).
1280 H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290

Microbial hydroxylation of steroids provides a useful mild fungal transformation of 166 by different fungi. Fermentation of
synthetic method for obtaining access to rare steroids [71]. The 166 by Cephalosporium aphidicola resulted in the formation of
cyclopropane ring of the 3a-5-cyclosteroids is sensitive to a variety androsta-1, 4-dien-3, 11, 17-trione (167), 17b-hydroxyandrost-
of reagents limiting many chemical reactions. The fission of a 4-en-3, 11-dione (168) and 17b-hydroxyandrosta-1, 4-dien-3,
cyclopropane ring in the presence of an adjacent radical has 11-dione (169). Two other fungal species Fusarium lini and
provided a probe for enzyme mechanism [72]. Incubation of 6b-hy- Trichothecium roseum were also tested for biotransformations of
droxy-3a, 5-cycloandrostan-17-one (145) with C. aphidicola [73] adrenosterone (166). Metabolites 167 and 169 were obtained with
for 8 days yielded six metabolites that were identified as Fusarium lini, while metabolite 169 was produced using Trichothe-
14a-hydroxy-3a,5-cycloandrostane-6, 17-dione (145), 3b, 14a- cium roseum. The structures of these metabolites are shown in
dihydroxyandrost-5-en-17-one (146), 6b, 14a-dihydroxy-3a, Scheme 26.
5-cycloandrostan-17-one (147), 3b, 7a-dihydroxyandrost-5-en- Mesterolone ((1a, 5a, 17b)-17-hydroxy-1-methylandrostan-3-
17-one (148), 3b, 7b-dihydroxyandrost-5-en-17-one (149) and one) (170) is a steroidal drug used in the treatment of conditions
3b, 5a, 6b-trihydroxyandrostan-17-one (150) (Scheme 23). Simi- caused by deficient endogenous androgen formation, which can
larly, incubation of 3a, 5-cycloandrostane-6, 17-dione (151) with develop gradually with increasing age. Choudhary et al. [80,81]
C. aphidicola [73] yielded 145 and 2a-hydroxy-3a, 5-cycloandros- investigated the microbial transformations of mesterolone (170)
tane-6, 17-dione (152), while 3a, 5-cycloandrost-6-en-17-one using different fungi. Metabolites (1a, 5a)-1-methylandrostane-3,
(153) afforded 148 and 6b, 7a-dihydroxy-3a, 5-cycloandrostane- 17-dione (171), (1a, 3b, 5a, 17b)-1-methylandrostane-3, 17-diol
17-one (154) with the same fungus [73]. These microbial conver- (172) and (1a, 5a, 15a)-15-hydroxy-1-methylandrostane-3, 17-
sions are shown in Scheme 23. dione (174) were produced by Cephalosporium aphidicola, while
Regiospecificity of the microbial hydroxylation of steroids has metabolites, (5a)-1-methylandrost-1-en-3, 17-dione (173), 174,
been rationalized in terms of the location of existing hydroxyl (1a, 5a, 6a, 17b)-6, 17-dihydroxy-1-methylandrostan-3-one
and carbonyl groups on the carbon skeleton, which may act as (175), (1a, 5a, 15a, 17b)-15, 17-dihydroxy-1-methylandrostan-3-
binding groups. These groups serve to orient the steroid within one (178) and (5a, 15a, 17b)-15, 17-dihydroxy-1-methylandrost-
the hydroxylase and place a CAH bond close to the oxidant co- 1-en-3-one (179) were produced by Fusarium lini. Similarly,
enzyme [74]. The position of the hydroxylation on ring C appeared Rhizopus stolonifer yielded metabolites 171, 175, (1a, 5a, 7a,
to be affected by the ring D substituent. Hanson and Kiran [75] 17b)-7, 17-dihydroxy-1-methylandrostan-3-one (176), (1a, 5a,
investigated this effect by fermenting 17-chloroandrosta-4, 16- 11a, 17b)-11, 17-dihydroxy-1-methylandrostan-3-one (177) and
dien-3-one (155) with the fungus C. aphidicola. Incubation of 179. These transformations are shown in Scheme 27.
compound 155 with C. aphidicola for 10 days gave three metabo- Biotransformation of 3-hydroxyestra-1, 3, 5 (10)-trien-17-one
lites. The metabolites were identified as 17-chloro-6b, 11a- (180) was investigated with the fungus Fusarium oxysporum var.
dihydroxyandrosta-4, 16-dien-3-one (156), 17-chloro-6b, 15b- cubense [53]. 3-Hydroxyestra-1, 3, 5 (10)-trien-17-one (180) was
dihydroxyandrosta-4, 16-dien-3-one (157) and 17-chloro-6b, 11a, biotransformed to 3, 17b-dihydroxyestra-1, 3, 5 (10)-triene (181)
15b-trihydroxyandrosta-4, 16-dien-3-one (158) (Scheme 24). and 3, 15a-dihydroxyestra-1, 3, 5 (10)-triene (182). (Scheme 28).
Microbial transformation of ethisterone (17a-ethynyl-17b- Mestranol (183) is an oral contraceptive and widely used in com-
hydroxyandrost-4-en-3-one) (159) and 17a-ethyl-17b-hydroxy- bination with other estrogens and progestogens in antifertility
androst-4-en-3-one) (162) by the fungi Cephalosporium aphidicola medicines. Incubation of mestranol (183) with Cunninghamella ele-
and Cunninghamella elegans were reported by Choudhary et al. gans [82] yielded two hydroxylated metabolites, 6b-hydroxymestr-
[76]. Fermentation of compound 159 with C. aphidicola yielded anol (184) and 6b, 12b-dihydroxymestranol (185) (Scheme 28).
the metabolite, 17a-ethynyl-17b-hydroxyandrosta-1,4-dien-3- Northisterone (17a-ethynyl-19-nortestosterone) (186) is a po-
one) (160), while with C. elegans afforded 17a-ethynyl-11a,17b- tent progestogen, widely used in oral contraceptive pills, as an
dihydroxyandrost-4-en-3-one (161). On the other hand, compound antifertility agent. It has a wide variety of uses including the delay
162 with fungus C. aphidicola afforded 17a-ethyl-17b-hydroxyan- in menstruation and treatment of other menstrual disorder such as
drosta-1,4-dien-3-one (164). However, when compound 162 was endometriosis. Fungal transformation of nothisterone (186) by
incubated with C. elegans, two new metabolites, 17a-ethyl-11a, Cephalosporium aphidicola [83] yielded an oxidized metabolite,
17b-dihydroxyandrost-4-en-3-one (164) and 17a-ethyl-6a, 17b- 17a-ethynylestradiol (187), while the fungal transformation of
dihydroxy-5a-androstan-3-one (165) as reported in Scheme 25. 187 by Cunninghamella elegans afforded several metabolites, 19-
Adrenosterone (166) is used as estrogen synthetase inhibitor, nor-17a-pregna-1, 3, 5 (10)-trien-20-yne-3, 4, 17b-triol (188),
which has potential clinical importance for managing the estro- 19-nor-17a-pregna-1, 3, 5 (10)-trien-20-yne-3, 7a, 17b-triol
gen-mediated events such as ovulation and the growth of estrogen (189), 19-nor-17a-pregna-1, 3, 5 (10)-trien-20-yne-3, 11a, 17b-
dependent tumors [77,78]. Musharraf et al. [79] reported the triol (190), 19-nor-17a-pregna-1, 3, 5 (10)-trien-20-yne-3, 6b,

Cl Cl
HO

Cl
OH
O O
C. aphidicola OH 157 OH
156 Cl
O HO
155

OH
O
OH 158

Scheme 24. Microbial transformations of 17-chloroandrosta-4, 16-dien-3-one (155).


H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290 1281

OH CH OH CH
C C OH CH
C

C. elegans C. aphidicola
O O
O
161 159
160
OH OH
C 2 H5 C 2H 5

C. aphidicola
O O
162 163

OH OH OH
C 2H 5 C 2H 5 C2 H 5
HO

C. elegans
+
O O O
162 164
H 165
OH

Scheme 25. Microbial transformations of 17a-ethynyl-17b-hydroxyandrost-4-en-3-one (159) and 17a-ethyl-17b-hydroxyandrost-4-en-3-one) (162).

O
O OH
O
O
O
+
O
C. aphidicola O
167 168
O OH
O
166

O
169

Scheme 26. Microbial transformations of adrenosterone (166).

OH
OH

O
H
171
172
OH HO
O H
H
179 c) O
a), c)
a)
,b

OH
)

OH
a),b)
b) O
H 173

O b) O
OH 170 ,c)
H
O a)
H 178
a),

a)
b)

OH
OH
HO
O
OH H 174
OH

O
H 177

O OH 175
H O
176 H
OH

Scheme 27. Microbial transformations of mesterolone (170) by (a) R. stolonifer, (b) F. lini, and (c) C. aphodicola.
1282 H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290

O OH O

F. oxy spor um +
OH
HO HO HO
181 182
180
OH OH OH OH

C.elegans +
MeO MeO MeO
183 OH 185 OH
184

Scheme 28. Microbial transformations of 3-hydroxyestra-1, 3, 5 (10)-trien-17-one (180) and mestranol (183).

OH 11b, 17b-dihydroxyandrost-4-en-3-one (194), 11b, 17a, 20b, 21-


tetrahydroxypregn-4-en-3-one (195) and 21-acetoxy-17b, 17a,
H 20-trihydroxypregn-4-en-3-one (196) (Scheme 30). Prednisone
(17a, 21-dihydroxypregna-1, 4-diene-3, 11, 20-trione) (197) is
O commonly used in the treatment of asthma, rheumatic disorders,
renal disorders and diseases of inflammatory bowel, skin. gastroin-
C. aphid icola

186 testinal tract [85]. Microbial transformation of prednisone (197) by


Cunninghamella elegans [86] afforded two metabolites, 17a, 21-
dihydroxy-5a-pregn-1-ene-3, 11, 20-trione (198) and 17a, 20S,
OH
21-trihydroxy-5a-pregn-1-ene-3, 11-dione (199), while fermenta-
tion of 197 by Fusarium lini, Rhizopus stolonifer and Curvularia
lunata yielded a metabolite 1, 4-pregnadiene-17a, 20S, 21-triol-
3,11-dione (200) (Scheme 31).
HO
187 Biotransformations of steroids have proliferated and specific
C. elegans

microbial transformation steps have been incorporated into


numerous partial syntheses of new steroids for evaluation as
drugs and hormones. A variety of steroids are widely used as
diuretic, anabolic, contraceptive, anti-androgenic, anti-inflamma-
tory, anti-cancerous agents as well as in other applications. Corti-
OH sol (201) is an important anabolic hormone clinically used in
topical anti-inflammatory and antiallergic medicines. It is also
used in the synthesis of many steroidal hormones. Fermentation
OH
of cortisol (201) with Gibberella fujikuruoi [87] yielded 11b-
HO hydroxyandrost-4-en-3, 17-dione (202), while incubation with
188 Bacillus subtilis and Rhizopus stolonifer afforded 11b, 17a, 20, 21-
OH
+ OH tetrahydroxy- (20S)-pregnt-4-en-3-one (203). The metabolites
HO
11b, 17a, 21-trihydroxy-5a-pregnan-3, 20-dione (204) and 3b,
191 OH
11b, 17a, 21-tetrahydroxy-5a-pregnan-20-one (205) were ob-
+ tained by fermentation of 201 with Bacillus cerus. These microbial
OH
HO OH transformations of compound 201 are shown in Scheme 32.
The microbial hydroxylation of steroids has been rationalized in
189 +
OH
terms of a triangular relationship between two binding sites on the
HO steroid framework and the site of hydroxylation [74]. The dimen-
HO
sions of this triangle vary with the organism but typically the bind-
OMe
192 ing sites might be C-3 and C-17 with hydroxylation taking place at
C-6b and C-11a. The binding groups are typically hydroxyl or
HO
190 carbonyl groups. Kiran et al. [88] studied the effect of replacing a
hydroxyl group by a methoxyl group on the microbial hydroxyl-
Scheme 29. Microbial transformations of nothisterone (186). ation of some steroids by the fungus, Cephalosporium aphidicola.
Incubation of 17b-methoxy-5a-androstan-3-one (206) with C.
aphidicola yielded the metabolites, 17b-methoxy-5a-androstan-
17b-triol (191) and 19-nor-17a-pregna-1, 3, 5 (10)-trien-20-yne-3, 3b-ol (207) and 6b, 11a-dihydroxy-17b-methoxy-5a-androstan-
17b-diol-6b-methoxy (192). These biotransformations are shown 3-one (208). Incubation of 17b-methoxyestra-4-en-3-one (209)
in Scheme 29. with C. aphidicola gave one major metabolite, 6b-hydroxy-
Microorganisms have been widely applied for steroid biotrans- 17b-methoxyestra-4-en-3-one (210). Similarly, fermentation of
formations to prepare derivatives, which are difficult to prepare, by 3b-methoxyandrostan-5-en-17-one (211) gave a mixture of
chemical methods. Faramarzi et al. [84] used Acremonium strictum 7a-hydroxy-3b-methoxyandrostan-5-en-17-one (212) and 7b-hy-
to transform hydrocortisone (193) into its derivatives. The droxy-3b-methoxyandrostan-5-en-17-one (213) as reported in
fermentation of compound 193 by Acremonium strictum afforded Scheme 33.
H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290 1283

HOH 2C CHOH
OH OH
HO HO
CH2 OH
C=O
HO OH
O O 195
194
A. str ictum
AcOH 2C CHOH
O
193 HO OH

O
196

Scheme 30. Microbial transformations of hydrocortisone (193).

HOH2 C O OH
O HOH2 C HOH2 C
O OH O OH OH
O

C. elegans
+
O O
197 H O
198 H 199
F. lini
C. lunata
R. stolonif er

OH
HOH2 C

O OH

O
200

Scheme 31. Microbial transformations of prednisone (197).

OH O
HOH2 C HOH 2C
O
OH HO OH
HO HO
B.subtilus
R.stolonifer G.fujikuruoi

O O O
203 201 202
B. ceru s

O O
HOH2 C HOH2 C

OH HO OH
HO
+

O HO
H H

205
204

Scheme 32. Microbial transformations of cortisol (201).

4. Microbial transformations of miscellaneous steroids of epilepsy, ulcers, helminthus, rheumatoid arthritis and hyperlipe-
mia in the ancient Indian system of medicine. It also exhibited
E-Guggulsterone (214), a pregnane-type steroid, has been iso- cytotoxic activity [91] against the human lung cancer cell line
lated from the gums of Ailanthus grandis [89] and Commiphora mu- (NCI-H-226). Bioconversion of E-guggulsterone (pregna-4, 17
kul [90]. The gum resin of C. mukul has been used in the treatment (20)-cis-diene-3, 16-dione) (214) by Aspergillus niger [92] resulted
1284 H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290

OMe OMe OMe


HO

C. aphidicola
+
O HO O
H H H
206 207 208 OH
OMe OMe

H H
C. aphidicola

O HO
209 210 OH
O O O

C. aphidicola
+
MeO MeO OH MeO OH
211 212 213

Scheme 33. Microbial transformations of 17b-methoxy-5a-androstan-3-one (206), 17b-methoxyestra-4-en-3-one (209) and 3b-methoxyandrostan-5-en-17-one (211).

7b-hydroxypregna-4, 17 (20)-cis-diene-3, 16-dione) (216), 7b-


hydroxypregn-4-ene-3, 16-dione) (217) and 7b, 15b-dihydroxy-
O pregn-4-ene-3, 16-dione) (218). The biotransformation of 214 with
Cephalosporium aphidicola [92] afforded 11a-hydroxypregna-4, 17
O
(20)-trans-diene-3, 16-dione) (219), 11a-hydroxypregna-4, 17
214 (20)-cis-diene-3, 16-dione) (220), 11a, 15b-dihydroxypregna-4,
17 (20)-trans-diene-3, 16-dione) (221) and 11a, 15b-dihydroxy-
pregna-4, 17 (20)-cis-diene-3, 16-dione) (222) as described in
Scheme 34.
C. aphid icola

Fungal biotransformation of E-guggulsterone (214) was also


A. niger

investigated using the fungi like Rhizopus stolonifer, Fusarium lini,


Cunninghamella elegans or Gibberella fujikuroi [93]. Incubation of
compound 214 with R. stolonifer for 6 days yielded the five hydro-
xyl metabolites, 219, 220, 12a-hydroxypregn-4-ene-3, 16-dione
(223), (6b, 11a, 17Z)-6, 11-dihydroxypregna-4, 17-diene-3, 16-
HO
dione (224) and (6b, 11a, 17E)-6, 11-dihydroxypregna-4, 17-
O O
diene-3, 16-dione (225), and incubation with F. lini afforded
metabolite 220 in good yield. Fermentations of 214 by C. elegans
O O OH for 6 days yielded the metabolites, 219, 220, (6b, 11a)-6,
219 215 11-dihydroxypregn-4-ene-3, 16-dione (226) and (11a, 16b)-6,
11-dihydroxypregn-4-ene-3-one (227). Compound 214 was also
HO
fermented with the fungus G. fujikuori, which resulted in the isola-
O
O tion of the five hydroxylated metabolites 219, 220, (7b, 11a, 12a)-
7, 11, 12-trihydroxypregn-4-ene-3, 16-dione (228), (1b, 11a, 12b,
O OH
17Z)-1, 11, 12-trihydroxypregna-4, 17-diene-3, 16-dione (229)
O and (1b, 11a, 12b, 17E)-1, 11, 12-trihydroxypregna-4, 17-diene-3,
216
220 16-dione (230). Theses biotransformations are shown in Scheme
35.
HO
O Microbial hydroxylation of steroid is industrially important
O
since it involves the synthesis of many intermediates necessary
OH for the synthesis of many steroidal drugs. While every site in a ste-
O OH
O
217 roid molecule is accessible for microbial hydroxylation, the 11a-,
221
11b-, a15- and 16a-hydroxylations are accomplished now in the
HO steroid chemistry mainly by microbial transformations. Jekkel et
O O al. [94] investigated the microbial hydroxylation of 13 b-ethyl-4-
gonene-3, 17-dione (232). Incubation of compound 232 with Fusar-
OH OH
O O OH ium nivale afforded 15a-hydroxy-13 b-ethyl-4-gonene-3, 17-dione
222 218 (232) and 7b, 15a-dihydroxy-13 b-ethyl-4-gonene-3, 17-dione
(233). However, fermentation of 231 by Mortierella pusilla afforded
Scheme 34. Microbial transformations of E-guggulsterone (212) by A. niger and C.
232, 10b-hydroxy-13b-ethyl-4-gonene-3, 17-dione (234) and 6b-
aphidicola.
hydroxy-13b-ethyl-4-gonene-3, 17-dione (235) (Scheme 36).
Mexrenone (236) and canrenone (241) belong to steroid group
in the formation of four new hydroxylated metabolites identified containing a C-17 spirolactone side chain. They are diuretics and
as 7b-hydroxypregna-4, 17 (20)-trans-diene-3, 16-dione) (215), mineralocorticoid receptor antagonists, which have been used for
H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290 1285

OH OH
HO HO
OH OH
O O

O OH 219
O
230
229
220

)
,d
OH

c)
d) d)

,
a)
HO )
c ) ,d
O ), OH
,b
a)
O O

d)
O OH
a)
228
O
O 214 223
c)
a)
HO
HO
O
OH c) a)

O 224
O
OH
227
HO HO
O O

O O
226 OH OH
225

Scheme 35. Microbial transformations of E-guggulsterone (214) by (a) R. stolonifer, (b) F. lini, (c) C. elegans and (d) G. fujikuori.

O
O O

F. nivale + OH
OH O OH
O O 233
231 232
O
O O

OH
M. pusilla +
O
O O
235 OH
231 234

Scheme 36. Microbial transformations of 13 b-ethyl-4-gonene-3, 17-dione (231).

O O O
O R2 O O
R1

O COOCH 3 O COOCH 3 O COOCH3


236 R3 240
237: R1 =OH, R2 =R3 =H
O 238: R1 =R 3 =H, R 2=OH O
239: R1 =R 2 =H, R 3=OH
O O

OH
C. cassiicola

O O
241 242

Scheme 37. Microbial transformations of Mexrenone (236) and canrenone (241).


1286 H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290

H H Biotransformation with whole cell cultures is extensively em-


O O O O O O
O O ployed as an industrial method to synthesize many steroidal drugs,
O O chiral building blocks and for modifications in natural products
HO O H HO O H
with potent biological activities. Physalin H (243) is a steroidal
O O
lactone, isolated from Physalis angulata, exhibits various biological
O O activities including antitumor, antifungal, antimycobacterial, anti-
Cl
R inflammatory, immunostimulating, immunomodolatory and insect
246
243: R= OH repellent [97–101]. Choudhary et al. [102] investigated the metab-
244: R=H, 6,7 olism of physalin H (243) by Rhizopus stolonifer and Cunninghamella
245: R=H elegans, targeting the leishmanicidal activity of the transformed
Scheme 38. Microbial transformations of physalin H (243).
products. Incubation of physalin H (243) with Rhizopus stolonifer
yielded a new dehydrated metabolite, 6,7-dehydrophysalin H
(244). When compound 243 was fermented with Cunninghamella
the treatment of edematous states such as congestive heart elegans for 12 days, the metabolites, 6-deoxyphysalin H (245) and
failure and for treatment of essential hypertension [95]. Preisig et isophysalin B (246) were obtained (Scheme 38).
al. [96] reported the biotransformation results of 236 and 241. Microbial catalysis is a useful biotechnology in studies on natu-
Bioconversion of 236 by Beauveria bassiana yielded one major ral products, by which a diversity of novel or active compounds can
monohydroxylated metabolite, 11a-hydroxymexrenone (237), be obtained. Bufadienolides are steroids with a characteristic a-
while fermentation of 236 by Mortierella isabellina afforded the pyrone ring at the C-17 position. They are a new type of natural
metabolites 12b-hydroxymexrenone (238) and 6b-hydroxymexre- steroids isolated from the traditional Chinese drug Chan’Su
none (239) However, incubation of 236 with B. cyclo-oxydans gave [103,104] and possess potent antitumor activities [83]. Moreover,
D1,2 mexrenone (240). The fermentation of canrenone (241) with they have cadiotonic, blood pressure stimulating, antiviral and
Corynespora cassiicola resulted in the isolation of 9a-hydroxycanre- local anesthetic activities [105]. Microbial transformation of the
none (242) (Scheme 37). cytotoxic steroid cinobufagin (247) by fungus Alternaria alternata

O
O

OH O

O
O OAc
OH
O
O
OH OH
O
250
OH O
A. alternata

HO
O 249
O
251 ta
na
er
A.

l t
.a O
al t

O O A
e
r na

O
O O
ta

OH
O
OAc
OAc OAc
A. alternat a A. alternat a O
O O HO
HO HO 248
H M.
252 247 sp
i no
su
A

s
.a

M. spinosus
lt

M.
er n

sp

248
ata

in o

O O
su

O
s

O
OH OH
O
OAc OH OAc
O

O
O OH HO
OAc
255
253
+ O
HO
254

Scheme 39. Microbial transformations of cinobufagin (247).


H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290 1287

O O O
O O O

R1 R3

OH OH OH R
HO R2 HO OH HO
H H H
256: R1 =R2 =R 3 =H 258 260: R=α -OH
257: R1 =R3 =H,R2 =OH 261: R= β -OH
259: R1 =OH, R2 =R3 =H O O
265: R1 =R2 =OH, R3 =H
266: R1 =R2 =H,R3 =OH O O
267: R1 =H, R 2 =R 3 =OH
OH
R2
R

OH OH
HO HO
R1 H
262: R1 =OH, R2 =H 264: R=H
263: R1 =H, R 2 =OH 268: R=OH
O O

O O

R1

C. blak esleana M. spinosus


256 OH R2
OH
HO R2 HO OH
H R1
268: R 1=OH, R 2 =H 271: R1 =H,R 2=OH
269: R 1=R 2=OH 272: R1 =OH,R 2=H

Scheme 40. Microbial transformations of bufalin (256).

O O

O O

R3
274: R1 =H,R 2 =H,R 3=OH
R2 275: R1 =H,R 3 =H,R 2=OH
R1 279: R1 = R2 =OH,R 3=H
284: R1 =R 2=H, R 3 = O-glc
O O
OH
HO HO
H 273 H O
Glc= HO
HO
O OH
O
O O
OH R1
R2
OH 276: R 1=R 2 =H
280: R 1=OH,R 2 =H
O O 281: R 1=H,R2 =OH
HO HO
H H
O O
277 O
O O
O
OH OH

OH

O O
O
HO HO HO
H OH H
H
283
278 282

Scheme 41. Microbial transformations of resibufogenin (273).


1288 H.N. Bhatti, R.A. Khera / Steroids 77 (2012) 1267–1290

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pregnadiene-16a-carboxylate, methyl 21-desoxy-21-chloro-11b -hydroxy-
droxy-cinobufagin (248), 12b-hydroxy-desacetylcinobufagin (249), 3,20-dioxo-1,4-pregnadiene-16a-carboxylate, and their 9a-fluoro
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