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The Journal of EVIDENCE-BASED DENTAL PRACTICE

ORIGINAL ARTICLE

SKELETAL AND DENTAL EFFECTIVENESS OF


TREATMENT OF CLASS II MALOCCLUSION
WITH HEADGEAR: A SYSTEMATIC REVIEW
AND META-ANALYSIS

RICCARDO NUCERA, DDS, PhD, MSca, ANGELA MILITI, DDS, PhDa,


ANTONINO LO GIUDICE, DDS, PhD, MSca, VANESSA LONGO, DDSa,
ROSAMARIA FASTUCA, DDS, MSca, ALBERTO CAPRIOGLIO, MD, DDSb,
GIANCARLO CORDASCO, MD, DDSa, AND MOSCHOS A. PAPADOPOULOS, DDS, MScc
a
Department of Biomedical and Dental Sciences and Morphofunctional Imaging, Section of Orthodontics, School of Dentistry, University of Messina,
Policlinico Universitario “G. Martino,” Messina, Italy
b
Orthodontic Unit, Department of Surgical and Morphological Sciences, Section of Orthodontics, School of Medicine, University of Insubria, Clinica
Odontostomatologica, Varese, Italy
c
Department of Orthodontics, Faculty of Dentistry, School of Health Sciences, Aristotle University of Thessaloniki, Thessaloniki, Greece

ABSTRACT CORRESPONDING AUTHOR:


Antonino Lo Giudice, Department of
Objective
Biomedical and Dental Sciences and
To evaluate the skeletal and dental effects of headgear treatment by systemati-
Morphofunctional Imaging, Section of
cally reviewing the best available scientific evidence.
Orthodontics, School of Dentistry,
Materials and Methods University of Messina, Policlinico
A survey of articles published up to February 2017 investigating the effects of Universitario “G. Martino”, Via
headgear in the treatment of patients with class II malocclusion was performed Consolare Valeria 98123 Messina, Italy.
using 19 electronic databases. Only randomized clinical trials and prospective E-mail: nino.logiudice@gmail.com
controlled clinical trials investigating growing patients with class II malocclusion
treated with headgear were included. Two authors performed independently study KEYWORDS
selection, data extraction, and risk of bias assessment. All pooled data analyses Class II malocclusion, Headgear,
were performed using the random-effect model. Statistical heterogeneity was Meta-analysis
evaluated.

Results
In total, 6 trials were included (4 randomized clinical trials and 2 prospective
controlled clinical trials), grouping data from 337 patients (170 treated patients
and 167 untreated controls). The ages of the patients varied across the studies, Conflict of Interest: The authors have no
but the majority of the trials had a sample with an age range between 8 and actual or potential conflicts of interest.
9 years. The times of daily wear of the appliance varied across studies from 8 to Funding: The current research
14 h/d. The significant mean differences in treatment effects compared with the project received no funding.
untreated controls were 21.41 per year for SNA angle cephalometric parameter Received 17 June 2017; revised 25
(95% confidence interval [CI]: 22.25 to 20.56 ), 20.57 mm/y for anterior July 2017; accepted 25 July 2017
maxillary displacement (95% CI: 20.75 to 20.40 mm), 21.42 per year for ANB
angle cephalometric parameter (95% CI: 22.12 to 20.72 ), and 21.31 mm/y for J Evid Base Dent Pract 2018: [41-58]
the overjet cephalometric parameter (95% CI: 22.34 to 20.29 mm). 1532-3382/$36.00
ª 2017 Elsevier Inc.
Conclusion
All rights reserved.
Headgear treatment is effective in restricting sagittal maxillary growth and doi: http://dx.doi.org/10.1016/
reducing the overjet in the short term. j.jebdp.2017.07.008

March 2018 41
The Journal of EVIDENCE-BASED DENTAL PRACTICE

INTRODUCTION 24 and February 4, 2017. Full electronic search strategies


and electronic search results for every database are
C lass II malocclusion is the most prevalent sagittal skel-
etal discrepancy.1-3 It can be dental and/or skeletal,
involving mandibular deficiency, maxillary excess, or a
reported in Table 1. No language restriction was applied
during the research. Reference lists of the articles eligible
combination of both.4,5 The extraoral headgear is success- for inclusion were also manually reviewed. Systematic
fully used to treat class II malocclusions.6-9 The effects of reviews and meta-analyses on this subject were also iden-
headgear on the craniofacial complex were studied in tified and their reference lists scanned for additional trials.
experimental10,11 and clinical studies.12-17 Headgear seems
to both inhibit maxillary growth and distalize upper mo-
Eligibility Criteria and Selection of Studies
Duplicate reports were preliminarily excluded. Two review
lars.6-9 To evaluate the effects of headgear, some systematic
authors (V.L. and R.F.) screened all retrieved records after
reviews with meta-analysis have been performed18,19;
removal of duplicates on the basis of titles and abstracts.
however, one review was dated18 and the other review19
Afterward, the same authors assessed full text of the
mentioned was conducted by evaluating only skeletal
remaining articles for eligibility in the final analysis. Articles
effects of headgear and including, in the final sample,
were considered eligible if they meet criteria defined with
some clinical trials with different biases such as: “historic
PICO format in Table 2. Table 3 reports the number of
control group” or “unclear control group.” The use of
excluded studies and the reasons for exclusion. Screening
historic control groups in orthodontic clinical research was
for eligibility of the trials was performed independently,
correlated with a reduction of treatment effects; caution is
and any disagreement was resolved after consulting
necessary when interpreting clinical studies with historic
another author (A.L.G.). The level of agreement between
untreated control groups or when interpreting systematic
the 2 reviewers was assessed by Cohen kappa statistics.
reviews that include such studies.20 According to the
GRADE Working Group,21 different levels of quality of a
Data Collection Process and Extraction
body of evidence exist for meta-analysis according to the
Two authors (R.N. and A.M.) independently extracted study
level of evidence of the included studies. Only meta-
characteristics (study design, type of appliance, sample size,
analyses performed by including prospective unbiased tri-
age, sex, setting, observation period, time of daily appli-
als can reach the highest level of evidence.22
ance wear, evaluation of cephalometric parameters, and
Thus, the aim of this systematic review and meta-analysis follow-up) and outcomes from the selected studies using
was to evaluate the skeletal and dental effects of head- predefined data extraction forms. Any disagreements were
gear treatment on growing class II patients including only resolved by discussion with another author (A.C.). Cohen
prospective trials with prospective control group to evaluate kappa statistics were used to assess the agreement between
the treatment effects of headgear with the best available the 2 authors.
scientific evidence.
In total, 7 variables were investigated. For the evaluation of
maxillary anterior growth, SNA^ was used along with the “A
MATERIALS AND METHODS point to N perpendicular,” a linear cephalometric parameter
(distance between point A and a vertical reference line
Protocol and Registration passing through the N point and perpendicular to the
This systematic review and meta-analysis was conducted Frankfort plane) that evaluates the horizontal displacement
according to the guidelines of the Cochrane Handbook for of the anterior maxilla compared with a vertical reference
Systematic Reviews of Interventions (version 5.1.0) and is line of the cranial base.
reported according to the PRISMA statement.23,24 This
study was registered on the PROSPERO international pro- The changes in “palatal plane inclination” were reported in
spective register of systematic reviews (Protocol all considered trials as the angle obtained between a line
CRD42016033947, http://www.crd.york.ac.uk/PROSPERO/ passing through anterior nasal spine and posterior nasal
display_record.asp?ID5CRD42016033947). spine and a line identifying cranial base skeletal structures:
Sella–Nasion plane or Frankfort horizontal plane.
Information Sources and Search
For the evaluation of anteroposterior mandibular projection
A survey of articles published up to February 2017 about the
and the intermaxillary sagittal jaw relationships, the angular
effects of headgear in the treatment of class II malocclusion
cephalometric parameters SNB and ANB were respectively
was performed using 19 electronic databases (Table 1). The
considered.
searched databases were selected to try and find all
possible evidence including gray literature, thesis Finally, the overjet and overbite were used for the evalua-
dissertations, and conference proceedings. All electronic tion of the anterior dental relationships in the sagittal and
searches were performed in the period between January vertical planes.

42 Volume 18, Number 1


The Journal of EVIDENCE-BASED DENTAL PRACTICE

Table 1. Consulted databases, search strategies, and the number of retrieved articles.

Consulted database Search strategy used Hits

MEDLINE searched via PubMed on January 24, (((((((((((randomized controlled trial [pt]) OR 216
2017, via www.ncbi.nlm.nih.gov/sites/entrez/ controlled clinical trial [pt]) OR randomized [tiab])
OR placebo [tiab]) OR drug therapy [sh]) OR
randomly [tiab]) OR trial [tiab]) OR groups [tiab]))
AND ((class II malocclusion) AND (((((((((Extraoral
Traction Appliances [mh]) OR Extraoral traction
[tiab]) OR Extraoral traction [tiab]) OR Extra oral
traction [tiab]) OR Headgear [tiab]) OR Cervical
headgear [tiab]) OR Highpull headgear [tiab]) OR
Facebow [tiab]) OR Facebow [tiab])))) NOT ((animals
[mh] not (humans [mh] and animals [mh])))

OvidSP searched on January 24, 2017, via https:// (randomized controlled trial OR controlled clinical 154
ovidsp.tx.ovid.com/ trial OR randomized OR placebo OR drug therapy
OR randomly OR trial OR groups) AND (Class II
Malocclusion) AND (Extraoral Traction Appliances
OR Extraoral traction OR Extra-oral traction OR
Extra oral traction OR Headgear OR Cervical
headgear OR High-pull headgear OR Facebow OR
Face-bow)

EMBASE searched via ScienceDirect on January 24, (randomized controlled trial OR controlled clinical 44
2017, via www.embase.com trial OR randomized OR placebo OR drug therapy
OR randomly OR trial OR groups) AND (Class II
Malocclusion) AND (Extraoral Traction Appliances
OR Extraoral traction OR Extra-oral traction OR
Extra oral traction OR Headgear OR Cervical
headgear OR High-pull headgear OR Facebow OR
Face-bow)

Cochrane Database of Systematic Reviews (Class II Malocclusion) AND (Extraoral Traction 10


searched via The Cochrane Library on January 26, Appliances OR Extraoral traction OR Extra-oral
2017, via www.thecochranelibrary.com traction OR Extra oral traction OR Headgear OR
Cervical headgear OR High-pull headgear OR
Facebow OR Face-bow)

Cochrane Central Register of Controlled Trials (Class II Malocclusion) AND (Extraoral Traction 98
searched via The Cochrane Library on January 26, Appliances OR Extraoral traction OR Extra-oral
2017, via www.thecochranelibrary.com traction OR Extra oral traction OR Headgear OR
Cervical headgear OR High-pull headgear OR
Facebow OR Face-bow)

Google Scholar searched on January 26, 2017, via randomized OR controlled OR clinical OR trial OR 980
www.scholar.google.com randomly OR groups AND “Class II Malocclusion”
AND Extraoral OR Extra-oral OR “Extra oral” OR
Traction OR Headgear OR Cervical OR High-pull
OR Facebow OR Face-bow

Web of Science searched on January 31, 2017, via (randomized controlled trial OR controlled clinical 189
www.webofknowledge.com trial OR randomized OR placebo OR drug therapy
OR randomly OR trial OR groups) AND (Class II
Malocclusion) AND (Extraoral Traction Appliances
OR Extraoral traction OR Extra-oral traction OR
Extra oral traction OR Headgear OR Cervical
headgear OR High-pull headgear OR Facebow OR
Face-bow)

(continued )

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The Journal of EVIDENCE-BASED DENTAL PRACTICE

Table 1. Continued

Consulted database Search strategy used Hits

Scopus searched on January 31, 2017, via (randomized controlled trial OR controlled clinical 64
www.scopus.com trial OR randomized OR placebo OR drug therapy
OR randomly OR trial OR groups) AND (Class II
Malocclusion) AND (Extraoral Traction Appliances
OR Extraoral traction OR Extra-oral traction OR
Extra oral traction OR Headgear OR Cervical
headgear OR High-pull headgear OR Facebow OR
Face-bow)

African Journal Online Database searched on (Class II Malocclusion) AND (Randomized 0


January 31, 2017, via www.ajol.info Controlled Trial*)

LILACS searched on February 2, 2017, via http:// (tw:(Class II Malocclusion)) AND (tw:(Randomized 52
bvsalud.org/en/ Controlled Trial$)) AND (tw:(Extraoral Traction
Appliance$))

Bandolier searched on February 2, 2017, via http:// (Class II Malocclusion) AND (Randomized 0
www.medicine.ox.ac.uk/bandolier/ Controlled Trial*) AND (Extraoral Traction
Appliance*)

Evidence-Based Medicine searched on February 2, (orthodont* OR Class II Malocclusion*) AND 58


2017, via https://www.tripdatabase.com/ (Randomized Controlled Trial*) AND (Extraoral
Traction Appliance)

Databases of dissertations and conference proceedings

Digital dissertation searched via UMI ProQuest on (Class II Malocclusion) AND (Extraoral Traction 40
February 3, 2017, via http://search.proquest.com/ Appliance* or Extraoral traction or Extra-oral
pqdtft/dissertations/fromBasicHomePage traction* or Extra oral traction* or Headgear or
Cervical headgear or High-pull headgear or
Facebow or Face-bow)

Conference Proceedings Citation Index searched ((Extraoral Traction Appliance* OR Extraoral traction 101
on February 3, 2017, searched via Web of Science, OR Extra-oral traction* OR Extra oral traction* OR
http://thomsonreuters.com/conference- Headgear OR Cervical headgear OR High-pull
proceedings-citation-index/ headgear OR Facebow OR Face-bow))

Conference Paper Index searched via Cambridge (randomized controlled trial OR controlled clinical 3
Scientific Abstracts Search Strategy on February 4, trial OR randomized OR placebo OR drug therapy
2017, via http://journals.cambridge.org/action/ OR randomly OR trial OR groups) AND (Class II
search Malocclusion) AND (Extraoral Traction Appliance*
OR Extraoral traction OR Extra-oral traction* OR
Extra oral traction* OR Headgear OR Cervical
headgear OR High-pull headgear OR Facebow OR
Face-bow)

Databases of research registers

German Library of Medicine (ZB Med) searched on (randomized controlled trial OR controlled clinical 1345
February 4, 2016, via http://www.medpilot.de trial OR randomized OR placebo OR drug therapy OR
randomly OR trial OR groups) AND (Class II
Malocclusion) AND (Extraoral Traction Appliance* OR
Extraoral traction OR Extra-oral traction* OR Extra
oral traction* OR Headgear OR Cervical headgear OR
High-pull headgear OR Facebow OR Face-bow)

(continued )

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The Journal of EVIDENCE-BASED DENTAL PRACTICE

Table 1. Continued

Consulted database Search strategy used Hits

Metaregister of Controlled Clinical Trials searched (Class II Malocclusion) AND (Extraoral Traction 0
on February 4, 2017, via www.controlled-trials.com Appliance* OR Extraoral traction OR Extra-oral
traction* OR Extra oral traction* OR Headgear OR
Cervical headgear OR High-pull headgear OR
Facebow OR Face-bow)

Clinical Trials.Gov searched on February 4, 2017, (Class II Malocclusion) AND (Extraoral Traction 3
via http://clinicaltrials.gov/ct2/home Appliance* OR Extraoral traction OR Extra-oral
traction* OR Extra oral traction* OR Headgear OR
Cervical headgear OR High-pull headgear OR
Facebow OR Face-bow)

“International Clinical Trials Registry Platform (Class II Malocclusion) AND (Extraoral Traction 0
searched on February 4, 2017, via http://www.who. Appliance* OR Extraoral traction OR Extra-oral
int/ictrp/en/” traction* OR Extra oral traction* OR Headgear OR
Cervical headgear OR High-pull headgear OR
Facebow OR Face-bow)

Total 3357

Table 2. Eligibility criteria used for study selection according to the PICO format.

Domain Inclusion criteria Exclusion criteria

Participants Related human clinical trials on growing patients with Craniofacial deformity, congenital syndromes,
class II malocclusion periodontal diseases, orofacial inflammatory
conditions, and tooth agenesis

Intervention Orthodontic treatment conducted using headgear Previous, additional and concomitant procedures
(functional appliances, orthognathic surgery,
extractions, fixed appliances, etc.)

Comparison Comparable untreated control group Studies without untreated control group

Outcome Linear and angular cephalometric parameters


assessing maxillary anterior growth and angular
cephalometric parameters assessing palatal plane
inclination
Linear and angular cephalometric parameters
assessing mandibular anterior growth and
cephalometric parameters assessing overjet and
overbite

Study design Randomized clinical trials and prospective controlled Abstracts, in vitro studies, descriptive studies,
clinical trials individual case reports, series of cases, reviews, studies
on adult subjects, retrospective longitudinal studies,
and meta-analyses

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Copenhagen, Denmark, 2012). For each article, the


Table 3. Number of excluded studies and the reasons for following domains were examined: (1) sequence genera-
exclusion. tion; (2) allocation concealment; (3) blinding of participants,
personnel, and outcome assessors; (4) incomplete outcome
Excluded
Excluded articles articles after data; (5) selective outcome reporting; and (6) other sources
after evaluation of full-text of bias. The risk of bias for each domain was judged as low,
Reason for exclusion title and abstract evaluation high, or unclear risk. Each RCT was assigned an overall risk
Methodology not 57 37
of bias rating: low risk (low for all key domains), high risk
compatible with the (high for $1 key domain), or unclear risk (unclear for $1 key
subject of the study domain).

Expert opinions 4 The risk of bias of the included nonrandomized prospective


controlled clinical trials (pCCTs) was independently assessed
Replies to authors or 3 1 by 2 authors (V.L. and A.L.G.) using the Downs and Black
editor
scale.25 The Downs and Black scale consisted of 27
questions evaluating (1) reporting [10 questions]; (2)
Abstracts 4
external validity [3 questions]; (3) internal validity or bias [7
Retrospective clinical 25 15
questions]; (4) internal validity, confounding, or selection
trials bias [6 questions]; and (5) power [1 question]. According
to this scale, answers were scored from 0 to 1 point,
Systematic reviews 8 2 except for 2 items: reporting domain (question number 5)
and meta-analyses scored from 0 to 2 points and power analysis (last
question) scored from 0 to 5 points. Consequently, the
Absence of control 22 16
total maximum score that a pCCT could receive was 32
group
points. Any disagreement on the risk of bias assessments
Different topic 1872 6 was resolved after consulting another author (R.N.). The
level of agreement between the 2 authors was assessed
Different outcomes 52 6 with the Cohen’s kappa.
evaluated
Summary Measures and Data Analysis
Case reports 7 4 The data extracted from each trial were preliminarily annu-
alized to minimize heterogeneity related to the observation
Animal studies 1
period variability. For each continuous outcome under
investigation, to combine and summarize data, the mean
Descriptive studies 1 3
difference and the corresponding 95% confidence interval
Case series 3 were calculated. The random-effects model was used to
estimate all pooled data.
Control group 8
obtained from Assessment of Heterogeneity
longitudinal growth
study
Clinical heterogeneity was evaluated by examining the
characteristics of the subjects and the interventions for the
Incomplete outcomes 1 outcome in each included study. For all analyses, hetero-
geneity was assessed by the I2 index. A value of 0% in-
Total 2056 102 dicates no observed heterogeneity, and greater values show
increasing heterogeneity, with 25% indicating low, 50%
moderate, and 75% high heterogeneity.

Assessment of Quality of Evidence


Risk of Bias Assessment The quality of evidence was assessed using the Grades of
Two authors (V.L. and A.L.G.) independently performed a Recommendation, Assessment, Development and Evalua-
qualitative evaluation to assess the risk of bias of the tion Pro software (GRADEPro).21 This consists of 5 aspects
included randomized clinical trial (RCTs) using the Cochrane for overall risk of bias: directness of the evidence,
Collaboration’s risk of bias tool (Review Manager ver. 5.2; consistency of the results, precision of the estimates, risk
Nordic Cochrane Centre, Cochrane Collaboration, of publication bias, and magnitude of the effect.21 The

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The Journal of EVIDENCE-BASED DENTAL PRACTICE

Figure 1. Flow diagram for the selection of studies according to the PRISMA statement.

quality of the body of evidence was categorized as high, (good-quality patient-oriented evidence), B (limited-quality
moderate, low, or very low. patient-oriented), and C (disease-oriented evidence).
POEM, or “patient-oriented evidence that matters,” allows
Moreover, the Strength of Recommendation Taxonomy clinicians to filter information from the medical literature and
(SORT) Grading system was used to assess the strength of focus only on what is in fact important for the patient.26
recommendation for each outcome investigated.26 This tool
explicitly addresses the issue of patient-oriented (effective- Additional Analyses
ness) vs disease-oriented evidence (efficacy), and it is based In meta-analyses of at least 10 studies (n . 10), reporting biases
on the assessment of the quality of the individual studies across studies (small-study effects or publication bias) were
and the consistency of evidence across the studies included planned to be assessed through the inspection of a contour-
in the meta-analyses. The SORT system furnishes 3 levels of enhanced funnel plot,27 Begg’s rank correlation test,28 and
quality. The strength of recommendation was graded as A Egger’s weighted regression test.29 If the tests hinted toward

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The Journal of EVIDENCE-BASED DENTAL PRACTICE


Table 4. Characteristics of included clinical trials.

Time of
daily
Study Type of Mean Observation appliance Cephalometric Follow-
Study design appliance Sample size age 6 SD (y) Sex Setting period (mo) wear (h/d) parameters up

Jakobsson RCT Cervical headgear Headgear, 9; Overall sample, Treated and Karolinska 18 mo 12 A point (mm), No
et al control, 10 8.5 y controls: 33 M, Institutet, Solna, overbite (mm),
(1967)31 27 F Sweden overjet (mm)

Keeling RCT Cervical Headgear/bite Headgear/bite Headgear/bite University of Headgear/bite 14 Maxillary anterior Yes
et al headgear 1 bite plane, 51; control, plane, 10 6 0.9; plane, 57% male; Michigan, Ann plane, 1.5 6 0.6; horizontal
(1995)32 plane 38 control, 9.6 6 0.8 control, 66% male Arbor control, 1.7 6 0.5 displacement
(mm), overjet
(mm)

Tulloch RCT Cervical headgear Headgear, 52; Headgear, Headgear: male, University of 18 mo Not SNA ( ), SNB ( ), No
et al control, 61 9.4 6 1.0; control, 31, female, 21; North Carolina reported ANB ( ), A to N
(1997)33 9.4 6 1.2 control: male, 35, perp (mm),
female, 26 overbite (mm),
overjet (mm)

Mäntysaari RCT Cervical headgear Overall sample, Overall sample, 40 boys; 28 girls University of Oulu, 16 mo 8-10 SNA ( ), ANB ( ), Yes
et al 68 7.6 6 0.3 Finland SN/NL ( ),
(2004)34 overbite (mm),
overjet (mm)

Firouz CCT High-pull Headgear, 12; Overall sample, Not reported University of Overall sample, 12 (ANS-PNS)/FH ( ), No
et al headgear control, 12 between 9.5 and Connecticut 6 mo N-A (mm)
(1992)35 12.5 y Health Center,
Farmington,
Connecticut

Ulger et al CCT Cervical headgear Cervical headgear, Cervical Cervical Turkey, University Cervical 12-14 SNA ( ), SNB ( ), No
(2006)36 12; control, 12 headgear: headgear: 6 girls, of Yeditepe headgear: ANB ( ), SN-PP ( ),
7.89 6 0.47 (girls), 6 boys; control: 8 1.42 6 0.11; N perp A (mm),
9.82 6 0.81 girls, 4 boys control: overbite (mm),
(boys); control: 1.42 6 0.11 overjet (mm)
8.68 6 0.79 (girls),
8.50 6 0.84 (boys)
The Journal of EVIDENCE-BASED DENTAL PRACTICE

Table 5. The risk of bias evaluation of the included RCTs performed with the Cochrane Collaboration’s tool

Random Blinding of Blinding of Incomplete


sequence Allocation participants and outcome outcome Selective Other
generation concealment personnel assessment data reporting bias

Jakobsson 196731 ? ? ? ? 1 1 ?

Keeling 199532 - ? 1 1 1 1 1

Tulloch 199733 1 1 1 1 1 1 1

Mäntysaari 1 1 ? - 1 ? ?
200434

The 1 symbol indicates low risk of bias, ? indicates unclear risk of bias, and - indicates high risk of bias.

the existence of publication bias, the Duval and Tweedie’s trim number of excluded studies and the reasons for exclusion
and fill procedure30 was planned to be performed. are reported in Table 3. The kappa score before
reconciliation for selection of studies was 0.821 (with
Subgroup analyses were planned to evaluate the source of
asymptotic standard error 0.115).
heterogeneity. In this respect, early vs late treatment and
high-pull vs cervical headgear appliance design were
compared, if at least 3 studies were found for each sub- Study Characteristics
group. The cutoff used to differentiate early and late treat- The characteristics of the 6 prospective trials included in the
ment was the mean age of 11 years at the beginning of meta-analysis are reported in Table 4.31-36 All selected
treatment. Sensitivity analysis was performed to compare clinical trials evaluated headgear treatment in growing
RCTs and controlled clinical trials for the most relevant patients with a class II malocclusion; the majority of trials
outcomes and to evaluate treatment timing and appliance took place in university settings. Four trials were RCTs,31-34
design in case of inability to perform subgroup analysis due and 2 were pCCTs.35,36 The total number of pooled
to the inadequate number of studies per group. treated patients was 170, whereas the overall control
sample consisted of 167 untreated individuals. All studies
RESULTS included both male and female participants, except 1
study35 that did not report the gender of the participants.
Study Selection The ages of the patients varied across the studies, but the
From the initially identified 3357 records, 2164 remained majority of the trials had samples with ages ranging
after exclusion of duplicates and 2056 additional records between 8 and 9 years. The times of daily wear of the
were excluded on the basis of screening. A total of 108 full appliance varied across studies from 8 to 14 h/d, except
texts were assessed for eligibility, and 102 articles were for 1 study33 that did not report wear time. The
excluded for not fulfilling the eligibility criteria. Thus, 6 trials observation period varied from 6 to 18 months. Only 2
were identified as eligible and were included in the final studies reported follow-up outcomes.32,34 The kappa score
qualitative and quantitative synthesis.31-36 Figure 1 shows for data extraction was 0.914 (with asymptotic standard error
the PRISMA flow diagram for the selection of studies. The 0.092).

Table 6. Risk of bias evaluation of the included nonrandomized prospective controlled clinical trials (Downs and Black scale).

Study Reporting, 0-11 External validity, 0-3 Bias, 0-7 Confounding, 0-6 Power, 0/5 Overall, 0-32
35
Firouz 1992 5 2 3 2 0 12

Ulger 200636 7 1 3 2 0 13

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The Journal of EVIDENCE-BASED DENTAL PRACTICE

Figure 2. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the SNA angle between the headgear and the control groups) based on the random-
effects model together.

Figure 3. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the variable “A point to N perpendicular” between the headgear and the control
groups) based on the random-effects model together.

Figure 4. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the SNB angle between the headgear and the control groups) based on the random-
effects model together.

Risk of Bias Assessment cephalometric variables: SNA^, “A point to N perpendic-


Two RCTs 32,34 33
showed a high risk of bias (Table 5). In 1 RCT, ular,” “palatal plane inclination,” SNB^, ANB^, overjet, and
the risk of bias was low, and in 1 RCT,31 the risk of bias was overbite. Figures 2-8 present the forest plots derived from
unclear. The risk of bias of the 2 included nonrandomized the quantitative analysis of these variables. Each forest plot
pCCTs35,36 identified using the Downs and Black scale was reports the trials included in the meta-analysis, the number
medium (Table 6). The kappa score for the risk of bias of treated and control subjects for each trial, the mean dif-
assessment was 0.851 (with asymptotic standard error 0.105). ference of the headgear treatment effects, and the 95%
confidence intervals, the significance (P), and the hetero-
geneity (I2%).
Quantitative Data Synthesis
Meta-analyses could be performed regarding only the short- Only the quantitative analysis related to the following
term effectiveness of headgear for the following cephalometric parameters showed statistically significant

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Figure 5. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the ANB angle between the headgear and the control groups) based on the random-
effects model together.

results: SNA^ (21.41 , P , .001), “A point to N perpen- Additional Analyses


dicular” (20.57 mm, P , .001), ANB^ (21.42 , P , .001), Fewer than 10 trials were included in the final analysis; as a
and overjet (21.31 mm, P , .01). Only the quantitative consequence, no publication analysis and subgroup ana-
analyses related to the “A point to N perpendicular” and lyses were performed. To test the robustness of the results
overjet were able to combine data from at least 5 clinical of this meta-analysis, a sensitivity analysis was performed
trials and can be considered as definitive meta-analysis. comparing the anterior maxillary displacement outcomes of
Quantitative analysis with less than 5 trials was consid- RCTs and pCCTs (Figure 9). Because 1 study35 was
ered as exploratory analyses and should be interpreted conducted evaluating the effects of high-pull headgear, a
with caution because of the fewer number of considered sensitivity analysis was also performed excluding this trial
trials. (Figure 10).

Assessment of Quality of Evidence DISCUSSION


21
According to the GRADE, there was a very low level of To the best of our knowledge, this is the first meta-analysis
evidence that headgear inhibits maxillary growth, reduces evaluating the best clinical evidence (using data derived
overjet, and affects the overbite and the “palatal plane exclusively from prospective randomized and non-
inclination”. Moderate evidence was found that headgear randomized trials) about the treatment effects of headgear
does not affect mandibular growth (Table 7). on the craniofacial complex and on the occlusion charac-
teristics in growing patients in the short term. Moreover, the
quantitative analysis of this review demonstrates, for the first
According to SORT approach,26 the strength of
time, a significant overjet reduction as a consequence of
recommendation was classified as B (limited-quality
headgear treatment. Despite a wide and accurate biblio-
patient-oriented) for SNA^, SNB^, “A point to N perpen-
graphic search, we found only 6 eligible trials to be included
dicular,” ANB^, overbite, and overjet outcomes and was
in this systematic review.
classified as C (disease-oriented evidence) for “palate plane
inclination” because this outcome does not directly affect The results of the current meta-analysis showed that head-
smile and esthetic and facial appearance (Table 8). gear is effective in inhibiting sagittal maxillary growth. In this

Figure 6. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the overbite between the headgear and the control groups) based on the random-
effects model together.

March 2018 51
The Journal of EVIDENCE-BASED DENTAL PRACTICE

Figure 7. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the overjet between the headgear and the control groups) based on the random-
effects model together.

regard, treated patients exhibited, when compared with (21.41 ), which was almost of the same amount. However,
untreated controls, annual statistically significant mean the effects of headgear on the mandible should be
reduction of the SNA^ (21.41 ) and restricted maxillary considered with caution because they are supported by a
anterior displacement (20.57 mm). These results confirm limited number of clinical trials.
findings of a previous meta-analytic review18 performed
with different methodology and by including, in the final Although a previous meta-analysis18 did not report a
trial samples, clinical studies with different biases: “unclear statistically significant effect of headgear on the overjet,
intervention and unclear control group,” “unclear we obtained, evaluating the same outcome and for the
intervention and historic control group,” and “prospective first time in the literature, a significant overjet reduction in
intervention and historic control group.” patients treated with headgear compared to untreated
control subjects. According to our findings, the headgear
Moreover, surprisingly these results show that headgear is is able to reduce overjet by 21.31 mm/y. Because incisor
able to inhibit sagittal maxillary growth in a comparable prominence is considered as a risk factor for anterior
linear amount compared to removable functional appliances dental trauma,38 headgear treatment can be regarded as
originally designed to stimulate mandibular growth.37 an approach able to reduce this risk of trauma on the
anterior teeth. Moreover, patients are particularly
The present meta-analysis shows that headgear is not able conscious of the upper-incisor prominence39,40 that is
to affect sagittal mandibular growth. This conclusion can be strictly related to the overjet increase. For this reason, we
drawn from the analysis of ANB^ and SNB^: no significant considered overjet as a patient-oriented cephalometric
difference was observed evaluating the effects of headgear outcome according to the SORT approach (Table 8) along
on the SNB angle, while the significant reduction of ANB^ with the different evaluated skeletal outcomes that affect
(21.42 ) can be contributed to the effect on the SNA^ craniofacial skeletal harmony and soft-tissue facial profile.41

Figure 8. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the “palatal plane inclination” between the headgear and the control groups) based
on the random-effects model together.

52 Volume 18, Number 1


Table 7. Should orthopedic treatment with headgear vs no treatment be used for correction of class II malocclusion?

Quality assessment No of patients Effect

Other Relative
No of studies Study design Risk of bias Inconsistency Indirectness Imprecision considerations Headgear Control (95% CI) Absolute (95% CI) Quality Importance

SNA

3 Randomized Very seriousa Very seriousb Not serious Not serious None 98 107 – MD 1.41 lower (2.25 4 Critical
trials lower to 0.56 lower) Very low

N per A

5 Randomized Very seriousc Very seriousb Not serious Not serious None 136 133 – MD 0.57 lower (0.75 4 Critical
trials lower to 0.4 lower) Very low

SNB

2 Randomized Seriousd Not serious Not serious Not serious None 64 73 – MD 0.17 lower (0.44 444 Important
trials lower to 0.1 higher) Moderate

ANB

3 Randomized Very seriouse Very seriousb Not serious Not serious None 98 107 – MD 1.42 lower (2.12 4 Critical
trials lower to 0.72 lower) very low

The Journal of EVIDENCE-BASED DENTAL PRACTICE


Overjet

5 Randomized Very seriousf Very seriousb Not serious Not serious None 158 155 – MD 1.31 lower (2.34 4 Critical
trials lower to 0.29 lower) Very low

Overbite

4 Randomized Very seriousg Very serioush Not serious Not serious None 107 117 – MD 0.28 lower (0.6 4 Important
trials lower to 0.05 higher) Very low

(continued )
March 2018
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The Journal of EVIDENCE-BASED DENTAL PRACTICE


Table 7. Continued

Quality assessment No of patients Effect

Other Relative
No of studies Study design Risk of bias Inconsistency Indirectness Imprecision considerations Headgear Control (95% CI) Absolute (95% CI) Quality Importance

Palatal plane inclination

3 Randomized Very seriousi Very seriousb Not serious Not serious None 58 58 – MD 0.94 higher (1.63 4 Important
trials lower to 3.51 higher) Very low

CI, confidence interval; MD, mean difference.


a
In 1 study, the risk of bias was high for “blinding of outcome assessment.” In 1 study, the risk of bias was high for “random sequence generation.”
b
Heterogeneity .75%.
c
In 1 study, the risk of bias was high for “random sequence generation.” In 1 study, the risk of bias was unclear for “random sequence generation,” “allocation concealment,” “blinding of participants and
personnel,” and “blinding of outcome assessment.”
d
In 1 study, blinding and allocation concealment were not described.
e
In 1 study, the risk of bias was high for “blinding of outcome assessment.” In 1 study, blinding and allocation concealment were not described.
f
In 1 study, the risk of bias was high for “blinding of outcome assessment.” In 1 study, the risk of bias was high for “random sequence generation.” In 1 study, the risk of bias was unclear for “random
sequence generation,” “allocation concealment,” “blinding of participants and personnel,” and “blinding of outcome assessment.”
g
In 1 study, the risk of bias was high for “blinding of outcome assessment.” In 1 study, the risk of bias was unclear for “random sequence generation,” “allocation concealment,” “blinding of participants
and personnel,” “blinding of outcome assessment.”
h
Heterogeneity ,75%.
i
In 1 study, the risk of bias was high for “blinding of outcome assessment.”
The Journal of EVIDENCE-BASED DENTAL PRACTICE

Table 8. Strength of recommendation for each outcome investigated in the present study.

Study Strength of
Outcomes qualitya Consistencya recommendationa Explanation
^
SNA Level 2 Yes B Patient-oriented outcome; meta-analysis including 2 RCTs
and 1 CCT

A to N perp Level 2 Yes B Patient-oriented outcome; meta-analysis including 3 RCTs


and 2 CCTs

SNB^ Level 2 Yes B Disease-oriented outcome; meta-analysis including 1 RCT


and 1 CCT

ANB^ Level 2 Yes B Patient-oriented outcome; meta-analysis including 2 RCTs


and 1 CCT

Overbite Level 2 Yes B Patient-oriented outcome; meta-analysis including 3 RCTs


and 1 CCT

Overjet Level 2 Yes B Patient-oriented outcome; meta-analysis including 4 RCTs


and 1 CCT

Palatal plane Level 3 No C Disease-oriented outcome; meta-analysis including 1 RCT


inclination and 2 CCTs

a
Reports of levels of study quality, consistency of measured outcomes, and strength of recommendation according to the Strength of Recommendation
Taxonomy (SORT) system.

Finally, headgear showed no significant effects on the heterogeneity of the trials in terms of appliance design. In
overbite and on the “palatal plane inclination.” The absence fact, the quantitative assessment of the effect of the head-
of significant vertical treatment effect could be related to gear on the “palatal plane inclination” was performed
the few clinical trials included in the analysis and conse- including only 2 studies that used different appliance design
quently to the low statistical power and to the potential (cervical and high-pull headgear).

Figure 9. Sensitivity analysis of the comparison of the anterior maxillary displacement outcomes between RCTs and
pCCTs.

March 2018 55
The Journal of EVIDENCE-BASED DENTAL PRACTICE

Figure 10. Sensitivity analysis of the comparison of the anterior maxillary displacement outcomes between trials using
cervical headgear.

Additional Analyses Currently, there is no consensus by the dental community on


One limitation of this meta-analysis was the small number which system is the most suitable method (GRADE vs SORT)
of clinical trials; this aspect affected the I2 index, under- for assessing the quality of evidence and the strength of rec-
estimating the extent of between-study heterogeneity. The ommendations in clinical dentistry. They essentially evaluate
I2 values reported total variations across the studies from different aspects, and for this reason, we decided to evaluate
low to moderate, with a mean value and a standard devi- the results of this meta-analysis with both approaches.
ation equal to 83.9% and 19.2%, respectively. This variation
The sensitivity analysis (Figure 9) showed significant
was assumed to be due to clinical heterogeneity. The
differences between the results obtained from RCTs and
headgear designs, the observation period, and the time of
pCCTs, potentially indicating that nonrandomized studies
daily use of the appliances were different among the trials,
could overestimate the skeletal effects of headgear
which potentially affected heterogeneity. Data annual-
inhibiting sagittal maxillary development in growing class
ization was specifically performed to minimize the hetero-
II patients. This finding clearly demonstrates the necessity
geneity related to the observation period. Moreover, the I2
of further RCTs to better elucidate the effects of headgear
values affected the level of evidence of the present find-
on the whole craniofacial complex. The sensitivity analysis
ings, which ranges from very low to moderate, according to
performed excluding the only prospective trial conducted
the GRADE approach.21 Although we selected only the
with high-pull headgear35 (Figure 10) showed a similar
published trials offering the highest level of evidence, the
amount of maxillary growth inhibition (20.44 mm)
GRADE score showed that the included studies provided,
compared with the ultimate result of this meta-analysis for
in most cases, very low quality of evidence (Table 7), this
the same parameter (20.57 mm), thus confirming the val-
result should be evaluated considering the difficulties of
idity of the obtained results.
conducting RCTs in orthodontics.42,43 In fact, in
orthodontics, ethical concerns limit the possibility to have
adequate long-term control groups; it is almost impos- CONCLUSIONS
sible to execute a double-blind trail design; wide and
 Headgear treatment in growing subjects with class II
stratified samples are necessary to reach significant results
malocclusion is effective in the short term to restrict
considering the small effect size of orthopedic jaw treat-
sagittal maxillary growth.
ments; efficacy and efficiency of the orthodontic treatment
strictly depend on the expertise level and education of the  The use of headgear produces a significant reduction in
clinicians.42,43 overjet and thus may contribute in reducing the risk of
dental trauma in growing patients.
All these aspects increase the heterogeneity of different
clinical trials and consequently contribute to limit the  Additional RCTs performed with unbiased methodol-
methodological GRADE score of orthodontic trials. ogy are needed to better elucidate the effects of
headgear on the craniofacial complex.
The SORT approach (Table 8), used to evaluate the quality
of evidence and the strength of recommendations,
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