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Abstract
The argument in this paper is that the fundamental control on landscape evolution in erosional landscapes is weathering. The
possibility of and evidence for instability in weathering at four scales is examined. The four scales are concerned with
weathering processes, allocation of weathered products, the interrelations of weathering and denudation, and the topographic
and isostatic responses to weathering-limited denudation (the regolith, hillslope, landscape unit, and landscape scales,
respectively). The stability conditions for each model, and the circumstances under which the models themselves are relevant,
are used to identify scale-related domains of stability and instability. At the regolith scale, the interactions among weathering
rates, resistance, and moisture are unstable, but there are circumstances—over long timescales and where weathering is well
advanced—under which the instability is irrelevant. At the hillslope scale, the system is stable when denudation is transport
rather than weathering limited and where no renewal of exposure via regolith stripping occurs. At the level of landscape units,
the stability model is based entirely on the mutual reinforcements of weathering and erosion. While this should generally lead to
instability, the model would be stable where other, external controls of both weathering and erosion rates are stronger than the
weathering–erosion feedbacks. At the broadest landscape scale, the inclusion of isostatic responses destabilizes erosion–
topography–uplift relationships. Thus, if the spatial or temporal scale is such that isostatic responses are not relevant, the system
may be stable. Essentially, instability is prevalent at local spatial scales at all but the longest timescales. Stability at intermediate
spatial scales is contingent on whether weathering–erosion feedbacks are strong or weak, with stability being more likely at
shorter and less likely at longer timescales. At the broadest spatial scales, instability is likely; although stability may be present
at intermediate temporal scales if weathering–erosion feedbacks are weak. The distinction is important because stability is
associated with convergent evolution whereby the effects of initial variations or disturbances are reduced over time as the
landscape converges toward a stable equilibrium state. Instability, by contrast, indicates divergent evolution, increasing
differentiation over time, and the persistence and growth of disturbance effects and initial variations.
D 2004 Elsevier B.V. All rights reserved.
1. Introduction
* Tel.: +1 859 257 6950; fax: +1 859 323 1969. The morphology of Earth’s surface is the outcome
E-mail address: jdp@uky.edu. of the interplay of endogenic processes (tectonics,
0169-555X/$ - see front matter D 2004 Elsevier B.V. All rights reserved.
doi:10.1016/j.geomorph.2004.06.012
256 J.D. Phillips / Geomorphology 67 (2005) 255–272
isostasy, volcanism) and exogenic processes (weathe- cases, of course, the issue is scale; and unstable/
ring, erosion, etc.). Citing the geological imperma- divergent and stable/convergent behavior is obser-
nence of landforms and the tendency of the surface in vable in the same system but at different scales.
many cases to bmove away from the aspect of The unstable growth of a miniscule perturbation
uniformity,Q Scheidegger (1983) formulated the is finite and bounded. Thus, viewed at a different,
binstability principle of geomorphic equilibrium.Q broader scale, it takes on the aspect of an expo-
Scheidegger’s argument was that the activity of nentially decaying response over time as the system
exogenic processes is greatest in those places where approaches saturation.
preexisting deviations exist (for instance microtopo- The purpose of this paper is to revisit the
graphic irregularities or lithological variations). These instability principle in the context of a particular set
variations grow unstably up to some finite limit, of geomorphic processes related to weathering, at
implying a saturation effect (Scheidegger, 1983). The multiple scales. Dynamical instability is invoked as a
paper gave numerous examples, both generic and meta-explanation, but I attempt to link instability
specific, of the unstable growth of small perturbations directly to weathering phenomenology. Further, an
and used a nonlinear dynamical systems formalism to elementary attempt is made to give concrete exam-
describe and model the general phenomenon. ples of the instability phenomena. In attempting to
Since Scheidegger originally proposed the insta- reconcile reductionist and universalist explanations of
bility principle, numerous examples of dynamical landscape patterns and complexity, Werner (1999)
instability in geomorphology have been demonstra- advocated a hierarchical approach, recognizing that
ted (see reviews by Phillips, 1999, 2002). These complex nonlinear dynamics at one scale may be
examples occur at a variety of spatial scales, span- resolved into simpler, more orderly patterns at a
ning length scales of micrometers to planetary. broader scale (cf., Culling, 1988; DeBoer, 1992;
Instability has also been shown at a variety of Phillips, 1997). This paper also takes a hierarchical
temporal scales, from instantaneous to evolutionary approach, recognizing that, to be generally applica-
and geological. Dynamical instability involves the ble, explanations or interpretations of geomorphic
persistence and growth of minor perturbations and complexity must be appropriate at a range of scales
variations in initial conditions. Yet, this divergence is and hierarchical levels. Viles (2001) noted that while
finite and occurs within well-defined ranges. Diver- scale issues are critical in weathering studies, they are
gence follows not only from mathematical descriptions difficult to conceptualize, much less operationalize.
of dynamical instability, but from geomorphological This paper seeks to contribute to the conceptualiza-
common sense. The unstable growth of sinkholes, tion of scale issues in weathering as they relate to
cirques, or river meanders, for instance, can continue landscape evolution by considering, in turn, the
only up to a point where the features begin to interfere stability of weathering systems at four different
with each other or the mechanical limits on the size of scales.
the feature are reached (Scheidegger, 1983). Thus, The argument that destructional landscape evolu-
Scheidegger (1983) concluded that bin the very long tion may be driven by unstable weathering systems
run, one is again justified to treat geomorphic systems was presaged by Twidale’s (1991) model of landscape
as statistically stationary;Q and Phillips (1999) argued evolution based on increasing relief amplitude arising
that both instability and stability are emergent proper- from original variations in rock weathering suscept-
ties that manifest as scales or resolutions change. The ibility. A conceptual model of hierarchical, multiscale,
instability principle does not hold that all geo- geographical variations in specific weathering pro-
morphic systems are unstable; merely that instability cesses, products, and intensity was presented by Pope
is common and that stable, steady-state equilibria et al. (1995). This paper treats four scales or levels. At
are not necessarily the norm. In addition to the the regolith scale, corresponding to the pedogenic/
many examples of instability, numerous examples of weathering mantle scale of Pope et al. (1995), the
stable geomorphic systems exist in which the principle concern is with weathering processes. At the
effects of disturbances rapidly diminish over time hillslope scale, the focus is on a weathering-driven
(Graf, 1977; Schumm and Rea, 1995). In many mass balance and feedback between production and
J.D. Phillips / Geomorphology 67 (2005) 255–272 257
removal of weathered debris and the accumulation of Scheidegger (1983) used an equation of the form of
a regolith cover. At the landscape scale, the funda- Eq. (1) as the formal expression of his instability
mental interrelationship between weathering and principle. Models of this type have been developed for
denudation is explored. Finally, at the broadest scale, (among other things) soil organic matter and carbon
the interactions of weathering-limited erosion/deposi- dynamics (Parton et al., 1987; Ryzhova, 1996),
tion, topography, and isostatic responses are consid- weathering profiles (Phillips, 2001), hillslope evolu-
ered. Are these scales fundamental or merely tion (Trofimov and Moskovkin, 1984; Phillips, 1993),
convenient subdivisions of a continuum? To some and geological carbon and sulfur cycles (Kump and
extent, the latter is the case; and additional scales or Garrels, 1986).
hierarchical levels are not addressed here; nor are The sign of k can be determined from the Routh-
other ways of lumping and splitting. However, it can Hurwitz criteria. Stability requires that all k be
be argued that the four scales identified here do negative. The real parts of the complex eigenvalues
represent four (not necessarily the four) fundamental of the characteristic equation, which are the same as
levels of organization in weathering and geomorphic the Lyapunov exponents, are all negative if and only if:
systems. These involve weathering processes and the
conversion of rock to weathering products; the (i) F i b0, for all i and
allocation of weathering products; weathering–denu- (ii) successive Hurwitz determinants are positive.
dation interactions; and the role of weathering-limited
denudation in landscape evolution. Only alternative determinates have to be tested,
and the second condition for n=3 or n=4 is
1.1. Weathering and dynamical instability
F1 F2 þ F3 N0
Dynamical instability occurs when kN0 in the F i are the roots of the characteristic equation,
following: written in terms of feedback, as demonstrated by
Puccia and Levins (1985). Feedback at level k ( F k )
xðt Þ ¼ Cxð0Þekt ð1Þ
signifies the mutual influences of system compo-
where x(0) and x(t) are the state of a weathering nents on each other for all loops with k compo-
system at time 0 and time t, C is a constant reflecting nents. Only disjunct loops—sequences of one or
the initial conditions and external environmental more a ij with no common component i or j—are
controls (such as climate), and k is the Lyapunov included.
exponent (all terms in Eq. (1) are vector quantities). X
This expression is based on a depiction of a weath- Fk ¼ ð 1Þmþ1 Z ðm; k Þ ð2Þ
ering system as an n-component nonlinear dynamical
Z(m,k) is the product of m disjunct loops with k
system where each of the n components x i (i=1, 2, . . .,
components. F 0=1 by convention. The character-
n) at least potentially affects and is affected by each of
istic equation is
the other x i ’s. The Lyapunov exponents determine the
extent to which variations in initial conditions are F0 kn þ F1 kn1 þ F2 kn2 þ . . . þ Fn1 k þ Fn ¼ 0
damped over time (stability and convergent evolution)
ð3Þ
or exaggerated over finite time (instability, determin-
istic chaos, and divergent evolution). An analagous The signs of the F i can typically be determined
equation of identical form can be written for the even if only the qualitative relationships between
effects of small perturbations. The mathematical system components (positive, negative, or zero) are
details are provided in numerous mathematics and known. This has the advantage of allowing analysis of
systems theory textbooks (for example, Cesari, 1971; highly generalized models.
Thompson and Stewart, 1986; Wiggins, 1990; Zas- The implications of dynamical instability in weath-
lavsky et al., 1991; Logofet, 1993) and in earth ering are profound. Anything other than perfect
science contexts by Turcotte (1997) and Phillips isotropy in geochemical composition and structure,
(1999, Chap. 2). for example, would lead to divergent evolution in
258 J.D. Phillips / Geomorphology 67 (2005) 255–272
weathering intensity and in the formation of weath- material is converted to weathering products and
ering-related features. Miniscule variations in mois- residuals. While this definition is adequate for the task
ture storages and fluxes would likewise be magnified. here, the consideration of weathering rates in specific
In an unstable weathering system, negligibly small problems and the measurement of weathering rates
variations in or disturbances of composition, structure, advocated later in this paper are more problematic,
microtopography, moisture regime, or biogeochemis- even if technical problems are discounted. On geo-
try in apparently homogeneous rocks or landscapes logical and pedological timescales, weathering rates
would be sufficient to result in highly variable would be expressed with the same units used to
topography, regoliths, and landforms, even if there measure or estimate rates of erosion, deposition,
were no significant stochastic forcings or measurable denudation, etc. Thus, the loss of intact rock or parent
variations in other environmental controls. material or the gain of regolith or soil would be
Previous work has suggested the presence of expressed in units of mass or volume per unit area per
dynamical instability in weathering, solute dynamics, unit time, or in length units per unit time. In most cases
regolith evolution, and soil formation in various these rates are averages that amount to virtual velocities
situations and at various scales (Barrett, 2001; Kem- (quantity divided by time) of change. For instance, the
pel-Eggenberger, 1993; Ibañez et al., 1990; Ibañez, formation of 1 m of regolith in 10,000 years is taken to
1994; Liebens and Schaetzl, 1997; Nahon, 1991a,b; represent a mean rate of 0.1 mm year1. Though it is
Ortoleva, 1994; Phillips, 1993, 1997, 1999, 2000, typically recognized that the processes commonly
2001). I do not claim that weathering systems are all, decelerate or accelerate over time, vary in response to
and always, unstable, merely that instability is possible climate and other forcings, and encompass episodes of
and, in some cases, likely. Because weathering is a both rapid change and minimal activity, in historical
fundamental component of landscape evolution, this studies resolution is often inadequate to produce more
points to a notion that inherent instabilities in weath- than an average or virtual rate.
ering may be responsible for, or at least manifested in, These historical, geological assessments differ
geomorphic variability in general. significantly from the measurements of (for example)
For each of the four scales treated here, a formal solute loads, which in turn differ from measurements
argument based on qualitative analysis of the system of chemical kinetics. Analagous comments would
in question is presented, followed by a consideration apply to physical weathering, where geological
of published field evidence. The system analysis is measurements might be both quantitatively and
based on efforts to capture the essential relationships conceptually different from assessments of physical
rather than specific process mechanisms. For example, fracturing and disintegration. In this paper, the
a model link may reflect changes in weathering rates historical/geological concept of weathering rates is
associated with changes in regolith thickness. Several used, but it should be recognized that this is not the
different processes or mechanisms may be involved in only relevant concept and that this concept is
this relationship, but the model attempts only to inherently problematic.
capture the essential behavior—that is, does weath-
ering increase or decrease as regolith thickness
increases? In this sense, the models are phenomeno- 2. Local scale weathering systems
logical rather than mechanistic. A hierarchical, holis-
tic approach to geologic modeling is advocated by 2.1. Theory
Werner (1999; see also Kellerts, 1993), as a comple-
ment or alternative to (rather than a replacement for) Variations in weathering rates and features may
modeling based on process mechanics. arise because of feedbacks that greatly exaggerate
small initial variations. Several authors have shown
1.1.1. A note on weathering rates that chemical weathering may be characterized by self-
Weathering is the in-place breakdown of geologic reinforcing feedbacks independent of any external
material. Weathering rates are defined generally and influences (Torrent and Nettleton, 1978; Nahon,
vaguely in this paper as the rate at which parent 1991a; Ortoleva, 1994; Pope et al., 1995; Viles, 2001).
J.D. Phillips / Geomorphology 67 (2005) 255–272 259
The weathering process itself tends to reinforce (ii) the degree of weathering (ranging from fresh
minor variations in the weathering intensity or parent material to highly weathered regolith with
resistance, at least in the earlier stages of weathering negligible remaining weatherable minerals);
(Torrent and Nettleton, 1978; Nahon, 1991b; Twidale, (iii) weathering rate;
1991, 1993; Selby, 1993; Pope et al., 1995; Taylor (iv) moisture supply or availability; and
and Blum, 1995; Viles, 2001). As a localized zone (v) moisture penetration (as indicated by perme-
weathers more rapidly than surrounding areas, pos- ability or other indicator).
itive feedbacks may further enhance the weathering
contrast. Multiple mechanisms may contribute to this As this model has been previously described and
positive feedback, but the most common is increased analyzed (Phillips, 2001), it will be only briefly
susceptibility to moisture flux and storage, as charac- reviewed here. Many links are intuitively apparent:
terized by hydraulic conductivity, permeability, and/or greater weathering susceptibility and moisture result
porosity (Nahon, 1991b; Pope et al., 1995; Turking- in higher weathering rates; higher permeability leads
ton, 1998; Viles, 2001). Contrasts in weathering may to more moisture; and more rapid weathering results
increase until weatherable minerals are depleted in the in a greater degree of weathering. These relationships
more highly weathered zones, slowing the weathering are all positive and operate in reverse as well (i.e.,
rate and reducing the variability of weathering until lower moisture leads to slower weathering, etc.).
there is a convergence of weathering rates and the Permeability is a positive function of the degree of
degree of weathering. This illustrates the idea that weathering, from creation of voids and porosity, and
dynamical instability does not imply infinite or weathering susceptibility declines as the degree of
indefinite divergence. Complexity cannot increase weathering increases (a negative link), from the
indefinitely; inherent limits or external disturbances depletion of weatherable minerals. The model also
eventually reset the clock. reflects that weathering may be self-limiting (or
The dynamical instability of local scale weathering limited independently of the other system compo-
systems can be formally demonstrated. Consider the nents) because of the dependence on climatic and
interaction between five system components (Fig. 1): biological controls and geochemical kinetics.
Fig. 1 was translated into an interaction matrix.
(i) weathering susceptibility (for example solubility The components are as in the numbered list above and
and the supply of weatherable minerals); matrix entries or cells a ij indicate the positive,
negative, or zero link of the ith component to the
jth component. Entry a 43, for instance, represents the
influence of moisture supply on the weathering rate.
The characteristic equation is
disturbances tend to grow disproportionately large many cases in discerning the nature of the original
and/or to persist over much longer timescales. In a surface. This limitation can be overcome by studies of
weathering profile, this effect leads to divergent the development of weathering cavities on cultural
evolution; whereby initially similar points in the features such as tombstones, building stones, and
profile become, on average, increasingly dissimilar megaliths, where depressions or flutes are known to
over time. Spatial complexity in weathering profile have become more exaggerated on previously flat,
development may develop with no external changes in smooth surfaces (Viles, 1993; Lageat et al., 1994;
factors controlling weathering or regolith develop- Smith et al., 1994; Smith, 1996; Turkington, 1998;
ment. No variations in the parent material, other than Viles and Moses, 1998; Moses, 2000).
something short of perfect isotropy, are necessary for Microclimatic measurements in tafoni and caver-
the development of spatial variability. nous weathering features in Nevada indicate that
conditions created in the shadow zones accelerate
2.2. Supporting evidence weathering processes. Cavernous weathering, once a
minor perturbation or variation allows it to be
While this analysis shows that complexity may initiated, is a process of unstable growth (Turkington,
arise from the dynamics of the weathering system 1998). Experimental observations show that surface
where parent material is anything other than perfectly and subsurface stone environments are affected by
uniform, inheritance of variability from parent mate- cavern morphology. Surface retreat to a shadow zone
rial is not precluded. A need exists to distinguish concentrates thermal stress and moisture cycling in a
between predominantly acquired vs. inherited com- thin surface layer, accentuating effects of weathering
plexity. Because weathering modifies the parent processes (Turkington et al., 2002).
material, one cannot directly test for initial variation. Twidale (1991, 1993) has presented landscape
Variability in deeper, unweathered parent material can interpretations based on variations in weathering
be tested in some cases, however (although one can susceptibility being reinforced over time to create
never be certain how similar this is to the already etch landforms dominated by differential weathering
modified material). Various forms of geological and at the bedrock weathering front. These variations may
pedological evidence can also be employed to indicate be expressed in increasing relief amplitudes. The high
in some cases whether initial variations are simply relief of Precambrian charnockites of southern India
being preserved as opposed to being magnified in and Sri Lanka has been attributed to vertical block
regolith materials. faulting, for instance; but Gunnell and Louchet (2000)
Karst depressions are perhaps a canonical example found a lack of compelling evidence to support that
of the unstable growth of small perturbations, both interpretation. As an alternative, they present evi-
with respect to weathering and generally (Scheideg- dence that divergent weathering—amplification of
ger, 1983). Minor variations in weathering resistance, minor initial variations in weathering susceptibi-
small fractures, or features which collect moisture lity—explains the observed topography (Gunnell
become preferentially enlarged to form dolines and and Louchet, 2000). In the Virginia Piedmont, Stolt
other karst depressions (White, 1988). Rock weath- et al. (1993) found that particle size and composition
ering depressions in general are characterized by in the C horizon were more variable than in the parent
progressive enlargement of microrelief features or rock and attributed this to differential weathering rates
zones of reduced weathering resistance, in some cases and/or the subsequent magnification of slight varia-
on sites that appear uniform. Weathering pits, pans, tions in parent rock properties. Phillips (2001) applied
caverns, rills, and tafoni are characterized by self- the state probability function to a complex weathering
reinforcing development associated with the creation profile in east Texas to determine that the vertical
and finite enhancement of microenvironments that complexity was dominantly acquired during weath-
accelerate weathering (Selby, 1993, pp. 158–163). ering rather than inherited from the glauconitic parent
The mere existence of weathering depressions in rock material.
might often be taken as evidence of unstable growth Stability and convergent evolution may occur in
of small initial variations, but difficulties arise in the very long run, as all available weatherable material
J.D. Phillips / Geomorphology 67 (2005) 255–272 261
The relationships described above are framed in the The second Routh-Hurwitz criterion in this case is
context of domination by chemical weathering. Where that
physical weathering is prevalent, the self-limiting
F1 F2 þ Fe N0 ð7Þ
effects of weathering are absent. Physical weathering
may be constrained by the degree of regolith cover Given that F 3 will be positive or weakly negative,
and/or by erosional removal. this is likely to be met. Stability is therefore
The interaction matrix is shown in Table 1. In this contingent on F 2. Over time periods where a regolith
model F 1, F 2, and F 4 are all negative, but cover is maintained, in the absence of major stripping
episodes, and where denudation is primarily transport-
F3 ¼ ½a13 a32 a21 ½ð a23 Þa32 ð a11 Þ ð5Þ
limited, stability is likely. Over longer spans or
Eq. (5) will only be negative if conditions where regolith stripping may occur, or
where denudation is weathering-limited, dynamical
½ð a23 Þa32 ð a11 ÞN½a13 a32 a21 ð6Þ
instability prevails.
This implies that the pairwise relationship Previous numerical modeling studies of the rela-
between regolith thickness and solid removal (ero- tionship between weathering, regolith thickness,
sion) plus the self-limiting feedback of weathering is slope, and erosional removal are consistent with this
stronger than the longer loop connecting weathering, model (Minasny and McBratney, 1999; Phillips,
regolith thickness, and erosion. This would hold in 1993), and Allison (1994) noted that chaos in
situations where regolith is not stripped. The hillslope evolution occurs when removal rates are
inequality is unlikely to hold over geologically high relative to weathering rates. The simulation
longer timescales where effects of erosional removal model of hillslope regolith thickness of Phillips
on weathering rates are significant. The inequality (1993) showed that unstable, chaotic behavior is more
may also be interpreted in the context of weath- likely when the strength of the feedback relationship
ering- and transport-limited systems (Carson and between regolith thickness and bedrock weathering
Kirkby, 1972). In a weathering-limited system, rate is strongest. More telling still, when the same
direct relationships between regolith production model was reformulated so that weathered debris was
and erosional removal dominate, regolith is removed not immediately available for removal (that is, a
quickly, and weathering rates are not strongly weathering-limited system where debris produced in
influenced by regolith thickness. In a transport- one time increment could not be removed until the
limited system, however, weathered materials accu- next model increment), the chaotic system became
mulate and weathering rates are influenced by stable (Phillips, 1995)!
regolith thickness. Note that changing the sign of
a 31 (effects of regolith thickness on production of 3.1. Supporting evidence
weathered debris) has no effect on F 1, F 3, or F 4. F 2
would have a higher probability of being positive if The occurrence of bedrock outcrops has long
a 31N0. been considered evidence of rapid denudation, as
expressed by Penck (1924), who wrote that brenewal
of exposure is a function of the intensity of
denudationQ (p. 62). Thick regolith covers as an
Table 1
indicator of stability and thin covers as evidence of
Interaction matrix for Fig. 2a
rapid denudation are not widely challenged, at least
WD Solid RM Solute
as a general proposition. However, it is difficult to
Weathered debris a 11 0 a 13 a 14 assess the extent to which the relationship between
Solid removal a 21 0 a 23 0
Regolith mass a 31 a 32 0 0
regolith thickness and erosion is attributable to the
Solute removal a 41 0 0 0 system characteristics described here, or to ebbs and
a
Matrix entries represent the positive, negative, or negligible pulses of externally driven denudation.
influence of the row component (left) on the column component Rates of weathering, soil formation, and solute loss
(top). on granite in Rhodesia were calculated by Owens and
J.D. Phillips / Geomorphology 67 (2005) 255–272 263
Watson (1979) using geochemical methods. Their The model presented here also implies that regolith
work confirmed the relationship between weathering stripping over historical or contemporary timescales
rates, soil/saprolite thickness, and solute production would lead to instability. Spatially, this prediction
described in the instability model above. They also would be manifested as a complex spatial pattern of
noted a reduction in weathering rates as soil mantles bedrock and regolith-covered surfaces and/or in
thicken and an inverse relationship between weath- increasing divergence over time in any initial varia-
ering rates and soil thickness. tions of disturbance effects. A pattern of this type is
Cosmogenic nuclide studies in SE Australia show reported from the Negev Desert by Yair (1990), where
soil production rates decreasing a steep, inverse the mosaic of bedrock outcrops and soil cover leads to
exponential function of soil depth, with maximum an increasing divergence of regolith thickness. Runoff
soil production (i.e., weathering) rates under zero soil from rock areas concentrates water, infiltration, and
depth (Braun et al., 2001; Heimsath et al., 2000; 2001). leaching in soil-covered areas and leads to salinity
This work not only supports a key link in the model but concentrations, resulting in an increasingly organized
is suggestive of the instability implied by the model pattern of bedrock outcrops and regolith covers (Yair,
when regolith stripping occurs. Because weathering 1990). Tonkin and Basher (1990) found that in some
and soil production are at a maximum when stripping regions of the Southern Alps, New Zealand, soil
occurs (zero soil depth), a new regolith system tends to patterns and stratigraphy indicate continuous insta-
be developed rather than the persistence of the stripped bility and a complex spatial pattern of soil develop-
surface. In general, the nuclide-based studies show ment and bedrock outcrops. Initial erosion of the soil
relationships between weathering, bedrock incision, mantle is from bedrock hollows, and the further
and average erosion that are not consistent with a instability propagates from there.
steady-state notion of landscape evolution (Heimsath Pavich’s (1989) study of regoliths in the Appala-
et al., 2001). Other studies (e.g., Anderson, 2002) have chian Piedmont showed production of soils and
found maximum weathering rates under a relatively saprolites that considerably exceed the rate of
thin (several centimeters) threshold regolith cover. removal, resulting in regolith residence times of 1 to
That is, up to some threshold, regolith thickness is 5 Ma. Further, the interaction of weathering, solid
directly related to weathering because of the tendency removal via erosion, solute loss, and the compaction
of bare rock to shed water rapidly (and presumably of saprolite into soil lead to the appearance of a
also to limited biotic activity). Once this threshold is planation surface of accordant summits or bpeneplainQ
crossed, weathering rates decline with increasing (Pavich, 1989). This observation supports the notion
regolith thickness as described above. Ahnert (1976) that a transport-limited mass balance system that
has long used this approach in his hillslope and maintains a regolith cover is dynamically stable.
landscape evolution models.
Riebe et al. (2001) examined rock-to-soil enrich-
ment of insoluble elements and cosmogenic nuclide- 4. Landscape units: denudation and weathering
based estimates of physical erosion in 22 mountainous
granitic catchments to explore a mass balance relating Over timescales sufficient to significantly modify
soil (regolith) production, denudation, physical ero- topography at the level of landscape units (such as
sion, and weathering rates. The results confirmed tight larger drainage basins, mountains, or plateaus),
coupling between erosion and weathering rates and straightforward feedbacks between weathering and
demonstrated that the interrelationships between denudation occur. If we broaden the concept of
erosion and weathering are significantly more impor- weathering to include all processes that make debris
tant in determining weathering, erosion, and denuda- available for transport, the implication is that denu-
tion rates than any climatic effects. These findings are dation cannot occur without some weathering. Most
consistent with instability of the mass balance over erosion and mass wasting involves removal of regolith
landscape evolution timescales, rather than stable produced by weathering. However, even mass wasting
convergence toward a climatically controlled steady of boulders and joint blocks requires weathering to
state. loosen the rock mass. Solutional denudation of rock
264 J.D. Phillips / Geomorphology 67 (2005) 255–272
surfaces is essentially a direct link from chemical tion and those experiencing accelerated mass removal,
weathering to denudation. Fluvial erosion in bedrock until base levels, limiting slope angles, or other factors
streams requires that in-stream weathering processes begin limiting divergence.
loosen clasts or blocks (Holmes, 1965; Hancock et al.,
1998; Howard, 1998; Tinkler and Parish, 1998; 4.1. Supporting evidence
Tinkler and Wohl, 1998; Wohl, 1998; Whipple et al.,
2000). Glacial crushing and plucking is a precursor to The landscape unit model is perhaps the most
transport of any material not already loosened by straightforward to illustrate empirically by consider-
(other) weathering processes. Denudation rates are ing the erosional dissection of a plateau (see Ollier
thus contingent on weathering rates, whether mediated and Pain, 2000, Chap. 2). In such a case, where an
by regolith formation or via direct removal of solutes initial land surface can be reconstructed or inferred, a
or clasts. denudational mass balance is possible by accounting
A positive link also connects denudation to weath- for net volume removals and for mass loss associated
ering. Because weathering rates are most rapid with a with the formation of regoliths and sedimentary
thin regolith cover or exposed rock (see previous deposits. The total mass removed from the landscape
Section), in the absence of regolith removal weath- (M r) is equal to the volume of rock completely
ering rates will decline to a minimum. Regular removed (R) multiplied by the mean density of the
denudational removal keeps the weathering front at rock (q r), and accounting for the densities and
or near the surface and promotes weathering. The volumes of alluvial and colluvial deposits (D) and
weathering–erosion relationship is shown in Fig. 3. of the regolith (S):
Negative self-effects are shown for both compo-
Mr ¼ Rðqr Þ þ Dðqr qd Þ þ S ðqr qs Þ ð8Þ
nents because denudation and weathering are limited
by base level, climate controls, and other factors Because mass removal can occur only after
independent of denudation and weathering. In this weathering has occurred, the increase in relief and
model, F 1 is negative; but F 2 can be negative only if progressive divergence of elevations seen in dis-
the self-limiting effects are stronger than the mutual sected plateaus could not occur without mutual
reinforcement of denudation and weathering (see reinforcement of weathering and erosion. Relief-
Section 1.1). Because the latter operates continuously reducing, convergent downwasting can occur only
but the self-limitations operate only in certain circum- when base levels limit dissection. As but one of
stances (as base levels or limiting slope gradients are many real-world examples of dissection at the edge
approached, for instance, or when weatherable min- of a plateau, a portion of the Pottsville escarpment
erals are depleted), the relationship would be gen- of Kentucky’s Cumberland Plateau is shown in
erally unstable. The instability implies that once Fig. 4. Relief increases in the initial stages of
initiated, weathering and denudation is likely to be dissection, until streams have cut to the local base
progressively exaggerated and that progressive diver- level. Then downwasting gradually reduces relief.
gence is likely between locations or landscape This is shown in Fig. 4, where the contrast between
elements experiencing little weathering and denuda- points A, B, and C represents a younger-to-older
time sequence.
The mutual reinforcement of weathering and
denudational removal is also implicit in the brenewal
of exposureQ concept of Penck (1924) and in the
inverse relationships (at least once a threshold has
been achieved) between weathered mantle thickness
Fig. 3. Weathering system interactions at the scale of landscape and rock weathering rates cited earlier (Owens and
units. Key system components are shown, along with the links Watson, 1979; Heimsath et al., 2000; 2001; Braun et
between them. Positive links indicate a change in a component
results in a change in the same direction (increase or decrease) in the al., 2001; Riebe et al., 2001). Harbor’s (1997) work on
receiving component, and negative links indicate a change in the landscape evolution at the margin of the North
opposite direction. American basin and range is based on positive
J.D. Phillips / Geomorphology 67 (2005) 255–272 265
Fig. 4. A shaded digital elevation map of a section of the Pottsville escarpment, Kentucky, representing the dissected edge of the Cumberland
Plateau. County names are shown in larger typeface; U.S. Geological Survey 1:24,000 quadrangle names in smaller type. Point A is an example
of the strongly dissected edge of the plateau; B of the eroded plateau remnant; and C of a strongly eroded section in the Red River valley. These
represent developmental stages.
feedback between incision, slope retreat, drainage via the effects on potential gravitational energy, relief,
basin expansion, and discharge. and slope. Whereas slope and relief are generally (but
not always) positively related to elevation, potential
energy is always a positive function of elevation.
5. Landscape evolution: weathering and isostasy Thus, erosion is promoted by greater elevation, and
deposition is encouraged by lower elevation. The
At the broadest spatial and temporal scales, we relationship between isostatic uplift or subsidence and
may consider the relationship between denudational elevation are indirect, with any feedback effects
unloading (or depositional loading), elevation, and operating through denudation and aggradation. Addi-
isostatic response. In a weathering-limited system, tional complexity is due to the isostatic responses to
R=W and D and S must approach zero, where W is erosional unloading and depositional loading (Ahnert,
weathered mass. In a transport-limited system, 1984; Morisawa, 1975; Pitman and Golovchenko,
R=WDS, and D=WRS. The bgeological cycle 1991). In addition, geomorphic processes such as
of rock changeQ presented by Holmes (1965, pp. 192– erosion and deposition may be self-limiting independ-
194) and propagated henceforth as the brock cycleQ in ently of their relationships with isostasy.
geology and geography textbooks clearly places The characteristic equation of the system (see
weathering in a key position, and the initial phases Table 2) is
of, the external or surface portions of the cycle. The
rock cycle concept make the point that weathering k5 þ ½ð a11 Þ þ ð a22 Þk4
plays the key role in the relationships between þ ½ð a13 a31 Þ þ ð a32 a23 Þ ð a11 Þð a22 Þk3
denudation and isostasy. The interaction between þ ½fa14 a43 a31 g þ fð a35 Þa53 a31 g
denudation, elevation, and isostatic response has
þ fa25 a53 ð a32 Þg þ fð a24 Þa43 ð a32 Þg
recently been discussed in detail elsewhere (Phillips,
2002), so it will be treated only briefly here. The fð a22 Þð a13 Þa31 g fð a11 Þa23 ð a32 Þgk2
interactions are shown in Fig. 5 and Table 2. þ ½ fð a24 Þa43 ð a32 Þð a11 Þg
Erosional denudation reduces elevation, and dep-
fa14 a43 a31 ð a22 Þg fð a15 Þa53 a31 ð a22 Þgk
osition or aggradation increases elevation. Elevation
itself provides a feedback to erosion and deposition, ¼0 ð9Þ
266 J.D. Phillips / Geomorphology 67 (2005) 255–272
Fig. 5. Interactions at the landscape scale. Key system components are shown, along with the links between them. Positive links indicate a
change in a component results in a change in the same direction (increase or decrease) in the receiving component, and negative links indicate a
change in the opposite direction. Redrawn from Phillips (2002).
and lower points in a landscape. One particular mode timescales and where weathering is well advanced,
of evolution—fluvial downwasting to a peneplain— eventually all available parent material is converted to
has been extensively tested in an exhaustive global advanced weathering products, weathering rates
search for peneplains. The fact that no convincing, decline and converge, and variations in the degree
generally accepted example of a contemporary pene- of weathering are erased (Phillips, 2001). At the
plain has been found (Davis, 1922; King, 1953; Ritter, hillslope scale, the system is stable when denudation
1988; Twidale and Campbell, 1995), and relatively is erosion- or transport- rather than weathering-limited
few examples of erosion surfaces cut to contemporary and where renewal of exposure via regolith stripping
base levels even proposed as peneplains, is consistent does not occur. Over longer timescales, hillslopes are
with the model implication that downwasting cannot more likely to experience episodes of erosional
persist in the face of environmental change. Note that stripping, and ultimately denudation must be weath-
the term peneplain is sometimes used loosely to apply ering limited. Thus, a clear relationship exists between
to any relatively low-relief planation surface, regard- temporal scale and stability.
less of origin, and that many examples of planation At the level of landscape units, the stability model
surfaces can indeed be found. Phillips (2002) dis- is based entirely on mutual reinforcements of weath-
cusses other indirect evidence in support of the model. ering and erosion. While this should generally lead to
Note also that Willett and Brandon (2002), even instability, the model would be stable where other
though they are arguing for various aspects of steady external controls of both weathering and erosion rates
state in mountain-building, admitted that true topo- are stronger than the weathering–erosion feedbacks.
graphic steady states probably do not exist. This principle is similar to the hillslope-scale model in
that there may be stability if weathering–erosion
feedbacks are weak and instability if these feedbacks
6. Weathering, stability, and scale are strong. The implication is that stability occurs
where external controls (for example climate) are so
Table 3 summarizes the analyses in the previous strong relative to weathering–erosion feedbacks that
sections. The models at the regolith, landscape unit, the latter are overwhelmed. At the broadest landscape
and landscape scales are likely to be unstable under scale, the inclusion of isostatic responses is what
most circumstances. The model at the hillslope scale destabilizes erosion–topography–uplift relationships,
may be stable or unstable. While the interactions as witnessed by the fact that models that do not
among weathering rates, resistance, and moisture at include isostatic responses tend toward steady-state
the regolith scale are unstable under any likely equilibria (Willett and Brandon, 2002). Thus, circum-
scenario, there exist circumstances under which the stances exist where the system may be stable, when
unstable growth of minor initial variations in weath- erosional loading or depositional unloading is too
ering intensity or resistance are irrelevant. Over long localized to elicit commensurate isostatic response (as
Table 3
Summary of the weathering system stability models
Regolith Hillslope Landscape unit Landscape
Key relationships weathering rates, mass balance; allocation weathering/denudation denudation, topography,
moisture, resistance of weathering products mutual adjustments isostasy
General stability properties unstable stable or unstable unstable unstable
Conditions for stability none regolith cover self or external limits on none
maintained; denudation denudation and weathering
transport limited dominate rates
Scale or circumstances highly weathered erosionbweathering; weathering and loading or unloading
of stability mantles where all initial no major regolith denudation largely insufficient to trigger
variations have been stripping independent isostatic response; shorther
erased time scales where isostasy is
irrelevant
268 J.D. Phillips / Geomorphology 67 (2005) 255–272
isostasy is a landscape-scale phenomenon), or over perhaps 102 to 107 m2, and the landscape scale N106
shorter temporal scales where isostasy is too slow to m2 (often much greater). The short temporal scale
be relevant. could extend from the tempo of process mechanics up
The consideration of circumstances under which to perhaps 106 years, while the long timescale implies
weathering systems may be stable leads to Fig. 6, periods N106 years. The intermediate timescale could
which is proposed as an admittedly crude step toward span something on the order of 103 to N106 years. It
addressing Viles’ (2001) challenge to conceptualize may be preferable to define scales operationally, as
and operationalize scale issues in weathering by suggested in Table 4. As always, scale problems in
directly linking spatiotemporal scale with the like- geomorphology require some knowledge of rates,
lihood of stability or instability. As previously noted durations, and frequencies of processes and responses.
(Phillips, 1999, 2001), (in)stability is directly related Without such information, which is by nature prob-
to the fundamental issue of whether landform and lem- and environment-specific, more detailed specifi-
landscape evolution are convergent or divergent. The cations are difficult.
framework of Fig. 6 can also be seen as an approach In the Pottsville escarpment area of Kentucky, for
to determining when Scheidegger’s (1983) instability instance, local scale instability over short and inter-
principle is operative. mediate timescales is observed in the form of weath-
Essentially, instability and divergent evolution are ering cavities at a variety of scales, from honeycomb
prevalent at local spatial scales at all but the longest weathering to the formation of the well-known rock
timescales. Stability at intermediate spatial scales is arches and natural bridges of the region. At very long
contingent on whether weathering–erosion feedbacks timescales, eventual convergence, in the form of
are strong or weak, with stability being more likely at erasure of the weathering variations, occurs as soils
shorter and less likely at longer timescales. At the form and regolith covers are removed. In this region,
broadest spatial scales, instability is likely, although weathering and erosion feedbacks are strong, as
stability may be observed at intermediate temporal evidenced by thin soil/regolith covers, weathering-
scales if weathering–erosion feedbacks are weak. controlled landforms, and karst features on limestone
The most obvious weakness in Fig. 6 is the lack of outcrops. Instability at all temporal scales is man-
specificity of spatial and temporal scales in the axes of ifested as a complex mosaic of soils of varying depth
the figure. In areal units, the local scale is on the order classes and rock outcrops and as divergent (relief-
of 10 m2 or less. The intermediate scales would be increasing) topographic evolution. At the broadest
Fig. 6. Relationships of stability and instability in weathering systems with spatial and temporal scale. For each combination of long, medium, or
short temporal and spatial scale, the stability of the weathering system is indicated.
J.D. Phillips / Geomorphology 67 (2005) 255–272 269
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weathering and related processes, forms, and relation- Gunnell, Y., 1998. Present, past, and potential denudation rates: is
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addressed in the context of specific problems and sediment loads, and terrain analysis in the South Indian shield.
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of earlier versions of this paper by Alice Turkington, and range. Geology 25, 1111 – 1114.
Heather Viles, Josh Roerer, Milan Pavich, Arun Heimsath, A.M., Chappell, J., Dietrich, W.E., Nishiizumi, K.,
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referees are gratefully acknowledged. None of the southeastern Australia. Geology 28, 787 – 790.
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