Professional Documents
Culture Documents
Second Edition
Handbook of
Pharmaceutical
Manufacturing
Formulations
Over-the-Counter Products
S a r f a r a z K. N i a z i
Pharmaceutical Scientist, Inc.
Deerfield, Illinois, USA
Handbook of
Pharmaceutical Manufacturing Formulations
Second Edition
Volume Series
Sarfaraz K. Niazi
Volume 1
Handbook of Pharmaceutical Manufacturing Formulations:
Compressed Solid Products
Volume 2
Handbook of Pharmaceutical Manufacturing Formulations:
Uncompressed Solid Products
Volume 3
Handbook of Pharmaceutical Manufacturing Formulations:
Liquid Products
Volume 4
Handbook of Pharmaceutical Manufacturing Formulations:
Semisolid Products
Volume 5
Handbook of Pharmaceutical Manufacturing Formulations:
Over-the-Counter Products
Volume 6
Handbook of Pharmaceutical Manufacturing Formulations:
Sterile Products
Informa Healthcare USA, Inc.
52 Vanderbilt Avenue
New York, NY 10017
C 2009 by Informa Healthcare USA, Inc.
Informa Healthcare is an Informa business
This book contains information obtained from authentic and highly regarded sources. Reprinted ma-
terial is quoted with permission, and sources are indicated. A wide variety of references are listed.
Reasonable efforts have been made to publish reliable data and information, but the author and the
publisher cannot assume responsibility for the validity of all materials or for the consequence of
their use.
No part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic,
mechanical, or other means, now known or hereafter invented, including photocopying, microfilming,
and recording, or in any information storage or retrieval system, without written permission from the
publishers.
For permission to photocopy or use material electronically from this work, please access
www.copyright.com (http://www.copyright.com/) or contact the Copyright Clearance Center, Inc.
(CCC) 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organization
that provides licenses and registration for a variety of users. For organizations that have been granted
a photocopy license by the CCC, a separate system of payment has been arranged.
Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are
used only for identification and explanation without intent to infringe.
For Corporate Sales and Reprint Permission call 212-520-2700 or write to: Sales Department,
52 Vanderbilt Avenue, 16th floor, New York, NY 10017.
The science and the art of pharmaceutical formulation keeps urged to make use of this information. Whereas this in-
evolving as new materials, methods, and machines become formation is provided free of charge, the process of ob-
readily available to produce more reliable, stable, and release- taining the information may be cumbersome, in which
controlled formulations. At the same time, globalization of case, commercial sources of these databases can prove
sourcing of raw and finished pharmaceuticals brings chal- useful, particularly for the non-U.S. companies.
lenges to regulatory authorities and results in more frequent 6. Also included are the new Good Manufacturing Guide-
revisions to the current good manufacturing practices, regu- lines (2007) with amendments (2008) for the United States
latory approval dossier requirements, and the growing need and similar updates for European Union and WHO; it is
for cost optimization. Since the publication of the first edition strongly urged that the companies discontinue using all
of this book, a lot has changed in all of these areas of impor- old documents as there are significant changes in the re-
tance to pharmaceutical manufacturers. The second edition vised form, and many of them are likely to reduce the
builds on the dynamic nature of the science and art of for- cost of GMP compliance.
mulations and provides an evermore useful handbook that 7. Details on design of clean rooms is a new entry that will
should be highly welcomed by the industry, the regulatory be of great use to sterile product manufacturers; whereas
authorities, as well as the teaching institutions. the design and flow of personnel and material flow is of
The first edition of this book was a great success as it critical nature, regulatory agencies view these differently
brought under one umbrella the myriad of choices available and the manufacturer is advised always to comply with
to formulators. The readers were very responsive and com- most stringent requirements.
municated with me frequently pointing out to the weaknesses 8. Addition of a self-auditing template in each volume of
as well as the strengths of the book. The second edition totally the series. While the cGMP compliance is a complex is-
revised attempts to achieve these by making major changes sue and the requirements diversified across the globe, the
to the text, some of which include: basic compliance remains universal. I have chosen the
European Union guidelines (as these are more in tune
1. Complete, revised errors corrected and subject matter with the ICH) to prepare a self-audit module that I rec-
reorganized for easy reference. Whereas this series has ommend that every manufacturer adopt as a routine to
six volumes differentiated on the basis of the type of assure GMP compliance. In most instances reading the
dosage form and a separate inclusion of the U.S. OTC template by those responsible for compliance with keep
products, ideally the entire collection is needed to ben- them sensitive to the needs of GMP.
efit from the myriad of topics relating to formulations, 9. OTC products cross-referenced in other volumes where
regulatory compliance, and dossier preparation. appropriate. This was necessary since the regulatory au-
2. Total number of pages is increased from 1684 to 2726. thorities worldwide define this class of drug differently.
3. Total number of formulations is expanded by about 30% It is important to iterate that regardless of the prescrip-
with many newly approved formulations. tion or the OTC status of a product, the requirements for
4. Novel formulations are now provided for a variety of compliance with the cGMP apply equally.
drugs; these data are collected from the massive intellec- 10. OTC monograph status is a new section added to the OTC
tual property data and suggest toward the future trend volume and this should allow manufacturers to chose ap-
of formulations. While some of these formulations may propriate formulations that may not require a filing with
not have been approved in the United States or Europe, the regulatory agencies; it is important to iterate that an
these do provide additional choices, particularly for the approved OTC monograph includes details of formula-
NDA preparation. As always, it is the responsibility of tion including the types and quantities of active drug and
the manufacturer to assure that the intellectual property excipients, labeling, and presentation. To qualify the ex-
rights are not violated. emption, the manufacturer must comply with the mono-
5. A significant change in this edition is the inclusion of graph in its entirety. However, subtle modifications that
commercial products; while most of this information are merely cosmetic in nature and where there is an evi-
is culled out from the open source such as the FOIA dence that the modification will not affect the safety and
(http://www.fda.gov/foi/default.htm), I have made at- efficacy of the products can be made but require prior
tempts to reconstruct the critical portions of it based approval of the regulatory agencies and generally these
on what I call the generally acceptable standards. The approvals are granted.
drug companies are advised to assure that any intellec- 11. Expanded discussion on critical factors in the manufac-
tual property rights are not violated and this applies to turing of formulations provided; from basic shortcuts
all information contained in this book. The freedom of to smart modifications now extend to all dosage forms.
information act (FOIA) is an extremely useful conduit Pharmaceutical compounding is one of the oldest pro-
for reliable information and manufacturers are strongly fessions and whereas the art of formulations has been
v
vi Preface to the Series—Second Edition
relegated to more objective parameters, the art neverthe- the rate and extent of absorption of the therapeutic ingre-
less remains. An experienced formulator, like an artist, dient [21 U.S.C. 355(j)(8); 21 CFR 320.1(e)]. BE studies are
would know what goes with what and why; he avoids undertaken in support of ANDA submissions with the
the pitfalls and stays with conservative choices. These goal of demonstrating BE between a proposed generic
sections of the book present advice that is time tested, drug product and its reference listed drug. The regu-
although it may appear random at times; this is intended lations governing BE are provided at 21 CFR in part
for experienced formulators. 320. The U.S. FDA has recently begun to promulgate
12. Expanded details on critical steps in the manufacturing individual bioequivalence requirements. To streamline
processes provided but to keep the size of the book man- the process for making guidance available to the pub-
ageable, and these are included for prototype formula- lic on how to design product-specific BE studies, the
tions. The reader is advised to browse through similar U.S. FDA will be issuing product-specific BE recommen-
formulations to gain more insight. Where multiple for- dations (www.fda.gov/cder/ogd/index.htm). To make
mulations are provided for the same drug, it intended to this vital information available, an appendix to each
show the variety of possibilities in formulating a drug volume includes a summary of all currently approved
and whereas it pertains to a single drug, the basic formu- products by the U.S. FDA where a recommendation on
lation practices can be extended to many drugs of same conducting bioequivalence studies is made available by
class or even of diversified classes. Readers have often the U.S. FDA. When filing an NDA or an ANDA, the
requested that more details be provided in the Manufac- filer is faced with the choice of defending the meth-
turing Direction sections. Whereas sufficient details are ods used to justify the bioavailability or bioequivalence
provided, this is restricted to prototype formulations to data. The U.S. FDA now allows application for waiver
keep the size of the book manageable and to reduce re- of bioequivalence requirement; a new chapter on this
dundancy. topic has been added along with details of the dis-
13. Addition of a listing of approved excipients and the level solution tests, where applicable, approved for various
allowed by regulatory authorities. This new section al- dosage forms.
lows formulators a clear choice on which excipients to 15. Dissolution testing requirements are included for all
choose; the excipients are reported in each volume per- dosage forms where this testing is required by the FDA.
taining to the formulation type covered. The listing is Surrogate testing to prove efficacy and compliance is get-
drawn from the FDA-approved entities. For the develop- ting more acceptance at regulatory agencies; in my expe-
ers of an ANDA, it is critical that the level of excipients be rience, a well-designed dissolution test is the best mea-
kept within the range generally approved to avoid large sure of continuous compliance. Coupled with chapters
expense in justifying any unapproved level. The only cat- on waivers of bioequivalence testing, this information on
egory for which the listing is not provided separately is dissolution testing should be great value to all manu-
the OTC volume since it contains many dosage forms and facturers; it is recommended that manufacturers develop
the reader is referred to dosage form–specific title of the their own in-house specifications, more stringent than
series. The choice of excipients forms keeps increasing those allowed in these listings and the USP.
with many new choices that can provide many special 16. Best-selling products (top 200 prescription products) are
release characteristics to the dosage forms. Choosing cor- identified with an asterisk and a brand name where ap-
rect excipients is thus a tedious exercise and requires so- plicable; in all instances, composition of these products is
phisticated multivariate statistical analysis. Whereas the provided and formulation of generic equivalents. Despite
formulator may choose any number of novel or classical the vast expansion of pharmaceutical sales and shifting
components, it is important to know the levels of excip- of categories of blockbuster drugs, basic drugs affecting
ients that are generally allowed in various formulations gastrointestinal tract, vascular system, and brain remain
to reduce the cost of redundant exercises; I have there- most widely prescribed.
fore included, as an appendix to each volume, a list of all 17. Updated list of approved coloring agents in the United
excipients that are currently approved by the U.S. FDA States, Canada, European Union, and Japan is included
along their appropriate levels. I suggest that a formula- to allow manufactures to design products for worldwide
tor consult this table before deciding on which level of distribution.
excipient to use; it does not mean that the excipient can- 18. Tablet-coating formulations that meet worldwide re-
not be used outside this range but it obviates the need quirements of color selection are included in the Volume
for a validation and lengthy justification studies in the 1 (compressed solids) and Volume 5 (OTC) because these
submission of NDAs. represent the products often coated.
14. Expanded section on bioequivalence submission was 19. Guidelines on preparing regulatory filings are now dis-
required to highlight the recent changes in these re- persed throughout the series depending on where these
quirements. New entries include a comprehensive listing guidelines are more crucial. However, the reader would,
of bioequivalence protocols in abbreviated form as ap- as before, need access to all volumes to benefit from the
proved by the U.S. FDA; these descriptions are provided advice and guidelines provided.
in each volume where pertinent. To receive approval
for an ANDA, an applicant must generally demonstrate, As always, comments and criticism from the readers are
among other things, equivalence of the active ingredi- welcomed and these can be sent to me at Niazi@pharmsci
ent, dosage form, strength, route of administration and .com or Niazi@niazi.com. I would try to respond to any in-
conditions of use as the listed drug, and that the pro- quiries requiring clarification of the information enclosed in
posed drug product is bioequivalent to the reference these volumes.
listed drug [21 USC 355(j)(2)(A); 21 CFR 314.94(a)]. Bioe- I would like to express deep gratitude to Sherri R. Niziolek
quivalent drug products show no significant difference in and Michelle Schmitt-DeBonis at Informa, the publisher of
Preface to the Series—Second Edition vii
this work, for seeing an immediate value to the readers in In the first edition, I had dedicated each volume to one of
publishing the second edition of this book and allowing me my mentors; the second edition continues the dedication to
enough time to prepare this work. The diligent editing and these great teachers.
composing staff at Informa, particularly Joseph Stubenrauch,
Baljinder Kaur and others are highly appreciated. Regardless, Sarfaraz K. Niazi, Ph.D.
all errors and omissions remain altogether mine. Deerfield, Illinois, U.S.A.
Preface to the Series—First Edition
No industry in the world is more highly regulated than the erations have led to the classification of products into these six
pharmaceutical industry because of potential threat to a pa- categories.
tient’s life from the use of pharmaceutical products. The cost Each volume includes a description of regulatory filing
of taking a new chemical entity (amortized over the cost of all techniques for the formulations described. Also included are
molecules racing) to final regulatory approval is a staggering the current regulatory guidelines on cGMP compliance spe-
$800 million, making the pharmaceutical industry one of the cific to the dosage form. Advice is offered on how to scale up
most research-intensive industries in the world. In the year the production batches.
2004, it is anticipated that the industry will spend about $20 It is expected that formulation scientists will use this in-
billion on research and development. The generic market of formation to benchmark their internal development protocols
drugs as the new entities come off patent is one of the fastest and cut the race to file short by adopting formulae that have
growing segments of the pharmaceutical industry, with every survived the test of time. Many of us who have worked in the
major multinational company having a significant presence pharmaceutical industry suffer from a close paradigm when
in this field. it comes to selecting formulations—”not invented here” per-
Whereas many stages of new drug development are in- haps reigns in the mind of many seasoned formulations scien-
herently constrained with time, the formulation of drugs into tists subconsciously when they prefer to choose only a certain
desirable dosage forms remains an area where expediency platform for development. It is expected that with the quick
can be practiced with appropriate knowledge by those who review of possibilities available to formulate made available
have mastered the skills of pharmaceutical formulations. The in this book, scientists will benefit from the experience of
Handbook of Pharmaceutical Manufacturing Formulations is the others.
first major attempt to consolidate the available knowledge For the teachers of formulation sciences, this series offers
about formulations in a comprehensive, and by nature a a wealth of information. Whether it is a selection of a preser-
rather voluminous, presentation. vative system or the choice of a disintegrant, the series offers
The book is divided into six volumes, based strictly on a wide choice to study and rationalize.
the type of formulation science involved in the development Many have assisted me in the development of this work
of these dosage forms: sterile products, compressed solids, that has taken years to compile, and I thank scores of my
uncompressed solids, liquid products, semisolid products, graduate students and colleagues for their help. A work of
and OTC products. The separation of OTC products, even this size cannot be produced without errors, although I hope
though they may easily fall into one of the other five cate- that these errors do not distract the reader from the utility
gories, is made to comply with the industry norms of sep- of the book. I would sincerely appreciate if readers point out
arate research divisions for OTC products. Sterile products these mistakes for corrections in future editions.
require skills related to sterilization of product, and of less
importance is the bioavailability issue, which is an inherent Sarfaraz K. Niazi, Ph.D.
problem of compressed dosage forms. These types of consid- Deerfield, Illinois, U.S.A.
viii
Preface to the Volume—First Edition
The Handbook of Pharmaceutical Manufacturing Formulations— The Final Rule requirements have primarily been applied
OTC Drugs is written for the pharmaceutical scientist and to products on the market and a newcomer is well advised
others involved in the regulatory filing and manufacturing of to study competitor products for market leaders as am-
new OTC products. Because of the wide variety of products ple opportunities are available to innovate these products.
involved, from those bordering on cosmetics to proton pump Examples include the Tylenol R
Hot Therapy products and
inhibitors, the OTC products are manufactured by the most loratidine tablets that dissolve in the mouth and do not re-
sophisticated global manufacturers as well as small one-room quire water. I foresee more such products entering into the
makeshift manufacturing houses. ever-competitive OTC market.
The OTC products comprise a special category of health- It is imperative that any prospective entry into the OTC
care products in that they can be dispensed without prescrip- market should begin with a thorough consultation of the Final
tion; the rationale being that the use of these products does Rules; an examination of Proposed Rules and notifications to
not expose patients to serious risks associated with side ef- issue Proposed Rules is also helpful in determining what rules
fects even if some misuse or overuse of these products occurs. are about to become Final Rules. Reviewing the discussions
The OTC category includes three types of products: about Proposed Rules that have affected their finalization
can be very helpful in understanding the relevant issues of
Products that require full filing with the U.S. Food and
safety, efficacy, and labeling. Because the marketing of OTC
Drug Administration (FDA) for marketing approval (the
products requires a large investment in marketing efforts, it
NDA/NADA or ANDA/ANADA process) including
is prudent to develop a clear understanding of the legality of
products or compositions not included in the monographs
formulations and claims made in the initial phases of product
(see below) or administered in controlled release formula-
development.
tions.
A large number of products on the market today are not
Products that do not require filing with the U.S. FDA because
covered by the U.S. FDA monographs but does that make
they comply with the monographs issued by the U.S. FDA
them legitimate? This is the often-asked question. The U.S.
in its Code of Federal Regulations (CFR).
FDA has limited resources to tackle everything that is out
Products that fall under the category of grandfather products
there on the market. When emergencies arise, however, the
which have been in use prior to the 1960s and have not
U.S. FDA reacts immediately as it did in the case of phenyl-
been specifically excluded by the FDA; not all grandfather
propanolamine, pseudoephedrine, and recently, kava kava.
products fall under the OTC category—only those that are
Here are some broad guidelines adopted by the U.S. FDA for
generally regarded as safe (GRAS).
the most commonly abused categories of products:
The U.S. FDA provides excellent support through its
No treatments are approved for hair growth except for mi-
OTC website (http://www.fda.gov/cder/otc/index.htm)
noxidil.
and formulators are highly encouraged to make use of the
No treatments are approved for enhancing sexual per-
information available, particularly the updates in the mono-
formance except for sildenafil citrate (and that only in
graph label requirements and withdrawal of approvals of
MED).
formulations.
The few treatments approved for weight loss include olristat
With the safety of consumers in mind, the U.S. FDA is in
phentermine and sibutramine (phenylpropanolamine is no
the process of establishing guidelines for all OTC products.
longer a recommended compound).
Although the U.S. FDA began this work over three decades
ago, much remains to be done. The U.S. FDA process be- It is noteworthy that the U.S. FDA does not differentiate
gins with the issuance of Proposed Rules; this notification between botanical products and chemical-based products. If
is like a warning (or advice) to the industry that this cate- a product bears an efficacy claim, it must be governed by
gory of products is now under the U.S. FDA watch. Often the U.S. FDA rules; however, a product that falls into a drug
years go by before Proposed Rules are published in the Code category that makes nutritional claims falls under a food cate-
of Federal Regulations. The Proposed Rules include not only gory with its own set of detailed rules. Vitamins and minerals
identification of approved active ingredients but also inactive fall under food labeling guidelines; however, a single-entity
ingredients that are deemed compatible with the active ingre- vitamin product with specific claims to treat or ameliorate a
dients and safe for consumers. The Proposed Rules are subject disease is a drug product. These definitions do not necessar-
to criticism by the industry health-care practitioners and con- ily coincide with the rulings of regulatory authorities world-
sumers. After receiving these comments over what can be a wide. In many countries nutritional products are controlled as
period of several years, the U.S. FDA issues Final Rules on drugs and require prescriptions; these same products would
a specific category of products; these become official on the be considered nonprescription items in the United States. On
date of publication in the Code of Federal Regulations. In the other hand, a number of highly active drugs are available
many cases, however, the U.S. FDA issues subsequent rules without prescription in many countries such as the Tradi-
either to delay application of Final Rules or to modify the tional Chinese Medicine (TCM) in China and Ayurvedic and
Final Rules if new information has become available. Unani medicines in South Asia.
ix
x Preface to the Volume—First Edition
adjusting formulae for excesses; in this book, most formu- are made to EC guidelines. The Appendix includes formula-
lations are provided without this consideration. A strip or tions of coating solutions; these should prove useful for the
blister dosage form is more popular around the world, pharmaceutical formulation teams.
but the plastic bottle is the most popular final form in the The formulations in this book generally fall into three cate-
United States. gories. Some formulations are presented in greater detail, in-
The development of OTC products is similar to the de- cluding indications of where quality assurance (QA)/quality
velopment of prescription dosage forms; as a result, cGMP control (QC) sampling is to be done and describing the tool-
and Good Laboratory Practice (GLP) considerations apply ing and in-process and finished product specifications. The
equally. The first chapter describes in greater detail the cGMP other extreme is a mere listing of components with a bare
considerations. An appendix to chapter 1 provides a com- minimum of manufacturing methods. This was necessary for
prehensive checklist of items to review to ensure that a two reasons: first, to contain the size of this book, and sec-
manufacturing facility is in compliance with cGMP stan- ond, to keep from presenting superfluous information, as
dards. Appropriate identification is made in this check- formulators would eventually adopt such a formula to their
list of those items that comply with EC guidelines. The own delivery forms. Also, at times the various strengths are
U.S. FDA guidelines are available from the U.S. FDA web- merely achieved through adjustment of dosage size, so it was
site: http://www.fda.gov. The World Health Organization considered unnecessary to reproduce manufacturing steps
(WHO) provides GMP guidelines that are less stringent than where they are obvious.
those of the U.S. FDA and EC, and formulators should be The primary source of these formulations is publicly avail-
aware of the fact that all of these are simply guidelines. able knowledge about formulae that have proven to pro-
One should be fully cognizant of the fact that no agencies vide stable products. No representation is made that these
are bound by these guidelines, particularly the U.S. FDA. formulations meet U.S. FDA monographs or any other reg-
Manufacturers cannot take refuge in the defense that they ulatory guidelines for safety of inert ingredients. The for-
have complied with these guidelines. It is further worth- mulator is advised to determine guideline compliance be-
while remembering that all of these guidelines are con- fore adopting any of the formulations given in this book.
tinuously revised, and the “c” in the cGMP does refer to Those interested in obtaining detailed information about
current. these formulations are encouraged to contact the author at
The second chapter deals with the most popular category http://www.pharmsci.com. Because of the wide variety of
of dosage forms encountered in OTC offerings—solids. Issues sources from which the information has been gathered in the
specific to manufacturing of these dosage forms are described book, the format of formulations also varies. For example, in
from a practical viewpoint, indicating the problem areas fre- some instances scale is provided, whereas in others a percent-
quently encountered in manufacturing practice. age by weight is described. In still other instances, quantities
The third chapter deals with liquids and suspensions and for a specific batch size are provided. Obviously, it would be
includes, like the chapter above, practical advice on how to desirable to convert these formulations into a uniform for-
bring manufacturing practices into compliance with regula- mat, but the task would be daunting and inevitably would
tory requirements. lead to inclusion of errors. Professional formulators should
The fourth chapter offers highlights of cleaning validation, not encounter any difficulty in adapting these formulations
a topic often ignored by OTC manufacturers as not being sig- to their own system.
nificant because of the safety of ingredients used. It is true As mentioned before, not all formulations contain the re-
that the same stringent standards may not apply, but compli- quired overages for stability considerations and losses during
ance with cleaning standards and validation of processes go manufacturing; formulators are expected to develop these
a long way toward ensuring overall compliance. based on the final packaging chosen for the product. The au-
The first four chapters were drawn from the advice which thor would appreciate being notified of any special problems
the U.S. FDA gives to its inspectors before they inspect a encountered in adopting these formulations or of any errors
manufacturer. The CFR includes complete details of what (niazi@pharmsci.com). Whereas much care has gone into en-
is considered acceptable by the U.S. FDA; this advice is of suring the accuracy of quantities and proper identification of
a practical nature, and I find it to be extremely helpful in ingredients, such errors shall remain in a work as large as that
enhancing awareness of the guidelines of regulatory author- presented here.
ities. It is noteworthy that EC guidelines, particularly in light
of the harmonization of specifications, are somewhat identi- Sarfaraz K. Niazi, Ph.D.
cal to the U.S. FDA guidelines; in chapter 1, specific references Deerfield, Illinois, U.S.A.
About the Author
Sarfaraz K. Niazi has been teaching and conducting research in the pharmaceutical industry for over
35 years. He has authored hundreds of scientific papers, textbooks, and presentations on the topics of
pharmaceutical formulation, biopharmaceutics, and pharmacokinetics of drugs. He is also an inventor
with scores of patents in the field of drug and dosage form delivery systems; he is also licensed to prac-
tice law before the U.S. Patent and Trademark Office. Having formulated hundreds of products from
the most popular consumer entries to complex biotechnology-derived products, he has accumulated
a wealth of knowledge in the science and art of formulating and regulatory filings of investigational
new drugs (INDs) and new drug applications (NDAs). Dr. Niazi advises the pharmaceutical industry
internationally on issues related to formulations, cGMP compliance, pharmacokinetics and bioequiva-
lence evaluation, and intellectual property issues (http://www.pharmsci.com). He can be contacted at
Niazi@pharmsci.com.
xii
Contents
xiii
xiv Contents
Aluminum Hydroxide, Magnesium Hydroxide, and Beta-Carotene, Vitamin C, and Vitamin E Tablets 201
Simethicone Suspension 181 Beta-Carotene, Vitamin C, and Vitamin E
Aluminum Hydroxide, Magnesium Hydroxide, and Tablets 201
Simethicone Suspension 182 Beta-Carotene, Vitamin C, and Vitamin E
Aluminum Hydroxide, Magnesium Hydroxide, and Tablets 202
Simethicone Tablets 182 Beta-Carotene, Vitamin C, and Vitamin E
Analgesic Clear Gel 183 Tablets 202
Analgesic Cream 183 Betamethasone and Neomycin Gel Cream 202
Analgesic Lotion 184 Betamethasone Cream 203
Anise Oil Solution 184 Betamethasone Gel 203
Antazoline and Xylometazoline Eye Drops 185 Betamethasone Valerate Cream 203
Antiacne Gel 185 Betamethasone Valerate Ointment 204
Antifungal Foot Powder 186 Bisacodyl Delayed-Release Tablets 205
Antiseptic Cream 186 Bisacodyl Suppositories 205
Antiseptic Lotion 186 Bismuth Carbonate Suspension 206
Antiseptic Lotion 187 Bismuth Subsalicylate and Calcium Carbonate
Antiseptic Wet Wipes 187 Tablet 206
Asparagus Extract + Parsley Extract Tablets (200 Bismuth Subsalicylate Suspension 206
mg+200 mg) 187 Bismuth Subsalicylate Swallow Tablets 207
Aspartame Effervescent Tablets (20 mg) 188 Bleaching and Antimicrobial Dentifrice 207
Aspartame Granules in Sachets 188 Bran–Sucrose–Gelatin–Calcium Carbonate
Aspartame Powder in Sachets 188 Tablet 207
Aspartame Tablets (25 mg), DC 189 Bran Tablets 208
Aspartame Tablets 189 Breast Care Cream 208
Aspartame Tablets 190 Bromhexine Hydrochloride Syrup 209
Aspartame Tablets 190 Bromhexine Hydrochloride Syrup (Alcohol Free) 210
Aspartame Tablets, Effervescent 190 Bromhexine Hydrochloride Tablets 210
Aspirin, Acetaminophen, and Caffeine Tablets 191 Burn Cream 211
Aspirin, Acetaminophen, Caffeine, and Salicylamide Burn Cream 211
Tablets 191 Caffeine Tablets 212
Aspirin Tablets 191 Calamine Cream 212
Aspirin-Coated Crystals 192 Calamine Cream 213
Attapulgite Tablets 192 Calamine Lotion 213
Azulene Solution (1%) 193 Calcium and Vitamin D Tablets 214
Baby Cream, Benzalkonium Chloride, and Zinc Calcium Chewable Tablets (200 mg Ca) 214
Oxide 193 Calcium Glycerophosphate Tablets (200 mg) 214
Baby Lotion 194 Calcium Carbonate Chewable Tablet 215
Baby Shampoo 194 Calcium Carbonate and Glycine Tablets 215
Barium Sulfate Oral Suspension (23%) 195 Calcium Carbonate and Vitamin D Tablets 215
Basic Cream for Various Active Ingredients 195 Calcium Carbonate Tablets 216
Benzalkonium Chloride Contraceptive Gel 195 Calcium D-Pantothenate Chewable Tablets 216
Benzoyl Peroxide and Alpha-Bisabolol Gel 196 Calcium D-Pantothenate Tablets 216
Benzoyl Peroxide Antiacne Cream 196 Calcium D-Pantothenate Tablets 217
Benzoyl Peroxide Antiacne Gel 197 Calcium Effervescent Tablets 217
Benzoyl Peroxide Antiacne Lotion 197 Calcium Gluconate Tablets 217
Benzoyl Peroxide Antiacne Microemulsion 198 Calcium Glycerophosphate Tablets 218
Benzyl Benzoate Solution 198 Calcium Glycerophosphate Tablets 218
Berberine Tablets 198 Calcium Iodide and Ascorbic Acid Syrup 218
Beta-Carotene + Vitamin C + Vitamin E Chewable Calcium Phosphate Tablets for Cats and Dogs (Direct
Tablets (10 mg+500 mg+250 mg) 198 Compression) 219
Beta-Carotene + Vitamin C + Vitamin E Effervescent Calcium Phosphate Tablets for Cats and Dogs 219
Tablets (12 mg+150 mg+25 mg) 198 Carbamide Peroxide Chewing Gum 220
Beta-Carotene + Vitamin C + Vitamin E Tablets Carbamide Peroxide and Hydrogen Peroxide
(7 mg+60 mg+25 mg) 199 Bleaching Oral Dentifrice 220
Beta-Carotene + Vitamin C + Vitamin E Tablets Carbinoxamine Maleate, Phenylpropanolamine, and
(12 mg+250 mg+125 mg) 199 Acetaminophen Sustained-Release Tablets 220
Beta-Carotene Effervescent Tablets (7 mg) 199 Carbonyl Iron, Copper Sulfate, and Manganese
Beta-Carotene Effervescent Tablets 199 Sulfate Tablets 221
Beta-Carotene Tablets 200 Carnitine and Coenzyme Q Solution 221
Beta-Carotene Tablets 200 Cetrimide Antiseptic Cream 221
Beta-Carotene Tablets 200 Cetirizine Hydrochloride Tablet 222
Beta-Carotene, Vitamin C, and Vitamin E Chewable Cetylpyridinium Lozenges (2.5 mg) 222
Tablets 201 Charcoal Tablets 222
Contents xvii
INTRODUCTION
Document History
The first edition of the guide was published, including an Annex on the manufacture of sterile medicinal products. 1989
The second edition was published; implementing Commission Directives 91/356 of June 13, 1991 and 91/412 of July 23, 1991 January 1992
laying down the principles and guidelines on good manufacturing practice for medicinal products for human use as well as for
veterinary medicinal products. The second edition also included 12 additional annexes.
An update of legal references was made. In the meantime, the guide is updated as needed on the Web site of the European August 2004
Commission, several additional Annexes added.
Restructuring of GMP guide, consisting of part I for medicinal products for human and veterinary use and part II for active substances October 2005
used as starting materials, implementing Directives 2004/27/EC and 2004/28/EC. The current guide includes 17 Annexes, the
former Annex 18 being replaced.
Implementation of ICH Q9 guideline as GMP Annex 20 March 2008
The pharmaceutical industry of the European Union in two annexes specific to veterinary medicinal products and
maintains high standards of quality assurance in the devel- to immunologic veterinary medicinal products.
opment, manufacture, and control of medicinal products. A The guide is presented in two parts of basic require-
system of marketing authorizations ensures that all medic- ments and specific annexes. Part I covers GMP principles for
inal products are assessed by a competent authority to en- the manufacture of medicinal products. Part II covers GMP
sure compliance with contemporary requirements of safety, for active substances used as starting materials.
quality, and efficacy. A system of manufacturing authoriza- Chapters of part I on “basic requirements” are headed
tions ensures that all products authorized on the European by principles as defined in Directives 2003/94/EC and
market are manufactured only by authorized manufactur- 91/412/EEC. Chapter 1 on Quality Management outlines the
ers, whose activities are regularly inspected by the compe- fundamental concept of quality assurance as applied to the
tent authorities. Manufacturing authorizations are required manufacture of medicinal products. Thereafter, each chapter
by all pharmaceutical manufacturers in the European Com- has a principle outlining the quality assurance objectives of
munity whether the products are sold within or outside the that chapter and a text which provides sufficient detail for
community. manufacturers to be made aware of the essential matters to
Two directives laying down principles and guidelines be considered when implementing the principle.
of good manufacturing practice (GMP) for medicinal prod- Part II was newly established on the basis of a guide-
ucts were adopted by the Commission. Directive 2003/94/EC line developed on the level of ICH and published as ICH
applies to medicinal products for human use and Directive Q7 a on “active pharmaceutical ingredients,” which was
91/412/EEC for veterinary use. Detailed guidelines in ac- implemented as GMP Annex 18 for voluntary application
cordance with those principles are published in the Guide in 2001. According to the revised Article 47 and Article
to Good Manufacturing Practice, which will be used in as- 51, respectively, of the Directive 2001/83/EC and Directive
sessing applications for manufacturing authorizations and 2001/82/EC, as amended, detailed guidelines on the princi-
as a basis for inspection of manufacturers of medicinal ples of GMP for active substances used as starting materials
products. shall be adopted and published by the Commission. The for-
The principles of GMP and the detailed guidelines are mer Annex 18 has been replaced by the new part II of the
applicable to all operations which require the authorization GMP guide, which has an extended application both for the
referred to in Article 40 of Directive 2001/83/EC and in Ar- human and the veterinary sector.
ticle 44 of Directive 2001/82/EC, as amended by Directives In addition to the general matters of Good Manufac-
2004/27/EC and 2004/28/EC, respectively. They are also rel- turing Practice outlined in part I and II, a series of annexes
evant for all other large scale pharmaceutical manufacturing providing detail about specific areas of activity is included.
processes, such as that undertaken in hospitals, and for the For some manufacturing processes, different annexes will ap-
preparation of products for use in clinical trials. ply simultaneously (e.g., Annex on Sterile Preparations and
All member states and the industry agreed that the on Radiopharmaceuticals and/or on Biological Medicinal
GMP requirements applicable to the manufacture of veteri- Products).
nary medicinal products are the same as those applicable to GMP part I, Chapter 1 on Quality Management, has
the manufacture of medicinal products for human use. Cer- been revised to include aspects of quality risk management
tain detailed adjustments to the GMP guidelines are set out within the quality system framework. In future revisions of
2
EU Guidelines to Good Manufacturing Practice: Medicinal Products for Human and Veterinary Use 3
the guide, the opportunity will be taken to introduce quality utors. To achieve the quality objective reliably, there must be
risk management elements when appropriate. a comprehensively designed and correctly implemented sys-
The new GMP Annex 20, which corresponds to the ICH tem of Quality Assurance incorporating Good Manufacturing
Q9 guideline, provides guidance on a systematic approach to Practice, Quality Control, and Quality Risk Management. It
quality risk management leading to compliance with GMP should be fully documented and its effectiveness monitored.
and other quality requirements. It includes principles to be All parts of the Quality Assurance System should be ade-
used and options for processes, methods, and tools, which quately resourced with competent personnel, and suitable
may be used when applying a formal quality risk manage- and sufficient premises, equipment, and facilities. There are
ment approach. While the GMP guide is primarily addressed additional legal responsibilities for the holder of the Manu-
to manufacturers, the ICH Q9 guideline, has relevance for facturing Authorization and for the Qualified Person(s).
other quality guidelines and includes specific sections for The basic concepts of Quality Assurance, Good Man-
regulatory agencies. However, for reasons of coherence and ufacturing Practice, Quality Control, and Quality Risk Man-
completeness the ICH Q9 guideline has been transferred com- agement are interrelated. They are described here in order to
pletely into GMP Annex 20. emphasize their relationships and their fundamental impor-
A glossary of some terms used in the guide has been tance to the production and control of medicinal products.
incorporated after the annexes.
The guide is not intended to cover security aspects for
Quality Assurance
the personnel engaged in manufacture. This may be particu-
1.1 Quality Assurance is a wide-ranging concept, which cov-
larly important in the manufacture of certain medicinal prod-
ers all matters, which individually or collectively influ-
ucts such as highly active, biological, and radioactive medic-
ence the quality of a product. It is the sum total of the
inal products. However, those aspects are governed by other
organized arrangements made with the objective of en-
provisions of Community or National Law.
suring that medicinal products are of the quality required
Throughout the guide, it is assumed that the require-
for their intended use. Quality Assurance therefore incor-
ments of the Marketing Authorization relating to the safety,
porates Good Manufacturing Practice plus other factors
quality, and efficacy of the products are systematically in-
outside the scope of this guide.
corporated into all the manufacturing, control and release
The system of Quality Assurance appropriate for the
for sale arrangements of the holder of the Manufacturing
manufacture of medicinal products should ensure that
Authorization.
(i) medicinal products are designed and developed in
The manufacture of medicinal products has for many
a way that takes account of the requirements of
years taken place in accordance with guidelines for Good
GMP;
Manufacturing Practice and the manufacture of medicinal
(ii) production and control operations are clearly spec-
products is not governed by CEN/ISO standards. Harmo-
ified and GMP adopted;
nized standards as adopted by the European Standardization
(iii) managerial responsibilities are clearly specified;
Organizations CEN/ISO may be used at industry’s discretion
(iv) arrangements are made for the manufacture, sup-
as a tool for implementing a quality system in the pharmaceu-
ply, and use of the correct starting and packaging
tical sector. The CEN/ISO standards have been considered
materials;
but the terminology of these standards has not been imple-
(v) all necessary controls on intermediate products,
mented in this edition. It is recognized that there are accept-
and any other in-process controls and validations
able methods, other than those described in the guide, which
are carried out;
are capable of achieving the principles of Quality Assurance.
(vi) the finished product is correctly processed and
The guide is not intended to place any restraint upon the de-
checked, according to the defined procedures;
velopment of any new concepts or new technologies which
(vii) medicinal products are not sold or supplied before
have been validated and which provide a level of Quality
a Qualified Person has certified that each produc-
Assurance at least equivalent to those set out in this guide.
tion batch has been produced and controlled in ac-
With its principles, methods, and tools, Annex 20 provides
cordance with the requirements of the Marketing
a systematic approach, which may be used to demonstrate
Authorization and any other regulations relevant
such equivalence.
to the production, control, and release of medicinal
The GMP guide will be regularly revised. Revi-
products;
sions will be made publicly available on the Web site of
(viii) satisfactory arrangements exist to ensure, as far as
the European Commission (http://ec.europa.eu/enterprise/
possible, that the medicinal products are stored,
pharmaceuticals/eudralex/homev4.htm).
distributed, and subsequently handled so that
quality is maintained throughout their shelf life;
and
PART I CHAPTER 1: QUALITY MANAGEMENT (ix) there is a procedure for Self-Inspection and/or
quality audit, which regularly appraises the effec-
Principle
tiveness and applicability of the Quality Assurance
The holder of a Manufacturing Authorization must manu-
system.
facture medicinal products so as to ensure that they are fit
for their intended use, comply with the requirements of the
Marketing Authorization, and do not place patients at risk Good Manufacturing Practice for Medicinal Products
due to inadequate safety, quality, or efficacy. The attainment 1.2 GMP is that part of Quality Assurance which ensures that
of this quality objective is the responsibility of senior man- products are consistently produced and controlled to the
agement and requires the participation and commitment by quality standards appropriate to their intended use and
staff in many different departments and at all levels within as required by the Marketing Authorization or product
the company, by the company’s suppliers, and by the distrib- specification.
4 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Good Manufacturing Practice is concerned with both (iv) records are made, manually and/or by record-
production and quality control. The basic requirements ing instruments, which demonstrate that all the
of GMP are that required sampling, inspecting, and testing proce-
(i) all manufacturing processes are clearly defined, dures were actually carried out. Any deviations
systematically reviewed in the light of experience, are fully recorded and investigated;
and shown to be capable of consistently manufac- (v) the finished products contain active ingredients
turing medicinal products of the required quality complying with the qualitative and quantitative
and complying with their specifications; composition of the Marketing Authorization, are of
(ii) critical steps of manufacturing processes and sig- the purity required, and are enclosed within their
nificant changes to the process are validated; proper containers and correctly labeled;
(iii) all necessary facilities for GMP are provided (vi) records are made of the results of inspection and
including that testing of materials, intermediate, bulk, and
appropriately qualified and trained personnel, finished products is formally assessed against spec-
adequate premises and space, ification. Product assessment includes a review and
suitable equipment and services, evaluation of relevant production documentation
correct materials, containers and labels, and an assessment of deviations from specified
approved procedures and instructions, and procedures;
suitable storage and transport (vii) no batch of product is released for sale or supply
(iv) instructions and procedures are written in an prior to certification by a Qualified Person that it is
instructional form in clear and unambiguous in accordance with the requirements of the relevant
language, specifically applicable to the facilities authorizations; and
provided; (viii) sufficient reference samples of starting materials
(v) operators are trained to carry out procedures and products are retained to permit future exam-
correctly; ination of the product if necessary and that the
(vi) records are made, manually and/or by recording product is retained in its final pack unless excep-
instruments, during manufacture which demon- tionally large packs are produced.
strate that all the steps required by the defined
procedures and instructions were in fact taken and
that the quantity and quality of the product was
as expected. Any significant deviations are fully Product Quality Review
recorded and investigated; 1.4 Regular periodic or rolling quality reviews of all li-
(vii) records of manufacture including distribution censed medicinal products, including export only prod-
which enable the complete history of a batch to ucts, should be conducted with the objective of verifying
be traced, are retained in a comprehensible and ac- the consistency of the existing process, the appropriate-
cessible form; ness of current specifications for both starting materials
(viii) the distribution (wholesaling) of the products min- and finished product to highlight any trends, and to iden-
imizes any risk to their quality; tify product and process improvements. Such reviews
(ix) a system is available to recall any batch of product, should normally be conducted and documented annu-
from sale or supply; and ally, taking into account previous reviews, and should
(x) complaints about marketed products are exam- include at least
ined, the causes of quality defects investigated, and (i) a review of starting materials including packaging
appropriate measures taken in respect of the defec- materials used in the product, especially those from
tive products and to prevent reoccurrence. new sources;
(ii) a review of critical in-process controls and finished
product results;
Quality Control (iii) a review of all batches that failed to meet estab-
1.3 Quality Control is that part of Good Manufacturing lished specification(s) and their investigation;
Practice which is concerned with sampling, specifica- (iv) a review of all significant deviations or noncon-
tions, and testing, and with the organization, documen- formances, their related investigations, and the ef-
tation, and release procedures which ensure that the nec- fectiveness of resultant corrective and preventative
essary and relevant tests are actually carried out and that actions taken;
materials are not released for use, nor products released (v) a review of all changes carried out to the processes
for sale or supply, until their quality has been judged to or analytical methods;
be satisfactory. (vi) a review of Marketing Authorization variations
The basic requirements of Quality Control are that submitted/granted/refused, including those for
(i) adequate facilities, trained personnel, and ap- third country (export only) dossiers;
proved procedures are available for sampling, in- (vii) a review of the results of the stability monitoring
specting and testing starting materials, packaging program and any adverse trends;
materials, intermediate, bulk, and finished prod- (viii) a review of all quality-related returns, complaints,
ucts, and where appropriate for monitoring envi- and recalls and the investigations performed at the
ronmental conditions for GMP purposes; time;
(ii) samples of starting materials, packaging materials, (ix) a review of adequacy of any other previous product
intermediate products, bulk products, and finished process or equipment corrective actions;
products are taken by personnel and by methods (x) for new marketing authorizations and variations
approved by Quality Control; to marketing authorizations, a review of postmar-
(iii) test methods are validated; keting commitments;
EU Guidelines to Good Manufacturing Practice: Medicinal Products for Human and Veterinary Use 5
(xi) the qualification status of relevant equipment and thority to carry out their responsibilities. Their duties
utilities, for example, HVAC, water, compressed may be delegated to designated deputies of a satisfac-
gases,; and tory qualification level. There should be no gaps or unex-
(xii) a review of any contractual arrangements as de- plained overlaps in the responsibilities of those personnel
fined in Chapter 7 to ensure that they are up to concerned with the application of Good Manufacturing
date. Practice.
The manufacturer and marketing authorization holder
should evaluate the results of this review, where differ-
ent, and an assessment made of whether corrective and Key Personnel
preventative action or any revalidation should be un- 2.3 Key Personnel include the head of Production, the head
dertaken. Reasons for such corrective actions should be of Quality Control, and if at least one of these persons
documented. Agreed corrective and preventative actions is not responsible for the duties described in Article 51
should be completed in a timely and effective manner. of Directive 2001/83/EC1, the Qualified Person(s) des-
There should be management procedures for the ongo- ignated for the purpose. Normally, key posts should be
ing management and review of these actions and the occupied by full-time personnel. The heads of Produc-
effectiveness of these procedures verified during self- tion and Quality Control must be independent from each
inspection. Quality reviews may be grouped by prod- other. In large organizations, it may be necessary to del-
uct type, for example, solid dosage forms, liquid dosage egate some of the functions listed in 2.5, 2.6, and 2.7.
forms, sterile products, and so on, where scientifically 2.4 The duties of the Qualified Person(s) are fully described
justified. in Article 51 of Directive 2001/83/EC, and can be sum-
Where the marketing authorization holder is not the marized as follows:
manufacturer, there should be a technical agreement in (a) For medicinal products manufactured within the Eu-
place between the various parties that defines their re- ropean Community, a Qualified Person must en-
spective responsibilities in producing the quality review. sure that each batch has been produced and tested/
The Qualified Person responsible for final batch certifi- checked in accordance with the directives and the
cation together with the marketing authorization holder marketing authorization (2).
should ensure that the quality review is performed in a (b) For medicinal products manufactured outside the
timely manner and is accurate. European Community, a Qualified Person must en-
sure that each imported batch has undergone, in the
Quality Risk Management importing country, the testing specified in paragraph
1.5 Quality Risk Management is a systematic process for the 1(b) of Article 51; Article 55 of Directive 2001/82/EC
assessment, control, communication, and review of risks (2) According to Directive 75/319/EEC (now codified
to the quality of the medicinal product. It can be applied Directive 2001/83/EC) and the Ruling (Case 247/81)
both proactively and retrospectively. of the Court of Justice of the European Communities,
1.6 The Quality Risk Management system should ensure medicinal products which have been properly con-
that: the evaluation of the risk to quality is based on trolled in the EU by a Qualified Person do not have
scientific knowledge, experience with the process, and to be recontrolled or rechecked in any other member
ultimately links to the protection of the patient; and the state of the community.
level of effort, formality, and documentation of the qual- (c) a Qualified Person must certify in a register or equiv-
ity risk management process is commensurate with the alent document, as operations are carried out and be-
level of risk. fore any release, that each production batch satisfies
the provisions of Article 51. The persons responsible
for these duties must meet the qualification require-
ments laid down in Article 49(3) of the same Direc-
CHAPTER 2: PERSONNEL tive, they shall be permanently and continuously at
Principle the disposal of the holder of the Manufacturing Au-
The establishment and maintenance of a satisfactory system thorization to carry out their responsibilities. Their
of quality assurance and the correct manufacture of medicinal responsibilities may be delegated, but only to other
products relies upon people. For this reason, there must be Qualified Person(s).
sufficient qualified personnel to carry out all the tasks which 2.5 The head of the Production Department generally has the
are the responsibility of the manufacturer. Individual respon- following responsibilities:
sibilities should be clearly understood by the individuals and i. to ensure that products are produced and stored ac-
recorded. All personnel should be aware of the principles of cording to the appropriate documentation in order to
Good Manufacturing Practice that affect them and receive ini- obtain the required quality;
tial and continuing training, including hygiene instructions, ii. to approve the instructions relating to production op-
relevant to their needs. erations and to ensure their strict implementation;
iii. to ensure that the production records are evaluated
General and signed by an authorized person before they are
2.1 The manufacturer should have an adequate number of sent to the Quality Control Department;
personnel with the necessary qualifications and practical iv. to check the maintenance of his department, pre-
experience. The responsibilities placed on any one indi- mises, and equipment;
vidual should not be so extensive as to present any risk v. to ensure that the appropriate validations are done;
to quality. and
2.2 The manufacturer must have an organization chart. Peo- vi. to ensure that the required initial and continuing
ple in responsible positions should have specific duties training of his department personnel is carried out
recorded in written job descriptions and adequate au- and adapted according to need.
6 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
2.6 The head of the Quality Control Department generally prescribed protective clothing. They should be closely
has the following responsibilities: supervised.
i. to approve or reject, as he sees fit, starting materi- 2.12 The concept of Quality Assurance and all the measures
als, packaging materials, and intermediate, bulk, and capable of improving its understanding and implemen-
finished products; tation should be fully discussed during the training
ii. to evaluate batch records; sessions.
iii. to ensure that all necessary testing is carried out;
iv. to approve specifications, sampling instructions, test Personnel Hygiene
methods, and other Quality Control procedures; 2.13 Detailed hygiene programs should be established and
v. to approve and monitor any contract analysts; adapted to the different needs within the factory. They
vi. to check the maintenance of his department, should include procedures relating to the health, hy-
premises, and equipment; giene practices, and clothing of personnel. These proce-
vii. to ensure that the appropriate validations are done; dures should be understood and followed in a very strict
and way by every person whose duties take him into the pro-
viii. to ensure that the required initial and continuing duction and control areas. Hygiene programs should be
training of his department personnel is carried out promoted by management and widely discussed during
and adapted according to need. training sessions.
Other duties of the Quality Control Department are 2.14 All personnel should receive medical examination upon
summarized in Chapter 6. recruitment. It must be the manufacturer’s responsi-
2.7 The heads of Production and Quality Control generally bility that there are instructions ensuring that health
have some shared, or jointly exercised, responsibilities conditions that can be of relevance to the quality of
relating to quality. These may include, subject to any na- products come to the manufacturer’s knowledge. After
tional regulations: the first medical examination, examinations should be
- the authorization of written procedures and other doc- carried out when necessary for the work and personal
uments, including amendments; health.
- the monitoring and control of the manufacturing 2.15 Steps should be taken to ensure as far as is practicable
environment; that no person affected by an infectious disease or hav-
- plant hygiene; ing open lesions on the exposed surface of the body is
- process validation; engaged in the manufacture of medicinal products.
- training; 2.16 Every person entering the manufacturing areas should
- the approval and monitoring of suppliers of materials; wear protective garments appropriate to the operations
- the approval and monitoring of contract manufactur- to be carried out.
ers; 2.17 Eating, drinking, chewing or smoking, or the storage
- the designation and monitoring of storage conditions of food, drink, smoking materials, or personal medi-
for materials and products; cation in the production and storage areas should be
- the retention of records; prohibited. In general, any unhygienic practice within
- the monitoring of compliance with the requirements of the manufacturing areas or in any other area where
Good Manufacturing Practice; and the product might be adversely affected, should be
- the inspection, investigation, and taking of samples, forbidden.
in order to monitor factors which may affect product 2.18 Direct contact should be avoided between the operator’s
quality. hands and the exposed product as well as with any
part of the equipment that comes into contact with the
Training products.
2.8 The manufacturer should provide training for all the 2.19 Personnel should be instructed to use the hand-washing
personnel whose duties take them into production ar- facilities.
eas or into control laboratories (including the techni- 2.20 Any specific requirements for the manufacture of special
cal, maintenance, and cleaning personnel), and for other groups of products, for example sterile preparations, are
personnel whose activities could affect the quality of the covered in the Annexes.
product.
2.9 Besides the basic training on the theory and practice
of Good Manufacturing Practice, newly recruited per-
sonnel should receive training appropriate to the duties CHAPTER 3: PREMISES AND EQUIPMENT
assigned to them. Continuing training should also be Principle
given, and its practical effectiveness should be period- Premises and equipment must be located, designed, con-
ically assessed. Training programs should be available, structed, adapted, and maintained to suit the operations to
approved by either the head of Production or the head of be carried out. Their layout and design must aim to minimize
Quality Control, as appropriate. Training records should the risk of errors and permit effective cleaning and mainte-
be kept. nance in order to avoid cross-contamination, build up of dust
2.10 Personnel working in areas where contamination is a or dirt and, in general, any adverse effect on the quality of
hazard, for example, clean areas or areas where highly products.
active, toxic, infectious, or sensitizing materials are han-
dled, should be given specific training.
2.11 Visitors or untrained personnel should, preferably, not Premises
be taken into the production and quality control areas. General
If this is unavoidable, they should be given information 3.1 Premises should be situated in an environment which,
in advance, particularly about personal hygiene and the when considered together with measures to protect the
EU Guidelines to Good Manufacturing Practice: Medicinal Products for Human and Veterinary Use 7
manufacture, presents minimal risk of causing contami- 3.12 Production areas should be effectively ventilated, with
nation of materials or products. air control facilities (including temperature and, where
3.2 Premises should be carefully maintained, ensuring that necessary, humidity, and filtration) appropriate both
repair and maintenance operations do not present any to the products handled, to the operations undertaken
hazard to the quality of products. They should be cleaned within them and to the external environment.
and, where applicable, disinfected according to detailed 3.13 Weighing of starting materials usually should be carried
written procedures. out in a separate weighing room designed for that use.
3.3 Lighting, temperature, humidity, and ventilation should 3.14 In cases where dust is generated (e.g., during sampling,
be appropriate and such that they do not adversely af- weighing, mixing and processing operations, packaging
fect, directly or indirectly, either the medicinal products of dry products), specific provisions should be taken to
during their manufacture and storage, or the accurate avoid cross- contamination and facilitate cleaning.
functioning of equipment. 3.15 Premises for the packaging of medicinal products
3.4 Premises should be designed and equipped so as to afford should be specifically designed and laid out so as to
maximum protection against the entry of insects or other avoid mix-ups or cross-contamination.
animals. 3.16 Production areas should be well lit, particularly where
3.5 Steps should be taken in order to prevent the entry of visual controls are carried out.
unauthorized people. Production, storage, and quality 3.17 In-process controls may be carried out within the pro-
control areas should not be used as a right of way by duction area provided they do not carry any risk for the
personnel who do not work in them. production.
Storage Areas
Production Area 3.18 Storage areas should be of sufficient capacity to allow or-
3.6 In order to minimize the risk of a serious medical haz- derly storage of the various categories of materials and
ard due to cross-contamination, dedicated and self- products: starting and packaging materials, intermedi-
contained facilities must be available for the production ate, bulk, and finished products, products in quarantine,
of particular medicinal products, such as highly sensi- released, rejected, returned, or recalled.
tizing materials (e.g., penicillins) or biological prepara- 3.19 Storage areas should be designed or adapted to ensure
tions (e.g., from live microorganisms). The production of good storage conditions. In particular, they should be
certain additional products, such as certain antibiotics, clean and dry and maintained within acceptable tem-
certain hormones, certain cytotoxics, certain highly ac- perature limits. Where special storage conditions are
tive drugs, and nonmedicinal products should not be required (e.g., temperature, humidity) these should be
conducted in the same facilities. For those products, provided, checked, and monitored.
in exceptional cases, the principle of campaign work- 3.20 Receiving and dispatch bays should protect materials
ing in the same facilities can be accepted provided that and products from the weather. Reception areas should
specific precautions are taken and the necessary valida- be designed and equipped to allow containers of in-
tions are made. The manufacture of technical poisons, coming materials to be cleaned where necessary before
such as pesticides and herbicides, should not be allowed storage.
in premises used for the manufacture of medicinal 3.21 Where quarantine status is ensured by storage in sepa-
products. rate areas, these areas must be clearly marked and their
3.7 Premises should preferably be laid out in such a way as access restricted to authorized personnel. Any system
to allow the production to take place in areas connected replacing the physical quarantine should give equiva-
in a logical order corresponding to the sequence of the lent security.
operations and to the requisite cleanliness levels. 3.22 There should normally be a separate sampling area for
3.8 The adequacy of the working and in-process storage starting materials. lf sampling is performed in the stor-
space should permit the orderly and logical positioning age area, it should be conducted in such a way as to
of equipment and materials so as to minimize the risk prevent contamination or cross-contamination.
of confusion between different medicinal products or 3.23 Segregated areas should be provided for the storage of
their components, to avoid cross-contamination and to rejected, recalled, or returned materials or products.
minimize the risk of omission or wrong application of 3.24 Highly active materials or products should be stored in
any of the manufacturing or control steps. safe and secure areas.
3.9 Where starting and primary packaging materials, in- 3.25 Printed packaging materials are considered critical to
termediate or bulk products are exposed to the envi- the conformity of the medicinal product and special at-
ronment, interior surfaces (walls, floors, and ceilings) tention should be paid to the safe and secure storage of
should be smooth, free from cracks and open joints, these materials.
and should not shed particulate matter and should
permit easy and effective cleaning and, if necessary, Quality Control Areas
disinfection. 3.26 Normally, Quality Control laboratories should be sep-
3.10 Pipework, light fittings, ventilation points, and other arated from production areas. This is particularly im-
services should be designed and sited to avoid the cre- portant for laboratories for the control of biologicals,
ation of recesses which are difficult to clean. As far as microbiologicals, and radioisotopes, which should also
possible, for maintenance purposes, they should be ac- be separated from each other.
cessible from outside the manufacturing areas. 3.27 Control laboratories should be designed to suit the oper-
3.11 Drains should be of adequate size, and have trapped ations to be carried out in them. Sufficient space should
gullies. Open channels should be avoided where possi- be given to avoid mix-ups and cross-contamination.
ble, but if necessary, they should be shallow to facilitate There should be adequate suitable storage space for
cleaning and disinfection. samples and records.
8 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
3.28 Separate rooms may be necessary to protect sensitive instructions, procedures, and records must be free from er-
instruments from vibration, electrical interference, hu- rors and available in writing. The legibility of documents is
midity, and so on. of paramount importance.
3.29 Special requirements are needed in laboratories han-
dling particular substances, such as biological or ra-
dioactive samples. General
4.1 Specifications describe in detail the requirements with
Ancillary Areas which the products or materials used or obtained during
3.30 Rest and refreshment rooms should be separate from manufacture have to conform. They serve as a basis for
other areas. quality evaluation.
3.31 Facilities for changing clothes, washing, and toilet pur- Manufacturing Formulae, Processing, and Packaging In-
poses should be easily accessible and appropriate for structions state all the starting materials used and lay
the number of users. Toilets should not directly com- down all processing and packaging operations.
municate with production or storage areas. Procedures give directions for performing certain opera-
3.32 Maintenance workshops should as far as possible be tions for example, cleaning, clothing, environmental
separated from production areas. Whenever parts and control, sampling, testing, equipment operation.
tools are stored in the production area, they should be Records provide a history of each batch of product, in-
kept in rooms or lockers reserved for that use. cluding its distribution, and also of all other rele-
3.33 Animal houses should be well isolated from other areas, vant circumstances pertinent to the quality of the final
with separate entrance (animal access) and air handling product.
facilities. 4.2 Documents should be designed, prepared, reviewed,
and distributed with care. They should comply with
Equipment the relevant parts of the manufacturing and marketing
3.34 Manufacturing equipment should be designed, located, authorization dossiers.
and maintained to suit its intended purpose. 4.3 Documents should be approved, signed, and dated by
3.35 Repair and maintenance operations should not present appropriate and authorized persons.
any hazard to the quality of the products. 4.4 Documents should have unambiguous contents; title,
3.36 Manufacturing equipment should be designed so that nature, and purpose should be clearly stated. They
it can be easily and thoroughly cleaned. It should be should be laid out in an orderly fashion and be easy
cleaned according to detailed and written procedures to check. Reproduced documents should be clear and
and stored only in a clean and dry condition. legible. The reproduction of working documents from
3.37 Washing and cleaning equipment should be chosen and master documents must not allow any error to be intro-
used in order not to be a source of contamination. duced through the reproduction process.
3.38 Equipment should be installed in such a way as to pre- 4.5 Documents should be regularly reviewed and kept up-
vent any risk of error or of contamination. to-date. When a document has been revised, systems
3.39 Production equipment should not present any hazard should be operated to prevent inadvertent use of super-
to the products. The parts of the production equipment seded documents.
that come into contact with the product must not be 4.6 Documents should not be handwritten; although, where
reactive, additive, or absorptive to such an extent that documents require the entry of data, these entries may
it will affect the quality of the product and thus present be made in clear, legible, and indelible handwriting.
any hazard. Sufficient space should be provided for such entries.
3.40 Balances and measuring equipment of an appropriate 4.7 Any alteration made to the entry on a document should
range and precision should be available for production be signed and dated; the alteration should permit the
and control operations. reading of the original information. Where appropriate,
3.41 Measuring, weighing, recording, and control equipment the reason for the alteration should be recorded.
should be calibrated and checked at defined intervals 4.8 The records should be made or completed at the time
by appropriate methods. Adequate records of such tests each action is taken and in such a way that all signif-
should be maintained. icant activities concerning the manufacture of medic-
3.42 Fixed pipework should be clearly labeled to indicate the inal products are traceable. They should be retained
contents and, where applicable, the direction of flow. for at least 1 year after the expiry date of the finished
3.43 Distilled, deionized, and, where appropriate, other wa- product.
ter pipes should be sanitized according to written pro- 4.9 Data may be recorded by electronic data processing sys-
cedures that detail the action limits for microbiological tems, photographic or other reliable means, but detailed
contamination and the measures to be taken. procedures relating to the system in use should be avail-
3.44 Defective equipment should, if possible, be removed able and the accuracy of the records should be checked.
from production and quality control areas, or at least be If documentation is handled by electronic data process-
clearly labeled as defective. ing methods, only authorized persons should be able to
enter or modify data in the computer and there should
be a record of changes and deletions; access should be
restricted by passwords or other means and the result of
CHAPTER 4: DOCUMENTATION entry of critical data should be independently checked.
Principle Batch records electronically stored should be protected
Good documentation constitutes an essential part of the qual- by back-up transfer on magnetic tape, microfilm, pa-
ity assurance system. Clearly written documentation pre- per, or other means. It is particularly important that
vents errors from spoken communication and permits tracing the data are readily available throughout the period of
of batch history. Specifications, Manufacturing Formulae and retention.
EU Guidelines to Good Manufacturing Practice: Medicinal Products for Human and Veterinary Use 9
4.10 There should be appropriately authorized and dated d) the instructions for any in-process controls with their
specifications for starting and packaging materials, and limits;
finished products; where appropriate, they should be e) where necessary, the requirements for bulk storage of
also available for intermediate or bulk products. the products; including the container, labeling, and
special storage conditions where applicable; and
Specifications for Starting and Packaging Materials f) any special precautions to be observed.
4.11 Specifications for starting and primary or printed pack-
aging materials should include, if applicable: Packaging Instructions
r a description of the materials, including 4.16 There should be formally authorized Packaging Instruc-
◦ the designated name and the internal code refer- tions for each product, pack size, and type. These should
ence; normally include, or have a reference to, the following:
◦ the reference, if any, to a pharmacopoeia mono- a) name of the product;
graph; b) description of its pharmaceutical form, and strength
◦ the approved suppliers and, if possible, the original where applicable;
producer of the products; c) the pack size expressed in terms of the number,
r (a) specimen of printed materials; (b) directions for weight, or volume of the product in the final con-
sampling and testing or reference to procedures; (c) tainer;
qualitative and quantitative requirements with accep- d) a complete list of all the packaging materials required
tance limits; and (d) storage conditions and precau- for a standard batch size, including quantities, sizes,
tions; and types, with the code or reference number relating
r the maximum period of storage before reexamination. to the specifications of each packaging material;
e) where appropriate, an example or reproduction of
Specifications for Intermediate and Bulk Products the relevant printed packaging materials, and speci-
4.12 Specifications for intermediate and bulk products mens indicating where to apply batch number refer-
should be available if these are purchased or dispatched, ences, and shelf life of the product;
or if data obtained from intermediate products are used f) special precautions to be observed, including a care-
for the evaluation of the finished product. The specifi- ful examination of the area and equipment in order to
cations should be similar to specifications for starting ascertain the line clearance before operations begin;
materials or for finished products, as appropriate. g) a description of the packaging operation, includ-
ing any significant subsidiary operations, and equip-
Specifications for Finished Products ment to be used; and
4.13 Specifications for finished products should include (a) h) details of in-process controls with instructions for
the designated name of the product and the code refer- sampling and acceptance limits.
ence where applicable; (b) the formula or a reference; (c)
a description of the pharmaceutical form and package Batch Processing Records
details; (d) directions for sampling and testing or a refer- 4.17 A Batch Processing Record should be kept for each batch
ence to procedures; (e) the qualitative and quantitative processed. It should be based on the relevant parts of the
requirements, with the acceptance limits; (f) the storage currently approved Manufacturing Formula and Pro-
conditions and any special handling precautions, where cessing Instructions. The method of preparation of such
applicable; and (g) the shelf life. records should be designed to avoid transcription er-
rors. The record should carry the number of the batch
Manufacturing Formula and Processing Instructions being manufactured.
Formally authorized Manufacturing Formula and Processing Before any processing begins, there should be
Instructions should exist for each product and batch size to recorded checks that the equipment and work station
be manufactured. They are often combined in one document. are clear of previous products, documents, or materials
not required for the planned process, and that equip-
4.14 The Manufacturing Formula should include (a) the ment is clean and suitable for use.
name of the product, with a product reference code relat- During processing, the following information should
ing to its specification; (b) a description of the pharma- be recorded at the time each action is taken and, after
ceutical form, strength of the product, and batch size; completion, the record should be dated and signed in
(c) a list of all starting materials to be used, with the agreement by the person responsible for the processing
amount of each, described using the designated name operations:
and a reference which is unique to that material; men- a) the name of the product;
tion should be made of any substance that may disap- b) dates and times of commencement, of significant in-
pear in the course of processing; and (d) a statement of termediate stages and of completion of production;
the expected final yield with the acceptable limits, and c) name of the person responsible for each stage of pro-
of relevant intermediate yields, where applicable. duction;
4.15 The Processing Instructions should include d) initials of the operator of different significant steps
a) a statement of the processing location and the prin- of production and, where appropriate, of the person
cipal equipment to be used; who checked each of these operations (e.g., weigh-
b) the methods, or reference to the methods, to be used ing);
for preparing the critical equipment (e.g., cleaning, e) the batch number and/or analytical control num-
assembling, calibrating, sterilizing); ber as well as the quantities of each starting mate-
c) detailed stepwise processing instructions (e.g., rial actually weighed (including the batch number
checks on materials, pretreatments, sequence for and amount of any recovered or reprocessed mate-
adding materials, mixing times, temperatures); rial added);
10 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
f) any relevant processing operation or event and major and number of containers received; (g) the batch num-
equipment used; ber assigned after receipt; and (h) any relevant comment
g) a record of the in-process controls and the initials (e.g., state of the containers).
of the person(s) carrying them out, and the results 4.21 There should be written procedures for the internal
obtained; labeling, quarantine and storage of starting materials,
h) the product yield obtained at different and pertinent packaging materials, and other materials, as appropri-
stages of manufacture; and ate.
i) notes on special problems including details, with
signed authorization for any deviation from the Man- Sampling
ufacturing Formula and Processing Instructions. 4.22 There should be written procedures for sampling, which
include the person(s) authorized to take samples, the
Batch Packaging Records methods and equipment to be used, the amounts to be
4.18 A Batch Packaging Record should be kept for each batch taken, and any precautions to be observed to avoid con-
or part batch processed. It should be based on the rele- tamination of the material or any deterioration in its
vant parts of the Packaging Instructions and the method quality (see Chapter 6, item 13).
of preparation of such records should be designed to
avoid transcription errors. The record should carry the Testing
batch number and the quantity of bulk product to be 4.23 There should be written procedures for testing mate-
packed, as well as the batch number and the planned rials and products at different stages of manufacture,
quantity of finished product that will be obtained. describing the methods and equipment to be used. The
Before any packaging operation begins, there should tests performed should be recorded (see Chapter 6, item
be recorded checks that the equipment and work station 17).
are clear of previous products, documents, or materials
not required for the planned packaging operations, and
that equipment is clean and suitable for use.
Other
4.24 Written release and rejection procedures should be
The following information should be entered at the
available for materials and products, and in particu-
time each action is taken and, after completion, the
lar for the release for sale of the finished product by the
record should be dated and signed in agreement by
Qualified Person(s) in accordance with the requirements
the person(s) responsible for the packaging operations:
of Article 51 of Directive 2001/83/EC.1
a) the name of the product;
4.25 Records should be maintained of the distribution of each
b) the date(s) and times of the packaging operations;
batch of a product in order to facilitate the recall of the
c) the name of the responsible person carrying out the
batch if necessary.
packaging operation;
4.26 There should be written procedures and the associated
d) the initials of the operators of the different significant
records of actions taken or conclusions reached, where
steps;
appropriate, for
e) records of checks for identity and conformity with
- validation;
the packaging instructions, including the results of
- equipment assembly and calibration;
in-process controls;
- maintenance, cleaning, and sanitation;
f) details of the packaging operations carried out, in-
- personnel matters including training, clothing, and
cluding references to equipment and the packaging
hygiene;
lines used;
- environmental monitoring;
g) whenever possible, samples of printed packaging
- pest control;
materials used, including specimens of the batch cod-
- complaints;
ing, expiry dating, and any additional overprinting;
- recalls; and
h) notes on any special problems or unusual events in-
- returns.
cluding details, with signed authorization for any
4.27 Clear operating procedures should be available for ma-
deviation from the Manufacturing Formula and Pro-
jor items of manufacturing and test equipment.
cessing Instructions; and
4.28 Log books should be kept for major or critical equipment
i) the quantities and reference number or identification
recording, as appropriate, any validations, calibrations,
of all printed packaging materials and bulk product
maintenance, cleaning, or repair operations, including
issued, used, destroyed, or returned to stock and the
the dates and identity of people who carried these op-
quantities of obtained product, in order to provide
erations out.
for an adequate reconciliation.
4.29 Log books should also record in chronological order the
use of major or critical equipment and the areas where
Procedures and Records the products have been processed.
Receipt
4.19 There should be written procedures and records for the
receipt of each delivery of each starting and primary
and printed packaging material. CHAPTER 5: PRODUCTION
4.20 The records of the receipts should include (a) the name Principle
of the material on the delivery note and the contain- Production operations must follow clearly defined proce-
ers; (b) the “in-house” name and/or code of material dures; they must comply with the principles of Good Manu-
(if different from a); (c) date of receipt; (d) supplier’s facturing Practice in order to obtain products of the requisite
name and, if possible, manufacturer’s name; (e) manu- quality and be in accordance with the relevant manufacturing
facturer’s batch or reference number; (f) total quantity, and marketing authorizations.
EU Guidelines to Good Manufacturing Practice: Medicinal Products for Human and Veterinary Use 11
and, where possible, directly from the producer. It is 5.41 Particular attention should be paid to printed materi-
recommended that the specifications established by the als. They should be stored in adequately secure condi-
manufacturer for the starting materials be discussed tions such as to exclude unauthorized access. Cut labels
with the suppliers. It is of benefit that all aspects of and other loose printed materials should be stored and
the production and control of the starting material in transported in separate closed containers so as to avoid
question, including handling, labeling and packaging mix-ups. Packaging materials should be issued for use
requirements, as well as complaints and rejection pro- only by authorized personnel following an approved
cedures are discussed with the manufacturer and the and documented procedure.
supplier. 5.42 Each delivery or batch of printed or primary packaging
5.27 For each delivery, the containers should be checked material should be given a specific reference number or
for integrity of package and seal and for correspon- identification mark.
dence between the delivery note and the supplier’s 5.43 Outdated or obsolete primary packaging material or
labels. printed packaging material should be destroyed and
5.28 lf one material delivery is made up of different batches, this disposal recorded.
each batch must be considered as separate for sampling,
testing, and release. Packaging Operations
5.29 Starting materials in the storage area should be appro- 5.44 When setting up a program for the packaging opera-
priately labeled (see Chapter 5, item 13). Labels should tions, particular attention should be given to minimiz-
bear at least the following information: ing the risk of cross-contamination, mix-ups, or substi-
- the designated name of the product and the internal tutions. Different products should not be packaged in
code reference where applicable; close proximity unless there is physical segregation.
- a batch number given at receipt; 5.45 Before packaging operations are begun, steps should
- where appropriate, the status of the contents (e.g., in be taken to ensure that the work area, packaging lines,
quarantine, on test, released, rejected); and printing machines, and other equipment are clean and
- where appropriate, an expiry date or a date beyond free from any products, materials, or documents pre-
which retesting is necessary. viously used, if these are not required for the current
When fully computerized storage systems are used, operation. The line clearance should be performed ac-
all the above information need not necessarily be in a cording to an appropriate checklist.
legible form on the label. 5.46 The name and batch number of the product being han-
5.30 There should be appropriate procedures or measures to dled should be displayed at each packaging station or
assure the identity of the contents of each container of line.
starting material. Bulk containers from which samples 5.47 All products and packaging materials to be used should
have been drawn should be identified (see Chapter 6, be checked on delivery to the packaging department for
item 13). quantity, identity, and conformity with the Packaging
5.31 Only starting materials which have been released by the Instructions.
Quality Control Department and which are within their 5.48 Containers for filling should be clean before filling. At-
shelf life should be used. tention should be given to avoiding and removing any
5.32 Starting materials should only be dispensed by desig- contaminants such as glass fragments and metal parti-
nated persons, following a written procedure, to ensure cles.
that the correct materials are accurately weighed or mea- 5.49 Normally, filling and sealing should be followed as
sured into clean and properly labeled containers. quickly as possible by labeling. lf it is not the case, ap-
5.33 Each dispensed material and its weight or volume propriate procedures should be applied to ensure that
should be independently checked and the check no mix-ups or mislabeling can occur.
recorded. 5.50 The correct performance of any printing operation (e.g.,
5.34 Materials dispensed for each batch should be kept to- code numbers, expiry dates) to be done separately or
gether and conspicuously labeled as such. in the course of the packaging should be checked and
recorded. Attention should be paid to printing by hand
which should be rechecked at regular intervals.
Processing Operations: Intermediate and Bulk Products
5.51 Special care should be taken when using cut labels and
5.35 Before any processing operation is started, steps should
when overprinting is carried out off-line. Roll feed labels
be taken to ensure that the work area and equipment
are normally preferable to cut labels, in helping to avoid
are clean and free from any starting materials, prod-
mix-ups.
ucts, product residues, or documents not required for
5.52 Checks should be made to ensure that any electronic
the current operation.
code readers, label counters, or similar devices are op-
5.36 Intermediate and bulk products should be kept under
erating correctly.
appropriate conditions.
5.53 Printed and embossed information on packaging mate-
5.37 Critical processes should be validated (see “Validation”
rials should be distinct and resistant to fading or erasing.
in this Chapter).
5.54 Online control of the product during packaging should
5.38 Any necessary in-process controls and environmental
include at least checking the following:
controls should be carried out and recorded.
a) general appearance of the packages;
5.39 Any significant deviation from the expected yield
b) whether the packages are complete;
should be recorded and investigated.
c) whether the correct products and packaging materi-
als are used;
Packaging Materials d) whether any overprinting is correct; and
5.40 The purchase, handling, and control of primary and e) correct functioning of line monitors.
printed packaging materials shall be accorded attention Samples taken away from the packaging line should
similar to that given to starting materials. not be returned.
EU Guidelines to Good Manufacturing Practice: Medicinal Products for Human and Veterinary Use 13
5.55 Products which have been involved in an unusual event CHAPTER 6: QUALITY CONTROL
should only be reintroduced into the process after spe- Principle
cial inspection, investigation, and approval by autho- Quality Control is concerned with sampling, specifications
rized personnel. Detailed record should be kept of this and testing as well as the organization, documentation, and
operation. release procedures which ensure that the necessary and rele-
5.56 Any significant or unusual discrepancy observed dur- vant tests are carried out, and that materials are not released
ing reconciliation of the amount of bulk product and for use, nor products released for sale or supply, until their
printed packaging materials and the number of units quality has been judged satisfactory. Quality Control is not
produced should be investigated and satisfactorily ac- confined to laboratory operations, but must be involved in
counted for before release. all decisions, which may concern the quality of the product.
5.57 Upon completion of a packaging operation, any unused The independence of Quality Control from Production is con-
batch-coded packaging materials should be destroyed sidered fundamental to the satisfactory operation of Quality
and the destruction recorded. A documented procedure Control. (see also chapter 1).
should be followed if uncoded printed materials are
returned to stock.
General
Finished Products 6.1 Each holder of a manufacturing authorization should
5.58 Finished products should be held in quarantine until have a Quality Control Department. This department
their final release under conditions established by the should be independent from other departments, and un-
manufacturer. der the authority of a person with appropriate qualifi-
5.59 The evaluation of finished products and documentation, cations and experience, who has one or several control
which is necessary before release of product for sale are laboratories at his disposal. Adequate resources must be
described in Chapter 6, “Quality Control”. available to ensure that all the Quality Control arrange-
5.60 After release, finished products should be stored as us- ments are effectively and reliably carried out.
able stock under conditions established by the manu- 6.2 The principal duties of the head of Quality Control are
facturer. summarized in Chapter 2. The Quality Control Depart-
ment as a whole will also have other duties, such as
to establish, validate, and implement all quality control
Rejected, Recovered, and Returned Materials
procedures, keep the reference samples of materials and
5.61 Rejected materials and products should be clearly
products, ensure the correct labeling of containers of ma-
marked as such and stored separately in restricted ar-
terials and products, ensure the monitoring of the stabil-
eas. They should either be returned to the suppliers or,
ity of the products, participate in the investigation of com-
where appropriate, reprocessed or destroyed. Whatever
plaints related to the quality of the product, and so on.
action is taken should be approved and recorded by au-
All these operations should be carried out in accordance
thorized personnel.
with written procedures and, where necessary, recorded.
5.62 The reprocessing of rejected products should be excep-
6.3 Finished product assessment should embrace all relevant
tional. It is only permitted if the quality of the final
factors, including production conditions, results of in-
product is not affected, if the specifications are met and
process testing, a review of manufacturing (including
if it is done in accordance with a defined and authorized
packaging) documentation, compliance with Finished
procedure after evaluation of the risks involved. Record
Product Specification, and examination of the final fin-
should be kept of the reprocessing.
ished pack.
5.63 The recovery of all or part of earlier batches which con-
6.4 Quality Control personnel should have access to produc-
form to the required quality by incorporation into a
tion areas for sampling and investigation as appropriate.
batch of the same product at a defined stage of manu-
facture should be authorized beforehand. This recovery
should be carried out in accordance with a defined pro- Good Quality Control Laboratory Practice
cedure after evaluation of the risks involved, including 6.5 Control laboratory premises and equipment should meet
any possible effect on shelf life. The recovery should be the general and specific requirements for Quality Control
recorded. areas given in Chapter 3.
5.64 The need for additional testing of any finished product 6.6 The personnel, premises, and equipment in the laborato-
which has been reprocessed, or into which a recovered ries should be appropriate to the tasks imposed by the
product has been incorporated, should be considered nature and the scale of the manufacturing operations. The
by the Quality Control Department. use of outside laboratories, in conformity with the prin-
5.65 Products returned from the market and which have left ciples detailed in Chapter 7, Contract Analysis, can be
the control of the manufacturer should be destroyed accepted for particular reasons, but this should be stated
unless without doubt their quality is satisfactory; they in the Quality Control records.
may be considered for resale, relabeling, or recovery in a
subsequent batch only after they have been critically as- Documentation
sessed by the Quality Control Department in accordance 6.7 Laboratory documentation should follow the principles
with a written procedure. The nature of the product, any given in Chapter 4. An important part of this documen-
special storage conditions it requires, its condition and tation deals with Quality Control and the following de-
history, and the time elapsed since it was issued should tails should be readily available to the Quality Control
all be taken into account in this assessment. Where any Department:
doubt arises over the quality of the product, it should r specifications;
not be considered suitable for reissue or reuse, although r sampling procedures;
basic chemical reprocessing to recover active ingredient r testing procedures and records (including analytical
may be possible. Any action taken should be appropri- worksheets and/or laboratory notebooks);
ately recorded. r analytical reports and/or certificates;
14 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
r data from environmental monitoring, where re- initials of the persons who verified the testing and the
quired; calculations, where appropriate; and (h) a clear state-
r validation records of test methods, where applicable; ment of release or rejection (or other status decision)
and and the dated signature of the designated responsible
r procedures for and records of the calibration of in- person.
struments and maintenance of equipment. 6.18 All the in-process controls, including those made in the
6.8 Any Quality Control documentation relating to a batch production area by production personnel, should be
record should be retained for 1 year after the expiry performed according to methods approved by Quality
date of the batch and at least 5 years after the certi- Control and the results recorded.
fication referred to in Article 51(3) of Directive 2001/ 6.19 Special attention should be given to the quality of lab-
83/EC. oratory reagents, volumetric glassware and solutions,
6.9 For some kinds of data (e.g., analytical tests results, reference standards, and culture media. They should be
yields, environmental controls), it is recommended that prepared in accordance with written procedures.
records are kept in a manner permitting trend evalua- 6.20 Laboratory reagents intended for prolonged use should
tion. be marked with the preparation date and the signature
6.10 In addition to the information, which is part of the of the person who prepared them. The expiry date of
batch record, other original data such as laboratory note- unstable reagents and culture media should be indicated
books and/or records should be retained and readily on the label, together with specific storage conditions.
available. In addition, for volumetric solutions, the last date of
standardization and the last current factor should be
Sampling indicated.
6.11 The sample taking should be done in accordance with 6.21 Where necessary, the date of receipt of any substance
approved written procedures that describe: used for testing operations (e.g., reagents and reference
r the method of sampling; standards) should be indicated on the container. Instruc-
r the equipment to be used; tions for use and storage should be followed. In certain
r the amount of the sample to be taken; cases, it may be necessary to carry out an identification
r instructions for any required subdivision of the test and/or other testing of reagent materials upon re-
sample; ceipt or before use.
r the type and condition of the sample container to be 6.22 Animals used for testing components, materials, or
used; products, should, where appropriate, be quarantined
r the identification of containers sampled; before use. They should be maintained and controlled in
r any special precautions to be observed, especially a manner that assures their suitability for the intended
with regard to the sampling of sterile or noxious ma- use. They should be identified, and adequate records
terials; should be maintained, showing the history of their
r the storage conditions; and use.
r instructions for the cleaning and storage of sampling
equipment. Ongoing Stability Program
6.12 Reference samples should be representative of the batch 6.23 After marketing, the stability of the medicinal product
of materials or products from which they are taken. should be monitored according to a continuous appro-
Other samples may also be taken to monitor the most priate program that will permit the detection of any
stressed part of a process (e.g., beginning or end of a stability issue (e.g., changes in levels of impurities or
process). dissolution profile) associated with the formulation in
6.13 Sample containers should bear a label indicating the the marketed package.
contents, with the batch number, the date of sam- 6.24 The purpose of the ongoing stability program is to mon-
pling and the containers from which samples have been itor the product over its shelf life and to determine that
drawn. the product remains, and can be expected to remain,
6.14 Further guidance on reference and retention samples is within specifications under the labeled storage condi-
given in Annex 19. tions.
6.25 This mainly applies to the medicinal product in the
Testing package in which it is sold, but consideration should
6.15 Analytical methods should be validated. All testing also be given to the inclusion in the program of bulk
operations described in the marketing authorization product. For example, when the bulk product is stored
should be carried out according to the approved meth- for a long period before being packaged and/or shipped
ods. from a manufacturing site to a packaging site, the im-
6.16 The results obtained should be recorded and checked to pact on the stability of the packaged product should
make sure that they are consistent with each other. Any be evaluated and studied under ambient conditions.
calculations should be critically examined. In addition, consideration should be given to interme-
6.17 The tests performed should be recorded and the records diates that are stored and used over prolonged peri-
should include at least the following data: (a) name of ods. Stability studies on reconstituted product are per-
the material or product and, where applicable, dosage formed during product development and need not be
form; (b) batch number and, where appropriate, the monitored on an ongoing basis. However, when rele-
manufacturer and/or supplier; (c) references to the rel- vant, the stability of reconstituted product can also be
evant specifications and testing procedures; (d) test re- monitored.
sults, including observations and calculations, and ref- 6.26 The ongoing stability program should be described in
erence to any certificates of analysis; (e) dates of testing; a written protocol following the general rules of Chap-
(f) initials of the persons who performed the testing; (g) ter 4 and results formalized as a report. The equipment
EU Guidelines to Good Manufacturing Practice: Medicinal Products for Human and Veterinary Use 15
used for the ongoing stability program (stability cham- CHAPTER 7: CONTRACT MANUFACTURE AND ANALYSIS
bers among others) should be qualified and maintained Principle
following the general rules of Chapter 3 and Annex 15. Contract manufacture and analysis must be correctly defined,
6.27 The protocol for an ongoing stability program should agreed and controlled in order to avoid misunderstandings
extend to the end of the shelf life period and should which could result in a product or work of unsatisfactory
include, but not be limited to, the following parameters:
r number of batch(es) per strength and different batch quality. There must be a written contract between the Contract
Giver and the Contract Acceptor which clearly establishes the
sizes, if applicable;
r relevant physical, chemical, microbiological, and bi- duties of each party. The contract must clearly state the way
in which the Qualified Person releasing each batch of product
ological test methods;
r acceptance criteria; for sale exercises his full responsibility.
r reference to test methods; Note: This chapter deals with the responsibilities of
r description of the container closure system(s); manufacturers toward the Competent Authorities of the
r testing intervals (time points); Member States with respect to the granting of marketing and
r description of the conditions of storage (standardized manufacturing authorizations. It is not intended in any way
to affect the respective liability of contract acceptors and con-
ICH conditions for long-term testing, consistent with tract givers to consumers; this is governed by other provisions
the product labeling, should be used); and
r other applicable parameters specific to the medicinal of Community and National Law.
product.
6.28 The protocol for the ongoing stability program can be General
different from that of the initial long-term stability study 7.1 There should be a written contract covering the manu-
as submitted in the marketing authorization dossier pro- facture and/or analysis arranged under contract and any
vided that this is justified and documented in the proto- technical arrangements made in connection with it.
col (e.g., the frequency of testing, or when updating to 7.2 All arrangements for contract manufacture and analysis
ICH recommendations). including any proposed changes in technical or other ar-
6.29 The number of batches and frequency of testing should rangements should be in accordance with the marketing
provide a sufficient amount of data to allow for trend authorization for the product concerned.
analysis. Unless otherwise justified, at least one batch
per year of product manufactured in every strength and The Contract Giver
every primary packaging type, if relevant, should be 7.3 The Contract Giver is responsible for assessing the com-
included in the stability program (unless none are pro- petence of the Contract Acceptor to carry out success-
duced during that year). For products where ongoing fully the work required and for ensuring by means of
stability monitoring would normally require testing us- the contract that the principles and guidelines of GMP as
ing animals and no appropriate alternative, validated interpreted in this guide are followed.
techniques are available, the frequency of testing may 7.4 The Contract Giver should provide the Contract Acceptor
take account of a risk–benefit approach. The principle with all the information necessary to carry out the con-
of bracketing and matrixing designs may be applied if tracted operations correctly in accordance with the mar-
scientifically justified in the protocol. keting authorization and any other legal requirements.
6.30 In certain situations, additional batches should be in- The Contract Giver should ensure that the Contract Ac-
cluded in the ongoing stability program. For example, ceptor is fully aware of any problems associated with the
an ongoing stability study should be conducted after product or the work, which might pose a hazard to his
any significant change or significant deviation to the premises, equipment, personnel, other materials, or other
process or package. Any reworking, reprocessing, or products.
recovery operation should also be considered for inclu- 7.5 The Contract Giver should ensure that all processed
sion. products and materials delivered to him by the Con-
6.31 Results of ongoing stability studies should be made tract Acceptor comply with their specifications or that
available to key personnel and, in particular, to the the products have been released by a Qualified Person.
Qualified Person(s). Where ongoing stability studies are
carried out at a site other than the site of manufac- The Contract Acceptor
ture of the bulk or finished product, there should be 7.6 The Contract Acceptor must have adequate premises and
a written agreement between the parties concerned. Re- equipment, knowledge and experience, and competent
sults of ongoing stability studies should be available personnel to carry out satisfactorily the work ordered
at the site of manufacture for review by the competent by the Contract Giver. Contract manufacture may be un-
authority. dertaken only by a manufacturer who is the holder of a
6.32 Out of specification or significant atypical trends should manufacturing authorization.
be investigated. Any confirmed out of specification 7.7 The Contract Acceptor should ensure that all products or
result, or significant negative trend, should be re- materials delivered to him are suitable for their intended
ported to the relevant competent authorities. The pos- purpose.
sible impact on batches on the market should be con- 7.8 The Contract Acceptor should not pass to a third party
sidered in accordance with Chapter 8 of the GMP any of the work entrusted to him under the contract with-
guide and in consultation with the relevant competent out the Contract Giver’s prior evaluation and approval of
authorities. the arrangements. Arrangements made between the Con-
6.33 A summary of all the data generated, including any tract Acceptor and any third party should ensure that the
interim conclusions on the program, should be written manufacturing and analytical information is made avail-
and maintained. This summary should be subjected to able in the same way as between the original Contract
periodic review. Giver and Contract Acceptor.
16 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
7.9 The Contract Acceptor should refrain from any activity, 8.3 Any complaint concerning a product defect should be
which may adversely affect the quality of the product recorded with all the original details and thoroughly in-
manufactured and/or analyzed for the Contract Giver. vestigated. The person responsible for Quality Control
should normally be involved in the study of such prob-
The Contract lems.
7.10 A contract should be drawn up between the Contract 8.4 If a product defect is discovered or suspected in a batch,
Giver and the Contract Acceptor which specifies their consideration should be given to checking other batches
respective responsibilities relating to the manufacture in order to determine whether they are also affected. In
and control of the product. Technical aspects of the con- particular, other batches which may contain reworks of
tract should be drawn up by competent persons suitably the defective batch should be investigated.
knowledgeable in pharmaceutical technology, analysis, 8.5 All the decisions and measures taken as a result of a
and Good Manufacturing Practice. All arrangements for complaint should be recorded and referenced to the cor-
manufacture and analysis must be in accordance with responding batch records.
the marketing authorization and agreed by both parties. 8.6 Complaints records should be reviewed regularly for any
7.11 The contract should specify the way in which the Quali- indication of specific or recurring problems requiring at-
fied Person releasing the batch for sale ensures that each tention and possibly the recall of marketed products.
batch has been manufactured and checked for compli- 8.7 Special attention should be given to establishing whether
ance with the requirements of Marketing Authorization. a complaint was caused because of counterfeiting.
7.12 The contract should describe clearly who is responsible 8.8 The competent authorities should be informed if a man-
for purchasing materials, testing and releasing mate- ufacturer is considering action following possibly faulty
rials, undertaking production and quality controls, in- manufacture, product deterioration, detection of coun-
cluding in-process controls, and who has responsibility terfeiting, or any other serious quality problems with a
for sampling and analysis. In the case of contract anal- product
ysis, the contract should state whether or not the Con-
tract Acceptor should take samples at the premises of
the manufacturer. Recalls
7.13 Manufacturing, analytical and distribution records, and 8.9 A person should be designated as responsible for execu-
reference samples should be kept by, or be available to, tion and coordination of recalls and should be supported
the Contract Giver. Any records relevant to assessing by sufficient staff to handle all the aspects of the recalls
the quality of a product in the event of complaints or a with the appropriate degree of urgency. This responsi-
suspected defect must be accessible and specified in the ble person should normally be independent of the sales
defect/recall procedures of the Contract Giver. and marketing organization. If this person is not the
7.14 The contract should permit the Contract Giver to visit Qualified Person, the latter should be made aware of
the facilities of the Contract Acceptor. any recall operation.
7.15 In the case of contract analysis, the Contract Acceptor 8.10 There should be established written procedures, regu-
should understand that he is subject to Inspection by larly checked and updated when necessary, in order to
the competent Authorities. organize any recall activity.
8.11 Recall operations should be capable of being initiated
promptly and at any time.
8.12 All Competent Authorities of all countries to which
CHAPTER 8: COMPLAINTS AND PRODUCT RECALL products may have been distributed should be informed
Principle promptly if products are intended to be recalled because
All complaints and other information concerning potentially they are, or are suspected of being defective.
defective products must be reviewed carefully according to 8.13 The distribution records should be readily available to
written procedures. In order to provide for all contingencies, the person(s) responsible for recalls, and should con-
and in accordance with Article 117 of Directive 2001/83/EC tain sufficient information on wholesalers and directly
and Article 84 of Directive 2001/82/EC, a system should supplied customers (with addresses, phone, and/or fax
be designed to recall, if necessary, promptly and effectively numbers inside and outside working hours, batches,
products known or suspected to be defective from the market. and amounts delivered), including those for exported
products and medical samples.
Complaints 8.14 Recalled products should be identified and stored sepa-
8.1 A person should be designated responsible for handling rately in a secure area while awaiting a decision on their
the complaints and deciding the measures to be taken fate.
together with sufficient supporting staff to assist him. If 8.15 The progress of the recall process should be recorded
this person is not the Qualified Person, the latter should and a final report issued, including a reconciliation be-
be made aware of any complaint, investigation, or recall. tween the delivered and recovered quantities of the
8.2 There should be written procedures describing the action products.
to be taken, including the need to consider a recall, in the 8.16 The effectiveness of the arrangements for recalls should
case of a complaint concerning a possible product defect. be evaluated regularly.
2
EDQM Certification
The European legislation does not require mandatory rou- manufacturing site(s). CMPs are mainly used by companies
tine GMP inspections for active substance manufacturers. Re- to support applications to export their pharmaceutical prod-
sponsibility for using only active substances that have been ucts to countries with less developed regulatory systems.
manufactured in accordance with good manufacturing prac- CEPs are certificates issued by the European Direc-
tice is placed on the holders of a manufacturing authorization. torate for the Quality of Medicines (EDQM) to confirm that
Art. 111 Directive 2001/83/EC (Art. 80 Directive 2001/82/EC a certain active substance is produced according to the re-
for veterinary medicinal products), however makes provision quirements of the relevant monograph of the European Phar-
for GMP inspections of active substance manufacturing sites macopoeia or of the monograph on TSE. CEPs can be used
to be carried out at the request of the manufacturer itself. The by companies when submitting an application for market-
request for the inspection should be made to the EEA com- ing authorization, and replaces much of the documentation
petent authority where the site is located or, in case of sites required for the active substance in the marketing authoriza-
located in third countries, to a competent authority where tion dossier. GMP inspections of active substance manufac-
the active substance is used as a starting material in the man- turers can be requested by EDQM in the context of the CEP
ufacture of medicinal products. If this is not the case, any certification scheme.
EEA authority can be approached. There is no guarantee that EMEA does not perform inspections; they are carried
such a request will be fulfilled, as the competent authorities out on its behalf by the national competent authorities of the
need to balance such requests with other priorities. It should member states of the EEA, in connection with products under
also be borne in mind that an inspection does not replace the centralized marketing authorization procedure. The com-
the responsibility of the manufacturing authorization holder petent authority responsible for carrying out the inspection
using the active substance in question as a starting material issues the GMP certificate, or makes an entry of noncompli-
and will not be accepted alone as adequate assurance that the ance into the EudraGMP Database.
manufacturing authorization holder has fulfilled its respon- The EDQM allows raw material manufacturers to sub-
sibilities. mit and secure approval for their active pharmaceutical in-
Manufacturing authorization holders sometimes con- gredients besides the approval of the finished products; such
fuse the role of inspectorates with their own obligations but approvals are not available in the jurisdictions of the FDA.
nevertheless, when inspection reports or GMP certificates is- Given below is submission requirement that can be used
sued by EEA, MRA partners, or other recognized authorities by the manufacturers to audit for the quality of the API in
are available; these can provide useful information to manu- those instances where such certificates and/or DMF are not
facturing authorization holders. However, these alone cannot available.
fulfill the statutory obligations of the manufacturing autho-
rization holder or the requirements of section 5.25 of the GMP
Guide, but the results of inspections, may be used together
with other supporting information in a risk-based approach I.2.3.S DRUG SUBSTANCE
by the manufacturer in establishing priorities for its own au- A.2.3.S.1 General Information
dit program of active substance suppliers. Use of the substance: Route(s) of administration, maximum daily
A GMP certificate is a certificate issued, following a dose.
GMP inspection, by the competent authority responsible for Commercialization history: Summarize the history based on the
carrying out the inspection, to confirm the GMP compliance table in application form.
status of the inspected site. GMP certificates are site spe- Declarations: Summarize the declarations appended to the
cific, but can be restricted to particular activities depend- application form:
ing on the scope of the inspection (e.g., manufacturing ac-
tivities related to a specific product). Directives 2001/82/EC - Manufacture of the substance in accordance with ICH Q7A
and 2001/83/EC, as amended state that after every GMP GMP rules
inspection, and within 90 days of the inspection, a GMP - Commitment by the manufacturer to keep the proposed holder
certificate shall be issued to a manufacturer, if the out- informed of any changes to the documentation
come of the inspection shows that the manufacturer complies - If applicable: manufacturer’s authorization for X to act as rep-
with GMP. resentative
CMPs are product specific certificates, issued by the - Willingness to be inspected (holder, manufacturers)
competent authority that granted the marketing authoriza- - Nonuse/use of materials of human or animal origin in the
tion (EMEA issues CMPs on behalf of the European Com- process
mission for centrally authorized products), in the context of
the WHO certification scheme on the quality of pharmaceu- 1.2.3.S.1.1 Nomenclature
tical products moving in international commerce, to confirm (a) Recommended International Nonproprietary name (INN)
the marketing authorization status of the products. These (b) Chemical name(s)
certificates also confirm the GMP compliance status of the (c) Company or laboratory code
17
18 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
(d) Other nonproprietary name(s) (e.g., national name, USAN, Applicant’s Ph.Eur. LOD LOQ
BAN) Chemical Ph.Eur. Specific- Specific- Levels of the of the
(e) CAS No.: Molecular Formula MW Name Impurity ations ations Origin Found Method Method
2.3.S.2.2 Description of Manufacturing Process and Solvent/ Used in ICH LOD LOQ
Process Controls Reagent/ Step Applicant’s Class/ Levels of the of the
(a) Give a brief narrative step-by-step description of the manufac- Catalyst X/Y Limit Limit (PPM) Method Method
turing process(es) and provide reference to detailed description
in the documentation. Confirm the maximum batch size
(b) If applicable, summarize alternate processes and give a short
explanation of their use
(c) Comment shortly on recovery of materials (solvents, reagents,
and mother liquor) together with reprocessing steps and give a
brief justification
(b) Discuss briefly the basis for setting the specification
2.3.S.2.3 Control of Materials
(I) Starting material(s) 2.3.S.4 Control of the Drug Substance
(a) Give summarized specifications (including impurities pro- 2.3.S.4.1 Specification
file) including their justification based on studies of carry- Give a table summarizing the proposed specifications.
over.
NB: If starting material is obtained by fermentation or
is from herbal origin, summarize the information related 2.3.S.4.2 Analytical Procedures
to the nature of this material. (a) Summarize of the analytical procedures
(II) Reagents and solvents
Summarize the quality and controls of the materials (e.g., raw 2.3.S.4.3 Validation of Analytical Procedures
materials, solvents pure, and/or recovered, reagents, catalysts) Give the summary of the validation information for any
used in the manufacture of the drug substance. in-house tests and compare shortly with the method(s) de-
scribed in the monograph (cross-validation).
2.3.S.2.4 Controls of Critical Steps and Intermediates
Summary of the controls performed at critical steps of the 2.3.S.4.4 Batch Analyses
manufacturing process and on intermediates, compare ana- (a) Give a short description of the batches: batch number, batch size
lytical procedures used for intermediates and final substance. date, and site of production
(b) Summarize the results for relevant batches (according to spec-
ifications and showing equivalence of any alternative supplier,
2.3.S.2.5 Process Validation and/or Evaluation process etc.)
For aseptic processing and sterilization, only give the sum-
mary of process validation and/or evaluation studies.
2.3.S.4.5 Justification of Specification
Justify the drug substance specification
2.3.S.3 Characterization
2.3.S.3.1 Impurities 2.3.S.5 Reference Standards or Materials
(I) Related substances (a) Give the source of primary reference standards or reference
(a) Fill in the following table identifying related substances, materials (e.g., Ph.Eur.) for final substance and its impurities
their origin, and distinguishing between potential and where relevant
actual impurities and comparing with impurity section (b) Summarize characterization and evaluation of in-house stan-
of the monograph dards
EDQM Certification 19
20
GMP Audit Template, EU Guidelines 21
Compliance 1 2
3a Remarks EU-Guide
Operations
3.25 Reception, sampling, and labeling according to written 5.2
procedures?
3.26 Is a sampling plan available? suppl. 4
3.27 Cleaning of incoming containers? 5.3
3.28 Investigation and recording of damaged deliveries? 5.4
3.29 FIFO principle? 5.7
3.30 Inventory system? 5.8
3.31 The location of materials can be detected at all times?
3.32 Incoming goods: containers and seals intact? 5.27
3.33 Incoming goods: conformity with bill of delivery? 5.27
Labeling of incoming containers with
3.34 • internal name and code? 5.29
3.35 • allocated batch number? 5.29
3.36 • quarantine status? 5.29
3.37 • expiry date or reanalysis date? 5.29
3.38 Identity test for each incoming container? 5.29
3.39 Are the sampled containers marked? 5.30
3.40 Are reference samples taken? 5.30
3.41 Safe storage of printed packaging materials? 5.41
3.42 Lot tracing of all packaging materials possible? 5.42
3.43 Are excessive packaging materials destroyed? 5.43
Release of starting materials by
physical/inventory checks on raw materials, packaging materials,
and finished goods:
Item: Stocks: Physical: Stocks: Inventory: Storage conditions:
4 DISPENSING/ASSEMBLING
Rooms, general
4.1 Suitable for the intended use? 3
4.2 • adequate size? 3
4.3 • clean? 3
4.4 Located and designed to exclude external contamination? 3.1
4.5 Appropriate level of maintenance? 3.2
4.6 Maintenance works possible without contamination risk? 3.2
GMP Audit Template, EU Guidelines 23
Validation
5.69 Validation according to fixed procedures? 5.21
5.70 New procedures released only after validation? 5.22
Validation of changes of
5.71 • processes? 5.23
5.72 • starting materials? 5.23
5.73 • equipment? 5.23
26 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Quality Control (QC)—Checking or testing that specifica- including personnel and equipment movement, with
tions are met. well-established procedures, controls, and monitoring.
Quality Unit(s)—An organizational unit independent of This includes physical barriers as well as separate air-
production which fulfills both Quality Assurance and handling systems, but does not necessarily imply two
Quality Control responsibilities. This can be in the form distinct and separate buildings.
of separate QA and QC units or a single individual or Signature (Signed)—See definition for signed.
group, depending upon the size and structure of the Signed (Signature)—The record of the individual who per-
organization. formed a particular action or review. This record can
Quarantine—The status of starting or packaging materials, be initials, full handwritten signature, personal seal, or
intermediates, or bulk or finished products isolated authenticated and secure electronic signature.
physically or by other effective means while a deci- Solvent—An inorganic or organic liquid used as a vehicle
sion is awaited on their release, rejection, or reprocess- for the preparation of solutions or suspensions in the
ing. manufacture of an intermediate or API.
Raw Material—A general term used to denote starting ma- Specification—A list of detailed requirements with which the
terials, reagents, and solvents intended for use in the products or materials used or obtained during manu-
production of intermediates or APIs. facture have to conform. They serve as a basis for qual-
Reconciliation—A comparison between the theoretical ity evaluation.
quantity and the actual quantity. Standard Operating Procedure (SOP)—An authorized writ-
Recovery—The introduction of all or part of previous batches ten procedure giving instructions for performing op-
(or of redistilled solvents and similar products) of the erations not necessarily specific to a given product or
required quality into another batch at a defined stage material (e.g., equipment operation, maintenance, and
of manufacture. It includes the removal of impurities cleaning; validation; cleaning of premises and environ-
from waste to obtain a pure substance or the recovery mental control; sampling and inspection). Certain SOPs
of used materials for a separate use. may be used to supplement product-specific master
Reference Standard, Primary—A substance that has been and batch production documentation.
shown by an extensive set of analytical tests to be au- Starting Material—Any substance of a defined quality used
thentic material that should be of high purity. in the production of a pharmaceutical product, but ex-
Reference Standard, Secondary—A substance of established cluding packaging materials.
quality and purity, as shown by comparison to a pri- Validation—A documented program that provides a high
mary reference standard, used as a reference standard degree of assurance that a specific process, method, or
for routine laboratory analysis. system will consistently produce a result meeting pre-
Reprocessing—Subjecting all or part of a batch or lot of an determined acceptance criteria. Action of proving, in
in-process drug, bulk process intermediate (final bio- accordance with the principles of GMP, that any proce-
logical bulk intermediate) or bulk product of a single dure, process, equipment, material, activity, or system
batch/lot to a previous step in the validated manufac- actually leads to the expected results (see also qualifi-
turing process due to failure to meet pre-determined cation).
specifications. Reprocessing procedures are foreseen as Validation Protocol—A written plan stating how valida-
occasionally necessary for biological drugs and, in such tion will be conducted and defining acceptance cri-
cases, are validated and preapproved as part of the mar- teria. For example, the protocol for a manufacturing
keting authorization. process identifies processing equipment, critical pro-
Retest Date—The date when a material should be reexam- cess parameters/operating ranges, product character-
ined to ensure that it is still suitable for use. istics, sampling, test data to be collected, number of
Reworking—Subjecting an in-process or bulk process inter- validation runs, and acceptable test results.
mediate (final biological bulk intermediate) or final Yield, Expected—The quantity of material or the percent-
product of a single batch to an alternate manufacturing age of theoretical yield anticipated at any appropriate
process due to a failure to meet predetermined speci- phase of production based on previous laboratory, pilot
fications. Reworking is an unexpected occurrence and scale, or manufacturing data.
is not preapproved as part of the marketing authoriza- Yield, Theoretical—The quantity that would be produced at
tion. any appropriate phase of production, based upon the
Self-Contained Area—Premises which provide complete quantity of material to be used, in the absence of any
and total separation of all aspects of an operation, loss or error in actual production.
4
WHO Good Manufacturing Guidelines
42
WHO Good Manufacturing Guidelines 43
1.3 The manufacturer must assume responsibility for the (j) complaints about marketed products are examined,
quality of the pharmaceutical products to ensure that the causes of quality defects investigated, and ap-
they are fit for their intended use, comply with the re- propriate measures taken in respect of the defective
quirements of the marketing authorization and do not products to prevent recurrence.
place patients at risk due to inadequate safety, quality,
or efficacy. The attainment of this quality objective is
the responsibility of senior management and requires the 3. SANITATION AND HYGIENE
participation and commitment of staff in many different
departments and at all levels within the company, the 3.1 A high level of sanitation and hygiene should be prac-
company’s suppliers, and the distributors. To achieve ticed in every aspect of the manufacture of drug products.
the quality objective reliably, there must be a compre- The scope of sanitation and hygiene covers personnel,
hensively designed and correctly implemented system premises, equipment and apparatus, production materi-
of quality assurance incorporating GMP and quality con- als and containers, products for cleaning and disinfection,
trol. It should be fully documented and its effective- and anything that could become a source of contamina-
ness monitored. All parts of the quality assurance system tion to the product. Potential sources of contamination
should be adequately staffed with competent personnel, should be eliminated through an integrated comprehen-
and should have suitable and sufficient premises, equip- sive program of sanitation and hygiene. (For personal
ment, and facilities. hygiene see section 11, and for sanitation see section 12,
“Premises”.)
2. GMPs FOR PHARMACEUTICAL PRODUCTS
2.1 Good manufacturing practice is that part of quality as- 4. QUALIFICATION AND VALIDATION
surance which ensures that products are consistently
produced and controlled to the quality standards ap- 4.1 In accordance with GMP, each pharmaceutical company
propriate to their intended use and as required by the should identify what qualification and validation work
marketing authorization. GMPs are aimed primarily is required to prove that the critical aspects of their par-
at diminishing the risks inherent in any pharmaceuti- ticular operation are controlled.
cal production. Such risks are essentially of two types: 4.2 The key elements of a qualification and validation pro-
cross-contamination (in particular of unexpected con- gram of a company should be clearly defined and docu-
taminants) and mix-ups (confusion) caused by, for ex- mented in a validation master plan.
ample, false labels being put on containers. Under GMP 4.3 Qualification and validation should establish and pro-
(a) all manufacturing processes are clearly defined, sys- vide documentary evidence that
tematically reviewed in the light of experience, and (a) the premises, supporting utilities, equipment, and
shown to be capable of consistently manufacturing processes have been designed in accordance with the
pharmaceutical products of the required quality that requirements for GMP (design qualification or DQ);
comply with their specifications; (b) the premises, supporting utilities, and equipment
(b) qualification and validation are performed; have been built and installed in compliance with
(c) all necessary resources are provided, including their design specifications (installation qualification
(i) appropriately qualified and trained personnel; or IQ);
(ii) adequate premises and space; (c) the premises, supporting utilities, and equipment op-
(iii) suitable equipment and services; erate in accordance with their design specifications
(iv) appropriate materials, containers, and labels; (operational qualification or OQ);
(v) approved procedures and instructions; (d) a specific process will consistently produce a product
(vi) suitable storage and transport; and meeting its predetermined specifications and quality
(vii) adequate personnel, laboratories, and equip- attributes (process validation, or PV, also called per-
ment for in-process controls; formance qualification, or PQ).
(d) instructions and procedures are written in clear and 4.4 Any aspect of operation, including significant changes to
unambiguous language, specifically applicable to the the premises, facilities, equipment, or processes, which
facilities provided; may affect the quality of the product, directly or indi-
(e) operators are trained to carry out procedures cor- rectly, should be qualified and validated.
rectly; 4.5 Qualification and validation should not be considered
(f) records are made (manually and/or by recording in- as one-off exercises. An ongoing program should follow
struments) during manufacture to show that all the their first implementation and should be based on an
steps required by the defined procedures and instruc- annual review.
tions have, in fact, been taken and that the quantity 4.6 The commitment to maintain continued validation sta-
and quality of the product are as expected; any signif- tus should be stated in the relevant company documen-
icant deviations are fully recorded and investigated; tation, such as the quality manual or validation master
(g) records covering manufacture and distribution, plan.
which enable the complete history of a batch to be 4.7 The responsibility of performing validation should be
traced, are retained in a comprehensible and accessi- clearly defined.
ble form; 4.8 Validation studies are an essential part of GMP and
(h) the proper storage and distribution of the products should be conducted in accordance with predefined and
minimize any risk to their quality; approved protocols.
(i) a system is available to recall any batch of product 4.9 A written report summarizing the results recorded and
from sale or supply; the conclusions reached should be prepared and stored.
44 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
4.10 Processes and procedures should be established on the 6.4 An instruction should be included in the written proce-
basis of the results of the validation performed. dures to store recalled products in a secure segregated
4.11 It is of critical importance that particular attention is area while their fate is decided.
paid to the validation of analytical test methods, auto- 6.5 All competent authorities of all countries to which a
mated systems, and cleaning procedures. given product has been distributed should be promptly
informed of any intention to recall the product because
it is, or is suspected of being, defective.
5. COMPLAINTS 6.6 The distribution records should be readily available to
the authorized person, and they should contain suffi-
5.1 Principle. All complaints and other information con- cient information on wholesalers and directly supplied
cerning potentially defective products should be care- customers (including, for exported products, those who
fully reviewed according to written procedures and the have received samples for clinical tests and medical
corrective action should be taken. samples) to permit an effective recall.
5.2 A person responsible for handling the complaints and 6.7 The progress of the recall process should be monitored
deciding the measures to be taken should be designated, and recorded. Records should include the disposition of
together with sufficient supporting staff to assist him or the product. A final report should be issued, including
her. If this person is different from the authorized per- a reconciliation between the delivered and recovered
son, the latter should be made aware of any complaint, quantities of the products.
investigation, or recall. 6.8 The effectiveness of the arrangements for recalls should
5.3 There should be written procedures describing the ac- be tested and evaluated from time to time.
tion to be taken, including the need to consider a recall,
in the case of a complaint concerning a possible product
defect.
5.4 Special attention should be given to establish whether a 7. CONTRACT PRODUCTION AND ANALYSIS
complaint was caused because of counterfeiting. 7.1 Principle. Contract production and analysis must be cor-
5.5 Any complaint concerning a product defect should be rectly defined, agreed, and controlled in order to avoid
recorded with all the original details and thoroughly in- misunderstandings that could result in a product or
vestigated. The person responsible for quality control work or analysis of unsatisfactory quality.
should normally be involved in the review of such in-
vestigations.
5.6 If a product defect is discovered or suspected in a batch, General
consideration should be given to whether other batches 7.2 All arrangements for contract manufacture and anal-
should be checked in order to determine whether they ysis, including any proposed changes in technical or
are also affected. In particular, other batches that may other arrangements, should be in accordance with the
contain reprocessed product from the defective batch marketing authorization for the product concerned.
should be investigated. 7.3 The contract should permit the contract giver to audit
5.7 Where necessary, appropriate follow-up action, possibly the facilities of the contract accepter.
including product recall, should be taken after investi- 7.4 In the case of contract analysis, the final approval for
gation and evaluation of the complaint. release must be given by the authorized person.
5.8 All decisions made and measures taken as a result of
a complaint should be recorded and referenced to the The Contract Giver
corresponding batch records. 7.5 The contract giver is responsible for assessing the com-
5.9 Complaints records should be regularly reviewed for petence of the contract accepter in successfully carrying
any indication of specific or recurring problems that out the work or tests required, for approval for contract
require attention and might justify the recall of marketed activities, and for ensuring by means of the contract
products. that the principles of GMP described in this guide are
5.10 The competent authorities should be informed if a man- followed.
ufacturer is considering action following possibly faulty 7.6 The contract giver should provide the contract accepter
manufacture, product deterioration, counterfeiting, or with all the information necessary to carry out the con-
any other serious quality problems with a product. tracted operations correctly in accordance with the mar-
keting authorization and any other legal requirements.
The contract giver should ensure that the contract ac-
cepter is fully aware of any problems associated with
6. PRODUCT RECALLS
the product, work, or tests that might pose a hazard
6.1 Principle. There should be a system to recall from the to premises, equipment, personnel, other materials, or
market, promptly and effectively, products known or other products.
suspected to be defective. 7.7 The contract giver should ensure that all processed
6.2 The authorized person should be responsible for the products and materials delivered by the contract ac-
execution and coordination of recalls. He or she should cepter comply with their specifications or that the prod-
have sufficient staff to handle all aspects of the recalls uct has been released by the authorized person.
with the appropriate degree of urgency.
6.3 There should be established written procedures, which The Contract Accepter
are regularly reviewed and updated, for the organiza- 7.8 The contract accepter must have adequate premises,
tion of any recall activity. Recall operations should be ca- equipment, knowledge, and experience and competent
pable of being initiated promptly down to the required personnel to carry out satisfactorily the work ordered
level in the distribution chain. by the contract giver. Contract manufacture may be
WHO Good Manufacturing Guidelines 45
undertaken only by a manufacturer who holds a manu- GMP objectively. All recommendations for corrective
facturing authorization. action should be implemented. The procedure for self-
7.9 The contract accepter should not pass to a third party inspection should be documented, and there should be
any of the work entrusted to him or her under the con- an effective follow-up program.
tract without the contract giver’s prior evaluation and
approval of the arrangements. Arrangements made be- Items for Self-Inspection
tween the contract accepter and any third party should 8.2 Written instructions for self-inspection should be estab-
ensure that the manufacturing and analytical informa- lished to provide a minimum and uniform standard
tion is made available in the same way as between the of requirements. These may include questionnaires on
original contract giver and contract accepter. GMP requirements covering at least the following items:
7.10 The contract accepter should refrain from any activity (a) Personnel
that may adversely affect the quality of the product man- (b) Premises including personnel facilities
ufactured and/or analyzed for the contract giver. (c) Maintenance of buildings and equipment
(d) Storage of starting materials and finished products
The Contract (e) Equipment
7.11 There must be a written contract between the contract (f) Production and in-process controls
giver and the contract accepter which clearly establishes (g) Quality control
the responsibilities of each party. (h) Documentation
7.12 The contract must clearly state the way in which the (i) Sanitation and hygiene
authorized person, in releasing each batch of product (j) Validation and revalidation programs
for sale or issuing the certificate of analysis, exercises (k) Calibration of instruments or measurement systems
his or her full responsibility and ensures that each batch (l) Recall procedures
has been manufactured in, and checked for, compliance (m) Complaints management
with the requirements of the marketing authorization. (n) Labels control
7.13 Technical aspects of the contract should be drawn up by (o) Results of previous self-inspections and any correc-
competent persons suitably knowledgeable in pharma- tive steps taken
ceutical technology, analysis, and GMP.
7.14 All arrangements for production and analysis must be Self-Inspection Team
in accordance with the marketing authorization and 8.3 Management should appoint a self-inspection team con-
agreed by both parties. sisting of experts in their respective fields and familiar
7.15 The contract should describe clearly who is responsible with GMP. The members of the team may be appointed
for purchasing, testing, and releasing materials and for from inside or outside the company.
undertaking production and quality controls, including
in-process controls, and who has responsibility for sam- Frequency of Self-Inspection
pling and analysis. In the case of contract analysis, the 8.4 The frequency at which self-inspections are conducted
contract should state whether or not the contract ac- may depend on company requirements but should
cepter should take samples at the premises of the man- preferably be at least once a year. The frequency should
ufacturer. be stated in the procedure.
7.16 Manufacturing, analytical, distribution records and ref-
erence samples should be kept by, or be available to, Self-Inspection Report
the contract giver. Any records relevant to assessing the 8.5 A report should be made at the completion of a self-
quality of a product in the event of complaints or a sus- inspection. The report should include
pected defect must be accessible and specified in the (a) self-inspection results,
defect/recall procedures of the contract giver. (b) evaluation and conclusions, and
7.17 The contract should describe the handling of starting (c) recommended corrective actions.
materials, intermediate and bulk products, and finished
products if they are rejected. It should also describe the Follow-Up Action
procedure to be followed if the contract analysis shows 8.6 There should be an effective follow-up program. The
that the tested product must be rejected. company management should evaluate both the self-
inspection report and the corrective actions as necessary.
for approving suppliers who can reliably supply starting (d) pharmaceutical sciences and technology,
and packaging materials that meet established specifi- (e) pharmacology and toxicology,
cations. (f) physiology, and
8.9 Before suppliers are approved and included in the ap- (g) other related sciences.
proved suppliers’ list or specifications, they should be They should also have adequate practical experi-
evaluated. The evaluation should take into account a ence in the manufacture and quality assurance of phar-
supplier’s history and the nature of the materials to be maceutical products. In order to gain such experience, a
supplied. If an audit is required, it should determine the preparatory period may be required, during which they
supplier’s ability to conform with GMP standards. should exercise their duties under professional guid-
ance. The scientific education and practical experience
of experts should be such as to enable them to exercise
independent professional judgment, based on the appli-
9. PERSONNEL cation of scientific principles and understanding to the
practical problems encountered in the manufacture and
9.1 Principle. The establishment and maintenance of a satis-
quality control of pharmaceutical products.
factory system of quality assurance and the correct man-
9.8 The heads of the production and quality control gener-
ufacture and control of pharmaceutical products and ac-
ally have some shared, or jointly exercised, responsibil-
tive ingredients rely upon people. For this reason, there
ities relating to quality. These may include, depending
must be sufficient qualified personnel to carry out all
on national regulations,
the tasks for which the manufacturer is responsible. In-
(a) to ensure that products are produced and stored ac-
dividual responsibilities should be clearly defined and
cording to the appropriate documentation in order
understood by the persons concerned and recorded as
to obtain the required quality;
written descriptions.
(b) to approve the instructions relating to production
operations, including the in-process controls, and
General to ensure their strict implementation;
9.2 The manufacturer should have an adequate number of (c) to ensure that the production records are evaluated
personnel with the necessary qualifications and practi- and signed by a designated person;
cal experience. The responsibilities placed on any one (d) to check the maintenance of the department,
individual should not be so extensive so as to present premises, and equipment;
any risk to quality. (e) to ensure that the appropriate process validations
9.3 All responsible staff should have their specific duties and calibrations of control equipment are per-
recorded in written descriptions and adequate author- formed and recorded and the reports made avail-
ity to carry out their responsibilities. Their duties may be able; and
delegated to designated deputies of a satisfactory qual- (f) to ensure that the required initial and continuing
ification level. There should be no gaps or unexplained training of production personnel is carried out and
overlaps in the responsibilities of personnel concerned adapted according to need.
with the application of GMP. The manufacturer should 9.9 The head of the production generally has the following
have an organization chart. responsibilities:
9.4 All personnel should be aware of the principles of GMP (a) authorization of written procedures and other doc-
that affect them and receive initial and continuing train- uments, including amendments;
ing, including hygiene instructions, relevant to their (b) monitoring and control of the manufacturing envi-
needs. All personnel should be motivated to support ronment;
the establishment and maintenance of high-quality stan- (c) plant hygiene;
dards. (d) process validation and calibration of analytical ap-
9.5 Steps should be taken to prevent unauthorized people paratus;
from entering production, storage, and quality control (e) training, including the application and principles of
areas. Personnel who do not work in these areas should quality assurance;
not use them as a passageway. (f) approval and monitoring of suppliers of materials;
(g) approval and monitoring of contract manufactur-
Key Personnel ers;
9.6 Key personnel include the head of production, the head (h) designation and monitoring of storage conditions
of quality control, and the authorized person. Normally, for materials and products;
key posts should be occupied by full-time personnel. (i) performance and evaluation of in-process controls;
The heads of production and quality control should be (j) retention of records;
independent of each other. In large organizations, it may (k) monitoring of compliance with GMP requirements;
be necessary to delegate some of the functions; however, and
the responsibility cannot be delegated. (l) inspection, investigation, and taking of samples in
9.7 Key personnel responsible for supervising the manu- order to monitor factors that may affect product
facture and quality control of pharmaceutical products quality.
should possess the qualifications of a scientific educa- 9.10 The head of the quality control generally has the follow-
tion and practical experience required by national leg- ing responsibilities:
islation. Their education should include the study of an (a) to approve or reject starting materials, packag-
appropriate combination of ing materials, and intermediate, bulk, and finished
(a) chemistry (analytical or organic) or biochemistry, products in relation to their specifications;
(b) chemical engineering, (b) to evaluate batch records;
(c) microbiology, (c) to ensure that all necessary testing is carried out;
WHO Good Manufacturing Guidelines 47
(d) to approve sampling instructions, specifications, (j) All relevant factors have been considered, including
test methods, and other quality control procedures; any not specifically associated with the output batch
(e) to approve and monitor analyses carried out under directly under review (e.g., subdivision of output
contract; batches from a common input, factors associated
(f) to check the maintenance of the department, with continuous production runs).
premises, and equipment;
(g) to ensure that the appropriate validations, including
those of analytical procedures, and calibrations of 10. TRAINING
control equipment are carried out; and
10.1 The manufacturer should provide training in accor-
(h) to ensure that the required initial and continuing
dance with a written program for all personnel whose
training of quality control personnel is carried out
duties take them into manufacturing areas or into con-
and adapted according to need.
trol laboratories (including the technical, maintenance,
Other duties of the quality control are summa-
and cleaning personnel) and for other personnel as re-
rized in sections 17.3 and 17.4.
quired.
9.11 The authorized person is responsible for compliance
10.2 Besides basic training on the theory and practice of GMP,
with technical or regulatory requirements related to the
newly recruited personnel should receive training ap-
quality of finished products and the approval of the re-
propriate to the duties assigned to them. Continuing
lease of the finished product for sale.
training should also be given, and its practical effective-
9.12 The authorized person will also be involved in other
ness periodically assessed. Approved training programs
activities, including
should be available. Training records should be kept.
(a) implementation (and, when needed, establishment)
10.3 Personnel working in areas where contamination is a
of the quality system,
hazard, for example, clean areas or areas where highly
(b) participation in the development of the company’s
active, toxic, infectious, or sensitizing materials are han-
quality manual,
dled, should be given specific training.
(c) supervision of the regular internal audits or self-
10.4 The concept of quality assurance and all the mea-
inspections,
sures which aid its understanding and implementation
(d) oversight of the quality control department,
should be fully discussed during the training sessions.
(e) participation in external audit (vendor audit), and
10.5 Visitors or untrained personnel should preferably not be
(f) participation in validation programs.
taken into the production and quality control areas. If
9.13 The function of the approval of the release of a finished
this is unavoidable, they should be given relevant infor-
batch or a product can be delegated to a designated per-
mation in advance (particularly about personal hygiene)
son with appropriate qualifications and experience who
and the prescribed protective clothing. They should be
will release the product in accordance with an approved
closely supervised.
procedure. This is normally done by quality assurance
10.6 Consultant and contract staff should be qualified for
by means of batch review.
the services they provide. Evidence of this should be
9.14 The person responsible for approving a batch for release
included in the training records.
should always ensure that the following requirements
have been met:
(a) The marketing authorization and the manufactur- 11. PERSONAL HYGIENE
ing authorization requirements for the product have
been met for the batch concerned. 11.1 All personnel, prior to and during employment, as ap-
(b) The principles and guidelines of GMP, as laid down propriate, should undergo health examinations. Person-
in the guidelines published by WHO, have been nel conducting visual inspections should also undergo
followed. periodic eye examinations.
(c) The principal manufacturing and testing processes 11.2 All personnel should be trained in the practices of per-
have been validated, if different. sonal hygiene. A high level of personal hygiene should
(d) All the necessary checks and tests have been per- be observed by all those concerned with manufacturing
formed and account taken of the production condi- processes. In particular, personnel should be instructed
tions and manufacturing records. to wash their hands before entering production areas.
(e) Any planned changes or deviations in manufactur- Signs to this effect should be posted and instructions
ing or quality control have been notified in accor- observed.
dance with a well-defined reporting system before 11.3 Any person shown at any time to have an apparent ill-
any product is released. Such changes may need no- ness or open lesions that may adversely affect the qual-
tification to, and approval by, the drug regulatory ity of products should not be allowed to handle starting
authority. materials, packaging materials, in-process materials, or
(f) Any additional sampling, inspection, tests, and drug products until the condition is no longer judged to
checks have been carried out or initiated, as appro- be a risk.
priate, to cover planned changes and deviations. 11.4 All employees should be instructed and encouraged to
(g) All necessary production and quality control doc- report to their immediate supervisor any conditions (re-
umentation has been completed and endorsed by lating to plant, equipment, or personnel) that they con-
supervisors trained in appropriate disciplines. sider may adversely affect the products.
(h) Appropriate audits, self-inspections, and spot- 11.5 Direct contact should be avoided between the opera-
checks are carried out by experienced and trained tor’s hands and starting materials, primary packaging
staff. materials, and intermediate or bulk product.
(i) Approval has been given by the head of quality 11.6 To ensure protection of the product from contami-
control. nation, personnel should wear clean body coverings
48 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
appropriate to the duties they perform, including 12.13 Maintenance workshops should if possible be sepa-
appropriate hair covering. Used clothes, if reusable, rated from production areas. Whenever parts and tools
should be stored in separate closed containers until are stored in the production area, they should be kept
properly laundered and, if necessary, disinfected or in rooms or lockers reserved for that use.
sterilized. 12.14 Animal houses should be well isolated from other ar-
11.7 Smoking, eating, drinking, chewing, and keeping eas, with separate entrance (animal access) and air-
plants, food, drink, smoking material, and personal handling facilities.
medicines should not be permitted in production, lab-
oratory, and storage areas, or in any other areas where Storage Areas
they might adversely influence product quality. 12.15 Storage areas should be of sufficient capacity to allow
11.8 Personal hygiene procedures including the use of pro- orderly storage of the various categories of materials
tective clothing should apply to all persons entering and products with proper separation and segregation:
production areas, whether they are temporary or full- starting and packaging materials; intermediates, bulk,
time employees or nonemployees, for example, con- and finished products; products in quarantine; and re-
tractors’ employees, visitors, senior managers, and leased, rejected, returned, or recalled products.
inspectors. 12.16 Storage areas should be designed or adapted to en-
sure good storage conditions. In particular, they should
be clean, dry, sufficiently lit, and maintained within
12. PREMISES acceptable temperature limits. Where special storage
conditions are required (e.g. temperature, humidity),
12.1 Principle. Premises must be located, designed, con- these should be provided, controlled, monitored, and
structed, adapted, and maintained to suit the opera- recorded where appropriate.
tions to be carried out. 12.17 Receiving and dispatch bays should be separated and
General protect materials and products from the weather. Re-
12.2 The layout and design of premises must aim to mini- ceiving areas should be designed and equipped to al-
mize the risk of errors and permit effective cleaning and low containers of incoming materials to be cleaned if
maintenance in order to avoid cross-contamination, necessary before storage.
build-up of dust or dirt, and, in general, any adverse 12.18 Where quarantine status is ensured by storage in sepa-
effect on the quality of products. rate areas, these areas must be clearly marked and their
12.3 Where dust is generated (e.g., during sampling, weigh- access restricted to authorized personnel. Any system
ing, mixing and processing operations, packaging of replacing the physical quarantine should give equiva-
powder), measures should be taken to avoid cross- lent security.
contamination and facilitate cleaning. 12.19 Segregation should be provided for the storage of re-
12.4 Premises should be situated in an environment that, jected, recalled, or returned materials or products.
when considered together with measures to protect 12.20 Highly active and radioactive materials, narcotics,
the manufacturing process, presents minimum risk of other dangerous drugs, and substances presenting spe-
causing any contamination of materials or products. cial risks of abuse, fire, or explosion should be stored
12.5 Premises used for the manufacture of finished prod- in safe and secure areas.
ucts should be suitably designed and constructed to 12.21 Printed packaging materials are considered critical to
facilitate good sanitation. the conformity of the pharmaceutical product to its la-
12.6 Premises should be carefully maintained, and it should beling and special attention should be paid to sampling
be ensured that repair and maintenance operations do and the safe and secure storage of these materials.
not present any hazard to the quality of products. 12.22 There should normally be a separate sampling area
12.7 Premises should be cleaned and, where applicable, for starting materials. (If sampling is performed in the
disinfected according to detailed written procedures. storage area, it should be conducted in such a way as
Records should be maintained. to prevent contamination or cross-contamination.)
12.8 Electrical supply, lighting, temperature, humidity, and
ventilation should be appropriate and such that they Weighing Areas
do not adversely affect, directly or indirectly, either 12.23 The weighing of starting materials and the estimation
the pharmaceutical products during their manufacture of yield by weighing should be carried out in separate
and storage or the accurate functioning of equipment. weighing areas designed for that use, for example, with
12.9 Premises should be designed and equipped so as to provisions for dust control. Such areas may be part of
afford maximum protection against the entry of insects, either storage or production areas.
birds, or other animals. There should be a procedure
for rodent and pest control. Production Areas
12.10 Premises should be designed to ensure the logical flow 12.24 In order to minimize the risk of a serious medical haz-
of materials and personnel. ard due to cross-contamination, dedicated and self-
contained facilities must be available for the produc-
Ancillary Areas tion of particular pharmaceutical products, such as
12.11 Rest and refreshment rooms should be separate from highly sensitizing materials (e.g. penicillins) or biolog-
manufacturing and control areas. ical preparations (e.g. live microorganisms). The pro-
12.12 Facilities for changing and storing clothes and for duction of certain other highly active products, such
washing and toilet purposes should be easily acces- as some antibiotics, hormones, cytotoxic substances,
sible and appropriate for the number of users. Toilets and certain nonpharmaceutical products, should not
should not communicate directly with production or be conducted in the same facilities. In exceptional cases,
storage areas. the principle of campaign working in the same facilities
WHO Good Manufacturing Guidelines 49
can be accepted provided that specific precautions are air-handling units and other provisions are needed for
taken and the necessary validations (including clean- biological, microbiological, and radioisotope labora-
ing validation) are made. The manufacture of technical tories.
poisons, such as pesticides and herbicides, should not 12.36 A separate room may be needed for instruments to
be allowed in premises used for the manufacture of protect them against electrical interference, vibration,
pharmaceutical products. contact with excessive moisture, and other external fac-
12.25 Premises should preferably be laid out in such a way as tors, or where it is necessary to isolate the instruments.
to allow the production to take place in areas connected
in a logical order corresponding to the sequence of the
operations and to the requisite cleanliness levels. 13. EQUIPMENT
12.26 The adequacy of the working and in-process storage
space should permit the orderly and logical position- 13.1 Equipment must be located, designed, constructed,
ing of equipment and materials so as to minimize adapted, and maintained to suit the operations to be
the risk of confusion between different pharmaceu- carried out. The layout and design of equipment must
tical products or their components, to avoid cross- aim to minimize the risk of errors and permit effec-
contamination, and to minimize the risk of omission tive cleaning and maintenance in order to avoid cross-
or wrong application of any of the manufacturing or contamination, build-up of dust or dirt, and, in general,
control steps. any adverse effect on the quality of products.
12.27 Where starting and primary packaging materials and 13.2 Equipment should be installed in such a way as to
intermediate or bulk products are exposed to the en- minimize any risk of error or of contamination.
vironment, interior surfaces (walls, floors, and ceil- 13.3 Fixed pipework should be clearly labeled to indicate
ings) should be smooth and free from cracks and open the contents and, where applicable, the direction of
joints, should not shed particulate matter, and should flow.
permit easy and effective cleaning and, if necessary, 13.4 All service pipings and devices should be adequately
disinfection. marked and special attention paid to the provision of
12.28 Pipework, light fittings, ventilation points, and other noninterchangeable connections or adaptors for dan-
services should be designed and sited to avoid the cre- gerous gases and liquids.
ation of recesses that are difficult to clean. As far as 13.5 Balances and other measuring equipment of an ap-
possible, for maintenance purposes, they should be ac- propriate range and precision should be available for
cessible from outside the manufacturing areas. production and control operations and should be cali-
12.29 Drains should be of adequate size and designed and brated on a scheduled basis.
equipped to prevent backflow. Open channels should 13.6 Production equipment should be thoroughly cleaned
be avoided where possible, but if they are neces- on a scheduled basis.
sary they should be shallow to facilitate cleaning and 13.7 Laboratory equipment and instruments should be
disinfection. suited to the testing procedures undertaken.
12.30 Production areas should be effectively ventilated, with 13.8 Washing, cleaning, and drying equipment should be
air-control facilities (including filtration of air to a chosen and used so as not to be a source of contamina-
sufficient level to prevent contamination and cross- tion.
contamination, as well as control of temperature and, 13.9 Production equipment should not present any hazard
where necessary, humidity) appropriate to the prod- to the products. The parts of the production equipment
ucts handled, to the operations undertaken, and to the that come into contact with the product must not be
external environment. These areas should be regularly reactive, additive, or absorptive to an extent that would
monitored during both production and nonproduc- affect the quality of the product.
tion periods to ensure compliance with their design 13.10 Defective equipment should be removed from produc-
specifications. tion and quality control areas. If this is not possible, it
12.31 Premises for the packaging of pharmaceutical products should be clearly labeled as defective to prevent use.
should be specifically designed and laid out so as to 13.11 Closed equipment should be used whenever appro-
avoid mix-ups or cross-contamination. priate. Where open equipment is used or equipment
12.32 Production areas should be well lit, particularly where is opened, precautions should be taken to minimize
visual online controls are carried out. contamination.
13.12 Nondedicated equipment should be cleaned according
Quality Control Areas to validated cleaning procedures between production
12.33 Quality control laboratories should be separated from of different pharmaceutical products to prevent cross-
production areas. Areas where biological, microbiolog- contamination.
ical, or radioisotope test methods are employed should 13.13 Current drawings of critical equipment and support
be separated from each other. systems should be maintained.
12.34 Quality control laboratories should be designed to suit
the operations to be carried out in them. Sufficient
space should be given to avoid mix-ups and cross- 14. MATERIALS
contamination. There should be adequate suitable stor-
age space for samples, reference standards (if neces- 14.1 Principle. The main objective of a pharmaceutical plant
sary, with cooling), solvents, reagents, and records. is to produce finished products for patients’ use from
12.35 The design of the laboratories should take into account a combination of materials (starting and packaging).
the suitability of construction materials, prevention of 14.2 Materials include starting materials, packaging materi-
fumes, and ventilation. There should be separate air als, gases, solvents, process aids, reagents, and labeling
supply to laboratories and production areas. Separate materials.
50 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
timely manner. Whatever action is taken should be ap- cial standards. They should be kept under the respon-
proved by authorized personnel and recorded. sibility of a designated person in a secure area.
14.29 The reworking or recovery of rejected products should 14.40 Secondary or working standards may be established
be exceptional. It is permitted only if the quality of by the application of appropriate tests and checks at
the final product is not affected, if the specifications regular intervals to ensure standardization.
are met, and if it is done in accordance with a defined 14.41 Reference standards should be properly labeled with
and authorized procedure after evaluation of the risks at least the following information:
involved. A record should be kept of the reworking (a) name of the material,
or recovery. A reworked batch should be given a new (b) batch or lot number and control number,
batch number. (c) date of preparation,
14.30 The introduction of all or part of earlier batches, con- (d) shelf life,
forming to the required quality, into a batch of the same (e) potency, and
product at a defined stage of manufacture should be (f) storage conditions.
authorized beforehand. This recovery should be car- 14.42 All in-house reference standards should be standard-
ried out in accordance with a defined procedure after ized against an official reference standard, when avail-
evaluation of the risks involved, including any possible able, initially and at regular intervals thereafter.
effect on shelf life. The recovery should be recorded. 14.43 All reference standards should be stored and used in a
14.31 The need for additional testing of any finished product manner that will not adversely affect their quality.
that has been reprocessed, reworked or into which a
recovered product has been incorporated, should be Waste Materials
considered by the quality control department. 14.44 Provision should be made for the proper and safe stor-
age of waste materials awaiting disposal. Toxic sub-
Recalled Products stances and flammable materials should be stored in
14.32 Recalled products should be identified and stored sep- suitably designed, separate, enclosed cupboards, as re-
arately in a secure area until a decision is taken on their quired by national legislation.
fate. The decision should be made as soon as possible. 14.45 Waste material should not be allowed to accumulate. It
should be collected in suitable receptacles for removal
Returned Goods to collection points outside the buildings and disposed
14.33 Products returned from the market should be de- of safely and in a sanitary manner at regular and fre-
stroyed unless it is certain that their quality is sat- quent intervals.
isfactory; in such cases they may be considered for
resale or relabeling, or alternative action taken only Miscellaneous
after they have been critically assessed by the quality 14.46 Rodenticides, insecticides, fumigating agents, and san-
control function in accordance with a written proce- itizing materials should not be permitted to contami-
dure. The nature of the product, any special storage nate equipment, starting materials, packaging materi-
conditions it requires, its condition and history, and als, in-process materials, or finished products.
the time elapsed since it was issued should all be taken
into account in this assessment. Where any doubt arises
over the quality of the product, it should not be con-
sidered suitable for reissue or reuse. Any action taken 15. DOCUMENTATION
should be appropriately recorded. 15.1 Principle. Good documentation is an essential part of
the quality assurance system and, as such, should exist
Reagents and Culture Media for all aspects of GMP. Its aims are to define the speci-
14.34 There should be records for the receipt and preparation fications and procedures for all materials and methods
of reagents and culture media. of manufacture and control, to ensure that all person-
14.35 Reagents made up in the laboratory should be pre- nel concerned with manufacture know what to do and
pared according to written procedures and appropri- when to do it, to ensure that authorized persons have
ately labeled. The label should indicate the concentra- all the information necessary to decide whether or not
tion, standardization factor, shelf life, the date when to release a batch of a drug for sale, to ensure the exis-
restandardization is due, and the storage conditions. tence of documented evidence, traceability, and to pro-
The label should be signed and dated by the person vide records and an audit trail that will permit investi-
preparing the reagent. gation. It ensures the availability of the data needed for
14.36 Both positive and negative controls should be applied validation, review, and statistical analysis. The design
to verify the suitability of culture media each time they and use of documents depend upon the manufacturer.
are prepared and used. The size of the inoculum used In some cases, some or all of the documents described
in positive controls should be appropriate to the sensi- below may be brought together, but they will usually
tivity required. be separate.
should be changed without authorization and ap- (g) the name and address of the manufacturer or the
proval. company or the person responsible for placing the
15.4 Documents should have unambiguous contents: the ti- product on the market.
tle, nature, and purpose should be clearly stated. They 15.12 For reference standards, the label and/or accompany-
should be laid out in an orderly fashion and be easy ing document should indicate potency or concentra-
to check. Reproduced documents should be clear and tion, date of manufacture, expiry date, date the closure
legible. The reproduction of working documents from is first opened, storage conditions, and control number,
master documents must not allow any error to be in- as appropriate.
troduced through the reproduction process.
15.5 Documents should be regularly reviewed and kept up- Specifications and Testing Procedures
to-date. When a document has been revised, a system 15.13 Testing procedures described in documents should
should exist to prevent inadvertent use of the super- be validated in the context of available facilities and
seded version. Superseded documents should be re- equipment before they are adopted for routine testing.
tained for a specific period of time. 15.14 There should be appropriately authorized and dated
15.6 Where documents require the entry of data, these en- specifications, including tests on identity, content, pu-
tries should be clear, legible, and indelible. Sufficient rity, and quality, for starting and packaging materi-
space should be provided for such entries. als and for finished products; where appropriate, they
15.7 Any alteration made to a document should be signed should also be available for intermediate or bulk prod-
and dated; the alteration should permit the reading of ucts. Specifications for water, solvents, and reagents
the original information. Where appropriate, the rea- (e.g., acids and bases) used in production should be
son for the alteration should be recorded. included.
15.8 Records should be made or completed when any ac- 15.15 Each specification should be approved, signed, and
tion is taken and in such a way that all significant ac- dated, and maintained by quality control, quality as-
tivities concerning the manufacture of pharmaceutical surance unit, or documentation center. Specifications
products are traceable. Records should be retained for for starting materials, intermediates, and bulk, finished
at least one year after the expiry date of the finished products, and packaging materials are referred to in
product. sections 15.18–15.21.
15.9 Data (and records for storage) may be recorded by 15.16 Periodic revisions of the specifications may be neces-
electronic data-processing systems or by photographic sary to comply with new editions of the national phar-
or other reliable means. Master formulae and detailed macopoeia or other official compendia.
standard operating procedures relating to the system in 15.17 Pharmacopoeias, reference standards, reference spec-
use should be available and the accuracy of the records tra and other reference materials should be available
should be checked. If documentation is handled by in the quality control laboratory.
electronic data-processing methods, only authorized Specifications for Starting and Packaging Materials
persons should be able to enter or modify data in the 15.18 Specifications for starting, primary, and printed pack-
computer, and there should be a record of changes and aging materials should provide, if applicable, a de-
deletions; access should be restricted by passwords or scription of the materials, including
other means and the entry of critical data should be (a) the designated name (if applicable, the INN) and
independently checked. Batch records stored electron- internal code reference,
ically should be protected by back-up transfer on mag- (b) the reference, if any, to a pharmacopoeial mono-
netic tape, microfilm, paper printouts, or other means. graph, and
It is particularly important that, during the period of (c) qualitative and quantitative requirements with ac-
retention, the data are readily available. ceptance limits.
Depending on the company’s practice, other data may
Documents Required be added to the specification, such as
(a) the supplier and the original producer of the ma-
Labels terials,
15.10 Labels applied to containers, equipment, or premises (b) a specimen of printed materials,
should be clear, unambiguous, and in the company’s (c) directions for sampling and testing, or a reference
agreed format. It is often helpful in addition to the to procedures,
wording on the labels to use colors to indicate status (d) storage conditions and precautions, and
(e.g., quarantined, accepted, rejected, clean). (e) the maximum period of storage before reexamina-
15.11 All finished drug products should be identified by la- tion.
beling, as required by the national legislation, bearing Packaging material should conform to specifica-
at least the following information: tions, and should be compatible with the material
(a) the name of the drug product; and/or with the drug product it contains. The ma-
(b) a list of the active ingredients (if applicable, with terial should be examined for compliance with the
the INNs), showing the amount of each present specification, and for defects as well as for the cor-
and a statement of the net contents (e.g., number rectness of identity markings.
of dosage units, weight, volume); 15.19 Documents describing testing procedures should state
(c) the batch number assigned by the manufacturer; the required frequency for reassaying each starting ma-
(d) the expiry date in an uncoded form; terial, as determined by its stability.
(e) any special storage conditions or handling precau-
tions that may be necessary; Specifications for Intermediate and Bulk Products
(f) directions for use, and warnings and precautions 15.20 Specifications for intermediate and bulk products
that may be necessary; and should be available. The specifications should be
WHO Good Manufacturing Guidelines 53
similar to specifications for starting materials or for tities, sizes, and types, with the code or reference
finished products, as appropriate. number relating to the specifications for each pack-
aging material;
Specifications for Finished Products (e) where appropriate, an example or reproduction of
15.21 Specifications for finished products should include the relevant printed packaging materials and spec-
(a) the designated name of the product and the code imens, indicating where the batch number and ex-
reference, where applicable, piry date of the product have been marked;
(b) the designated name(s) of the active ingredient(s) (f) special precautions to be observed, including a
[if applicable, with the INN(s)], careful examination of the packaging area and
(c) the formula or a reference to the formula, equipment in order to ascertain the line clearance
(d) a description of the dosage form and package de- before and after packaging operations;
tails, (g) a description of the packaging operation, including
(e) directions for sampling and testing or a reference any significant subsidiary operations, and equip-
to procedures, ment to be used; and
(f) the qualitative and quantitative requirements, (h) details of in-process controls with instructions for
with acceptance limits, sampling and acceptance limits.
(g) the storage conditions and precautions, where ap-
plicable, and Batch Processing Records
(h) the shelf life. 15.25 A batch processing record should be kept for each batch
processed. It should be based on the relevant parts of
Master Formulae the currently approved specifications on the record.
15.22 A formally authorized master formula should exist for The method of preparation of such records should be
each product and batch size to be manufactured. designed to avoid errors. (Copying or validated com-
15.23 The master formula should include puter programs are recommended. Transcribing from
(a) the name of the product, with a product reference approved documents should be avoided.)
code relating to its specification; 15.26 Before any processing begins, a check should be made
(b) a description of the dosage form, strength of the that the equipment and workstation are clear of previ-
product, and batch size; ous products, documents, or materials not required for
(c) a list of all starting materials to be used (if applica- the planned process, and that the equipment is clean
ble, with the INNs), with the amount of each, de- and suitable for use. This check should be recorded.
scribed using the designated name and a reference 15.27 During processing, the following information should
that is unique to that material (mention should be be recorded at the time each action is taken, and after
made of any substance that may disappear in the completion the record should be dated and signed by
course of processing); the person responsible for the processing operations:
(d) a statement of the expected final yield with the (a) the name of the product;
acceptable limits, and of relevant intermediate (b) the number of the batch being manufactured;
yields, where applicable; (c) dates and times of commencement, of significant
(e) a statement of the processing location and the prin- intermediate stages, and of completion of produc-
cipal equipment to be used; tion;
(f) the methods, or reference to the methods, to be (d) the name of the person responsible for each stage
used for preparing and operating the critical equip- of production;
ment, for example, cleaning (especially after a (e) the initials of the operator(s) of different significant
change in product), assembling, calibrating, ster- steps of production and, where appropriate, of the
ilizing, use; person(s) who checked each of these operations
(g) detailed stepwise processing instructions (e.g., (e.g. weighing);
checks on materials, pretreatments, sequence for (f) the batch number and/or analytical control num-
adding materials, mixing times, temperatures); ber and the quantity of each starting material ac-
(h) the instructions for any in-process controls with tually weighed (including the batch number and
their limits; amount of any recovered or reprocessed material
(i) where necessary, the requirements for storage of added);
the products, including the container, the labeling, (g) any relevant processing operation or event and the
and any special storage conditions; and major equipment used;
(j) any special precautions to be observed. (h) the in-process controls performed, the initials of
the person(s) carrying them out, and the results
Packaging Instructions obtained;
15.24 Formally authorized packaging instructions should ex- (i) the amount of product obtained at different and
ist for each product, pack size, and type. These should pertinent stages of manufacture (yield), together
normally include, or make reference to, with comments or explanations for significant de-
(a) the name of the product; viations from the expected yield; and
(b) a description of its pharmaceutical form, strength, (j) notes on special problems including details, with
and, where applicable, method of application; signed authorization for any deviation from the
(c) the pack size expressed in terms of the number, master formula.
weight, or volume of the product in the final con-
tainer; Batch Packaging Records
(d) a complete list of all the packaging materials re- 15.28 A batch packaging record should be kept for each batch
quired for a standard batch size, including quan- or part batch processed. It should be based on the
54 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
relevant parts of the approved packaging instructions, 15.33 The records of the receipts should include
and the method of preparing such records should be (a) the name of the material on the delivery note and
designed to avoid errors. (Copying or validated com- the containers,
puter programs are recommended. Transcribing from (b) the “in-house” name and/or code of the material
approved documents should be avoided.) if different from (a),
15.29 Before any packaging operation begins, checks should (c) the date of receipt,
be made that the equipment and workstation are clear (d) the supplier’s name and, if possible, manufac-
of previous products, documents, or materials not re- turer’s name,
quired for the planned packaging operations, and that (e) the manufacturer’s batch or reference number,
equipment is clean and suitable for use. These checks (f) the total quantity and number of containers re-
should be recorded. ceived,
15.30 The following information should be recorded at the (g) the batch number assigned after receipt, and
time each action is taken, and the date and the person (h) any relevant comment (e.g. state of the containers).
responsible should be clearly identified by signature 15.34 There should be standard operating procedures for the
or electronic password: internal labeling, quarantine, and storage of starting
(a) the name of the product, the batch number, and materials, packaging materials, and other materials, as
the quantity of bulk product to be packed, as well appropriate.
as the batch number and the planned quantity of 15.35 Standard operating procedures should be available for
finished product that will be obtained, the quantity each instrument and piece of equipment (e.g., use, cal-
actually obtained, and the reconciliation; ibration, cleaning, maintenance) and placed in close
(b) the date(s) and time(s) of the packaging operations; proximity to the equipment.
(c) the name of the responsible person carrying out 15.36 There should be standard operating procedures for
the packaging operation; sampling, which specify the person(s) authorized to
(d) the initials of the operators of the different signifi- take samples.
cant steps; 15.37 The sampling instructions should include
(e) the checks made for identity and conformity with (a) the method of sampling and the sampling plan;
the packaging instructions, including the results of (b) the equipment to be used;
in-process controls; (c) any precautions to be observed to avoid contam-
(f) details of the packaging operations carried out, in- ination of the material or any deterioration in its
cluding references to equipment and the packag- quality;
ing lines used, and, when necessary, the instruc- (d) the amount(s) of sample(s) to be taken;
tions for keeping the product unpacked or a record (e) instructions for any required subdivision of the
of returning product that has not been packaged sample;
to the storage area; (f) the type of sample container(s) to be used, and
(g) whenever possible, samples of the printed packag- whether they are for aseptic sampling or for nor-
ing materials used, including specimens bearing mal sampling, and labeling; and
the approval for the printing of and regular check (g) any specific precautions to be observed, especially
(where appropriate) of the batch number, expiry in regard to the sampling of sterile or noxious ma-
date, and any additional overprinting; terial.
(h) notes on any special problems, including details 15.38 There should be a standard operating procedure de-
of any deviation from the packaging instructions, scribing the details of the batch (lot) numbering system,
with written authorization by an appropriate per- with the objective of ensuring that each batch of inter-
son; mediate, bulk, or finished product is identified with a
(i) the quantities and reference number or identifica- specific batch number.
tion of all printed packaging materials and bulk 15.39 The standard operating procedures for batch number-
product issued, used, destroyed, or returned to ing that are applied to the processing stage and to the
stock and the quantities of product obtained to respective packaging stage should be related to each
permit an adequate reconciliation. other.
15.40 The standard operating procedure for batch num-
Standard Operating Procedures and Records bering should ensure that the same batch numbers
15.31 Standard operating procedures and associated records will not be used repeatedly; this applies also to
of actions taken or, where appropriate, conclusions reprocessing.
reached should be available for 15.41 Batch-number allocation should be immediately
(a) equipment assembly and validation; recorded, for example, in a logbook. The record should
(b) analytical apparatus and calibration; include at least the date of allocation, product identity,
(c) maintenance, cleaning, and sanitization; and size of batch.
(d) personnel matters including qualification, train- 15.42 There should be written procedures for testing mate-
ing, clothing, and hygiene; rials and products at different stages of manufacture,
(e) environmental monitoring; describing the methods, and equipment to be used. The
(f) pest control; tests performed should be recorded.
(g) complaints; 15.43 Analysis records should include at least the following
(h) recalls; and data:
(i) returns. (a) the name of the material or product and, where
15.32 There should be standard operating procedures and applicable, dosage form;
records for the receipt of each delivery of starting ma- (b) the batch number and, where appropriate, the
terial and primary and printed packaging material. manufacturer and/or supplier;
WHO Good Manufacturing Guidelines 55
(c) references to the relevant specifications and testing propriate, the rooms and packaging lines being used
procedures; should be labeled or otherwise identified with an in-
(d) test results, including observations and calcula- dication of the product or material being processed,
tions, and reference to any specifications (limits); its strength (where applicable) and the batch number.
(e) date(s) and reference number(s) of testing; Where applicable, this indication should also mention
(f) the initials of the persons who performed the test- the stage of production. In some cases, it may be useful
ing; to record also the name of the previous product that
(g) the date and initials of the persons who verified has been processed.
the testing and the calculations, where appropri- 16.7 Access to production premises should be restricted to
ate; and authorized personnel.
(h) a clear statement of release or rejection (or other 16.8 Normally, nonmedicinal products should not be pro-
status decision) and the dated signature of the des- duced in areas or with equipment destined for the pro-
ignated responsible person. duction of pharmaceutical products.
15.44 Written release and rejection procedures should be 16.9 In-process controls are usually performed within the
available for materials and products, and in particu- production area. The performance of such in-process
lar for the release for sale of the finished product by an controls should not have any negative effect on the
authorized person. quality of the product or another product (e.g., cross-
15.45 Records should be maintained of the distribution of contamination or mix-up).
each batch of a product in order, for example, to facili-
tate the recall of the batch if necessary.
15.46 Records should be kept for major and critical equip- Prevention of Cross-Contamination and Bacterial
ment, as appropriate, of any validations, calibrations, Contamination During Production
maintenance, cleaning, or repair operations, including 16.10 When dry materials and products are used in produc-
dates and the identity of the people who carried these tion, special precautions should be taken to prevent
operations out. the generation and dissemination of dust. Provision
15.47 The use of major and critical equipment and the areas should be made for proper air control (e.g., supply and
where products have been processed should be appro- extraction of air of suitable quality).
priately recorded in chronological order. 16.11 Contamination of a starting material or of a product
15.48 There should be written procedures assigning respon- by another material or product must be avoided. This
sibility for cleaning and sanitation and describing risk of accidental cross-contamination arises from the
in sufficient detail the cleaning schedules, methods, uncontrolled release of dust, gases, particles, vapors,
equipment and materials to be used, and facilities sprays, or organisms from materials and products in
and equipment to be cleaned. Such written procedures process; from residues on equipment; from intruding
should be followed. insects; and from operators’ clothing, skin, etc. The sig-
nificance of this risk varies with the type of contami-
nant and of the product being contaminated. Among
the most hazardous contaminants are highly sensitiz-
16. GOOD PRACTICES IN PRODUCTION ing materials, biological preparations such as living or-
ganisms, certain hormones, cytotoxic substances, and
16.1 Principle. Production operations must follow clearly other highly active materials. Products in which con-
defined procedures in accordance with manufacturing tamination is likely to be most significant are those
and marketing authorizations, with the objective of ob- administered by injection or applied to open wounds
taining products of the requisite quality. and those given in large doses and/or over a long time.
16.12 Cross-contamination should be avoided by taking ap-
General propriate technical or organizational measures, for ex-
16.2 All handling of materials and products, such as receipt ample,
and cleaning, quarantine, sampling, storage, labeling, (a) carrying out production in dedicated and self-
dispensing, processing, packaging, and distribution, contained areas (which may be required for prod-
should be done in accordance with written procedures ucts such as penicillins, live vaccines, live bacterial
or instructions and, where necessary, recorded. preparations, and certain other biologicals);
16.3 Any deviation from instructions or procedures should (b) conducting campaign production (separation in
be avoided as far as possible. If deviations occur, they time) followed by appropriate cleaning in accor-
should be done in accordance with an approved pro- dance with a validated cleaning procedure;
cedure. The authorization of the deviation should be (c) providing appropriately designed airlocks, pres-
approved in writing by a designated person, with the sure differentials, and air supply and extraction
involvement of the quality control department, when systems;
appropriate. (d) minimizing the risk of contamination caused by re-
16.4 Checks on yields and reconciliation of quantities circulation or reentry of untreated or insufficiently
should be carried out as necessary to ensure that there treated air;
are no discrepancies outside acceptable limits. (e) wearing protective clothing where products or ma-
16.5 Operations on different products should not be car- terials are handled;
ried out simultaneously or consecutively in the same (f) using cleaning and decontamination procedures of
room or area unless there is no risk of mix-up or cross- known effectiveness;
contamination. (g) using a “closed system” in production;
16.6 At all times during processing, all materials, bulk (h) testing for residues; and
containers, major items of equipment, and where ap- (i) using cleanliness status labels on equipment.
56 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
16.13 Measures to prevent cross-contamination and their ef- operation. The line clearance should be performed ac-
fectiveness should be checked periodically according cording to an appropriate procedure and checklist, and
to standard operating procedures. recorded.
16.14 Production areas where susceptible products are pro- 16.27 The name and batch number of the product being han-
cessed should undergo periodic environmental moni- dled should be displayed at each packaging station or
toring (e.g., for microbiological monitoring and partic- line.
ulate matter where appropriate). 16.28 Normally, filling and sealing should be followed as
quickly as possible by labeling. If labeling is delayed,
Processing Operations appropriate procedures should be applied to ensure
16.15 Before any processing operation is started, steps should that no mix-ups or mislabeling could occur.
be taken to ensure that the work area and equipment 16.29 The correct performance of any printing (e.g., of
are clean and free from any starting materials, prod- code numbers or expiry dates) done separately or in
ucts, product residues, labels, or documents not re- the course of the packaging should be checked and
quired for the current operation. recorded. Attention should be paid to printing by hand,
16.16 Any necessary in-process controls and environmental which should be rechecked at regular intervals.
controls should be carried out and recorded. 16.30 Special care should be taken when cut labels are used
16.17 Means should be instituted of indicating failures of and when overprinting is carried out off-line, and in
equipment or of services (e.g. water, gas) to equipment. hand-packaging operations. Roll-feed labels are nor-
Defective equipment should be withdrawn from use mally preferable to cut labels in helping to avoid mix-
until the defect has been rectified. After use, production ups. Online verification of all labels by automated elec-
equipment should be cleaned without delay according tronic means can be helpful in preventing mix-ups, but
to detailed written procedures and stored under clean checks should be made to ensure that any electronic
and dry conditions in a separate area or in a manner code readers, label counters, or similar devices are op-
that will prevent contamination. erating correctly. When labels are attached manually,
16.18 Time limits for storage of equipment after cleaning and in-process control checks should be performed more
before use should be stated and based on data. frequently.
16.19 Containers for filling should be cleaned before filling. 16.31 Printed and embossed information on packaging ma-
Attention should be given to avoiding and removing terials should be distinct and resistant to fading or
any contaminants such as glass fragments and metal erasing.
particles. 16.32 Regular online control of the product during packaging
16.20 Any significant deviation from the expected yield should include at least checks on
should be recorded and investigated. (a) the general appearance of the packages,
16.21 Checks should be carried out to ensure that pipelines (b) whether the packages are complete,
and other pieces of equipment used for the transporta- (c) whether the correct products and packaging ma-
tion of products from one area to another are connected terials are used,
in a correct manner. (d) whether any overprinting is correct, and
16.22 Pipes used for conveying distilled or deionized water (e) the correct functioning of line monitors.
and, where appropriate, other water pipes should be Samples taken away from the packaging line
sanitized and stored according to written procedures should not be returned.
that detail the action limits for microbiological contam- 16.33 Products that have been involved in an unusual event
ination and the measures to be taken. during packaging should be reintroduced into the pro-
16.23 Measuring, weighing, recording, and control equip- cess only after special inspection, investigation, and
ment and instruments should be serviced and cal- approval by authorized personnel. A detailed record
ibrated at prespecified intervals and records main- should be kept of this operation.
tained. To ensure satisfactory functioning, instruments 16.34 Any significant or unusual discrepancy observed dur-
should be checked daily or prior to use for perform- ing reconciliation of the amount of bulk product and
ing analytical tests. The date of calibration and servic- printed packaging materials and the number of units
ing and the date when recalibration is due should be produced should be investigated, satisfactorily ac-
clearly indicated, preferably on a label attached to the counted for, and recorded before release.
instrument. 16.35 Upon completion of a packaging operation, any un-
16.24 Repair and maintenance operations should not present used batch-coded packaging materials should be de-
any hazard to the quality of the products. stroyed and the destruction recorded. A documented
procedure requiring checks to be performed before re-
Packaging Operations turning unused materials should be followed if un-
16.25 When the program for packaging operations is being coded printed materials are returned to stock.
set up, particular attention should be given to min-
imizing the risk of cross-contamination, mix-ups, or
substitutions. Different products should not be pack-
aged in close proximity unless there is physical segre- 17. GOOD PRACTICES IN QUALITY CONTROL
gation or an alternative system that will provide equal
assurance. 17.1 Quality control is the part of GMP concerned with sam-
16.26 Before packaging operations are begun, steps should pling, specifications, and testing, and with the organi-
be taken to ensure that the work area, packaging lines, zation, documentation, and release procedures which
printing machines, and other equipment are clean and ensure that the necessary and relevant tests are actu-
free from any products, materials, or documents used ally carried out and that materials are not released for
previously and which are not required for the current use, nor products released for sale or supply, until their
WHO Good Manufacturing Guidelines 57
quality has been judged to be satisfactory. Quality con- ity of the product; and to participate in environmental
trol is not confined to laboratory operations but must monitoring. All these operations should be carried out
be involved in all decisions concerning the quality of in accordance with written procedures and, where nec-
the product. essary, recorded.
17.2 The independence of quality control from production 17.5 Assessment of finished products should embrace all
is considered fundamental. relevant factors, including the production conditions,
17.3 Each manufacturer (the holder of a manufacturing au- the results of in-process testing, the manufacturing (in-
thorization) should have a quality control function. cluding packaging) documentation, compliance with
The quality control function should be independent of the specification for the finished product, and an ex-
other departments and under the authority of a person amination of the finished pack.
with appropriate qualification and experience, who has 17.6 Quality control personnel must have access to produc-
one or several control laboratories at his or her disposal. tion areas for sampling and investigation as appro-
Adequate resources must be available to ensure that all priate.
the quality control arrangements are effectively and re-
liably carried out. The basic requirements for quality Control of Starting Materials and Intermediate, Bulk,
control are as follows: and Finished Products
(a) Adequate facilities, trained personnel, and ap- 17.7 All tests should follow the instructions given in the rel-
proved procedures must be available for sampling, evant written test procedure for each material or prod-
inspecting, and testing starting materials, packag- uct. The result should be checked by the supervisor
ing materials, and intermediate, bulk, and finished before the material or product is released or rejected.
products, and where appropriate for monitoring 17.8 Samples should be representative of the batches of ma-
environmental conditions for GMP purposes. terial from which they are taken in accordance with the
(b) Samples of starting materials, packaging materials, approved written procedure.
intermediate products, bulk products, and finished 17.9 Sampling should be carried out so as to avoid contami-
products must be taken by methods and personnel nation or other adverse effects on quality. The contain-
approved of by the quality control department. ers that have been sampled should be marked accord-
(c) Qualification and validation must be performed. ingly and carefully resealed after sampling.
(d) Records must be made (manually and/or by 17.10 Care should be taken during sampling to guard against
recording instruments) demonstrating that all the contamination or mix-up of, or by, the material being
required sampling, inspecting, and testing proce- sampled. All sampling equipment that comes into con-
dures have actually been carried out and that any tact with the material should be clean. Some particu-
deviations have been fully recorded and investi- larly hazardous or potent materials may require special
gated. precautions.
(e) The finished products must contain ingredients 17.11 Sampling equipment should be cleaned and, if neces-
complying with the qualitative and quantitative sary, sterilized before and after each use and stored
composition of the product described in the mar- separately from other laboratory equipment.
keting authorization; the ingredients must be of 17.12 Each sample container should bear a label indicating
the required purity, in their proper container and (a) the name of the sampled material,
correctly labeled. (b) the batch or lot number,
(f) Records must be made of the results of inspecting (c) the number of the container from which the sample
and testing the materials and intermediate, bulk, has been taken,
and finished products against specifications; prod- (d) the number of the sample,
uct assessment must include a review and evalua- (e) the signature of the person who has taken the sam-
tion of the relevant production documentation and ple, and
an assessment of deviations from specified proce- (f) the date of sampling.
dures. 17.13 Out-of-specification results obtained during testing of
(g) No batch of product is to be released for sale or materials or products should be investigated in accor-
supply prior to certification by the authorized per- dance with an approved procedure. Records should be
son(s) that it is in accordance with the require- maintained.
ments of the marketing authorization. In certain
countries, by law, the batch release is a task of the
authorized person from production together with Test Requirements
the authorized person from quality control. Starting and Packaging Materials
(h) Sufficient samples of starting materials and prod- 17.14 Before releasing a starting or packaging material for
ucts must be retained to permit future examination use, the quality control manager should ensure that the
of the product if necessary; the retained product materials have been tested for conformity with specifi-
must be kept in its final pack unless the pack is cations for identity, strength, purity, and other quality
exceptionally large. parameters.
17.4 Quality control as a whole will also have other duties, 17.15 An identity test should be conducted on a sample from
such as to establish, validate, and implement all quality each container of starting material (see also section
control procedures; to evaluate, maintain, and store the 14.14).
reference standards for substances; to ensure the cor- 17.16 Each batch (lot) of printed packaging materials must
rect labeling of containers of materials and products; be examined following receipt.
to ensure that the stability of the active pharmaceutical 17.17 In lieu of testing by the manufacturer, a certificate of
ingredients and products is monitored; to participate analysis may be accepted from the supplier, provided
in the investigation of complaints related to the qual- that the manufacturer establishes the reliability of the
58 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
supplier’s analysis through appropriate periodic vali- (a) a complete description of the drug involved in the
dation of the supplier’s test results (see sections 8.8 and study;
8.9) and through on-site audits of the supplier’s capa- (b) the complete set of testing parameters and meth-
bilities. (This does not affect section 17.15.) Certificates ods, describing all tests for potency, purity, and
must be originals (not photocopies) or otherwise have physical characteristics and documented evidence
their authenticity assured. Certificates must contain at that these tests indicate stability;
least the following information: (c) provision for the inclusion of a sufficient number
(a) identification (name and address) of the issuing of batches;
supplier, (d) the testing schedule for each drug;
(b) signature of the competent official, and statement (e) provision for special storage conditions;
of his or her qualifications, (f) provision for adequate sample retention; and
(c) the name of the material tested, (g) a summary of all the data generated, including the
(d) the batch number of the material tested, evaluation and the conclusions of the study.
(e) the specifications and methods used, 17.26 Stability should be determined prior to marketing and
(f) the test results obtained, and following any significant changes in processes, equip-
(g) the date of testing. ment, packaging materials, etc.
In-Process Control
17.18 In-process control records should be maintained and BIBLIOGRAPHY
form a part of the batch records (see section 15.25).
Good Manufacturing Practices for pharmaceutical products. In:
Finished Products WHO Expert Committee on Specifications for Pharmaceutical
17.19 For each batch of drug product, there should be an Preparations. Thirty-second report. Geneva, World Health Or-
appropriate laboratory determination of satisfactory ganization, 1992, Annex 1 (WHO Technical Report Series, No.
conformity to its finished product specification prior 823).
Validation of analytical procedures used in the examination of phar-
to release.
maceutical materials. In: WHO Expert Committee on Specifi-
17.20 Products failing to meet the established specifications cations for Pharmaceutical Preparations. Thirty-second report.
or any other relevant quality criteria should be rejected. Geneva, World Health Organization, 1992, Annex 5 (WHO Tech-
nical Report Series, No. 823).
Batch Record Review Good manufacturing practice for medicinal products in the Euro-
17.21 Production and quality control records should be re- pean Community. Brussels, Commission of the European Com-
viewed as part of the approval process of batch release. munities, 1992.
Any divergence or failure of a batch to meet its specifi- Pharmaceutical Inspection Convention, Pharmaceutical Inspection
cations should be thoroughly investigated. The inves- Co-operation Scheme (PIC/S). In: Guide to Good Manufacturing
Practice for Medicinal Plants, Geneva, PIC/S Secretariat, 2000.
tigation should, if necessary, extend to other batches
Quality assurance of pharmaceuticals. A compendium of guidelines
of the same product and other products that may have and related materials. Volume 2. Good manufacturing practices
been associated with the specific failure or discrepancy. and inspection. Geneva, World Health Organization, 1999.
A written record of the investigation should be made Model certificate of analysis. In: WHO Expert Committee on Spec-
and should include the conclusion and follow-up ac- ifications for Pharmaceutical Preparations. Thirty-sixth report.
tion. Geneva, World Health Organization, 2002, Annex 10 (WHO Tech-
17.22 Retention samples from each batch of finished product nical Report Series, No. 902).
should be kept for at least one year after the expiry date.
Finished products should usually be kept in their final
packaging and stored under the recommended con- WHO INSPECTIONS SUMMARY
ditions. If exceptionally large packages are produced,
smaller samples might be stored in appropriate con- r Types of GMP Inspection
tainers. Samples of active starting materials should be ◦ Routine inspection
retained for at least one year beyond the expiry date of ◦ Concise inspection
the corresponding finished product. Other starting ma- ◦ Follow-up inspection
terials (other than solvents, gases, and water) should be ◦ Special inspection
retained for a minimum of two years if their stability ◦ Quality systems review
allows. Retention samples of materials and products r Routine Inspection
should be of a size sufficient to permit at least two full ◦ Full inspection of all components of GMP
reexaminations. ◦ Newly established manufacturer
◦ Renewal of a license
Stability Studies ◦ Changes:
17.23 Quality control should evaluate the quality and sta- r New product or product lines
bility of finished pharmaceutical products and, when r Modifications to manufacturing methods
necessary, of starting materials and intermediate prod- r Key personnel, premises, or equipment
ucts. ◦ History of noncompliance with GMP
17.24 Quality control should establish expiry dates and shelf- ◦ Not inspected in the last 3–5 years
life specifications on the basis of stability tests related r Concise Inspection
to storage conditions. ◦ Consistent record of compliance with GMP
17.25 A written program for ongoing stability determination ◦ Focus on limited number of GMP requirements
should be developed and implemented to include ele- ◦ Selected as indicators
ments such as ◦ Identify significant changes
WHO Good Manufacturing Guidelines 59
60
Solid Oral Dosage Forms Validation 61
1. Drug Substance Characterization Particulate solids, once mixed, have a tendency to seg-
Characterization of the chemical and physical properties of regate by virtue of differences in the shape, size, and density
the drug substance is one of the most critical steps in the (other variables are also important) of the particles of which
development of a solid dosage form. Chemical properties, they are composed. This process of separation occurs dur-
especially the identification of impurities, are very impor- ing mixing, as well as during subsequent handling of the
tant. In addition, the physical properties of the API, such as completed mix. Generally, large differences in particle size,
solubility, polymorphism, hygroscopicity, particle size, den- density, or shape within the mixture result in instability in
sity, etc., must be addressed. The literature and actual experi- the mixture. The segregation process normally requires en-
ence demonstrate that the physical quality (e.g., particle size ergy input and can be reduced following mixing by careful
of raw materials) can sometimes have a significant impact handling.
on the availability and clinical effect of a dosage form drug; Some manufacturers establish wide ranges for speci-
therefore, it is appropriate that the physical characteristics of a fications. These must be established based on a GMP and
drug substance be characterized, that the impact of the phys- validation perspective. Even though a wide range for a phys-
ical characteristics be determined, and that a specification for ical specification, such as particle size or surface area, may
the bulk drug product be established, if necessary. be established in a filing, it is expected that such ranges will
Development data will vary between new drugs and be verified during validation of the process. In a recent court
generics (e.g., characterization and establishment of speci- decision, the judge ruled that companies cannot hide behind
fications for the drug substance). In most cases, the manu- approval of processes listed in an application when these pro-
facturing process for a new drug substance (new chemical cesses do not work. In other words, the approval of a filing
entity) is developed and scaled up before the dosage form. In has no impact on processes that do not perform consistently.
early development stages, very little information is available For example, in a particular filed process it was determined
regarding polymorphic forms, solubility, etc. Consequently, that particle size would have no effect on drug absorption and
changes to the manufacturing process for the drug substance dissolution, and a wide-range particle size specification was
may change the purity profile or physical characteristics and established; however, during the GMP review, it was found
thus cause problems with the finished dosage form. Although that variation in particle size did have a major effect on con-
these types of problems are expected, the firm must investi- tent uniformity. Therefore, a tighter particle size specification
gate and document batch failures for the API and dosage had to be established.
form product. Control of the physical characteristics of the excipient
On the other hand, generic manufacturers usually pur- is also important because variations in such characteristics
chase drug substances from API manufacturers who may not may also affect the performance of the dosage form. Changes
be willing to supply information regarding the synthesis or in particle size of some excipients, for example, may affect
analysis of the drug substance; therefore, the manufacturer content uniformity. In other cases, a change in the supplier of
of the finished dosage form must perform the appropriate an excipient or lubricant may affect dissolution or bioavail-
tests to characterize the drug substance chemically and phys- ability. In fact, the release of the active ingredients in some
ically and establish appropriate specifications. This may re- products is timed by varying lubricant blending time and
quire developing analytical methods to identify impurities. In concentration. The literature contains many examples of lu-
some cases, this information can be obtained from literature bricant processing causing major changes. Such changes in
searches. excipients illustrate deficiencies with the utilization of ret-
In either case, it is important that each firm compare the rospective validation; for such validation to be satisfactory,
drug substance used to manufacture the biobatch or clinical control of all parameters and key steps in the process is nec-
batch(es) and the drug substances used for the commercial essary.
batches, including specifications, analytical methods, and test The control of mixing times and physical characteris-
results for the lots of each drug substance. Remember that the tics of all ingredients is critical to successful validation of all
safety of the drug may be based upon the type and level of formulations and processes. A major question that must be
impurities, and different physical characteristics may affect addressed is the need for testing physical characteristics (par-
dissolution or content uniformity. This is particularly impor- ticle size) for each batch of excipient. For many single-source
tant for those drug substances that are poorly soluble in water. excipients, particle size is a supplier specification and is usu-
For those products on which biostudies have been con- ally tightly controlled. Having established a specification and
ducted, the physical characteristics of the drug substance not testing each lot of excipient upon receipt may be satisfac-
used for the study should serve as the basis for the physi- tory in such cases; however, for some multisource excipients
cal specifications. and where the dosage formulator expects to shift sources of
It is widely recognized that when discussing in vivo supply, some resulting differences in physical characteristics
release rates and drug absorption rates, fast and immedi- (particle size) may have an effect on dose uniformity and dis-
ate release is not always best. For some “immediate”-release solution. Definite justification should exist for not testing lots
drug products, such as carbamazepine tablets, a slower re- of excipients for physical characteristics.
lease is desired; therefore, it is frequently desirable to have
minimum and maximum particle size specifications to con- 2. Manufacturing Procedures
trol the release rate. For example, micronizing or milling a Procedures used to manufacture development batches must
drug substance to provide a greater surface area of the sub- be specific and well documented. This is necessary for scale-
stance may also result in faster dissolution and possibly faster up and subsequent comparison to the commercial process.
absorption and higher blood levels. Such changes to improve This is another area where differences between new drug
the dissolution may not always be desired. application (NDA)/new animal drug application (NADA)
In addition to release or dissolution, variation in parti- and abbreviated new drug application (ANDA)/abbreviated
cle size, particle shape, and/or bulk density can also have an new animal drug application (ANADA) products arise. In the
effect on the uniformity of dosage forms, particularly those case of the NDA/NADA, there will be several clinical and/or
manufactured by direct compression or direct encapsulation. test batches manufactured over a period of time showing
62 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
changes in the process as more is learned about the drug and 2. History Section of the Application
the process. The level of documentation should increase as This section of the application is used to identify the biobatch
the process becomes more defined and the firm begins phase or batches used for pivotal clinical studies. Any batches in
II and III studies. which in vivo studies were carried out, particularly those
The generic product focus is on the biobatch. Again, for which in vivo studies showed a lack of equivalency, are
the process used to manufacture the biobatch must be well subject to review.
defined and well documented; test batches must be manufac-
tured to establish that biobatch manufactured is reproducible. 3. Development Data (Product Development Report)
The firm cannot logically proceed to the validation step with-
3. In-Process Testing out some prior evaluation of the process. During the develop-
Specific specifications required to control the manufacturing ment phase, the critical process parameters must be identified
process must be established and justified. Doing so will re- and specifications established. These predetermined specifi-
quire granulation studies, including blend uniformity, sieve cations must be established during the development of the
analysis, and moisture. process, with the biobatch or pivotal clinical batch serving as
the reference batch.
4. Finished Product Testing Development of a solid dosage form will vary from firm
Testing for standards given in FDA monographs such as con- to firm and will be dependent upon the specific product and
tent uniformity (when a specification applies), assay, hard- process; however, the formula ranges, physical and chemical
ness, friability, dissolution, and others are essential. specifications of the drug substance and excipients, in-process
variables, and interaction effects of the dosage form ingredi-
5. Dissolution Profile ents under normal and stress aging conditions should be con-
The dissolution profiles for the biobatch or pivotal clinical firmed by limited challenge in pilot-scale and production-size
batches should be evaluated in the product development re- batches.
port. Good correlation should exist between the dissolution Such development data serve as the foundation for the
specifications and test results for the biobatch/clinical test manufacturing procedures, specifications, and validation of
batches and the full-scale commercial process. the commercial process. In some cases, manufacturers estab-
lish specifications such as hardness and particle size dur-
6. Stability ing validation; however, as the validation definition states,
The Center for Drug Evaluation and Research (CDER) con- specifications must be determined prior to validation of the
ducts an evaluation of stability data and approves proposed process.
expiration dates. The product development report should When a manufacturer files a manufacturing process in
contain an evaluation of the stability data that have been ob- an application, the FDA expects that the process will yield a
tained. During postapproval inspections, stability data are re- product that is equivalent to the product on which the bios-
viewed by the field. An FDA inspection, therefore, inevitably tudy or pivotal clinical study was conducted; therefore, it is
includes an audit of underlying raw data and analytical work- important that the development and scale-up of the process
sheets to ensure the accuracy and authenticity of stability data be well documented so that a link between the bio/clinical
contained in summary reports. batches and the commercial process can be established. The
firm should have data such as granulation studies, finished
B. Preapproval Inspections product test results, and dissolution profiles that may be used
Validation of three full-size commercial lots is not required to document that the two processes are equivalent.
for approval of the marketing application; however, the firm In most cases, in vitro data alone will not be sufficient
must have data that justify the full-scale commercial process to document equivalency. The bioequivalency evaluation
filed in the NDA/ANDA or NADA/ANADA application. In must be made by qualified individuals, and the firm should
other words, the firm should have sufficient research on the have a signed statement documenting that the processes are
test batches to establish specifications for the manufacturing equivalent.
and control procedures listed in the application. These data
and specifications form the basis for the validation protocol 4. Inspection of the Facilities
that may be developed following approval of the application. The FDA inspectors physically inspect the facility to ensure
The final step in the process is demonstration (validation) that the area and ancillary equipment such as air handling
runs to prove that the process will perform consistently. Firms and water systems are suitable for the proposed manufactur-
should validate the process using the specifications listed in ing process. Construction of new walls, installation of new
the filing. To evaluate the proposed manufacturing process, equipment, and other significant changes must be evaluated
the following areas must be covered during the preapproval for their impact on the overall compliance with GMP require-
inspection: ments. These inspections include facilities used for develop-
ment batches and to be used for full-scale production batches.
1. Master Formula
This document must include specific manufacturing direc- 5. Raw Materials
tions for the full-scale commercial process, including in- The FDA inspectors review the information contained in the
process and finished product specifications. Make sure that raw materials section of the product development report. In-
the process filed in the application complies with the process ventory records are a good source for identification of batches
used to manufacture the bio/clinical batch. In some cases, used for product development and biostudies.
the process may be different after scale-up. This is acceptable
if the firm has data showing the product produced by this 6. Laboratory
process will be equivalent. Data such as granulation studies, The regulatory inspection of a laboratory involves observa-
finished product test results, and dissolution profiles are used tions of the laboratory in operation and of the raw laboratory
to document that the two processes are equivalent. data to evaluate compliance with GMPs and to specifically
Solid Oral Dosage Forms Validation 63
carry out the commitments in an application or Drug Master cannot be written until the variables are identified in the de-
File (DMF). The raw laboratory data, laboratory procedures velopment phase. In many of the FDA’s postapproval, pre-
and methods, laboratory equipment, and methods validation marketing inspections, validation (and consistency) are often
data must be periodically reviewed to ensure overall quality not well established. Failures of production-size batches in-
of the laboratory operation and the ability to comply with clude dissolution, lack of content uniformity, and variable
GMP regulations. potency. Validation reports on batch scale-ups may also re-
It is not uncommon for the FDA inspecting team to flect selective reporting of data. Several parameters must be
identify foreign peaks and impurities not filed or discussed considered when ensuring validation of the manufacturing
in applications. Also, many inspections reveal laboratory test process for an oral solid dosage form. For example, at least
methods that are not validated. The transfer of laboratory eight major areas must be evaluated:
methods and technology from the research and develop-
r Biobatch relationship
ment department to the quality control department should
r Raw materials
be firmly established. Be aware that FDA inspectors are not
r Manufacturing procedures and equipment
bound by any rules to restrict their investigation to particular
r Granulation/mix analysis
product files. They can and often do pick up data files, charts,
r In-process controls
and recordings that are lying around in the area and will
r Test results with validated methods
raise queries. It is a good idea to keep these records properly
r Investigations/product failures
secured to avoid unnecessary distractions in the inspection
r Site review
process.
In addition to the concern about specific manufacturing been identified. Manufacturers who do not disassemble
directions, equipment presents its own set of unique prob- and clean the seals/packing between batches should have
lems that have to be considered in the control of the man- data to demonstrate the absence of foreign contaminants
ufacturing and the validation processes. The following is a between batches of different products processed in the
brief description of some issues associated with equipment. blender.
3. Tumbler blender. Common mixers of this type include the
a. Blenders twin shell and double cone. These mixers exert a gentle
Many solid oral dosage forms are made by direct compres- mixing action; because of this mild action, lumps of pow-
sion. The two types of mixers are low energy and high en- der will not be broken up and mixed. Powders may also
ergy. The low-energy mixers represent the classical type of clump due to static charges and segregation can occur.
slow mixers, such as ribbon blenders, tumblers, and plane- Low humidity can contribute to this problem. Blending
tary pony pan; the high-energy mixers include some basic under very dry conditions has been found to lead to charge
features of the low-energy mixers but also contain some type buildup and segregation, while blending of some products
of high-speed blade, commonly termed an intensifier bar or under humid conditions has led to lumping. More so than
chopper. The various types of mixers can be described as with other mixers, powder charge levels should not exceed
follows: 60% to 65% of the total volume of the mixer. Fabricators
of tumbler-type blenders identify the volume as the ac-
1. Pony pan type. This mixer has historically been used for tual working capacity and not the actual volume of the
the manufacture of wet granulations. Because of its open blender. It is important to correlate the bulk density of the
pan or pot, granulating agents such as starch paste can granulation with the working capacity of the blender.
be added while mixing. Because the pan is open at the 4. High-shear (high-energy) mixers. The several fabricators
top to allow the mixing blades to penetrate the powder, of these mixers include GRAL, Diosna, and Littleford/
mixing operations are usually dusty and can lead to po- Lodige. These mixers are highly efficient and ideally suited
tential cross-contamination problems. The usefulness of for wet granulations. End points of wet granulations can
these mixers is limited to wet granulating. This type of be determined by measurements on a gauge of the work re-
mixer provides good horizontal (side-to-side) blending; quired to agitate the blend. The mixing vessel is enclosed,
however, vertical (top-to-bottom) mixing does not occur. and dust only enters the environment when loading. One
Powder placed in the mixer first will be poorly mixed. of the problems associated with these mixers is the trans-
Segregation or unmixing is also a recognized problem. To fer or conversion of products blended in the older types
minimize this problem, some manufacturers have emp- of mixers to these blenders. Mixing times are going to
tied the pan contents halfway through the mixing cycle in be different, and the physical characteristics of the blend
an attempt to turn the powder over at the bottom of the may also be different. These mixers are very efficient. For
mixer. To alleviate the problem of the lack of mixing along wet granulations, it is important to control the rate and
the sides or walls of the pan, manufacturers have used a amount of addition of the solvent. Because of their effi-
hand-held steel paddle at various times during mixing. ciency, drug substance may partially dissolve and recrys-
This type of mixing is difficult to control and reproduce; tallize upon drying as a different physical form. An inten-
thus, it would be difficult to validate. sifier bar in the center of the blender rotates at very high
The potential for segregation and poor mixing along speeds to break down the smaller, harder agglomerates.
the sides and particularly the bottom of the pony blender A major disadvantage of this type of blender is that the
makes this type of blender less desirable for the dry blend- extremely high speed of the intensifier bar generates con-
ing of granulations of drug products; consequently, when- siderable heat, which can sometimes result in charring of
ever such dry blending is encountered, investigators will some sugar-based granulations. It should be pointed out
look for potential problems with blending validation and that these same comments are applicable to other high-
content uniformity. Whenever in-process samples of the energy mixers that also rely on high-speed choppers to
granulation are collected as part of an investigation or in- disperse powders. Also, cleaning of the blender requires
spection, the formula card and the weight of the dosage disassembly of the intensifier bar between products.
unit to be manufactured are needed for the calculations. 5. Plastic bag. Any discussion of mixers would not be com-
2. Ribbon blender. In the ribbon blender, powder is mixed plete without addressing the plastic bag. Firms have re-
both horizontally and vertically. Loading operations can sorted to the blending or manufacture of a trituration in a
be dusty, but during the actual blending the unit is en- plastic bag. Obviously, it is very difficult to reproduce such
closed, thereby limiting the amount of dust released to a process, and there is the potential for loss of powder as
the environment. The major and potentially the most se- a result of breakage or handling. The use of a plastic bag
rious problem with the ribbon blender is the “dead spot” cannot be justified in the manufacture of a pharmaceutical
or zone at the discharge valve in some of these blenders. product. When the plastic bag has been used, directions
To compensate for this dead spot, manufacturers have to are usually not specific, and one would not know by read-
recycle the powder from this area at some point during ing the directions that a plastic bag was employed. Some
the mixing process. Obviously, adequate and very specific companies have been known to hide the use of plastic bags
directions and procedures should be available to ensure by indicating in the manufacturing records that a blender
that this critical step is performed. Another concern with was used; these bags are easy to spot during an inspection,
this mixer is the poor mixing at the ends of the center hor- and the practice is highly discouraged.
izontal mixing bar and at the shell wall because of blade
clearance. The level of powder placed in this mixer is nor- b. Dryers
mally at the top of the outer ribbon blade, and, as with The two basic types of dryers are the oven dryer, in which
other mixers, care must be taken not to overfill the mixer. the wet granulation is spread on trays and dried in an oven,
Cleaning problems, particularly at the ends of the ribbon and the fluid-bed dryer, in which the wet granulation is “flu-
blender where the horizontal bar enters the blender, have idized” or suspended in air. Generally, the fluid-bed dryer
Solid Oral Dosage Forms Validation 65
yields a more uniform granulation with spherical particles; equipment provides for the formation of a slug which could
however, this may result in compression problems that may have an impact on dissolution.
require additional compression force. It is not unusual to see Many firms, in order to recondition (rework) batches,
manufacturers change from an oven dryer to the fluid-bed pass those particular batches through a sorter, such as the
dryer; however, such a change should be examined for equiv- MOCON VERICAP R
. This machine works on the principal
alency with in vitro testing such as hardness, disintegration, of current (dielectric constant), and moisture variation in the
and comparative dissolution and stability testing. filled capsules can cause inaccurate results. Manufacturers
Other issues of concern with drying include mois- should qualify equipment and examine equipment logs for
ture uniformity and cross-contamination. Tray dryers present these sorting machines to identify batches with weight prob-
more moisture uniformity problems than fluid-bed dryers. lems. Data supporting the accuracy of equipment in regard
Obviously, a dryer should be qualified for heat uniformity to rejecting low- or high-weight capsules should be available
and a program developed to ensure moisture uniformity in during an FDA inspection.
granulations at the end point of drying. With respect to fluid-
bed dryers, moisture problems can occur if the granulation is
not completely fluidized.
d. Coating Equipment
In regard to cross-contamination, oven dryers, par-
Many tablets are now coated with an aqueous film coat that is
ticularly those in which air is recirculated, present cross-
usually very soluble. Current technology provides for fixed
contamination problems because air recirculates through a
sprays of the coating solution. The volume of coating so-
common filter and duct. For fluid-bed dryers, the bag filters
lution, rate, and temperature can be controlled by some of
present cross-contamination problems. In order to minimize
the more highly automated operations; however, for many
such problems, manufacturers should use product-dedicated
sugar-coated, enteric-coated, and delayed-release products,
bags.
some components of the coating are not highly soluble and
that part of the process is performed manually. Generally,
the shellac undercoat used for sugar-coated tablets has pre-
c. Tablet and Capsule Equipment
sented disintegration/dissolution problems, particularly in
Another important variable in the manufacturing process is
aged samples.
the tablet press or encapsulating machine. The newer dosage
With respect to poor disintegration, the example of fer-
form equipment requires granulations with good flow char-
rous sulfate tablets probably represents the classical exam-
acteristics and good uniformity. The newer tablet presses
ple. Over the years, many different manufacturers have is-
control weight variation by compression force and require
sued recalls for poor disintegration of coated ferrous sulfate
a uniform granulation to function correctly. Setup of the
tablets; likewise, problems with poor dissolution have been
microprocessor-controlled tablet press usually includes some
attributed to the coating process. Again, the shellac under-
type of challenge to the system. For example, a short punch
coat hardens and even sometimes cracks, resulting in poor
is sometimes placed among the other punches. If the press
dissolution.
is operating correctly, it will alarm when a lower- or higher-
On many occasions the coating process has not been
weight tablet is compressed.
validated. The number of applications of coats, volume of
Different tablet compression equipment can cause dose
coating solution in a specific application, and temperature of
uniformity, weight uniformity, and hardness problems. For
the solution during application are all parameters that must
example, vibrations during tablet compression can cause seg-
be addressed. For example, the temperature of application
regation of the granulation in the feed hopper. The speed of
and even heat during drying has been found to cause disso-
the machine can affect the fill of the die and tablet weight;
lution failures in aged tablets.
therefore, as previously noted, it is important to have specific
Another problem associated with the coating process
operating directions.
concerns heat applied to products that are sensitive to heat.
Many unit operations now provide for blending in
For example, it has been shown that estrogen tablets are heat
totes, with direct discharge of the tote into the tablet com-
sensitive and have exhibited stability problems; thus, it is
pression equipment. Because of segregation problems at the
important to control this phase of the process.
end of the discharge, tablets from the end of the compression
For a few products, such as some of the antihis-
should be tested for content uniformity. The use of inserts in
tamine tablets or multivitamin tablets containing folic acid
totes has been shown to minimize segregation.
or cyanocobalamine, the drug substance is applied during
With regard to the newer computer-controlled tablet
the coating process. Some products require the active drug
compression equipment, buckets of tablets are often rejected
substance to be applied as a dust on tacky tablets as part
because of potential weight variation problems. The dispo-
of the coating process; for these products, it is particularly
sition of these tablets, as well as the granulation and tablets
important to apply the drug in the coating solution through
used to set up the press, should be documented, and rework-
controlled applications. Again, it is important as part of the
ing processes must be validated.
validation of these processes to demonstrate dose uniformity
With regard to encapsulation operations, the hygro-
and dissolution and to control the parameters of the coating
scopic nature of gelatin capsules and some of the granulations
process.
require humidity controls for storage of the empty capsules
and their subsequent filling. Scale-up of capsule products
has also presented some problems because of the different
types of encapsulation equipment. Older equipment that op- 3. Granulation/Mix Analysis
erated on gravity fill, such as Lilly and Parke-Davis machines, A critical step in the manufacture of an oral solid dosage
was commonly used for manufacturing capsules in clini- form is the blending of the final granulation. If uniformity
cal manufacturing areas. When formulations were scaled up is not achieved at this stage, then one could assume that
to high-speed encapsulation equipment, flow problems and some dosage units would not comply with uniformity re-
weight variation resulted. Additionally, some of the newer quirements. The major advantage of blend analysis (from a
66 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
68
Current Regulatory Status of Over-the-Counter Products 69
Appendix I to this chapter is a listing of OTC have been present in OTC drug products for various uses,
ingredients and their respective recommended uses and as described below. However, based on evidence currently
classification. available, there are inadequate data to establish general recog-
The U.S. FDA has recently issued guidance on un- nition of the safety and effectiveness of these ingredients for
proven safety of OTC drug components (current as of April the specified uses. These ingredients are listed as Appendix
2008) [CITE: 21CFR310.545]. A number of active ingredients II to this chapter.
Aromatics Camphor
Benzalkonium chloride Ergot fluid extract
Benzethonium chloride Ferric chloride
Benzocaine Menthol
Benzoic acid Peppermint oil
Boric acid Phenol
Calcium acetate Pyrilamine maleate
Camphor gum Sodium borate
Clove oil Trolamine
Colloidal oatmeal Turpentine oil
Cresol Zirconium oxide
Cupric sulfate (B) Ingredients—Approved as of June 4, 2004; June 6, 2005,
Eucalyptus oil for products with annual sales less than $25,000.
Eugenol Beeswax
Ferric subsulfate (Monsel’s Solution) Bismuth subnitrate
Honey Boric acid
Isopropyl alcohol Cetyl alcohol
Menthol Glyceryl stearate
Methyl salicylate Isopropyl palmitate
Oxyquinoline sulfate Live yeast cell derivative
p-t-Butyl-m-cresol Shark liver oil
Peppermint oil Stearyl alcohol
Phenol (vi) Poison ivy, poison oak, and poison sumac drug
Polyoxeythylene laurate products—(A) Ingredients—Approved as of November 10,
Potassium ferrocyanide 1993.
Sage oil Alcohol
Silver nitrate Anion and cation exchange resins buffered
Sodium borate Benzethonium chloride
Sodium diacetate Benzocaine
Talc Benzyl alcohol
Tannic acid glycerite Bismuth subnitrate
Thymol Bithionol
Topical starch Boric acid
Zinc chloride Camphor
Zinc oxide Cetalkonium chloride
Zinc phenolsulfonate Chloral hydrate
Zinc stearate Chlorpheniramine maleate
Zinc sulfate Creosote
(iii) Diaper rash drug products. Diperodon hydrochloride
Aluminum hydroxide Diphenhydramine hydrochloride
Cocoa butter Eucalyptus oil
Cysteine hydrochloride Ferric chloride
Glycerin Glycerin
Protein hydrolysate Hectorite
Racemethionine Hydrogen peroxide
Sulfur Impatiens biflora tincture
Tannic acid Iron oxide
Zinc acetate Isopropyl alcohol
Zinc carbonate Lanolin
(iv) Fever blister and cold sore treatment drug Lead acetate
products. Lidocaine
Bismuth subnitrate Menthol
Boric acid Merbromin
Pyridoxine hydrochloride Mercuric chloride
Sulfur Panthenol
Tannic acid Parethoxycaine hydrochloride
Topical starch Phenol
Trolamine Phenyltoloxamine dihydrogen citrate
Zinc sulfate Povidone-vinylacetate copolymers
(v) Insect bite and sting drug products—(A) Ingredients— Salicylic acid
Approved as of November 10, 1993. Simethicone
Alcohol Tannic acid
Alcohol, ethoxylated alkyl Topical starch
Ammonia solution, strong Trolamine
Ammonium hydroxide Turpentine oil
Benzalkonium chloride Zirconium oxide
142 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Zyloxin Kelp
(B) Ingredients—Approved as of June 4, 2004; June 6, 2005, Lactose
for products with annual sales less than $25,000. Lecithin
Beeswax Leucine
Bismuth subnitrate Liver concentrate
Boric acid Lysine
Cetyl alcohol Lysine hydrochloride
Glyceryl stearate Magnesium
Isopropyl palmitate Magnesium oxide
Live yeast cell derivative Malt
Shark liver oil Maltodextrin
Stearyl alcohol Manganese citrate
(19) [Reserved] Mannitol
(20) Weight control drug products. Methionine
Alcohol Methylcellulose
Alfalfa Mono- and di-glycerides
Alginic acid Niacinamide
Anise oil Organic vegetables
Arginine Pancreatin
Ascorbic acid Pantothenic acid
Bearberry Papain
Biotin Papaya enzymes
Bone marrow, red Pepsin
Buchu Phenacetin
Buchu, potassium extract Phenylalanine
Caffeine Phosphorus
Caffeine citrate Phytolacca
Calcium Pineapple enzymes
Calcium carbonate Plantago seed
Calcium caseinate Potassium citrate
Calcium lactate Pyridoxine hydrochloride (vitamin B6)
Calcium pantothenate Riboflavin
Carboxymethylcellulose sodium Rice polishings
Carrageenan Saccharin
Cholecalcierol Sea minerals
Choline Sesame seed
Chondrus Sodium
Citric acid Sodium bicarbonate
Cnicus benedictus Sodium caseinate
Copper Sodium chloride (salt)
Copper gluconate Soybean protein
Corn oil Soy meal
Corn syrup Sucrose
Corn silk, potassium extract Thiamine hydrochloride (vitamin B1)
Cupric sulfate Thiamine mononitrate (vitamin B1 mononitrate)
Cyanocobalamin (vitamin B12) Threonine
Cystine Tricalcium phosphate
Dextrose Tryptophan
Docusate sodium Tyrosine
Ergocalciferol Uva ursi, potassium extract
Ferric ammonium citrate Valine
Ferric pyrophosphate Vegetable
Ferrous fumarate Vitamin A
Ferrous gluconate Vitamin A acetate
Ferrous sulfate (iron) Vitamin A palmitate
Flax seed Vitamin E
Folic acid Wheat germ
Fructose Xanthan gum
Guar gum Yeast
Histidine (21) Ophthalmic drug products. (i) Ophthalmic anesthetic
Hydrastis canadensis drug products.
Inositol Antipyrine
Iodine Piperocaine hydrochloride
Isoleucine (ii) Ophthalmic anti-infective drug products.
Juniper, potassium extract Boric acid
Karaya gum Mild silver protein
Current Regulatory Status of Over-the-Counter Products 143
Manufacturing Directions 8. Dry the wet granules at 55◦ C for 8 hours. After 2 hours
1. Sift items 1 to 5 through a stainless steel 630-m sieve. of drying, scrape the semidried granules to break up the
Load into mixer. Mix for 5 minutes at low speed. lumps to promote uniform drying. Check the loss on dry-
2. Dissolve items 7 and 8 in 115 g of purified water (80–90◦ C) ing (LOD limit: 1.5–2.0%). If required, dry further at 55◦ C
in a vessel. for 1 hour.
3. Prepare slurry of item 6 in 40 g of purified water (25– 9. Grind the dried granules through a 1.25-mm sieve using
30◦ C). a granulator at medium speed. Collect in stainless steel
4. Add the slurry to the vessel to make a translucent paste. drums.
Cool to 45◦ C to 50◦ C. 10. Load the granules into blender. Sift items 9, 10, and 11
5. Add the binder (item 4) to the paste. through a 500-m sieve using a suitable sifter and add it
6. Mix at low speed over a period of 3 minutes. Scrape sides to the blender. Mix for 2 minutes.
and blades. Mix and chop at low speed for 1 to 2 minutes. 11. Sift items 12 and 13 through a 500-m sieve.
7. Check the end point of granulation. If required, add ad- 12. Add 5 to 10 g granules from bulk. Mix in.
ditional purified water to obtain the end point. (The end 13. Check temperature and humidity before start of com-
point of granulation occurs when the wet mass consists of pression (recommended: relative humidity [RH] 55–60%
few or no lumps.) Unload the wet granules into stainless at a temperature not exceeding 27◦ C).
steel trays for drying. 14. Compress the granules using a rotary tableting machine.
Average weight of tablet is 665 mg.
146
Manufacturing Formulations 147
Manufacturing Directions 4. Add this mixture to item 4 and mix. Take care to avoid
1. Mix items 1 and 2 well, then pass through 0.8-mm sieves. lump formation.
2. Mix items 3, 5, and 13 to make a clear solution. 5. Dry in an oven and maintain a constant temperature.
3. Add mixture of items 1 and 2 to second step mixture and 6. Sieve and add items 6 to 12. Mix well. Make sure all the
mix well. solids added are in fine powder form.
7. Fill 20 g of powder into sachets and seal.
148 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
9. Unload the wet granules into stainless steel trays for 14. Sift items 11, 12, and 13 through a 500-m sieve. Add 5
drying. to 10 g of granules from bulk.
10. Dry the wet granules in an oven at 55◦ C for 10 hours. 15. Mix in polyethylene bag for 1 minute. Add to blender.
After 2 hours of drying, scrape the semidried granules to Blend for 1 minute.
break up the lumps to promote uniform drying. Check 16. Check temperature and humidity before start of compres-
the LOD (limit: 1–2%). If required, dry further at 55◦ C for sion (limit: temperature not exceeding 27◦ C, RH 55–65%).
1 hour. 17. Compress the granules using a rotary tableting machine.
11. Grind the dried granules through a 1.25-mm sieve at Compress average tablet weight of 620 mg.
medium speed. 18. Disintegration time is not more than (NMT) 15 minutes;
12. Collect in stainless steel drums. Load the granules into friability NMT is 1%.
blender. 19. Coating: Use one of the HPMC aqueous formulations in
13. Sift items 8, 9, and 10 through a 500-m sieve using the part III, such as yellow opadry.
a suitable sifter and add mixture to blender. Mix for
2 minutes.
Manufacturing Directions
Follow manufacturing directions provided for acetamino-
phen, chlorpheniramine, and pseudoephedrine caplets.
Acetaminophen Drops
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
739.00 1 Propylene glycol 739.00
90.00 2 Acetaminophen 90.00
17.50 3 Saccharin sodium 17.50
8.75 4 Sodium chloride 8.75
0.05 5 FD&C red dye No. 40a 0.05
2.50 6 Purified water, USP 2.50
2.00 7 Wild cherry artificial flavor 2.00
65.00 8 Alcohol (ethanol, 190 proof, nonbeverage), USP 65.00
QS 9 Deionized purified water, USP QS to 1 L
a Check for local regulatory allowance to use red dyes.
Manufacturing Directions 3. Press to tablets (average weight, 1700 mg; 16-mm diame-
1. Granulate the mixture of items 1 to 5 with solution of items ter biplanar tablet).
6 and 7.
2. Pass through a 0.8-mm sieve, add item 8, mix.
Manufacturing Formulations 155
12. The dried floss is screened through a 20-mesh screen. 15. Thereafter, silicon dioxide is added and the mix blended
13. APAP taste-masked microspheres (step 5), 47.97; floss for another 2 minutes. The final addition, sodium stearyl
(step 6), 48.88; grape flavor, 0.70; citric acid, 1.50; ace- fumarate, is followed by blending for an additional
sulfame potassium, 0.20; silicon dioxide, 0.25; sodium 2 minutes.
stearyl fumarate, 0.50 are processed. 16. The blend is then tableted using flat-faced bevel edge
14. The coated APAP microspheres are blended with the punches (tablet weights are 255 mg for 9-mm punch tool-
sieved floss for 5 minutes in a mixer, followed by the ad- ing, equivalent to 80 mg APAP, and 510 mg for 12-mm
dition of flavors, sweeteners, and citric acid for another tooling, equivalent to 160 mg APAP dose).
3 minutes. 17. The hardness values ranged from 0.5 to 2.0 lb.
Manufacturing Directions 2. Dry, pass through a 0.8-mm sieve, add items 7 and 8.
1. Granulate mixture of items 1 to 5 with solution of items 5 3. Press with high compression force.
and 6. 4. Tablet weight is 601 mg for 12-mm biplanar tablet.
Manufacturing Directions 1. Add 180 g of purified water to the mixer and heat to 90◦ C.
Note: Acetaminophen dispersion should be uniformly mixed. 2. Dissolve item 3 and item 4 while mixing.
If acetaminophen dispersion is either added to hot syrup base 3. Add and dissolve item 2 while mixing.
or homogenized for a long time, flocculation may appear. 4. Cool down to approximately 50◦ C to 55◦ C.
While handling the syrup or mucilage or drug dispersion, 5. Add and dissolve item 5 while mixing.
the handling loss should not be more than 1%. If it exceeds 6. Filter the syrup through T-1500 filters washed with puri-
1%, a poor suspension may result. fied water.
7. Collect the syrup in a clean stainless steel tank.
158 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
8. Disperse item 9 in item 6 in a separate stainless steel 20. Mix for additional 5 minutes at 18 rpm and a vacuum of
container. 0.5 bar, if required.
9. Add 40 g of hot purified water (90◦ C) at once while 21. Add item 8 to the mixer and mix for 10 minutes.
mixing. 22. Dissolve item 10 in 7 g of purified water and add to the
10. Mix for 20 minutes to make a homogeneous smooth mixer.
mucilage. 23. Disperse item 11 in 7 g of purified water and add to the
11. Mix item 7 in 10 g of purified water (25◦ C) in a separate mixer.
stainless steel container. 24. Add item 12 to the mixer.
12. Add item 1 while mixing with stirrer. 25. Add cold purified water (25◦ C) to bring the volume up
13. Mix for 25 minutes to make uniform suspension. to 1 L.
14. Add sugar syrup and mucilage to the mixer. 26. Homogenize for 5 minutes at low speed under a vacuum
15. Rinse the container of mucilage with 15 g of purified of 0.5 bar, 18 rpm, and temperature of 25◦ C.
water and add the rinsings to the mixer. 27. Check the dispersion for uniformity.
16. Cool to 25◦ C while mixing. 28. Check the pH (limit: 5.7±0.5 at 25◦ C). If required, adjust
17. Add item 1 dispersion to the mixer. the pH with a 20% solution of citric acid or sodium citrate.
18. Rinse the container of dispersion with 15 g of purified 29. Transfer the suspension through a 630-µm sieve to the
water and add rinsings to the mixer. stainless steel storage tank, after mixing for 5 minutes at
19. Check the suspension for uniformity of dispersion. 18 to 20 rpm at room temperature.
Manufacturing Directions
See manufacturing directions for acetaminophen and pseu-
doephedrine hydrochloride hot therapy sachets.
Acetaminophen Suppositories
Bill of Materials
Scale (mg/suppository) Item Material Name Qty/1000 Suppositories (g)
80.00 1 Acetaminophen (micronized) 80.00
836.80 2 Hard fat (Suppocire AM) 836.80
3.20 3 Sorbitan monostearate (Crill-3) 3.20
Manufacturing Directions 6. Carefully mix the powder with molten item 2 for 20 min-
1. Fill weight is 920 mg per suppository. The molten suppos- utes at 10 rpm, at a temperature of 45◦ C±2◦ C, and at a
itory mass must be stirred throughout the storage period vacuum of 0.4 to 0.5 bar, then homogenize for 10 minutes
and during manufacturing and filling to avoid sedimen- at low speed.
tation of the active drug. 7. Continue mixing at 10 rpm.
2. Load items 2 and 3 into the fat-melting vessel and heat to 8. Heat the storage vessel and set the temperature at
50◦ C±3◦ C. 45◦ C±2◦ C.
3. Transfer the molten mass to a mixer through filter sieves. 9. Transfer the molten mass from the mixer to the storage
4. Set the temperature at 45◦ C±2◦ C. vessel.
5. Load item 1 into the mixer containing molten item 2. 10. Hold the mass at 45◦ C±2◦ C, with continuous mixing at
low speed.
Acetaminophen Suppositories
Bill of Materials
Scale (mg/suppository) Item Material Name Qty/1000 Suppositories (g)
125.00 1 Acetaminophen (micronized) (5% excess) 131.25
785.54 2 Hard fat (Suppocire AM) 785.54
3.21 3 Sorbitan monostearate (Crill-3) 3.21
Manufacturing Directions
Fill weight is 920 mg per suppository. See manufacturing di-
rections for acetaminophen suppositories.
Manufacturing Formulations 161
Acetaminophen Suppositories
Bill of Materials
Scale (mg/suppository) Item Material Name Qty/1000 Suppositories (g)
250.00 1 Acetaminophen (micronized) 250.00
1140.00 2 Hard fat (Suppocire AM) 1140.00
Manufacturing Directions
Fill weight is 1390 mg per suppository. See manufacturing
directions for acetaminophen suppositories.
Acetaminophen Suppositories
Bill of Materials
Scale (mg/suppository) Item Material Name Qty/1000 Suppositories (g)
150.00 1 Acetaminophen (fine powder), excess 150.00
20.00 2 Aerosil 200 20.00
1290.00 3 Lutrol E 1500 1290.00
554.00 4 Lutrol E 4000 554.00
Acetaminophen Suppositories
Bill of Materials
Scale (mg/suppository) Item Material Name Qty/1000 Suppositories (g)
500.00 1 Acetaminophen (fine powder) 500.00
100.00 2 Lutrol E 400 100.00
600.00 3 Lutrol E 1500 600.00
800.00 4 Lutrol E 4000 800.00
Acetaminophen Suspension
Bill of Materials
Scale (mg/10 mL) Item Material Name Qty/L (g)
500.00 1 Acetaminophen (powder) 50.00
50.00 2 Citric acid (powder) 5.00
50.00 3 Sodium citrate 5.00
500.00 4 Kollidon CL-M 50.00
10.00 5 Orange flavor 1.00
3000.00 6 Dextrose 300.00
QS 7 Water 589.00
Acetaminophen Syrup
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
569.00 1 Sucrose (granulated sugar), NF 560.00
2.00 2 Sodium citrate (dihydrate powder), USP 2.00
1.00 3 Citric acid (anhydrous powder), USP 1.00
1.00 4 Saccharin sodium (powder), USP 1.00
1.00 5 Sodium chloride (powder), USP 1.00
204.00 6 Propylene glycol, USP 204.00
35.00 7 Acetaminophen, USP 35.00
77.11 8 Alcohol (ethanol, 190 proof), USP 77.112
0.12 9 Cherry flavor (artificial), N59456/A 0.12
0.12 10 FD&C red dye No. 40 0.10
QS 11 Deionized purified water, USP 400.00
— 12 HyFlo filter aid QS
Manufacturing Directions 10. Rinse the container with several portions of alcohol and
1. Add 300 mL of purified water to a jacketed stainless steel add. Mix until uniform.
mixing tank. Start heating. 11. Dissolve red dye in approximately 4 g of slightly warmed
2. Add sugar with mixing. (50–60◦ C) purified water and add with mixing.
3. Heat to 60◦ C to 65◦ C and hold. Mix for complete solution. 12. Rinse the container twice with approximately 1.5 g puri-
4. Add, while mixing, sodium citrate, citric acid, saccharine fied water and add. Mix until uniform.
sodium, and sodium chloride. Mix for complete solution. 13. Adjust volume to 1 L with purified water. Mix well.
5. Add propylene glycol with mixing. 14. Add a small amount of HyFlo filter aid to the mixing tank
6. Add acetaminophen powder with moderate mixing. and continue to mix slowly while filtering.
7. Continue mixing at 60◦ C to 65◦ C for complete solution. 15. Filter through press until sparkling clear.
8. Force cool to 25◦ C to 30◦ C with slow mixing. 16. Use clarifying pad backed by lint-free filter paper.
9. Blend cherry flavor with approximately twice its volume
of alcohol and add with mixing.
Acetaminophen Syrup
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
50.00 1 Acetaminophen (Merck) 50.00
50.00 2 Sorbitol (crystalline) 50.00
40.00 3 Cyclamate sodium 40.00
1.00 4 Strawberry flavor 1.00
R
200.00 5 Kollidon 25 200.00
150.00 6 Glycerol 150.00
200.00 7 1,2-Propylene glycol 200.00
310.00 8 Water 310.00
Manufacturing Directions 3. The solution remains clear for more than 1 week at 6◦ C
1. First dissolve Kollidon 25 and then the other solid compo- and for more than 3 months at 25◦ C and 40◦ C.
nents in the solvent mixture of glycerol, propylene glycol, 4. The color of the solution changes only a little during
and water. 3 months at 25◦ C and 40◦ C.
2. The clear solution has a slightly bitter taste. 5. To prevent discoloration during storage, 0.2% to 0.5% of
cysteine could be added as antioxidant.
Manufacturing Formulations 163
Acetaminophen Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
500.00 1 Acetaminophen (fine powder) 500.00
44.15 2 Maize starch 44.15
0.84 3 Potassium sorbate 0.84
18.00 4 Povidone (PVP K-30) 18.00
4.00 5 Aerosil 200 4.00
12.00 6 Gelatin (powder) 12.00
4.00 7 Glycerol 4.00
30.00 8 Cellulose (powder) 30.00
12.00 9 Primojel 12.00
8.00 10 Stearic acid (fine powder) 8.00
2.00 11 Magnesium stearate 2.00
5.00 12 Talc (fine powder) 5.00
QS 13 Purified water QS
Acetaminophen Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
500.00 1 Acetaminophen (crystalline) 500.00
137.00 2 Avicel PH102 137.00
R
35.00 3 Kollidon VA 64 35.00
21.00 4 Kollidon CL 21.00
3.00 5 Magnesium stearate 3.00
4.00 6 Aerosil 200 4.00
Manufacturing Directions 2. Pass through 0.8-mm sieve and add the lubricant and press
1. Pass the lubricant through a 200-mm sieve. Mix all other with a high compression force of 25 to 30 KN.
components. 3. Fill 699 mg.
Acetaminophen Tablets
Bill of Materials
Scale (g/tablet) Item Material Name Qty/1000 Tablets (g)
500 1 Acetaminophen (crystalline) 500
150 2 Avicel PH102 150
20 3 Kollidon VA 64 20
15 4 Kollidon CL 15
15 5 PEG-6000 (powder) 15
2 6 Aerosil 200 2
Manufacturing Directions 2. Pass through a 0.8-mm sieve, add the lubricant, and press
1. Pass the lubricant through a 200-µm sieve. Mix all other with a high compression force of 25 to 30 kN.
components. 3. Weight should be 703 mg.
Manufacturing Formulations 165
Acetaminophen Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
500.00 1 Acetaminophen (powder) 500.00
30.00 2 Dicalcium phosphate 30.00
12.00 3 Kollidon CL 12.00
20.00 4 Kollidon VA 64 20.00
10.00 5 Kollidon 90 F 10.00
— 6 Ethanol (96%) 70 mL (max.)
12.00 7 Kollidon CL 12.00
10.00 8 Polyethylene glycol (powder) 10.00
Manufacturing Directions 2. Tablet weight is 401 mg for each 12-mm biplanar tablet.
1. Pass all components through a 0.8-mm sieve, mix, and
press with medium compression force.
166 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Acetylcysteine Sachets
Bill of Materials
Scale (mg/sachet) Item Material Name Qty/1000 Sachets (g)
66.66 1 Acetylcysteine BP (200 mg/sachet) 66.66
914.16 2 Sugar (18–60 mesh) 914.16
3.33 3 Saccharin sodium 3.33
0.66 4 Silicon dioxide (colloidal) 0.66
0.16 5 FD&C yellow dye No. 6 0.16
Manufacturing Directions
Pass all components through a 0.8-mm sieve, mix, and press
with medium compression force.
Manufacturing Directions
Pass all components through a 0.8-mm sieve, mix, and press
with medium compression force.
Manufacturing Directions
Pass all components through a 0.8-mm sieve, mix, and press
with low compression force.
168 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 2. Add items 5 and 6 and press with low compression force
1. Granulate items 1 to 3 with solution of items 4 and 5. Dry (hardness 45 N). Each 12-mm biplanar tablet has an aver-
and sieve through a 0.8-mm screen. age weight of 670 mg.
Manufacturing Directions 2. Press with compression force of 116 N. Each 12-mm bipla-
1. Mix all components. Pass through a 0.8-mm sieve. nar tablet has an average weight of 683 mg.
Manufacturing Directions 3. Continue mixing and cooling and pour into molds at 35◦ C.
1. Heat item 2 to 50◦ C.
Allow to cool to 40◦ C. 4. Remove suppositories from molds after 7 minutes.
2. Add item 1 while stirring with a turbine mixer. Cool molds 5. Fill to appropriate weight for strength desired.
to –5◦ C to 0◦ C.
Manufacturing Directions 5. Add remaining item 1 and blend again for 10 minutes.
1. Screen all ingredients except the item 7 through a 40-mesh 6. Blend item 7 with the mixture from the previous step for
sieve. 10 minutes.
2. Blend items 2 and 3 in a V-blender for 10 minutes. 7. Add item 6 and blend for 7 minutes.
3. Coat items 2 and 3 using Aquacoat (FMC) aqueous poly- 8. Compress 625 mg to the desired hardness using appropri-
mer dispersion in a fluid-bed column using a 10% by ate tooling.
weight formula.
4. Blend 50% of item 1 with items 4 and 5 for 10 minutes in a
V-blender.
Manufacturing Directions 2. Press with low compression force (hardness 90 N). Each
1. Mix all components. Pass through a 0.8-mm sieve. 12-mm biplanar tablet has an average weight of 516 mg.
Manufacturing Formulations 171
Manufacturing Directions 2. Press with low compression force of (hardness 61 N). Each
1. Pass all components through a 0.8-mm sieve. Mix. 12-mm biplanar tablet has an average weight of 707 mg.
Acne Scrub
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
20.00 1 Magnesium aluminum silicate magnabrite HV 20.00
582.00 2 Water 582.00
100.00 3 Propylene glycol 100.00
150.00 4 Mineral oil and acetylated lanolin alcohol 150.00
30.00 5 Glyceryl stearate and PEG-100 stearate 30.00
14.00 6 Myristyl propionate 14.00
100.00 7 PEG-600 100.00
4.00 8 Eucalyptus oil 4.00
QS 9 Preservatives QS
Alginic Acid + Aluminium Hydroxide + Magnesium Silicate Tablets (500 mg+100 mg+25 mg)
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
500.00 1 Alginic acid 500.00
100.00 2 Aluminum hydroxide dried gel (Giulini) 100.00
25.00 3 Magnesium trisilicate 25.00
170.00 4 Sodium bicarbonate 170.00
160.00 5 Sorbitol crystalline 160.00
627.00 6 Sucrose crystalline 627.00
900.00 7 Ludipress 900.00
70.00 8 Kollidon VA 64 70.00
50.00 9 Magnesium stearate 50.00
5.00 10 Vanillin 5.00
Manufacturing Directions
Pass all components through a 0.8-mm sieve, mix, and press
with high compression force.
Manufacturing Directions
Heat mixture of items 1 to 3 to approximately 60◦ C, stir well
and slowly add the warm solution of items 4 in 5 to obtain
a clear solution.
Manufacturing Directions 2. The clear, colorless liquid can be diluted with water.
1. Heat mixture of items 1 to 3 to approximately 60◦ C and
slowly add the warm solution of items 4 to 6.
Manufacturing Directions 2. Dry, pass through a 0.8-mm sieve, mix with items 7 and 8.
1. Granulate mixture of items 1 to 3 with solution of items 4 3. Compress with medium compression force. Each 12-mm
to 6. biplanar tablet has an average weight of 540 mg.
Manufacturing Directions
Mix all components, pass through a 0.8-mm sieve, and press
with a compression force of 20 kN at 640 mg.
Manufacturing Directions 2. Dry and pass through a 0.8-mm sieve, add items 6 to 11,
1. Granulate mixture of items 1 to 5 with solution of items 4 and press with high compression force (20 kN).
to 5. 3. Each 16-mm biplanar tablet has an average weight of
1013 mg.
Note: The quantity of the sodium hypochlorite solution should be adjusted according to the assay.
Manufacturing Directions
See manufacturing directions for aluminum hydroxide and
magnesium hydroxide suspension.
Manufacturing Directions
Mix Cremophor RH 40 well with the silicon oil, add the water,
and suspend the solid substances.
180 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 3. Dissolve the flavors and saccharin in water and suspend
1. Mix Cremophor RH 40 with simethicone and heat to ap- aluminum hydroxide, magnesium hydroxide, and Kolli-
proximately 50◦ C, stirring well. don CL-M.
2. Add warm water. 4. Add emulsion of items 1 to 3 to the stirred suspension of
items 4 to 11 and adjust the pH to approximately 9 with
item 12, if needed.
182 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions
See manufacturing directions for aluminum and magnesium
hydroxide suspension.
8. Unload the wet mass into clean Aeromatic bowl for dry- 14. Add items 11 and 12 to stainless steel drum and mix for
ing. 2 minutes using drum mixer, then load into the blender
9. Avoid big lump formation, as this leads to nonuniform and mix along with the granules for 2 minutes.
drying. 15. Pass items 9, 10, 13, and 14 through sifter using 250-µm
10. Dry the wet mass in an Aeromatic fluid-bed dryer at 60◦ C sieve.
for 90 minutes. 16. Load the sieved material into blender and mix for 2 min-
11. After 30 minutes of drying, scrape the semidried granules utes. Unload into stainless steel drums.
to break up the lumps to promote uniform drying. 17. Check temperature and humidity of the room before be-
12. Pass the dried granules through a 1.5-mm sieve using ginning compression.
a granulator at medium speed. Collect in stainless steel 18. Compress 1.2 g per tablet using 15.8-mm flat punch at
drums. RH 50%±5% at a temperature of 26◦ C±1◦ C.
13. Load the granules into blender.
Analgesic Cream
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
130.00 1 Methyl salicylate 130.00
60.00 2 Menthol 60.00
20.00 3 Eucalyptus oil 20.00
5.00 4 Lanolin 5.00
1.00 5 Chloroxylenol 1.00
150.00 6 Glyceryl stearate and PEG-100 stearate 150.00
73.00 7 Cetearyl alcohol 73.00
70.00 8 Glyceryl stearate 70.00
QS 9 Deionized water QS to 1 kg
QS 10 Preservative, color QS
Manufacturing Directions 2. Add water phase to oil phase while stirring. Stir to cool.
1. Heat oil and water phases separately to 70◦ C. 3. Fill at 30◦ C.
184 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Analgesic Lotion
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
150.00 1 Methyl salicylate 150.00
70.00 2 Menthol 70.00
10.00 3 Lanolin oil 10.00
30.00 4 PEG-40 stearate 30.00
20.00 5 Glyceryl stearate 20.00
QS 6 Deionized water QS
R
1.50 7 Carbopol 980 1.50
10.00 8 Potassium hydroxide (10% aqueous solution) 10.00
QS 9 Preservative, color QS
Manufacturing Directions 1. Charge mixing tank to 90% of final volume with purified
Equipment used should be thoroughly cleaned and rinsed water.
before proceeding. Use steam-jacketed, glass-lined, or stain- 2. Heat water to 90◦ C and, while agitating, add and dissolve
less steel (No. 304 or better) tanks. The tank must be equipped the hydroxypropylmethylcellulose by slowly sprinkling
with an agitator (preferably with speed control) and a cover onto the surface of the water.
to protect against air at all times during the manufacturing 3. Methyl cellulose must be dispersed evenly over a period
process, except when ingredients are being added or sam- of time to ensure complete wetting and dispersion.
ples are being taken. Benzalkonium chloride markedly low- 4. The agitation rate should be adjusted to avoid excessive
ers the surface tension. During severe agitation or turbulent foaming.
flow, substantial foaming will occur. This condition often ex- 5. Allow 15 minutes for hydration of the hydroxypropyl-
ists in the processing equipment and in the overflow system methylcellulose before cooling.
of vacuum-filling machines. Benzalkonium chloride tends to 6. Discontinue heating and cool solution to approximately
concentrate in the foam. If the foam is not dissipated quickly 40◦ C.
and if it is allowed to accumulate, a substantial excess of 7. While agitating, add and dissolve antazoline sulfate,
benzalkonium chloride may result near the surface of the xylometazoline hydrochloride, benzalkonium chloride,
liquid after the foam condenses; therefore, it is advisable to edetate disodium, and sodium chloride.
design the processing and filling systems in such a way as 8. Continue cooling to 25◦ C.
to minimize foaming and ensure rapid dissipation of any 9. Turn off agitator and QS to final volume. Mix well.
unavoidable foaming. 10. Note: Methyl cellulose solutions filter at a slow rate. Re-
circulate the solution through filter assembly until clear.
11. Sterile filter and fill.
Antiacne Gel
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
422.00 1 Witch hazel (distilled, 14% alcohol) 422.00
5.00 2 Salicylic acid 5.00
5.00 3 Aloe vera gel 5.00
10.00 4 Sorbitol 10.00
500.00 5 Polyglycerylmethacrylate 500.00
10.00 6 Propylene glycol 10.00
0.80 7 Methyl paraben 0.80
0.20 8 Propyl paraben 0.20
Manufacturing Directions
Mix all ingredients using geometric dilution technique.
Antiseptic Cream
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
50.00 1 Polawax GP200 50.00
10.00 2 Lanolin 10.00
150.00 3 Mineral oil (70 cS) 150.00
70.00 4 Cetearyl alcohol 70.00
30.00 5 Dimethicone 30.00
QS 6 Deionized water QS to 1 kg
5.00 7 Cetrimonium bromide 5.00
0.50 8 Chlorhexidine gluconate 0.50
QS 9 Perfume, preservative, color QS
Antiseptic Lotion
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
30.00 1 Cetearyl alcohol and ceteareth-20 30.00
50.00 2 Mineral oil (70 cS) 50.00
2.00 3 Lanolin alcohol 2.00
QS 4 Deionized water QS to 1 kg
5.00 5 Cetrimonium bromide (as 40% cetermide solution BP) 5.00
20.00 6 Glycerin 20.00
QS 7 Perfume, preservative, color QS
Antiseptic Lotion
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
30.00 1 Cetearyl alcohol and ceteareth-20 30.00
45.00 2 Mineral oil (70 cS) 45.00
25.00 3 Stearyl alcohol 25.00
10.00 4 Lanolin 10.00
5.00 5 Polysorbate 60 5.00
15.00 6 Laneth-15 15.00
QS 7 Deionized water QS to 1 kg
5.00 8 Cetrimonium bromide (as 40% ceterimide solution BP) 5.00
20.00 9 Glycerin 20.00
QS 10 Perfume, preservative, color QS
Manufacturing Directions 5. Add the balance of the dried cerelose powder (for a total
1. Protect from moisture. Maintain RH 40% and temperature amount of dried powder of 968 g/kg) and blend for 15
25◦ C. minutes.
2. Oven dry cerelose powder at 50◦ C overnight until LOD is 6. Pass blended powders through an 840-µm screen using
NMT 3% (3 hours, vacuum at 60◦ C). an oscillating granulator and discharge into polyethylene-
3. Pass dried cerelose powder through 595-µm aperture lined drums.
screen in oscillating granulator. 7. Fill weight is 1 g per sachet.
4. Charge the following ingredients into suitable blender:
aspartame, half of the amount of dried cerelose powder
(milled), and colloidal silicon dioxide.
Manufacturing Directions 2. Press to tablets with low compression force at 120 mg.
1. Mix all components and pass through a 0.8-mm sieve.
Aspartame Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
20.00 1 Aspartame 20.00
4.00 2 Cellulose (microcrystalline) (Avicel PH101), NF 4.00
4.00 3 Sodium starch glycolate (pH 5.5–7.5), NF International 4.00
0.50 4 Silicon dioxide (colloidal) 0.50
0.50 5 Povidone (PVP K-29–32), USP 0.50
14.00 6 Anhydrous alcohol (isopropyl, refined) USP ∼14.00
34.00 7 Lactose (granulated) 34.00
4.00 8 Leucine, USP 4.00
3.00 9 Sodium benzoate (powder), NF 3.00
Aspartame Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
25 1 Aspartame 25
25 2 Dibasic calcium phosphate 25
3 3 Kollidon VA 64 3
10 4 Water 10
3 5 Kollidon CL 3
3 6 PEG-6000 (powder) 3
Aspartame Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
25.00 1 Aspartame 27.00
76.00 2 Ludipress 76.00
12.00 3 Kollidon CL 12.00
1.00 4 Magnesium stearate 1.00
3.00 5 Lutrol F 68 3.00
Manufacturing Directions 2. Each 6-mm biplanar tablet has an average weight of 66 mg.
1. Mix, pass through a 0.5-mm sieve, and press to tablets.
Manufacturing Formulations 191
Manufacturing Directions 3. Add items 7 and 8 and blend the milled mixture for 20 min-
1. Mix items 1 to 6 in a suitable blender. utes in a V-blender.
2. Pass the mixture through a mill using a 12-mesh screen 4. Compress to tablet weight of 675 mg.
with knives forward.
Aspirin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
325.00 1 Aspirin 325.00
Starch 1500
R
25.52 2 25.52
21.33 3 Microcrystalline cellulose (50 µm) 21.33
6.33 4 Powdered cellulose 6.33
Attapulgite Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
475.00 1 Attapulgite (regular) 475.00
275.00 2 Attapulgite (colloidal) 275.00
12.00 3 PVP K 30 12.00
7.00 4 Ac-Di-Sol 7.00
15.00 5 Kollidon CL 15.00
30.00 6 Sucrose 30.00
R
50.00 7 Klucel EF 50.00
40.00 8 Sucrose 40.00
35.00 9 Ac-Di-Sol 35.00
25.00 10 Kollidon CL 25.00
14.00 11 Talc (fine powder) 14.00
5.00 12 Pectin 5.00
7.00 13 Glyceryl behenate 7.00
5.00 14 Aerosil 200 5.00
5.00 15 Magnesium stearate 5.00
— 16 Purified water 32.00
— 17 Ethanol (95%) 23.00
Manufacturing Directions 4. Take item 8 (sucrose) and pass through a Fitz mill using
Use face mask, hand gloves, and clean uniform. Avoid dust sieve No. 24250 (impact forward, high speed). Collect in
and inhalation of powder. a stainless steel drum.
5. Add items 1 to 5 and sift the material through a 500-µm
sieve using a Russell sifter.
1. Dissolve sucrose (item 6) in purified water by using 6. Mix for 3 minutes.
an appropriate stirrer at slow speed in a stainless steel 7. Add the binding solution prepared earlier at a speed of 6
container. to 8 kg/min to the dry powder in an appropriate mixer at
2. Dissolve Klucel EF in the ethanol by using an appropriate slow speed. After addition, scrape sides and blades, then
stirrer at slow speed in stainless steel container. mix and chop further for 1 minute at slow speed. Check
3. Mix the two steps in a stainless steel drum by using an for satisfactory wet mass. Add additional purified water,
appropriate stirrer at slow speed. if required, to obtain satisfactory wet mass.
Manufacturing Formulations 193
8. Spread the granules onto stainless steel trays to a thick- 15. Sift items 9, 10, 12, and 14 through a 500-µm sieve and
ness of one-fourth of the tray thickness and load the trays add mixture to the double-cone blender.
on the trolley. 16. Mix for 5 minutes.
9. Load the trolleys into the oven and dry the granules at 17. Sift items 11, 13, and 15 through a 250-µm sieve and col-
55◦ C for 16 hours. lect in a polyethylene bag.
10. After 4 hours of drying, stir the granules on the trays and 18. Add approximately 2 to 3 kg bulk granules from earlier
change the position of the trays for uniform drying. step, mix, and add to the double-cone blender.
11. Check the LOD of dried granules (limit: 2.5–3.5%). 19. Mix for 1 minute.
12. The LOD should be strictly maintained; otherwise, tablet 20. Compress the granules using an 18-mm × 8-mm oblong,
hardness and friability are affected. If required, dry fur- capsule-shaped, parallel, concave plain punch for a 1-g
ther to obtain the desired LOD. tablet weight of hardness 12 to 18 kp.
13. Grind the dried granules first using a 2.5-mm sieve and 21. Coat the tablets using one of the HPMC coating solutions
then a 1.25-mm sieve. (see appendix).
14. Load the ground material into a double-cone blender.
Azulene Solution (1%) 2. Add slowly the water (60◦ C) to 100 mL and cool to room
temperature.
Manufacturing Directions
1. Mix 1 g azulene, 3 g Cremophor RH 40 and heat to ap-
proximately 60◦ C.
Baby Lotion
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
50.00 1 Alcohol (ethanol; natural cosmetic grade) 50.00
50.00 2 Propylene glycol 50.00
0.80 3 Ethoxylated nonyl phenol 0.80
0.005 4 FD&C red dye No. 40 5.70 mg
0.41 5 FD&C blue dye No. 1 0.41
0.70 6 FD&C yellow dye No. 5 0.70
0.40 7 Perfume essence (Nelandia) 0.40
QS 8 Hydrochloric acid (reagent-grade bottles) ∼0.01
QS 9 Purified water QS to 1 L
Baby Shampoo
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
250.00 1 Sodium alkyl ether sulfate/sulfonate 250.00
30.00 2 Monateric CAB surfactant 30.00
30.00 3 Cocamide DEA surfactant (Synotol CN 90) 30.00
1.00 4 Methyl paraben 1.00
0.52 5 Anhydrous citric acid 0.52
0.003 6 FD&C yellow dye No. 6 3.50 mg
0.01 7 FD&C yellow dye No. 5 15.00 mg
4.00 8 Ethoxylated nonyl phenol 4.00
3.00 9 Perfume I 3.00
1.00 10 Perfume II 1.00
8.50 11 Sodium chloride 8.50
QS 12 Purified water QS to 1 kg
11. Rinse container with purified water and add rinsing. 14. Mix for 15 minutes.
12. Mix until completely dissolved. 15. If necessary, QS to 1 kg with purified water.
13. Slowly add in small portions sodium chloride to adjust
the viscosity to between 1500 and 3500 cps.
Manufacturing Directions 3. Heat items 7 and 8 until the active ingredient is dissolved,
1. Separately heat a mixture of items 1 to 5 and the water to mix with aqueous solution, and continue to stir during
approximately 80◦ C. cooling to room temperature.
2. Add the water to the obtained solution with rigorous 4. This white basic cream can be readily used for active in-
stirring. gredients soluble in 1,2-propylene glycol.
Manufacturing Directions 2. Heat to 75◦ C and add items 1 and 2 while stirring.
1. Mix items 3 and 4 at room temperature. 3. Cool with gentle stirring to 30◦ C, then add item 5 and stir.
196 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 5. Add items 4 to 10 and mix well, then add these to the
1. Sift the Polargel into water with rapid mixing. HPMC mixture.
2. Allow to hydrate for 15 minutes. 6. Mix well again.
3. Pass HPMC through a coarse sieve, add to the Polargel 7. Finally, add items 11 to 13 and mix.
solution, and mix until all lumps are removed.
4. Add parabens to the water with stirring and heat to 90◦ C
to dissolve the parabens.
198 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 3. Add item 5 to mixture and mix until uniform emulsion is
1. Mix items 1 to 3. obtained.
2. Dissolve item 4 in this mixture with mixing for 1.5 to 2.0
hours.
Berberine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
5.00 1 Berberine sulfate 5.70
54.10 2 Lactose monohydrate 54.10
54.10 3 Ludipress 54.10
1.20 4 Magnesium stearate 1.20
Beta-Carotene + Vitamin C + Vitamin E Tablets col 6000, powder [10], 5 g; orange flavor (FDO), 15 g; sodium
(7 mg+60 mg+25 mg) cyclamate, 10 g.
Formulation
Betavit R
dry powder 10% (BASF), 75 g; ascorbic acid, powder
(BASF), 60 g; vitamin E acetate dry powder 50%, 50 g; sor-
Manufacturing Directions
Mix all components, pass through a sieve, and press with
bitol, crystalline [10], 240 g; Kollidon CL, 30 g; magnesium
medium compression force at 790 mg.
stearate, 5 g.
Beta-Carotene Effervescent Tablets (7 mg)
Manufacturing Directions Formulation
Pass all components through a 0.8-mm sieve, mix, and press Lucarotin R
dry powder 10% CWD (BASF), 70 g; Ludipress,
with low compression force at 497 mg. 113 g; citric acid, anhydrous, 200 g; sodium bicarbonate, 120 g;
sodium carbonate, 12 g; sodium cyclamate, 20 g; aspartame,
15 g; orange flavor, 20 g; polyethylene glycol 6000, powder,
Beta-Carotene + Vitamin C + Vitamin E Tablets 30 g.
(12 mg+250 mg+125 mg)
Formulation
Beta-carotene dry powder 10%, 125 g; ascorbic acid, crys- Manufacturing Directions
talline (BASF), 125 g; sodium ascorbate, crystalline (BASF), Pass all components through o 0.8-mm sieve, mix, and press
141 g; vitamin E acetate dry powder SD 50, 250 g; (BASF) with medium or high compression force at maximum 30%
Ludipress or sorbitol, crystalline [10], 119 g; polyethylene gly- of relative atmospheric humidity.
Beta-Carotene Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
15.00 1 Beta-carotene (dry powder, 10% with excess) 160.00
240.00 2 Ludipress 240.00
175.00 3 Dicalcium phosphate, granulated with 5% Kollidon 30 175.00
6.00 4 Kollidon CL 6.00
2.00 5 Magnesium stearate 2.00
Beta-Carotene Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Quantity/1000 Tablets (g)
15.00 1 Beta-carotene (dry powder, 10%) 150.00
175.00 2 Dicalcium phosphate, granulated with 5% Kollidon 30 175.00
100.00 3 Avicel PH101 100.00
5.00 4 Kollidon CL 5.00
2.50 5 Aerosil 200 2.50
20.00 6 Talc 20.00
2.50 7 Calcium arachinate 2.50
Beta-Carotene Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
20.00 1 Beta-carotene (dry powder, 10%) 220.00
250.00 2 Avicel PH101 250.00
20.00 3 Kollidon CL 20.00
2.00 4 Aerosil 200 2.00
Manufacturing Directions 2. Each 20-mm biplanar tablet has an average weight of 2.6 g.
1. Mix all components, pass through a sieve, and press with
high compression force.
Betamethasone Cream
Bill of Materials
Scale (mg/g) Item Material Name Quantity/kg (g)
70.00 1 Cetylstearyl alcohol 70.00
15.00 2 Cremophor A 6 15.00
15.00 3 Cremophor A 25 15.00
12.00 4 Liquid paraffin 12.00
2.00 5 Paraben(s) 2.00
697.00 6 Water 697.00
80.00 7 Propylene glycol 80.00
1.00 8 Betamethasone 1.00
Manufacturing Directions 3. Heat items 7 and 8 until the active ingredient is dissolved.
1. Heat the mixture of items 1 to 5 and item 6 separately to 4. Mix with above mixture and continue to stir to cool to
approximately 80◦ C. room temperature to produce white cream.
2. Add together with rigorous stirring.
Betamethasone Gel
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
1.00 1 Betamethasone valerate 1.00
100.00 2 Ethanol (96%) 100.00
200.00 3 Propylene glycol 200.00
220.00 4 Lutrol F 127 220.00
QS 5 Water QS 470.00
5. Set the mixer at a temperature of 65◦ C to 70◦ C and speed 16. Cool the temperature to 50◦ C while mixing. Release the
at 8 rpm. Use manual mode. vacuum.
6. Load 17 g of items 2, 3, and 9 and 45 g of item 7 in a 17. Take out 400 g of the cream into the stainless steel vessel
fat-melting vessel. and set aside.
7. Heat to 70◦ C to 75◦ C while stirring. Maintain tempera- 18. Add slurry from earlier step to the remaining cream base
ture at 65◦ C to 75◦ C. in mixer.
8. Mix item 1 in 10 g of item 7 in a stainless steel container. 19. Rinse the container of slurry using 5 g of item 7 and
9. Homogenize for 10 minutes to make a smooth slurry. transfer the rinsing to the mixer.
10. Check the temperature of the aqueous phase in the mixer 20. Homogenize for 10 minutes at high speed (mixer speed
(should be 65–70◦ C). 8 rpm).
11. Check the temperature of the fatty phase in the fat- 21. Load 400 g cream from step above to the mixer.
melting vessel (should be 65–70◦ C). 22. Set the mixer in manual mode at 8 rpm and a vacuum of
12. Set the mixer speed 8 rpm and vacuum at 0.4 to 0.6 bar. 0.4 to 0.6 bar.
13. Transfer the fatty phase to the aqueous phase in mixer 23. Homogenize at high speed with recirculation, tempera-
vessel through filter under vacuum, while mixing. ture 25◦ C. Homogenize for 10 minutes with recirculation,
14. Start the homogenizer at high speed. Homogenize for 10 stop the homogenizer, and continue mixing to produce a
minutes. white, homogeneous cream of pH 4.5 to 5.2 at 30◦ C.
15. Check and record the pH of cream (limit 4.5–5.2 at 30◦ C).
Bisacodyl Suppositories
Bill of Materials
Scale (mg/suppository) Item Material Name Qty/1000 Suppositories (g)
5.00 1 Bisacodyl (micronized) (2% excess)a 5.10
447.50 2 Hard fat (Witepsol E 76) 447.50
447.50 3 Hard fat (Witepsol W 45) 447.50
a 100% particles should be less than 70 µm; fill weight is 1800 mg per suppository.
Manufacturing Directions 5. Set the mixer at a temperature of 40◦ C±2◦ C and speed of
The molten suppository mass must be kept stirred through- 10 rpm (manual mode) and mix for 20 minutes.
out the storage period and during manufacturing and filling 6. Set the mixer at a temperature of 40◦ C±2◦ C, speed of 10
to avoid sedimentation of the active drug. The active ingre- rpm (manual mode), and vacuum of 0.6 bar.
dient causes skin irritation, which vanishes after some time 7. Homogenize at low speed while mixing for 10 minutes.
without aftereffects. Avoid dust formation during processing. Homogenize at high speed while mixing for 3 minutes.
In particular, protect eyes and mucous membranes. 8. Continue mixing of the mass under vacuum in mixer.
9. Heat the storage vessel and set the temperature at
1. Load items 2 and 3 into the fat-melting vessel and heat to 40◦ C±2◦ C.
50◦ C±3◦ C. 10. Transfer the molten mass from the mixer to the storage
2. Transfer the molten mass to a mixer through a 0.8-mm vessel.
sieve. 11. Hold the mass at 40◦ C±2◦ C. Continuously mixing at low
3. Set the temperature at 40◦ C±2◦ C. speed.
4. Load item 1 to the mixer containing molten mass. Care- 12. Fill weight is 900 mg per suppository. Use a fill weight of
fully mix the powder with the molten mass. 1.8 g for 10-mg suppositories.
206 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Bismuth Subsalicylate and Calcium Carbonate Tablet 2. After the addition of the bismuth subsalicylate and mixing
Formulation at high shear, the mixture is dried at 86◦ C to less than 2%
Bismuth subsalicylate, 262.5 mg; microcrystalline cellulose moisture.
NF, 213.3 mg; calcium carbonate, 67.5 mg; mannitol, 67.5 3. Additional powders (microcrystalline cellulose, sodium
mg; sodium starch glycolate, 40.5 mg; polyvinyl pyrrolidone, starch glycolate, mannitol, and polyvinyl pyrrolidone) are
13.5 mg; magnesium stearate, 5.4 mg; polysorbate 80, 3.4 mg; added and granules are formed by spraying water (ap-
silica, 0.7 mg; dye, 0.7 mg; total, 675.0 mg. proximately 10% by weight of the composition) onto the
mixture under high shear.
4. After additional drying to less than 3% moisture, silica (gl-
Manufacturing Directions
idant) and magnesium stearate (lubricant) are added and
1. The ingredients are added to a mixer or granulator in the
mixed for approximately 1 minute.
following order: part of microcrystalline cellulose, calcium
5. Caplets are then formed on a rotary tablet press.
carbonate, part of sodium starch glycolate, Polysorbate 80,
dye, and bismuth subsalicylate.
Bleaching and Antimicrobial Dentifrice syrup then slowly stirred and held at a temperature of
Manufacturing Directions approximately 65.5◦ C until needed.
1. Weight percentage: hydrogen peroxide (50%), 10.00; car- 3. Wheat bran is comminuted in a Schutz-O’Neill Airswept
bamide peroxide, 14.00; sodium fluoride, 0.38; Pecogel Pulverizer to provide a particle size whereby a minimum
S-2120 (VP/dimethicolylacrylate is an inclusion complex of 94% passes through a U.S. standard No. 20-mesh screen
polymer to retard the solubility of emulsified bleaching and a maximum of 60% passes through a U.S. standard
actives. It is obtained from Phoenix Chemical, Inc.), 0.50; No. 80-mesh screen. [The required amount of bran for the
hydroxyethyl cellulose, 0.50; triethanolamine, 0.30. batch is calculated by the formula: 44250 g × 100/(100%
2. Water, purified, 10.00; glycerin, 10.75; tetrafluoroethylene moisture in bran)].
(Teflon), 50.58; sodium lauryl sulfate, 1.25; sodium saccha- 4. After pulverizing, the bran is transferred to a heavy-duty
rine, 0.18; sodium citrate, 0.20; citric acid, 0.20; triclosan, double-sigma arm mixer and mixed with 1500 g of calcium
0.06; flavor, 1.10. carbonate and the previously prepared gelatin–sucrose
syrup added rapidly thereto with stirring.
5. When the bran appears to be damp, the mixture is stirred
for a 30-minute period and then stopped.
Bran–Sucrose–Gelatin–Calcium Carbonate Tablet 6. Powdered sucrose (16,600 g) is added and the mixture
Manufacturing Directions agitated for an additional 2 to 5 minutes.
1. Gelatin–sucrose syrup is prepared by placing the follow- 7. The wet mix is then discharged through an Ambrette screw
ing ingredients in a mixing kettle equipped with a heater extruder and the extrudate spread on drying trays and
and agitator. distilled water, 24,000 g; gelatin, 3000 g; su- dried in an oven at 107.2◦ C to 3% moisture content.
crose granular, 31,995 g. 8. The dried extrudate is granulated employing a Fitz mill
2. The mixture is heated up to approximately 65.5◦ C with (2A plate) and then pressed into 1-g tablets by a conven-
agitation until solution is affected and the gelatin–sucrose tional tableting machine.
208 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Bran Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
250.00 1 Bran wheat (milled <1 mm) 250.00
200.00 2 Ludipress 200.00
5.00 3 Kollidon 30 5.00
4.00 4 Aerosil 200 4.00
4.00 5 Magnesium stearate 4.00
Manufacturing Directions 2. If the bran is not milled, the hardness of the tablet is higher
1. Mix all components, pass through a sieve, and press with but the content uniformity is less.
medium compression force. 3. Compress 477-mg tablets using 12-mm punches.
Manufacturing Directions 12. Rinse the container with 20 g of item 10 and transfer the
1. Add 250 g of item 10 to the manufacturing vessel and rinsing to the manufacturing vessel while mixing.
heat to 65◦ C to 70◦ C. 13. Add 15 g of item 10 in a separate stainless steel container.
2. Add 20 g of item 2 in a separate stainless steel container 14. Dissolve item 5 using a stirrer and transfer it to the man-
and mix item 8 using an Ekato stirrer, carefully avoiding ufacturing vessel while mixing. Check for clarity of the
lump formation. solution in the manufacturing vessel. The solution must
3. Transfer the slurry to the manufacturing vessel and con- be clear without any undissolved particles of the drug.
tinue mixing to make a clear mucilage. Avoid air entrap- 15. Add item 7 to the manufacturing vessel while mixing at
ment. high speed.
4. Cool to 30◦ C while mixing at slow speed. Transfer the 16. Transfer the cooled mucilage of item 8 to the manufac-
mucilage to container. turing vessel used above while mixing at slow speed.
5. Load 100 g of item 2 to the manufacturing vessel. 17. Check and record the pH of the solution (limit: 3.3–3.6).
6. Add item 6 in a separate stainless steel container and 18. Dissolve item 9 in 5 g of cooled item 10 (30◦ C) in a sepa-
dissolve item 3 using stirrer. rate stainless steel container.
7. Add 60 g of item 2 to the container while mixing at slow 19. Adjust the pH of the syrup in the manufacturing vessel
speed. using the sodium hydroxide solution.
8. Add and dissolve item 1 to the container while mixing 20. Add sodium hydroxide solution, small portions at a time.
at slow speed. Avoid splashing of the solution. Be sure Mix well and check the pH after every addition. Adjust
bromhexine is dissolved completely. the pH to 3.5 (limit: 3.3–3.6).
9. Add item 4 to the container and mix well. 21. Bring the volume up to 1 L with item 10 and finally mix
10. Transfer the solution to the manufacturing vessel while for 15 to 20 minutes at high speed.
mixing at high speed. 22. Check and record the pH (limit: 3.3–3.6).
11. Rinse the container with 20 g of item 2 and transfer the 23. Filter the syrup at 1.5 bar.
rinsing to the manufacturing vessel while mixing. 24. Recirculate.
210 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Burn Cream
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
120.00 1 Glyceryl stearate SE (Monthybase) 120.00
80.00 2 Myristate octyldodecyl (MOD) 80.00
20.00 3 Apricot kernel oil PEG-6 esters (Labrafil M 1944 CS) 20.00
0.50 4 Sodium methyl paraben 0.50
0.50 5 Sodium propyl paraben 0.50
0.50 6 Sorbic acid 0.50
767.50 7 Deionized water 767.50
10.00 8 Avocado oil 10.00
1.00 9 Fragrance 1.00
Burn Cream
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
Magnesium aluminum silicate (Veegum)
R
15.00 1 15.00
568.00 2 Deionized water 568.00
30.00 3 Propylene glycol 30.00
2.00 4 Dimethicone emulsion 2.00
100.00 5 Mineral oil, light 100.00
170.00 6 Acetylated lanolin alcohol 170.00
50.00 7 Benzocaine, USP 50.00
30.00 8 C18–C36 acid 30.00
120.00 9 Glyceryl stearate and PEG-100 stearate 120.00
5.00 10 Polysorbate 60 5.00
QS 11 Preservatives QS
Manufacturing Directions 3. Mix and heat items 5 to 11, keeping item 7 suspended to
1. Slowly add item 1 to water, agitating with extensive shear 75◦ C to 80◦ C. Mix the two parts while cooling. Pour and
force until smooth. fill at 40◦ C.
2. Add items 3 and 4 and heat to 75◦ C to 80◦ C.
212 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Caffeine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
150.00 1 Caffeine powder 150.00
36.00 2 Cellulose (microcrystalline) (Avicel PH102) 36.00
46.00 3 Anhydrous lactose 46.00
48.50 4 Di-Pac granular 48.50
3.00 5 Croscarmellose sodium (Ac-Di-Sol SD-711) 3.00
1.50 6 Fumed silica 1.50
0.75 7 Stearic acid 0.75
0.75 8 Magnesium stearate 0.75
1.20 9 Flavor 1.20
Manufacturing Directions 3. Add item 8 to the blender and mix for another 5 minutes.
1. Screen items 1, 7, and 8 separately through a 40-mesh sieve. 4. Compress, using 7 kg pressure and 3/8-in flat, beveled-
2. Blend items 1 to 6 and 9 in a V-blender and mix for 3 edge punches to produce tablets with an average weight
minutes. of 311 mg.
Calamine Cream
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
80.00 1 Polawax GP200 80.00
10.00 2 Polysorbate 60 10.00
50.00 3 Caprylic/Capric triglyceride 50.00
QS 4 Deionized water QS to 1 kg
100.00 5 Witch hazel distillate 100.00
50.00 6 Glycerin 50.00
20.00 7 Zinc oxide 20.00
20.00 8 Calamine 20.00
QS 9 Preservative, color QS
Manufacturing Directions 3. Add zinc oxide and calamine under high shear.
1. Heat oil and water phases separately to 65◦ C to 70◦ C. 4. Stir to cool.
2. Add water phase to oil phase while stirring.
Manufacturing Formulations 213
Calamine Cream
Bill of Materials <Items 5 & 6 are not mentioned in the text>
Scale (mg/g) Item Material Name Quantity/kg (g)
20.00 1 Cellulose (microcrystalline) (Avicel RC-591) 20.00
100.00 2 Glycerin 100.00
1.80 3 Methyl paraben 1.80
0.20 4 Propyl paraben 0.20
100.00 5 Glyceryl stearate and PEG-100 stearate 100.00
25.00 6 Cetyl alcohol 25.00
50.00 7 Zinc oxide 50.00
50.00 8 Calamine 50.00
653.00 9 Distilled water 653.00
Calamine Lotion
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
78.30 1 Calamine 78.30
78.30 2 Zinc oxide 78.30
19.60 3 Glycerin 19.60
230.80 4 Deionized water 230.80
558.00 5 Calcium hydroxide solution 558.00
34.40 6 Purified bentonite (Polargel, NF) 34.40
0.60 7 Carboxymethyl cellulose 0.60
Manufacturing Directions 4. Add items 6 and 7 to this solution with rapid mixing. Con-
1. Prepare a saturated solution of item 5 by putting 3 g of tinue mixing for 15 minutes.
item 5 in 1000 mL of purified water. Mix vigorously for 1 5. In a separate vessel, blend items 1 and 2.
hour. 6. Add item 3 and mix until uniform.
2. Decant the clear, supernatant liquid for use in the formula. 7. Begin adding the aqueous solution with mixing until it is
3. Add the balance of water. blended into a lotion.
214 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Calcium Chewable Tablets (200 mg Ca) Calcium Glycerophosphate Tablets (200 mg)
Formulation Formulation
Calcium gluconate (Merck), 845.0 g; calcium citrate (Merck), Calcium glycerophosphate, 200.0 g; Ludipress, 297.5 g; mag-
500.0 g; Ludipress LCE [1], 297.5 g; citric acid anhydrous, fine nesium stearate, 2.5 g; Aerosil 200, QS.
granular, 100.0 g; polyethylene glycol 6000, powder, 80.0 g;
orange flavor (Dragoco), 30.0 g; Aerosil 200, 17.0 g; aspartame, Manufacturing Directions
potassium (Searle), 5.0 g. Pass all components through a 0.8-mm sieve, mix, and press
with high compression force at 470 mg.
Manufacturing Directions
Pass all components through a 0.8-mm sieve, mix, and press
with high compression force at 2417 mg.
Manufacturing Formulations 215
Calcium Carbonate Chewable Tablet 2. The above ingredients are dry blended in a mixer until
Manufacturing Directions homogeneous and then direct compressed in a tableting
1. Granulated calcium carbonate (93.3% calcium carbon- machine to approximately 8.5 Strong Cobb units hardness
ate, 6.3% glucose, and 0.4% gelatin), 42.87%; magne- to produce chewable antacid tablets each weighing 1.25 g
sium stearate, 2.50%; colored speckles, 0.75%; flavorants, (500 mg calcium carbonate per tablet).
0.78%; MPD (31-menthoxy propane 1,2-diol), 0.07%; WS-3 3. These tablets may also be prepared by utilizing granulated
(N-ethyl-P-menthane-3-carboxamide), 0.05%; aspartame, calcium carbonate which is a 50/50 coblend of calcium
0.198%; sodium saccharin, 0.102%; mannitol, QS. carbonate/mannitol.
Manufacturing Directions 2. Pass through a 0.8-mm sieve, mix the dry granules with
1. Granulate mixture of items 1 and 2 with the water (item 3). items 4 and 5, and press with low compression force.
3. Fill 656 mg in 12-mm planar punches.
Manufacturing Directions 2. Press into 252-mg tablets using medium compression force
1. Mix all components. Pass through a 0.8-mm sieve. and biplanar 8-mm punches.
Manufacturing Formulations 217
Manufacturing Directions 2. Press into 518-mg tablets using medium compression force
1. Mix all components. Pass through a 0.8-mm sieve. and 12-mm biplanar punches.
Manufacturing Directions 3. Press into 500-mg tablets using high compression force
1. Granulate mixture of items 1 to 3 with item 4. and 12-mm biplanar punches.
2. Dry, pass through a 0.8-mm sieve, and mix with items 5
and 6.
218 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 2. Press into 650-mg tablets using medium to high compres-
1. Granulate items 1 to 3 with item 4, dry, sieve, and mix with sion force and 12-mm biplanar punches.
items 5 and 6.
Manufacturing Directions 2. Press into 470-mg tablets using high compression force
1. Pass all components through a 0.8-mm sieve and mix. and 12-mm biplanar punches.
Manufacturing Directions 1. Load glucose and glycerin into a suitable mixing tank.
Isoproterenol is toxic; wear a dust mask and avoid contact. 2. Add 187 mL purified water to tank with mixing.
The product is sensitive to oxidation. Manufacture under N2 3. Begin bubbling N2 protection for the balance of the
protection and protect product from light and heat; all water process.
must be boiled, cooled, and gassed with nitrogen.
Manufacturing Formulations 219
4. Add and dissolve saccharin sodium and sodium cycla- 10. Move N2 source from the bottom to the top of the tank.
mate, if used, with mixing. 11. Turn off mixer.
5. Add calcium iodide to the tank with good mixing. 12. Allow to stand overnight under N2 protection to let en-
6. Add and dissolve ascorbic acid and sugar. trapped gases escape.
7. Dissolve the flavors in alcohol and add with mixing to 13. QS to 1 L. Mix for 1 hour.
the main batch. 14. Filter and circulate product through a suitable filter press
8. Dissolve isoproterenol in 10 to 13 mL of water and add, until sparkling clear.
with mixing, to the main batch.
9. Dissolve dye in 3.5 mL purified water and add solution
to tank with mixing. (Note: Dye may be deleted.) Add
caramel with mixing to main batch.
Carbamide Peroxide Chewing Gum P-NF, 1.25; sorbitol (70% solution), 10.00; glycerin, 10.00;
Formulation carbamide peroxide, 14.00; sodium lauryl sulfate, 1.50;
Gum base, 26.25 g; calcium carbonate, 3.75 g; sorbitol, 28.05 g; sodium saccharine, 0.20; flavor, 1.25; FD&C yellow No. 5,
mannitol, 7.50 g; maltitol, 21.62 g; glycerin, 1.00 g; flavorant, 0.15; FD&C red No. 40, 0.05; water purified, 29.60.
3.15 g; gum arabic, 1.16 g; titanium dioxide, 0.17 g; wax 2. Paste composition in weight percent contains sodium flu-
candellia, 0.03 g; sodium stearate/sodium palmitate, 50% oride, 0.32; hydrogen peroxide (50% solution), 10.00; Car-
each, 3.00 g; tripolyphosphate sweetener, 0.82 g; Imwitor 370, bopol 943, 0.51; sorbitol (70% solution), 5.18; glycerin, 5.18;
1.00 g; carbamide peroxide, 3.00 g. sodium lauryl sulfate, 1.50; sodium saccharine, 0.20; flavor,
1.25; polytetrafluoroethylene (Teflon), 52.00; water, puri-
fied, 29.86.
Manufacturing Directions
3. Both phases (steps 1 and 2) are neutralized to a pH of ap-
1. The gum base is heated to sufficiently soften the base with-
proximately 5.5 and 6.5 with freshly prepared 10% sodium
out adversely affecting the physical and chemical make-up
hydroxide and the stripe composition to the main compo-
of the base.
sition is approximately 15:100.
2. The molten gum base and the filler are then added to a
4. The above hydrogen peroxide/carbamide peroxide blend
mixing kettle.
composition is effective and stable when used topically for
3. The sugar alcohols, glycerin, flavor, high-intensity sweet-
bleaching tooth surfaces.
ener, and stain-removing agent carbamide peroxide added
5. When extruded from the tube container, the gel composi-
last with mixing to obtain a homogenous mixture.
tion will be in the form of one or more stripes enclosed in
4. The mixture is then discharged from the mixing kettle and
the periphery of the toothpaste surrounded by the paste
rolled and scored into a desired piece size by conventional
composition.
techniques.
6. The gel and the paste composition must be sufficiently of
heavy viscosities to prevent migration (bleeding) of the
Carbamide Peroxide and Hydrogen Peroxide Bleaching
colored gel into the white paste composition.
Oral Dentifrice
Manufacturing Directions
1. Gel composition as weight percent contains sodium
fluoride, 0.32 [0.14 (w/v) fluoride ion]; Carbopol 974
Manufacturing Directions 4. Repeat these operations until all the active ingredients
This product requires separate preparation of microgranules have been incorporated.
for each active ingredient. This preparation requires a coat- 5. Sieve the microgranules with a 1.11-mm sieve.
ing pan equipped with air suction and hot air heating sys- 6. Dry the microgranules at 30◦ C±5◦ C for 3 hours.
tem, mixer, automatic airless pump with a spray gun, vi- 7. Prepare a 40% solution of shellac in alcohol and the re-
brating sieve, and capsule-filling machine with triple-feed quired quantity of talc.
microgranular system. 8. Apply the shellac solution, maintaining a microgranule
temperature of 20◦ C±2◦ C and add the talc simultane-
1. Place the neutral microgranules in the coating pan. Pre- ously.
pare a 20% solution of PVP. 9. Sieve the microgranules through a 1.18-mm sieve.
2. Maintain the temperature of microgranules at 20◦ C±2◦ C. 10. Dry the microgranules at 18◦ C to 23◦ C for 8 hours. Store
3. Using the pump, apply the solution of PVP, then project until used.
the active ingredient onto the microgranules with a plas- 11. Test for dissolution and rework if necessary.
tic scoop until they are dry.
Manufacturing Formulations 221
Manufacturing Directions 2. Cool to room temperature and add and dissolve item 6.
1. Heat the mixture of items 1 to 5 to 60◦ C. Stir well.
Manufacturing Directions 2. Add the water phase to the oil phase while stirring.
1. Heat oil and water phases separately to 60◦ C to 65◦ C. 3. Stir to cool.
222 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Charcoal Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
250.00 1 Activated charcoal 250.00
150.00 2 Bolus alba (Merck) 150.00
28.00 3 Kollidon 25 28.00
38.00 4 Acacia gum 38.00
QS 5 Water + isopropanol (10 + 3) 575.00 mL
15.00 6 Cremophor EL 15.00
QS 7 Isopropanol 300.00 mL
Manufacturing Directions 4. Dry the granules and press into 481-mg tablets using low
1. Granulate mixture of items 1 to 4 with item 5 and pass compression force and 12-mm planar punches.
through a 1-mm sieve. 5. Dry the obtained tablets.
2. Dry until a relative powder humidity of 90% is reached.
3. Add solution of items 6 and 7 and pass again through a
0.8-mm sieve.
Manufacturing Formulations 223
Chlophedianol, Ipecac, Ephedrine, Ammonium Chloride, Carbinoxamine, and Balsam Tolu Syrup
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/L (g)
0.001 mL 1 Ipecac fluid extract 1.00 mL
5.00 2 Chlophedianol hydrochloride 5.00
1.32 3 Ephedrine hydrochloride (powder) 1.32
8.80 4 Ammonium chloride (reagent-grade granules) 8.80
0.80 5 Carbinoxamine maleate 0.80
0.90 6 Methyl paraben 0.90
0.10 7 Propyl paraben 0.10
6.25 8 Balsam of Tolu (eq. aqueous extract) 6.25
2.66 9 Saccharin sodium (dihydrate powder) 2.66
319.22 10 Sucrose (granulated sugar) 319.22
238.33 11 Glucose liquid (corn syrup) 238.33
83.93 12 Sorbitol solution (calculate as 70% sorbitol crystals) 83.93
40.00 13 Alcohol 40.00
166.67 14 FD&C red dye (Amaranth E123) 166.67 mg
0.80 15 Raspberry flavor 0.80
100.00 16 Propylene glycol 100.00
QS 17 HyFlo filter aid 0.50
QS 18 Water purified ∼450.00 mL
Chlorhexidine Gel
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
20.00 1 Chlorhexidine diacetate 20.00
300.00 2 1,2-Propylene glycol (pharma) 300.00
220.00 3 Lutrol F 127 220.00
460.00 4 Water 460.00
Manufacturing Directions 3. Maintain the temperature until the air bubbles escape.
1. Dissolve chlorhexidine diacetate in propylene glycol at 4. A clear, colorless gel is obtained.
>70◦ C.
2. Stir well and slowly add Lutrol F 127 and water.
Chlorhexidine Lozenges
Bill of Materials
Scale (mg/lozenge) Item Material Name Qty/1000 lozenges (g)
5.00 1 Chlorhexidine 5.00
150.00 2 Sorbitol (crystalline) 150.00
5.00 3 Kollidon VA 64 5.00
5.00 4 Menthol (crystalline) 5.00
5.00 5 Eucalyptol (crystalline) 5.00
1.00 6 Aspartame, potassium 1.00
0.10 7 Saccharin sodium 0.10
2.00 8 Aerosil 200 2.00
1.00 9 Magnesium stearate 1.00
Chlorpheniramine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
4.00 1 Chlorpheniramine maleate 4.00
75.00 2 Starch 1500 75.00
65.62 3 Microcrystalline cellulose (50 µm) 65.62
2.96 4 Stearic acid 2.96
1.11 5 Fumed silica 1.11
0.37 6 Magnesium stearate 0.37
Manufacturing Directions 12. Mix for 10 minutes and transfer to the manufacturing
1. Add 500 g of purified water to the manufacturing vessel vessel.
and heat to 95◦ C to 98◦ C. 13. Rinse the container with 2 g of cooled purified water
2. Add items 3 and 4 while mixing to dissolve at high speed. (25◦ C) and transfer the rinsings to the manufacturing
3. Mix for 5 minutes. vessel while mixing at high speed.
4. Add item 2 while mixing at slow speed. 14. Add item 7 to the manufacturing vessel while mixing.
5. Maintain a temperature of 95◦ C to 98◦ C. 15. Mix for 10 minutes at high speed.
6. Mix for 1 hour at high speed. 16. Bring the volume up to 1 L with purified water and finally
7. Cool down to 30◦ C while mixing at slow speed. mix for 15 to 20 minutes at high speed.
8. Dissolve items 5 and 6 in 20 g of cooled purified water 17. Check and record the pH (limit: 5.0–5.2 at 25◦ C).
(25◦ C). 18. If required, adjust pH with 10% citric acid or 10% sodium
9. Transfer the solution to the manufacturing vessel while citrate solution.
mixing at high speed. 19. Filter the syrup at 1.5 bar.
10. Mix for 2 minutes. 20. Bubble the syrup with nitrogen gas.
11. Add 8 g of cold purified water (25–30◦ C) in a separate
container and dissolve item 1 by using stirrer.
Manufacturing Directions 4. The mixture is dried in a forced hot air oven for 5 hours to
1. Chlorpheniramine maleate and pseudoephedrine hy- an LOD of less than 2%.
drochloride are mixed in the water until thoroughly dis- 5. Magnesium stearate is then added as a lubricant and tar-
solved. taric acid is added as an acidulent.
2. Cab-o-Sil M5 (silicon dioxide) is poured into a planetary 6. The excipients are then thoroughly mixed and the entire
mixer to which the dissolved drug solution is added and composition is compressed into 1-g tablets, each one pos-
mixed at slow speed. sessing a potency of 4 mg chlorpheniramine maleate and
3. This is continued for 5 minutes until the solution and Cab- 120 mg pseudoephedrine hydrochloride.
o-Sil are completely mixed.
226 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 4. The entire composition is dried in a forced hot air oven for
1. Chlorpheniramine maleate, dextromethorphan HBr, and 7 hours at 50◦ C.
pseudoephedrine hydrochloride are mixed in the water 5. The composition is dried to an LOD of 1.25%.
until thoroughly dissolved. 6. The dried material is then screened through a No. 30 U.S.
2. Cab-o-Sil M5 (silicone dioxide) is poured into a planetary standard mesh screen.
mixer to which the dissolved drug solution is added and 7. The excipients are added as mentioned before and the
mixed at slow speed. blend is compressed into 1-g tablets, each one possessing
3. This is continued for 5 minutes until the solution and Cab- a potency of 4 mg chlorpheniramine maleate and 60 mg
o-Sil are completely mixed. pseudoephedrine hydrochloride and 30 mg dextromethor-
phan HBr.
Chymotrypsin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
27.00 1 Chymotrypsin 27.50
71.50 2 Ludipress 71.50
1.00 3 Magnesium stearate 1.00
Cimetidine Tablets (200 mg) talline cellulose (Avicel PH102), 200 mg; aspartame, 10 mg;
Formulation aniseed, 20 mg; butterscotch, 20 mg; magnesium stearate,
Cimetidine, 200 g; Ludipress, 295 g; magnesium stearate, 5 g. 15.0; total, 2220 mg.
3. A 40% (w/w) solution of the Eudragit E100 in methy-
Manufacturing Directions lene chloride is added with mixing to the cimetidine and
1. Pass the mixture through a 0.8-mm screen. blended until granules are formed.
2. Press with low compression force at 510 mg at low humid- 4. The resulting granules are dried and then sieved through
ity 30%. a 16-mesh screen.
5. Aluminium hydroxide, magnesium hydroxide, and other
Cimetidine Chewable Tablets ingredients for the antacid granules are sieved through a
Manufacturing Directions 12-mesh (1.4 mm) screen and mixed together.
1. Cimetidine premix granules: cimetidine, 200 mg; Eudragit 6. The resulting mix is compressed on a rotary tablet press
E100, 20 mg; antacid (Al/Mg) granules sorbitol, direct and the resulting compacts are milled using a 12-mesh
compression grade, 590 mg; lactose, direct compression screen.
grade spray dried, 325 mg; lactose crystalline, 325 mg; 7. Cimetidine granules, antacid granules, and extragranular
dried aluminium hydroxide gel, 250 mg; magnesium hy- excipients are put into a cone blender and mixed thor-
droxide, 200 mg; croscarmellose sodium type A, 30 mg; oughly.
magnesium stearate, 15 mg; total, 1735 mg. 8. The resulting mix is discharged from the blender and com-
2. Tableting mix for compression: cimetidine, 220 mg; premix pressed on a suitable rotary tablet press fitted with the
granules antacid (Al/Mg), 1735 mg; granules microcrys- appropriate punches.
Manufacturing Formulations 227
Cyanocobalamin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
50.00 µg 1 Cyanocobalamin; use gelatin-coated cyanocobalamin (0.1%) 50.00
150.00 2 Ludipress 150.00
1.50 3 Magnesium stearate 1.50
2.00 4 Sicovit Quinoline lake, yellow 2.00
3.00 5 Sicovit Yellow lake, orange 3.00
Manufacturing Directions 2. Slowly add Lutrol F 127 and stir until dissolved.
1. Dissolve dexpanthenol and Lutrol E 400 in water, add liq- 3. Cool to room temperature, stirring continuously until the
uid paraffin, and stir, heating to 60◦ C to 70◦ C. air bubbles disappear.
Manufacturing Formulations 229
Manufacturing Directions 11. Transfer the active substance solution to the syrup
1. In a suitable stainless steel vessel, combine sorbitol syrup, vehicle.
hydroxyethyl cellulose, and deionized water. Mix well. 12. Rinse the vessel twice with deionized water.
2. Add sodium benzoate and stir again for 5 minutes. 13. Add while stirring (low) the custard and banana flavors.
3. After obtaining a clear solution, stir the hydroxyethyl 14. Mix for 10 minutes.
cellulose suspension, rinse the container with deionized 15. Then, while stirring, add the solution from step above.
water, and transfer the rinsings to the vessel. Keep stirring for 15 minutes at moderate speed.
4. Heat the vessel to 40◦ C to 50◦ C and stir the mix for 1 hour. 16. Stop stirring and check pH (limit: 5.9–6.2). Adjust with
5. After 1 hour, a clear gel without lumps is obtained. 10% trisodium citrate solution. After each addition,
6. Dilute the gel with sorbitol syrup and cool to 30◦ C. where necessary, stir for 5 minutes before recording pH
7. In a separate vessel, add deionized water and heat while again.
stirring to 50◦ C. 17. Finally, make up the volume with deionized water and
8. After reaching this temperature, dissolve, in this stir once more for 15 minutes under vacuum (0.6 bar) at
order: dextromethorphan hydrobromide, chlorpheni- moderate speed.
ramine maleate, and pseudoephedrine hydrochloride 18. Stop stirring and remove vacuum. Check final volume
and saccharin sodium. once more.
9. Cool the solution to 25◦ C. 19. Filter the clear syrup under compressed air pressure, first
10. In a suitable stainless steel container, add deionized through a filter of 330-µm and then through a 20-µm filter
water and while stirring dissolve trisodium citrate un- of propylene type.
der 0.6 bar vacuum and high speed.
Manufacturing Directions
Blend to mix and compress 110 mg in 6-mm punch.
230 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Dimenhydrinate Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
50.00 1 Dimenhydrinate 50.00
245.00 2 Ludipress 245.00
5.00 3 Magnesium stearate 5.00
Dimenhydrinate Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
50.00 1 Dimenhydrinate 50.00
50.00 2 Cellulose (microcrystalline) (Avicel PH101) 50.00
125.00 3 Lactose 125.00
2.29 4 Croscarmellose sodium (Ac-Di-Sol, SD-711) 2.29
1.00 5 Fumed silicon dioxide 1.00
0.50 6 Stearic acid 0.50
0.50 7 Magnesium stearate 0.50
Dimenhydrinate Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
100.00 1 Dimenhydrinate 100.00
40.00 2 Lactose monohydrate 40.00
40.00 3 Cornstarch 40.00
6.00 4 Kollidon 90 F 6.00
30.00 5 Isopropanol 30.00
14.00 6 Kollidon CL 14.00
16.00 7 Talc 16.00
2.00 8 Aerosil 200 2.00
2.00 9 Calcium arachinate 2.00
1. Diphenhydramine hydrochloride and pseudoephedrine 4. The entire composition is dried in a forced hot air oven for
hydrochloride are mixed in the water until thoroughly 7 hours at 50◦ C.
dissolved. 5. The composition is dried to LOD 1%.
2. Cab-o-Sil M5 (silicon dioxide) is poured into a planetary 6. The dried material is then screened through a No. 30 U.S.
mixer to which the dissolved drug solution is added and standard mesh screen and compressed to give average
mixed at slow speed. weight of 1 g containing 50 mg diphenhydramine hy-
3. This is continued for 5 minutes until the solution and Cab- drochloride and 120 mg pseudoephedrine hydrochloride.
o-Sil are completely mixed.
Eucalyptol Solution
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
80.00 1 Eucalyptol 80.00
40.00 2 Cremophor RH 40 40.00
QS 3 Preservative QS
QS 4 Water QS to 1 L
Manufacturing Directions
Mix eucalyptol and cremophor at 65◦ C, stir well, and slowly
add the warm solution of item 3 to produce a clear or
slightly opalescent, colorless liquid.
Manufacturing Formulations 233
Manufacturing Directions 3. Slowly add water at 71◦ C and mix for 1 hour.
1. Heat item 1 to 71◦ C. 4. Cool the mixture to 35◦ C to 45◦ C and fill.
2. Combine rest of the ingredients in another container and
heat to 71◦ C.
Manufacturing Directions 11. Then add item 1 to the clear solution and dissolve slowly
1. Bubble nitrogen throughout the process. without aeration.
2. Check and record pH of the purified water (limit: 5.0–6.5). 12. Add to mixer.
3. Collect 166.67 g of purified water in mixer. 13. Dissolve item 6 in 10 g of purified water (25–30◦ C) and
4. Heat to 90◦ C to 95◦ C for 10 minutes. add to first step.
5. Add item 8. Stir to dissolve to a clear solution. 14. Add item 7 to first step.
6. Add item 2. Stir to dissolve to a clear solution. 15. Mix at low speed for 10 minutes.
7. Add item 3. Stir for 10 minutes and cool to 30◦ C to 16. Bring volume up to 1 L with purified water.
35◦ C. 17. Check and record pH (target: 2.20, limit: 1.95–5.15).
8. Dissolve item 4 in 10 g of purified water (30–35◦ C) and 18. Filter the drops with recirculation.
add to first step. 19. Transfer the filtered drops to a storage vessel under an
9. Dissolve item 9 in 10 g of purified water (30–35◦ C) and N2 blanket.
add to first step. 20. Use the nitrogen blanket in the tank throughout the stor-
10. Dissolve item 5 in 273.33 g of purified water (30–35◦ C). age and filling period.
Manufacturing Formulations 235
Manufacturing Directions 2. Add the ethanol to the well-stirred solution, then slowly
1. Mix the active ingredients with Cremophor RH 40 and add the warm water to produce a clear or slightly opales-
heat to 50◦ C to 60◦ C. cent liquid.
3. The amount of Cremophor RH 40 required depends on the
type of fir needle oil.
Manufacturing Directions 7. Unload the lubricated powder into a stainless steel drum.
1. Folic acid must be protected from exposure to direct light. Check for small lumps or globules in the powder mix.
2. Sift items 1, 2, and 3 through a Fitz mill (impact forward, 8. If required, pass the entire mass through a 500-µm sieve
high speed) and collect in a stainless steel drum. using a sifter and mix for 1 minute in a blender.
3. Load the material into a blender and mix for 3 minutes. 9. Compress into 1.15-g tablets (hardness: 3–7 kp) using
4. Sift items 4 to 8 through a 500-µm sieve using a sifter and 7-mm round flat punches.
collect in a stainless steel drum. 10. For 1-mg tablets, compensate with lactose and compress
5. Load this sieved material into a blender. as above.
6. Mix for 5 minutes.
Manufacturing Formulations 237
Foot Bath
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
200.00 1 Polysorbate 20 200.00
2.50 2 Menthol 2.50
10.00 3 Alpha-bisabolol 10.00
20.00 4 Disodium undecylenamido MEA-sulfosuccinate 20.00
20.00 5 Perfume (menthol compatible) 20.00
QS 6 Deionized water QS to 1 L
QS 7 Preservative, color QS
Manufacturing Directions 3. Add the water phase to the oil phase while stirring.
1. Preblend ethanol, irgasan, and menthol and warm to 50◦ C. 4. Stir to cool, adding the preblend at 60◦ C. Adjust pH.
2. Heat water and oil phases separately to 70◦ C.
238 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Foot Mousse
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
300.00 1 Ethanol (DEB100) 300.00
1.00 2 Menthol 1.00
QS 3 Deionized water QS
20.00 4 Undecyleneamide DEA and diethanolamine 20.00
5.00 5 Cetrimonium bromide 5.00
10.00 6 PEG-75 and water 10.00
QS 7 Perfume, preservative, color QS
Manufacturing Directions 3. Pack into mechanical mousse applicator, such as the Kun-
1. Dissolve menthol in ethanol. ststoff AG Supermatic foamer system, Airspray Interna-
2. Add remaining ingredients. tional BV jet foamers, or Calmar foamers.
Garlic Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
95.00 1 Calcium phosphate, dibasic 95.00
94.00 2 Lactose monohydrate 94.00
9.00 3 Kollidon 30 9.00
25.00 4 Water 25.00
100.00 5 Dried garlic powder 100.00
2.00 6 Magnesium stearate 2.00
Garlic Extract + Thyme Extract + Vitamin C Ginkgo Extract Tablets (40 mg)
(300 mg+25 mg+100 mg) Formulation
Formulation Ginkgo biloba extract, dry powder, 240 g; Aerosil (Biogen)
Garlic extract, granulated (Aflopa), 300 g; thyme extract, 200, 1 g; Kollidon CL, 4 g; Ludipress, 203 g; magnesium
25 mg; powder (Aflopa), 25 g; ascorbic acid, crystalline stearate, 2 g.
(BASF), 100 g; Kollidon CL, 14 g; Ludipress, 268 g; magne-
sium stearate, 7 g. Manufacturing Directions
Mix the ginkgo extract with Aerosil 200, add the other com-
Manufacturing Directions ponents, pass through a 0.8-mm sieve, and press to tablets
Mix all components, pass through a 0.8-mm sieve and press with low compression force at 254 mg.
to tablets with medium compression force at 714 mg.
Manufacturing Formulations 239
Glycerin Suppositories
Bill of Materials
Scale (mg/suppository) Item Material Name Qty/1000 Suppositories (g)
1800.00 1 Glycerin (glycerol) 1800.00
0178.00 2 Sodium stearate 178.00
0099.00 3 Purified water 99.00
Guaifenesin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g) Percent (w/w)
69.77 1 Guaifenesin USP 69.77
16.00 2 Starch 1500 16.00
9.48 3 Microcrystalline cellulose NF 9.48
4.00 4 Starch 1500 4.00
0.50 5 Stearic acid NF 0.50
0.25 6 Magnesium stearate 0.25
100.00 7 Total 100.00
Hemorrhoid Cream
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
20.00 1 Lanolin alcohol (Ivarlan 3310) 20.00
448.00 2 Petrolatum 448.00
450.00 3 Petrolatum amber 450.00
30.00 4 Shark liver oil 30.00
10.00 5 Live yeast cell derivative (Biodyne’s TRF) 10.00
10.00 6 Deionized water 10.00
20.90 7 Lanolin 20.90
1.00 8 Thyme oil 1.00
0.10 9 Phenyl mercuric nitrate 0.10
Manufacturing Directions ing, add this mixture to previous mixture. Mix again and
1. Mix and heat items 1 to 4 to 70◦ C. Cool to 50◦ C and hold. cool to 40◦ C. Add items 8 and 9.
2. Separately combine items 5 to 7 and heat to 40◦ C and mix 3. Continue mixing while cooling to 35◦ C.
until homogenous dispersion is achieved. With rapid mix-
Manufacturing Directions 3. Continue to stir until the gel is cool to form clear, colorless
1. Suspend item 1 in a mixture of items 2 and 3 at 70◦ C. gels.
2. Prepare solution of item 4 by heating item 5 to 70◦ C and
add it slowly to the hot item 4.
244 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Hydrocortisone Cream
Bill of Materials
Scale (g /100 g) Item Material Name Qty/kg (g)
1.00 1 Hydrocortisone, micronized (3% excess) 10.30
6.00 2 Propylene glycol 60.00
0.10 3 Chlorocresol 1.00
5.00 4 Mineral oil (liquid paraffin) 50.00
2.00 5 Poloxyl 20 cetostearyl ether (Cetomacrogol 1000) 20.00
8.00 6 Cetostearyl alcohol 80.00
18.00 7 Petrolatum (white soft paraffin) 180.00
0.29 8 Monobasic sodium phosphate 2.90
0.035 9 Propyl paraben 0.35
0.10 10 Methyl paraben 1.00
59.60 11 Purified water 596.00
Manufacturing Directions 12. Transfer oil phase to the aqueous phase in mixer vessel
1. Load 10 g of item 5 and items 4, 6, and 7 in fat-melting through mesh under vacuum while stirring at manual
vessel. mode (10 rpm) at a temperature of 60◦ C.
2. Heat to 70◦ C to 75◦ C while stirring. 13. Homogenize at high speed.
3. Cool down the temperature to 65◦ C. 14. Maintain temperature of 60◦ C.
4. Maintain temperature at 65◦ C to 70◦ C. 15. Vacuum at 0.4 bar for 10 minutes.
5. Heat item 11 to 90◦ C in mixer. 16. Cool temperature to 45◦ C.
6. Dissolve items 9 and 10 to a clear solution by stirring. 17. Mix item 1 in 48 g of item 2 in a separate container at
7. Cool down the temperature to 65◦ C. 45◦ C using homogenizer to make slurry.
8. Maintain temperature to 65◦ C to 70◦ C. 18. Add to the dispersed phase while mixing at 10 rpm and
9. Add 10 g of item 5 and items 3 and 8 to the parabens keep temperature at 45◦ C.
solution to dissolve. 19. Rinse the container with 12 g of item 2 and add to the
10. Mix for 15 minutes. dispersed phase.
11. Maintain temperature at 65◦ C to 70◦ C. 20. Mix and homogenize under vacuum at 0.4 bar for 10 min-
utes, low speed (10 rpm), at a temperature of 45◦ C.
21. Cool the temperature to 30◦ C while mixing at 10 rpm in
automode under a vacuum of 0.4 bar.
Hydrocortisone Cream
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
70.00 1 Cetylstearyl alcohol 70.00
15.00 2 Cremophor A 6 15.00
15.00 3 Cremophor A 25 15.00
120.00 4 Liquid paraffin 120.00
2.00 5 Paraben 2.00
688.00 6 Water 688.00
80.00 7 Propylene glycol 80.00
10.00 8 Hydrocortisone 10.00
Manufacturing Directions
Prepare solution of items 6 and 7 and mix slowly with solu-
tion of items 1 to 5 to produce a clear, colorless gel.
Hydrocortisone Ointment
Bill of Materials
Scale g /100 g Item Material Name Qty/kg (g)
1.00 1 Hydrocortisone, micronized (6% excess) 10.60
91.50 2 Petrolatum (white soft paraffin) 915.00
7.00 3 Mineral oil (liquid paraffin) 70.00
0.50 4 Sorbitain sesquioleate (Arlacel 83) 5.00
Hydrogen Peroxide Bleaching Dentifrice Paste copolymer containing 25% vinyl pyrrolidone and 75%
Manufacturing Directions carbopol.
1. Add to 50 g purified water, 1.5 g of emulsifier Carbopol 7. The vinyl pyrrolidone in the mixture delays the solubility
934/PVP in 75:25 ratio and dissolve with gradual stirring. of the emulsion further than carbopol alone.
2. To the mixture, 20 mL of hydrogen peroxide (50%) are 8. After the bleaching composition (step 1) has been pre-
added and mixed for additional 5 to 10 minutes. pared to desired consistency, 50 g of this composition is
3. The acid composition is then adjusted between pH 5.5 added to 50 g of the water insoluble abrasive suspension
and 6.5 with 10% NaOH. (step 2) and the intimate mixture of the two immiscible
4. The composition thickens to a gel and set aside. phases are dispersed in each other and then, with the aid
5. In a separate vessel, 210 g of methyl methacrylate of the colloidal mill, agitated until extremely fine homo-
crosspolymer GMX-0610 obtained from Perspere Corp geneous dispersion is obtained.
is added. 9. 100 g of the dispersion so obtained is then added to 50 g of
6. In another separate vessel, continuous phase of the in- the continuous phase (step 3) and the two phases mixed
vention is prepared comprising the following ingredi- in a colloidal mill and the resultant composition com-
ents: weight%, sodium fluoride, 1.05; propylene glycol, prised the discontinuous phases (step 1) dispersed ho-
24.10; sodium lauryl sulfate, 5.04; water, 43.40; vinyl mogenously throughout the continuous phase (step 2)
pyrrolidone/acrylic acid∗ , 1.02; hydroxyethyl cellulose, and (step 3) of the present invention.
2.01; glycerin, 18.85; sodium saccharine, 0.47; flavor, 2.76; 10. The final formulation is expressed as weight in percent-
sodium benzoate, 0.55; benzoic acid, 0.06; sodium EDTA, age as follows: water, purified, 15.75; methyl methacry-
0.14; sodium hydroxide (10% solution), 0.55; ∗ dry blend late crosspolymer GMX-0610, 53.71; hydrogen peroxide,
246 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
10.00; Carbopol 934, 0.37; hydroxyethyl cellulose, 0.73; 11. Carbopol in this composition sufficiently retards the dis-
sodium fluoride, 0.38 (0.17% F ions); sodium lauryl sul- solution of the emulsed hydrogen peroxide to allow the
fate, 1.83; propylene glycol, 8.75; glycerin, 6.84; sodium abrasive agent methyl methacrylate crosspolymer GMX-
saccharine, 0.17; sodium benzoate, 0.20; benzoic acid, 0610 to remove the dental plaque and pellicles from
0.02; sodium EDTA, 0.05; flavor, 1.00; sodium hydroxide the enamel surface and thus allow the bleaching active
(10%), QS (pH 6.5), 0.20. hydrogen peroxide to diffuse through the plaque-free
enamel with ease.
Manufacturing Directions 21. Set the mixer: temperature, 25◦ C; speed, 18 rpm; manual
1. Heat 302 g of item 15 to 90◦ C and dissolve item 2 while mode vacuum, 0.5 bar.
mixing in mixer. 22. Mix for 15 minutes.
2. Cool to approximately 50◦ C. 23. Mix for 5 minutes at homogenizer low speed.
3. Add items 3, 4, 5, 7, and 11 to mixer while mixing and 24. Mix for 5 minutes at high homogenizer speed.
dissolve. 25. Check the suspension for uniformity.
4. Filter the syrup through Seitz Supra 2600 filters in clean 26. Adjust the final volume to 1 L by using purified water.
stainless steel tank.
5. In a clean stainless steel vessel, dissolve item 10 in 35 g
of item 15 (40◦ C).
Ibuprofen Chewable Tablets
6. Add item 1 slowly while mixing with stirrer. Manufacturing Directions
7. Mix for 30 minutes to make uniform dispersion. Caution: 1. PVAP and PVP-K90, equivalent to a 2:1 weight ratio, are
Avoid excessive foaming. dissolved in minimum volumes of an aqueous ammonium
8. Disperse items 8 and 9 in item 6 in a clean and dry stain- hydroxide solution (28% v/v) and water, respectively, and
less steel container using stirrer. then mixed.
9. Add 75 g of hot item 15 (70–90◦ C) at once while mixing. 2. To the resulting mixture, ibuprofen, equal to the amount
10. Mix for 20 minutes to make a homogeneous smooth of PVAP used, is dissolved and then 0.1N HCl solution is
mucilage. added dropwise until the pH of the solution is 1.
11. Add approximately 500 g syrup, ibuprofen dispersion, 3. The white solid precipitate is filtered, washed with water,
and mucilage to the mixer. and then vacuum dried.
12. Rinse the containers of ibuprofen dispersion and mu- 4. The entrapped granules containing 39.06% ibuprofen are
cilage with 50 g of item 15 (40◦ C). used in the preparation of tablets.
13. Add the rinsings to the mixer. 5. Appropriate amounts of the granules and the cherry vehi-
14. Set the mixer: temperature, 25◦ C, speed, 18 rpm; and cle, corresponding to 200 mg of ibuprofen per 668 mg of
manual mode vacuum, 0.5 bar. tablet, are accurately weighed and then mixed and tablets
15. Mix for 3 minutes at low homogenizer speed. compressed.
16. Mix for 2 minutes at high homogenizer speed. Check the
suspension for uniformity of dispersion.
Ibuprofen Sustained-Release Bilayer Tablets
17. Homogenize for additional 3 minutes at high speed, if
required. Manufacturing Directions
18. Add the balance of the syrup (approximately 507.6 g) 1. Immediate-Release Layer Composition
from previous step to the mixer. 1. Part I: Ibuprofen USP, 160.0 mg; microcrystalline
19. In a separate container, dissolve item 12 in 6 g of cooled cellulose NF, 32.0 mg (Avicel PH 101); starch NF,
item 15 (40◦ C) and transfer to the mixer. 32.0 mg; pregelatinized starch NF (Starch 1500),
20. Add items 13 and 14 to the mixer. 16.0 mg; sodium starch glycolate NF, 6.4 mg.
248 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
2. Part II: Hydroxypropylmethylcellulose 2910 USP 3. Weigh the components of part I and preblend them
(Methocel E-5), 1.6 mg; purified water USP, QS. in a high shear mixer (Fielder: impeller speed of ap-
3. Part III: Sodium starch glycolate NF, 1.6 mg; (Ex- proximately 250 rpm for 1 minute).
plotab) colloidal silicon dioxide NF, 0.8 mg; total, 4. Prepare the granulating agent (part II) by dissolving
250.4 mg. Povidone USP in a 1:1 mixture of alcohol USP and
4. Weigh the components of part I and preblend them purified water USP (a ratio of 12.25 g of povidone to
in a high shear mixer (Fielder: impeller speed of ap- 100 g of alcohol/water).
proximately 118 rpm for 3 minutes). 5. Spray the granulating agent at a rate of 600 mL/min
5. Prepare the granulating agent (part II) by dissolving onto part I in the high shear mixer.
the hydroxypropylmethylcellulose 2910 USP into the 6. Granulate the mixture for 1 minute after the addition
purified water USP (a ratio of 3.2 g of hydroxypropy- of part II (Fielder: impeller speed of approximately
lmethylcellulose to 200 g water). 250 rpm).
6. Deliver the granulating agent to the powders of part I 7. Remove the completed wet granulation from the
in the high shear mixer. high shear mixer and load it into the product bowl of
7. Granulate the mixture for 20 minutes (Fielder: im- a fluid-bed apparatus (e.g. Aeromatic or Glatt).
peller speed of approximately 118 rpm). 8. With an inlet air temperature of approximately 60◦ C,
8. Remove the completed wet granulation from the dry the granulation to a moisture level of 0.3% to
high shear mixer and load into the product bowl of a 0.8% as determined by LOD (e.g., Computrac).
fluid-bed apparatus (e.g., Aeromatic or Glatt). 9. The wet granulation can also be dried on trays in
9. With an inlet air temperature of approximately 60◦ C, drying ovens.
dry the granulation to a moisture level of 0.5% to 10. Sieve the dried granulation (Fitzpatrick Communi-
1.1% as determined by LOD (e.g., Computrac). The tion Mill, Model D6: medium speed, knives forward,
wet granulation can also be dried on trays in drying 0.093 screen). Other machines such as Glatt Quick
ovens. Sieve can also be used.
10. Sieve the dried granulation (e.g., Glatt Quick Sieve: 11. Blend the sieved and dried granulation with the pow-
Stator No. 3, Screen No. 1, 5 mm, 1000 rpm). Other ders of part III using a suitable mixer such as a twin-
machines such as a Fitzpatrick Communition Mill shell, ribbon, or planetary mixer.
can be used. 3. Compression of Tablets or Caplets
11. Blend the sieved and dried granulation with the pow- 1. Load the granulation of the immediate-release layer
ders of part III using a suitable mixer such as a twin- into one hopper and the granulation of the sustained-
shell, ribbon, or planetary mixer. release layer into the second hopper of a bilayer tablet-
2. Sustained-Release Layer ing machine (e.g., Stokes Versapress).
1. Povidone USP (Plasdone K 29/32), 14.7 mg; alcohol 2. Compress tablets using 0.749 × 0.281 × 0.060 extra
USP and purified water USP (QS); 1:1 mixture. deep concave capsule-shaped tooling. (Tablet tooling
2. Part III: pregelatinized starch NF (Starch 1500 LM), of other shapes such as oval or round can also be used.)
8.0 mg; microcrystalline cellulose NF (Avicel PH101), 3. The sustained-release layer has a target weight of
7.3 mg; magnesium stearate NF, 5.0 mg; colloidal sil- 523.3 mg, and the immediate-release layer has a target
icon dioxide NF (Cab-O-Sil), 5.0 mg. total, 523.3 mg; weight of 250.4 mg. Ideal tablet hardness immediately
total tablet weight, 773.7 mg. after compression is 11 to 12 kp.
Manufacturing Formulations 249
Ibuprofen Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
200.00 1 Ibuprofen 200.00
88.00 2 Maize starch 88.00
30.00 3 Maize starch 30.00
12.80 4 Maize starch (dried)a 12.80
1.60 5 Stearic acid (fine powder) 1.60
— 6 Purified water 144.00
a LOD: NMT 4.5% when dried at 120◦ C for 4 hours.
Manufacturing Directions 12. Collect and spread the granules onto the trays, one-third
1. Pass item 3 through a 250-µm sieve using a sifter. the thickness of the tray.
2. Prepare a slurry of item 3 with 10.67 g of cold item 6 13. Load the trolleys into the oven and dry the granules at
(25–30◦ C) in a stainless steel container. 55◦ C for 36 hours.
3. Pour the slurry into a vessel containing 37.33 g of hot 14. After 12 hours of drying, stir the granules in the trays and
item 6 (70–90◦ C). change the position of the trays for uniform drying.
4. Heat to 80◦ C to 90◦ C and mix until mixture swells and 15. Check the moisture of the dried granules. The limit NMT
becomes translucent. is 2.5%. Dry further if required to obtain moisture content
5. Cool to 50◦ C. of 2.5%.
6. Check weight (theoretical weight, 58.00 g). If required, 16. Check the weight of dried granules (theoretical weight =
adjust with hot purified water. Record the quantity of 318.00 g).
extra water added. 17. Pass the dried granules through a 1.5-mm sieve using a
7. Pass items 1 and 2 through sifter using 250-µm sieve. granulator. Collect in a stainless steel drum and add it to
8. Load it into a mixer (if required, grind item 1 through a the blender.
1-mm sieve). 18. Pass items 4 and 5 through a 250-µm sieve using a sifter.
9. Mix the powder for 15 minutes at high speed. 19. Add the sieved material to the granules in a blender and
10. Add binding solution to the dry powder in the mixer and mix for 5 minutes.
mix for 15 minutes at high speed. Check for satisfactory 20. Compress 330 mg in 10-mm convex punches at 4 to 9 kp.
wet mass. 21. Coat the tablets using one of the PVP coating solutions
11. Pass the wet mass through a Fitz mill using sieve 24207, provided in the appendix or use the sugar-coating for-
knives forward, medium speed. mulation given below.
22. Load the tablets into the pan. 28. After two minutes of rolling, jog the tablets every
23. Start the tablets rolling with the exhaust on and air 1 minute over a period of 15 minutes with exhaust and
supply off. drying air on at 45◦ C.
24. Pour the item 1 solution onto the rolling tablets and al- 29. Continue jogging for a further 15 minutes. Jog every
low the tablets to roll, using hand agitation if required, 3 minutes with exhaust and drying air temperature on
permitting the solution to spread well over the tablet bed. at 45◦ C.
25. Permit the tablets to roll until tack develops, at which 30. Dissolve 2.40 g of item 2 in 28.80 g of item 8.
point item 7 should be quickly sprinkled over the tablets. 31. Apply a half quantity of it to the tablets over 5 minutes.
26. Allow to roll freely for 2 minutes at 45◦ C. Allow to dry and apply the remainder over a 15-minute
27. Do not roll too long, as the seal may be worn from the period.
tablet edges.
250 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
32. Heat 11.52 g of item 8 to boiling, dissolve 26.88 g of item 38. Filter the syrup through a 180-µm stainless steel sieve.
4, and cool down to 25◦ C. 39. Dissolve item 3 in 3.68 g of item 8.
33. Check weight (theoretical weight, 38.40 g). If less, adjust 40. Dissolve 4.53 g of item 4 in item 6.
weight to 38.40 g with purified water. 41. Disperse item 5 in approximately 10.67 g of sugar syrup
34. Apply sugar coat over a 30-minute period. from the previous step and homogenize.
35. Dry the tablets in the coating pan at 30◦ C, jogging every 42. Mix these steps with sugar syrup. Check for evenness of
1 hour for 6 hours. the dispersion.
36. Heat 72 g of item 8 in mixer to boiling. 43. Apply sugar coating.
37. Dissolve 168 g of item 4 and then cool to 25◦ C.
44. Melt items 1, 2, and 3 in a steam-heated vessel by gen- 49. Apply gloss solution.
tle heating to 70◦ C or in a stainless steel container on a 50. Add item 6 without air to the tablet bed carefully to get a
hotplate heater. uniform distribution while rolling.
45. Add item 4 to the vessel or stainless steel container and 51. After 5 minutes of distribution, turn on the cold air and
stir manually. roll further until a shine appears.
46. Add item 5 to the vessel or stainless steel container and 52. Once the desired polish appears, stop rolling the pan.
stir manually. 53. Dry the tablets in the pan at 30◦ C for 30 minutes. Final
47. Pass the mixture through a homogenizer. tablet weight should be 480 mg.
48. Store the polishing emulsion in a closed container at room
temperature.
Inosin Tablets
Bill of Materials
Scale (g/tablet) Item Material Name Qty/1000 Tablets (g)
200.00 1 Inosin (Ribaxin, Russia) 200.00
51.00 2 Lactose monohydrate 51.00
6.00 3 Kollidon 90 F 6.00
QS 4 Isopropanol 60.00 mL
10.00 5 Kollidon CL 10.00
3.00 6 Magnesium stearate 3.00
Manufacturing Directions 2. Dry and pass through a 0.8-mm sieve, add items 5 and 6,
1. Granulate mixture of items 1 to 3 with the solvent mixture and press with low compression force.
of items 4. 3. Compress 270 mg in 9-mm biconvex punches.
Manufacturing Formulations 251
Manufacturing Directions 7. Add ferrous sulfate and dissolve while mixing, holding
The product is susceptible to oxidation. No effort should be at 60◦ C to 65◦ C.
spared to protect it from atmospheric air. Maintain carbon 8. Cool to 25◦ C with mixing.
dioxide (CO2 ) or nitrogen atmosphere where indicated. The 9. Add sodium metabisulfite and dissolve while mixing.
product must be manufactured and held in a glass-lined or 10. Avoid vortex formation.
stainless steel tank. Product waiting to be filled should either 11. Dissolve dye in 2 mL of freshly boiled purified water and
be in a closed tank with a CO2 atmosphere or in an open tank add to the tank. Mix.
covered with polyethylene sheeting taped tightly with a con- 12. Dissolve the guarana flavor in alcohol, add to the tank,
stant slow stream of CO2 gas flowing into the tank headspace. and mix.
Avoid vortex formation throughout processing. 13. Check pH (range: 1.8–2.2). Adjust if necessary, with a
solution of 10% sodium hydroxide or a solution of 10%
1. Charge 144 mL of purified water into a mixing tank. citric acid.
2. Heat to 95◦ C to 100◦ C and add parabens with strong 14. Make up to volume with freshly boiled purified water
agitation. and mix.
3. Add sorbitol solution and citric acid (item 4) while 15. Readjust to volume if necessary with freshly boiled puri-
mixing. fied water and mix.
4. Bring solution to 90◦ C while mixing. 16. Add HyFlo filter aid and mix. Filter through press until
5. Cool the solution while mixing to 60◦ C to 65◦ C and hold clear.
at this temperature with CO2 or nitrogen gas bubbling 17. Bubble CO2 or nitrogen gas into the clear filtrate for
into it. 5 minutes, then seal tank and hold product under CO2 or
6. CO2 gas protection is continued for the remainder of the nitrogen protection.
manufacturing process.
Manufacturing Formulations 253
Manufacturing Directions 16. (Note: Avoid scraping the epoxy lining of the steel drum
1. Add glycerin (item 1) to the tank. while mixing and use a plastic or rubber scraper to as-
2. Commence heating with agitation. sist in complete transfer of the mixed slurry.) Add and
3. Add and disperse parabens. disperse the flavors. Mix well.
4. Continue heating to 70◦ C to 80◦ C and mix until solution 17. Check and record pH. Adjust pH using a 20% sodium
is complete. hydroxide solution (1 g in 5 mL water) to a value of 3
5. Force cool to 30◦ C, then add and disperse xanthan gum (range: 2.8–3.2).
(item 5). 18. Dissolve the dye in 5 to 7 mL of water at 40◦ C to 45◦ C by
6. Add sorbitol solution (item 4) and 80 mL of purified wa- stirring for 10 minutes.
ter (item 14) and heat with mixing to 60◦ C to 70◦ C until 19. Add this solution to the main batch through a 420-µm
the xanthan gum is fully dissolved. screen with mixing.
7. Add and disperse saccharin and sugar (items 6 and 7). 20. Rinse container with 2 to 3 mL water at 40◦ C to 45◦ C and
8. Mix at 60◦ C to 70◦ C until dispersion is complete. add to bulk through a 420-µm screen.
9. Force cool to 25◦ C to 30◦ C with continuous mixing. 21. Continue to mix under vacuum until mixture is uniform.
10. Commence N2 gas protection and maintain for the re- 22. Pass the suspension through the colloid mill at a gap
mainder of the manufacturing process. setting of 100 to 150 µm.
11. Add and disperse ascorbic acid. 23. Adjust the flow rate such that the temperature rise of the
12. Continue mixing for 30 minutes at 25◦ C to 30◦ C. suspension does not exceed 10◦ C.
13. Note: Use suitable SS high-powered stirrer. 24. Collect the milled suspension in a stainless steel jacketed
14. Mix the iron polystyrene sulfonate milled slurry in the tank with vacuum.
original epoxy-lined drums under N2 gas protection un- 25. Mix at 25◦ C to 30◦ C under vacuum until a uniform sus-
til uniform. pension is achieved.
15. Add the slurry to the main batch and mix for 30 minutes 26. Flush the bulk suspension with nitrogen and seal.
at 25◦ C to 30◦ C. 27. Hold at 25◦ C to 30◦ C.
254 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Kaolin–Pectin Suspension
Bill of Materials
Scale (mg/5 mL) Item Material Name Qty/L (g)
147.60 1 Sodium methyl paraben 4.92
6.72 2 Sodium propyl paraben 224.00
36.00 3 Magnesium aluminum silicate type IA 1.20
5832.00 4 Kaolin (powder) 194.40
130.00 5 Pectin 4.33
120.00 6 Sodium CMC (premium, low-viscosity) 4.00
210.00 7 Cyclamate calcium 7.00
21.00 8 Saccharin calcium (powder) 0.70
15.375 9 Flavor 0.51
1.234 10 Flavor 41.13
QS 11 Distilled purified water (approx.) QS
QS 12 Citric acid (anhydrous powder) QS
Kaolin–Pectin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
QS 1 Distilled purified water 300 mL
50.00 2 Cornstarch 50.00
50.00 3 Povidone (K-29–32) 50.00
QS 4 Distilled purified water 0.50 L
630.00 5 Hydrated aluminum–magnesium silicate 630.00
100.00 6 Kaolin (powder) 100.00
50.00 7 Pectin 50.00
80.00 8 Cornstarch 80.00
80.00 9 Sodium lauryl sulfate 7.00
10.00 10 Magnesium stearate 10.00
Manufacturing Directions 9. Dry in the oven at 50◦ C until the moisture content is
1. Heat purified water (item 1) to 75◦ C to 80◦ C and add corn- between 10% and 15%.
starch (item 2) with continuous stirring until a translucent 10. Pass the dried granules through a 1-mm (18-mesh) screen
paste is formed. Use this paste within 1 hour. on a comminuting mill at medium speed, knives for-
2. Dissolve povidone in purified water (item 4) in a separate ward, into clean, tared, polyethylene-lined drums. Seal
container. Ensure that dissolution is complete. and weigh.
3. Charge the following into a suitable planetary mixer: 11. Transfer the dried granules to a suitable blender.
hydrated aluminum–magnesium silicate, kaolin, and 12. Screen the following items through a 595-µm (30-mesh)
pectin. screen and add to the blender: cornstarch (item 8), sodium
4. Mix for 5 minutes. lauryl sulfate, and magnesium stearate.
5. Add freshly prepared starch paste from the first step and 13. Blend for 5 to 10 minutes.
the povidone solution to the powder blend from the third 14. Compress on a suitable compression machine using 1/2-
step. Mix until a mass of suitable consistency is obtained. in round standard concave punches, upper punch with
6. Add extra-purified water, if needed. logo, and lower punch with a bisect line.
7. Spread the wet mass on paper-lined trays and dry in the 15. Compress 977 mg at 10 to 18 kpi.
oven at 50◦ C for 2 hours. 16. Coat using an aqueous Methocel coating and polish as
8. Pass the semidried mass through a 4.8-mm (4-mesh) desired.
screen by hand or by using a suitable granulator and
load the granule mass onto paper-lined trays.
256 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Keratolytic Cream
Bill of Materials
Scale (mg/10 g) Item Material Name Qty/kg (g)
150.00 1 Polawax (self-emulsifying wax) 15.00
150.00 2 PPG-2 myristyl ether propionate (Crodamol PMP) 15.00
50.00 3 Sorbitol isostearate 5.00
35.00 4 Safflower oil, super-refined 3.50
20.00 5 Avocado oil, super-refined 2.00
20.00 6 Cetyl palmitate 2.00
50.00 7 Salicylic acid 5.00
1.50 8 Propyl paraben 0.15
1.00 9 Butylated hydroxyl anisole 0.10
487.50 10 Deionized water 48.75
10.00 11 Sodium borate 1.00
3.00 12 Methyl paraben 0.30
2.00 13 Imidazolidinyl urea 0.20
20.00 14 Hydrolyzed collagen + hyaluronic acid (Cromoist HTA) 2.00
Manufacturing Directions 4. Add item 14 with mixing and cool to the desired fill
1. Dissolve item 7 in item 2 with mixing and heating to 70◦ C. temperature.
2. Add balance of items 1 to 9 and mix with heat to 80◦ C. 5. Adjust pH if necessary to 3 to 4 with 10% triethanolamine
Add items 10 to 13 together separately and heat to 80◦ C. solution.
3. Add this mixture to the first mixture with mixing and cool
to 40◦ C.
Khellin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
25.00 1 Khellin 25.00
124.00 2 Ludipress 124.00
1.00 3 Magnesium stearate 1.00
Lidocaine Gel
Bill of Materials
Scale (mg/10 g) Item Material Name Qty/kg (g)
20.00 1 Lidocaine hydrochloride 2.00
560.00 2 Water 56.00
200.00 3 Propylene glycol (pharma) 20.00
220.00 4 Lutrol F 127 22.00
Manufacturing Directions 2. Maintain the temperature until the air bubbles escape to
1. Prepare solution of items 1 to 3 at room temperature, heat obtain a clear, colorless gel.
to 70◦ C or cool to 6◦ C, and slowly add item 4 to the well.
Stir solution until it is dissolved.
Manufacturing Formulations 257
Manufacturing Directions 2. Heat to 70◦ C or cool to 6◦ C and slowly add item 5 to the
1. Prepare solution of items 1 to 3 at room temperature and well. Stir solution until it is dissolved.
mix with item 4. 3. Maintain the temperature until the air bubbles escape.
Lidocaine Ointment
Bill of Materials
Scale (g/100 g) Item Material Name Qty/kg (g)
5.00 1 Lidocaine base 50.00
28.00 2 PEG-3350 280.00
40.00 3 PEG-400 400.00
25.00 4 Propylene glycol 250.00
2.00 5 Purified water 20.00
Manufacturing Directions 11. Rinse the stainless steel container with 50 g of item 4.
1. Load items 2 and 3 into a fat-melting vessel. 12. Add the rinsing into the mixer.
2. Heat to 70◦ C. 13. Transfer the molten mass from the fat-melting vessel at
3. Cool to 40◦ C while stirring at slow speed (10–12 rpm). 40◦ C through a stainless steel filter to the mixer contain-
4. Maintain the temperature between 40◦ C and 45◦ C under ing the drug solution while mixing at 10 to 12 rpm.
continuous stirring. 14. When the transfer is over, start the homogenizer at low
5. Heat 200 g of item 4 to 40◦ C to 45◦ C in a stainless steel speed, with a vacuum of 0.6 bar and stirrer speed of
container. 10 rpm (manual mode).
6. Dissolve item 1 by stirring with stirrer. 15. Mix and homogenize for 10 minutes with recirculation.
7. Add item 5 under continuous stirring. 16. Maintain temperature at 40◦ C to 45◦ C.
8. Maintain the temperature between 40◦ C and 45◦ C under 17. Stop the homogenizer and set the mixer at temperature
continuous stirring. 25◦ C and stirrer speed at 10 rpm (manual mode).
9. Filter through cloth filter. 18. Cool the cream to 25◦ C.
10. Transfer the drug solution into a mixer previously set 19. When the ointment is cooled to 25◦ C, unload the oint-
with a temperature of 40◦ C to 45◦ C. ment into a stainless steel container.
258 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 3. The binder solution of step 1 is sprayed onto 250 g of crys-
1. A binder solution is prepared by dissolving 5 g of PVP in talline sugar seeds in a centrifugal granulator, the mixed
120 g of water. powder is dusted onto the crystalline sugar seeds in the
2. 25 g of loratadine, 180 g of pseudoephedrine sulfate, 25 g centrifugal granulator to afford pellets using the rotation
of microcrystalline cellulose, 75 g of low-substituted hy- panel rate of 140 to 200 rpm, the spraying rate of the binder
droxypropyl cellulose, 75 g of crospovidone, and 1.5 g of solution of 2 to 20 mL/min, air spraying pressure of 1 to
colloidal silicon dioxide are mixed and screened through 2 kg/cm2 , air spraying volume of 5 to -300 L/min, and
a 20-mesh sieve to give a mixed powder. powder (step 2) spraying rate of 5 to 30 g/min.
Loratadine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
10.00 1 Loratadine 10.00
69.93 2 Pregelatinized starch 69.93
69.63 3 Microcrystalline cellulose 69.63
0.37 4 Colloidal silicon dioxide 0.37
0.25 5 Magnesium stearate 0.25
Manufacturing Directions 5. The screened mixture is returned to the blender and the
1. A multistep blending process is used to ensure proper dis- remainder of the Starch 1500 is added and blended for an
tribution of the active. Initially, half of the Starch 1500 is additional 5 minutes.
combined with the drug and colloidal silicon dioxide. 6. The MCC is then added and blended for 10 minutes.
2. This mixture is blended in a twin shell V-blender for 5 7. The magnesium stearate is added last and blended for
minutes. 5 minutes.
3. The mixture is then discharged and passed through a 8. The magnesium stearate is passed through a 60-mesh
40-mesh screen by hand. screen prior to weighing.
4. This step not only breaks up the silicon dioxide but also 9. Tablets are compressed at 100 mg or proportionally for
helps to distribute the active. different strengths.
260 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Loratadine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
10.00 1 Loratadine 10.00
67.30 2 Lactose monohydrate 67.30
22.00 3 Maize starch 22.00
10.00 4 Maize starch 10.00
5.00 5 Maize starch, dried 5.00
0.70 6 Magnesium stearate 0.70
QS 7 Purified water QS
Manufacturing Directions (2 hours after beginning drying, crush mixture for uniform
1. Sift items 1 to 3 through a 630-µm stainless steel sieve, load drying).
in mixer, and mix for 5 minutes. 4. Heat additional 1 hour at 55◦ C if LOD is not within limits.
2. In a separate container, prepare binder solution by mixing 5. Add magnesium stearate, tumble mix, and compress using
item 4 using purified water at 30◦ C to 40◦ C, heat translu- 7-mm round punches to 10-tablet weight of 1.15 (within
cent slurry to 90◦ C to 95◦ C, and cool to 45◦ C to 50◦ C. 3%) to achieve thickness of 2.3±0.3 mm and hardness of 4
3. Mix the binder solution with the first step and granulate, to 7 kp.
dry on trays at 55◦ C for 8 hours, dry to LOD of 2% to 3%
Loratadine Fastab
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
10.00 1 Loratadine (micronized) 10.00
180.60 2 Pharmaburst 180.60
2.70 3 Acesulfame K 2.70
2.00 4 Magnesium stearate 2.00
2.00 5 Talc (fine powder) 2.00
2.70 6 Dry anise flavor 2.70
Manufacturing Directions 2. Lubricate with magnesium stearate and fine talc powder.
1. Sift and mix items 1, 2, 3, and 6. 3. Compress 200 mg in 6-mm punches.
Magaldrate Chewable Tablets (500 mg) Magaldrate Chewable Tablets (1000 mg)
Formulation Formulation
1. Magaldrate USP, 500 g; lactose monohydrate [8], 400 g; Magaldrate (Reheis), 1000 g; Ludipress LCE, 930 g; Lutrol
orange flavor (FDO), 50 g. E4000F [1], 60 g; aspartame, potassium (Searle), 10 g; pepper-
2. Kollidon 90 F [1], 20 g; banana flavor (FDO), 6 g; cocos mint flavor, QS.
flavor (FDO), 6 g; saccharin sodium, 1 g; water, 180 g.
3. Aerosil 200, 5 g; magnesium stearate, 3 g. Manufacturing Directions
1. Pass all components through a 0.8-mm sieve, mix, and
press with medium compression force at 2 g.
Manufacturing Directions
1. Wet granulation: Granulate mixture I with solution II, pass
through a 0.8-mm sieve, dry, mix with III and press with
low compression force at 1000 mg.
Magaldrate Suspension
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
100.00 1 Magaldrate USP 100.00
80.00 2 Kollidon CL-M 80.00
20.00 3 Kollidon 90 F 20.00
10.00 4 Orange flavor 10.00
0.50 5 Coconut flavor 0.50
0.80 6 Banana flavor 0.80
0.20 7 Saccharine sodium 0.20
QS 8 Preservatives QS
QS 9 Water QS to 1 L
Manufacturing Directions
1. Dissolve or suspend all the solids in water under aseptic
conditions; pH should be approximately 9.
Manufacturing Formulations 263
Magaldrate Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
400.00 1 Magaldrate (powder, 100 mesh) 400.00
325.00 2 Sucrose 325.00
60.00 3 Cellulose (microcrystalline) (Avicel PH101) 60.00
30.00 4 Cornstarch 30.00
8.84 5 Guar gum 8.84
0.50 6 Saccharin sodium 0.50
— 7 Purified water 100.00 mL
— 8 Alcohol SD 3A (200 proof) 100.00 mL
QS 9 Flavor 0.60 mL
QS 10 Flavor 1.00 mL
0.06 11 Ethyl vanillin 0.06
8.00 12 Talc 8.00
16.00 13 Magnesium stearate 16.0
Manufacturing Directions 6. Add in small quantities the remaining half of the magal-
This product is highly prone to microbial contamination. All drate cake or powder and disperse well.
equipment coming into contact with the product should be 7. Mix for 1 hour and then remove heat. (Adjust speed of
treated with a freshly prepared sodium hypochlorite solution the agitator and homogenizer to maintain the mobility
(100 ppm), made with freshly boiled and cooled down water of suspension.) Separately blend colloidal silicon dioxide
on the day of use. Bottles and caps should also be so treated. with xanthan gum and disperse the blend in glycerin,
Freshly boiled and cooled deionized water should be used with constant mixing.
for rinsing. 8. While maintaining temperature at 85◦ C to 95◦ C, add and
disperse the suspension from the previous step to the
1. Charge 285 mL purified water into a suitable jacketed main tank and mix well.
tank and heat to 90◦ C to 95◦ C. 9. Avoid lump formation at any stage.
2. Add and dissolve parabens, benzoic acid, saccharin 10. Cool to room temperature.
sodium, and potassium citrate. 11. Add dimethyl polysiloxane emulsion and mix well.
3. While maintaining temperature at 85◦ C to 90◦ C, add, in 12. Add flavor and mix well.
small quantities, half the quantity of magaldrate cake or 13. Dissolve citric acid in twice the quantity of purified water
powder, if used, and disperse well. and adjust pH if necessary.
4. (Adjust speed of the agitator and homogenizer to ensure 14. Check and record pH (range: 7.5–8.0). Add purified water
effective mixing and to maintain free mobility of the sus- to volume and mix well for a minimum of 30 minutes.
pension.) Add sorbitol solution and mix well. 15. Filter through a 180-µm aperture nylon cloth and store in
5. Raise the temperature, if necessary, maintaining temper- a suitable tank.
ature at 85◦ C to 90◦ C.
Manufacturing Formulations 265
Manufacturing Directions 13. Dissolve dye in water, then add alcohol and mix well.
1. Pass the granulated sucrose (with approximately 10% ex- 14. Wet down mass with colored hydroalcoholic solution and
cess) through a 500-µm aperture stainless steel screen on knead well.
comminuting mill (impact forward, high speed). 15. Add more hydroalcoholic solution, if necessary (wa-
2. Screen the milled sugar through a 250-µm screen on sieve ter:alcohol, 1:1), to mass.
shaker. 16. Screen wet mass through a 2.8-mm aperture screen on
3. Weigh the required quantity and charge into a suitable sieve shaker or oscillating granulator and spread uni-
mixer (planetary mixer or dough mixer). Discard the formly on trays.
remainder. 17. Tray dry granules at 71◦ C to 74◦ C until LOD is within 1%
4. Screen lactose (item 2) through a 250-µm aperture screen to 1.5% (test at 105◦ C for 1 hour).
on sieve shaker and add to powdered sugar from step 18. After approximately 3 to 4 hours of drying, screen
above. Mix well. semidried granules through a 1.4-mm aperture on sieve
5. While mixing vigorously, add and disperse simethicone shaker and reload for further drying.
(add slowly in a fine stream of flow to avoid lump for- 19. (Note: This step helps in drying granules faster and more
mation). Mix well. uniformly and avoids color mottling on final product.)
6. Rough blend colloidal silicon dioxide (item 5) and micro- Screen dried granules through a 1.0-mm aperture screen
crystalline cellulose and add to the simethicone dispersed on sieve shaker and store in drums lined with double
mass from previous step. polyethylene bags. Alternative drying can be done in a
7. Mix initially at low speed for 4 to 5 minutes and thereafter fluid-bed dryer.
mix vigorously for 5 to 10 minutes. 20. Pass dried granules through a 1-mm aperture screen on
8. Either screen simethicone dispersed mass through a 1.0- sieve shaker.
mm aperture on sieve shaker or pass through a com- 21. Pass coarse granules through a comminuting mill using
minuting mill using a 1.4-mm aperture screen (impact a 1.4-mm aperture screen (knives forward, slow speed)
forward, medium speed). and then through 1.0-mm aperture on sieve shaker.
9. Load into a mass mixer and continue mixing. 22. Store granules in drums lined with double polyethylene
10. Screen magaldrate powder (with approximately 7% ex- bags.
cess) through a 150-µm aperture screen on sieve shaker 23. Charge half of the base granulation into a suitable
and weigh the required quantity. blender.
11. To this quantity add acacia and rough blend. 24. From the balance of the granules take out fines (approx-
12. Add this blend in the dough mixer, dispersing in small imately 50 g of fines for a batch of 1000 tablets) through
quantities, and mix well for 30 to 40 minutes until sime- a 250-µm aperture on sieve shaker and hold in a suitable
thicone is well absorbed in the dry blend. Discard re- vessel.
maining magaldrate powder. 25. Add and dissolve ethyl vanillin in liquid flavor.
26. Check for clarity and only then disperse over dried starch.
266 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
27. Rough blend colloidal silicon dioxide (item 13) with lac- utes. (Caution: Do not mix for too long as the granules
tose monohydrate (item 15), talc, and magnesium stearate may crumble to a finer size, which may adversely affect
and add to the flavored starch. hardness during compression.) Discharge blended gran-
28. To this mixture, add fines from the second step above and ules into suitable airtight containers lined with double
mix well by hand or in a suitable mixer. polyethylene bags until ready for compressing.
29. Screen through a 250-µm aperture on sieve shaker. 32. Compress on a suitable machine fitted with 14.4-mm di-
30. Add this flavored, dispersed blend to the base granula- ameter round punches with beveled edges. Compress
tion (first step) in a blender. 1244 mg per tablet.
31. Add the remaining bulk granules from the second step
to the base granulation and blend well for 8 to 10 min-
Menthol Mouthwash
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
10.00 1 Menthol 10.00
10.00 2 Eucalyptus oil 10.00
40.00 3 Cremophor RH 40 40.00
4.50 4 Saccharin sodium 4.50
2.00 5 Sodium citrate 2.00
5.00 6 Citric acid 5.00
50.00 7 Lutrol F 127 50.00
67.00 8 Ethanol 96% 67.00
QS 9 Sicovit colorant QS
QS 10 Water 801.00
Manufacturing Directions 3. Separately mix and heat items 5 to 9 to 75◦ C to 80◦ C and
1. Add item 1 to water slowly and mix vigorously to smooth combine the two parts while mixing.
dispersion. 4. Cool while mixing and add item 10 at 40◦ C.
2. Add items 3 and 4, mixing one at a time. Heat to 75◦ C to
80◦ C.
Manufacturing Directions 4. Heat to 80◦ C; slowly add this part to previous part using
1. Premix items 4, 5, and 6 with item 3. good mechanical mixing.
2. When completely dissolved, add items 1 and 2 and heat 5. Allow to cool while mixing to 40◦ C and then add item 11.
to 75◦ C to 80◦ C. 6. Cool to 30◦ C and fill.
3. Dissolve item 8 in water and add items 7 and 9.
Manufacturing Formulations 269
Metoclopramide Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
10.00 1 Anhydrous metoclopramide hydrochloride; use metoclopramide hydrochloride 10.54
7.00 2 Maize starch (dried) 7.00
1.00 3 Silicon dioxide (colloidal) 1.00
0.76 4 Magnesium stearate 0.76
5.00 5 Starch (pregelatinized) 5.00
101.24 6 Lactose 101.24
QS 7 Purified water ∼15.00 mL
Manufacturing Directions 6. After solution occurs, take sample from bottom of tank
Do not expose this preparation during manufacturing to di- and examine for clarity. Solution must be clear.
rect sunlight. Riboflavin is sensitive to light. 7. Add hypophosphorous acid (if used) with mixing.
8. Turn off heat, add 222 g glucose, and start agitator.
1. Add 83.7 mL purified water to a stainless steel jacketed (Caution: Use CO2 cover throughout. Wherever water is
tank. used, it should be CO2 -saturated water.) Dissolve ferrous
2. Add calcium hypophosphite, calcium lactate, the gluconate in 7.4 mL water CO2 -saturated by heating.
parabens, and benzoic acid. 9. Add 278 g glucose with mixing. Add and dissolve sugar.
3. Heat mixture to 60◦ C with agitation. 10. Allow solution to cool to 35◦ C and mix well.
4. Shut off mixer and wash tank until free of all powders 11. To 29.6 mL water, add and dissolve nicotinamide, ri-
with 25.9 mL purified water. boflavin, D-pantothenyl alcohol, vitamin B12 , pyridoxine,
5. Heat to and maintain a maximum temperature of 100◦ C and thiamine. Mix until solution is complete and add to
until solution is complete. Do not agitate. Avoid loss of tank. Dissolve by heat, if necessary.
water through evaporation. Cover opening of tank.
272 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
12. Charge raspberry blend flavor and chocolate flavor into ble CO2 gas through the water/sodium lauryl sulfate
tank. Charge saccharin into tank and mix until dissolved. solution.
13. Charge ascorbic acid into tank. Mix well. 23. Add the sodium lauryl sulfate solution to the oil mixture
14. Charge caramel into tank and mix well. and stir to a thick creamy emulsion.
15. Dissolve citric acid in 3 mL water and add. 24. Add 7.56 g glucose to the emulsion with mixing.
16. Heat corn oil to 50◦ C to 60◦ C and add and dissolve 25. Blend 13.33 mL CO2 -saturated purified water with
BHA. Be sure the BHA is completely dissolved before 77.04 g glucose and add emulsion with stirring.
continuing. 26. Recycle primary emulsion back into holding tank while
17. Cool to room temperature. While cooling oil mixture, setting mill.
saturate with CO2 and maintain heavy CO2 coverage for 27. Homogenize until all oil globules are less than 8 µm in
balance of operation. diameter using colloid mill with a fine setting. Do not
18. Set aside a small amount of this mixture as a rinse for the change mill setting after removing sample unless sam-
vitamin A and viosterol containers in step above. ples are unacceptable.
19. Add vitamin A palmitate and viosterol to the cool corn 28. Add primary emulsion to syrup solution with mixing.
oil mixture, rinsing the containers with the oil reserved Add glucose QS to 965 mL and mix well. Allow to stand
above. overnight to vent entrapped air.
20. Add the rinse to the bulk. Mix well. 29. Adjust the volume to 1 L using glucose or glucose and
21. Add the acacia to the oil mixture with good mixing. CO2 -saturated water.
22. Dissolve sodium lauryl sulfate in 3 mL CO2 -saturated 30. Strain through 149-µm aperture or similar screen into
purified water. To avoid excessive foaming, do not bub- clean reserve tank and recheck volume.
Mint–Menthol Mouthwash
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
20.00 1 Mint oil 20.00
0.40 2 Menthol 0.40
0.90 3 Eucalyptus oil 0.90
10.00 4 Alpha-bisabolol (BASF) 10.00
0.60 5 Thymian oil 0.60
40.00 6 Cremophor RH 40 40.00
4.50 7 Saccharin sodium 4.50
2.00 8 Sodium citrate 2.00
5.00 9 Citric acid 5.00
0.20 10 Sodium fluoride 0.20
50.00 11 Glycerol 50.00
50.00 12 Lutrol F 127 50.00
0.60 13 Salicylic acid 0.60
1.00 14 Benzoic acid 1.00
175.00 15 Sorbitol, crystalline 175.00
216.00 16 Ethanol 96% 216.00
QS 17 Sicovit colorant QS
QS 18 Water 48.40
Manufacturing Directions 3. Mix all the solutions upon cooling and add solutions of
1. Heat items 1 to 5 and item 6 separately to approxi- items 13 to 19. Adjust the pH value to 4.0 to 4.1.
mately 60◦ C and mix slowly, stirring well to obtain a clear 4. Pass during 10 minutes nitrogen through the solution and
solution. fill in bottles under nitrogen cover.
2. Dissolve items 7 to 9 in the hot solution of items 10 to 12
to obtain a clear solution.
Manufacturing Formulations 275
11. Mix until solution is complete and add to tank. Dissolve 23. Dissolve sodium lauryl sulfate in 3 mL CO2 -saturated
by heat, if necessary. purified water. To avoid excessive foaming, do not bub-
12. Charge raspberry blend flavor and chocolate flavor into ble CO2 gas through the water/sodium lauryl sulfate
tank. solution.
13. Charge saccharin into tank and mix until dissolved. 24. Add the sodium lauryl sulfate solution to the oil mixture
14. Charge ascorbic acid into tank and mix well. and stir to a thick creamy emulsion.
15. Charge caramel into tank and mix well. 25. Add 7.56 g glucose to the emulsion with mixing.
16. Dissolve citric acid in 3 mL water and add this solution 26. Blend 13.33 mL CO2 -saturated purified water with
to above. 77.04 g glucose and add emulsion with stirring.
17. Heat corn oil to 50◦ C to 60◦ C and add and dissolve 27. Recycle primary emulsion back into the holding tank
BHA. Be sure the BHA is completely dissolved before while setting mill.
continuing. 28. Homogenize until all oil globules are less than 8 µm in di-
18. Cool to room temperature. While cooling oil mixture, ameter using colloid mill with a fine setting. After setting
saturate with CO2 and maintain heavy CO2 coverage for mill, sample. Do not change mill setting after removing
balance of operation. sample unless samples are unacceptable.
19. Set aside a small amount of this mixture as a rinse for the 29. Add primary emulsion to syrup solution with mixing.
vitamin A and viosterol containers in previous step. Add glucose QS to 965 mL and mix well.
20. Add vitamin A palmitate and viosterol to the cool corn 30. Allow to stand overnight to vent entrapped air. Adjust
oil mixture, rinsing the containers with the oil reserved the volume to 1 L using glucose or glucose and CO2 -
earlier. saturated water.
21. Add the rinse to the bulk and mix well. 31. Strain through 149-µm aperture or similar screen into
22. Add the acacia to the oil mixture with good mixing. clean reserve tank and recheck volume.
Multivitamin + Calcium + Iron Tablets (1 RDA Ludipress, 311.0 g; carbonyl iron powder OF, 10.0 g; magne-
of Vitamins) sium stearate, 3.0 g; orange flavor, 7.2 g; saccharin sodium,
2.5 g.
Formulation
Vitamin A acetate dry powder, 500,000 IU/g (BASF), 5.0 g;
vitamin D dry powder, 100,000 IU/g, 2.0 g; thiamine monon-
Manufacturing Directions
1. Mix all ingredients, pass through a 0.8-mm sieve, mix, and
itrate, 1.2 g; riboflavin, 1.8 g; nicotinamide, 12.0 g; vitamin
press with high compression force (20 kN) at 500 mg.
E acetate dry powder SD 50, 4.0 g; ascorbic acid, powder,
50.0 g; ferrous fumarate, 60.0 g; dibasic calcium phosphate
[9], 200.0 g; granulated with 5% Kollidon 30; calcium carbon- Multivitamin Chewable Tablets for Children
ate, 125.0 g; Avicel PH 101, 45.0 g; Aerosil 200, 1.5 g. Formulation
Vitamin A acetate dry powder, 500,000 IU/g, 7.0 g; thiamine
Manufacturing Directions mononitrate, 1.2 g; riboflavin, 1.2 g; nicotinamide, 20.0 g;
1. Mix all components, pass through a sieve, and press to pyridoxine hydrochloride, 1.8 g; cyanocobalamin, 0.1% dry
tablets at 500 mg. powder, 6.5 g; ascorbic acid, powder, 60.0 g; vitamin D3 ac-
etate dry powder, 100,000 IU/g, 5.0 g; vitamin E acetate,
31.0 g; dry powder SD 50; sorbitol, crystalline [10], 200.0 g;
Multivitamin + Carbonyl Iron Tablets (1–2 RDA sucrose, crystalline, 200.0 g; Kollidon VA 64, 20.0 g; Aerosil
of Vitamins) 200, 1.0 g; orange flavor, dry powder, 30.0 g; raspberry fla-
Formulation vor, dry powder, 6.0 g; passion fruit flavor, dry powder, 3.0 g;
Vitamin A acetate dry powder, 500,000 IU/g, 10.0 g; thiamine cyclamate sodium, 2.0 g.
mononitrate, 2.2 g; riboflavin, 2.2 g; nicotinamide, 16.5 g;
calcium D-pantothenate, 11.5 g; pyridoxine hydrochloride, Manufacturing Directions
2.2 g; cyanocobalamin, dry powder 0.1%, 6.0 g; ascorbic acid, 1. Mix all ingredients, pass through a 0.8-mm sieve, and press
powder, 85.0 g; vitamin E acetate dry powder SD 50, 31.0 g; with medium to high compression force (20 kN) at 575 mg.
Multivitamin Drops
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
13,600 IU 1 Vitamin A palmitate (1.7 MM IU/g) 8.00
5200 IU 2 Vitamin D3 (40 MM IU/g) 0.13
5.00 3 Vitamin E acetate 5.00
150.0 4 Cremophor EL (or Cremophor RH 40) 150.00
2.00 5 Parabens (methyl and propyl) 2.00
525.00 6 Water purified 525.00
4.00 7 Thiamine hydrochloride 4.00
2.00 8 Riboflavin 5-phosphate sodium 2.00
2.00 9 Pyridoxine hydrochloride 2.00
2.00 10 Nicotinamide 2.00
0.20 11 Sodium bisulfite 0.20
200.00 12 Propylene glycol 200.00
QS 13 Water purified 10.00
QS 14 Hydrochloric acid QS
Manufacturing Directions 2. Pass through a 0.8-mm sieve, dry well, and mix with items
1. Granulate mixture of items 1 to 13 with solution of items 16 to 20.
14 and 15. 3. Fill 4 g in sachets.
284 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 2. Mix with items 13 to 19 and press with high compression
1. Granulate the mixture of items 1 to 10 with solution of force at maximum 30% of relative atmospheric humidity.
items 11 and 12. Dry at 60◦ C with vacuum. 3. Compress 2.5 g per tablet using 20-mm biplanar punches.
Manufacturing Formulations 285
Manufacturing Directions 2. Press with high compression force at maximum 30% rela-
1. Mix all components and sieve through a 0.8-mm screen. tive atmospheric humidity.
3. Compress 3 g in 20-mm biplanar punches.
286 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Multivitamin Effervescent Tablets I, DC (1–2 RDA Multivitamin Effervescent Tablets II, DC (3–4 RDA
of Vitamins) of Vitamins)
Formulation Formulation
Lucarotene dry powder 10%, 23.0 g; CWD G/Y, dry vitamin E Thiamine mononitrate, 5.5 g; riboflavin, 5.5 g; pyridox-
acetate 50% DC, 40.0 g; thiamine mononitrate, 2.0 g; riboflavin ine hydrochloride, 6.5 g; nicotinamide, 60.0 g; calcium
C, 2.0 g; nicotinamide, 22.0 g; calcium D-pantothenate, 11.0 g; D-pantothenate, 30.0 g; ascorbic acid, powder, 200.0 g;
pyridoxine hydrochloride, 2.0 g; cyanocobalamin 0.1% dry cyanocobalamin 0.1% dry powder, 20.0 g; vitamin A palmi-
powder, 6.0 g; ascorbic acid, powder, 85.0 g; Ludipress LCE, tate dry powder, 325,000 IU/g CWD, 30.0 g; vitamin E ac-
477.0 g; sodium bicarbonate, 600.0 g; tartaric acid, 400.0 g; etate dry powder 50%, 110.0 g; tartaric acid, powder, 400.0 g;
polyethylene glycol 6000, powder, 90.0 g; orange flavor sodium bicarbonate, 500.0 g; Ludipress, 600.0 g; polyethylene
(Dragoco), 60.0 g; aspartame (Searle), 30.0 g. glycol 6000, powder, 70.0 g; saccharin sodium, 0.5 g; cycla-
mate sodium, 40.0 g; sucrose, crystalline, 200.0 g; fructose,
Manufacturing Directions 200.0 g; flavors (Firmenich), 100.0 g.
Mix all components, pass through a 0.8-mm sieve, mix, and
press with high compression force at a maximum of 30% Manufacturing Directions
of relative atmospheric humidity at 1850 mg. Mix all components, sieve through a 0.8-mm screen, and press
with high compression force at maximum 30% relative at-
mospheric humidity.
Manufacturing Directions 2. Dry and sieve, add items 11 to 17, pass through a 0.4-mm
1. Granulate mixture of items 1 to 6 with solution of items 9 sieve, and press with high compression force at maximum
and 10 prepared at 70◦ C. 30% of relative atmospheric humidity.
3. Compress 1.63 g using 16-mm biplanar punches.
Manufacturing Formulations 287
Manufacturing Directions 14. Bubble in CO2 gas while mixing slowly. Stop mixing.
Use carbon dioxide cover at all time and use stainless steel 15. Add viosterol and vitamin A palmitate.
316 or higher resistant equipment. 16. Rinse bottles with remaining Polysorbate 80 and drain.
17. Mix slowly for at least 30 minutes or longer, if necessary,
1. Add 300 mL of purified water and the glycerin into a to provide a clear solution. Continue to bubble CO2 gas
suitable jacketed tank. Start mixing. for the entire mixing period.
2. Add, in this order, nicotinamide, riboflavin-5-phosphate 18. Change CO2 gas protection on main mixing tank to
sodium, Aspetoform M, benzoic acid, and saccharin the top to prevent excessive foaming upon addition of
sodium. Polysorbate 80 solution.
3. Continue mixing for balance of process. 19. Add Polysorbate 80 solution to the main tank from the
4. Heat to 90◦ C to 100◦ C to dissolve ingredients. bottom of the tank to the top to prevent excessive foam-
5. In a separate tank, boil at least 15 mL of purified water ing. Stop mixing.
for at least 15 minutes. 20. If the volume is less than 1000 mL, adjust the volume with
6. Cool while bubbling CO2 gas into it and hold at 30◦ C or CO2 -saturated purified water made above to 1000 mL.
lower for use later for making up the volume. Mix for at least 1 hour.
7. Start cooling the main tank. When the temperature 21. In a separate tank, boil at least 115 mL of purified water
reaches 50◦ C to 60◦ C, start bubbling CO2 gas through for at least 15 minutes.
the solution from the bottom of the tank. 22. Cool while bubbling CO2 gas into it and hold at 30◦ C or
8. Continue cooling to 25◦ C. Continue the CO2 gas protec- lower for use later. Stop mixing.
tion for the balance of the process. 23. Allow to stand for at least 4 hours to eliminate en-
9. Add and dissolve thiamine HCl, pyridoxine HCl, and trappped CO2 gas.
ascorbic acid. 24. Readjust volume to 1000 mL with CO2 -saturated purified
10. Dissolve orange oil in alcohol and add. water. Mix for at least 1 hour. Stop mixing.
11. Load approximately 5.25 g of Polysorbate 80 into a sepa- 25. Filter through lint-free paper and do not use filter aids.
rate stainless steel container. 26. Recirculate product back to mixing tank until clear.
12. Heat to 50◦ C to 60◦ C. Add the butylated hydroxyanisole 27. Flush storage tank with CO2 gas and continue CO2 gas
and dissolve with mixing. Remove heat. protection until product has been filled.
13. Add remaining Polysorbate 80 into the container, set- 28. Average intake dose is 0.60 mL.
ting aside a sufficient quantity for rinsing the vitamin
containers.
Manufacturing Formulations 289
and thiamine. Mix until solution is complete and add to 22. Dissolve sodium lauryl sulfate in 3 mL CO2 -saturated
tank. Dissolve by heat, if necessary. purified water.
12. Charge flavors into tank. 23. To avoid excessive foaming, do not bubble CO2 gas
13. Charge saccharin into tank and mix until dissolved. through the water/sodium lauryl sulfate solution.
14. Charge ascorbic acid into tank and mix well. 24. Add the sodium lauryl sulfate solution to the oil mixture
15. Charge caramel into tank and mix well. Dissolve citric and stir to a thick creamy emulsion.
acid in 3 mL water and add to above. 25. Add 7.56 g glucose to the emulsion with mixing.
16. Heat corn oil to 50◦ C to 60◦ C and add and dissolve 26. Blend 13.33 mL CO2 -saturated purified water with
BHA. Be sure the BHA is completely dissolved before 77.04 g glucose and add emulsion with stirring.
continuing. 27. Recycle primary emulsion back into holding tank while
17. Cool to room temperature. While cooling oil mixture, setting mill.
saturate with CO2 and maintain heavy CO2 coverage for 28. Homogenize until all oil globules are less than 8 µm in
balance of operation. diameter using colloid mill with a fine setting.
18. Set aside a small amount of this mixture as a rinse for the 29. Add primary emulsion to syrup solution with mixing.
vitamin A and viosterol containers above. Add glucose QS to 965 mL and mix well.
19. Add vitamin A palmitate TN and viosterol to the cool 30. Allow to stand overnight to vent entrapped air.
corn oil mixture, rinsing the containers with the oil re- 31. Adjust the volume to 1 L using glucose or glucose and
served above. CO2 -saturated water.
20. Add the rinse to the bulk. Mix well. 32. Strain through 149-µm aperture or similar screen into
21. Add the acacia to the oil mixture with good mixing. clean reserve tank and recheck volume.
33. Seal tank under heavy CO2 until filled.
Multivitamin Syrup
Bill of Materials
Scale (mg/mL) Item Material Name Qty/100 mL (mg)
170 IU 1 Vitamin A palmitate (1.7 million IU/g) 10.00
2.00 IU 2 Vitamin D (40 million IU/g) 0.05
1.00 3 Vitamin E acetate 100.00
0.02 4 BHT 2.00
45.00 5 Cremophor RH 40 4.50 g
100.00 6 Water 10.00 g
450.00 7 Saccharose 45.00 g
2.00 8 Methyl paraben 200.00
0.08 9 Citric acid 80.00
9.60 10 Glycerol 9.60 g
250.00 11 Water 25.00 g
0.15 12 Thiamine hydrochloride 15.00
0.15 13 Riboflavin 5 -phosphate sodium 15.00
0.55 14 Nicotinamide 55.00
0.15 15 Pyridoxine hydrochloride 15.00
3.00 16 Ascorbic acid (crystalline) 300.00
1.00 17 Sorbic acid 100.00
5.00 18 Propylene glycol (Pharma) 5.00 g
Multivitamin Syrup
Bill of Materials
Scale (mg/mL) Item Material Name Qty/100 mL (mg)
0.17 1 Vitamin A palmitate (1.7 MM IU/g) 17.00
0.001 2 Vitamin D3 (40 MM IU/g) 0.10
0.01 3 BHT 1.00
30.00 4 Cremophor RH 40 3.00 g
1.00 5 Parabens 100.00
170.00 6 Water 17.00 g
0.50 7 Thiamine hydrochloride 50.00
0.20 8 Riboflavin phosphate sodium 20.00
0.20 9 Pyridoxine hydrochloride 20.00
2.50 10 Ascorbic acid (crystalline) 250.00
50.00 11 Water 5.00 g
— 12 Sugar syrup Add 100 mL
Manufacturing Directions 3. Mix with solution of items 7 to 11 and add item 12 to make
1. Heat mixture of items 1 to 4 to approximately 65◦ C. up the volume.
2. Stir well and very slowly add item 6 to warm solution 4. Note: Parabens are generally a 1:10 ratio of methyl and
(65◦ C). propyl parabens.
Multivitamin Tablet Cores with Beta-Carotene (1–2 RDA uration, 1.91%; folic acid, 0.09%; ascorbic acid, 38.20%; vita-
of Vitamins) min D3 dry powder, 100,000 IU/g, 0.76%; vitamin E acetate
dry powder 50 DC, 28.40%; phytomenadione dry powder 5%
Formulation GFP, 0.19%,. 270.2 g; Ludipress, 69.1 g; magnesium stearate,
Vitamin A acetate dry powder, 500,000 IU/g, 1.27%; beta-
3.3 g.
carotene dry powder Betavit 10%, 11.50%; thiamine mononi-
trate, 1.24%; riboflavin, 0.96%; nicotinamide, 11.50%; calcium
D-pantothenate, 1.91%; pyridoxine hydrochloride, 1.15%;
Manufacturing Directions
Pass all components through a 0.8-mm sieve, mix and press
cyanocobalamin gelatin coated 1%, 2.86%; D-biotin, 1% trit-
with high compression force at 459 mg.
296 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Multivitamin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Quantity/1000 Tablets (g)
10.00 1 Thiamine mononitrate (powder), USP (5% excess; 5–10%) 10.50
5.00 2 Riboflavin, USP 5.00
100.00 3 Nicotinamide niacinamide (white powder), USP 100.00
200.00 4 Ascorbic acid, use sodium ascorbate (microcrystalline) (2% excess) 229.47
20.00 5 Calcium pantothenate; use calcium pantothenate racemic (20% excess) 48.00
5.00 6 Pyridoxine hydrochloride, USP 5.00
6.10 7 Povidone (PVP K-25), USP 6.10
— 8 Alcohol dehydrated (200 proof), USP 25.00 mL
21.90 9 PEG-8000, NF 21.90
25,000 IU 10 Vitamin A (275,000 IUa ) (20% excess) 7.50 mg
400 IU 11 Vitamin D as D2 powder (850 mDa ) 1.77
6.00 12 Vitamin B12 oral powder in gelatin (5% excess) 6.30
16.00 13 PEG-8000 (milled), NF 16.00
5.30 14 Magnesium stearate 5.30
23.20 15 Talc 23.20
a Adjust quantities according to regulatory allowance for OTC label.
Multivitamin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
10.00 1 Riboflavin 10.00
100.00 2 Niacinamide (white powder) 100.00
5.00 3 Pyridoxine hydrochloride (15% excess) 5.75
15.00 4 Thiamine mononitrate (powder) (5% excess) 15.75
500.00 5 Ascorbic acid, EP 500.00
100.00 6 Lactose 100.00
40.00 7 Povidone (K-29–32) 40.00
100.00 8 Cellulose microcrystalline (Avicel PH101) 100.00
— 9 Alcohol SD 3A (200 proof) QS
20.00 10 Calcium pantothenate; use racemic calcium pantothenate, USP (80 mesh; 15% excess) 46.00
11.50 11 Magnesium oxide (light powder calcined) 11.50
500.00 12 Ascorbic acid 500.00
3.83 13 Povidone (K-29–32) 3.83
— 14 Alcohol SD 3A (200 proof) QS
4.00 µg 15 Vitamin B12 ; use vitamin B12 oral powder in gelatin (15% excess) 4.60
28.00 16 Acid stearic 28.00
9.60 17 Magnesium stearate 9.60
Multivitamin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
10.00 1 Riboflavin 10.00
100.00 2 Niacinamide (white powder) 100.00
5.00 3 Pyridoxine hydrochloride (15% excess) 5.75
15.00 4 Thiamine mononitrate (powder) (5% excess) 15.75
40.00 5 Povidone (K-29–32) 40.00
25.00 6 Povidone (K-29–32) 25.00
— 7 Alcohol SD 3A (200 proof) QS
13.50 8 Stearic acid (fine powder) 13.50
2.70 9 Magnesium stearate 2.70
Multivitamin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
10.00 1 Vitamin A acetate (dry powder; 500,000 IU/g) 10.00
2.20 2 Thiamine mononitrate 2.20
2.20 3 Riboflavin 2.20
16.50 4 Nicotinamide 16.50
11.50 5 Calcium D-pantothenate 11.50
2.20 6 Pyridoxine hydrochloride 2.20
6.00 7 Cyanocobalamin (dry powder, 0.1%) 6.00
85.00 8 Ascorbic acid (powder) 85.00
31.00 9 Vitamin E acetate (dry powder; SD 50) 31.00
321.00 10 Ludipressa 321.00
21.00 11 Kollidon VA 64 21.00
3.00 12 Magnesium stearate 3.00
7.20 13 Orange flavor 7.20
2.50 14 Saccharin sodium 2.50
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
2.00 1 Thiamine hydrochloride 2.20
2.20 2 Riboflavin 2.20
11.00 3 Calcium D-pantothenate 11.00
2.20 4 Pyridoxine hydrochloride 2.20
300.00 5 Mannitol 300.00
20.00 6 Kollidon 30 or Kollidon VA 64 20.00
— 7 Isopropanol ∼80
5000 IU vitamin A, 500 IU 8 Vitamins A and D; use crystallets of vitamin A acetate + vitamin 11.00
vitamin D D3 dry powder (500,000 + 50,000 IU/g) (10% excess)
31.00 9 Vitamin E acetate (dry powder; SD 50) 31.00
0.06 10 Cyanocobalamin; use gelatin-coated cyanocobalamin (0.1%) 6.00
80.00 11 Ascorbic acid (crystalline) 80.00
20.00 12 Nicotinamide 20.00
65.00 13 Avicel PH101 65.00
7.00 14 Orange flavor 7.00
2.00 15 Saccharin sodium 2.00
3.00 16 Magnesium stearate 3.00
Manufacturing Directions 2. Pass through a 0.8-mm sieve, mix with items 8 to 16, and
1. Granulate mixture of items 1 to 5 with solution of items 6 press with medium compression force.
and 9. 3. Compress 560 mg in 12-mm biplanar punches.
300 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Multivitamin Tablets with Copper and Zinc oxide, 0.3%; zinc sulphate, 6.0%, 1000 g; Aerosil, 200, 5 g;
Formulation Ludipress, 150 g; Avicel PH102 [5], 120 g; Kollidon VA64 [1],
Vitamin mixture (thiamine mononitrate), 3.9%; riboflavin 100, 25 g; magnesium stearate, 10 g; talc, 10 g.
0.4%; nicotinamide 10.1%; calcium D-pantothenate, 2.9%;
pyridoxine hydrochloride, 1.2%; cyanocobalamin gelatin Manufacturing Directions
coated 0.1%, 2.6%; folic acid, 0.1%; ascorbic acid fine powder, Pass all components through a 0.8-mm sieve, mix, and press
63.4%; vitamin E acetate dry powder 500 SD, 9.1%; copper with high compression force at 1350 mg.
302 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 17. Mix and maintain at this temperature until solution is
Use only stainless steel tanks and minimize vortex formation complete, after which cool to less than 30◦ C.
to prevent aeration. Product attacks glass, so avoid contact 18. Add the glycerin with mixing.
with glass. 19. Adjust the temperature to 25◦ C±5◦ C and maintain at this
temperature before proceeding.
1. Charge 350 mL of purified water into the stainless steel 20. Add and dissolve with mixing, in this order, ascorbic
jacketed main tank. acid, thiamine, pyridoxine, and caramel.
2. Start mixing. 21. Rinse the caramel container with approximately 3 mL of
3. Add, in this order, niacinamide, riboflavin, sodium fluo- water and add the rinsings.
ride, methyl paraben, and benzoic acid. 22. Rinse the tank inner walls and mixer shaft with approxi-
4. Rinse the interior walls of the tank with approximately mately 3 mL water.
16 mL purified water. 23. Dissolve the orange oil with mixing in the alcohol and
5. Continue mixing for the balance of the process. add to solution above.
6. Heat the main tank to 95◦ C to dissolve ingredients. 24. Continue mixing for at least 30 minutes to ensure a ho-
7. When the solution is complete, cool to less than 85◦ C mogeneous product.
(range: 80–90◦ C). 25. Stop mixing and take pH (range: 3.1–3.3). If necessary,
8. The main tank will have to be heated to 85◦ C for this step. adjust with 10% sodium hydroxide or 10% hydrochlo-
9. Add vitamin E to another tank, if necessary, by heating ric acid, prepared by adding 1 mL hydrochloric acid
vitamin E container. (reagent-grade) with 3.3 mL purified water. Mix.
10. Melt vitamin E in the tank. 26. Stop mixing and allow to stand for at least 4 hours to
11. Add viosterol and vitamin A and heat to 60◦ C to 65◦ C eliminate entrapped CO2 gas.
with mixing. 27. In a properly cleaned separate tank, boil at least 65 mL of
12. Start bubbling in CO2 . purified water for at least 15 minutes.
13. Mix slowly for 10 minutes or longer to produce a clear 28. Cool while bubbling CO2 into it and hold at 30◦ C.
solution. 29. Adjust pH to the range of 3.1 to 3.3.
14. Start CO2 gas protection on the main mixing tank and 30. Filter using a lint-free paper. Do not use filter aids.
continue for the balance of the process. 31. Recirculate product back to main mixing tank until clear.
15. With the main batch at 85◦ C to 90◦ C, add the solution of 32. Flush a storage tank with CO2 for at least 10 minutes with
vitamins A, D, and E at 60◦ C to 65◦ C, with mixing. the CO2 valve completely open.
16. The addition may cause the temperature of the main 33. Filter product into this storage tank.
batch to drop below the specified range, so readjust to 34. Fill under CO2 cover.
85◦ C to 90◦ C.
304 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 14. Granulate wet mass through 5/8-in band (15.88-mm
1. Mill niacinamide, sodium ascorbate, pyridoxine, povi- aperture or similar) screen and spread out on paper-lined
done (item 4), and thiamine through a comminuting mill trays.
with hammers (impact forward) at high speed and fitted 15. Dry granule at 49◦ C and dry until LOD is NMT 1.5%.
with a 0 band (686-µm aperture or similar) screen. 16. Sift dry granule through 1.19-mm screen and coarse grind
2. Charge millings into mass mixer. granule through a No. 2 band (1.59-mm aperture or sim-
3. Screen riboflavin, calcium pantothenate, folic acid, vita- ilar) screen fitted on a comminuting mill (knives for-
mins B12 and E through an 840-µm screen. ward, medium speed) and transfer to polyethylene-lined
4. Charge into mass mixer and dry mix for 5 to 10 minutes. drums.
5. Add 89 mL alcohol to powder while mixing. 17. Charge approximately one-tenth of vitamin granulation
6. Add additional alcohol, if required (approximately into blender.
49 mL) to achieve satisfactory granulation. 18. Premix magnesium stearate, microcrystalline cellulose,
7. Pass wet mass through 5/8-in band (15.88-mm aperture and silicon dioxide in a bowl and sift through 840-µm
or similar) screen and spread out on paper-lined trays. screen into blender.
8. Dry granulation at 49◦ C and dry until LOD is NMT 1.5%. 19. Charge another one-tenth more of vitamin granulation
9. Sift dry granule through 1.19-mm screen and coarse grind into blender and blend for 5 minutes.
granule through a No. 2 band (1.59-mm aperture or simi- 20. Discharge a portion of granulation from the blender and
lar) screen fitted on a comminuting mill (knives forward, check for white lumps.
medium speed) to polyethylene-lined drums. 21. If lumps are present, discharge entire granulation
10. Mill zinc sulfate and povidone through a comminuting through a 1.68-mm aperture screen to break lumps, then
mill fitted with a 0 band (686-µm aperture or similar) return it to blender.
screen at high speed with impact (hammers) forward. 22. Charge zinc granulation into the blender.
11. Charge millings into mass mixer for 5 to 10 minutes. 23. Charge remaining vitamin granulation into blender and
12. Add 3.3 mL alcohol (item 14) to powders from first step blend for 15 minutes.
while mixing. 24. Discharge blender into polyethylene-lined drums, tie lin-
13. If necessary, use additional alcohol (up to 0.83 mL) to ers, close and seal drums, and deliver to storage area.
achieve satisfactory granulation. 25. Compress and coat (see appendix).
Manufacturing Formulations 305
Neomycin Gel
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
0.50 1 Neomycin sulfate 0.50
50.00 2 Propylene glycol 50.00
5.00 3 Parabens 5.00
200.00 4 Lutrol F 127 200.00
745.00 5 Water 745.00
Manufacturing Directions 3. Cool to room temperature when the air bubbles escape.
1. Dissolve the parabens and Lutrol F 127 in water heated to 4. Alternative: Dissolve parabens in hot water, cool to 5◦ C
approximately 80◦ C. to 10◦ C, dissolve Lutrol F 127, add propylene glycol, and
2. Add the propylene glycol and dissolve neomycin sulfate. dissolve neomycin sulfate.
5. Maintain the cool temperature until the air bubbles escape.
306 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Nicotinamide Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
300.00 1 Nicotinamide (Degussa) 320.00
160.00 2 Avicel PH101 160.00
16.00 3 Kollidon VA 64 16.00
3.00 4 Magnesium stearate 3.00
3.00 5 Aerosil 200 3.00
Manufacturing Directions
With medium compression force, compress 506 mg using 12-
mm biplanar punches.
Manufacturing Directions 2. Mix and press with very low compression force.
1. Pass all components through a 0.5-mm sieve. 3. Compress 410 mg using 12-mm biplanar punches.
Manufacturing Formulations 307
Niacin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
1000.00 1 Niacin 1000.00
40.00 2 PVP 40.00
10.00 3 Silicon dioxide 10.00
15.00 4 Sodium stearyl fumarate 15.00
400.00 5 Water 400.00
Manufacturing Directions 5. These tablet cores are then coated with the following for-
1. Niacin is placed in a fluidized bed apparatus. mulation: ethyl cellulose (Ethocel), 10, 10; PVP (Povidone),
2. An aqueous PVP solution (in 85 g of water) is sprayed to 5.50 mg; stearic acid, 2.40 mg.
get granules. 6. Ethocel, povidone, and stearic acid are first dissolved in
3. The granules thus obtained are subsequently dried and denatured alcohol (180 g).
passed through a sieve (1-mm mesh) and sodium stearyl 7. The coating solution is then sprayed onto the tablet cores
fumarate is weighed, added, and blended in a drum mixer. in a coating pan.
4. The resulting mixture is pressed into tablets 1065 mg.
Norephedrine Syrup
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
40.00 1 DL-norephedrine hydrochloride 40.00
4.00 2 Parabens 4.00
5.00 3 Saccharin sodium 5.00
3.00 4 Kollidon 90 F 3.00
500.00 5 Sorbitol solution 500.00
460.00 6 Water 460.00
Nystatin Cream
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
80.00 1 Cetostearyl alcohol 80.00
20.00 2 Polyoxyl 20 cetostearyl ether (Cetomacrogol 1000) 20.00
80.00 3 Mineral oil (liquid paraffin) 80.00
2.00 4 Methyl paraben 2.00
100,000 IU 5 Nystatin microfinea (30% excess) 5420 IU/mg 24.00
1.00 6 Propyl paraben 1.00
100.00 7 Propylene glycol 100.00
4.86 8 Dibasic sodium phosphate 4.86
2.36 9 Monobasic sodium phosphate 2.36
180.00 10 Petrolatum (soft white paraffin) 180.00
506.00 11 Purified water 506.00
a Particle size NLT 90% less than 45 µm and 100% less than 80 µm.
Nystatin Ointment
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
100,000 IU 1 Nystatin microfinea , 5420 IU/mg, 15% excess 21.05
22.00 2 Cetostearyl alcohol 22.00
8.00 3 Paraffin (hard paraffin) 8.00
100.00 4 Mineral oil (liquid paraffin) 100.00
848.95 5 Petrolatum (soft white paraffin) 848.95
a Particle size NLT 90% less than 45 µm and 100% less than 80 µm.
Manufacturing Directions 7. Transfer the molten mass from the fat-melting vessel to
1. Melt items 2, 3, and 5 at 70◦ C in fat-melting vessel. the mixer at a temperature of 45◦ C to 50◦ C.
2. Disperse item 1 in 80 g of item 4 in a separate stainless 8. Mix for 10 minutes in manual mode and 10 minutes in
steel container by using a spatula. automode at 12 rpm and vacuum 0.4 to 0.6 bar.
3. Pass the dispersion through a homogenizer twice, then 9. Homogenize at high speed for 10 minutes with recircu-
transfer the dispersion to the mixer. lation.
4. Rinse the homogenizer and container with 20 g of item 4 10. Mix until the temperature of ointment reaches to 28◦ C to
and transfer the rinsings to the mixer. 30◦ C.
5. Homogenize the dispersion at high speed for 15 minutes. 11. Transfer the ointment to a stainless steel drum.
6. Set the mixer at a temperature of 40◦ C to 45◦ C. 12. Keep drum tightly closed.
12. Homogenize 2 times with homogenizer (gap setting 1) to 20. Cool down to 50◦ C.
make smooth dispersion. 21. Transfer the homogenized dispersion to the mixer.
13. Dispersion should be smooth with no lumps. 22. Rinse the container with 10 g of item 10.
14. Add 50 g of item 10 in a separate stainless steel container 23. Add the rinsing to the mixer and mix for 10 minutes.
and heat to 40◦ C to 45◦ C, then dissolve item 3 by using a 24. Transfer the dispersion to the mixer.
homogenizer. The solution should be clear. 25. Rinse the container with 40 g of item 14.
15. Disperse item 4 in the clear solution of gramicidin/ 26. Add to the mixer and mix for 10 minutes.
propylene glycol by using homogenizer. 27. Homogenize at high speed for 20 minutes at a tempera-
16. Homogenize until no lumps are present. ture of 45◦ C, mixer speed of 10 to 12 rpm, and vacuum
17. Maintain temperature at 40◦ C to 45◦ C. of 0.6 bar.
18. Transfer the melt from step above to the mixer through 28. Cool down to 25◦ C to 30◦ C while mixing.
a stainless steel sieve while mixing at 1012 rpm (manual 29. Transfer the cream to a stainless steel drum.
mode) at a temperature of 65◦ C.
19. Homogenize at high speed for 10 to 12 minutes at a tem-
perature of 60◦ C to 65◦ C and a vacuum of 0.6 bar. Scrape
the sides and blade.
Manufacturing Directions 3. The dry powder omega fatty acids dry N-3 contains
1. Pass all components through a 0.8-mm sieve, mix, and 25% fish oil; this fish oil consists of approximately 30%
press with high compression force. EPA+DHA.
2. Compress 289 mg in 9-mm biconvex punches. 4. These tablet cores could be coated with an enteric coating
of Kollicoat MAE 30 D.
5. See appendix for more choices.
Manufacturing Formulations 311
Orlistat Chewable Tablets 2. Sucrose palmitate (PEG-40 stearate, 12 g) and lactose (15 g)
Manufacturing Directions are added and the mixture is cooled to room temperature
1. Orlistat (60g) and myristic acid (30g) are melted together under continuously stirring.
at 50◦ C. 3. The powder is pressed into tablets of 960 mg weight (=
2. Mannitol (400g) and lactose (400g) are added and the mix- orlistat content of 120 mg).
ture is cooled to room temperature under continuously
stirring.
3. Talcum (10 g) is added and homogeneously distributed. Orlistat Chewable Tablets
4. The powder is pressed into tablets of 960 mg weight (= Manufacturing Directions
orlistat content of 120 mg). 1. Mix together orlistat, 120 g; sodium laurate, 30 g; manni-
tol, 80 g; and HPMC 3cp, 60 g, with stepwise addition of a
Orlistat Chewable Tablets (50:50% m/m) ethanol/water mixture (0.2 mL/g).
Manufacturing Directions 2. The formed granules are dried in vacuum at 30◦ C to con-
1. Orlistat (120 g) and myristic acid (30 g) are melted together stant weight and pressed into tablets (each containing
at 50◦ C. 120 mg orlistat).
Pancreatin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
30.00 1 Pancreatin 30.00
308.00 2 Ludipress 308.00
10.00 3 Kollidon CL 10.00
2.00 4 Magnesium stearate 2.00
Pancreatin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
300.00 1 Pancreatin 300.00
290.00 2 Ludipress 290.00
25.00 3 Kollidon CL 25.00
3.00 4 Magnesium stearate 3.00
Panthenol Lotion
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L Tablets (g)
26.25 1 D-Panthenol (2.5%)a 26.25
2.50 2 DL-Lactone (pure) 2.50
1.00 3 Sequestrene disodium 1.00
3.00 4 Chlorhexidine hydrochloride (micropowder) 3.00
5.00 5 POEG 300-stearateb 5.00
50.00 6 Paraffin oil (low viscosity) 50.00
5.00 7 Polydimethylsiloxane M 350 5.00
3.00 8 Perfume PCV 1155/8 3.00
— 9 Purified water QS to 1 L
a Based on 100% content; adjust for assay.
b POEG 300 is a mixture of monoesters and diesters of polyoxyethylene glycol 300, with palmitic and stearic acids and free polyoxyethylene glycol 300.
Manufacturing Directions 6. Emulsion: Add the fatty phase at 65◦ C to the aqueous
1. Aqueous phase: Prepare a solution of DL-lactone (previ- phase at approximately 45◦ C.
ously liquefied at approximately 100◦ C) in water. 7. Cool to approximately 36◦ C while stirring and homoge-
2. Add the DL-lactone solution to the main part of water at nizing.
70◦ C. 8. Chlorhexidine suspension: Suspend chlorhexidine in
3. Incorporate the D-panthenol (previously liquefied at ap- water.
proximately 45◦ C). 9. Lotion: Add the chlorhexidine suspension to the emul-
4. Admix and dissolve sequestrene disodium. sion at approximately 36◦ C.
5. Fatty phase: Melt at approximately 65◦ C under stirring 10. Stir, homogenize, and deaerate.
POEG 300-stearate, paraffin oil, and polydimethylsilox- 11. Finally, add the perfume, homogenize again, and filter.
ane M 350.
Manufacturing Formulations 313
Panthenol Ointment
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
50.00 1 Protegin X 50.00
18.00 2 Cetyl alcohol 18.00
12.00 3 Stearyl alcohol 12.00
40.00 4 Wax (white) 40.00
250.00 5 Wool fat (deodorized) 250.00
Vaseline (white)
R
130.00 6 130.00
50.00 7 Almond oil 50.00
150.00 8 Paraffin oil 150.00
50.00 9 D-Panthenol 50.00
250.00 10 Deionized water 250.00
Manufacturing Directions 9. Place in kettle and heat to 70◦ C while stirring. Transfer
1. Place in a heating vessel wool fat, Vaseline, almond oil, the melted fatty mass under vacuum (–0.3 mm) through
and paraffin. the inline sieve (0.150-mm mesh).
2. Heat and melt the fats together at 80◦ C with stirring to 10. After the addition, evacuate again to –0.3 atm.
keep the fatty phase at this temperature until further pro- 11. Then, stir for another 15 minutes and homogenize for 5
cessing. minutes under the same conditions.
3. In a separate container, add Protegin X, cetyl alcohol, 12. Cool to 30◦ C (the cooling should occur within 4 hours).
stearyl alcohol, and white wax. Melt these fats with stir- 13. When this temperature is reached, continue stirring until
ring at 80◦ C. the ointment has reached 24◦ C to 26◦ C.
4. Add to above. 14. Stop cooling, then evacuate quickly to –0.3 atm and stir
5. The final temperature in the melt should be approxi- for 5 minutes.
mately 70◦ C. 15. Transfer the ointment in a storage vessel and mix for
6. Keep this temperature until further processing. 5 minutes with electric mixture.
7. Transfer D-panthenol into a 10-L container by pouring, 16. Fill the ointment.
then rinse it with hot deionized water.
8. Continue to mix for another 5 minutes, check the final
weight, and make up for evaporated water (5.67 kg).
314 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Papain Chewing Gum der, 1.00%; liquid flavor, 0.47%; isomalt PF, 11.70%; isomalt
Formulation DC, 16.00%; anticaking agents (magnesium stearate, talc, or
Gum base, 31.20%; sorbitol, 28.08%; mannitol, 5.23%; papain, silica gel), 4.00%; flavor, 2.00%.
1.00%; acesulfame K, 0.16%; aspartame, 0.16%; menthol pow-
Manufacturing Directions 3. Heat oil and water phases separately to 70◦ C to 75◦ C.
1. Hydrate Carbopol in water at to 60◦ C 65◦ C. 4. Add water phase to oil phase while stirring.
2. Add remaining water-phase ingredients. 5. Stir to cool, neutralizing at 65◦ C with triethanolamine.
Manufacturing Formulations 315
Manufacturing Directions
The wetted mixture is formed into tablets of a desired weight
and the tablets are then dried at 30◦ C for 36 hours.
Phenindione Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
50.00 1 Phenindione 50.00
165.00 2 Ludipress 165.00
2.00 3 Magnesium stearate 2.00
Phenolphthalein Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
200.00 1 Phenolphthalein 200.00
150.00 2 Dibasic calcium phosphate 150.00
11.00 3 Kollidon 30 11.00
— 4 Isopropanol or ethanol (96%) QS
19.00 5 Kollidon CL 19.00
3.00 6 Magnesium stearate 3.00
Phenolphthalein Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
90.00 1 Yellow phenolphthalein 90.00
64.80 2 Microcrystalline cellulose 64.80
187.20 3 Dicalcium phosphate 187.20
3.60 4 Croscarmellose sodium 3.60
3.60 5 Fumed silica 3.60
7.20 6 Stearic acid 7.20
3.60 7 Magnesium stearate 3.60
Manufacturing Directions 4. Add item 3 to the blender and mix for 12 minutes.
1. Screen items 6 and 7 through a 40-mesh sieve. 5. Add item 6 and blend for 3 minutes.
2. Blend items 1 and 5 in a V-blender for 3 minutes. 6. Add item 7 and mix for another 5 minutes.
3. Add items 2 and 4 to the blender and mix for 5 minutes. 7. Compress using 3/8-in flat, bevel-edged punches to hard-
ness of 10 kg; average tablet weight is 360 mg.
4. Transfer the PEG-400 to the main stainless steel mixing 16. Rinse the container with 2 lots of 5 mL of CO2 -saturated
tank and cover. water and add the rinsings to the batch while mixing.
5. Start bubbling CO2 gas. While mixing, slowly heat to 17. Continue mixing for 15 minutes while maintaining the
60◦ C to 65◦ C. Maintain at this temperature. temperature at 60◦ C to 65◦ C and under CO2 gas protec-
6. While mixing, add and dissolve the acetaminophen. tion.
Maintain the temperature and CO2 protection. 18. While mixing the batch, sprinkle on the sodium CMC.
7. When all the acetaminophen has dissolved, add, while 19. Continue mixing until all the sodium CMC has been
mixing, the glycerin and sorbitol. dispersed.
8. Continue mixing while maintaining the temperature and 20. Check on the absence of any undissolved lumps.
CO2 gas protection until mixture is used later. 21. Add CO2 -saturated water from step 3 to 900 mL and mix
9. Do not allow the temperature to go more than 65◦ C. while cooling the batch to 30◦ C.
10. During this mixing period, remove samples through the 22. Dissolve the dyes in 10 mL of CO2 -saturated water, then
bottom valve of the mixing tank and inspect for clarity. add to the batch with mixing.
Return samples to the mixing tank. Continue mixing and 23. Rinse the container with two lots of 5 mL of the same
sampling until absolutely clear. water and add the rinsings to the batch.
11. In a separate stainless steel mixing tank, heat 300 mL of 24. Mix until a homogenously colored batch is formed.
water covered to 90◦ C. 25. Stop bubbling in CO2 gas but maintain CO2 protection
12. While maintaining at this temperature, start bubbling of the tank headspace.
CO2 gas. 26. In a stainless steel container, dissolve the sodium ascor-
13. While mixing, add and dissolve successively the benzoic bate in 25 mL of CO2 -saturated water, taking care to min-
acid, saccharin sodium, and phenylpropanolamine hy- imize exposure of the solution to air or light.
drochloride. Continue mixing until all have dissolved. 27. Mix all solutions, add rinsings where necessary, and con-
14. Reduce the temperature to 60◦ C to 65◦ C while mixing. tinue mixing for 15 minutes.
Do not force cool. 28. Add the flavors, complete the batch to 1 L with CO2 -
15. Add the solution from step above to the solution in the saturated water, and mix well for 1 hour.
main mixing tank, while mixing and bubbling CO2 gas. 29. Stop mixing, saturate the headspace with CO2 , and leave
overnight to release any entrapped air.
Placebo Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
299.70 1 Ludipress 299.70
0.30 2 Magnesium stearate 0.30
Manufacturing Directions 2. Fill the solution into spray cans with the necessary quan-
1. Dissolve items 1 to 4 in the solvent mixture of items 5 tity of propellant (e.g., propane/butane) or in a mechanical
and 6. pump bottle.
Manufacturing Formulations 319
Manufacturing Directions 2. Maintain the cool temperature until the air bubbles escape.
1. Dissolve items 1 to 3 in item 6, cool to approximately 6◦ C, 3. Viscosity (Brookfield, 23◦ C) is 54,000 mPa.
dissolve item 4, and adjust the pH to a value of 4.5 to 5.0
with item 5.
320 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 5. Heat the area of the two disks to 50◦ C using a heating
1. Dissolve PVP–iodine in water and mix the solution with collar.
the fragrance and the syndet base. 6. Cut the bar in pieces on a lab stamper.
2. Pass the blend 4 times through a three-roller mill. 7. Composition of the syndet base (in sequence of concentra-
3. Blend 3 times through a plodder with a narrow-sieve hole tion): disodium lauryl sulfosuccinate, sodium lauryl sul-
disk. fate, cetyl stearyl alcohol, paraffin, glycerol stearate, water,
4. Pass the blended material through a wide-sieve hole disk titanium dioxide.
combined with a mouth hole disk.
Manufacturing Directions 3. Pass the blend 4 times through a three-roller mill and let
1. Heat mixture of items 3 to 8 to 75◦ C to 80◦ C and cool to dry overnight at room temperature.
approximately 50◦ C, stirring well. 4. Cut the bar into pieces on a lab stamper.
2. Add solution of items 1 and 2 and let cool to room tem-
perature, stirring continuously.
Manufacturing Directions 3. Pass the blend 4 times through a three-roller mill and let
1. Heat mixture of items 3 to 6 to 75◦ C to 80◦ C and cool to dry overnight at room temperature.
approximately 50◦ C, stirring well. 4. Cut the bar into pieces on a lab stamper.
2. Add solution of item 1 and let cool to room temperature,
stirring continuously.
Manufacturing Formulations 321
Povidone–Iodine Cream
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
100.00 1 PVP–iodine 30/06 100.00
241.00 2 Citric acid (0.1-M solution) 241.00
369.00 3 Na2 HPO4 (0.2-M solution) 369.00
20.00 4 Cremophor A 6 20.00
20.00 5 Cremophor A 25 20.00
100.00 6 Cetylstearyl alcohol 100.00
100.00 7 Liquid paraffin 100.00
50.00 8 Glycerol 50.00
Manufacturing Directions 2. Fill the aerosol cans with 90 parts of this solution and 10
1. Dissolve PVP–iodine in the solution of Cremophor A 25 parts of propane + 1 part butane.
in water.
Povidone–Iodine Gargle
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
10.00 1 Polyvinylpyrrolide-iodine (powder) (35% excess) 13.50
10.00 2 Glycerin, USP (96%) 10.00
— 3 Purified water, USP QS to 1 L
Manufacturing Directions 3. Maintain cool temperature until all air bubbles have dis-
1. Dissolve item 1 in solution of items 2 to 4, mix with item appeared.
5, and dissolve item 6 at approximately 20◦ C. 4. A brown, turbid gel is obtained.
2. Cool to 5◦ C to 8◦ C and dissolve item 7.
Povidone–Iodine Gels
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
100.00 1 PVP–iodine 30/06 100.00
10.00 2 Sodium chloride 10.00
200.00 3 Lutrol F 127 200.00
79.00 4 Sodium hydroxide (1-M solution) 79.00
610.00 5 Water 610.00
Manufacturing Directions 2. Fill in aerosol cans with propellants such as propane and
1. Dissolve Kollidon VA 64 in the mixture of solvents and butane or with manual valves.
slowly add PVP–iodine to the well-stirred solution.
Povidone–Iodine Lozenges
Bill of Materials
Scale (mg/lozenge) Item Material Name Qty/1000 Lozenges (g)
5.00 1 PVP–iodine 30/06 5.00
150.00 2 Sorbitol (crystallized) 150.00
4.00–5.00 3 Menthol (crystalline) 4.00–5.00
4.00–5.00 4 Eucalyptol (crystalline) 4.00–5.00
1.00 5 Aspartame, potassium 1.00
0.10 6 Saccharine sodium 0.10
1.00 7 Aerosil 200 1.00
1.00 8 Magnesium stearate 1.00
Manufacturing Directions 2. Mix items 2 to 6 by heating, stir the solution in the previous
1. Dissolve PVP–iodine in the solvents (items 7 and 8). mixture, and cool by stirring.
Manufacturing Formulations 325
Povidone–Iodine Shampoo
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
75.00 1 PVP–iodine 30/06 75.00
R
250.00 2 Neutronyx S 60 250.00
R
40.00 3 Super Amide L9 40.00
R
5.00–7.00 4 Natrosol HR 250 5.00–7.00
— 5 Water QS to 1 kg
Povidone–Iodine Solution
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
100.00 1 Povidone–iodine powder (35% excess) 135.00
9.318 2 Anhydrous citric acid (powder) 9.318
14.62 3 Anhydrous sodium phosphate (dibasic) 14.62
QS 4 Purified water QS to 1 L
Manufacturing Directions 9. During this mixing period, remove samples from the
Wear gloves and mask during all phases of manufacturing bottom valve of the manufacturing tank and inspect for
and filling. Do not keep the lid of the manufacturing or stor- clarity.
age tank open, unless necessary, as iodine may be liberated. 10. Return samples to the manufacturing tank.
11. Continue mixing and sampling until the solution is com-
1. Citric acid–phosphate buffer solution (pH 5): Add 600 mL pletely clear.
purified water to a suitable stainless steel manufacturing 12. Make up volume to 1 L with purified water and mix well
tank. for 5 minutes.
2. With gentle stirring, add citric acid to the purified water 13. Check and record pH (range: 4.8–5.2).
in the manufacturing tank. 14. Filter the solution through a 100-mesh nylon cloth.
3. Stir for 10 minutes or until completely dissolved. 15. Transfer into a suitable stainless steel storage tank and
4. During this mixing period, remove samples from the keep tightly closed.
bottom valve of the manufacturing tank and inspect for 16. This solution should be freshly prepared and should not
clarity. be stored for more than 24 hours.
5. Return samples to the manufacturing tank. 17. Preparation of solution: Dissolve povidone–iodine in ap-
6. Continue mixing and sampling until the solution is com- proximately 600 mL of citric acid/phosphate buffer (pH
pletely clear. 5) solution in a suitable stainless steel mixing tank.
7. With gentle stirring, add dibasic sodium phosphate to 18. Stir evenly for 10 minutes or until a clear, brown solution
the solution. is obtained.
8. Stir for 10 minutes or until completely dissolved.
Manufacturing Formulations 327
19. Make up volume to 1 L with citric acid/phosphate buffer 22. Filter the solution through a 100-mesh nylon cloth.
solution. 23. Transfer into a suitable stainless steel storage tank and
20. Mix well for 10 minutes. keep it tightly closed.
21. Check and record pH (range: 3.0–4.5).
Povidone–Iodine Solution
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
100.00 1 PVP–iodine 30/06 100.00
3.00 2 Lutrol F 127 3.00
5.00 3 Lutrol E 400 5.00
432.00 4 Citric acid (0.1-M solution) 432.00
460.00 5 Na2 HPO4 · 12H2 O (0.2-M solution) 460.00
Povidone–Iodine Solution
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
100.00 1 PVP–iodine 30/06 100.00
R
0.23 2 Texapon K 12 0.23
1.40 3 Sodium biphosphate 1.40
0.30 4 Sodium citrate 0.30
20.80 5 Sodium hydroxide (1-M solution) 20.80
10.00 6 Glycerol 10.00
QS 7 Water QS to 1 kg
Povidone–Iodine Solution
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
100.00 1 PVP–iodine 30/06 100.00
10.00 2 Natrosol HR 250 10.00
2.00 3 Lutrol F 127 2.00
32.00 4 Sodium hydroxide (1-M solution) 32.00
QS 5 Water QS to 1 kg
Manufacturing Directions 3. Adjust the pH with the sodium hydroxide solution to ap-
1. Dissolve Lutrol F 127 and then Natrosol in the water. proximately 3.5.
2. As soon as both are dissolved, slowly add the PVP–iodine
to the well-stirred solution.
328 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Povidone–Iodine Solution
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
Tylose M 300
R
20.00 1 20.00
R
2.00 2 Texapon K 12 2.00
595.00 3 Citric acid (0.1-M solution) 595.00
283.00 4 Sodium biphosphate (0.2-M solution) 283.00
Povidone–Iodine Scrub
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
75.00 1 PVP–iodine (powder) (40% excess) 105.00
250.00 2 Sodium lauryl sulfate 250.00
35.00 3 Lauric diethanolamide 35.00
— 4 Distilled purified water, USP QS to 1 L
Manufacturing Directions otherwise the mixture will adhere to the walls of the
1. Add 600 mL purified water to a suitable stainless steel manufacturing tank.) When temperature reaches 30◦ C,
manufacturing tank. release vacuum and open tank.
2. Add, by sprinkling, the sodium lauryl sulfate to the man- 9. While mixing slowly, add povidone–iodine in small por-
ufacturing tank. tions.
3. Continue to mix slowly under vacuum and begin to heat 10. Rinse the container of povidone–iodine with 150 mL pu-
until product temperature is 70◦ C. rified water and add to the main tank. (Note: Do not keep
4. Continue to mix vigorously under vacuum at 65◦ C to the lid of the manufacturing or storage tank open, unless
70◦ C for 15 minutes or until completely dissolved. necessary, as iodine may liberate.) Mix under vacuum
5. (Note: Do not add detergent quickly, as a gel may form until a clear reddish-brown solution is obtained.
that is difficult to dissolve.) Stop mixer, release vacuum, 11. Make volume up to 1 L with purified water and mix well
and open tank. under vacuum for at least 15 minutes to ensure product
6. Add and disperse the previously broken lauric di- uniformity and to deaerate the product.
ethanolamide in the warmed solution from the step 12. Stop mixing, release the vacuum, then open the tank.
above. 13. Check and record pH (range: 3–6).
7. Maintain vacuum and mix vigorously for 30 minutes at 14. Filter the solution through 100-mesh nylon cloth.
65◦ C to 70◦ C or until completely dissolved.
8. Slowly cool under vacuum to room temperature with
slow mixing. (Note: Do not force cool with cold water;
Manufacturing Directions
Dissolve Super Amide in hot water, cool, dissolve PVP–
iodine, and add Neutronyx to produce a brown, clear vis-
cous solution with pH of approximately 3.4.
Manufacturing Formulations 329
Manufacturing Directions
Dissolve monoamide in hot water, cool, dissolve PVP–iodine,
and add Lutensit to produce a brown, clear, viscous
solution.
Manufacturing Directions 2. The brown, clear solution has a low viscosity and pH of
1. Dissolve PVP–iodine and Lutrol F 127 in the mixture of approximately 4.3.
buffer solutions with Lutrol E 400.
330 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 3. After a uniform suspension has been obtained, pour it into
1. Melt the Lutrol E grades by gentle heating. polyethylene molds.
2. Stir in the micronized PVP–iodine product in small por- 4. The homogeneous, brown-colored ovule has a weight of
tions into the melt. 2 g.
Manufacturing Directions 3. After a uniform suspension has been obtained, pour it into
1. Melt the Lutrol E grades by gentle heating. polyethylene molds.
2. Stir in the micronized PVP–iodine product in small por- 4. The homogeneous, brown-colored ovule has a weight of
tions into the melt. 2 g.
Manufacturing Directions 11. Mix for 10 minutes and add to the manufacturing vessel
Promethazine HCl undergoes thermal and photochemical ox- while mixing.
idation. Protect from light, heat, and oxygen as practicable. 12. Start flushing the syrup with nitrogen gas pressure at 20
Avoid vortex or overmixing to avoid air entrapment. Use to 40 psi.
nitrogen gas whenever necessary to expel air. 13. Add 10 g of cold purified water (cooled and flushed with
N2 gas) in a separate container with lid.
1. Add 400 g of item 13 to the manufacturing vessel and 14. Pass nitrogen gas at 20 to 40 psi pressure for 15 minutes.
heat to 90◦ C to 95◦ C. 15. Dissolve item 1 in nitrogen-flushed, cold purified water
2. Add item 2 while mixing at slow speed. (25–30◦ C) by using stirrer.
3. After addition of item 2, mix for 30 minutes at high speed 16. Mix for 10 minutes and add to the manufacturing vessel
and a temperature of 90◦ C to 95◦ C. while mixing. Do not produce vortex.
4. Cool down to 30◦ C to 35◦ C while mixing at low speed. 17. Bring volume up to 1 L with nitrogen-flushed purified
5. Add items 3 and 4 to the manufacturing vessel while water.
mixing and mix until dissolved. 18. Continue flushing nitrogen gas at 20 to 40 psi pressure
6. Add items 6 and 7 to the manufacturing vessel while for 30 minutes while mixing at slow speed.
mixing and mix until dissolved. 19. Check and record the pH (limit: 4.5–5.5). If required, ad-
7. Add item 5 to the manufacturing vessel while mixing and just pH with 10% citric acid or 10% sodium citrate solu-
mix until dissolved. tion.
8. Mix items 9 and 10 with items 8 and 11 in a separate 20. Filter the syrup at 1.5 bar.
container by using stirrer. 21. Recirculate approximately 20 to 30 mL syrup.
9. Mix for 10 minutes and add to the manufacturing vessel 22. Transfer the filtered syrup to the storage vessel.
while mixing. 23. Flush with nitrogen gas and seal the tank.
10. Add 8 g of cold purified water (25–30◦ C) to a separate
container and dissolve item 12 by using stirrer.
332 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 2. Fill No. 0 capsules with fill weight of 500 mg using a tamp-
1. Blend all the ingredients in a twin-shell blender for 10 ing force of 200 N.
minutes.
Manufacturing Directions 12. Mix for 10 minutes and add to the manufacturing vessel
1. Add 390 g of purified water to the manufacturing vessel while mixing at high speed.
and heat to 90◦ C to 95◦ C. 13. Add 6 g of item 13 in a separate container and dissolve
2. Add items 6 and 7 while mixing to dissolve at high speed. item 9 manually.
3. Add item 2 while mixing at slow speed at a temperature 14. Add color to the manufacturing vessel while mixing at
of 90◦ C to 95◦ C. high speed.
4. Mix for 1 hour at high speed. 15. Dissolve item 10 in item 5.
5. Cool down to 50◦ C while mixing at slow speed. 16. Add this flavor mixture to the manufacturing vessel
6. Dissolve items 8 and 12 in 10 g of item 13 and add to the while mixing at high speed.
manufacturing vessel while mixing at high speed. 17. Bring the volume up to 1 L with item 13 and finally mix
7. Dissolve item 11 in 10 g of purified water and add to the for 15 to 20 minutes at high speed.
manufacturing vessel while mixing at high speed. 18. Check and record the pH (limit: 5.5–6.5 at 25◦ C).
8. Load items 4 and 3 into the manufacturing vessel using 19. If required, adjust pH with 20% citric acid or 20% sodium
a transfer pump while mixing at high speed. citrate solution.
9. Mix for 5 minutes. 20. Filter the syrup at 1.5 bar.
10. Cool down to 30◦ C while mixing at slow speed. 21. Recirculate approximately 100 to 150 mL syrup.
11. Add 20 g of item 13 (30◦ C) in a separate container and
dissolve item 1 by using stirrer.
Manufacturing Formulations 335
Pseudoephedrine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
60.00 1 (+) Pseudoephedrine hydrochloride 60.00
95.00 2 Dicalcium phosphate (Di-Tab) 95.00
5.00 3 Kollidon 30 5.00
— 4 Water QS
20.00 5 PEG-6000 (powder) 20.00
2.00 6 Aerosil 200 2.00
Manufacturing Directions 2. Add items 5 and 6 and press with low compression force.
1. Granulate dicalcium phosphate with solution of items 3 3. Compress 192 mg using 8-mm biplanar punches.
and 4, dry, pass through a 0.8-mm sieve, and mix with
item 1.
336 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Psoriasis Cream
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
40.00 1 Lanolin alcohol 40.00
50.00 2 White petroleum jelly 50.00
120.00 3 Paraffin wax 140F 120.00
300.00 4 Mineral oil (70 cS) 300.00
20.00 5 Coal tar 20.00
2.50 6 Allantoin 2.50
QS 7 Deionized water QS to 1 kg
QS 8 Preservative QS
Psoriasis Cream
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
160.00 1 Stearic acid 16.00
60.00 2 Oleyl alcohol 6.00
20.00 3 Lanolin 2.00
20.00 4 Coal tar 2.00
6.00 5 Triethanolamine (99%) 0.60
2.50 6 Allantoin 0.25
QS 7 Deionized water QS to 1 kg
— 8 Preservative QS
Psyllium and Dioctyl Sodium Sulfosuccinate Powder Psyllium and Docusate Sodium Wafer
Manufacturing Directions Formulation
1. Psyllium husk, 5.1 g; dioctyl sodium sulfosuccinate, Ascorbic acid, 0.15%; natural and artificial flavors, 1.54%;
240 mg. corn oil, 14.80%; cornstarch, 1.97%; fructose crystalline,
2. The psyllium husk is milled to a small particle size: NMT 6.82%; lecithin oil, 0.99%; molasses granular light, 0.39%;
4% on 100 mesh and between 25% and 50% through oat hull fiber, 6.42%; psyllium husk, 13.32%; sodium bicar-
200 mesh. bonate, 0.20%; sucrose white granulated, 17.40%; table oats,
3. These psyllium particles are then agglomerated with mal- 8.89%; water purified USP, QS; wheat flour, 19.21%; docusate
todextrin and citric acid is sprayed on. sodium, 0.63%; sorbitan tristearin, 0.20%.
4. Dioctyl calcium sulfosuccinate, dioctyl potassium sulfos-
uccinate, can be substituted for the dioctyl sodium sulfos- Manufacturing Directions
uccinate, or two or three of these can be combined. 1. In an appropriate mixer, add corn oil and lecithin and
5. Methyl cellulose, polycarbophil, calcium polycarbophil, mix for 1 minute using low speed.
bran, malt soup extract, karaya, guar gum, or mixtures of 2. Note: Preheat (microwave) lecithin, if necessary.
these can be substituted for the psyllium. 3. Add psyllium, docusate (which has been coated with the
6. The amounts of psyllium and/or dioctyl sulfosuccinate sorbitan tristearin) and mix for 1 minute using low speed.
can be varied within the ranges specified herein. 4. Into a separate bowl, add part of the sucrose, fructose,
molasses, and half of the water.
Psyllium and Docusate Sodium Tablets 5. Mix for 1 minute using low speed.
Formulation 6. Add psyllium/oil/lecithin premix and oat fiber.
Psyllium, 71.0%; ethyl cellulose, 4.8%; isopropyl alcohol, QS; 7. Mix for 1 minute. Add rest of water, soda, flavors, ascor-
microcrystalline cellulose, 16.7%; PVP cross-linked, 1.9%; car- bic acid, and starch.
nauba wax, 2.3%; docusate sodium, 3.3%. 8. Mix for 1 minute at low speed.
9. Add flour to the mixer and mix for 1 minute at low speed.
Manufacturing Directions 10. Roll dough into sheets approximately 0.1 in thick.
1. Soak ethyl cellulose in isopropyl alcohol overnight. 11. Cut dough into rectangles of approximately 2.5 in ×
2. Granulate psyllium with isopropyl/ethyl cellulose mix- 1.6 in.
ture in mixer. 12. Place bars on baking trays and bake at 375◦ C for 10 to
3. Dry at 49◦ C for 3 hours. 12 minutes.
4. Mill through 12-mesh screen. 13. Ethyl cellulose, polycarbophil, calcium polycarbophil,
5. Mix in a mixer the following: psyllium, microcrystalline bran, malt soup extract, karaya, guar gum, or mixtures of
cellulose and carnauba wax. these can be substituted for the psyllium. The amounts
6. Compress the tablet per granulation specifications using a of psyllium and/or dioctyl sulfosuccinate can be var-
tableting press. ied within the ranges specified herein. Dioctyl calcium
7. Coat the core tablets. sulfosuccinate, dioctyl potassium sulfosuccinate, can be
substituted for the dioctyl sodium sulfosuccinate, or two
Methyl cellulose, polycarbophil, calcium polycarbophil, bran, or three of these can be combined.
malt soup extract, karaya, guar gum, or mixtures of these can
be substituted for the psyllium. The amounts of psyllium
and/or dioctyl sulfosuccinate can be varied. Dioctyl calcium
sulfosuccinate, dioctyl potassium sulfosuccinate, can be sub- Psyllium Husk Granules
stituted for the dioctyl sodium sulfosuccinate, or two or three 1. Raw, unmilled psyllium seed husk (2 g) is stirred with
of these can be combined. 0.2 N sodium hydroxide (400 mL) containing sodium
338 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
borohydride (400 mg) in a nitrogen atmosphere at ambi- 2. The pH of the solution is from 10 to 11.
ent temperature for 90 minutes. 3. The solution is passed through a pasteurizer at a temper-
2. The pH of the solution is from 10 to 11. ature of 100◦ C for a period of 50 seconds.
3. The solution is passed through a pasteurizer at a temper- 4. Once pasteurized, the mixture is centrifuged for 20 min-
ature of 100◦ C for a period of 50 seconds. utes at 23,500 g.
4. Once pasteurized, the mixture is centrifuged for 20 min- 5. The supernatant is decanted from an insoluble fraction
utes at 23,500 g. that settles out in the centrifuge bottle.
5. The supernatant is decanted from an insoluble fraction 6. The insoluble fraction is mixed with fresh sodium
that settles out in the centrifuge bottle. hydroxide/sodium borohydride solution (100 mL) and
6. The insoluble fraction is mixed with fresh sodium recentrifuged for 15 minutes to increase yield of the sol-
hydroxide/sodium borohydride solution (100 mL) and uble fraction.
recentrifuged for 15 minutes to increase yield of the sol- 7. The pH of the supernatant is adjusted to 5.5 by the addi-
uble fraction. tion of acetic acid at ambient temperature with stirring,
7. The pH of the supernatant is adjusted to 5.5 by the addi- forming a gel.
tion of acetic acid at ambient temperature with stirring, 8. The gel is desiccated with isopropanol added with high
forming a gel. shear mixing.
8. The gel is desiccated with isopropanol added with high 9. The isopropanol solution is then decanted from the gel.
shear mixing. 10. The solids content of the gel is 30%.
9. The isopropanol solution is then decanted from the gel. 11. The gel material is passed through an extruder and ex-
10. The solids content of the gel is 30%. truded into individual particles with an average particle
11. The gel material is passed through an extruder and ex- size of 500 µm.
truded into individual particles with an average particle 12. The extruded particles enter a fluidized bed dryer fitted
size of 500 µm. with a cyclonic airflow screen, such as a Conidur screen.
12. The extruded particles enter a fluidized bed dryer fitted 13. The air temperature is maintained at 80◦ C.
with a cyclonic airflow screen, such as a Conidur screen. 14. The gel temperature remains below 70◦ C throughout the
13. The air temperature is maintained at 80◦ C. drying process.
14. The gel temperature remains below 70◦ C throughout the 15. The particles are dried to a powder with 90% of the water
drying process. being removed.
15. The particles are dried to a powder, with 90% of the water 16. The yield of the gel-forming polysaccharide is 85%.
being removed. 17. Chewable tablets, total weight 2.5 g, are manufactured
16. The yield of the gel-forming polysaccharide is 85%. while step 8 is dry blended with sorbitol for 10 minutes,
17. The final compositions comprise the following compo- each component having an average particle size of ap-
nents by weight: gel-forming, 50.0%; polysaccharide sor- proximately 500 µm.
bitol neosorb P20, 48.16%; magnesium stearate, 0.5%; 18. The premix, if desired, is added and the mixture is
flavorant, 0.4%; colorant, 0.14%; citric acid, 0.8%. blended for an additional 10 minutes.
18. The granules can be coated using the coating formula- 19. Magnesium stearate is added and the composition is
tion: isopropanol, 94.5%; Eudragit RD100, 5%; polyethy- blended for another 5 minutes.
lene glycol, 0.5%. 20. The mixture is directly compressed into tablets using
19. The coated gel-forming polysaccharide particles are pressure from 2000 to 4000 psi.
dried and combined with the excipients as described 21. The final compositions comprise the following compo-
above. nents by weight: gel-forming, 50.0%; polysaccharide sor-
bitol neosorb P20, 48.16%; magnesium stearate, 0.5%;
Psyllium Husk Tablets flavorant, 0.4%; colorant, 0.14%; citric acid, 0.8%.
Manufacturing Directions 22. Optionally, the coating can be applied directly to a chew-
1. Raw, unmilled psyllium seed husk (2 g) is stirred with able tablet containing the gel-forming polysaccharide.
0.2 N sodium hydroxide (400 mL) containing sodium 23. Additionally, it may be desired to include a flavorant
borohydride (400 mg) in a nitrogen atmosphere at ambi- within the coating composition: ethanol, 94%; polyethy-
ent temperature for 90 minutes. lene glycol, 5%; flavorant, 1%.
Manufacturing Formulations 339
PVP–Iodine Mouthwash
Bill of Materials
Scale (mg/g) Item Material Name Qty/kg (g)
100.00 1 PVP–iodine 100.00
5.00 2 Saccharin sodium 5.00
2.00 3 Menthol 2.00
0.50 4 Aniseed oil 0.50
0.50 5 Eucalyptus oil 0.50
160.00 6 PEG-400 160.00
300.00 7 Ethanol 300.00
QS 8 Purified water QS to 1 kg
Pyridoxine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
40.00 1 Pyridoxine hydrochloride 40.00
150.00 2 Lactose monohydrate 150.00
150.00 3 Avicel PH101 150.00
15.00 4 Kollidon VA 64 15.00
10.00 5 Kollidon CL 10.00
1.00 6 Magnesium stearate 1.00
1.00 7 Aerosil 200 1.00
Pyridoxine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
40.00 1 Pyridoxine hydrochloride 40.00
300.00 2 Cornstarch 300.00
15.00 3 Kollidon 30 15.00
80.00 4 Water + isopropanol 80.00
1.00 5 Magnesium stearate 1.00
2.00 6 Aerosil 200 2.00
Pyridoxine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
100.00 1 Pyridoxine hydrochloride 100.00
R
200.00 2 Tabletlose 200.00
10.00 3 Kollidon VA 64 10.00
3.00 4 Kollidon CL 3.00
1.00 5 Magnesium stearate 1.00
1.00 6 Aerosil 200 1.00
Pyridoxine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
100.00 1 Pyridoxine hydrochloride 100.00
150.00 2 Lactose monohydrate 150.00
83.00 3 Avicel PH101 83.00
10.00 4 Kollidon VA 64 10.00
3.00 5 Kollidon CL 3.00
1.00 6 Magnesium stearate 1.00
1.00 7 Aerosil 200 1.00
Pyridoxine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
250.00 1 Pyridoxine hydrochloride 250.00
100.00 2 Avicel PH101 100.00
12.00 3 Kollidon VA 64 12.00
5.00 4 Magnesium stearate 5.00
Pyridoxine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
300.00 1 Pyridoxine hydrochloride 300.00
100.00 2 Lactose monohydrate D 20 100.00
20.00 3 Kollidon 30 20.00
QS 4 Isopropanol + water (1+1) 60.00
10.00 5 Kollidon CL 10.00
2.00 6 Aerosil 200 2.00
Ranitidine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Quantity/1000 Tablets (g)
1 Ranitidine HCl USP (Orchev Pharma) 167.39
2 Microcrystalline Cellulose NF (Avicel PH-102, FMC) 78.28
3 Pregelatinized Starch NF (Starch 1500, Colorcon) 62.00
4 Fumed silica NF (Aerosil 200, Degussa AG) 1.55
5 Magnesium Stearate NF (Peter Greven) 0.78
Ranitidine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
75.00 1 Ranitidine; use Ranitidine HCla 85.00
95.00 2 Microcrystalline cellulose (Avicel PH102) 95.00
7.00 3 Croscarmellose sodium (Ac-Di-Sol) 7.00
6.60 4 Microcrystalline cellulose (Avicel PH102) 6.60
1.40 5 Magnesium stearate 1.40
a Ranitidine HCl (1.5%) is added to compensate LOD and process loss.
Riboflavin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
3.00 1 Riboflavin 3.00
195.00 2 Ludipress 195.00
2.00 3 Magnesium stearate 2.00
1.00 4 Aerosil 200 1.00
Riboflavin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
10.00 1 Riboflavin 10.00
75.00 2 Lactose monohydrate 75.00
20.00 3 Cornstarch 20.00
15.00 4 Avicel PH101 15.00
5.00 5 Kollidon 30 5.00
25.00 6 Water 25.00
0.80 7 Aerosil 200 0.80
2.50 8 Talc 2.50
1.70 9 Hydrogenated castor oil 1.70
Riboflavin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
75.00 1 Riboflavin 75.00
375.00 2 Sorbitol (crystalline) 375.00
23.00 3 Kollidon VA 64 23.00
4.00 4 Magnesium stearate 4.00
12.00 5 Aerosil 200 12.00
Riboflavin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
100.00 1 Riboflavin 100.00
250.00 2 Sorbitol (crystalline) 250.00
19.00 3 Kollidon VA 64 19.00
5.00 4 Magnesium stearate 5.00
10.00 5 Aerosil 200 10.00
Riboflavin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
150.00 1 Riboflavin, with excess 156.00
150.00 2 Ludipress 150.00
4.00 3 Magnesium stearate 4.00
2.00 4 Aerosil 200 2.00
Manufacturing Directions 2. Add water phase to oil phase while stirring. Stir to cool.
1. Heat oil and water phases separately to 70◦ C. 3. Fill at 30◦ C.
Manufacturing Directions 2. Mix all components, pass through a 0.8-mm sieve, and
1. Dry saccharin sodium and tartaric acid for 1 hour at 100◦ C. press with low compressive force.
3. Compress 42 mg in 5-mm biplanar punches.
Saccharin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
37.50 1 Sodium cyclamate 37.50
17.00 2 Mannitol 17.00
6.35 3 Soda ash (light-milled powder, 58% Na2 O) 6.35
3.75 4 Saccharin sodium (dihydrated powder) 3.75
1.40 5 Povidone (PVP K-29–32) 1.40
8.00 6 Purified water 8.00
11.00 7 Tartaric acid 11.00
0.80 8 Soda ash (light-milled powder, 58% Na2 O) 0.80
1.00 9 Anhydrous sodium citrate 1.00
1.00 10 Sodium benzoate 1.00
0.20 11 PEG-8000 0.20
Manufacturing Directions 4. To this mixture, add soda ash (item 3) and blend for
1. This product is hygroscopic and should be processed in 30 minutes or until uniform.
a low-humidity area not exceeding 50% RH at 24◦ C. 5. Dissolve povidone in 4 mL of warm purified water.
2. Maintain at 35 to 40% RH at 24◦ C if possible. 6. Dissolve saccharin sodium in 3 mL of warm purified
3. If necessary, pass sodium cyclamate and mannitol (if water.
used) through a Fitz mill or similar type using a 420-µm 7. Add solutions from previous steps together plus suffi-
or similar screen, then charge into a suitable mixer. cient purified water.
Manufacturing Formulations 345
8. Mass with blended powders. 13. Lubricants must meet LOD/moisture content before pro-
9. Blend for 1 hour or until uniform. ceeding.
10. Pass the wet mass through a 4.76-mm or similar screen 14. If lubricants fail, dry them at 80◦ C for 8 hours.
in an oscillating granulator and spread onto trays. 15. Use 60◦ C for tartaric acid.
11. Oven dry at 50◦ C to 55◦ C for 16 to 24 hours using a full 16. Mill lubricants (except tartaric acid and granulated lac-
oven load of trays (LOD NMT 0.9%). tose, if used) through a 600-µm or similar screen in a
12. Pass dried granulation through a 1.19-mm or similar comminuting mill (hammers forward, medium speed).
screen in an oscillating granulator or through a 1.68-mm 17. Load dried granulation, coated tartaric acid, lactose (if
or similar screen using a comminuting mill (knives for- used), and milled lubricants into a suitable mixer and
ward, slow speed). blend for 30 to 40 minutes.
18. Compress 80 mg per tablet in 7/32-in punches.
Saccharin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
15.00 1 Saccharin sodium 15.00
31.00 2 Ludipress 31.00
2.00 3 Kollidon CL 2.00
0.30 4 Magnesium stearate 0.30
2.00 5 PEG-6000 (powder) 2.00
2.00 6 Lutrol F 68 2.00
Scopolamine Tablets 5. This triturate (10.1 g) is mixed well with 24.7 g of lactose
Manufacturing Directions and 0.2 g of calcium stearate in a polyethylene bag to make
1. To 0.2 g of scopolamine hydrobromide, 29.4 g of calcium a mixed powder C.
hydrogen phosphate (anhydrous) is added in small por- 6. Multilayer tableting is performed on a single-punch ma-
tions and well mixed in a mortar to form a triturate. chine equipped with a die (8 mm) and flat-faced punches:
2. The triturate (29.6 g) is well mixed with fumaric acid (60 g) First, 90 mg of the mixed powder A is placed in the die
and calcium stearate (0.4 g) in a polyethylene bag to form and precompressed lightly; 35 mg of the mixed powder B
a mixed powder A. is placed on the first fill and lightly precompressed; there-
3. 25 g of fumaric acid, 9.8 g of potassium hydrogen phos- after, 35 mg of the mixed powder C is placed on the second
phate (anhydrous), and 0.2 g of calcium stearate are in- fill and compressed with a total pressure of approximately
timately mixed in a polyethylene bag to make a mixed 1.2 tonnes.
powder B.
4. To 0.1 g of scopolamine hydrobromide, 10 g of crystalline
cellulose is added in small portions and mixed well in a
mortar to make a triturate.
346 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Selegiline Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
5.00 1 Selegiline 5.00
94.00 2 Ludipress 94.00
1.00 3 Magnesium stearate 1.00
Note: Item 11 is used for pH adjustment, if necessary, and item 12 is used for viscosity adjustment, if necessary.
Sertraline L-Lactate Osmotic Tablets used to make tablets having a total weight of 470 mg on a
Manufacturing Directions conventional tablet press.
1. Tablet cores comprising sertraline L-lactate (13.8 wt%), L- 3. Semipermeable asymmetric membrane coatings com-
aspartic acid (11 wt%), calcium acetate (5 wt%), microcrys- prised 10 wt% cellulose acetate 398-10, 2.5 wt% polyethy-
talline cellulose (29.5 wt%), and fructose (38.2 wt%) are lene glycol 3350, 15 wt% water, and 72.5 wt% acetone.
blended, then run through a roller compactor and milled. 4. The coating solution is spray-coated onto the tablets at a
2. This milled material is then blended with 2.5 wt% mag- rate of 20 g/min until a 10 wt% coating level on the tablets
nesium stearate to form the final blended material that is had been achieved.
Silymarin Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
35.50 1 Silymarin 35.50
410.50 2 Ludipress 410.50
4.50 3 Magnesium stearate 4.50
Manufacturing Directions for the purpose of rinsing the granulator after the dry
1. The simethicone mix is processed by preblending mag- granulation of the colorants.
nesium carbonate and simethicone powder GS 30% in a 6. This amount of dextrose is also added to the V-shell
V-blender. blender.
2. This preblended mix is then dry granulated and placed 7. An amount of stearic acid is then passed through a 30-
in a V-shell blender. mesh screen and added to the V-shell blender.
3. Dextrates and microcrystalline cellulose are then added 8. The preblended mix, dextrates, microcrystalline cellu-
to the preblended mix in the V-shell blender and the pre- lose, colorants, dextrose, and stearic acid are then blended
blended mix, dextrates, and microcrystalline cellulose are in the V-shell blender for 3 minutes.
blended for approximately 10 minutes. 9. A sample of the V-shell blender mix is then measured to
4. Blue No. 1 FD&C dye lake, yellow No. 10 D&C dye lake, test blend uniformity.
and dextrose are combined in a drum roller, dry granu- 10. Upon meeting satisfactory blend uniformity require-
lated, and then placed in the V-shell blender with the pre- ments, the simethicone layer mix is transferred to tote
blended mix, dextrates, and microcrystalline cellulose. bins and then compressed into 650-mg tablets.
5. An additional amount of dextrose is dry granulated in
the same granulator that the colorants are granulated in,
Manufacturing Directions again through a 0.8-mm sieve, and press with high com-
1. Mix items 2 and 3 with item 1, pass through a 0.8-mm pressive force.
sieve, add mixture of items 4 to 6, mix thoroughly, pass 2. Compress 870 mg using 16-mm biplanar punches.
Simethicone Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
70.00 1 Simethicone 70.00
71.40 2 Microcrystalline cellulose 71.40
71.40 3 Magnesium hydroxide 71.40
265.00 4 Mannitol 265.00
100.00 5 Lactose 100.00
395.10 6 Granular sugar 395.10
0.70 7 Menthol 0.70
10.00 8 Fumed silica 10.00
5.00 9 Fumed silica 5.00
10.00 10 Magnesium stearate 10.00
Manufacturing Directions 3. Slowly add weighted amount of item 1 to the mix and
1. Blend item 2 and item 3 in a V-blender for 10 minutes. mix slowly using a “B” flat beater blade. After thorough
2. Transfer to planetary mixer. mixing, pass through a No. 20-mesh screen.
4. Add the balance of the ingredients, mix, and compress.
350 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 3. If the content uniformity does not meet the requirements,
1. Mix all components, pass through a 0.8-mm sieve, and prepare a premix of the active ingredient with a small part
press with low compressive force. of the Ludipress or with lactose monohydrate before mix-
2. Compress 78 mg using 5-mm biplanar punches. ing with the other components of the formulation.
Manufacturing Directions 2. Wash with water until the water is clear, pass the solids
1. Prepare solution of items 1 and 2, suspend item 3, and through a 0.8-mm sieve, and dry.
filter the formed insoluble tannin–crospovidone complex. 3. Add items 4 to 7 and press with low compressive force.
4. Compress 323 mg using 12-mm biplanar punches.
Manufacturing Directions 18. When all tablets are wet and distribution of syrup is uni-
1. In a suitable stainless steel vessel, add denatured ethyl form, open the air inlet flap and allow 80◦ C air to blow
alcohol and Luviskol. Mix until homogeneous mixture is (tablet temperature falls 1–2◦ C for a short time and then
obtained. Set aside. slowly rises to 42◦ C).
2. Pass lactose through a No. 2-mesh sieve, add thiamine, 19. The next application of the syrup cycle begins.
and mix for 10 minutes in an appropriate mixer. 20. Coat the tablets with color solution as described above to
3. Slowly add to this mixture the solution made earlier and 495-mg weight.
stir until slightly lumpy mass is obtained. 21. Set the air inflow temperature at 25◦ C and reduce the
4. If required, add ethyl alcohol to the mixture. size of application with the falling temperature, whereby
5. Pass the wet mass through an oscillating granulator with tablets are evenly and lightly moistened after each appli-
a 7-mm perforated sieve. cation. The temperature drops from 42◦ C to 32◦ C.
6. Spread the granules over paper-lined trays and dry at 22. Turn the coating pans slowly during the drying phase.
40◦ C for 5 hours in a drying oven. For the last three applications, keep the pan lids closed,
7. The RH of the granules should be 15% to 25%. as well as the air intake and outflow during this phase.
8. Pass magnesium stearate and talcum through a 1-mm 23. Drying only with outlet air may be extended for the last
hand sieve. three applications up to 10 to 15 minutes.
9. Compress on a rotary tablet machine at approximately 4 24. Immediately after the last application of syrup has dried
to 5 tonnes of pressure. The weight of each tablet should slightly, begin the polishing step.
be approximately 230 mg. 25. The polishing paste is prepared in a suitable boiling ves-
10. In a suitable container, add purified water and acacia sel by adding stock gum solution, crystalline sugar, and
gum. Pass the resulting solution through a 0.8-mm sieve. demineralized water.
11. Charge the compressed tablets into a coating pan and 26. Boil until temperature reaches 106◦ C with stirring.
apply the copolymer lacquer in ten portions. After the 27. In a steam kettle, melt solid and liquid paraffin and pour
last application, apply neutral spray (crystalline sugar in melted paraffins into the mixture of gum. Make up the
demineralized water). weight with demineralized water.
12. Dry the insulated tablets in a drying oven overnight at 28. Polishing paste ready for use contains 0.75 kg of paste
45◦ C (minimum 14 hours). The tablet weight should be and 0.113 kg of ethyl alcohol.
approximately 236 mg each. 29. Tablet temperature is 28◦ C to 32◦ C.
13. In an electric-jacketed kettle, put demineralized water, 30. Shut off the inlet flaps and outlet flaps, set the pans at the
crystalline sugar, maize starch, and talcum. Mix by stir- fast speed, and add polishing paste (approximately 0.3%
ring until homogeneous. of tablet weight).
14. Pass through a sieve of mesh size 0.8 mm (pH: 6–8, den- 31. Close the pans with inner lids and allow them to rotate
sity: 1.335–1.356). at fast speed for 90 seconds for even distribution.
15. Coat the tablets to 400 mg weight using the coating so- 32. Remove the inner lid of the pan and set it on slow speed.
lution and a sugar-coating pan. Set pans at slow speed, 33. Open the outlet air for 3 minutes, blow the inlet air at
open air inlets, and set air inflow at 80◦ C and maximum 40◦ C for 6 to 8 minutes until a good sheen appears.
contact temperature set at 42◦ C. 34. Set the pans on automatic system for overnight, with in-
16. Roll tablets to reach this temperature. termission time of 5 minutes off and 10 seconds on.
17. Turn pan to fast speed, close the inlet air flap, and make
first application of syrup.
Manufacturing Formulations 355
Manufacturing Directions 11. Add 12.5 g colored starch paste to powder blend and mix
1. Pass thiamine mononitrate, pyridoxine HCl, citric acid, until mass is formed.
lactose (item 4), and saccharin sodium through a No. 30- 12. Pass through No. 6-mesh (3.36-mm or similar) screen and
mesh (595-µm or similar) screen. air dry for 3 to 4 hours.
2. Charge into mixer and dry mix. 13. Dry granulations from the two steps separately at 49◦ C
3. Dissolve the dyes in purified water. overnight or until LOD is less than 1%.
4. Add the starch (item 9) to this dye solution with stirring. 14. Mill the two dried granulations through a No. 16-mesh
5. Heat and continue stirring until a thick paste is formed. (1.2-mm or similar) screen (knives forward, medium
6. Cool to room temperature before using. speed) and combine.
7. (Note: Use 7.5 g of colored starch paste for the vitamins 15. Sift a small quantity of granulation from the steps above
B1 and B6 blend and 12.5 g of colored starch paste for the over a No. 30-mesh (595-µm or similar) screen and add
vitamin B12 blend.) Add 7.5 g of colored starch paste to the orange oil to the fines.
powder blend and mix until mass is formed. 16. Add magnesium stearate, talc powder, and light coral
8. Pass through a No. 6-mesh (3.36-mm or similar) screen red starch to mixture and pass through a No. 30-mesh
and air dry for 3 to 4 hours. (595-µm or similar) screen.
9. Screen vitamin B12 oral powder and lactose (item 12) 17. Charge base granulation and lubricants into a blender
through a No. 30-mesh (595-µm or similar) screen. and blend thoroughly.
10. Charge into mixer and dry mix. 18. Compress using 11/32-in concave punches.
Thiamine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
50.00 1 Thiamine hydrochloride or thiamine mononitrate 50.00
293.00 2 Ludipress 293.00
5.00 3 Magnesium stearate 5.00
2.00 4 Aerosil 200 2.00
Manufacturing Directions 2. Compress 357 mg, if hydrochloride salt is used, or 347 mg,
1. Pass all components through a 0.5-mm sieve, mix, and if mononitrate salt is used, with 12-mm biplanar punches.
press with medium compressive force.
358 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Thiamine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
50.00 1 Thiamine hydrochloride or thiamine mononitrate 50.00
150.00 2 Lactose monohydrate 150.00
150.00 3 Avicel PH101 150.00
15.00 4 Kollidon CL 15.00
2.00 5 Aerosil 200 2.00
Manufacturing Directions 2. Compress 344 mg, if hydrochloride salt is used, or 373 mg,
1. Pass all components through a 0.5-mm sieve, mix, and if mononitrate salt is used, with 12-mm biplanar punches.
press with high compressive force.
Thiamine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
100.00 1 Thiamine hydrochloride or thiamine mononitrate 110.00 (or 100.00)
190.00 2 Ludipress 190.00
100.00 3 Lactose monohydrate 100.00
100.00 4 AvicelTM PH101 100.00
9.00 5 Kollidon CL 9.00
3.00 6 Aerosil 200 3.00
2.00 7 Magnesium stearate 2.00
Manufacturing Directions 2. Compress 302 mg, if hydrochloride salt is used, or 320 mg,
1. Pass all components through a 0.5-mm sieve, mix, and if mononitrate salt is used, with 8-mm biplanar punches.
press with medium compressive force.
Thiamine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
100.00 1 Thiamine hydrochloride 100.00
200.00 2 Lactose monohydrate 200.00
10.00 3 Kollidon 30 10.00
60.00 4 Isopropanol 60.00
10.00 5 Kollidon CL 10.00
2.00 6 Magnesium stearate 2.00
1.00 7 Aerosil 200 1.00
Thiamine Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
300.00 1 Thiamine mononitrate 300.00
100.00 2 Dicalcium phosphate (Di-Tab) 100.00
15.00 3 Kollidon 30 15.00
QS 4 Isopropanol ∼50.00
10.00 5 Kollidon CL 10.00
4.00 6 Magnesium stearate 4.00
Manufacturing Directions 2. Mix with items 5 and 6 and compress 430 mg into tablets
1. Granulate mixture of items 1 and 2 with solution of items using 12-mm biplanar punches.
3 and 4, dry, and sieve through a 0.8-mm screen.
8. Start the chopper at low speed when half of the solution 15. Check the moisture content (limit: NMT 1.5%).
is added. 16. Pass the dried granules through a 1-mm sieve using a
9. Mix and chop at low speed until the satisfactory mass is granulator.
obtained. 17. Collect in a stainless steel drum and load into the blender.
10. Spread the wet granules onto the trays. 18. Pass item 8 through a 250-µm sieve using a sifter.
11. Keep the trolleys in the open air for approximately 1 hour. 19. Collect in a polyethylene bag.
12. Load the trolleys into the oven, and start the air circula- 20. Mix 2 g of granules with this mixture and add to the
tion at room temperature for 2 hours. blender.
13. Dry the granules at 55◦ C with air circulation for 5 hours. 21. Mix for 1 minute.
14. Scoop the granules after 2 hours of drying. Move the 22. Unload the lubricated granules in a stainless steel drum.
upper trays down and the lower trays up for uniform 23. Compress 220 mg in 8.5-mm round, concave punches.
drying.
Manufacturing Directions 2. Cool to room temperature and add item 6 to obtain a clear,
1. Heat mixture of items 1 to 4 to approximately 65◦ C, stir yellow liquid.
well, and slowly add the hot solution of item 5 (65◦ C).
Manufacturing Directions
1. Heat mixture of items 1 to 3 to approximately 45◦ C, stir
well, and slowly add item 4 to obtain a clear, yellow liquid
(pH 6.2).
Manufacturing Formulations 367
Manufacturing Directions 2. Add solution of preservatives (at 37◦ C) slowly, with stir-
1. Mix the vitamins with Cremophor (and D,L-alpha- ring to produce clear, yellow, viscous liquids.
tocopherol, if used) at 60◦ C.
Manufacturing Directions 2. Add slowly the warm solution of items 4 and 5 (65◦ C) to
1. Heat the mixture of items 1 to 3 to approximately 65◦ C. obtain a clear, yellow liquid that is miscible with water.
Stir well.
Vitamin A Drops
Bill of Materials
Scale (mg/mL) Item Material Name Qty/1000 Tablets (g)
50,000 IU 1 Vitamin A palmitate (1.7 Mio IU/g) 3.00
110.00 2 Cremophor (RH, 40%) 11.00
1.00 3 BHT 0.10
QS 4 Water 85.90
Vitamin A Suppositories
Bill of Materials
Scale (mg/supository) Item Material Name Qty/1000 Suppositories (g)
150,000 IU 1 Vitamin A palmitate (1.7 MM IU/g) 88.23
1.00 2 BHT 10.00
400.00 3 Cremophor (RH, 40%) 400.00
800.00 4 Lutrol E 1500 800.00
500.00 5 Lutrol E 4000 505.00
Manufacturing Directions 2. Add Cremophor and mix with the molten Lutrol E grades.
1. Dissolve BHT in warm vitamin A. 3. Fill into molds of suppositories to obtain a weight of 2 g.
Vitamin A Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
50,000 IU 1 Vitamin A acetate (dry powder, 500,000 IU/g) 110.00
100.00 2 Avicel PH102 100.00
10.00 3 Kollidon VA 64 10.00
5.00 4 Kollidon CL 5.00
1.00 5 Aerosil 200 1.00
Vitamin A Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
5000 1 Vitamin A acetate (dry powder, 500,000 IU/g) 110.00
189.00 2 Ludipress 189.00
1.00 3 Magnesium stearate 1.00
Vitamin A Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
50,000 1 Vitamin A acetate (dry powder, 500,000 IU/g) 120.00
120.00 2 Ludipress 120.00
10.00 3 Avicel PH101 10.00
1.00 4 Magnesium stearate 1.00
1.00 5 Aerosil 200 1.00
Vitamin A Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
50,000 1 Vitamin A acetate (dry powder, 500,000 IU/g) 110.00
154.00 2 Avicel PH101 154.00
10.00 3 Kollidon VA 64 10.00
4.00 4 Kollidon CL 4.00
1.00 5 Aerosil 200 1.00
Vitamin A Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
25,000 IU 1 Vitamin A acetate (dry powder, 500,000 IU/g) 55.00
572.00 2 Dicalcium phosphate (granulated) (Di-Tab) with 3% of Kollidon 30 572.00
28.00 3 Polyethylene glycol, powder 28.00
19.40 4 Kollidon CL 19.40
5.60 5 Aerosil 200 5.60
Manufacturing Directions 2. Mix the obtained dried granules with the other compo-
1. Granulate the dicalcium phosphate with Kollidon 30, dis- nents, sieve, and press with high compressive force.
solved in isopropanol or water, and pass through a 0.5- to 3. Compress 680 mg in biplanar punches.
12-mm screen sieve using a vibrating hopper.
370 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 2. Dry, pass through a 0.8-mm sieve, mix with items 13 and
1. Granulate mixture of items 1 to 10 with solution of items 15, and press with low compressive force.
11 and 12. 3. Compress 708 mg using 13-mm biplanar punches.
Manufacturing Formulations 373
27. Dissolve the vitamin B12 in 0.5 mL of purified water to 33. Mix for 1 hour.
make a clear solution and add this to the product with 34. Allow to stand overnight to eliminate entrapped CO2
good mixing. gas.
28. Dissolve the guarana flavor in the 10 g of propylene gly- 35. Readjust volume to 1 L with purified water.
col, reserved from earlier step, with good stirring. 36. Mix for 1 hour.
29. Add this solution to the product with good mixing. 37. Filter by adding HyFlo filter aid and mixing it, followed
30. Check pH (range: 3.00–3.30). by passing through a filter press.
31. Adjust, if necessary, with a solution of 10% sodium hy- 38. Do not allow temperature to exceed 30◦ C.
droxide or 10% hydrochloric acid depending on the test 39. Bubble CO2 gas into clear filtrate for 5 minutes, then seal
results. tank, and hold product under CO2 protection.
32. Adjust the volume of the product with the remaining 30 g
of the sorbitol solution and, if necessary, purified water
to 1 L.
Manufacturing Directions 2. Cool to room temperature and dissolve the other compo-
1. Dissolve the sucrose in the heat mixture of glycerol, propy- nents to obtain a clear solution.
lene glycol, and water.
380 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 7. Pass items 6 and 10 through a sifter fitted with a 500-µm
1. Riboflavin base is a fine powder that tends to form glob- sieve.
ules while mixing. 8. Load sieved material from previous step to the blender.
2. Disperse the base with Aerosil and lactose carefully. 9. Load sieved material to the blender.
3. Mix items 9 and 2 and 6.67 g of item 5 in the drum of a 10. Blend the powders for 15 minutes.
drum mixer for 10 minutes. 11. Load lubricant powders into the blender and mix for an
4. Pass the mix 2 times through a 500-µm sieve using a sifter. additional 5 minutes.
5. Pass items 3, 8, and 11 and 6.67 g of item 5 through a 12. Compress 91 mg at low RH (55–60%).
granulator fitted with a 1.0-mm sieve. 13. Coat tablets with a sealing coat, color coat, and polishing
6. Pass items 1, 4, and 7 and 22.27 g of item 5 through a coat.
granulator fitted with a 1.0-mm sieve.
384 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 16. Add 4.00 g of purified water (25◦ C) in a separate con-
1. This product is an aqueous solution of water-soluble vi- tainer and dissolve item 6 by using a stirrer.
tamins with oily vitamin A palmitate and cholecalciferol 17. Transfer the cooled item 6 solution to the syrup tank while
solubilized in water using the surfactant system of Tween mixing at high speed.
80 and Cetomacrogol. 18. Mix for 15 minutes.
2. This syrup is a solubilized oil surfactant system and is 19. Check the pH of the syrup (limit: 3.75–3.85).
affected by heat and rate of mixing. 20. Add items 7 to 11 one by one to the syrup in the manu-
3. The temperature of the solution must not exceed 30◦ C at facturing vessel while mixing at high speed to dissolve.
the time of final mixing. 21. Mix for 10 minutes.
4. The final mixing must be continuous, without any inter- 22. Add 6 g of cold purified water (25◦ C) in a separate con-
ruption. tainer and dissolve item 12.
5. For the preparation of oily phase, the container must be 23. Add to the manufacturing vessel while mixing at high
dry. speed.
6. Before start of batch, cool approximately 80 mL of puri- 24. Rinse the container with cooled purified water (approx-
fied water and flush with nitrogen gas (purity, 99.95%). imately 2 mL) and transfer the rinsing to the syrup-
7. Use this water for making solutions and for adjusting the manufacturing vessel. Mix well at high speed.
volume. 25. Add item 13 to the manufacturing vessel while mixing at
8. Add 420 g of purified water to the manufacturing vessel high speed.
and heat to 90◦ C to 95◦ C. 26. Warm item 14 to 70◦ C in a separate stainless steel con-
9. Add items 2 and 3 while mixing to dissolve. tainer in a water bath.
10. Add item 1 while mixing at slow speed. 27. Warm item 16 to 70◦ C and mix well with item 14 under
11. After addition of item 1, mix for 30 to 35 minutes at high nitrogen atmosphere.
speed and a temperature of 90◦ C to 95◦ C. 28. Add item 15 while mixing.
12. Cool to 25◦ C to 30◦ C while mixing at low speed. 29. Melt item 17 in a stainless steel container and add with
13. Bubble nitrogen gas for 10 minutes. stirring to mix well.
14. Add item 4 to the syrup while mixing at high speed to 30. Cool to 30◦ C while mixing under nitrogen atmosphere.
dissolve. 31. Add items 18 and 19 to the oily phase solution and mix
15. Add item 5 to the syrup while mixing at high speed to for 15 minutes at high speed.
dissolve. 32. Check and record the volume of the oily phase.
Manufacturing Formulations 385
33. Start mixing and continue mixing (mixing must be con- 37. Transfer the rinsing to the syrup vessel.
tinuous). 38. Bring the volume up to 1 L with cooled purified water
34. Start the addition of the oily phase solution in a thin (25◦ C) and finally mix for 20 minutes at high speed.
stream (do not stop mixing during addition of oily phase). 39. Check and record the pH (limit: 3.75–3.85 at 25◦ C).
35. After the addition is complete, mix for an additional 15 40. Filter the syrup at 1.5 bar.
minutes at high speed. 41. Recirculate approximately 40 to 60 mL syrup.
36. Rinse the oily phase vessel with a sufficient quantity of
syrup from the syrup vessel.
Manufacturing Directions 15. Add and dissolve each ingredient in this order: thiamine
1. Product must not stand more than 1 week before filling. hydrochloride, pyridoxine hydrochloride, and ascorbic
2. Avoid unnecessary exposure of product to light, air, and acid.
heat. 16. Dissolve oil orange in ethyl alcohol and add to mixture
3. Manufacture and store product under complete CO2 pro- with stirring.
tection. 17. Heat Polysorbate 80 to 50◦ C to 60◦ C and hold for approx-
4. Avoid vigorous mixing. imately 10 minutes with slow mixing.
5. Charge glycerin and 210 mL purified water into a stain- 18. Add and dissolve butylated hydroxyanisole.
less steel jacketed tank. 19. Mix slowly and saturate with CO2 while cooling to 25◦ C
6. Add, with mixing, in the following order: niacinamide, to 30◦ C.
riboflavin-5 -phosphate sodium, methyl paraben USP, 20. Add and dissolve viosterol in corn oil and vitamin A
benzoic acid, and saccharin sodium. palmitate, mixing well and continuing CO2 gas bubbling.
7. Continue mixing, heat to 95◦ C to 100◦ C, and hold to com- 21. Add polysorbate solution to main batch and mix thor-
pletely dissolve the ingredients. oughly.
8. Add in calcium chloride portions and stir until complete 22. Rinse container with a portion of the main batch and add.
solution is obtained. 23. Heat 50 mL purified water to 35◦ C to 40◦ C while bubbling
9. Continue mixing and cool to 70◦ C to 75◦ C. CO2 gas through.
10. Add ferrous gluconate with mixing and dissolve at 70◦ C 24. Add the caramel color.
to 75◦ C. 25. Mix well until uniform consistency is obtained.
11. Check for the absence of undissolved material. 26. Add to main batch.
12. Check volume, if necessary. Replace lost purified wa- 27. Rinse container with a small quantity of purified water
ter by heating with additional previously boiled purified that has been previously saturated with CO2 gas.
water, QS to 750 mL. 28. Add to the main batch.
13. Cool with mixing to room temperature (25–30◦ C) while 29. Add purified water that has been previously saturated
bubbling CO2 gas through. with CO2 gas, QS to 1 L.
14. Continue the CO2 gas bubbling for balance of the process. 30. Filter, without using a filter aid. Cycle to achieve clarity.
31. Maintain carbon dioxide cover.
Manufacturing Formulations 387
Manufacturing Directions 10. Mix items 1, 2, 4, and 5 one by one using stirrer.
1. This product is a microemulsion and is a thermolabile 11. Mix for 1 hour at slow speed.
preparation. 12. Add oil phase preparation to the aqueous phase at a rate
2. The temperature of the solution must not exceed 25◦ C at of 4 mL/min while mixing at slow speed and continue
the time of processing. nitrogen gas bubbling throughout the process.
3. Add 200 g of purified water to the manufacturing vessel. 13. Rinse the oil phase container with 50 g of nitrogen-
4. Bubble nitrogen gas during all stages of the process. bubbled and cooled purified water and transfer the rins-
5. Charge items 6 to 12 one by one into the manufacturing ing to the manufacturing vessel.
vessel while mixing. 14. Adjust the volume to 1 L using nitrogen-bubbled purified
6. Check that all materials are dissolved completely. water.
7. Load item 13 into the manufacturing vessel while mixing 15. Mix for 15 minutes at slow speed.
at slow speed. 16. Check and record the volume and pH (limit: pH 2.8–4.2).
8. Mix for 5 minutes. 17. Filter the solution through a Sartorius prefilter and 0.2-
9. Add item 3 in a separate stainless steel container. µm membrane filter into receiving tank.
18. Bubble with nitrogen gas for 15 minutes.
Manufacturing Formulations 389
Manufacturing Directions total of 225 mL water) and add to bulk solution when
1. This preparation is susceptible to oxidation and must be temperature has reached 25◦ C to 35◦ C.
protected from air and sunlight at all times. 12. Rinse the ascorbic acid vessel with 10 mL purified water
2. Carbon dioxide must be used extensively to prevent oxy- and add rinsing to bulk.
gen from reacting with the materials. 13. Mix for at least 30 minutes.
3. All purified water must be boiled prior to use for 10 min- 14. Dissolve thiamine and pyridoxine in 20 mL CO2 -
utes and cooled under CO2 protection. saturated purified water and add to bulk solution at 25◦ C
4. Charge 100 mL of purified water into a suitably sized to 35◦ C.
stainless steel tank. 15. Add 10 mL CO2 -saturated purified water to the D-
5. Add the riboflavin, nicotinamide, benzoic acid, and pantothenyl alcohol and warm on a water bath until so-
paraben. lution is complete.
6. Rinse the tank down with 10 mL purified water, seal, and 16. Add vitamin B12 and mix until dissolved.
heat with mixing to 95◦ C. 17. Add and dissolve dyes.
7. Continue mixing and heating for 15 minutes, until solu- 18. Add this solution to the bulk solution and mix thor-
tion is complete. oughly.
8. Commence cooling with continuous mixing. 19. Mix flavor with 95% of alcohol and add to the bulk solu-
9. When the solution has cooled to 50◦ C to 70◦ C, add and tion.
dissolve the sugar. 20. Rinse the container with the remaining alcohol and add
10. Commence CO2 protection when the temperature to the bulk with vigorous agitation.
reaches 40◦ C. 21. Check pH (range: 3.0–3.3).
11. Slurry the ascorbic acid in 75 or 110 mL of CO2 -saturated 22. Use hydrochloric acid to adjust, if necessary.
purified water (use the smaller quantity only if using a 23. Adjust the final volume with liquid glucose.
24. Filter through suitable medium until clear and bright.
Manufacturing Formulations 391
Manufacturing Directions 13. Pass remaining coarse granules through a No. 2 band
1. Avoid unnecessary exposure to light and moisture. (1.59-mm aperture or similar) using a Fitz mill or similar
2. Mill the nicotinamide and the sodium ascorbate through (knives forward, medium speed).
a 600-µm screen fitted to a Fitz mill or similar (impact 14. Blend together the thiamine mononitrate, vitamin E, folic
forward, high speed). acid, magnesium stearate, and a portion of the microcrys-
3. Load into a suitable mass mixer. talline cellulose.
4. Load calcium pantothenate, riboflavin, and pyridoxine 15. Mill blended powders through a 600-µm screen (impact
hydrochloride into the mass mixer. forward, high speed).
5. Dry blend for 5 minutes. 16. Care must be taken to prevent losses.
6. Dissolve povidone in alcohol (approximately 84 mL) in a 17. Load half of the base granulation, the balance of the mi-
separate container. crocrystalline cellulose and the powder blend into a suit-
7. While mixing the blended powders, add the povidone able blender.
solution. 18. Blend for 5 minutes.
8. Continue to mix until a satisfactory granule mass is ob- 19. Add balance of base granulation and blend for 15 min-
tained. utes.
9. If required, use additional alcohol. 20. Do not mill cyanocobalamin.
10. Granulate through a Fitz mill, or similar, using a 5/8-in 21. Blend together by hand the cyanocobalamin with a por-
band (15.88-mm aperture or similar) or a 4.76-mm screen tion of the blended powders.
with knives forward at slow speed. 22. Return to the blender and blend for 15 minutes.
11. Dry the granulation at 49◦ C to less than 1.5% LOD. 23. Compress using ovaloid-shaped punches.
12. Sift the dry granulation through a 1.19-mm screen. 24. Seal tablets with a subcoat and then apply color coat and
finishing coating.
Manufacturing Formulations 393
Manufacturing Directions 2. Add items 7 to 9 and press with high compressive force at
1. Granulate mixture of items 1 to 3 with a solution of items a maximum atmospheric RH of 30%.
4 and 5, mix with item 6, and dry. 3. Compress 2500 mg in 20-mm biplanar punches.
Manufacturing Directions 2. Compress 250 mg (for 100-mg strength), 1250 mg (for 500-
1. Mix all components, pass through a 0.8-mm sieve, and mg strength), or 2500 mg (for 500-mg strength).
press into tablets with medium to high compression force.
Vitamin C Drops
Bill of Materials
Scale (mg/mL) Item Material Name Quantity/L (g)
100.00 1 Ascorbic acid (white powder), USP 100.00
979.00 2 Propylene glycol, USP 979.00
Manufacturing Directions 10. When dust develops in the course of further drying, close
1. All operations must be carried out at a RH of less than the bypass and open the filter.
40% at 25◦ C. 11. At a mixer speed of 20 rpm and interval setting (2 min/
2. Active substance granulates: If saccharin sodium is 15 s), continue the drying at a jacket temperature of ap-
lumpy, sieve it by means of a centrifugal granulator proximately 58◦ C and vacuum of 10 mbar until a total
(1 mm) or a 3-mm band sieve. drying time of 10 to 20 minutes is reached.
3. Suck into the mixer the entire amount of sugar, ascor- 12. Sieve the active substance granulate by sucking it by
bic acid, tartaric acid, and saccharin sodium (previously means of vacuum at a jacket temperature of approxi-
sieved, if required), together with first part sieved sodium mately 59◦ C and a mixer speed of 20 rpm through a
bicarbonate (open filter, closed bypass; jacket tempera- Buehler universal mill (1.5-mm screen) directly into a
ture of 40◦ C); backflash filter twice, evacuate to approxi- suitable container.
mately 800 mbar, and close filter. 13. Preferable RH of the active substance is less than 10%.
4. Mix with mixer for approximately 10 minutes (jacket tem- 14. Sieve milled sodium chloride and lime flavor through a
perature 40◦ C) at a speed of 50 rpm. round hand sieve (1 mm) with a diameter of approxi-
5. Turn off the mixer and evacuate to 10 mbar (open filter, mately 38 cm. Add to sieved sodium carbonate (second
closed bypass; jacket temperature of 40◦ C). part) in a mixing drum and mix (e.g., tumble mix, 19 rpm
6. Separately dissolve or suspend riboflavin in alcohol. for 10 minutes).
7. Suck this granulating liquid into the evacuated vessel at a 15. Combine this dry mix (sucked by vacuum) with the active
mixer speed of 30 rpm (closed filter, closed bypass; jacket substance granulate.
temperature of 40◦ C). 16. Finally, add the remaining sieved and lump-free sodium
8. With jacket heating turned off, granulate up to a product bicarbonate (third part).
temperature of 60◦ C at a mixer speed of 110 rpm (time 17. Mix the mixture that is ready for compression for 45
required is approximately 20–25 minutes). minutes.
9. At a jacket temperature of 56◦ C and a mixer rotation 18. The preferable RH of the mixture is less than 20%.
speed of approximately 15 rpm, dry for 2 to 5 minutes 19. In a suitable rotary tablet press, compress effervescent
(closed filter, open bypass). tablets with a weight of 4600 mg and a hardness of 8 kpi.
398 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions and press with high compression force at a maximum at-
1. Dry the sodium bicarbonate for 1 hour at 100◦ C, mix with mospheric RH of 30%.
the other components, pass all through a 0.8-mm sieve, 2. Compress 2050 mg in 20-mm biplanar punches.
Manufacturing Directions and press with high compression force at a maximum at-
1. Dry the sodium bicarbonate for 1 hour at 100◦ C, mix with mospheric RH of 30%.
the other components, pass all through a 0.8-mm sieve, 2. Compress 2690 mg in 20-mm biplanar punches.
Manufacturing Directions 3. Mix together with the previous granules and with items 7
1. Granulate mixture of items 1 and 2 with solution of items to 10.
2 and 3, pass through a 0.5-mm sieve, and dry at 60◦ C. 4. At a maximum atmospheric RH of 30%, press to efferves-
2. Dry mixture of items 5 and 6 at 60◦ C. cent tablets.
5. Compress 2300 mg in 20-mm biplanar punches.
Manufacturing Formulations 399
Vitamin C Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
100.00 1 Ascorbic acid (coated) 104.00
2.40 2 Anhydrous colloidal silica (Aerosil 200) 2.40
60.00 3 Cellulose (microcrystalline) (Avicel PH102) 60.00
0.13 4 FD&C yellow dye No.10 lake 0.13
37.00 5 Lactose (spray dried) 37.00
3.20 6 Glyceryl behenate (glyceryl monostearate) 3.20
2.40 7 Stearic acid (fine powder) 2.40
1.00 8 Magnesium stearate 1.00
Manufacturing Directions 11. Load into the mix in the drum blender.
1. Processing should be done under controlled temperature 12. Mix items 6, 7, and 8 in a polyethylene bag for 1 to 2
and humidity (limit: RH, 40–50%; temperature, 20–25◦ C). minutes.
2. Mix items 5 and 4 in a polyethylene bag for 1 to 2 minutes. 13. Sift through a 250-µm sieve.
3. Sift twice through a 630-µm sieve. 14. Collect in a polyethylene bag.
4. Collect in a polyethylene bag. 15. Add 13.33 g to 20.00 g of granules to the lubricant mix-
5. Check the uniformity of dispersion. ture.
6. If required, sift again. 16. Mix for 1 to 2 minutes.
7. Sift item 3. 17. Add this to the mix in a stainless steel drum blender.
8. Sift mixture from first step and item 2 through a 630-µm 18. Mix in a drum blender for 2 minutes.
sieve. 19. Check the temperature and humidity before beginning
9. Load into a drum blender. compression (limit: RH, 40–45%; temperature, 20–25◦ C).
10. Sift item 4 through a 630-µm sieve. 20. Compress 210 mg in 8-mm round concave punches.
Vitamin C Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
100.00 1 Ascorbic acid (powder) 100.00
232.00 2 Ludipress 232.00
1.00 3 Magnesium stearate 1.00
Vitamin C Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
200.00 1 Ascorbic acid (powder) 200.00
231.00–256.00 2 Ludipress 231.00–256.00
25.00 3 Kollidon VA 64 25.00
15.00 4 Kollidon CL 15.00
1.20 5 Aerosil 200 1.20
2.50 6 Magnesium stearate 2.50
Vitamin E Drops
Bill of Materials
Scale (mg/mL) Item Material Name Qty/L (g)
50.00 1 Vitamin E acetate 50.00
160.00 2 Cremophor (RH, 40%) 160.00
QS 3 Preservative QS
QS 4 Water QS to 1 L
Manufacturing Directions 3. Maintain cool until the air bubbles escape to obtain a turbid
1. Mix vitamin E acetate with propylene glycol and add the white gel at temperatures from 20◦ C to 50◦ C with viscosity
water. at 25◦ C of approximately 120,000 mPa.
2. After cooling to approximately 6◦ C, slowly dissolve Lutrol
F 127 in the well-stirred mixture.
402 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 2. Encapsulate 425 mg of mixture into size 7.5 oval capsules
1. Weigh items 1 and 2 and transfer into a suitable stainless using clear gelatin mass.
steel container; mix for a minimum of 1 hour, screen, trans-
fer into tanks through a No. 80 to No. 100 mesh of stainless
steel.
Manufacturing Directions 2. Add slowly the warm solvent mixture of items 3 and 4 to
1. Heat mixture of item 1 and 2 to approximately 60◦ C. Stir obtain a clear, colorless liquid of low viscosity.
well.
Vitamin E Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
50.00 1 Vitamin E acetate (dry powder, SD 50) 100.00
140.00 2 Mannitol 140.00
R
140.00 3 Tablettose 140.00
15.00 4 Kollidon VA 64 15.00
2.00 5 Magnesium stearate 2.00
10.00 6 Aerosil 200 10.00
Vitamin E Tablets
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
50.00 1 Vitamin E acetate (dry powder, SD 50) 100.00
300.00 2 Sorbitol (crystalline) 300.00
3.00 3 Magnesium stearate 3.00
3.00 4 Aerosil 200 3.00
Manufacturing Directions 3. Mix items 5 to 10 until uniform and mix with other por-
1. Slowly add item 1 to the water, agitating with maximum tions until uniform.
shear until smooth. 4. Add items 11 and 12 and mix until smooth.
2. Add items 3 and 4, mixing each time until uniform.
Manufacturing Directions 3. Avoid incorporating air. Heat with stirring to 70◦ C to 75◦ C.
1. Slowly add item 1 in the water, mixing with maximum 4. Heat items 6 to 10 separately to 70◦ C to 75◦ C and add to
available shear until smooth. the above mixture with mixing while cooling. Fill at 45◦ C
2. Add items 2 to 5 in order, mixing each until uniform. to 50◦ C.
Manufacturing Formulations 405
407
408 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
are moving in a stream of air passing through the per- vi. Sodium carboxy methyl cellulose: It is avail-
forated bottom of a cylindrical column. With a smaller able in medium, high, and extra high viscosity
cylindrical insert, the stream of cores is rising in the grades. It is easily dispersed in water to form
center of the device together with a spray mist applied colloidal solutions but it is insoluble in most
in the middle of the bottom. For fluidized bed coating, organic solvents and hence not a material of
very hard tablets (hardness > 20 N) have to be used. choice for coating solution based on organic
The fundamental requirements are independent of the solvents. Films prepared by it are brittle but
actual type of equipments being used and include ad- adhere well to tablets. Partially dried films are
equate means of atomizing the spray liquid for appli- tacky. So coating compositions must be modi-
cation to the tablet core, adequate mixing and agitation fied with additives.
of tablet bed, sufficient heat input in the form of dry- vii. Polyethylene glycols (PEG): Lower molecular
ing air to provide the latent heat of evaporation of the weights PEG (200–600) are liquid at room tem-
solvent. This is particularly important with aqueous- perature and are used as plasticizers. High
based spraying and good exhaust facilities to remove molecular weights PEG (900–8000 series) are
dust and solvent laden air. The materials used in film white, waxy solids at room temperature. Com-
coating include: bination of PEG waxes with CAP gives films
a. Film formers: that are soluble in gastric fluids.
i. HPMC: It is available in different viscosity viii. Acrylate polymers: It is marketed under the
grades. It is a polymer of choice for air suspen- name of Eudragit R
. EudragitR
E is a cationic
sion and pan spray coating systems because of copolymer. Only Eudragit E is freely solu-
solubility characteristic in gastric fluid, organic, ble in gastric fluid up to pH 5 and expand-
and aqueous solvent system. Advantages in- able and permeable above pH 5. This mate-
clude the following: it does not affect tablet rial is available as organic solution (12.5% in
disintegration and drug availability; it is cheap, isopropanol/acetone), solid material, or 30%
flexible, highly resistant to heat, light, and mois- aqueous dispersion. Eudragit R
RL & RS are
ture; it has no taste and odor; color and other copolymers with low content of quaternary am-
additives can be easily incorporated. The dis- monium groups. These are available only as or-
advantage is that when it is used alone, the ganic solutions and solid materials. They pro-
polymer has tendency to bridge or fill the de- duce films for delayed action (pH dependent).
bossed tablet surfaces. So a mixture of HPMC b. Solvents: Mostly solvents are used either alone or
and other polymers/ plasticizers is used. in combination with water, ethanol, methanol, iso-
ii. Methylhydroxyethylcellulose (MHEC): It is propanol, chloroform, acetone, methylene chloride,
available in wide variety of viscosity grades. and so on. Water is more used because no environ-
It is not frequently used as HPMC because sol- mental and economic considerations are needed. For
uble in fewer organic solvents. drugs that readily hydrolyze in presence of water,
iii. Ethyl cellulose (EC): Depending on the de- nonaqueous solvents are used.
gree of ethoxy substitution, different viscosity c. Plasticizers: As the solvent is removed, most poly-
grades are available. It is completely insoluble meric materials tend to pack together in three-
in water and gastric fluids. Hence it is used in dimensional honeycomb arrangement. Both inter-
combination with water-soluble additives like nal and external plasticizing techniques are used to
HPMC and not alone. Unplasticized EC films modify quality of film. Combination of plasticizer
are brittle and require film modifiers to ob- may be used to get desired effect. Concentration of
tain an acceptable film formulation. Aqua coat plasticizer is expressed in relation to the polymer be-
is aqueous polymeric dispersion utilizing EC. ing plasticized. Recommended levels of plasticizers
These pseudolatex systems contain high solids, range from 1% to 50% by weight of the film former.
low-viscosity compositions that have coating Commonly used plasticizers are castor oil, PG, glyc-
properties quite different from regular EC so- erin, lower molecular weight (200–400 series), PEG,
lution. surfactants, and so on. For aqueous coating PEG and
iv. HPC: It is soluble in water less than 40◦ C (insol- PG are more used, while castor oil and spans are
uble more than 45◦ C), gastric fluid, and many primarily used for organic solvent-based coating so-
polar organic solvents. HPC is extremely tacky lution. External plasticizer should be soluble in the
as it dries from solution system. It is used for solvent system used for dissolving the film former
subcoat and not for color or glass coat. It gives and plasticizer. The plasticizer and the film former
a flexible film. must be at least partially soluble or miscible in each
v. Povidone: Degree of polymerization decides other.
molecular weight of material. It is available in d. Colorants: Colorants can be used in solution form or
four viscosity grades, that is, K-15, K-30, K-60, in suspension form. To achieve proper distribution
and K-90. Average molecular weight of these of suspended colorants in the coating solution re-
grades is 10,000, 40,000, 160,000, and 360,000 re- quires the use of the powdered colorants (<10 µm ).
spectively. K-30 is widely used as tablet binder Most common colorants in the United States are cer-
and in tablet coating. It has excellent solubility tified FD&C or D&C colorants. These are synthetic
in wide variety of organic solvents, water, gas- dyes or lakes. Lakes are choice for sugar or film coat-
tric and intestinal fluids. Povidone can be cross- ing as they give reproducible results. Concentration
linked with other materials to produce films of colorants in the coating solutions depends on the
with enteric properties. It is used to improve color shade desired, the type of dye, and the concen-
dispersion of colorants in coating solution. tration of opaquant extenders. If very light shade is
Pharmaceutical Coating Manufacturing Formulations 409
desired, concentration of less than 0.01% may be ad- 55, and HP-55-s) are widely used. HP-55 is
equate. On the other hand, if a dark color is desired, a recommended for general enteric preparation
concentration of more than 2% may be required. The while HP-50 and HP-55-s for special cases. These
inorganic materials (e.g., iron oxide) and the natural polymers dissolve at a pH 5 to 5.5.
coloring materials (e.g., anthocyanins, carotenoids) d. Polyvinyl acetate phthalate: It is similar to HP-55 in
are also used to prepare coating solution. Magenta stability and pH dependent solubility.
red dye is nonabsorbable in the biologic system e. Enteric coating can be combined with polysaccha-
and resistant to degradation in the gastrointestinal rides, which are enzyme degraded in colon, for ex-
track. Opadry R
(opaque color concentrate for film ample, cyclodextrin and galactomannan.
coating) and Opadry (complete film coating concen- IV. Controlled-release coating: Polymers like modified
trate) are promoted as achieving less lot-to-lot color acrylates, water-insoluble cellulose (EC) are used for
variation. control-release coating.
e. Opaquant extenders: These are very fine inorganic V. Compressed coating: This type of coating requires a
powder used to provide more pastel colors and in- specialization tablet machine. Compression coating is
crease film coverage. These inorganic materials pro- not widely used but it has advantages in some cases in
vide white coat or mask color of the tablet core. which the tablet core cannot tolerate organic solvent or
Colorants are expensive and higher concentration water and yet needs to be coated for taste masking or
is required. These inorganic materials are cheap. to provide delayed or enteric properties to the finished
In presence of these inorganic materials, amount product and also to avoid incompatibility by separating
of colorants required decreases. Most commonly incompatible ingredients.
used materials are titanium dioxide, silicate (talc VI. Electrostatic coating: Electrostatic coating is an efficient
and aluminum silicates), carbonates (magnesium method of applying coating to conductive substrates.
carbonates), oxides (magnesium oxide), and hy- A strong electrostatic charge is applied to the sub-
droxides (aluminum hydroxides). Pigments were strate. The coating material containing conductive ionic
investigated in the production of opaque films species of opposite charge is sprayed onto the charged
and it was found that they have good hiding substrate. Complete and uniform coating of corners and
power and film-coated tablets have highlighted adaptability of this method to such relatively noncon-
intagliations. ductive substrate as pharmaceutical is limited.
f. Other components: Flavors, sweeteners, surfactants, VII. Dip coating: Coating is applied to the tablet cores by
antioxidants, antimicrobials may be incorporated dipping them into the coating liquid. The wet tablets are
into the coating solution. dried in a conventional manner in coating pan. Alterna-
III. Enteric coating: The one layer is applied as one ho- tive dipping and drying steps may be repeated several
mogenous layer, which can be white, opaque, or col- times to obtain the desired coating. This process lacks
ored. Benefit is only one application needed. The two- the speed, versatility, and reliability of spray-coating
layer system where the enteric formulation is applied techniques. Specialized equipment has been developed
first, followed by colored film. Both layers can be of to dip-coat tablets, but no commercial pharmaceutical
enteric polymer or only the basic layer contains enteric application has been obtained.
polymer while the top layer is fast disintegrating and VIII. Vacuum film coating: Vacuum film coating is a new
water-soluble polymer. Polymers used for enteric coat- coating procedure that employs a specially designed
ing include the following: baffled pan. The pan is hot, water jacketed, and it can
a. Cellulose acetate phthalate (CAP): It is widely used be sealed to achieve a vacuum system. The tablets are
in industry. Aquateric is reconstituted colloidal dis- placed in the sealed pan and the air in the pan is dis-
persion of latex particles. It is composed of solid placed by nitrogen before the desired vacuum level is
or semisolid polymer spheres of CAP ranging in obtained. The coating solution is then applied with air-
size from 0.05 to 3 µm. Cellulose acetate trimelli- less spray system. The heated pan causes the evapora-
tate (CAT) developed as an ammoniated aqueous tion and the vapor is removed by the vacuum system.
formulation showed faster dissolution than a simi- Because there is no high-velocity heated air, the energy
lar formulation of CAP. Disadvantages include the requirement is low and coating efficiency is high. Or-
following: it dissolves above pH 6 only, delays ab- ganic solvent can be effectively used with this coating
sorption of drugs, it is hygroscopic and permeable to system with minimum environmental or safety con-
moisture in comparison with other enteric polymer, cerns.
it is susceptible to hydrolytic removal of phthalic
Formulations for tablet coating are often proprietary to
and acetic acid changing film properties. CAP films
various manufacturers as these address several formulation
are brittle and usually used with other hydrophobic
needs as described above. The suppliers of coating ingredi-
film forming materials.
ents are often open to sharing the coating technology and
b. Acrylate polymers: Eudragit R
L and Eudragit R
S are
companies are highly encouraged to make use of them, more
two forms of commercially available enteric acrylic
particularly where the coating materials have an open DMF
resins. Both of them produce films resistant to gas-
available for regulatory filings. The following companies are
tric fluid. EudragitR
L and S are soluble in intestinal
a very good source of information:
fluid at pH 6 and 7 respectively. Eudragit L is avail-
able as an organic solution (isopropanol), solid or Eudragit (http://www.pharma-polymers.com/pharmapoly
aqueous dispersion. Eudragit S is available only as mers/en/eudragit/)
an organic solution (isopropanol) and solid. ColorconR
(http://www.colorcon.com/products/coatings)
c. Hydroxypropylmethylcellulose phthalate (HPMCP): Methocel/Ethocel (http://www.dow.com/dowexcipients/
HPMCP 50, 55, and 55-s (also called HP-50, HP- applications/tablet coating.htm)
410 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
The advantage of using these prepackaged formula- and lakes available for selection, manufacturers often use
tions is consistency in color matching, as well as other con- a combination of several colors and dyes along with agents
siderations regarding ease of use. such as talc for opaqueness to obtain the desired color and
The most significant aspect remains the choice of col- protection.
ors, which often determines the method of manufactur- Given below is a current listing of approved colors in
ing the coating solutions. With a limited choice of dyes various regulatory regions.
2006 states that colourants mentioned in this annex are permitted for use in medicinal products.
bThis is not D&C yellow #10. Although the C.I. numbers are the same, the dyes differ in composition. Quinoline yellow is primarily
the disulfonated quinoline dye, whereas D&C yellow #10 is the monosulfonated color. Quinoline yellow is not accepted for use in the United
States; conversely, D&C yellow #10 cannot be used in the EU.
Note: Aluminum lakes prepared from colours mentioned in this list are also permitted.
Pharmaceutical Coating Manufacturing Formulations 415
Color Additives Exempt from Certification Permitted for Use in the United Statesa
21 CFR References
Color Index Medical
Color Number CAS Number Food Drug Cosmetic Devices
Algae meal (dried) – – 73.275 – – –
Algae meal (haematococcus) – – 73.185 – – –
Alumina 77002 1332-73-6 – 73.1010 – –
Aluminum powder 77000 7429-90-5 – 73.1645 73.2645 –
Annatto extract 75120 8015-67-6 73.30 73.1030 73.2030 –
Astaxanthin – – 73.35 – – –
Beta- Apo-8'-carotenal 40820 1107-26-2 73.90 – – –
Beta carotene 40800 7235-40-7 73.95 73.1095 73.2095 –
Beet powder – 57917-55-2 73.40 – – –
Bismuth citrate – – – – 73.2110 –
Bismuth oxychloride 77163 7787-59-9 – 73.1162 73.2162 –
Bronze powder 77440 7440-50-8 – 73.1646 73.2646 –
7740-66-6
Calcium carbonate 77220 471-34-1 – 73.1070 – –
Canthaxanthin 40850 514-78-3 73.75 73.1075 – –
Caramel – – 73.85 73.1085 73.2085 –
Carbazole violet 51319 6358-30-1 – – – 73.3107
Carmine 75470 1390-65-4 73.100 73.1100 73.2087 –
Carrot oil – – 73.300 – – –
Chlorophyllin copper complex 75810 – – 73.1125 73.2125 73.3110
Chromium-cobalt-aluminum oxide 77343 68187-11-1 – 73.1015 – 73.3110a
Chromium hydroxide green 77289 12182-82-0 – 73.1326 73.2326 –
Chromium oxide greens 77288 1308-38-9 – 73.1327 73.2327 73.3111
C.I. vat orange 1 59105 – – – – 73.3112
Cochineal extract 75470 1260-17-9 73.100 73.1100 – –
Corn endosperm oil – – 73.315 – – –
Copper powder 77400 7440-50-6 – 73.1647 73.2647 –
1,4-Bis [(2-hydroxyethyl) amino]-
9,10-anthracenedione bis(2-
propenoic) ester copolymers – 10956-07-1 – – – 73.3100
1,4-Bis [(2-methylphenyl)amino]-
9,10-anthracenedione – 6737-68-4 – – – 73.3105
1,4-Bis[4-(2-methacryloxyethyl)
phenylamino]-9,10-anthraquinone
Copolymers – 121888-69-5 – – – 73.3106
2-[[2,5-Diethoxy-4-[(4-methylphenyl)
thiol]phenyl]azo]-1,3,5-benzenetriol – – – – – 73.3115
16,23-Dihydrodinaptho[2,3-a:2´,3´-i]
napth[2´,3´:6,7]indolo[2, 3-
c]carbazole-5,10,15,17,22,24-
hexone 70800 2475-33-4 – – – 73.3117
N,N´-(9,10-Dihydro-9,10-dioxo-1,5-
anthracenediyl) bis-benzamide 61725 82-18-8 – – – 73.3118
7,16-Dichloro-6,15-dihydro-5,9,14,18-
anthrazinetetrone 69825 130-20-1 – – – 73.3119
16,17-Dimethoxydinaphtho[1,2,3-
cd:3´,2´,1´-lm] perylene-5,10
dione 59825 128-58-5 – – – 73.3120
4-[2,4-(Dimethylphenyl)azo]-2,4-
dihydro-5-methyl-2-phenyl-3H-
pyrazol-3-one – 6407-78-9 – – – 73.3122
Dihydroxy acetone – 62147-49-3 – 73.1150 73.2150 –
Disodium EDTA copper – – – – 73.2120 –
6-Ethoxy-2-(6-ethoxy-3-oxobenzo 73335 3263-31-8 – – – 73.3123
[b]thien-2-(3H )-ylidene)benzo[b]
thiophen-3-(2H )-one
Ferric ammonium citrate – 1185-57-5 – 73.1025 – –
Ferric ammonium ferrocyanide 77510 25869-00-5 – 73.1298 73.2298 –
Ferric ferrocyanide 77510 14038-43-8 – 73.1299 73.2299 –
Ferrous gluconate – 299-29-6 73.160 – – –
Ferrous lactate – 5905-52-2 73.165 – – –
Fruit juice – – 73.250 – – –
416 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Color Additives Exempt from Certification Permitted for Use in the United Statesa (Continued )
21 CFR References
Color Index CAS Medical
Color Food Drug Cosmetic
Number Number Devices
Grape color extract – – 73.169 – – –
Grape skin extract – – 73.170 – – –
Guaiazulene – 489-84-9 – – 73.2180 –
Guanine 75170 68-94-0 – 73.1329 73.2329 –
73-40-5
Henna 75480 83-72-7 – – 73.2190 –
Iron oxides, synthetic 77491(Red) 1309-37-1 73.200 73.1200 73.2250 73.3125
77492(Yellow) 51274-00-1
77499(Black) 12227-89-3
Lead acetate – 6080-56-4 – – 73.2396 –
Logwood extract 75290 8005-33-2 – 73.1410 – –
Manganese violet 77742 10101-66-3 – – 73.2775 –
Mica 77019 12001-26-2 – 73.1496 73.2496 –
Mica-based pearlescent pigment – – 73.350 73.1350 – 73.3128
Paprika – – 73.340 – – –
Paprika oleoresin – 8023-77-6 73.345 – – –
Phaffia yeast – – 73.355 – – –
Potassium sodium
copper chlorophyllin 75180 – – 73.1125 73.2125 –
Phthalocyanine green 74260 1328-53-6 – – – 73.3124
Poly(hydroxyethyl methacrylate)-
dye copolymers – – – – – 73.3121
Pyrogallol 76515 87-66-1 – 73.1375 – –
Pyrophyllite 44004 8047-76-5 – 73.1400 73.2400 –
Riboflavin – 83-88-5 73.450 – – –
Saffron 42553-65-1
75100 27876-94-4 73.500 – – –
Silver 77820 7440-22-4 – – 73.2500 –
Sodium copper chlorophyllin 75815 28302-36-5 73.125 – – –
Tagetes meal & extract 75125 – 73.295 – – –
Talc 77019 14807-96-6 – 73.1550 – –
Toasted cotton seed meal – – 73.140 – – –
Titanium dioxide 77891 13463-67-7 73.575 73.1575 73.2575 73.3126
Tomato lycopene extract and concentrate 73.585 – – –
Turmeric 75300 458-37-7 73.600 – – –
Turmeric oleoresin 75300 458-37-7 73.615 – – –
Ultramarine blue 77007 57455-37-5 73.50 – 73.2725 –
Ultramarine green 77013 – – – 73.2725 –
Ultramarine pink 77007 127-96-9 – – 73.2725 –
Ultramarine red 77007 127-96-9 – – 73.2725 –
Ultramarine violet 77007 127-96-9 – – 73.2725 –
Vegetable juice – – 73.260 – – –
Vinyl alcohol/methyl methacrylate
dye reaction products – – – – – 73.3127
Zinc oxide 77947 1314-13-2 – 73.1991 73.2991 –
Luminescent zinc sulfide – – – – 73.2995 –
aBased on 21 CFR 2007. Restrictions may exist limiting the use of some of these colors to specific applications (i.e., external drug use only, etc.).
Additionally, there may be quantitative limits for the use of some colors. The specific 21 CFR reference for each color should be reviewed to
determine potential restriction status.
Pharmaceutical Coating Manufacturing Formulations 417
A. Brite Rose
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
6.00 1 Hydroxypropyl methylcellulose 2910 (15 cps) 60.00
2.00 2 PEG-400 (low color) 20.00
2.00 3 PEG-8000 20.00
0.25 4 FD&C red dye No. 30 lake 2.50
2.00 5 Titanium dioxide (special coating grade) 20.00
QS 6 Deionized purified water QS to 1 L
B. Cherry Red
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
6.00 1 Hydroxypropyl methyl cellulose 2910 (15 cps) 60.00
2.00 2 PEG-400 (low color) 20.00
2.00 3 PEG-8000 20.00
1.80 4 FD&C red dye No. 3 lake 18.00
0.10 5 FD&C red dye No. 2 (Amaranth) 1.00
2.10 6 Titanium dioxide (special coating grade) 21.00
QS 7 Deionized purified water, USP QS to 1 L
C. Geranium Rose
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
6.00 1 Hydroxypropyl methyl cellulose 2910 (15 cps) 60.00
2.00 2 PEG-400 (low color), NF 20.00
2.00 3 PEG-8000 20.00
0.24 4 FD&C red dye No. 3 lake 2.00
QS 5 Deionized purified water, USP QS to 1 L
D. Gloss
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
3.33 1 Hydroxypropyl methyl cellulose 2910 (15 cps) 33.33
1.66 2 PEG-400 (low color), NF 16.66
QS 3 Deionized purified water, USP QS to 1 L
E. Red
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
6.00 1 Hydroxypropyl methyl cellulose 2910 (15 cps) 60.00
2.00 2 PEG-400 (low color), NF 20.00
2.00 3 PEG-8000 20.00
2.50 4 FD&C red dye No. 3 lake 25.00
0.50 5 Titanium dioxide 5.00
QS 6 Deionized purified water, USP QS to 1 L
Pharmaceutical Coating Manufacturing Formulations 421
F. Moderate Red
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
6.00 1 Hydroxypropyl methyl cellulose 2910 (15 cps) 60.00
2.00 2 PEG-400 (low color), NF 20.00
2.00 3 PEG-8000 20.00
0.50 4 FD&C yellow dye No. 3 aluminum lake 5.00
2.50 5 Ponceau red dye 4R lake 25.00
1.00 6 Titanium dioxide (special coating grade), USP 10.00
QS 7 Deionized purified water, USP QS to 1 L
G. Clear
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
6.00 1 Hydroxypropyl methyl cellulose 2910 (15 cps) 60.00
0.10 2 Sorbic acid 1.00
2.00 3 Alcohol (200 proof), SD 3A 20.00 mL
2.00 4 PEG-400 (low color)a 20.00
2.00 5 PEG-8000 (optional) 20.00
QS 6 Deionized purified water QS to 1 L
a Increase amount to 6.00 if item 5 is not used.
Manufacturing Directions 8. Stop stirring and allow solution to stand until entrained
1. Charge approximately 500 mL of water into a suitable air is removed.
vessel. 9. Dissolve sorbic acid in alcohol and ensure that the solu-
2. Heat water to 65◦ C to 70◦ C. tion is complete.
3. Add the PEG-8000 to the hot water and dissolve (if used). 10. When the solution from the step above is clear, add 250
4. While maintaining gentle agitation, sprinkle the HPMC mL of cold water, mix well, and add sorbic acid solution.
onto the surface of the hot water solution. 11. Mix, then bring up to volume with cold water.
5. Position stirring head to avoid excessive entrainment 12. Store coating solution in well-filled, well-sealed contain-
of air. ers.
6. When the cellulose has been dispersed, add the PEG-400. 13. Use within 3 months.
7. Continue to stir until dispersion is homogeneous, al-
though solution of cellulose may not be complete.
422 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
H. Green
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
6.00 1 Hydroxypropyl methyl cellulose 2910 (15 cps) 60.00
0.10 2 Sorbic acid 1.00
2.00 v/v 3 Alcohol (200 proof), SD 3A 20.00 mL
2.00 4 PEG-400 (low color) 20.00
2.00 5 PEG-8000 20.00
1.00 6 Titanium dioxide (coating grade) 10.00
0.01 7 Dye yellow E104 aluminum lake 0.10
0.0032 8 FD&C blue dye No. 1 lake (11–13%) 0.032
QS 9 Deionized purified water QS to 1 L
I. Holberry Red
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
6.00 1 Hydroxypropyl methyl cellulose 2910 (15 cps) 60.00
0.10 2 Sorbic acid 1.00
2.00 v/v 3 Alcohol (200 proof), SD 3A 20.00 mL
2.00 4 PEG-400 (low color) 20.00
2.00 5 PEG-8000 20.00
1.00 6 Titanium dioxide (coating grade) 10.00
1.50 7 FD&C red dye No. 40 lake (29%) 15.00
0.50 8 FD&C blue dye No. 3 lake 5.00
QS 9 Deionized purified water QS to 1 L
J. Sun Orange
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
6.00 1 Hydroxypropyl methyl cellulose 2910 (15 cps) 60.00
0.17 2 Sorbic acid, NF 1.70
2.00 v/v 3 Alcohol (200 proof), SD 3A 20.00 mL
2.00 4 PEG-400 (low color), NF 20.00
2.00 5 PEG-8000 20.00
2.38 6 Titanium dioxide (coating grade), USP 23.80
2.47 7 FD&C yellow dye No. 5 24.70
0.16 8 FD&C yellow dye No. 6 1.60
QS 9 Deionized purified water, USP QS to 1 L
Pharmaceutical Coating Manufacturing Formulations 423
K. Opadry Yellow
Bill of Materials
Scale (mg/caplet) Item Material Name Qty/1000 Caplets (g)
10.00 1 Hydroxypropyl methyl cellulose (hypromellose) 10.00
4.00 2 Talc (fine powder) 4.00
1.60 3 PEG-4000 1.60
1.20 4 Titanium dioxide 1.20
0.30 5 FD&C blue dye No. 1 lake 0.30
0.50 6 FD&C blue dye No. 2 (dispersed) 0.50
0.75 7 Opadry-OY-S 29019 (clear) 0.75
QS 8 Purified water 225.00
L. Opadry Yellow
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
10.00 1 Hydroxypropyl methyl cellulose (hypromellose) 10.00
4.00 2 Talc (fine powder) 4.00
1.60 3 PEG-4000 1.60
1.34 4 Titanium dioxide 1.34
0.046 5 Sunset yellow E110, FCF 0.046
1.34 6 FD&C yellow dye No. 10 lake 1.34
0.75 7 Opadry-OY-S 29019 (clear) 0.75
QS 8 Purified water 225.00
M. Opadry Red
Bill of Materials
Scale (mg/caplet) Item Material Name Qty/1000 Caplets (g)
10.00 1 Hydroxypropyl methyl cellulose (hypromellose) 10.00
4.00 2 Talc (fine powder) 4.00
1.60 3 PEG-4000 1.60
1.34 4 Titanium dioxide 1.34
0.15 5 Iron oxide red 0.15
0.75 6 Opadry-OY-S (clear) 0.75
QS 7 Purified water 225.00
424 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
N. Opadry Green
Bill of Materials
Scale (mg/caplet) Item Material Name Qty/1000 Caplets (g)
10.00 1 Hydroxypropyl methyl cellulose (hypromellose) 10.00
4.00 2 Talc (fine powder) 4.00
1.60 3 PEG-4000 1.60
2.125 4 Titanium dioxide 2.125
0.053 5 FD&C blue dye No. 1 lake 0.053
0.15 6 FD&C yellow dye No. 10 lake 0.15
0.75 7 Opadry-OY-S (clear) 0.75
QS 8 Purified water 225.00
Manufacturing Directions 10. Follow the parameters for coating in Accela Cota.
1. Disperse item 1 in 175 g of purified water (70–80◦ C) while 11. Stir the dispersion at slow speed (6–10 rpm) continuously.
stirring. 12. Spray the polishing solution under the same conditions
2. Keep overnight for complete dispersion. as above, adjusting the spray rate to 180 g/min.
3. Disperse items 2 and 3 in 25 g of purified water (25–30◦ C). 13. Check the caplet surface every 5 minutes for sticking.
4. Keep overnight for complete hydration. 14. If sticking tends to appear, stop the coating immediately.
5. Add together and homogenize using homogenizer (gap 15. When the spraying is over, roll the tablets in a pan for
setting: 1.5 mm). 10 minutes with cold air blowing onto the caplets.
6. Homogenize items 4, 5, and 6 in 50 g of hypromellose dis- 16. Unload the film-coated caplets into stainless steel con-
persion twice, using homogenizer (gap setting: 1.5 mm). tainers lined with polyethylene bags.
7. Pass the dispersion twice through a 90-µm sieve. 17. Appearance is a light green, film-coated caplet that is
8. (Note: This is a critical step. Follow instructions closely to smooth, with no sticking or chipping on the caplet
prevent foreign particles and spots.) Disperse item 7 in surface.
25 g of purified water while stirring slowly. 18. Weight gain per caplet is NLT 10 mg/tablet.
9. Make a vortex by slow stirring and add the powder in
such a way as to avoid foam formation.
O. White Coating
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
22.75 1 Hypromellose 22.75
4.54 2 Polyethylene glycol 4.54
12.50 3 Talc (fine powder) 12.50
10.00 4 Titanium dioxide 10.00
1.30 5 FD&C yellow No. 10 lake 1.30
— 6 Purified water ∼24.00
— 7 Ethanol (95%) ∼21.00
A. Brite Green
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
1.00 1 Titanium dioxide 10.00
50.00 v/v 2 Alcohol (200 proof), SD 3A ∼397.00
1.69 3 PEG-400 (low color), NF 16.90
0.02 4 FD&C yellow dye No. 5 0.20
0.0068 5 FD&C blue dye No. 1 0.068
4.00 6 Hydroxypropyl methyl cellulose 2910 (15 cps) 40.00
QS 7 Methylene chloride ∼625.00
Manufacturing Directions 16. Slow sprinkle HPMC into mixing tank with constant
1. Charge titanium dioxide and QS with alcohol into a ball agitation.
mill. 17. Agitate for an additional 15 minutes. (Note: Prevent the
2. Mill the material for 16 hours. development of lumps by slowly sprinkling HPMC into
3. Charge 465 mL alcohol into a suitable mixing tank. the alcohol.) After mixing for 10 minutes, tap approxi-
4. Start agitation. mately 10 mL from the mixing tank and put back into
5. Slowly add PEG-400 to mixing tank. tank to recirculate.
6. Mix for 5 minutes. 18. Add sufficient methylene chloride (approximately 474
7. Add FD&C yellow dye to the mixing tank with continued mL) to bring up to volume.
agitation. 19. Continue agitation for 2 hours.
8. Rinse bottle with alcohol tapped from mixing tank. 20. After 0.5, 1, and 1.5 hours, tap approximately 10 mL of
9. Return rinse to mixing tank. solution from mixing tank and put back into mixing tank
10. Add FD&C blue dye to the mixing tank and rinse. to recirculate.
11. Mix for 2 hours. 21. (Note: No residue should be present in the solution when
12. Tap approximately 10 mL of solution from mixing tank tapped at 1.5 hours; if some is present, then continue
after 0.5, 1, and 1.5 hours of mixing. agitation and tap every 15 minutes until no residue is ob-
13. Put solution back into mixing tank. (Note: Tapping so- served.) (Caution: Avoid contact with methylene chloride
lution ensures that dye is not tapped into lower valve and vapors. They may have toxic effects when swallowed
and/or pipeline.) Rinse the ball mill with two rinses of or inhaled.) (Note: Nitrogen pressure may be used to as-
11.6 mL alcohol. sist bottle filling.) Strain mixing-tank contents through
14. Reseal the ball mill and allow it to run 2 to 5 minutes two-ply cheesecloth, or similar, into suitable approved
between rinses. containers (one-half the total number of bottles). (Note:
15. Empty content of the ball mill and rinses into mixing Lumps may obstruct spray nozzle.)
tank.
426 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
B. Red Mahogany
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
0.40 1 Titanium dioxide 4.00
45.00 v/v 2 Alcohol (200 proof), SD 3A ∼375.30
0.40 3 Vanillin (crystals) 4.00
1.00 4 Propylene glycol 10.00
1.50 5 FD&C red dye No. 40 lake (29%) 15.00
1.00 6 Dye brown lake blend 10.00
4.00 7 Hydroxypropyl methyl cellulose 2910 (15 cps) 40.00
QS 8 Methylene chloride ∼530.40
C. Sun Orange
Bill of Materials
Scale (%) Item Material Name Qty/L (g)
3.00 (w/v) 1 Titanium dioxide 30.00
50.00 (v/v) 2 Alcohol (200 proof), SD 3A ∼397.00
2.11 (w/v) 3 Propylene glycol 21.10
3.11 (w/v) 4 FD&C yellow dye No. 5 31.10
0.20 (w/v) 5 FD&C yellow dye No. 6 2.00
4.00 (w/v) 6 Hydroxypropyl methyl cellulose 2910 (15 cps) 40.00
QS 7 Methylene chloride ∼625.00
D. Dark Red
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
1.00 1 Titanium dioxide 10.00
20.00 v/v 2 Alcohol (200 proof), SD 3A ∼200.00 mL
2.00 3 PEG-400 (low color) 20.00
0.02 4 Ponceau 4R dye (red) 20.00
0.0068 5 FD&C blue dye No. 1 0.068
2.95 6 Hydroxypropyl methyl cellulose 2910 (15 cps) 29.50
QS 7 Methylene chloride QS to 1 L
Pharmaceutical Coating Manufacturing Formulations 427
E. Deep Yellow
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
2.00 1 Titanium dioxide 20.00
50.00 2 Alcohol (200 proof), SD 3A ∼397.00
2.00 3 PEG-400 (low color) 20.00
2.00 4 FD&C yellow dye No. 5 lake 20.00
2.95 5 Hydroxypropyl methyl cellulose 2910 (15 cps) 29.50
QS 6 Methylene chloride QS to 1 L
F. Pale Yellow
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
1.50 1 Titanium dioxide 15.00
50.00 2 Alcohol (200 proof), SD 3A ∼397.00
2.00 3 PEG-400 (low color), NF 20.00
0.50 4 FD&C yellow dye No. 10 aluminum lake (14–17%) 5.00
2.95 5 Hydroxypropyl methyl cellulose 2910 (15 cps) 29.50
QS 6 Methylene chloride QS to 1 L
G. Scarlet Red
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
2.00 1 Titanium dioxide 20.00
20.00 2 Alcohol (200 proof), SD 3A ∼200.00
2.00 3 PEG-400 (low color), NF 20.00
2.00 4 FD&C yellow dye No. 7 lake 20.00
1.00 5 FD&C yellow dye No. 5 lake 10.00
2.95 6 Hydroxypropyl methyl cellulose 2910 (15 cps) 29.50
QS 7 Methylene chloride QS to 1 L
428 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions with methylene chloride, add the rinsing to the batch and
1. Place the titanium dioxide and sufficient methylene chlo- mix.
ride into suitably sized ball jars to cover the balls. 6. Bring the batch up to volume with methylene chloride and
2. Mill for not less than 16 hours. mix well until homogeneous.
3. While mixing the alcohol, add and disperse the HPMC, 7. Strain the batch through muslin into suitable approved
HPC, and propylene glycol, followed by 250 mL of methy- bottles.
lene chloride. 8. Seal and store.
4. Continue mixing until the solution is complete.
5. While mixing the solution from the second step, empty
into it the contents of the ball jar, rinse the balls and jar
Pharmaceutical Coating Manufacturing Formulations 429
V. HPMC/EC COATING
A. Reddish Orange Opaque
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
1.16 1 Titanium dioxide 11.60
45.00 2 Alcohol (dehydrated; 200 proof) ∼450.00
0.20 3 Vanillin (crystals), NF 2.00
0.50 4 Albumen powder (white hen egg) 5.00
2.00 5 PEG-400 (low color), NF 20.00
1.30 6 FD&C red dye No. 3 13.00
0.05 7 FD&C red dye No. 2 (Amaranth), USP 0.50
0.20 8 FD&C yellow dye No. 6 2.00
2.95 9 Hydroxypropyl methyl cellulose 2910, USP (15 cps) 29.50
QS 10 Methylene chloride QS to 1 L
Manufacturing Directions 6. When the HPMC/EC has been wetted, quickly add
1. Load the vanillin, albumen, titanium dioxide, FD&C red 300 mL methylene chloride while stirring vigorously.
dyes No. 2 and 3, and FD&C yellow dye No. 6 into a 7. Add the PEG-400 to the solution from above and rinse the
suitable size ball jar. container with the remaining alcohol. Add the rinsings
2. Add sufficient methylene chloride to cover the pigments to the bulk.
and balls. 8. Empty the contents of the ball jar from the first step into
3. Mill for 24 hours. the coating solution from previous step, while stirring
4. Measure 400 mL of alcohol into a suitable stainless steel vigorously.
container. 9. Rinse the ball jar with methylene chloride. Add the rins-
5. Sprinkle the HPMC/EC onto the surface of the alcohol ings to the bulk.
while stirring vigorously. 10. Bring up to volume with methylene chloride.
B. Subcoating Solution
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
45.00 1 Alcohol (190 proof), USP 450.00 mL
0.50 2 Hydroxypropyl cellulose, NF 5.00
4.50 3 Hydroxypropyl methyl cellulose 2910, USP (15 cps) 45.00
QS 4 Methylene chloride QS to 1 L
430 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions 5. Add contents to mixing tank and add the castor oil and
1. Premix HPMC and HPC and add to 440 mL alcohol with sorbitan monooleate.
rapid agitation. 6. Rinse the ball mill with methylene chloride and add the
2. Mix for not less than 1 hour. rinsings to the mixing tank.
3. Charge FD&C blue dye and titanium dioxide into a ball 7. Bring up to a volume of 1 L with methylene chloride and
mill. mix for at least 1 hour.
4. Cover the balls and materials with 60 mL of alcohol and
mill for 16 hours.
B. Clear (50:50)
Bill of Materials
Scale (%, w/v) Item Material Name Qty/L (g)
1.00 1 Hydroxy methyl cellulose 10.00
1.00 2 Hydroxy ethyl cellulose, USP (15 cps) 10.00
0.375 3 Castor oil (odorless) 3.75
50.00 4 Alcohol (200 proof), SD 3A 500.00 mL
QS 5 Methylene chloride QS to 1 L
Pharmaceutical Coating Manufacturing Formulations 431
Manufacturing Directions 2. The amount of 0.4 mg/cm2 tablet surface is sufficient for
1. Spray the solution onto the warm tablet cores (30–40◦ C) for good subcoating protection.
a few minutes before continuing with the main aqueous 3. No plasticizer is needed in this formulation due to the
coating procedure. plasticity of Kollidon VA 64.
432 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Spray gun Walther WAXV with 1-mm nozzle Spraying pressure 2 bar
Pause 0.5 s
If the film is too sticky, a certain part of Kollidon should
Dry air 6s
be substituted by HPMC or sucrose.
Pause 3s
Pharmaceutical Coating Manufacturing Formulations 433
Manufacturing Directions 3. To obtain the final coating suspension, mix this solution
1. Dissolve items 1 to 3 in item 4, add the polyvinyl alcohol, with the first solution.
and stir 45 minutes, avoiding the formation of too many 4. Suggested conditions for coating using Accela Cota are
air bubbles. given below.
2. Suspend the pigments and talc in 168 mL of water and
pass this mixture through a colloid mill.
Manufacturing Directions 2. Suspend the pigments and talc in a portion of the water
1. Dissolve Lutrol and Kollidon
R
in a portion of the water, and pass this mixture through a colloid mill.
add HPMC, and stir 45 minutes, avoiding the formation 3. Mix the two portions.
of too many air bubbles. 4. Conditions for coating using Acela-Cota are given below.
C. Clear
Delete dyes.
436 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
X. SUGARCOATINGS
A. Basic
Bill of Materials
Scale (%, w/w) Item Material Name Qty/kg (g)
4.00 1 Kollidon VA 64 40.00
16.00 2 Sucrose 160.00
2.40 3 Titanium dioxide 24.00
1.20 4 Color lake 12.00
3.20 5 Lutrol E 4000 32.00
4.00 6 Talc 40.00
QS 7 Purified water QS to 1 kg
B. Automatic
Bill of Materials
Scale (%, w/w) Item Material Name Qty/kg (g)
4.00 1 Kollidon 30 40.00
38.00 2 Sucrose 380.00
4.50 3 Titanium dioxide 45.00
QS 4 Color lake QS
4.50 5 Calcium carbonate 45.00
14.50 6 Talc 145.00
QS 7 Purified water QS to 1 kg
Spray phase 5s
Interval 10 min
Drying phase (warm air) 10 min
Total coating time 16 h
Pharmaceutical Coating Manufacturing Formulations 437
C. Manual, White
Bill of Materials
Scale (%, w/w) Item Material Name Qty/kg (g)
0.33 1 Kollidon 30 3.36
0.29 2 Carmellose sodium 2.92
0.21 3 Aerosil 200 2.14
QS 4 Color lake (white) QS
1.62 5 Talc 16.20
0.10 6 Polysorbate or Cremophor RH40 1.00
1.40 7 Titanium dioxide 14.00
62.70 8 Sucrose 627.00
33.40 9 Purified water 334.00
Manufacturing Directions 3. Start with formulation without the color and then apply
1. Dissolve Kollidon, polysorbate or Cremophor, and sucrose the color coat.
in the water and suspend the other components in this 4. The polishing can be done by means of a solution of
solution. beeswax or PEG-6000.
2. Mix in a colloid mill.
438 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
Manufacturing Directions/Conditions
A. Brick Red
Bill of Materials
Scale (%, w/w) Item Material Name Qty/kg (g)
46.667 1 Distilled purified water 466.667
1.519 2 Talc (powder) 15.198
0.798 3 Titanium dioxide (special coating grade) 7.983
1.55 4 Iron oxide, red 15.50
0.426 5 Polysorbate 80 4.262
0.015 6 Dimethyl polysiloxane emulsion (30%) 0.155
47.60 7 Eudragit; use Eudragit L 30D-55 476.00
R
1.426 8 Triethyl citrate (Eudraflex ) 14.259
Manufacturing Directions 5. (Note: The pigments may require homogenizing with col-
1. Weigh the quantity of water needed. loid, corundum disc mill, or ball mill.) Put the Eudragit in a
2. Put approximately 21.5% of the total quantity of water in suitable mixing vessel and add the following with contin-
a suitable mixing container. uous mixing: homogenized pigment mixture, Eudraflex
3. Add the talc powder and stir vigorously until well sus- (i.e., triethyl citrate), and remaining quantity of water.
pended (approximately 20 minutes). 6. Note: When PEG-8000 is used as a plasticizer, it should be
4. Add the following to this suspension and mix thor- incorporated as a 10% aqueous solution.
oughly: titanium dioxide, iron oxide, Tween 80, dimethyl
polysiloxane emulsion (30%).
B. Yellow
Bill of Materials
Scale (%, w/w) Item Material Name Qty/kg (g)
46.66 1 Distilled purified water 466.66
1.25 2 Talc (powder) 12.57
0.77 3 Titanium dioxide (special coating grade) 7.79
1.83 4 FD&C yellow dye No. 10 aluminum lake (14–17%) 18.36
0.42 5 Polysorbate 80 4.27
0.01 6 Dimethyl polysiloxane emulsion (30%) 0.12
47.6 7 Eudragit; use methacrylic acid copolymer, NF 476.00
(Eudragit L 30D-55)
Triethyl citrate (Eudraflex)
R
1.42 8 14.21
440 Handbook of Pharmaceutical Manufacturing Formulations: Over-the-Counter Products
C. Brown
Bill of Materials
Scale (%, w/w) Item Material Name Qty/kg (g)
46.66 1 Distilled purified water 466.66
0.47 2 Titanium dioxide (special grade coating), USP 4.76
0.85 3 Iron oxide, black 8.53
2.26 4 Iron oxide, red 22.61
0.25 5 Iron oxide, yellow 2.57
0.42 6 Polysorbate 80 4.26
0.01 7 Dimethyl polysiloxane emulsion 0.09
47.63 8 Eudragit; use Eudragit L 30D-55 476.33
R
1.42 9 Triethyl citrate (Eudraflex ) 14.28
D. Dark Orange
Bill of Materials
Scale (%, w/w) Item Material Name Qty/kg (g)
46.66 1 Distilled purified water 466.66
2.51 2 Talc (powder) 25.18
0.39 3 Titanium dioxide (special coating grade) 3.92
0.93 4 FD&C yellow dye No. 6 aluminum lake 9.32
0.42 5 Polysorbate 80 4.29
0.01 6 Dimethyl polysiloxane emulsion (30%) 0.13
47.63 7 Eudragit; use Eudragit L 30D-55 476.33
Triethyl citrate (Eudraflex)
R
1.42 8 14.28
E. Orange
Bill of Materials
Scale (%, w/w) Item Material Name Qty/kg (g)
46.66 1 Distilled purified water 466.66
2.60 2 Talc (powder) 26.00
0.78 3 Titanium dioxide (special coating grade) 7.84
0.46 4 FD&C yellow dye No. 6 aluminum lake 4.66
0.42 5 Polysorbate 80 4.27
0.01 6 Dimethyl polysiloxane emulsion (30%) 0.11
47.61 7 Eudragit; use Eudragit L 30D-55 476.16
Triethyl citrate (Eudraflex)
R
1.42 8 14.29
Pharmaceutical Coating Manufacturing Formulations 441
F. Dispersed Orange
Bill of Materials
Scale (mg/tablet) Item Material Name Qty/1000 Tablets (g)
0.92 1 Opagloss NA 7150 0.92
7.07 2 Methacrylic acid copolymer (Eudragit L 100-55) 7.07
0.09 3 Sodium hydroxide pellets (caustic soda) 0.09
0.73 4 PEG-6000 0.73
2.50 5 Talc (fine powder) 2.50
0.10 6 Simethicone emulsion 30% (simethicone antifoam M30) 0.10
0.27 7 Povidone (PVP K-25) 0.27
50.00 8 Sucrose 50.00
0.54 9 Povidone (PVP K-25) 0.54
0.36 10 Titanium dioxide 0.36
0.36 11 FD&C yellow dye No. 10 lake 0.36
0.04 12 Dispersed orangea 0.04
1.07 13 Sucrose 1.07
0.38 14 Polishing emulsion 0.38
— 15 Purified water 65.41
a Dispersed orange: This material is the aluminum lake of sunset yellow FCF (E110).
443
444 Index
Good manufacturing practice (GMP) for medicinal fast dissolve tablet, 246
products, 3 pediatric suspension, 247
basic requirements, 4 sustained-release bilayer tablet, 247–248
compliance status, 17 tablets, 249
directives laying down principles and guidelines of, 2 Infant drops
EU guidelines for. See GMP audit template, EU guidelines iron, 252
GMP Annex 20, 3 multivitamin, 285–286
qualification and validation work, 44–45 multivitamin with fluoride, 301
quality audit, 46–47 vitamin A and vitamin D, 363
quality control, 4 Inosin tablets, 250
self-inspection program, 46 In-process control, 40
WHO guidelines for. See WHO GMP guidelines In-process testing, 63, 67
Gramicidin Insect bite cream, 251
nystatin, neomycin sulfate, and triamcinolone acetonide Intermediate and bulk products, 51
cream, 307–308 Ipecac, chlophedianol, ephedrine, ammonium chloride,
nystatin, neomycin sulfate, and triamcinolone acetonide carbinoxamine, and balsam tolu syrup, 223
ointment, 308 Iron
Granulation, 66–67 infant drops, 252
Grossing process, 405 multivitamin, and calcium tablets, 273
Guaifenesin pseudoephedrine, carbinoxamine, and polymer-coated particle tablets, 251
chlophedianol drops, 241 vitamin B complex, and vitamin C syrup, 388
Guaifenesin tablet, 240 and vitamin B complex syrup, 372–373
Iron polystyrene and vitamin C syrup, 253
Hemorrhoid cream, 242
Herbal hemorrhoid tablet, 242 Kaolin–pectin
High-shear (high-energy) mixers, 64 suspension, 254
Horsetail extract tablets, 242 tablets, 255
Hot therapy sachets Keratolytic cream, 256
acetaminophen and diphenhydramine hydrochloride, 147 Khellin tablets, 256
acetaminophen and pseudoephedrine hydrochloride, 148 Large-volume parenterals, 40
HPMC/EC coating, 427 Lidocaine
HPMC/HPC coating, 426 eugenol, and menthol dental ointment, 258
HPMC opaque organic coating gel, 256
brite green, 423 gel cream, 257
dark red, 424 ointment, 257
deep yellow, 425 and povidone-iodine gel, 317
pale yellow, 425 Loperamide hydrochloride fast-melt tablet, 258
red mahogany, 424 Loratadine
scarlet red, 425 Fastab, 260
sun orange, 424 and pseudoephedrine sulfate tablet, 259
HPMCP enteric coating tablet, 259, 260
clear enteric, 439 Lot. See Batch
light apricot orange, 440 Lot number. See Batch number
orchid pink opaque, 440 Lozenges
Hydrocortisone cetylpyridinium, 222
aqueous gel, 243 chlorhexidine, 224
cream, 244 povidone-iodine, 322
ointment, 245 vitamin C and vitamin E, 391
Hydrocortisone ethanolic gel, 245 Lycopene tablet cores, 260
Hydrogen peroxide bleaching dentifrice paste, 245–246
Hydroxymethyl cellulose/EC coating, 429 Magaldrate
Hydroxymethyl cellulose/hydroxy cellulose coating, 428 chewable tablets, 261
Hydroxypropyl cellulose (HPC), 405 dispersible tablets, 261
Hydroxypropyl methyl cellulose (HPMC) instant powder or dry syrup, 262
advantages and disadvantages, 406 with simethicone suspension, 264
aqueous coatings. See Methocel-based coatings with simethicone tablet, 265–266
opaque organic coating. See HPMC opaque organic suspension, 262
coating tablets, 263
Hydroxypropylmethylcellulose phthalate (HPMCP), 407 Magnesium carbonate
Hygiene programs, 6, 48–49 and simethicone tablets, 346
tablets, 266
Ibuprofen Magnesium hydroxide
acetaminophen and orphenadrine hydrochloride tablets, aluminum hydroxide, and simethicone suspension, 182
155 aluminum hydroxide, and simethicone tablets, 182
chewable tablet, 247 and aluminum hydroxide antacid suspension, 177
coated fast-crumbling granule tablet, 246 and aluminum hydroxide chewable tablets, 176
448 Index
SARFARAZ K. NIAZI is Consultant, Pharmaceutical Scientist, Inc., Deerfield, Illinois, USA. Dr. Niazi has
over 35 years of worldwide experience in managing multidisciplinary research; he has been teaching
and conducting research in the field of pharmaceutical and biotechnology sciences and has published
over 100 research articles, dozens of books, both technical and literary including several textbooks.
He is a recipient of several research recognition awards. He is a licensed practitioner of patent law
before the US Patent and Trademark Office and serves the global pharmaceutical and biotechnology
industry in the transition of research ideas into useful technology. Dr. Niazi holds several major US and
worldwide patents for his inventions and writes in the fields of philosophy, sociology, rhetoric, and
poetry; he is the author of the first book on clinical pharmacokinetics and the largest work on
pharmaceutical manufacturing formulations and also on the manufacturing of therapeutic proteins.
He has extensive experience in global management of research in healthcare systems.
Printed in the United States of America
H8128