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A R T I C L E I N F O A B S T R A C T
Keywords: Background: Ambient fine particulate matter (PM2.5) is associated with a wide range of acute and chronic health
Fine particulate matter effects, including increased risk of respiratory infection. However, evidence specifically related to novel coro
COVID-19 navirus disease (COVID-19) is limited.
Incidence
Methods: COVID-19 case counts for 111 Canadian health regions were obtained from the COVID-19 Canada Open
Respiratory infection
Data portal. Annual PM2.5 data for 2000–2016 were estimated from a national exposure surface based on remote
Ecological
sensing, chemical transport modelling and ground observations, and minimum and maximum temperature data
for 2000–2015 were based on a national interpolated surface derived from thin-plate smoothing splines. Pop
ulation counts and sociodemographic data by health region were obtained from the 2016 census, and health data
(self-rated health and prevalence of smoking, obesity, and selected chronic diseases) by health region, were
obtained from the Canadian Community Health Survey. Data on total number of COVID-19 tests and changes in
mobility comparing post-vs. pre-introduction of social distancing measures were available by province. Data
were analyzed using negative binomial regression models.
Results: After controlling for province, temperature, demographic and health characteristics and days since peak
incidence by health region, long-term PM2.5 exposure exhibited a positive association with COVID-19 incidence
(incidence rate ratio 1.07, 95% confidence interval 0.97–1.18 per μg/m3). This association was larger in
magnitude and statistically significant in analyses excluding provinces that reported cases only for aggregated
health regions, excluding health regions with less than median population density, and restricted to the most
highly affected provinces (Quebec and Ontario).
Conclusions: We observed a positive association between COVID-19 incidence and long-term PM2.5 exposure in
Canadian health regions. The association was larger in magnitude and statistically significant in more highly
affected health regions and those with potentially less exposure measurement error. While our results generate
hypotheses for further testing, they should be interpreted with caution and require further examination using
study designs less prone to bias.
Abbreviations: AIC, Akaike Information Criterion; ANUSPLIN, Australian National University spline; AOD, aerosol optical depth; CANUE, Canadian urban
environmental health research consortium; CCHS, Canadian community health survey; CI, confidence interval; COPD, chronic obstructive pulmonary disease;
COVID-19, novel coronavirus disease; GEOS-Chem, Goddard earth observing system chemical transport model; IRR, incidence rate ratio; LICO, low income cutoff;
MERS, middle east respiratory syndrome; MISR, multi-angle imaging spectroradiometer; MODIS, moderate resolution imaging spectroradiometer; NASA, National
Aeronautics and Space Administration; NDVI, normalized difference vegetation index; PM2.5, fine particulate matter; SARS-CoV-1, severe acute respiratory syn
drome; SeaWiFS, sea-viewing wide field-of-view sensor.
* Corresponding author. 420-757 West Hastings St, Vancouver, BC, V6C 1A1, Canada.
E-mail addresses: dave.stieb@canada.ca (D.M. Stieb), greg.evans@utoronto.ca (G.J. Evans), teresa.to@sickkids.ca (T.M. To), jeff.brook@utoronto.ca (J.R. Brook),
rtburnett1@gmail.com (R.T. Burnett).
https://doi.org/10.1016/j.envres.2020.110052
Received 28 May 2020; Received in revised form 16 July 2020; Accepted 5 August 2020
Available online 26 August 2020
0013-9351/Crown Copyright © 2020 Published by Elsevier Inc. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/).
D.M. Stieb et al. Environmental Research 191 (2020) 110052
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D.M. Stieb et al. Environmental Research 191 (2020) 110052
presumably greater exposure measurement error over larger, more February 6, were generally comparable among provinces (Supplemen
sparsely populated health regions); restricting the analysis to Ontario tary Table S3). Notably, changes in visits/length of stay were somewhat
and Quebec, the two provinces with the highest incidence, attributed in more modest in Nunavut, which had no cases, and visits/length of stay
part to provincial level policies on testing (Weeks, 2020), and timing of in parks increased substantially in British Columbia, the most populous
school vacation periods (Perreaux, 2020) respectively; and specifying regions of which typically experience milder weather during the March/
province as a random rather than fixed effect. Analysis was conducted in April period compared to elsewhere in Canada.
R (R Core Team, 2019) using the lme4 package (Bates et al., 2015). Results of regression models are summarized in Table 2. In bivariate
Research ethics board approval was not required because all data were models, PM2.5, minimum and maximum temperature, percent Black
publicly available and aggregated at health region level. The work population, percent of population < LICO, population density, and days
described here has been carried out in accordance with the Uniform since first case were significantly positively associated with COVID-19
Requirements for manuscripts submitted to Biomedical journals. counts, while days since peak incidence, percent of population 65 or
older, and prevalence of asthma, COPD, hypertension, overweight and
3. Results obesity exhibited significant negative associations. COVID-19 counts
were not significantly associated with total number of tests or percent
There were 73,390 cases up to May 13, 2020 and overall incidence change in mobility to work locations by province (not shown). In the
was 208.8 cases/100,000 (2016 population). Incidence was highest in best fitting multivariate model, minimum temperature exhibited a sig
Quebec (489.0/100,000) and Ontario (166.5/100,000) and lowest in nificant positive association, and percent age 65 and older and days
Nunavut (0/100,000) and the Northwest Territories (12.0/100,000) since peak incidence exhibited a significant negative association with
(Fig. 1). The ten health regions with the highest incidence were COVID-19 counts. PM2.5 and percent low income remained positively
distributed among multiple provinces, and included three large cities associated with COVID-19 counts, and prevalence of overweight and
(Montréal, Toronto, Calgary), regions surrounding Montréal (Laval, obesity remained negatively associated, but the associations were no
Lanaudière, Montérégie, Laurentides, Mauricie/Centre-du-Québec), and longer significant. Additional multivariate models are summarized in
one remote northern area (Far North, Saskatchewan) (Supplementary Table S4. The association of PM2.5 with COVID-19 counts was not sen
Table S1). Deaths were very strongly correlated with case counts by sitive to the sequential addition to the best-fitting model of population
health region (R2 = 0.95). PM2.5 concentrations averaged 6.1 (standard density, percent Black population, or days since first case; the PM2.5
deviation 2.1) and were highest in urban areas as well as more generally coefficient changed by <10% and additional covariates were not
in southern Ontario and Quebec (Fig. 2). Variability in other exposures, significantly associated with COVID-19 counts. However, the associa
sociodemographic and health characteristics by health region are sum tion of PM2.5 with COVID-19 counts was sensitive to the removal of
marized in Table 1. There was little variability in days since declaration minimum temperature from the best-fitting model (IRR increased to
of emergency. A correlogram is provided in Fig. S2. PM2.5 was strongly 1.10, 95% CI 1.00–1.21, p < 0.05). Mapping of model residuals and
positively correlated with percent Black, minimum and maximum Moran’s I did not indicate presence of residual spatial autocorrelation.
temperature. Population density exhibited strong positive correlations In sensitivity analyses (Table 3), the association of PM2.5 with
with percent Black and low income, PM2.5, minimum and maximum COVID-19 incidence was unchanged when Montréal was excluded or
temperature, as well as strong negative correlations with prevalence of when province was included as a random effect rather than a fixed ef
obesity and smoking. Prevalence of obesity was strongly positively fect. In models excluding British Columbia, Saskatchewan and Nova
correlated with prevalence of diabetes, hypertension and smoking, Scotia, excluding health regions with less than median population
while percent age 65 and older was strongly positively correlated with density, and restricted to Ontario and Quebec, the association of PM2.5
prevalence of hypertension and COPD. Changes in mobility during the with COVID-19 incidence was larger in magnitude than the national
period March 13 (the date after which social distancing recommenda analysis, and statistically significant. These analyses accounted for
tions were introduced in most provinces)-April 26 vs. January 3- 85–95% of cases and 62–82% of population. Notably, in the subset of
Fig. 1. COVID-19 incidence by health region. (For interpretation of the references to colour in this figure legend, the reader is referred to the Web version of
this article.)
3
D.M. Stieb et al. Environmental Research 191 (2020) 110052
Fig. 2. Long term average PM2.5 concentrations by health region. (For interpretation of the references to colour in this figure legend, the reader is referred to the Web
version of this article.)
Table 1
Summary of sociodemographic characteristics, health measures and exposures by health region.
Minimum 25th %ile Median Mean 75th %ile Maximum
health regions with population density greater than the median, aggregated health regions, excluding health regions with less than me
greenness exhibited a significant negative association with case counts dian population density, and restricted to Ontario and Quebec, in each
on its own, but was no longer significant in a multivariate model which case accounting for a majority of COVID-19 cases. The association we
had a larger AIC than the final model. Results were also similar when observed parallels that reported in an analysis of PM2.5 and COVID-19
based on data from earlier in the course of the pandemic when there mortality in approximately 3000 US counties (Wu et al., 2020). While
were 35,986 cases (April 19). this is striking, especially given the lower COVID-19 incidence and
narrower range of PM2.5 exposure in Canada compared to the US,
4. Discussion findings should be interpreted with caution; the analyses examined
different outcomes (incidence vs. mortality) and associations with PM2.5
We found that after controlling for province, temperature, health and in both studies could result from similar biases related to ecologic ana
demographic characteristics, and time since peak incidence by health lyses. PM2.5 exposures and other risk factors for COVID-19 incidence can
region, long-term PM2.5 exposure exhibited a non-statistically signifi vary over a smaller scale than health region, particularly for large health
cant positive association with COVID-19 incidence among 111 Canadian regions. Greenness in particular varies at a much smaller scale than
health regions. This association was larger in magnitude and statistically health region, even in predominantly urban health regions. Our analysis
significant in models excluding provinces which reported cases only for entailed coarser spatial resolution and a much smaller number of health
4
D.M. Stieb et al. Environmental Research 191 (2020) 110052
Table 2 incidence in more highly urban areas with potentially better access and
Summary of regression model results. generally higher PM2.5 concentrations, potentially resulting in a
Variable Bivariatea Multivariatea spurious association between PM2.5 exposure and COVID-19 incidence.
While COVID-19-related hospitalizations and deaths may be less
IRR 95% CI IRR 95% CI
affected by artefacts introduced by differential eligibility for and/or
PM2.5 (per μg/m3) 1.25 1.13–1.38 1.07 0.97–1.18 access to testing by health region, the number of hospitalizations and
Minimum temperatureb 1.64 1.23–2.19 1.42 1.05–1.93
Maximum temperatureb 1.42 1.08–1.86
deaths in Canada is relatively small. At the health region level, a large
Population densityb 1.40 1.19–1.63 number of small or zero counts would be expected, which introduces
Percent age 65+b 0.57 0.48–0.69 0.72 0.59–0.88 other limitations in the analysis. In any case, hospitalization data were
Percent < LICOb 1.57 1.33–1.84 1.12 0.91–1.38 not available nationally at the health region (or smaller) level. Our
Percent Blackb 1.49 1.27–1.75
observation that deaths were very strongly correlated with case counts
Percent asthmab 0.81 0.68–0.97
Percent COPDb 0.61 0.52–0.72 by health region provides evidence that differences in case numbers by
Percent hypertensionb 0.64 0.52–0.79 health region were not driven by differences in testing, which would be
Percent diabetesb 1.03 0.84–1.27 expected to introduce more scatter in the relationship between deaths
Percent physically activeb 0.92 0.70–1.19 and cases. Finally, associations observed based solely on area level
Percent overweightb 0.78 0.65–0.93 0.86 0.71–1.03
Percent obeseb 0.71 0.57–0.87 0.90 0.68–1.20
measures may not exist at the individual level (ecological fallacy).
Percent smokersb 0.97 0.72–1.30 The magnitude of the association both in our study and the US study
Days since first caseb 1.52 1.24–1.86 was several fold larger per unit PM2.5 than hazard ratios typically
Days since peak incidenceb 0.60 0.50–0.72 0.71 0.59–0.84 observed in cohort studies of mortality (Crouse et al., 2015). It is pre
NDVIc 0.58 0.44–0.77
mature to speculate on pathophysiological mechanistic explanations for
a
Includes log(population) as offset and province as factor. this observation. While there is existing evidence that PM2.5 increases
b
scaled. the risk of respiratory infections, including the SARS virus, the most
c
only health regions with population density greater ≥ median. likely explanation for the large magnitude association is residual con
founding by unmeasured factors.
In addition to the Wu et al. (2020) study, another American
Table 3
ecological study based on approximately 3000 counties found that ni
Summary of sensitivity analyses of association of PM2.5 and COVID-19
trogen dioxide (NO2) was significantly associated with COVID-19 mor
incidence.
tality and case-fatality rates, while PM2.5 exhibited a marginally
Model IRR 95% CI % %
significant association with mortality (Liang et al., 2020). A significant
cases population
positive association of PM2.5 with COVID-19 incidence and hospital
Best fitting multivariate model 1.07 0.97–1.18 99.9a 99.6a admissions was also reported in the Netherlands (Andree, 2020). Ogen
(province as fixed effect)
(2020) reported co-location of high NO2 concentrations estimated from
Exclude Montréal 1.07 0.96–1.18 72.4 94.5
Exclude 3 provinces with 1.15 1.00–1.32b 94.6 81 remote sensing and high COVID-19 mortality counts in northern Italy
aggregated health regions and Madrid. However, the analysis did not account for the underlying
Exclude health regions with 1.16 1.00–1.34b 94.8 82 population at risk, population density, timing of onset of cases or
population density < median
introduction of control measures, or sociodemographic or health char
Ontario and Quebec only 1.21 1.03–1.40 84.9 61.5
April 19 data (35,986 cases) 1.10 1.01–1.19 99.9 99.6
acteristics. In a time-series study in 120 Chinese cities, significant pos
Best fitting multivariate model 1.09 0.98–1.21c 99.9a 99.6a itive associations were observed between short term (two week)
(province as random effect) exposure to PM2.5, NO2 and ozone and COVID-19 incidence (Zhu et al.,
a
Five health regions excluded due to missing data. 2020).
b
Lower bound >1 with additional decimal places. We also found that percent Black population was positively associ
c
Corrected for overdispersion by multiplying standard error by square root of ated with COVID-19 incidence (although it was not included in the final
dispersion factor (Bolker, 2020). multivariate model). This is consistent with reports from the US of
disproportionately high COVID-19 incidence and mortality among Black
regions than US counties. However, analyses excluding provinces that Americans (Dyer, 2020; Yancy, 2020). Percent of population less than
reported cases only for aggregated health regions, excluding health re LICO was also positively associated with COVID-19 incidence. Those
gions with less than median population density, and restricted to Quebec with lower income have more barriers to self isolating and social
and Ontario resulted in a larger magnitude and statistically significant distancing. Inequality in access to care affecting access to COVID-19
association, which could reflect reduced exposure measurement error testing and outcome following infection would be expected to be less
for these generally smaller, more densely populated health regions. The in Canada with universal healthcare. Negative associations of percent of
US study also found that the mortality risk ratio was elevated in an population age 65 and older, prevalence of asthma, COPD, hyperten
analysis restricted to urban areas, but it was no longer significant (Wu sion, overweight and obesity with COVID-19 incidence may reflect a
et al., 2020). Owing to the smaller sample, we were also constrained in higher prevalence in predominantly rural health regions with few cases.
the number of covariates that could be included in multi-variate models. Subsequent studies should examine effects of both acute and chronic
Still, we did account for unmeasured confounders by province by exposure to PM2.5, and air pollution more generally, on COVID-19
specifying it as a fixed or random effect, and found that the magnitude of morbidity and mortality using more highly spatially resolved area
the association was larger in more highly urban and more highly level data, as well as individual level data to determine whether results
affected areas. Mobility data indicated that effects of social distancing from ecological analysis are borne out.
restrictions were generally similar among provinces. We employed
publicly available laboratory confirmed case counts, thus our results are 5. Conclusions
not generalizable to milder or asymptomatic cases which did not un
dergo laboratory confirmation, and case criteria may differ by province We report an analysis of COVID-19 incidence by Canadian health
and change over time. Data on COVID-19 testing were only available at region. After controlling for temperature, demographic and health
the provincial level. Although criteria for testing are standardized, ac characteristics and days from peak incidence by health region, long-term
cess may differ by health region, which could increase the observed PM2.5 exposure exhibited a positive association with COVID-19 inci
dence, paralleling results of a recent American analysis of mortality. The
5
D.M. Stieb et al. Environmental Research 191 (2020) 110052
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D.M. Stieb et al. Environmental Research 191 (2020) 110052
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