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The European Journal of Orthodontics Advance Access published July 27, 2016

European Journal of Orthodontics, 2016, 1–7


doi:10.1093/ejo/cjw049

Original article

Craniofacial shape differs in patients with tooth


agenesis: geometric morphometric analysis
Alina Cocos and Demetrios J. Halazonetis
Department of Orthodontics, School of Dentistry, National and Kapodistrian University of Athens, Greece

Correspondence to: Alina Cocos, Department of Orthodontics, School of Dentistry, National and Kapodistrian University of
Athens, 11527 Athens, Greece. E-mail: cocos_alina@hotmail.com

Summary
Aim:  To evaluate the shape of the craniofacial complex in patients with tooth agenesis and
compare it to matched controls.
Subjects and methods:  The sample comprised 456 patients that were allocated to three groups:
the agenesis group of 100 patients with at least one missing tooth, excluding third molars, the
third molar agenesis group (3dMAG; one to four missing third molars) of 52 patients and the

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control group (CG) of 304 patients with no missing teeth. The main craniofacial structures depicted
on lateral cephalograms were digitized and traced with 15 curves and 127 landmarks. These
landmarks were subjected to Procrustes superimposition and principal component analysis in
order to describe shape variability of the cranial base, maxilla and mandible, as well as of the whole
craniofacial complex. For statistical analysis, permutation tests were used (10 000 permutations
without replacement).
Results:  Approximately half of the sample’s variability was described by the first three principal
components. Comparisons within the whole sample revealed sexual dimorphism of the craniofacial
complex and its structures (P  <  0.01). Differences between the agenesis group and matched
controls were found in the shape of all craniofacial structures except for the cranial base (P < 0.05).
Specifically, patients with agenesis presented with Class III tendency and hypodivergent skeletal
pattern. However, the comparison between the 3dMAG and matched CG revealed no differences.
Conclusion:  The shape of the craniofacial complex differs in patients with tooth agenesis suggesting
that common factors are implicated in tooth development and craniofacial morphology.

Introduction three to five teeth and agenesis of six or more teeth are less common
(14% and 3%, respectively) (1).
The developmental absence (agenesis) of at least one tooth, exclud-
Evidence of the genetic component in the aetiology of tooth agen-
ing third molars, has a prevalence of 4 to 13 percent and depends
esis has been unequivocally demonstrated. The first gene mutation was
on geographic region and gender (1.22:1 female/male ratio) (1, 2).
revealed in 1996, associating MSX1 gene defects with autosomal-domi-
Third molar agenesis has a prevalence of 20–30% in the European
nant agenesis of second premolars and third molars (8). Different muta-
population (3). The incidence of tooth agenesis in the primary denti-
tions in the MSX1 gene have been correlated to tooth agenesis patterns
tion is considerably lower (0.5–0.9%) (4, 5) and a strong association
(9, 10, 11). Furthermore, mutations in other genes, including AXIN2
with agenesis of the permanent successor has been reported (6, 7).
(12), EDA (13), IRF6, FGFR1 (14), PAX9 (15, 16) and WNT10A (17)
Among patients with agenesis, the most frequently missing teeth,
have also been associated with tooth agenesis. Environmental factors
excluding third molars, are mandibular second premolars (30–
implicated in the aetiology of agenesis are infection, trauma of the den-
40%), maxillary lateral incisors (24%), maxillary second premolars
toalveolar process, chemical substances, radiation therapy and distur-
(14–21%) and lower incisors (3–6%) (1, 2). The absence of one or
bances in neural developmental fields in the jaw (18).
two teeth is the most common finding (80% prevalence); agenesis of

© The Author 2016. Published by Oxford University Press on behalf of the European Orthodontic Society. All rights reserved.
1
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2 European Journal of Orthodontics, 2016

Dental anomalies, such as reduced crown and root size, conical For each patient, data including gender, date of birth, date at which
crown shape, enamel hypoplasia, infraocclusion of primary teeth, the cephalometric radiograph was taken, the missing teeth numbered
ectopic eruption, transposition and molar taurodontism, have been according to Federation Dentaire Internationale (FDI) numbering
associated with tooth agenesis (19, 20). Although at lower rates, system (38) and the individual Tooth Agenesis Code (TAC) score
delayed eruption and tooth impaction have also been reported (19). (39), were recorded.
The relationship between anomalies in number, size and shape sug- The diagnosis of tooth agenesis was based on the orthopanto-
gest a common genetic control with different phenotypic presenta- mograms and the anamnestic data, in order to exclude the possibil-
tion (21). ity of previous extraction. Late mineralization of second premolars
Craniofacial bone morphogenesis is also under genetic con- and third molars has been reported (40–42). Therefore, for patients
trol and is regulated by specific genes such as Msx1, Msx2 and under 12 years of age, a subsequent orthopantomogram was evalu-
numerous transcription factors (22). Hitherto, the associa- ated in order to confirm agenesis of these teeth. If a subsequent pano-
tion between tooth agenesis and craniofacial morphology is not ramic radiograph was not available, the patient was excluded and
well established, with some authors accepting this association another patient was retrieved from the database.
(23–26) and others not (27, 28). These conflicting results have been The subjects presenting with agenesis were allocated to two groups.
attributed to different sample sizes, to various categorizations of The first group (agenesis group—AG), comprised 100 patients (47
the patients and to different anatomical landmarks, angles and males, 53 females, mean age 14.7, range 8 to 36 years) with agenesis
distances used in the cephalometric analyses. Furthermore, the of at least one tooth, excluding third molars. The second group (third
appropriateness of conventional cephalometric analysis as a tool molar agenesis group—3dMAG) consisted of 52 patients (21 males, 31
to assess craniofacial shape has been questioned (29). Shape is females, mean age 14.2, range 9 to 24 years) with congenitally missing
defined as the geometric properties of an object that are invariant one to four third molars only. Each of the aforementioned patients was
to location, scale and orientation (30). Alternative approaches have matched by age (within 6 months) and gender to two control patients
been proposed to quantify and analyze the shape of anatomical (no missing teeth). Therefore, the control group (CG) comprised 304
structures (31–33). These methods, known as geometric morpho- patients (136 males, 168 females, mean age 14.5, range 8 to 37 years)
metric methods, preserve the geometry of the morphological struc- who were allocated to two groups, the control group of the AG (CAG)
ture throughout the analysis and present statistical results as actual and the control group of the 3dMAG (C3dMAG; Table 1).
shape variations (34, 35). For further elucidation of the effect of tooth agenesis pattern on
The purpose of this study was to investigate whether there are the craniofacial shape, three different criteria were independently

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differences in the shape of the craniofacial complex between patients applied to AG to create subgroups according to:
presenting with tooth agenesis and matched controls.
1. Location of tooth agenesis: in the maxilla, in the mandible or
both
Subjects and methods 2. TAC score ≤250 or TAC score >250 (43)
3. Agenesis of 1–2 teeth, 3–5 teeth and ≥6 teeth (Table 2)
This study was approved by the Ethics and Research Committee of the
School of Dentistry, National and Kapodistrian University of Athens.
Sample size in geometric morphometric studies cannot be deter- Methods
mined by straightforward application of mathematical formulae The pre-treatment lateral cephalograms of 456 patients were
(36, 37); due to lack of data from previous studies that could provide scanned at a resolution of 150 dpi (Epson 1600 scanner, Seiko
guidance, we populated our sample based on availability of records Epson Corporation, Nagano, Japan) and digitized using Viewbox
and a minimum number of 30 patients per group (36). 4 software (dHAL software, Kifissia, Greece). The main craniofacial
The sample of this retrospective study was obtained from the structures depicted on lateral cephalograms were manually traced
records of patients attending the Department of Orthodontics, School with the aid of the Viewbox 4 software, which was configured for
of Dentistry, National and Kapodistrian University of Athens for the purpose of this research. During the tracing process, the size of
orthodontic treatment. The electronic database of years 1998 to 2015 all cephalograms was adjusted to true life size using the reference
was searched and the orthopantomograms and lateral cephalograms ruler. The craniofacial structures were comprehensively described
of patients fulfilling the following inclusion criteria were retrieved: by 15 curves, whose shape was captured by 127 landmarks, ini-
tially distributed equidistantly along them (Figure 1, Supplementary
1. Caucasian origin Table 1). Eleven points identified by local anatomy, such as anterior
2. Agenesis of at least one permanent tooth nasal spine (ANS), posterior nasal spine (PNS) and basion (Ba), or
3. No craniofacial malformations and syndromes positioned at the end-points of curves, were considered fixed land-
4. No previous orthodontic treatment marks. All other 116 points were considered semilandmarks (44)
5. Cephalograms with a reference ruler and were subsequently allowed to slide from their initial position.

Table 1.  Descriptive statistics. AG, agenesis group; CG, control group; 3dMAG, third molar agenesis group; SD, standard deviation.

AG 3dMAG CG

Age Males (n = 47) Females (n = 53) Males (n = 21) Females (n = 31) Males (n = 136) Females (n = 168)

Mean 14.3 15.1 13.4 14.8 14.0 14.9


SD 4.80 6.17 2.74 3.48 4.05 5.18
Range 8.0–29.1 9.8–36.5 8.8–22.9 10.6–23.7 7.7–30.2 9.2–37.0
A. Cocos and D. J. Halazonetis 3

Customary cephalometric points requiring distant reference struc- All tracings were superimposed using generalized Procrustes
tures or dependent on head orientation, such as A  point, Pg, Gn, superimposition (33). The resulting Procrustes coordinates describe
were not used. No points were placed on teeth as tooth position the location of each patient in shape space. Principal component
might be more affected by environmental factors. analysis was applied on the Procrustes coordinates to acquire the
Point-to-point correspondence between semilandmarks that have principal components that most efficiently describe shape variability
been placed at equidistant positions is not appropriate (45), there- of the sample (47).
fore semilandmarks were allowed to slide along tangent vectors to
the curves (44). The iterative process involved sliding the semiland- Statistical analysis
marks to minimize bending energy against a reference configuration Permutation tests (10 000 permutations without replacement) were
and then computing the average, to be used as the reference shape used to compare groups, based on Procrustes distances between
for the next iteration (46). This procedure was repeated three times, group means. Additionally, for each pair of matched controls cor-
until the change of the average shape was negligible. responding to a patient of the agenesis groups, we computed the
average and used it for testing differences between groups assuming
Table  2.  Distribution of AG patients. AG, agenesis group; TAC, paired data—each agenesis patient paired to the average of the two
Tooth Agenesis Code. matched controls.
Bonferroni correction was applied to adjust the statistical signifi-
Males Females Total
cance level for multiple testing.
Location of agenesis Maxilla 13 18 31
Mandible 6 13 19 Error estimation
Both jaws 28 22 50 In order to calculate intra-observer error, a set of 30 randomly
TAC score ≤250 29 34 63
selected cephalograms were re-digitized after one month. Intra-
>250 18 19 37
observer error was estimated as the mean Procrustes distance
Number of missing teeth 1–2 28 38 66
3–5 10 7 17 between repeated digitizations and was 6.3% of the total sample’s
≥6 9 8 17 variance.

Results

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The first three principal components (PC1, PC2, PC3) accounted for
50% of the sample’s variability and described variability in the verti-
cal direction (hypo/hyper-divergent skeletal pattern), in the anter-
oposterior direction (Class  II/Class  III skeletal relationship) and in
the gonial angle of the mandible (low/high gonial angle), respec-
tively. Approximately 80% of the sample’s variability was described
by the first 12 principal components (Supplementary Table 2).
Sexual dimorphism of the craniofacial complex and its structures
were detected within the whole sample (P  <  0.01). Comparisons
within each group revealed sexual dimorphism of the cranial base
for all groups (P < 0.01), of the maxilla for the agenesis groups (AG
and 3dMAG; P < 0.05) and of the mandible for the CG (P < 0.05).
However, after Bonferroni correction (P  =  0.01), the maxilla of
3dMAG and the mandible of the CG were no longer dimorphic
(Table  3). A  regional Procrustes superimposition of the average
shapes of males and females was performed in order to visualize
these differences. Females presented with a more obtuse cranial base,
a smaller palate and a more acute gonial angle (Figure 2).
All structures of the craniofacial complex of the AG, except for
the cranial base, differed significantly from the structures of the CAG
for males and females (P < 0.05 and P < 0.01, respectively; Table 4).
Superimposition of the average shapes of both groups showed
that patients with agenesis presented with Class  III tendency and

Table 3.  Sexual dimorphism of craniofacial structures

All points Cranial base Maxilla Mandible

All sample P = 0.017 P = 0.000* P = 0.000* P = 0.004*


Agenesis group P = 0.165 P = 0.001* P = 0.002* P = 0.092
Figure 1.  Description of craniofacial complex with 15 curves (Supplementary
Third molar agenesis P = 0.188 P = 0.000* P = 0.023 P = 0.119
Table 1) and 11 fixed landmarks (red points): basion (Ba), orbitale (Or),
group
posterior nasal spine (PNS), anterior nasal spine (ANS), supradentale labial
(Sd1), supradentale palatal (Sd2), infradentale labial (Id1), infradentale lingual
Control group P = 0.112 P = 0.000* P = 0.096 P = 0.035
(Id2), the most posterior and inferior point of posterior clinoid process (Cl), the
tip of nasal bone (N1), the most posterior point of the frontonasal suture (N2). *After Bonferroni correction (P = 0.05/4) significance level was set at 0.01.
4 European Journal of Orthodontics, 2016

hypodivergent skeletal pattern (Figure  3). The regional Procrustes


superimposition of the mean shapes of AG and CAG revealed that
the maxilla of the AG differed mostly because of the relatively smaller
palate (P < 0.05; Figure 4). The mandible of the AG showed a more
obtuse gonial angle, smaller ramus and symphysis width (P < 0.01;
Figure 5). Application of Bonferroni correction to the above results
revealed significant differences between AG and CAG in all struc-
tures except for the cranial base for females (P < 0.006). However,
for males, all structures except for cranial base and maxilla, differed
between AG and CAG (P < 0.006).
Comparisons between 3dMAG and C3dMAG demonstrated
that males with third molar agenesis presented with a flatter cranial
base, a wider zygomaticomaxillary complex, a slightly retruded and
smaller palate (P < 0.05; Table 4); these differences did not survive
the Bonferroni correction. No significant differences in shape were
found for females.
Comparisons among patients of the AG concerning the location
of the agenesis, the number of missing teeth or TAC score did not
reveal any differences in shape (Table 5).

Discussion
The morphology of the craniofacial complex in patients with tooth
agenesis has been extensively investigated. The methodology imple-
mented here allowed us to overcome some of the intrinsic limitations
of conventional cephalometry (29, 48) that has been used in previous
studies (24, 27, 28, 49–54), but other limitations persist. The sam-

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ple consisted of orthodontic patients; therefore, the results should
be interpreted with caution and not applied to the general popula-
Figure 2.  Plots of the average male (blue sphere), female (red sphere) shapes tion. The distribution of the agenesis patients regarding the location
in shape space, and corresponding superimpositions of cranial base, maxilla, and number of missing teeth as well as TAC scores was unequal.
and mandible (blue dotted line: males, red solid line: females). Furthermore, sources of measurement error could not be avoided (55).

Table 4.  Shape differences between agenesis groups and matched controls. AG, agenesis group; CAG, control group of AG; 3dMAG, third
molar agenesis group; C3dMAG, control group of 3dMAG.

All points Cranial base Maxilla Mandible

Girls Boys Girls Boys Girls Boys Girls Boys

AG − CAG P = 0.000* P = 0.006* P = 0.105 P = 0.089 P = 0.000* P = 0.015 P = 0.000* P = 0.000*


3dMAG − C3dMAG P = 0.229 P = 0.188 P = 0.132 P = 0.047 P = 0.147 P = 0.011 P = 0.500 P = 0.618

*After Bonferroni correction (P = 0.05/8) significance level was set at 0.006.

Figure  3.  Left: Shape variability of the craniofacial complex, as described by PC1 and PC2 at +/− 3 standard deviations (SD). Middle: Plot of the average
craniofacial shapes; AG, orange sphere; CAG, green sphere. Right: Superimposition of the average shapes; AG, orange solid line; CAG, green dotted line.
A. Cocos and D. J. Halazonetis 5

Interestingly, the largest percentage of shape variability (24.6%) Due to sexual dimorphism, comparisons between AG and CAG
referred to the vertical dimension and was described by PC1, whereas were made for males and females separately. Patients with agenesis
variability in the anteroposterior direction was less (PC2: 16.5%). These of at least one tooth, except for third molars, had a distinct crani-
results are in agreement with previous studies that used a much more ofacial shape, a finding consistent with some studies (1, 26, 49, 51,
limited set of fixed points to describe craniofacial morphology (48, 56). 52, 54) but contradictory to others (27, 28, 50). The palate of the
Sexual dimorphism of the craniofacial structures was investi- AG was relatively smaller, anteroposteriorly and vertically, in agree-
gated and the cranial base was dimorphic for all groups. Females ment to findings that the linear length of the palate (ANS–PNS) is
presented with a flatter cranial base in accordance with other studies significantly decreased in patients with agenesis (26, 53, 54). The
(57, 58), although no consensus exists (59). only parameter of the mandibular shape that we were able to com-
Sexual dimorphism of the mandible was detected within the pare with other studies is the gonial angle; patients with congenitally
whole sample, with males presenting a more obtuse gonial angle. missing teeth had a more obtuse gonial angle, a result not supported
Sexual dimorphism of the mandible has been reported for adults by other studies (24, 50, 51, 54).
(60, 61), but studies concerning subadults are controversial. Patients with missing one to four third molars were also included
Coquerelle et al. reported that sexual dimorphism of the mandible in this study. Interestingly, only males with third molar agenesis pre-
is present until 4 years and after 14 years of age (62), while Franklin sented with a more obtuse cranial base angle, slightly retruded and
et al. reported no dimorphism until the age of 17 years (63). Almost smaller palate. These results could not be directly compared to other
32% of our patients were older than 14  years and in accordance studies (64–66); however, they further support previous findings
with Coquerelle et  al. (62) sexual dimorphism was not found for indicating an association between third molar agenesis and a distinct
patients under 14 years (P = 0.052). craniofacial morphology. Further research with a larger sample size

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Figure 4.  Left: Shape variability of the maxilla, as described by PC1 and PC2 at +/− 3 standard deviations (SD). Middle: Plot of the average maxilla shapes; AG,
orange sphere; CAG, green sphere. Right: Superimposition of the average shapes; AG, orange solid line; CAG, green dotted line.

Figure 5.  Left: Shape variability of mandible, as described by PC1 and PC2 at +/− 3 standard deviations (SD). Middle: Plot of average mandibular shapes; AG, orange
sphere; CAG, green sphere. Right: Superimposition of the average shapes; AG, orange solid line; CAG, green dotted line.

Table 5.  Shape differences among AG patients. AG, agenesis group; TAC, Tooth Agenesis Code.

All points Cranial base Maxilla Mandible

Location of agenesis Mandible vs. maxilla P = 0.51 P = 0.68 P = 0.11 P = 0.23


Mandible vs. both jaws P = 0.29 P = 0.91 P = 0.68 P = 0.16
Maxilla vs. both jaws P = 0.27 P = 0.52 P = 0.12 P = 0.21
TAC score TAC > 250 vs. TAC ≤ 250 P = 0.14 P = 0.31 P = 0.27 P = 0.24
Number of missing teeth 1–2 vs. 3–5 P = 0.79 P = 0.74 P = 0.69 P = 0.79
1−2 vs. ≥6 P = 0.12 P = 0.41 P = 0.21 P = 0.17
3–5 vs. ≥6 P = 0.57 P = 0.38 P = 0.84 P = 0.69
6 European Journal of Orthodontics, 2016

is suggested, since after Bonferroni correction no differences between Funding


3dMAG and C3dMAG were detected.
This study was funded by State Scholarships Foundation (IKY).
Our results indicate no differences in the shape of the craniofa-
Conflict of interest: None to declare.
cial complex among patients with tooth agenesis. The findings in
the literature are controversial, some concurring with our results
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