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ORIGINAL ARTICLE
Results
In total, 6 trials were included (4 randomized clinical trials and 2 prospective
controlled clinical trials), grouping data from 337 patients (170 treated patients
and 167 untreated controls). The ages of the patients varied across the studies, Conflict of Interest: The authors have no
but the majority of the trials had a sample with an age range between 8 and actual or potential conflicts of interest.
9 years. The times of daily wear of the appliance varied across studies from 8 to Funding: The current research
14 h/d. The significant mean differences in treatment effects compared with the project received no funding.
untreated controls were 21.41 per year for SNA angle cephalometric parameter Received 17 June 2017; revised 25
(95% confidence interval [CI]: 22.25 to 20.56 ), 20.57 mm/y for anterior July 2017; accepted 25 July 2017
maxillary displacement (95% CI: 20.75 to 20.40 mm), 21.42 per year for ANB
angle cephalometric parameter (95% CI: 22.12 to 20.72 ), and 21.31 mm/y for J Evid Base Dent Pract 2018: [41-58]
the overjet cephalometric parameter (95% CI: 22.34 to 20.29 mm). 1532-3382/$36.00
ª 2017 Elsevier Inc.
Conclusion
All rights reserved.
Headgear treatment is effective in restricting sagittal maxillary growth and doi: http://dx.doi.org/10.1016/
reducing the overjet in the short term. j.jebdp.2017.07.008
March 2018 41
The Journal of EVIDENCE-BASED DENTAL PRACTICE
Table 1. Consulted databases, search strategies, and the number of retrieved articles.
MEDLINE searched via PubMed on January 24, (((((((((((randomized controlled trial [pt]) OR 216
2017, via www.ncbi.nlm.nih.gov/sites/entrez/ controlled clinical trial [pt]) OR randomized [tiab])
OR placebo [tiab]) OR drug therapy [sh]) OR
randomly [tiab]) OR trial [tiab]) OR groups [tiab]))
AND ((class II malocclusion) AND (((((((((Extraoral
Traction Appliances [mh]) OR Extraoral traction
[tiab]) OR Extraoral traction [tiab]) OR Extra oral
traction [tiab]) OR Headgear [tiab]) OR Cervical
headgear [tiab]) OR Highpull headgear [tiab]) OR
Facebow [tiab]) OR Facebow [tiab])))) NOT ((animals
[mh] not (humans [mh] and animals [mh])))
OvidSP searched on January 24, 2017, via https:// (randomized controlled trial OR controlled clinical 154
ovidsp.tx.ovid.com/ trial OR randomized OR placebo OR drug therapy
OR randomly OR trial OR groups) AND (Class II
Malocclusion) AND (Extraoral Traction Appliances
OR Extraoral traction OR Extra-oral traction OR
Extra oral traction OR Headgear OR Cervical
headgear OR High-pull headgear OR Facebow OR
Face-bow)
EMBASE searched via ScienceDirect on January 24, (randomized controlled trial OR controlled clinical 44
2017, via www.embase.com trial OR randomized OR placebo OR drug therapy
OR randomly OR trial OR groups) AND (Class II
Malocclusion) AND (Extraoral Traction Appliances
OR Extraoral traction OR Extra-oral traction OR
Extra oral traction OR Headgear OR Cervical
headgear OR High-pull headgear OR Facebow OR
Face-bow)
Cochrane Central Register of Controlled Trials (Class II Malocclusion) AND (Extraoral Traction 98
searched via The Cochrane Library on January 26, Appliances OR Extraoral traction OR Extra-oral
2017, via www.thecochranelibrary.com traction OR Extra oral traction OR Headgear OR
Cervical headgear OR High-pull headgear OR
Facebow OR Face-bow)
Google Scholar searched on January 26, 2017, via randomized OR controlled OR clinical OR trial OR 980
www.scholar.google.com randomly OR groups AND “Class II Malocclusion”
AND Extraoral OR Extra-oral OR “Extra oral” OR
Traction OR Headgear OR Cervical OR High-pull
OR Facebow OR Face-bow
Web of Science searched on January 31, 2017, via (randomized controlled trial OR controlled clinical 189
www.webofknowledge.com trial OR randomized OR placebo OR drug therapy
OR randomly OR trial OR groups) AND (Class II
Malocclusion) AND (Extraoral Traction Appliances
OR Extraoral traction OR Extra-oral traction OR
Extra oral traction OR Headgear OR Cervical
headgear OR High-pull headgear OR Facebow OR
Face-bow)
(continued )
March 2018 43
The Journal of EVIDENCE-BASED DENTAL PRACTICE
Table 1. Continued
Scopus searched on January 31, 2017, via (randomized controlled trial OR controlled clinical 64
www.scopus.com trial OR randomized OR placebo OR drug therapy
OR randomly OR trial OR groups) AND (Class II
Malocclusion) AND (Extraoral Traction Appliances
OR Extraoral traction OR Extra-oral traction OR
Extra oral traction OR Headgear OR Cervical
headgear OR High-pull headgear OR Facebow OR
Face-bow)
LILACS searched on February 2, 2017, via http:// (tw:(Class II Malocclusion)) AND (tw:(Randomized 52
bvsalud.org/en/ Controlled Trial$)) AND (tw:(Extraoral Traction
Appliance$))
Bandolier searched on February 2, 2017, via http:// (Class II Malocclusion) AND (Randomized 0
www.medicine.ox.ac.uk/bandolier/ Controlled Trial*) AND (Extraoral Traction
Appliance*)
Digital dissertation searched via UMI ProQuest on (Class II Malocclusion) AND (Extraoral Traction 40
February 3, 2017, via http://search.proquest.com/ Appliance* or Extraoral traction or Extra-oral
pqdtft/dissertations/fromBasicHomePage traction* or Extra oral traction* or Headgear or
Cervical headgear or High-pull headgear or
Facebow or Face-bow)
Conference Proceedings Citation Index searched ((Extraoral Traction Appliance* OR Extraoral traction 101
on February 3, 2017, searched via Web of Science, OR Extra-oral traction* OR Extra oral traction* OR
http://thomsonreuters.com/conference- Headgear OR Cervical headgear OR High-pull
proceedings-citation-index/ headgear OR Facebow OR Face-bow))
Conference Paper Index searched via Cambridge (randomized controlled trial OR controlled clinical 3
Scientific Abstracts Search Strategy on February 4, trial OR randomized OR placebo OR drug therapy
2017, via http://journals.cambridge.org/action/ OR randomly OR trial OR groups) AND (Class II
search Malocclusion) AND (Extraoral Traction Appliance*
OR Extraoral traction OR Extra-oral traction* OR
Extra oral traction* OR Headgear OR Cervical
headgear OR High-pull headgear OR Facebow OR
Face-bow)
German Library of Medicine (ZB Med) searched on (randomized controlled trial OR controlled clinical 1345
February 4, 2016, via http://www.medpilot.de trial OR randomized OR placebo OR drug therapy OR
randomly OR trial OR groups) AND (Class II
Malocclusion) AND (Extraoral Traction Appliance* OR
Extraoral traction OR Extra-oral traction* OR Extra
oral traction* OR Headgear OR Cervical headgear OR
High-pull headgear OR Facebow OR Face-bow)
(continued )
Table 1. Continued
Metaregister of Controlled Clinical Trials searched (Class II Malocclusion) AND (Extraoral Traction 0
on February 4, 2017, via www.controlled-trials.com Appliance* OR Extraoral traction OR Extra-oral
traction* OR Extra oral traction* OR Headgear OR
Cervical headgear OR High-pull headgear OR
Facebow OR Face-bow)
Clinical Trials.Gov searched on February 4, 2017, (Class II Malocclusion) AND (Extraoral Traction 3
via http://clinicaltrials.gov/ct2/home Appliance* OR Extraoral traction OR Extra-oral
traction* OR Extra oral traction* OR Headgear OR
Cervical headgear OR High-pull headgear OR
Facebow OR Face-bow)
“International Clinical Trials Registry Platform (Class II Malocclusion) AND (Extraoral Traction 0
searched on February 4, 2017, via http://www.who. Appliance* OR Extraoral traction OR Extra-oral
int/ictrp/en/” traction* OR Extra oral traction* OR Headgear OR
Cervical headgear OR High-pull headgear OR
Facebow OR Face-bow)
Total 3357
Table 2. Eligibility criteria used for study selection according to the PICO format.
Participants Related human clinical trials on growing patients with Craniofacial deformity, congenital syndromes,
class II malocclusion periodontal diseases, orofacial inflammatory
conditions, and tooth agenesis
Intervention Orthodontic treatment conducted using headgear Previous, additional and concomitant procedures
(functional appliances, orthognathic surgery,
extractions, fixed appliances, etc.)
Comparison Comparable untreated control group Studies without untreated control group
Study design Randomized clinical trials and prospective controlled Abstracts, in vitro studies, descriptive studies,
clinical trials individual case reports, series of cases, reviews, studies
on adult subjects, retrospective longitudinal studies,
and meta-analyses
March 2018 45
The Journal of EVIDENCE-BASED DENTAL PRACTICE
Figure 1. Flow diagram for the selection of studies according to the PRISMA statement.
quality of the body of evidence was categorized as high, (good-quality patient-oriented evidence), B (limited-quality
moderate, low, or very low. patient-oriented), and C (disease-oriented evidence).
POEM, or “patient-oriented evidence that matters,” allows
Moreover, the Strength of Recommendation Taxonomy clinicians to filter information from the medical literature and
(SORT) Grading system was used to assess the strength of focus only on what is in fact important for the patient.26
recommendation for each outcome investigated.26 This tool
explicitly addresses the issue of patient-oriented (effective- Additional Analyses
ness) vs disease-oriented evidence (efficacy), and it is based In meta-analyses of at least 10 studies (n . 10), reporting biases
on the assessment of the quality of the individual studies across studies (small-study effects or publication bias) were
and the consistency of evidence across the studies included planned to be assessed through the inspection of a contour-
in the meta-analyses. The SORT system furnishes 3 levels of enhanced funnel plot,27 Begg’s rank correlation test,28 and
quality. The strength of recommendation was graded as A Egger’s weighted regression test.29 If the tests hinted toward
March 2018 47
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Volume 18, Number 1
Time of
daily
Study Type of Mean Observation appliance Cephalometric Follow-
Study design appliance Sample size age 6 SD (y) Sex Setting period (mo) wear (h/d) parameters up
Jakobsson RCT Cervical headgear Headgear, 9; Overall sample, Treated and Karolinska 18 mo 12 A point (mm), No
et al control, 10 8.5 y controls: 33 M, Institutet, Solna, overbite (mm),
(1967)31 27 F Sweden overjet (mm)
Keeling RCT Cervical Headgear/bite Headgear/bite Headgear/bite University of Headgear/bite 14 Maxillary anterior Yes
et al headgear 1 bite plane, 51; control, plane, 10 6 0.9; plane, 57% male; Michigan, Ann plane, 1.5 6 0.6; horizontal
(1995)32 plane 38 control, 9.6 6 0.8 control, 66% male Arbor control, 1.7 6 0.5 displacement
(mm), overjet
(mm)
Tulloch RCT Cervical headgear Headgear, 52; Headgear, Headgear: male, University of 18 mo Not SNA ( ), SNB ( ), No
et al control, 61 9.4 6 1.0; control, 31, female, 21; North Carolina reported ANB ( ), A to N
(1997)33 9.4 6 1.2 control: male, 35, perp (mm),
female, 26 overbite (mm),
overjet (mm)
Mäntysaari RCT Cervical headgear Overall sample, Overall sample, 40 boys; 28 girls University of Oulu, 16 mo 8-10 SNA ( ), ANB ( ), Yes
et al 68 7.6 6 0.3 Finland SN/NL ( ),
(2004)34 overbite (mm),
overjet (mm)
Firouz CCT High-pull Headgear, 12; Overall sample, Not reported University of Overall sample, 12 (ANS-PNS)/FH ( ), No
et al headgear control, 12 between 9.5 and Connecticut 6 mo N-A (mm)
(1992)35 12.5 y Health Center,
Farmington,
Connecticut
Ulger et al CCT Cervical headgear Cervical headgear, Cervical Cervical Turkey, University Cervical 12-14 SNA ( ), SNB ( ), No
(2006)36 12; control, 12 headgear: headgear: 6 girls, of Yeditepe headgear: ANB ( ), SN-PP ( ),
7.89 6 0.47 (girls), 6 boys; control: 8 1.42 6 0.11; N perp A (mm),
9.82 6 0.81 girls, 4 boys control: overbite (mm),
(boys); control: 1.42 6 0.11 overjet (mm)
8.68 6 0.79 (girls),
8.50 6 0.84 (boys)
The Journal of EVIDENCE-BASED DENTAL PRACTICE
Table 5. The risk of bias evaluation of the included RCTs performed with the Cochrane Collaboration’s tool
Jakobsson 196731 ? ? ? ? 1 1 ?
Keeling 199532 - ? 1 1 1 1 1
Tulloch 199733 1 1 1 1 1 1 1
Mäntysaari 1 1 ? - 1 ? ?
200434
The 1 symbol indicates low risk of bias, ? indicates unclear risk of bias, and - indicates high risk of bias.
the existence of publication bias, the Duval and Tweedie’s trim number of excluded studies and the reasons for exclusion
and fill procedure30 was planned to be performed. are reported in Table 3. The kappa score before
reconciliation for selection of studies was 0.821 (with
Subgroup analyses were planned to evaluate the source of
asymptotic standard error 0.115).
heterogeneity. In this respect, early vs late treatment and
high-pull vs cervical headgear appliance design were
compared, if at least 3 studies were found for each sub- Study Characteristics
group. The cutoff used to differentiate early and late treat- The characteristics of the 6 prospective trials included in the
ment was the mean age of 11 years at the beginning of meta-analysis are reported in Table 4.31-36 All selected
treatment. Sensitivity analysis was performed to compare clinical trials evaluated headgear treatment in growing
RCTs and controlled clinical trials for the most relevant patients with a class II malocclusion; the majority of trials
outcomes and to evaluate treatment timing and appliance took place in university settings. Four trials were RCTs,31-34
design in case of inability to perform subgroup analysis due and 2 were pCCTs.35,36 The total number of pooled
to the inadequate number of studies per group. treated patients was 170, whereas the overall control
sample consisted of 167 untreated individuals. All studies
RESULTS included both male and female participants, except 1
study35 that did not report the gender of the participants.
Study Selection The ages of the patients varied across the studies, but the
From the initially identified 3357 records, 2164 remained majority of the trials had samples with ages ranging
after exclusion of duplicates and 2056 additional records between 8 and 9 years. The times of daily wear of the
were excluded on the basis of screening. A total of 108 full appliance varied across studies from 8 to 14 h/d, except
texts were assessed for eligibility, and 102 articles were for 1 study33 that did not report wear time. The
excluded for not fulfilling the eligibility criteria. Thus, 6 trials observation period varied from 6 to 18 months. Only 2
were identified as eligible and were included in the final studies reported follow-up outcomes.32,34 The kappa score
qualitative and quantitative synthesis.31-36 Figure 1 shows for data extraction was 0.914 (with asymptotic standard error
the PRISMA flow diagram for the selection of studies. The 0.092).
Table 6. Risk of bias evaluation of the included nonrandomized prospective controlled clinical trials (Downs and Black scale).
Study Reporting, 0-11 External validity, 0-3 Bias, 0-7 Confounding, 0-6 Power, 0/5 Overall, 0-32
35
Firouz 1992 5 2 3 2 0 12
Ulger 200636 7 1 3 2 0 13
March 2018 49
The Journal of EVIDENCE-BASED DENTAL PRACTICE
Figure 2. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the SNA angle between the headgear and the control groups) based on the random-
effects model together.
Figure 3. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the variable “A point to N perpendicular” between the headgear and the control
groups) based on the random-effects model together.
Figure 4. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the SNB angle between the headgear and the control groups) based on the random-
effects model together.
Figure 5. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the ANB angle between the headgear and the control groups) based on the random-
effects model together.
Figure 6. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the overbite between the headgear and the control groups) based on the random-
effects model together.
March 2018 51
The Journal of EVIDENCE-BASED DENTAL PRACTICE
Figure 7. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the overjet between the headgear and the control groups) based on the random-
effects model together.
regard, treated patients exhibited, when compared with (21.41 ), which was almost of the same amount. However,
untreated controls, annual statistically significant mean the effects of headgear on the mandible should be
reduction of the SNA^ (21.41 ) and restricted maxillary considered with caution because they are supported by a
anterior displacement (20.57 mm). These results confirm limited number of clinical trials.
findings of a previous meta-analytic review18 performed
with different methodology and by including, in the final Although a previous meta-analysis18 did not report a
trial samples, clinical studies with different biases: “unclear statistically significant effect of headgear on the overjet,
intervention and unclear control group,” “unclear we obtained, evaluating the same outcome and for the
intervention and historic control group,” and “prospective first time in the literature, a significant overjet reduction in
intervention and historic control group.” patients treated with headgear compared to untreated
control subjects. According to our findings, the headgear
Moreover, surprisingly these results show that headgear is is able to reduce overjet by 21.31 mm/y. Because incisor
able to inhibit sagittal maxillary growth in a comparable prominence is considered as a risk factor for anterior
linear amount compared to removable functional appliances dental trauma,38 headgear treatment can be regarded as
originally designed to stimulate mandibular growth.37 an approach able to reduce this risk of trauma on the
anterior teeth. Moreover, patients are particularly
The present meta-analysis shows that headgear is not able conscious of the upper-incisor prominence39,40 that is
to affect sagittal mandibular growth. This conclusion can be strictly related to the overjet increase. For this reason, we
drawn from the analysis of ANB^ and SNB^: no significant considered overjet as a patient-oriented cephalometric
difference was observed evaluating the effects of headgear outcome according to the SORT approach (Table 8) along
on the SNB angle, while the significant reduction of ANB^ with the different evaluated skeletal outcomes that affect
(21.42 ) can be contributed to the effect on the SNA^ craniofacial skeletal harmony and soft-tissue facial profile.41
Figure 8. Forest plot of the meta-analysis of the primary outcome (mean difference and the 95% confidence intervals
[CIs] of the annualized change of the “palatal plane inclination” between the headgear and the control groups) based
on the random-effects model together.
Other Relative
No of studies Study design Risk of bias Inconsistency Indirectness Imprecision considerations Headgear Control (95% CI) Absolute (95% CI) Quality Importance
SNA
3 Randomized Very seriousa Very seriousb Not serious Not serious None 98 107 – MD 1.41 lower (2.25 4 Critical
trials lower to 0.56 lower) Very low
N per A
5 Randomized Very seriousc Very seriousb Not serious Not serious None 136 133 – MD 0.57 lower (0.75 4 Critical
trials lower to 0.4 lower) Very low
SNB
2 Randomized Seriousd Not serious Not serious Not serious None 64 73 – MD 0.17 lower (0.44 444 Important
trials lower to 0.1 higher) Moderate
ANB
3 Randomized Very seriouse Very seriousb Not serious Not serious None 98 107 – MD 1.42 lower (2.12 4 Critical
trials lower to 0.72 lower) very low
5 Randomized Very seriousf Very seriousb Not serious Not serious None 158 155 – MD 1.31 lower (2.34 4 Critical
trials lower to 0.29 lower) Very low
Overbite
4 Randomized Very seriousg Very serioush Not serious Not serious None 107 117 – MD 0.28 lower (0.6 4 Important
trials lower to 0.05 higher) Very low
(continued )
March 2018
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Volume 18, Number 1
Other Relative
No of studies Study design Risk of bias Inconsistency Indirectness Imprecision considerations Headgear Control (95% CI) Absolute (95% CI) Quality Importance
3 Randomized Very seriousi Very seriousb Not serious Not serious None 58 58 – MD 0.94 higher (1.63 4 Important
trials lower to 3.51 higher) Very low
Table 8. Strength of recommendation for each outcome investigated in the present study.
Study Strength of
Outcomes qualitya Consistencya recommendationa Explanation
^
SNA Level 2 Yes B Patient-oriented outcome; meta-analysis including 2 RCTs
and 1 CCT
a
Reports of levels of study quality, consistency of measured outcomes, and strength of recommendation according to the Strength of Recommendation
Taxonomy (SORT) system.
Finally, headgear showed no significant effects on the heterogeneity of the trials in terms of appliance design. In
overbite and on the “palatal plane inclination.” The absence fact, the quantitative assessment of the effect of the head-
of significant vertical treatment effect could be related to gear on the “palatal plane inclination” was performed
the few clinical trials included in the analysis and conse- including only 2 studies that used different appliance design
quently to the low statistical power and to the potential (cervical and high-pull headgear).
Figure 9. Sensitivity analysis of the comparison of the anterior maxillary displacement outcomes between RCTs and
pCCTs.
March 2018 55
The Journal of EVIDENCE-BASED DENTAL PRACTICE
Figure 10. Sensitivity analysis of the comparison of the anterior maxillary displacement outcomes between trials using
cervical headgear.
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