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Biofeedback Therapy

K W Jung, D-H Yang, and S-J Myung, Asan Medical Center, Seoul, South Korea
ã 2012 Elsevier Inc. All rights reserved.

Glossary Operant conditioning The presentation of a stimulus


Classical conditioning The formation of a dependent on the occurrence of a response for the purpose
conditioned reflex through the temporal paring of an of modifying the strength or the frequency of the response.
unconditioned stimulus, which reflexively elicits a Reinforcer In operant conditioning, any stimulus when
response, and a neutral conditioned stimulus. After the presented or removed depending on the occurrence of a
pairing, the formerly neutral conditioned stimulus response results in the modification of the response.
acquires the ability to elicit a response similar to In a classical conditioning, the presentation of a conditioned
the one elicited by the unconditioned stimulus and an unconditioned stimulus is in a close
stimulus. temporal proximity.

Underlying Learning Theory and Biologic Mechanism autonomic nervous system can be operantly conditioned with
the use of an appropriate feedback. By means of instruments,
Learning Theory
patients acquire information about the status of involuntary
Learning theories have traditionally distinguished between two biological functions such as skin temperature and electrical
types of learning. One type, called classical conditioning, in- conductivity, muscle tension, blood pressure, heart rate, and
volves the pairing of two stimuli in a close temporal proximity. brain wave activity. Patients, then, learn to regulate one or
One of the two stimuli, known as the unconditioned stimulus, more of these biological states that affect symptoms.
normally elicits some reflex behavior such as salivation, eye
blink, or a change in skin conductance. The other stimulus,
Biological Mechanisms
known as the conditioned stimulus, is neutral prior to the
pairing but acquires the ability to elicit a response similar to Biofeedback makes physiologic change possible by means of
the unconditioned response after the pairing process. The sec- operant conditioning or trial-and-error learning, in which a
ond type of learning recognized by learning theorists is known response is learned and performed depending on whether
as operant conditioning. In operant conditioning, the response that response is followed by reinforcement. For biofeedback
is generally thought of as emitted on a more or less voluntary to be useful, four conditions must be satisfied. First, there must
basis, rather than being reflexively elicited by any particular be a readily detectable and measurable response such as the
stimulus. Also, the operant conditioning process involves the bladder pressure or the pelvic floor muscle activity. Second,
pairing of the stimulus dependent on the occurrence of a there must be variability in that response with a detectable
response. The paired stimulus leads to an increase in the fre- change as opposed to total paralysis. Third, there must be a
quency or the magnitude of the response and it is known as a perceptible cue such as the sensation of urgency that indicates
negative reinforce if its removal leads to an increase in the to the patient when control should be performed. Fourth,
frequency or the magnitude of the response. because biofeedback is based on learning, it requires the active
Between 1928, when the two types of learning were for- involvement of a motivated patient.
mally distinguished, and the early 1960s, it was generally Taking basketball as an example, the information about
assumed that operant and classical conditioning were mutu- where the ball went with each shot is called feedback. If both
ally exclusive processes. All voluntary skeletal motor behaviors the coach and the novice were blindfolded, there would be no
were assumed to be subject to operant conditioning, while feedback, and the novice would not learn to improve. Some
visceral and glandular responses mediated by the autonomic tense patients may not be aware of the fact that certain muscles
nervous system were assumed to be involuntary and modifi- are tense, and patients with neuromuscular disorders, or even
able only through classical conditioning. It was thought their therapists, may not be able to discriminate small increases
impossible that salivation to a light stimulus could be oper- in the activity of paralyzed muscles or decreases in the contrac-
antly reinforced by food. This view was retained until the early tions of spastic ones. They are like a blindfolded basketball
1960s when groups of researchers in the Soviet Union, novice and coach. However, a display of the electrical activity
Canada, and the United States began a series of experiments of the muscles (the EMG) can remove the blindfold and give
designed to show that responses mediated by the autonomic them a better feedback about what the muscles are doing. This
nervous system can, in fact, be brought under a voluntary feedback might be in the form of a series of auditory clicks
control through techniques that closely resemble operant that get faster when the muscle contracts more or a tracing of
conditioning. the activity of one or more muscles as a dot draws the curve
Since the first suggestion regarding instrumental learning of a graph on a TV screen. Feedback from a measuring instru-
and operant conditioning, it demonstrated the medical poten- ment that yields moment-to-moment information about a
tial of biofeedback by showing that the normally involuntary biological function is called biofeedback.

344
Biofeedback Therapy 345

One of the advantages of biofeedback is that it allows small fMRI (functional magnetic resonance imaging) has been used
changes in the correct direction to be noticed and rewarded to identify both positive and negative emotional stimuli for
as success so that they gradually can be built up into larger stress management (neurofeedback).
changes. Eventually, patients learn to perceive these changes Patients are attached to one of the instruments that measure
without the measuring instrument so that they can practice by a physiological function and translate the measurement into
themselves. Biofeedback should be especially effective in those an audible or visual signal that the patients use to gage their
cases where the patients cannot perceive their initial small responses. For example, in the treatment of bruxism, an EMG is
correct responses or even may have the wrong perception of attached to the masseter muscle. The EMG emits a high tone
what they are doing. when the muscle is contracted and a low tone when at rest.
Other advantages of biofeedback are that by making the Patients can learn to alter the tone to indicate relaxation.
early signs of slight progress conspicuous, it can encourage Patients receive feedback about the masseter muscle, the tone
and motivate the patients, relieve their sense of helplessness, reinforces the learning, and the condition ameliorates, with all
and serve as a coping response to reduce symptoms of stress. of these events interacting synergistically.
Instead of having something done to the patients, it teaches Many less specific clinical applications (e.g., treating insom-
them to do something for themselves, increasing their confi- nia, dysmenorrhea, and speech problems; improving athletic
dence, or what has been called self-efficacy. This factor is performance; treating volitional disorders; achieving altered
particularly important when biofeedback is being used to states of consciousness; managing stress; and supplementing
treat symptoms that are elicited or aggravated by stress. psychotherapy for anxiety associated with somatoform disor-
ders) use a model, in which frontalis muscle EMG biofeedback
is combined with thermal biofeedback and verbal instructions
Early Development in progressive relaxation.
Experiments on Humans
Relaxation Therapy
It was first shown that human subjects could learn to voluntar-
ily dilate blood vessels of the finger in order to avoid or escape Learning relaxation, therefore, involves cultivating a muscle
an electric shock if they were provided with visual information sense. To develop the muscle sense further, patients are taught
about their vasomotor activity. Subjects provided with an to isolate and contract specific muscles or muscle groups, one
amplified auditory representation of their heart beat also were at a time. For example, patients flex the forearm while the
trained to accelerate their heart rate to avoid an electric shock therapist holds it back to observe tenseness in the biceps mus-
to the ankle. Other responses generally considered involuntary cle. Patients are repeatedly reminded that relaxation involves
were brought under voluntary control by providing subjects no effort. In fact ‘making an effort is being tense and therefore
with feedback information about the targeted response and is not to relax.’ As the session progresses, patients are instructed
some form of operant reinforcement. Studies conducted in to let go further and further, even past the point when the body
the 1960s also demonstrated operant conditioning of the skin part seemed perfectly relaxed.
conductance response and brain wave activity. Voluntary con- Patients would work in this fashion with different muscle
trol over the firing of single motor units was demonstrated by groups, often over more than 50 sessions. Patients were also
providing subjects with auditory and visual displays of individ- frequently left alone while the therapist attended to other
ual myoelectric potentials recorded from fine wire intramuscu- patients.
lar electrodes.
Neurofeedback
Experiments on Animals
Neurofeedback allowed, for the first time, voluntary self-
At about the same time that voluntary control of autonomically regulation of brain activity through feedback and reward.
mediated behavior was being demonstrated in humans, paral- Expectancies ran high and many premature announcements
lel lines of research were in progress using various animal of clinical success based on single case studies or uncontrolled
species. For example, thirsty dogs were trained to increase and observations discredited the field early on. In the 1970s,
decrease the flow of saliva using water as a reinforcer. Bidirec- Miller’s demonstrations of operant control of autonomic
tional changes in heart rate and blood pressure were also shown (and central nervous system (CNS)) functions in curarized
to be subject to operant conditioning in monkeys and rats. rats, supposedly proving ‘voluntary’ operant regulation of
many bodily functions excluding mediation of the motor sys-
tem through curarization, turned out to be difficult to replicate.
Methods Together with the clinical overstatements in the field of bio-
feedback, this historic incident virtually halted funding from
The feedback instrument used depends on the patient and the the public sources and blocked large controlled clinical studies
specific problem. The most effective instruments are the elec- despite some indications of its efficiency. However, more recent
tromyogram (EMG), which measures the electrical potentials studies suggested that some patients with drug-resistant epilepsy
of muscle fibers; the electroencephalogram (EEG), which mea- (mostly with secondarily generalized seizures) experienced a
sures alpha waves that occur in a relaxed state and the thermis- reduction in the number of ictal events during and after training
tor, which measures skin temperature (which drops during consisting of self-regulation of slow cortical potentials (SCPs),
tension because of peripheral vasoconstriction). Recently, an effect also reported using biofeedback of skin conductance
346 Biofeedback Therapy

responses (GSR). Nagai et al. showed that learned increase in which uses a signal that is usually visual, but may be auditory,
autonomic arousal through reduction of skin conductance which allows the patient with an anorectal or perineal func-
decreased negative SCPs at the cortical level and thus increased tional anomaly to understand and correct the trouble. Bio-
seizures thresholds confirming earlier reports. feedback has now gained several potential applications for
The clinical target populations for brain–machine interface urologic conditions, having been successfully used for patients
(BMI) treatment consist primarily of patients with amyo- with urologic disorders such as detrusor instability, detrusor
trophic lateral sclerosis (ALS) and severe CNS damage includ- sphincter dyssynergia, and enuresis. In a randomized trial
ing spinal cord injuries and stroke, resulting in substantial involving older women with urgent urinary incontinence,
deficits in communication and motor function. However, an the percent reduction in incontinence episodes was similar
extensive body of literature started in the 1970s using neuro- after 8 weeks of behavioral therapy with biofeedback ther-
feedback training. Such training implemented to control vari- apy, after 8 weeks of behavioral therapy without biofeedback
ous EEG-measures provided solid evidence of positive effects therapy, and after self-administered behavioral treatment
in patients with otherwise pharmacologically intractable epi- according to a self-help booklet.
lepsy, attention deficit disorder, and hyperactivity ADHD. Enuresis describes intermittent incontinence at night and
More recently, the successful introduction and testing of real- refers to any discrete leakage of urine at night. Therefore,
time fMRI and a near-infrared spectroscopy (NIRS)-BMI has dysfunctional voiding has been used as a broad term. The
opened an exciting field of interest in patients with psycho- reason of dysfunctional voiding in children could include
pathological conditions. hyperactive pelvic floor, overactive bladder, incontinence, or
lazy bladder syndrome. For children with hyperactive pelvic
floor, biofeedback therapy focuses on the relaxation and a
Clinical Applications return of normal flow. For children with overactive bladder
and incontinence, use of the guarding reflex of the pelvic floor
Gastrointestinal Diseases
musculature can maintain continence during uninhibited con-
In the field of gastroenterology, an initial study focused on tractions. In addition, biofeedback can be used for these
biofeedback applications in patients with fecal incontinence. children to void optimally and ensure that there is no decom-
Later, biofeedback applications for the treatment of chronic pensation of the detrusor muscle that occurs with the lazy
constipation due to pelvic floor dyssynergia (anismus, spastic bladder syndrome.
pelvic floor syndrome, and puborectalis paradox), had been
widely performed by pediatric and adult doctors. The goal of
Cardiovascular Diseases
biofeedback training in gastroenterology is to restore a normal
pattern of defecation. In patients with dyssynergic defecation, Since the beginning of biofeedback in the 1970s, biofeedback
the goal of neuromuscular training is twofold: to correct the was used to control heart rate and blood pressure in patients
dyssynergia in coordination of the abdominal, rectal, and anal diagnosed with cardiovascular diseases. It remains unclear
sphincter muscles to achieve a normal and complete evacua- whether the biofeedback regarding heart rate variability has
tion; and to enhance rectal sensory perception in patients with more or less potential than other types of biofeedback in
impaired rectal sensation. This training consisted of improving patients with cardiovascular disease, but these preliminary
the abdominal push efforts (diaphragmatic muscle training) observations suggest that it may be useful in improving symp-
together with manometric-guided pelvic floor relaxation fol- toms and the quality of life. Regarding hypertension, blood
lowed by simulated defecation training. pressure can be lowered by 6–10 mmHg when biofeedback is
The symptomatic improvement rate has varied between effective, which is less of an effect than what is observed with
44% and 100% in recent randomized controlled trials of most antihypertensive medications. Thus, although biofeed-
adults with dyssynergic defecation. All of these studies have back has a potential in hypertension, its efficacy is not well
concluded, however, that biofeedback therapy is superior to proven and the systemic trials are lacking.
controlled treatment approaches, such as diet, exercise, and
laxatives, or use of polyethylene glycol, diazepam, or placebo,
Neurologic Diseases
balloon defecation therapy, or sham feedback therapy.
Recently published meta-analysis showed that biofeedback Biofeedback methods in the treatment of migraine are based on
in fecal incontinence was equally effective as nonbiofeed- the concept that various relaxation skills, including diaphrag-
back therapy. For constipation, more than threefold superior- matic breathing or visualization, were helpful to induce the
ity of biofeedback to nonbiofeedback, but equal efficacy of relaxation response, which includes relaxation of the sympa-
EMG biofeedback to other applications was shown. Other thetic nervous system and activation of the parasympathetic
indications, including chronic proctalgia, irritable bowel syn- nervous system. Recently published meta-analysis showed
drome, and functional dyspepsia, still need more data with that biofeedback can be supported as an efficacious treatment
prospectively designed randomized controlled studies. option for migraine and tension-type headache according to
the Association for Applied Psychophysiology and Biofeedback
and the International Society for Neurofeedback and Research
Urinary Diseases
criteria.
Biofeedback is a very specific treatment that can restore bladder Epileptic patients who were refractory to anticonvulsant
control by teaching patients to modulate the mechanisms of medications have been treated with biofeedback therapy
continence using a pelvic perineal reeducation technique, based on EEG. Several positive outcomes were reported
Biofeedback Therapy 347

especially regarding complex-partial seizures, an extremely Further Reading


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