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Am J Drug Alcohol Abuse, 2013; 39(5): 291–297


! 2013 Informa Healthcare USA, Inc. DOI: 10.3109/00952990.2013.811513

REGULAR ARTICLE

A proposal to evaluate mechanistic efficacy of hallucinogens


in addiction treatment
Brittany Vasae Burdick, BA1 and Bryon Adinoff, MD1,2
1
Department of Psychiatry, University of Texas Southwestern Medical Center, Dallas, TX 75390, USA and 2VA North Texas Health Care System,
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Dallas VA Medical Center, Dallas, TX 75216, USA

Abstract Keywords
Current treatments for addiction are frequently ineffective. Hallucinogenic therapy has been Addiction, drug abuse, hallucinogens, review,
indicated as helpful for a range of substance use disorders, yet this approach remains psilocybin
understudied and publicly unavailable. It is nonetheless a promising treatment, which has
significant, long-term beneficial effects with single doses and a profile characterized by general History
safety, low toxicity, and non-addictiveness. However, pharmacological interventions, such as
hallucinogens, should not be offered if the same effects (e.g. psychological insights/mystical Received 29 March 2013
experiences) and outcomes (e.g. decreased drug use) could be achieved absent pharmaco- Accepted 29 May 2013
logical intervention. To date, there have been no clinical comparisons of drug-induced altered Published online 14 August 2013
states with non-drug-induced states for addiction treatment. We propose and then outline a
For personal use only.

clinical trial to address this gap in knowledge. The proposed design would evaluate abstinence
outcomes in a population of prescription opioid abusers after exposure to one of three
conditions: a drug-induced altered state using psilocybin, a non-drug-induced altered state via
hyperventilation (Holotropic Breathwork), and an active placebo with niacin. The outcomes of
such a study would reveal important differences in therapeutic potential by discriminating
hallucinogen-dependent effects from those psychological effects resulting from altered states.

Introduction as hallucinogens are generally safe, of low toxicity, not


physiologically addictive (17,19–25), and appear to have
Substance use disorders are chronic conditions that are difficult
significant, long-term effects with single doses (5,6,10,11,26).
to treat. One study of 1300 participants in treatment found a
However, no studies to date have specifically examined
median use of 27 years (1). Additionally, they found the median
mechanistic contributions of hallucinogens versus non-
time period between first treatment episode and last use to be 9
drug-induced ASC. This evaluation is essential for determin-
years. A similar study of 10 000 patients and their treatment
ing the direction of future research. It will, for example,
outcomes reported an average of 3.5 treatment episodes (2).
dictate whether developing specific ligands should be
Unfortunately, this evidence suggests present therapies regu-
prioritized over evaluating the best combination of dosage
larly fail in relieving many patients of their drug addiction.
Treatment of this complex, chronic disease may include
and psychotherapy. Additionally, hallucinogenic research is 13
20
fraught with obstacles. If similar mechanisms may be
induction of altered states of consciousness (ASCs) (3).
addressed through other means, it may be prudent to choose
Hallucinogenic therapy offers a possible method to induce
the less tortuous route.
ASC. Previous studies have demonstrated hallucinogens, as a
This article proposes a study design to assess such concerns.
class of substances, are effective in improving several types of
First, it presents the sociolegal concerns inherent in the subject
addictions (4–17). Lysergic acid diethylamide (LSD), for
matter, followed by a discussion of the proposed therapeutic
example, appears to reduce alcohol misuse. A recent meta-
biological and psychological mechanisms of hallucinogens.
analysis of six trials involving 536 participants supported this
We then offer a detailed proposal to evaluate efficacy claims
beneficial relationship (p50.0005) (6). This data is congruent
by comparing abstinence outcomes after exposure to active
with hallucinogen-users self-reports of improved substance
placebo, drug-induced ASC, or non-drug-induced ASC. This
abuse symptoms (18). The approach is particularly promising
proposal will also aim to correlate abstinence with the strength
of psychological mechanisms in ASCs.
Address correspondence to Bryon Adinoff, MD, Department of
Psychiatry, University of Texas Southwestern Medical Center, 5323 Sociolegal issues of hallucinogenic research
Harry Hines Boulevard, Dallas, TX 75208-8564, USA. Tel: +214-645-
6975. Mobile: +817-371-9798. Fax: +214-645-6976. E-mail: bryon. As mentioned, this area of research is promising, yet
adinoff@utsouthwestern.edu made difficult by social, legal and political concerns.
292 B. V. Burdick & B. Adinoff Am J Drug Alcohol Abuse, 2013; 39(5): 291–297

Historically, the study of hallucinogens ceased after the 1960s, psychological categories, while persisting effects included
when their association with the counterculture led to their favorable changes in mood, anxiety, personality, cognition and
illegalization and ensuing disappearance from the literature neuroplasticity. Long-term changes were proposed to result in
(27,28). Nearly all of these substances are still currently improved self-efficacy and decreased craving. While these
classified as Schedule I drugs in USA. Consequently, any study elements are clearly interrelated, we will discuss them
wishing to clinically evaluate these substances must not independently.
only obtain Food and Drug Administration (FDA) approval
for the use of an Investigational New Drug (IND) but also Biological components
a drug-specific, Drug Enforcement Administration (DEA) Hallucinogens are chemically divided into three classes: the
Schedule I permit. Due to both strict regulations and decreased phenethylamines, such as mescaline, the tryptamines, such as
availability, two earlier studies reported delays from 1.5 to psilocybin and DMT, and the semi-synthetic ergolines, such
3 years in obtaining their supplies (29,30). as LSD. These substances are thought to primarily function by
Presently, no ongoing trials involving peyote, mescaline, agonist action of 5-HT2A receptors (32). Supporting this
ayahuasca, dimethyltryptamine (DMT) or ibogaine are conclusion are studies evidencing ketanserin, a 5-HT2A
reported by governmental agencies at ClinicalTrials.gov, antagonist, blocks the subjective effects of psilocybin in
despite prior favorable findings (7–9,16,26,31). A single humans (37,38). However, while phenylethylamines are
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LSD study on illness-related anxiety is listed, while five highly selective for 5-HT2 receptors versus 5-HT1 sites, the
studies on psilocybin are concurrent. These latter studies indoleamines (which include tryptamines and ergolines) are
examine psilocybin’s biological phenomena as well as its relatively non-selective, displaying affinity for both 5-HT1
therapeutic effects on illness-related anxiety, spirituality and and 5-HT2 subtypes (39).
addiction. Twenty clinical studies on 3,4-methylenedioxy- The stimulation of postsynaptic 5-HT2A receptors results
methamphetamine (MDMA) are in various stages of comple- in glutamate release by pyramidal cells in the deep layers of
tion, over half of which focus solely on biological events. the prefrontal cortex, and subsequent activation of a-amino-3-
Interestingly, ketamine, which has a similar psychological hydroxy-5-methyl-4-isoxazole propionate (AMPA) and
profile to psilocybin and DMT (32,33), has over 200 N-methyl-D-aspartate (NMDA) glutamate receptors (32).
investigations. These trends are congruent with the majority This complex interaction between serotonergic and glutama-
of recent publications, suggesting certain drugs have momen- tergic systems in the prefrontal cortex appears to cause the
For personal use only.

tum or greater supply availability. Indeed, several current perceptual and mood-altering effects characteristic of the
psilocybin studies are supplied with the same batch manu- hallucinogenic experience (40). One study on dextromethor-
factured for earlier research in 2001, while ketamine is phan, an NMDA antagonist, details subjective experiences
Schedule III and routinely used as an anesthetic (34). comparable to psilocybin, which may indicate glutamic
Funding presents an additional hurdle for projects. involvement to a higher degree (41). Some substances, such
Theoretically, it may come from publicly sourced grants, but as the empathogen, MDMA, and the dissociative anesthetic,
current trends show private, special interest groups as the pri- ketamine, have substantially different mechanisms and
mary financial backers. Examples include the Heffter Research effects, making them ‘‘non-classical’’ examples of hallucino-
Institute and Multidisciplinary Association for Psychedelic gens (19).
Studies (MAPS). Federal agencies, such as the National
Institute of Mental Health (NIMH), National Institute on Psychological components
Drug Abuse (NIDA), National Institute on Alcohol Abuse and
Alcoholism (NIAAA) and the National Science Foundation Despite their chemical diversity, hallucinogens are markedly
(NSF), have rarely provided funding and only to projects similar in their clinical efficacy and subjective effects.
involving non-classical hallucinogens, such as ketamine and Typically, the experience is characterized by changes in
MDMA. Studies investigating ketamine’s effects on depres- perception (e.g. visual geometric patterning, hallucinations,
sion, schizophrenia and post-traumatic stress disorder (PTSD) synesthesia), body sensation (e.g. headache, nausea, tingling),
are funded by the NIMH, Department of Defense and cognition (e.g. distance from reality, metaphysical thinking,
pharmaceutical companies. The lack of support is remarkable, ideas of reference, impaired volition, ineffability) and mood
given classical hallucinogens’ relative safety and their ability to (e.g. euphoria, lability). Psychological components can
potentially improve a wide range of public health concerns. largely be divided into two constructs: psychological insight
Specifically, they have been indicated in treatment for addic- and mystical experience. Therapeutic uses of hallucinogens,
tion (4–17), depression (17), death-related anxiety (35), PTSD explored prior to their criminalization, focused on these
(36) and obsessive–compulsive disorder (OCD) (22). constructs independently (27).

Psychological insight
Therapeutic effects of hallucinogens in addiction
Psychedelic therapy utilizes high dosages with the intent of
treatment
eliciting a peak, or mystical, experience. This is in contrast to
The therapeutic mechanisms of action in hallucinogens are psycholytic therapy, which employs small doses over many
proposed to be both biological and psychological in nature. sessions and is based on psychoanalytic principles: uncon-
Bogenschutz and Pommy (4) proposed a hierarchical model of scious forces of the psyche are responsible for functional
acute and persisting effects, followed by final change mech- deficits, and insight into these forces reduces their disruptive
anisms. Acute effects were separated into biological and power. Indeed, hallucinogens may accelerate and assist the
DOI: 10.3109/00952990.2013.811513 Testing efficacy of hallucinogens 293

psycholytic therapeutic process by enhancing recollection. experiencing a traumatic event and undergoing a spiritual
A functional magnetic resonance imaging (fMRI) study, for awakening. While a spiritual connection is obvious in the last
example, showed visual and other sensory cortical activations motive, it may also be suggested that the first two reasons
from memory cues were present following psilocybin but not are related to the meaningfulness component within spiritu-
placebo (42). Memory vividness was also rated higher after ality. If addiction is conceived of as a state absent truth,
psilocybin. rock bottom and traumatic events may be conceptualized as
The trauma model reveals another perspective on psycho- periods when truth can no longer be denied (48). Finally,
logical insight. Specifically, this model suggests impairment an active emphasis on spirituality in recovery has been shown
following a trauma is derived from inadequate processing of to improve the length of abstinence (49–57).
the event. For this reason, exposure therapy for PTSD focuses
on having the patient revisit the traumatic event, while Proposal to evaluate mechanisms
maintaining the appropriate level of emotional involvement Although the literature noted above suggests hallucinogens to
and sympathetic activation (43). In particular, MDMA be efficacious in addiction treatment, the strength of specific
has helped with this treatment aim, due to its success in mechanisms of action has yet to be correlated with clinical
decreasing fear while maintaining high cognitive processing outcomes. As well, no studies have compared the effects
(36). Regardless of the underlying model, the goal is the
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of or outcomes with drug-induced versus non-drug-induced


same: the resolution of psychological conflicts. ASCs. Analysis of the differences between these approaches
would better distinguish biological and psychological phe-
Mystical experience nomena. We assume drug-induced ASCs better represent
The construct ‘‘mystical experience’’ is difficult to define. a biological condition, while non-drug-induced ASCs better
The dictionary describes the nebulous realm of spirituality as exemplify psychological aspects. Such work is essential in
‘‘of, relating to, consisting of, or affecting the spirit.’’ Cook justifying hallucinogens as a pharmacological intervention, as
(44) attempts a more rigorous definition, identifying 13 it evaluates the plausibility of alternate treatments. We outline
relevant concepts through the analysis of 265 articles. a study proposal to address these gaps in knowledge, which are
Of these, transcendence, meaningfulness and relatedness or critical in defining the focus of this re-emerging field.
a sense of oneness were most frequently cited. Previous
psychedelic research has used a similar definition (45), and Study conditions
For personal use only.

measured the construct through self-report. According to We propose a randomized trial of three treatment conditions,
recreational users, hallucinogens frequently induce spiritual with two experimental groups and one active placebo
experiences (18). An additional recent study reported 72% of (Figure 1). The two experimental groups would consist of
18 participants had a mystical experience while on psilocybin drug-induced (psilocybin) and non-drug-induced (Holotropic
(46). Relatedly, another study on terminal cancer patients Breathwork) ASCs.
assessed hallucinogens in the treatment of existential anxiety
(35). In this instance, 12 patients were given psilocybin and Primary hypotheses
had significant reductions in anxiety related to dying at 1 and
3 months post-treatment. We hypothesize the psilocybin group will have significantly
The relationship of hallucinogens and mystical experience better clinical outcomes, as measured by opioid use over
is significant in addiction treatment, where spirituality 12 weeks, than either the Holotropic Breathwork (HB) or
appears to play a role. Religiosity is a protective factor in placebo group. Additionally, we expect the HB group to use
drug habit formation (44). Arguably, this may not reflect a less opioids compared to the placebo group.
causal relationship, but further support comes from the
Active placebo
literature on success factors in recovery. Matzger et al. (47)
surveyed 659 alcohol abusers and found three common A placebo reveals the efficacy of ACS treatment by providing
reasons for efforts in habit reduction: hitting rock bottom, a baseline for comparison. It also separates effects due to

Figure 1. Study design. Patients will randomly be assigned to three conditions: psilocybin, HB or active placebo. Psilocybin represents a drug-induced
ASC, while HB represents a non-drug-induced ASC. The two primary endpoints are reduced drug use as measured by urine drug screen (UDS) and
TLFB through 12 weeks post-treatment. Secondary outcomes will be obtained for exploratory purposes.
294 B. V. Burdick & B. Adinoff Am J Drug Alcohol Abuse, 2013; 39(5): 291–297

expectation versus treatment. Active placebo is preferred over experience may increase the likelihood of reaching a peak
inactive to further remove bias in subjects and monitors state, or increase the yield of usable psychodynamic material.
alike. Similar studies have used niacin (35), methylphenidate Thus, LSD or ibogaine may be preferable to shorter-acting
(58), or a low, non-hallucinogenic dose of the drug under hallucinogens in future studies.
investigation (11). We recommend niacin, as it has a mild
physiological impact that does not alter the psychological Population
condition (35). The population to be evaluated should be accessible, indi-
cated for treatment, and hallucinogen-naı̈ve. Hallucinogens
ACS groups have been shown to improve various substance abuse
disorders (4–17), suggesting any drug addiction may be
The proposed experimental conditions involve induction of improved by this method. No meta-analyses have been
an ASC by pharmacological or non-pharmacological means. performed to indicate which hallucinogens are most effective
By comparing the outcomes of these groups, the therapeutic for particular conditions. Thus, the population cannot be
role of hallucinogen-dependent effects may be distinguishable determined by evidence of efficacy. Regarding accessibility,
from psychological effects resulting from ASCs. there is an emerging epidemic of prescription opioid abuse
In choosing a non-drug-induced altered state, methods
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in USA. In recent years, these drugs were involved in more


of induction (59) should be ethical, simple and preferably, overdose deaths than cocaine and heroin combined (71),
evidence-based. Therefore, those methods which are unethic- while there were 2 million new, non-medical users annually
ally rigorous, such as extreme environment, exercise or diet, or (72). We suggest this population as it is understudied (73),
overly difficult, such as advanced meditation, must be rapidly increasing, and presumably, available for recruitment.
excluded. Evaluation for clinical practicality excludes sensory As well, we assume this group will have experimented with
deprivation and shamanic practices, such as sweat lodges, novel drugs less than other substance abusers, and conse-
as these require specialized settings. Of the remaining options, quently, they are more likely to be hallucinogen-naı̈ve.
respiratory techniques leading to hyperventilation appear most Naivety is preferred to decrease bias and to avoid triggering
clinically viable. We recommend the HB technique. It was craving in patients who may have used concurrently. Patients
developed by S. Grof in the 1970s (60), and utilizes rapid, deep should be recruited from residential treatment, where care is
breathing, music, elective touch (i.e. focused pressure to more likely to be standardized.
For personal use only.

relieve muscle tension), and artistic exercises, to elicit an ASC In terms of criteria, participants should meet Diagnostic
in participants. and Statistical Manual of Mental Disorders, Fourth Edition
HB has been reported to improve abstinence, existential (DSM-IV) criteria for current dependence of prescription
anxiety, self-esteem and psychiatric symptomatology (60–62). opioids. They should be non-medical users, as classical
Several long-term outcome studies, ranging from 12 weeks to hallucinogens have been reported to decrease pain and the
6 months, showed HB participants had reduced psychiatric need for narcotic medication, which could impact outcomes
symptoms at follow-up, as compared to controls or their status (35). Further psychiatric screening is necessary to exclude
pre-intervention (62). Other studies have shown hyperventi- those vulnerable to rare, long-term complications from
lation reliably produces hallucinations in 60% of patients (63). psychotic reactions. Thus, patients with a current or past
Evidence, however, is modest; the technique needs to be history of psychotic, dissociative or Bipolar-I disorder should
subjected to more sophisticated assessments before it is be excluded. Additionally, those who are taking medications
considered a validated treatment, and support for HB treating that affect serotonergic function, such as tricyclic antidepres-
addiction comes from four case reports (60). The biological sants, serotonin reuptake inhibitors, monoamine oxidase
basis of this ASC is found in hypocapnia, a decrease in the inhibitors or lithium should be omitted, as it may alter
partial pressure of CO2 in the brain, and respiratory alkalosis psilocybin’s effects (19). Women should not be pregnant or
(62). Due to this evidence of potential efficacy and ASC nursing, and if they are of child-bearing potential, should
production, we feel HB adequately addresses the proposal’s practice effective birth control. Hypertensive patients should
need for non-pharmacological induction of ASC. be excluded, as classical hallucinogens can moderately
In selecting the drug-induced ASC experimental condition, increase blood pressure (19).
availability should play a prudent role. For this reason, we
consider primarily psilocybin and ketamine as options. Both
Treatment
have similar altered state profiles (32), but ketamine, while
more accessible, has greater dependency issues and health We will briefly discuss design concerns, although they
concerns than classical hallucinogens (64). Animals reliably have been more exhaustively covered elsewhere (17,19).
self-administer ketamine, but not classical hallucinogens Hallucinogens are unique as substances in that their risks are
(65–67). Also, health concerns associated with chronic use primarily psychological, rather than physiological. Treatment
of ketamine include cognitive deficits and organ damage should be designed and administered with patient safety as the
(68,69). These issues are not associated with the use of foremost concern.
classical hallucinogens (19). As well, ketamine’s ratio of fatal Subjects should participate in four introductory meetings,
dose to effective dose is 38:1, while psilocybin’s is 1000:1 one experimental session and biweekly follow-ups for 12
(70). With respect to the population, we suggest psilocybin weeks. Several introductory sessions are necessary to properly
as a better long-term solution for substance abusers. prepare the patient as to the nature of the possible unusual
However, for future studies, a longer hallucinogenic experiences they may experience (19). This education is
DOI: 10.3109/00952990.2013.811513 Testing efficacy of hallucinogens 295

essential for obtaining informed consent and reducing nega- variety of disorders, and evidence is growing regarding their
tive reactions during administration. Additionally, this step clinically relevancy in improving addiction (4–17), depression
develops the necessary rapport between patients and session (17), death-related anxiety (35), PTSD (36), and obsessive–
monitors. Strong interpersonal support has been shown to compulsive disorder (OCD) (22). However, further investiga-
help minimize adverse psychological reactions, and adminis- tion into these chemical’s mechanistic efficacy is critical to
tration should not occur before a relationship of trust has been their successful application as therapeutic agents. There must
established (19). The Composite International Diagnostic be a demonstrated improvement on known pharmacological
Interview (CIDI) will be administered initially to diagnose and non-pharmacological interventions. The study we have
opioid dependence and psychiatric disorders (73). proposed aims to address these concerns by seeking new
The environment of the study should be as comfortable and insights in this promising, re-emerging field.
safe as possible. The setting should resemble a living space,
more than a sterile, high-tech, inpatient unit. Music, head-
Declaration of interest
phones and eyeshades should be available for patient comfort,
and medication for hypertension and acute distress should be Authors report no conflicts of interest. Authors alone are
readily accessible in case of emergency. Session length should responsible for the content and writing of this article.
be matched across groups according to the longest duration
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of effects among conditions, which in this case is 8 h (the References


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