Professional Documents
Culture Documents
13035
Review
Zenker’s diverticulum (ZD), or pharyngeal pouch, is an anatom- of new accessories and techniques have changed the landscape
ical defect characterized by herniation of the posterior pharyn- of endotherapy for ZD, with the current armamentarium
geal wall through Killian’s dehiscence, and may result in including, but not limited to, endoscopic stapling, CO2 laser,
dysphagia and regurgitation. Multiple therapeutic modalities argon plasma coagulation, needle knife, bipolar forceps, hook
including surgery, rigid and flexible endoscopy have been knife, clutch cutter, stag beetle knife, and submucosal tunneling
developed to manage ZD. Although surgical management with endoscopic septum division. We hereby review the latest
open and endoscopically assisted techniques have historically evidence to support the endoscopic management of ZD.
been the mainstay of ZD treatment, minimally invasive flexible
Key words: dysphagia, pharyngeal pouch, Zenker’s
endoscopic techniques, carried out under conscious sedation,
diverticulum
are increasingly favored. Over the last two decades, the advent
the pharynx. The circular muscles include the superior, Currently, there are three main treatment options for ZD:
middle and inferior constrictors, which serve to clear the open surgery (i.e. transcervical diverticulectomy, diverticu-
trailing portion of bolus into the esophagus.12 The inferior loplexy with myotomy of the cricopharyngeal muscle, or
pharyngeal constrictor is formed from the thyropharyngeus diverticular inversion), rigid endoscopy (i.e. endoscopic
and the cricopharyngeus (CP). The CP muscle wraps stapling or CO2 laser treatment) and flexible endoscopy.
posteriorly around the cricoid cartilage and has superior Although therapy should be considered for all symptomatic
and inferior components. ZD forms in the area between the patients, contraindications for each procedure should be
two components of the CP muscle. Manometric studies considered and these are summarized in Table 1. Success
support the hypothesis that ZD arises as a result of increased rates of therapy appear comparable between modalities
intraluminal pressure in the esophagus in conjunction with (surgery: 80–100%, rigid endoscopy: 90–100%, flexible
impaired relaxation of the upper esophageal sphincter endoscopy: 43–100%), but symptomatic recurrence can be
(UOS),12,13 whereby the maximal pressure coincides with as high as 19% for surgery,24,25 12.8% for rigid endoscopy
the location of ZD. Studies have suggested that acid reflux and 20% for flexible endoscopy.26 Surgery is associated
can indirectly predispose to ZD by increasing UOS with significant morbidity and mortality, with rates of 30%
pressure.14,15 Moreover, the development of ZD may also (vs 3% for rigid endoscopy and 1.5% for flexible
be preceded by the radiological finding of a cricopharyngeal endoscopy) and 3%, respectively.27,28 Approaches using
bar, characterized by hypertrophy and fibrosis of the CP rigid endoscopy have limitations, including the need for
muscle, which is also associated with older age and general anesthesia and high rates of intraoperative aban-
neuromuscular disorders.16 donment (7.7%), mainly in cases of small diverticular size
(<3 cm) and restricted neck mobility (Table 1).25 Although
the open approach may be feasible for smaller pouch sizes,25
Assessment of Zenker’s diverticulum
it is an invasive procedure which merits careful patient
Dysphagia is the predominant symptom in ZD. Several selection.29 The limitations of surgery and rigid endoscopy
assessment tools have been validated to quantify dysphagia have therefore led to a demand for a flexible endoscopic
severity. These include the Dakkak and Bennett scale,17 approach to manage ZD.30
EAT-10,18 MDADI,19 and SWAL-QOL.20 SWAL-QOL is a
44-item scale which measures dysphagia-related quality of
Flexible endoscopic septum division
life, and has been used to measure response to treatment
after endoscopic therapy.21 However, regurgitation and Flexible endoscopic septum division (FESD) involves the
aspiration are commonly associated with ZD, but may be use of a flexible endoscope to carry out septal myotomy. The
underrepresented by these dysphagia-specific scoring scales. goal of treatment is to reduce the size of the diverticulum
There is thus a need for a novel symptom assessment tool and improve pharyngeal motor function, thus improving the
specific for ZD, which may be better suited for assessing symptoms of dysphagia and regurgitation.
response to treatment. The technique is often used in conjunction with several
Fluoroscopic assessment (e.g. contrast swallow) remains pre-endoscopic measures. A transparent cap (Fig. 2a) may
the gold standard modality for diagnosing ZD (Fig. 1).22 be attached to the end of the endoscope to improve
Although diagnosis may be made by endoscopy and cross- operating space, and may also aid cases of difficult
sectional imaging, fluoroscopy allows for dynamic visual- intubation arising from ZD. The technique is often used in
ization at various stages of deglutition, with the additional conjunction with a diverticuloscope, a specific overtube
advantage of enabling assessment of diverticular sac designed to straddle the CP between two flaps (Fig. 2b).
dimensions. Nasogastric tube placement (Fig. 2c) is favored by some
endoscopists to delineate the esophagus, and allows for
enteral feeding in the event of perforation.
ESTABLISHED TREATMENTS
Safety and efficacy of FESD has been confirmed in a
meta-analysis by Ishaq et al.31 with a pooled success rate of
T REATMENT FOR ZD should be limited to symp-
tomatic patients. The aims of ZD management are to
provide symptomatic relief and improve quality of life. The
91%, adverse event rate of 11.3%, and recurrence rate of
10.5%. A summary of FESD treatment success and
endpoint of therapy is to dissect the septum of the recurrence rates, based on varying follow-up durations, are
cricopharyngeal muscle (i.e. myotomy) in order to create a provided in Table 2. In a meta-analysis of 596 patients
common cavity between the diverticulum and esophageal comparing endoscopic and surgical approaches, Albers
lumen. et al.51 reported improved symptom reduction (standardized
Radiografia com Bário ainda é o padrão ouro para o diagnóstico do Divertículo de Zenker.
(a) (b)
Figure 1 (a) Barium swallow showing contrast within a Zenker’s diverticulum measuring 8 cm in diameter. (b) Anteroposterior
views of residual diverticulum after endoscopic treatment.
mean difference [SMD] 0.08, 95% CI 0.03–1.13) with may risk perforation and mediastinitis, which occurs in up to
surgery, but increased rates of complications (SMD 0.09, 23% of cases.30,35
95% CI 0.03–0.43). Notably, differences in diverticular size The role of argon plasma coagulation (APC) (Fig. 3b)
between groups were not subjected to heterogeneity assess- and carbon dioxide (CO2) laser are not confined to rigid
ment. endoscopy and may be used for FESD. The CO2 laser has
Complications of FESD mainly include cervical emphy- advantages such as low cost and wide availability. However,
sema (5.7%), perforation (4.0%) and bleeding (3.1%).27 disadvantages include relative difficulty in delivering tar-
Perforation and hemorrhage are typically amenable to geted treatment and the potential for thermal injury,52 which
endotherapy. These are outweighed by the advantages of may precipitate surgical emphysema and delayed perfora-
FESD which precludes the need for general anesthesia tion.53 Similarly, complications of APC remain high, with
and cervical hyperextension, conferring clear benefits to one series reporting complications in 25%, comprising:
the elderly population base. Other advantages include fever (17%), hemorrhage (6%) and surgical emphysema
shorter procedural duration, lower complication rates, (2%).34
shorter inpatient stay,52 and reduced fasting period.51 The Harmonic scalpel (Ethicon Endo-Surgery, Cincinnati,
The appeal of flexible endoscopic management has OH, USA) (Fig. 3c) is used in conjunction with a divertic-
brought forth the evolution of new incision techniques uloscope. As another dissecting device, the blades operate
and devices, with the aim of safe and efficient CP ultrasonically and have the ability to simultaneously cut and
myotomy. coagulate tissue, causing vessel tamponade.2 Other potential
advantages include better exposure of the septum,54–56
improved procedural accuracy and safety, and wall protec-
EVOLUTION OF DEVICES
tion offered by the diverticuloscope. Success rates from
small series have been reported at 80–100%.55,56 In the
T HE FIRST CUTTING device used in FESD in 1995
was the needle knife papillotome (Wilson Cook,
Bloomington, IN, USA) which applied diathermy to dissect
largest cohort studied (N = 25), Fama et al.54 presented one
case of subcutaneous emphysema (4%) and two cases of
the septum (Fig. 3a).11 Advantages of the needle knife chest pain (8%), without hemorrhage or mediastinitis.
include low cost, easy availability, but disadvantages However, this technique requires neck extension to position
include difficulty in precise knife tip control, and the the diverticuloscope, and is deemed safer under general
procedure involving a downward cutting motion of the anesthesia,52 which limits the pool of suitable patients.
septum.52 Further, the monopolar energy may lead to muscle The Hook knife (Olympus Co., Tokyo, Japan) (Fig. 3d) is
contractions and tension, hindering precise myotomy. This another cutting device which was originally designed for
Table 1 Contraindications for open surgery, rigid endoscopy design enables CP muscle fibers to be grasped, pulled
and FESD upwards, and then cut, leading to a complete myotomy.
Contraindications Open surgery/Rigid FESD Theoretically, the upwards pull of septal fibers minimizes
endoscopy perforation risk. Repici et al.39 (N = 32) reported a com-
plication rate of 6.3% and overall success rate of 90.6% with
Symptoms Absence of symptoms Hook knife myotomy. Similar findings were presented by
More probable alternative cause of
Rouquette et al. (N = 24), who showed overall success rates
symptoms
of 91.7%, complication rates of 8.4% and recurrence in
Expertise Lack of operator expertise
Absence of anesthetics support 12.5%.50
ZD size Size <3 cm Any size: ideally The Stag Beetle (SB) knife (Sumitomo Bakelite Co.,
>2 cm Tokyo, Japan) (Fig. 3e) is a scissor-shaped cutting tool that
GA Carried out under Can be done under can be used to divide the septum and is often used with a
GA, hence deep sedation. Can diverticuloscope or cap.44 Both blades of the SB knife are
contraindicated in be safely carried out insulated externally. It has two significant advantages over
patients with in those with other cutting devices. First, the SB knife allows the
contraindication to contraindication to incision from the apex to the base of the septum but with a
GA, e.g. frailty, ASA GA. scissor-like movement, which pulls the muscle fibers
III+.23
towards the endoscope while cutting. In addition, the
Cervical-spine Contraindicated in Can be done in
360-degree rotational ability increases therapeutic precision
mobility patients with limited patients with
cervical restricted cervical and prevents unwanted deep incisions that may lead to
hyperextension, e.g. mobility perforation. In a retrospective study of 31 patients
severe cervical undergoing SB knife septal myotomy,44 Battaglia et al.
spondylosis, described a median procedure time of only 14 min, with
atlanto-axial 83.9% of patients in symptom remission after a median
instability follow up of 7 months. Efficacy and safety data were
Patient factors Refusal of consent replicated by Goelder et al.59 (N = 52), who reported a
Uncontrolled coagulopathy low recurrence rate of 9.6% over 6 months, without
Antithrombotic therapy associated with complications of perforation or mediastinitis.
bleeding risk
Severe hypoxemia
Restricted access to ZD
EMERGING DEVICES
ASA, American Society of Anesthesiologists; FESD, flexible endo-
scopic septum division; GA, general anesthestic; ZD, Zenker’s
diverticulum. T HE CLUTCH CUTTER knife (DP2618DT-35; Fuji-
film, Tokyo, Japan) (Fig. 4a) is a novel device with a
rotatable serrated cutting edge measuring 0.4 mm in width
endoscopic submucosal dissection (ESD).57,58 The tip of the and 3.5 mm in length,60 and has an insulated outer coating.
knife is bent at a right angle, with the rotatable ‘hook’ Its rigid blades allow selective grasping and cutting of the
measuring 1.3 mm and the arm measuring 4.5 mm. This CP muscle, increasing its precision.61 However, the efficacy
Figure 2 (a) Transparent cap; (b) Diverticuloscope (ZDO-22-30; Cook Endoscopy, Winston-Salem, MA, USA); (c) Nasogastric tube
that delineates the diverticular septum from the esophagus.
Table 2 Summary of FESD studies that have assessed treatment success and recurrence rates; adapted with permission from Ishaq
et al.31
(d) (e)
Figure 3 Established devices for septal myotomy. (a) Needle knife Cook Medical, Winston-Salem, NC, USA; (b) argon plasma
coagulation catheter; (c) Harmonic scalpel (Ethicon Endo-Surgery, Cincinnati, OH, USA); (d) Hook knife (Olympus Co., Tokyo,
Japan); (e) Stag Beetle knife (Sumitomo Bakelite Co., Tokyo, Japan).
Figure 4 Emerging devices for septal myotomy. (a) Clutch Cutter (DP2618DT-35; Fujifilm, Tokyo, Japan); (b) Microcutter
XCHANGE 30 (Cardica Inc., Redwood City, CA, USA); (c) flexible rotatable bipolar forceps (“BELA” prototype instrument; Ethicon,
Endo-Surgery, Cincinnati, OH, USA); (d) Ligasure device (LS1500, Covidien; Medtronic, Minneapolis, MN, USA).
of the Clutch Cutter is currently confined to case sealer is used to dissect the tissue and simultaneously provide
reports.60,61 hemostasis at the site. In this small study (N = 8), technical
Modern stapling devices (MicroCutter XCHANGE 30; success rate was 100% on a range of diverticular sizes, with
Cardica Inc., Redwood City, CA, USA) (Fig. 4b) has been one case of bleeding reported as the only complication. Thus,
modified for use with flexible endoscopes.62 This confers further studies are required to assess its role in ZD.
advantages over a rigid endoscope by improving visualiza- Novel computer-assisted flexible endoscope systems are
tion and accessory positioning, and enables therapy under also being developed.65 The Flex System (Medrobotics,
conscious sedation.62 This new device involves a thin 5-mm Raynham, MA, USA) (Fig. 5) features a surgeon operated-
surgical stapler which rotates to 80 degrees in each direc- controlled unit, touchscreen monitor and a base for the
tion. However, in their series of 17 patients, Wilmsen et al. attachment of the flexible endoscope which can be maneu-
reported a success rate of only 64.7%,62 with procedural vered with a 3D joystick. This confers advantages including
failure in patients with insufficient head reclination and better visualization and laryngeal access compared to open
those with thick CP muscle. surgery, and allows for suturing of the mucosa and closure
Flexible rotatable bipolar forceps (“BELA” prototype of small perforations. A wide range of accessories and
instrument; Ethicon, Endo-Surgery) are currently in devel- devices are compatible with this system, which may
opment and are a novel device for CP myotomy (Fig. 4c).63 accommodate patients with restricted neck mobility. Disad-
A study on porcine models has shown advantages over vantages include the requirement for general anesthesia,
needle knife cautery. As a result of its jaw-like shape, the setup costs, and potential learning curve.
forceps fix the tissue to prevent unwanted movement, and
allows precise therapy. In one small series (N = 5), precise
INCISION TECHNIQUES
dissection of the CP septum was shown in all patients.
Instead of relying on precise endoscope positioning, the
maneuverability of the bipolar forceps allows easier target-
ing of the intended dissection plane.
T HE SINGLE-INCISION TECHNIQUE involves a
midline incision to the cricopharyngeal septum with
the option of clipping the base.41 This is usually used with
Recently, the role of Ligasure (LS1500, Covidien; needle knife, APC and the Hook knife.
Medtronic, Minneapolis, MN, USA) has been evaluated for The double-incision technique allows a wider area of the
endoscopic diverticulotomy (Fig. 4d).64 The Ligasure vessel septum to be dissected.66 It involves creating two, 1-cm
Figure 5 Flex system setup (Medrobotics, Raynham, MA, USA). A joystick is used by the surgeon as a control unit. The
endoscope is driven with computer assistance and has a distal tip diameter of 15 mm 9 17 mm. Flexible instruments are
manipulated independently by the hand of the surgeon. Reproduced with permission from Elsevier.65
incisions, which are made 1 cm apart from each other. The septum and, instead, involves dissecting a submucosal
septum in-between the incisions is then resected using a tunnel around the septum to achieve a complete myotomy.
snare and the base is clipped.49 One study reported a This is important as longer septostomy is a prognostic
complete remission rate in 71.4% after one session, with the marker of procedural success.47 Theoretically, STESD is
remainder reporting symptom improvement after therapy associated with reduced risk of perforation and mediastinitis
was repeated.66 as the esophageal mucosa is sealed with clips, as well as
A novel technique involving wedge-shaped volumetric reduced recurrence rates. Efficacy for STESD is still
excision of the septum has also been described which confined to case reports.68–70 Its mainstream application is
similarly aims to reduce the recurrence rate of ZD.67 It restricted by lack of evidence, and expertise in POEM.
involves fixing the cricopharyngeal septum with a suture,
which is then secured with a clamp, followed by dissection
Endoscopic management of recurrent
inferomedially on either side of the suture creating a wedge-
Zenker’s diverticulum
shaped incision, allowing a larger section of tissue to be
removed. A snare then resects this incision. Data from a Regardless of treatment modality, ZD recurrence is not
small series (N = 6) have shown complete resolution, with uncommon (Table 2). Predictors of symptom relapse within
no significant complications.67 48 months of endoscopic therapy include pretreatment ZD
Submucosal tunneling endoscopic septum division size (≥50 mm), post-treatment ZD size (≥10 mm), and
(STESD) is a technique that has most recently been inspired length of septostomy (≤25 mm).47 The effectiveness of redo
by peroral endoscopic myotomy (POEM) (Fig. 6).68–70 This myotomy has been shown in recurrent ZD.36,39,41,50 In their
cutting-edge technique obviates direct dissection of the CP retrospective study (N = 134), Huberty et al.41 reported
Figure 6 Submucosal tunneling endoscopic septum division. (a) Zenker’s diverticulum (black arrow). (b) Submucosal injection
and mucosal incision toward the submucosal space. (c) Creation of the submucosal tunnel and clear exposure of the muscle
fibers of the septum inside the tunnel. (d) Septum division started inside the tunnel. (e) Complete myotomy beyond the bottom
of the diverticulum. (f) Closure of mucosal entry. Reproduced with permission from Elsevier.68
recurrence rates of 23.1%; of those who underwent repeat level positive airway pressure with up to 70 L/min oxygen,
treatment (N = 23), 78.3% achieved symptom remission and prevent hypoxemia. As endoscopic treatment for ZD is
after redo myotomy. often a relatively short procedure carried out under conscious
Endoscopic management of recurrence after surgery or propofol sedation, Optiflow is thought to be an effective
endoscopic stapling can be particularly challenging. Staples method in stabilizing oxygen saturation, while avoiding the
within small residual pouches can result in an adequate grasp need for intubation and ventilation.74 Thus, it is particularly
of the common wall between the diverticulum and the useful in the setting of elderly, higher-risk ZD patients.
esophagus, and a higher risk of perforation is encountered The risks associated with general anesthesia, particularly
when small pouches are stapled.71 Moreover, the staple-over- in the patient base with ZD are well recognized. Deep
staple effect may lead to unpredictable scarring and fibrosis sedation with a continuous propofol infusion has been used
that can lead to persistent dysphagia despite apparent in flexible endoscopic procedures,74 and can be used
procedural success.72 In their series of 25 patients with post- alongside analgesics such as fentanyl.74 Benefits of propofol
surgical recurrence, Antonello et al.48 described symptom sedation over benzodiazepines include rapid onset of action,
remission in 84%, with partial improvement in the remainder. short half-life of 4 min, improved patient cooperation,75 and
Thus, flexible endoscopic therapy remains a viable alternative favorable safety profile.75,76
to surgery even in postoperative recurrences.
DISCUSSION
Safety
High-flow intranasal devices,73 such as OptiflowTM (Fisher &
Paykel Healthcare Ltd, Auckland, New Zealand), deliver low-
E STABLISHED AND EMERGING treatment strategies
for ZD are summarized in Figure 7. Flexible endoscopy
is a safe, effective and minimally invasive option for treating
ZD. Popularity of FESD has catalyzed the research and is interesting, particularly when quality of training and
development of available accessories, technologies, and practice has improved considerably over this time. One
operative approaches to maximize the safety and efficacy possible explanation could be the lack of a single standard-
profile. ized technique. As technology for ZD therapy evolves
Based on meta-analysis data,31 pooled rates of complica- without real-world patient volume to develop endoscopist
tions (11.3%) and recurrence (11.0%) remain high. Studies expertise, the optimal combination of technique and device
carried out pre-2005 were associated with increased clinical to achieve favorable safety, efficacy and long-term outcome
success, but with higher recurrence rates.31 This observation remains unclear.
Figure 7 Summary of current approaches available for Zenker’s diverticulum presented in the present review. POEM, peroral
endoscopic myotomy; STESD, submucosal tunneling endoscopic septum division.
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