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https://doi.org/10.1007/s00403-020-02109-7
ORIGINAL PAPER
Abstract
Alopecia areata (AA) has long been associated with thyroid diseases; however, the temporality of their association remains
unclear. This study aimed to investigate the bidirectional association between AA and thyroid diseases. In analysis 1, we
included 5929 AA patients and 59,290 matched controls to assess the risk of thyroid diseases. In analysis 2, we included
35,071 patients with thyrotoxicosis, 19,227 patients with Graves’ disease, 5460 patients with thyroiditis, 3352 patients with
Hashimoto’s thyroiditis, and their matched controls (1:10) to assess the risk of AA. Incidence of thyroid diseases and AA
were the outcomes in analysis 1 and analysis 2, respectively. After adjusting the potential confounders, AA patients had an
increased risk of all thyroid diseases, including toxic nodular goiter, (aHR 10.17; 95% confidence interval [CI] 5.32–19.44),
nontoxic nodular goiter (aHR 5.23; 95% CI 3.76–7.28), thyrotoxicosis (aHR 7.96; 95% CI 6.01–10.54), Graves’ disease
(aHR 8.36; 95% CI 5.66–12.35), thyroiditis (aHR 4.04; 95% CI 2.12–7.73), and Hashimoto thyroiditis (aHR 4.35; 95% CI
1.88–10.04). On the contrary, a significantly increased risk of developing AA was observed among patients with thyrotoxi-
cosis (aHR 9.29; 95% CI, 7.11–12.14), Graves’ disease (aHR 8.66; 95% CI 6.03–12.42), and thyroiditis (aHR 6.42; 95%
CI 3.15–13.11) but not in patients with Hashimoto’s thyroiditis. In conclusion, our study found a bidirectional association
between AA and thyroid diseases, suggesting shared biological mechanisms underlying these two diseases.
Keywords Alopecia areata · Cohort study · Epidemiology · Taiwan’s National Health Insurance Research Database ·
Thyroid disease
Introduction
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size, heterogeneous methodology, and cross-sectional or incidence of thyroid diseases, we excluded patients with a
case–control design of previous studies [12]. Therefore, the previous diagnosis of thyroid diseases (ICD-9-CM codes
magnitude and direction of the association between AA and 240-246 and 648.1), invalid insurance status, unknown sex
autoimmune thyroid diseases remain unclear. In this popu- status, or unknown covariates.
lation-based cohort study, we used a nationwide database to For each AA patient, 10 matched controls were selected
assess the bidirectional association between AA and thyroid from the Longitudinal Health Insurance Database (LHID),
diseases. which provides longitudinally linked anonymized data of
enrollees randomly sampled from the registry for beneficiar-
ies of the NHIRD. These participants were matched for age,
Methods sex, monthly premium, and residence. Monthly premium
was classified into 0–500, 501–800, and ≥ 801 US dollars.
Data source Residence was classified into five levels of urbanization,
with level 1 indicating the most urbanized area and level
The Taiwan National Health Insurance (NHI) program was 5 the least urbanized area. Monthly premium and urbani-
established in 1995 and covered approximately 99.6% of all zation levels were used to represent socioeconomic status.
Taiwanese residents at the end of 2010. The NHI Research The Charlson Comorbidity Index (CCI) was used for clinical
Database (NHIRD) contains comprehensive information prognosis and comorbidity adjustment. The index date for
about the insured individuals, including demographic details the AA group was the date when AA was diagnosed for the
(date of birth, sex, and residential location) and claims data first time, whereas the index date for the control was the AA-
(outpatient and inpatient care, medical diagnoses, prescrip- diagnosed date of the matched AA patient. For patients who
tions, and operations). The NHIRD has been widely used in developed incident thyroid diseases, the length of follow-up
epidemiological studies in Taiwan [13–21]. To protect indi- was the period from the index date to the date of the first
vidual privacy, a unique identification number is assigned diagnosis of thyroid diseases. The censored time for patients
to each beneficiary and enciphered before the data are who did not have an incident thyroid disease was the period
released for scientific purposes. The diagnostic codes used from the index date to either December 31, 2013 or the date
were based on the International Classification of Diseases, of withdrawal from the NHI.
9th Revision, Clinical Modification (ICD-9-CM). This study
was approved by the Institutional Review Board of Taipei Analysis 2: thyroid disease as a risk factor for AA
Veterans General Hospital (2018-07-016AC).
The cohort in analysis 2 included patients with thyrotoxi-
Study population, exposure, and outcome cosis (ICD-9-CM code 242), Graves’ disease (ICD-9-CM
code 242.0), thyroiditis (ICD-9-CM code 245), and Hashi-
Analysis 1: alopecia areata (AA) as a risk factor for thyroid moto’s thyroiditis (ICD-9-CM code 245.2). The primary
diseases outcome assessed was new-onset AA. Similarly, to identify
incident AA, we excluded patients with a previous diagno-
A bidirectional cohort study design was used to investi- sis of AA, invalid insurance status, unknown sex status, or
gate the longitudinal association between AA and thyroid unknown covariates. For each patient with thyroid diseases,
diseases. In analysis 1, we identified AA patients from the 10 matched controls were selected from the LHID after
NHIRD from January 1, 1998 to December 31, 2011. The matching for age, sex, monthly premium, and residence. The
diagnosis of AA was established according to the ICD-9-CM index date for the thyroid disease group was the date when
codes 704.01. Patients were considered to have AA only thyroid disease was diagnosed for the first time, whereas the
if the diagnosis was established by dermatologists and the index date for the control was the thyroid disease-diagnosed
condition was observed at ≥ 3 outpatient visits. date of the matched thyroid disease patient. For patients who
The primary outcome assessed was new-onset thyroid developed an incident AA, the length of follow-up was the
diseases, including toxic nodular goiter (ICD-9-CM codes period from the index date to the date of the first diagnosis
242.1, 242.2, and 242.3), nontoxic nodular goiter (ICD- of AA. The censored time for patients who did not have an
9-CM codes 240 and 241), thyrotoxicosis (ICD-9-CM code incident AA was the period from the index date to either
242), Graves’ disease (ICD-9-CM code 242.0), thyroiditis December 31, 2013 or the date of withdrawal from the NHI.
(ICD-9-CM code 245), and Hashimoto’s thyroiditis (ICD-
9-CM code 245.2). The diagnosis of thyroid diseases was Statistical analysis
established at least three times by board-certified family
physicians, internal medicine physicians, pediatricians, For between-group comparisons, t test or Wilcoxon rank-
endocrinologists, or emergency physicians. To identify the sum test was used for continuous variables, and Pearson’s
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test was used for categorical variables. Cox proportional patients had an increased risk of developing all thyroid dis-
hazards regression model with the adjustment for the poten- eases, including toxic nodular goiter (aHR 10.17; 95% CI
tial confounders (including age, sex, monthly premium, resi- 5.32–19.44), nontoxic nodular goiter (aHR 5.23; 95% CI
dence, and CCI score) was used to assess the bidirectional 3.76–7.28), thyrotoxicosis (aHR 7.96; 95% CI 6.01–10.54),
association between AA and thyroid diseases. The adjusted Graves’ disease (aHR 8.36; 95% CI 5.66–12.35), thyroiditis
hazard ratios (aHRs) with 95% confidence intervals (CIs) (aHR 4.04; 95% CI 2.12–7.73), and Hashimoto’s thyroiditis
indicate the strength and direction of these associations. A (aHR 4.35; 95% CI 1.88–10.04).
two-sided P value < 0.05 was considered as statistically sig-
nificant. Data analyses were performed using the Statistical Analysis 2: thyroid disease as a risk factor for AA
Analysis System (SAS) software (version 9.4, SAS Institute,
Cary, NC, USA). In analysis 2, we included 35,071 patients with thyrotoxi-
cosis,19,227 patients with Graves’ disease, 5460 patients
with thyroiditis, 3352 patients with Hashimoto’s thyroidi-
Results tis, and their 1:10 matched controls (Table 3). Individuals
with and without thyroid diseases were well-matched for
Analysis 1: AA as a risk factor for thyroid diseases age, sex, monthly premium, and residential status. Patients
with thyroid diseases had higher CCI scores compared with
Table 1 shows the demographic characteristics for all par- controls (P < 0.0001). As shown in Table 4, after adjusting
ticipants, including 5929 patients with AA and 59,290 indi- the potential confounders, a significantly increased risk of
viduals as the study control. Age, sex, monthly premium, developing AA was observed among patients with thyrotoxi-
and residential status were well-matched without signifi- cosis (aHR 9.29; 95% CI 7.11–12.14), Graves’ disease (aHR
cant between-group differences. AA patients had higher 8.66; 95% CI 6.03–12.42), and thyroiditis (aHR 6.42; 95%
CCI scores compared with controls (P < 0.0001). As shown CI 3.15–13.11). However, there was no significant associa-
in Table 2, after adjusting the potential confounders, AA tion between Hashimoto’s thyroiditis and AA risk.
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Table 2 Incident thyroid diseases among patients with alopecia areata and controls
Events, n Total PY Median follow-up Incidence HR (95% CI) P aHR† (95% CI) P
years (IQR) rate/100,000 PY
aHR adjusted hazard ratio, CI confidence interval, HR hazard ratio, IQR interquartile range, PY person-years
†
Adjusted for age, sex, monthly premium, residence, and Charlson Comorbidity Index
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Table 3 Demographic data of patients with thyroid diseases and matched controls
Thyrotoxicosis Controls P Graves’ disease Controls P Thyroiditis Controls P Hashimoto Controls P
n = 35,071 n = 350,710 n = 19,227 n = 192,270 n = 5460 n = 54,600 thyroiditis n = 33,520
n = 3352
Age 40.1 (30.0– 40.1 (30.0 0.9809 37.8 (28.4– 37.8 (28.4– 0.9677 41.6 (31.5– 41.6 (31.4– 0.9775 39.1 (29.3– 39.1 (29.3– 0.9938
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Discussion
< 0.0001
< 0.0001
< 0.0001
0.1278
In the current study, we found a bidirectional association
P
between AA and thyroid diseases. That is, AA increased
the risk of thyroid diseases, and thyroid diseases increased
(7.11–12.14)
(6.03–12.42)
(3.15–13.11)
(0.75–9.70)
the risk of AA. To the best of our knowledge, this study is
Reference
Reference
Reference
Reference
the first to investigate the bidirectional association between
aHR† (95% CI)
< 0.0001
< 0.0001
(6.07–12.32)
(3.23–13.07)
Reference
Reference
Reference
1859,215
331,792
185,730
477,090
47,686
294,209
29,403
Total PY
Controls
Controls
Controls
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autoimmune hypothyroidism; HLA-DRB1 *03 has been accuracy of the data analysis. Concept and design: all authors. Acqui-
positively associated with Graves’ disease and negatively sition, analysis, or interpretation of data: all authors. Drafting of the
manuscript: Y-XD. critical revision of the manuscript for important
with AA [25–29]. Additionally, a genetic association study intellectual content: all authors. Statistical analysis: Y-HT.
of HLA genes revealed that the haplotype frequency of
D RB1 *15:01-DQB1 *06:02 was significantly higher in Funding This study was funded by the Ministry of Science and Tech-
TSH receptor antibody-positive patients with AA than in nology, R.O.C. under Grant (MOST 107-2314-B-075-032-MY3-2).
control subjects [24]. These studies provided genetic evi-
dence underlying the association between AA and thyroid Availability of data and material The data that support the findings of
this study are available on request from the corresponding author, but
diseases. Second, AA is a result of immune dysregulation they are not publicly available due to privacy restrictions.
in the hair follicles driven by C D8+NKG2D+ cytotoxic T
lymphocytes [7]. Regulatory T (Treg) cells are the primary Compliance with ethical standards
cells playing a pivotal role in human immunological home-
ostasis, and its imbalance leads to autoimmunity [30]. Pre- Conflict of interest The authors declare that they have no conflict of
vious studies have found that Treg cells in patients with interest.
autoimmune thyroid diseases are unable to downmodulate
Ethical approval This study was approved by the Institutional Review
the autoimmune response and tissue damage, which might Board of Taipei Veterans General Hospital (2018-07-016AC).
explain their autoimmunity [31]. Recent studies have
reported that an imbalance of T-helper 17 cells and Treg
cells might be involved in the pathogenesis of AA [32].
Additionally, immunohistochemical staining in the tissue
of AA patients showed that Treg cell is significantly lower References
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