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Computational Materials Science 74 (2013) 33–39

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Computational Materials Science


journal homepage: www.elsevier.com/locate/commatsci

Density functional theory investigations of bismuth vanadate: Effect


of hybrid functionals
Nitin Wadnerkar a,⇑, Niall J. English a,b,⇑
a
The SFI Strategic Research Cluster in Solar Energy Conversion, School of Chemical and Bioprocess Engineering, Belfield, Dublin 4, Ireland
b
Centre for Synthesis and Chemical Biology, University College Dublin, Belfield, Dublin 4, Ireland

a r t i c l e i n f o a b s t r a c t

Article history: Hybrid density functional theory (DFT) calculations were performed on the monoclinic clinobisvanite
Received 7 December 2012 polymorph of bismuth vanadate (BiVO4), which has piqued experimental and theoretical interest in
Received in revised form 1 March 2013 recent years due to its photo-active nature. In particular, the effect of using PBEsol and HSE06–PBEsol
Accepted 2 March 2013
functional, as corrected for the solid state, is gauged upon the predictive performance for electronic struc-
Available online 9 April 2013
ture, band gap and optical properties. It was found that HSEsol-type functionals offer better predictive
performance than PBEsol with respect to experimental data, although PBEsol performs comparatively
Keywords:
well for this system, despite its general well-known limitations. Nonetheless, appropriately-tuned
Bismuth vanadate
Density functional theory
HSE06–PBEsol hybrid functionals may provide an improved description of solids compared to PBE, PBEsol
Hybrid DFT and HSE06. Although the ‘standard’ proportion of exact exchange for HSEsol (25%) seems to provide a rel-
Electronic structure atively accurate band gap vis-à-vis experiment, a smaller proportion (circa 10%) achieves quantitative
Optical properties agreement in this respect; in addition, the prediction of the lattice constants and band gaps is improved
substantially. For HSE06–PBEsol, analysis of the density of states analysis showed that the conduction-
band minimum (CBM) and valence-band maximum (VBM) position shift upwards and downwards,
respectively, thus widening the band gap, in better agreement with experimental results. It was found
that clinobisvanite is an indirect (albeit closer to a direct) band-gap semiconductor, and the optical prop-
erties were investigated, including the effect of varying the proportion of exact exchange thereon.
Ó 2013 Elsevier B.V. All rights reserved.

1. Introduction photo-decomposition of organic pollutants [20] compared to the


other two [13–19].
Bismuth vanadate (BiVO4) displays various interesting and The recent high-quality experimental results of Luo et al. [21],
desirable physical properties, such as ionic conductivity [1] and Dunkle et al. [5], Castillo et al. [6], Yin et al. [10], Garcia Perez
ferro-elasticity [2]; it is also non-toxic [3]. In recent years, how- et al. [9] highlight photo-electrochemical (PEC)-induced oxidation
ever, bismuth vanadate has been recognised as a visible-light-dri- under visible-light irradiation represent a challenging test for mod-
ven photo-catalyst [3–9]. In particular, its low band-gap (circa ern electronic-structure ab initio methods to probe, in an effort to
2.4 eV), adequate band-edge alignment vis-à-vis water redox enhance our understanding of the photo-electronic properties of
potentials and good photon-to-current conversion efficiencies ren- BiVO4. Indeed, the use of doping in BiVO4 to ‘engineer’ band-gap
der it a natural choice to rival other potentially suitable solar-en- properties may constitute a possible fruitful avenue of research
ergy materials [10,11]. Various crystalline polymorphs of BiVO4 [22,23], but a fundamental understanding of the electronic struc-
are known, i.e., orthorhombic pucherite, tetragonal dreyerite and ture and optical properties of BiVO4 would add significant insight
monoclinic scheelite (also known as ‘clinobisvanite’ [12]) have to inform these activities. An accurate, detailed understanding
been prepared to study their visible light response. Among these, has remained somewhat elusive for the most photo-active phase,
the monoclinic scheelite, or clinobisvanite, polymorph has been re- clinobisvanite, which adopts the I/2b space group [12]. However,
ported to show higher photocatalytic activity for O2 evolution or Walsh et al. [24], Yin et al. [25], and Zhao et al. [26,27], have made
seminal progress towards this goal in applying Perdew–Burke–
Ernzerhof (PBE)-level [28] density functional theory (DFT) calcula-
⇑ Corresponding authors. Address: The SFI Strategic Research Cluster in Solar tions to probe the electronic structure of clinobisvanite-BiVO4. The
Energy Conversion, School of Chemical and Bioprocess Engineering, Belfield, Dublin role of doping by transition metals [26] and optical properties were
4, Ireland. Tel.: +353 1 7161646; fax: +353 1 7161177 (N.J. English), tel.: +353 1
studied [27] by Zhao et al., with the conclusion that clinobisvanite-
7161866 (N. Wadnerkar).
E-mail addresses: wadnerkar_nitin@yahoo.com (N. Wadnerkar), niall.english@
BiVO4 shows promise as a photocatalytic material. A direct, under-
ucd.ie (N.J. English). estimated band gap of 2.16 eV between the valence band (VB) and

0927-0256/$ - see front matter Ó 2013 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.commatsci.2013.03.015
34 N. Wadnerkar, N.J. English / Computational Materials Science 74 (2013) 33–39

conduction band (CB) edge composed of O 2p and V 3d, respec- exchange-correlation, as adjusted for solids [32] in the short-range
tively has been reported using the PBE approach [24,25], with part. PBEsol was used due to its superior geometry prediction vis-
speculation that coupling between V 3d, O 2p and Bi 6p reduces à-vis PBE exchange-correlation in solids [28,31], leading to more
the CB edge further, so as to retain a direct band gap. However, accurate Born–Oppenheimer forces acting on the electronic wave-
UV–vis spectra suggest that BiVO4 has a dipole-allowed direct band functions, providing the best possible estimation of electronic
gap [11,29], which would contradict the findings of Walsh et al. properties. To avoid the expensive calculation of long-range HF ex-
[24] and Yin et al. [25] of a VB edge which is primarily s in charac- change, this term is replaced by long-range PBEsol exchange, as
ter, with a direct band gap. Clearly, although very promising shown in following equation:
PBE-level DFT modelling has added to our understanding of the
HF;sr;l l l
electronic structure and properties of BiVO4, the application of EHSE
xc ¼ aEx þ ð1  aÞEPBE;sr;
x þ EPBEsol;lr;
x þ EPBEsol
c ð1Þ
more accurate hybrid functionals, tailored specifically to the solid
state, may indeed be necessary to arrive at a more definitive where (sr) and (lr) refer to the short- and long-range parts of the
picture of BiVO4’s photo-excited properties. respective exchange interactions, and a denotes the proportional
To this end, in this study, we seek to refine the DFT description contribution of exact exchange (typically 25% [32–34]). Control of
of BiVO4. The Kohn–Sham formulation of DFT is the most popular the range separation may be achieved by varying the Coulomb ker-
electronic structure method, which provides an efficient method nel, typically between 0.2 and 0.3 Å1. We have used l = 0.2 Å1 for
for evaluation of materials properties [30]. Although, in principle, HSE06; the exact exchange contribution of 25% (cf. Eq. (1)) was sug-
DFT yields a good description of ground-state properties, practical gested originally by Becke [37,38] by fits to atomisation energy data
applications of DFT are based on approximations for the so-called of a large number of molecular species, and is reasonably applicable
exchange-correlation potential. Possessing the exact exchange- in hybrid-DFT. Although exact-exchange contributions other than
correlation potential means that the many-body problem would 25% can yield more accurate intrinsic band gaps (i.e., determined
be solved exactly, this is clearly not feasible in solids. It is well- from electronic structure), for instance, for specific materials, this
known that the mean-field-type one-particle description of the contribution has still been widely applicable and used for a wide
electronic structure within the standard local density (LDA) or gen- range of materials. In any event, this choice of parameters for
eralised gradient (GGA) approximations to DFT is incapable to cor- HSE06–PBEsol is identical to the recent work of Schimka et al.
rectly describe exchange and correlation effects in metal oxides, [39], who have found that this works well for a range of solids,
resulting in under-prediction of band gaps and magnetic moments, and also of McDonnell et al. [40], both with an exact-exchange con-
e.g. 2.16 eV for PBE-level BiVO4 relative to an experimental result tribution if 25%. However, one of the key goals of this study is to
of circa 2.4 eV [13–19]. Recently, PBEsol was designed specifically ‘tune’ the exact-exchange contribution parameter a in Eq. (1) so
to improve GGA description of solids [31]. In addition, several as to result in better agreement of the band gap with experiment;
forms of hybrid method have been proposed to date and they differ it is often the case that applications of HSE06 omit this helpful step.
on how the exact exchange energy is mixed in the energy func- Although the studied material contains Bi and V elements, the
tional, and prominent amongst these is the Heyd–Scuseria–Ernzer- GGA + U approach was not adopted in the present study, given
hof (HSE06) hybrid functional [32–34]. With hybrid functionals, the underlying motivation to treat the electronic structure as accu-
e.g., HSE06, there is often better agreement with experiment for rately as possible. The use of GGA + U allows for the (empirical)
bulk lattice parameters for a wide class of materials relative to correction of band gap, but is less than satisfactory for the compu-
GGA [32–34]. In addition, these functionals yield generally, inter tation of other optical properties or in capturing the subtleties of
alia, much improved band gaps, electronic structure, and dielectric electronic structure.
and optical properties for extended systems vis-à-vis GGA (e.g., cf. Bulk calculations were performed on a symmetric slab
Refs. [32–34]). The underestimation of band gap with DFT has been (2  1  1) unit cells of monoclinic clinobisvanite BiVO4, resulting
discussed by many researchers but not analysed to improve it to in a supercell containing 48 atoms. The electronic wave function
date, especially for BiVO4 system. Recently, Zhao et al. discussed was expanded in plane waves up to a cutoff energy of 520 eV and
the use of the ‘scissor-operator’ to recover the band gap [26]; this a C-centered k-point mesh [41] of 8  8  8 was used for geometry
is one possible route which, although perhaps alleviating the un- optimisation and electronic-structure calculations. Both the atomic
der-estimation of band gap, does not address per se an improved positions and cell parameters were optimised until residual forces
descriptions of electronic structure or other properties. were below 0.01 eV/Å. Electronic occupancies were determined by
Therefore, in the present study, we apply hybrid DFT towards the tetrahedron method.
realising a more accurate description of band gap, treatment of For studies of optical properties, the frequency-dependent dielec-
electronic structure and dielectric and optical properties necessary tric matrix has been determined following electronic ground-state
to obtain a more refined appreciation of the subtleties of clin- geometry optimisation. The inter-band contribution to the imagi-
obisvanite BiVO4’s electronic properties, in view of our interest in nary part, e2(x), of the dielectric tensor e(x) was calculated by sum-
it as a potential photo-catalyst. More specifically, we provide a de- mation over empty states. The real part of the dielectric tensor, e1(x),
tailed comparison of various proportions of exact exchange in hy- was obtained via the Kramers–Kronig transformation [42]. For other
brid DFT for properties with respect to available experimental data optical functions, we focused on the real part of the optical conduc-
for BiVO4. tivity, r1(x) = xe2/4p, the energy-loss function on a volumetric ba-
sis, e2 ðe21 þ e22 Þ1 , and for surfaces, e2 ½ðe1 þ 1Þ2 þ e22 Þ1 , and also the
absorption coefficient, I(x) = 2xk/c, where the extinction coefficient,
2. Methodology k ¼ ð1=2Þ1=2 ½ðe21 þ e22 Þ1=2  e1 1=2 . In addition, the inter-band transi-
tion strength, Jcv, which accounts for dipole selection rules for the
Three-dimensional periodic spin-polarised density functional transition, is proportional to probability that the transition of an elec-
theory (DFT) calculations were performed using the HSE06 hybrid tron between the occupied valence band and the empty conduction
functional [32–34], as implemented in the Vienna ab initio Simula- band with a given transition energy takes place; the related dielectric
m2 4p2 2
tion Package (VASP) code (v5.2.11) [35,36], using projector aug- constant, e, is given by ee2 h2 E2 ðe2 þ ie1 Þ [43,44]. Here, me is the mass
mented wave (PAW) pseudopotentials. The exchange-correlation of the electron, E is the photon energy and h is Plank’s constant. For
potential is divided into short-and long-range parts, and Hartree- computational convenience, we consider only the real part of the in-
Fock (HF) exchange-correlation is mixed with PBEsol ter-band transition (Re Jcv).
N. Wadnerkar, N.J. English / Computational Materials Science 74 (2013) 33–39 35

3. Results and discussion the HSE06–PBESol functional (using 10% exact exchange) reveals
a substantially improved estimation of the band gap (2.41 eV) with
The lattice parameters calculated by PBEsol and HSE06–PBEsol respect to experimental findings and the relevant band structure
are shown in Table 1, with comparison to experimentally deter- (cf. Fig. 2); the band structure of Fig. 2 also shows that there is
mined results [45]. As can be seen from parameters quoted in Ta- an indirect band gap between the VBM and CBM (albeit closer to
ble 1, HSE06–PBEsol results with 10% exact exchange (viz. a = 0.1 a direct band gap along high-symmetry k-points). This finding sup-
in Eq. (1)) show good agreement with those obtained experimen- ports observed experimental UV–vis findings [11,29] (discussed in
tally, with difference less than 0.15%. On the other hand, PBEsol re- Section 1).
sults display a difference of 0.2%, which is still very good in
absolute terms. 3.2. Optical properties

3.1. DOS and band structure It is well known that DFT underestimates the band gaps of
semiconductors and insulators [46] and the same feature has been
By comparing the recently calculated PBE and HSE band gap of observed by Park et al. in their calculations [47]. Recently, Zhao
metal oxides one could argue that a smaller portion of exact Fock et al. [27] determined the band gap in for BiVO4 consistent with
exchange should be included in the hybrid functional framework experiment with use of the ‘scissor’-operator approach, and they
in order to obtain a better agreement with experiments [24,26]. compared their investigated optical properties with the experi-
The mixing of 1=4 of exact exchange with 3=4 of DFT exchange leads mental results of Li et al. [48] they found consistent results, like
to larger band gap (3.1 eV) for monoclinic clinobisvanite BiVO4. A for refractive-index functions. However, in the case of surfaces,
reduced amount of exact exchange vis-à-vis 10% leads to quite sat- the validity of the scissors operator can be unsatisfied, since self-
isfactory prediction of the experimental band gap. The ion-pro- energy corrections can be different for the surface and bulk states,
jected valence electron densities of states (DOSs) using PBEsol which experience different screening. This fact has been pointed
and HSE06–PBEsol (with 10% exact exchange) are plotted in by Olivia et al. for GW calculations of GaAs (1 1 0) [49]. Taking
Fig. 1. In the present work, we make use of electrostatic potentials these factors into consideration, an alternative approach, based
contributed by electrons and ions in a system. When these are on partial exact treatment of the exchange energy may well yield
averaged over a unit cell, the reference energy is zero because of a more reliable estimation of the optical band gap. The experimen-
the charge neutrality condition. The charge density of PBEsol and tal band gap for BiVO4 (2.4–2.5 eV) [22] is comparably small. It
HSE06–PBEsol functionals were found to be almost the same. Thus, was found that a smaller amount (less than 25%) of exact ex-
electrostatic potentials can be used as a common reference for cal- change is sufficient to recover the correct experimental band gap
culating the shift of the band edges. Using the common reference, computationally. In addition, Zhao et al. [27] have described aniso-
we investigate the shift in the band edges. The position of the con- tropic behaviour of monoclinic clinobisvanite BiVO4, and found
duction band minimum (CBM) shift upwards by about 0.21 eV that visible light absorption arises mainly from the contribution
using the HSE06–PBEsol functional with respect to PBEsol values. of polarisation directed along the a- and c-axes. We also observed
Similarly, a shift is observed in the valence band maximum the same optical anisotropy in our calculations. In this work, we
(VBM) by about 0.18 eV (i.e., a downward shift). The shift in have considered polarisation along the major contributory direc-
CBM and VBM is very similar, and this rationalises the observed tions of the a- and c-axes, and averaged over these to evaluate
widening of the band gap. In Fig. 2, the top of valence band is set optical properties. The absorption spectra derived using PBEsol
at zero. The key O 2p-based valence band is spread between 0 and HSE06–PBEsol functionals are shown in Fig. 3. As shown in
and 5/6.2 eV with PBEsol/HSE06–PBEsol functional. A peak the inset of Fig. 3, a linear relationship between (aE(x))2 and
can be seen at 9.5 and 9.8 eV consisting of the majority of Bi E(x) indicates that monoclinic clinobisvanite BiVO4 would, at first
6s states using PBEsol and HSE06–PBEsol, respectively. From glance, exhibit behaviour suggestive of a direct band gap. The cal-
Fig. 2, it can be seen clearly that the width of band gap differs with culated energy gaps of BiVO4 are around 2.09 eV and 2.41 eV,
different functionals. The conduction bands above 5 eV mainly using PBEsol and HSE06–PBEsol (with 10% exact exchange),
shows the characteristics of Bi 6p states which is not shown in respectively. This finding is somewhat contradictory to our band
Fig. 1. structure calculations shown in Fig. 2, but it also reveals that
The calculated band structure along high-symmetry directions band gap, although actually indirect (cf. Fig. 2), in agreement with
of Brillouin zone is shown in Fig. 3. The minimum band gaps UV–vis findings, is also very close to exhibiting direct behaviour.
(2.09 eV using PBEsol), indirect band gaps are obtained between Overall, we found that absorption spectra obtained with the
VBM and CBM. As can be seen, the direct band gaps are larger on HSE06–PBEsol functional are in better agreement with experiment
other k-points and relative to experimental band gap; similarly, (both qualitative in that it captures the indirect nature of the band
some recent studies have suggested this system has a direct band gap, and also quantitative) than other recent studies of BiVO4 [24–
gap [11,14,22,24,29]. But to avoid this possibly misleading direc- 27], especially with the admixture of 10% exact exchange. This
tion, accurate band-gap calculations are necessary to ascertain emphasises the key advantage of hybrid DFT in conjunction with
whether the band gap is direct or indirect. Our calculations with PBEsol for extended solids, as pointed out by Schimka et al. [39].
The HSE06–PBEsol hybrid functional also performs significantly
better than semi-local PBEsol functional with respect to experi-
Table 1 mental results for this system, although PBEsol performs reason-
Equilibrium lattice parameters of monoclinic clinobisvanite BiVO4 (I/2b space group) ably well (as discussed earlier).
from experiment and DFT.
Reference to the lattice parameters in Table 1 shows that the
Experimenta PBEb PBEsol HSE06–PBEsol structure can be regarded as a slightly distorted tetragonal struc-
a (Å) 5.195 5.108 5.186 5.190 ture (I/2b space group). This kind of distortion does not occur in
b (Å) 11.701 11.522 11.642 11.681 tetragonal dreyerite structure, indicating the difference between
c (Å) 5.092 5.108 5.056 5.073 clinobisvanite and dreyerite BiVO4, which has been discussed
b (°) 90.380 89.992 90.000 90.210
earlier by Zhao et al. [27]. For comparison, we also investigated
a
Swanson et al. [46]. the index of refraction with PBEsol and HSE06–PBEsol (cf. Fig. 4)
b
Zhao et al. [26]. and found that the HSE06–PBEsol method provides good agree-
36 N. Wadnerkar, N.J. English / Computational Materials Science 74 (2013) 33–39

Fig. 1. Ion-projected electronic density of states for BiVO4 using: (a) PBEsol and (b) HSE06–PBEsol (with 10% exact exchange). The highest occupied state is set to 0 eV (dashed
vertical line).

Fig. 2. Electronic band structure along high-symmetry k-points (L-M-A-C-Z-V). The highest occupied state is set to 0 eV.

ment with experiment and theory via the ‘scissor’-operator ap- lies at around 22 eV in the L(x) spectra. In addition, the featured
proach [27], suggesting that this hybrid method (HSE06–PBEsol) PBEsol peaks at around 13.5, 16, 19, and 28.5 eV in the real part
is quite reasonable for such systems. In addition to these optical of the inter-band transition strength (Re Jcv) are attributable to
properties, we investigated other optical properties which have electronic transitions from O 2s energy levels to lower in the con-
not yet been described in the literature with an accurate band duction band of bivo4, whereas the corresponding values for
gap consistent with experiments. The behaviour of both surface HSE06–PBEsol occur at 14.2, 16.7, 20.4 and 29.5 eV, which is
and bulk energy loss function as a function of photon energy is broadly similar.
illustrated in Fig. 5, denoted by Ls(x) and L(x), respectively. The
broad peaks are around 11 and 11.5 ev, using PBEsol and HSE06– 3.3. Photocatalytic properties
PBEsol (with 10% exact exchange), respectively in the L(x) spectra
in Fig. 5. These peaks are related to inter-band transitions from the On the basis of results, we speculate that BiVO4 is an important
O 2p states to the V 3d state. We identified that the plasmon peak photocatalyst with its narrow band gap feature, although
N. Wadnerkar, N.J. English / Computational Materials Science 74 (2013) 33–39 37

Fig. 3. Calculated absorption spectrum of BiVO4 summed over all possible direct valence-to-conduction band transitions using PBEsol and HSE06–PBEsol (with exact
exchange of 10% (HSE06–PBEsol-EX10), 15% (HSE06–PBEsol-EX15), and 25% (HSE06–PBEsol-EX25)). The inset plot of (aE(x))2 versus E(x) shows PBEsol (in red colour online)
and HSE06–PBEsol with 10% exact exchange (in green colour online). (For interpretation of the references to colour in this figure legend, the reader is referred to the web
version of this article.)

Fig. 4. Index of refraction ‘n’ of monoclinic clinobisvanite BiVO4 with PBEsol (red colour online) and HSE06–PBEsol (green colour online) with 10% exact exchange. (For
interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)

time-dependent DFT methods, non-adiabatic molecular dynamics crystals or nanosheets; in recent studies, Zhang et al. showed a
or Greens’ function methods would be required to probe further ex- preferred surface orientation (0 1 0) for enhanced photocatalytic
cited-state processes. Nonetheless, experimental data do show that properties [50]. Overall, the optical properties results suggest more
BiVO4 is a very promising photocatalytic material. In addition, the enhanced visible-light absorption along direction of a- and c-axes,
observed optical anisotropy in monoclinic clinobisvanite BiVO4 in and this is confirmed by recent experiments with the preparation
this study, and others [27], plays a vital role in photocatalytic pro- of controllable crystallographic facets (0 0 1) and (1 0 0) of BiVO4
cess and helps to study the surface controlled fabrication of nano- [51].
38 N. Wadnerkar, N.J. English / Computational Materials Science 74 (2013) 33–39

Fig. 5. Calculated optical functions for BiVO4: (a) the real part of optical conductivity r1(x) (in 103 X1 cm1), (b) the bulk energy-loss function, L(x), (c) the surface energy-
loss function, Ls(x), and (d) the real part of the inter-band transition strength, Re (Jcv(x)). As in the inset plot of Fig. 3, shown here are PBEsol (in red colour online) and HSE06–
PBEsol with 10% exact exchange (in green colour online). (For interpretation of the references to colour in this figure legend, the reader is referred to the web version of this
article.)

4. Conclusions References

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