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Murowchick, RE 2013. Problems and Progress in Archaeological Heritage Management in China
Murowchick, RE 2013. Problems and Progress in Archaeological Heritage Management in China
Robert E. MUROWCHICI(
;m�*
;J" � )\"
Scientific archaeology in China, developed over the past century from its traditional
historiographic and antiquarian roots, has brought to light an extraordinarily rich and
often unexpected cavalcade of new finds, many of which are explored in detail in the
present volume. These outstanding discoveries are fundamentally changing our
understanding of the development of early cultures and the rise of social complexity
in ancient China, and their relationships with other cultures across Asia. However,
this progress is being seriously threatened by an alarming rise in the destruction of
archaeological sites across China. Of course, China is not alone in having a serious
problem with the looting of ancient sites and the theft of antiquities - virtually every
country in the world continues to suffer to valying degrees the loss of irreplaceable
ancient cultural material. Given the importance of new archaeological discoveries in
China, it is essential to understand both the magnitude of the problem there and the
significant efforts being undertaken in China as well as among the international
though, the widespread political and social chaos in China that foUow �
d the i�'st � ing the Chinese, and throwing discredit upon Western civilization and its representa
,
Sino-Japanese War (1894-1895), the Boxer Uprising (Yihetuan Yundong 5Uf� 1?II@1)tj, tives in China" (McCormick 1911: 57). In 1914, some 52 American institutions
the collapse of the :Rt!tWJL
or Righteous Harmony Society Movement, 1898-1901), and presented a joint memorial to Chinese president Yuan Shikai asking that the
railways that
Qing dynasty (1911), combined with the rapid expansion of China's Chinese national government "make new legal recognition of China's monuments
ion, led to a
suddenly improved access to remote sites previously safe from exploitat and antiquities, and of all forms of national art of antiquarian and historical value as
of China's
prolonged period of enormous destruction, disappearance, and dispersal national property .. . [and] take national possession of the same and bring them
gical heritage, and of the vast imperial art collections that under national protection for preservation in China for the lasting benefit of the
architectural and archaeolo
had been built up over centuries (Cohen 1992; COim 2000). Chinese people and of mankind generally" (Kunz 1915: 334-335). HeillY Fairfield
en in part
The rampant looting in China in the early 20th centmy was undertak Osborne (1914: 863), president of tl1e American Museum of Natural HistOlY, also
site among many can illus
for the benefit of Western collectors and museums.One sought assistance from the State Department of the United States to "use such means
Dunhuang �.Hi,
trate the problem: the Tang dynasty Buddhist cave complex at as it may determine to discourage all American citizens from vandalizing in China
! Several major pieces that came onto the market through the Recognition of the scientific value of properly excavated archaeological materials to
subsequent decade.
renowned international dealer C.T. Loo (Lu Qinzhai P'!'f1iO ended up in collections understanding China's past brought with it growing concerns about how best to
of the University of Pennsylvania Museum by 1916 (Howard 2001). The same protect tllat past in tlle face of growing threats through construction, archaeological
museum obtained two large horse reliefs, originally part of a set of six panels produced looting, and the illicit export of archaeological materials to feed the international
for the mausoleum complex of Tang emperor Taizong m** in the mid-7th century antiquities market. It was during tllis period that emerged an 80-year saga of legisla
at Zhaoling a:g�, Shaanxi �® province. The six panels ,vere removed from the tive initiatives and revisions, still continuing today, to protect China's antiquities in
mausoleum in the early 20th century, with four of them moved to Xi'an ®:t( by the face of surging demand, both internationally and, more recently, domestically.
1917, eventually being preserved there in what would later become the Beilin TI¢** In 1928, tlle Nationalist government supported efforts by lie Society for the
(Forest of Stelae) Museum. The other two panels made their way through the hands Preservation of Cultural Objects (later called tlle National Commission for the Pres
of various warlords, collectors, and dealers, to be housed in the University of Penn ervation of Cultural Objects) to seize certain collections of foreign explorers to
sylvania by 1918 (Bishop 1918: 268), which completed its purchase of the objects prevent tlleir export, charging that American and European expeditions were stealing
in 1920 and 1921 (Zhou 2001). China's treasures, infringing upon China's sovereign rights, and spying against the
Similar purchases of Chinese antiquities were also being made by most of America's government, among otller anti-foreign charges (Roy Chapman Andrews, quoted in
other major art museums. In 1922, Harvard art historian Langdon Warner com Science News-Letter 1929: 211; Schmalzer 2008: 26). By 1930, in an effort to stem
plained that the United States had not kept up with its European counterparts in formally tlle rampant export of antiquities, China established its first Regulations on
bringing Asian art to the appreciation of Western audiences. "The British, the French the Preservation ofAncient Relics rS"rm1*f¥�, which among other tlungs prohibited
and the Germans and the Russians," Warner stated, "have so added to our lmowledge the export of antiquities, tlle sale of antiquities to foreigners, and archaeological
of the history of the human race and incidentally enriched their museums with artistic excavations by foreigners. As early as 1932, tlle Clunese CommUJust Party established
monuments brought back from Turkestan that it has become almost a matter of in areas it controlled additional regulations protecting ancient artifacts and important
reproach that America has contributed nothing in that direction" (quoted in Balach materials related to the Chinese Revolution (Lau 2011: 21). These early efforts,
andran 2007: 3-4). Harvard's Fogg Art Museum undertook its First and Second interrupted by the chaos and destruction of tlle Anti-Japanese War (1937-1945) and
China Expeditions in 1924 and 1925 under Warner's direction, focusing in part on the Chinese civil war (1945-1949), laid down a foundation upon wluch a growing
the removal of major statuary and wall paintings from the seemingly inexhaustible series of protective legislative efforts would subsequently be built.
riches at the Dunhuang cave complex. Although no formal regulations outlawing
such practices were yet in place in China and the removal and export of China's
art and artifacts were deemed to be legal, it continued to meet resistance both in HERITAGE PROTECTION LEGISLATION IN THE PEOPLE'S REpUBLIC
China and among certain foreign institutions.
Following the establishment of tlle People's Republic in 1949, tlle Chinese govern
ment overhauled its adnunistration of archaeology and museums. The primary admin
EARLY LEGISLATIVE EFFORTS istrative entity overseeing archaeology and antiquities was the Ministry of Culture's
State Bureau of Cultural Relics/ wluch oversees a network of 31 provincial-level
Recognizing the growing severity of the problem, the Chinese government's efforts offices, a publishing house, and journals and newsletters. The Institute of Archaeol
to deal with tlle plunder of its sites and its collections had already begun as early as ogy 5\¥rS"fJf
i J't':JJT
i was established in 1950 witlun the Chinese Academy of Sciences to
1912. Following the fall of tlle Qing Dynasty in 1911, attention was focused on the oversee archaeological excavation and research (it moved to tlle newly established
problem of the ownership and protection of the immense imperial art collections, Chinese Academy of Social Sciences t±�H��ft in 1977). A nationwide hierarchy
which had been housed in many imperial palaces, residences, and ancestral halls of research centers and administrative units was established at tlle provincial and local
around the country. The establishment of the Gallery of Antiquities rS"tmll*37UJiJT, levels. In an effort to increase tlle number of people qualified to work in archaeologi
sometimes called the Government Museum, in the Forbidden City in Beijing in 1914 cal research and preservation, formal training programs in archaeology, conservation,
brought together some 120,000 imperial treasures under the control of the new and museum studies were established at Peking University and tlle Institute of
Republican government. National ownership of tllese collections was furtller solidi Archaeology by 1952, expanding in subsequent years to numerous otller key institu
fied in 1925 with tlle addition of nearly 1. 2 million imperial objects in tlle newly tions. The government also established a network of national, provincial, and local
established Palace Musewn (ii5Cs1WtmJljG) (Doar 2005a). museums for archaeology, art, and lustory, now numbering more tlun 2,200. From
Beginning in tlle early 20th century, antiquarian collecting was paralleled by the tlleir early years through the 1980s, many of tllese museums served as a means to
development of scientific archaeology, opening new windows into China's past and provide the public witll material "proof" of the accuracy of tlle Marxist paradigm for
bringing China's heritage to the attention of a broad public audience both inside social evolution. During tlle past two decades, however, many of China's archaeology
and outside of China (for tlle early history of archaeology in China, see Andersson and Iustory museums at the local, provincial, and national levels have evolved
1934; Goodrich 1957; and Li 1977, among many other excellent summaries). into truly world-class institutions in terms of their collections, design, and public
PROBLEMS AND PROGRESS IN ARCHAEOLOGICAL HERITAGE MANAGEMENT IN CHINA 21
20 ROBERT E. MUROWCHlCK
responsibility for d1e protection of a broad range of cultural, artistic, and scientific
programming. Archaeology is supported very broadly by many parts of the govern
materials, including ancient and historic sites, temples, grottoes, revolutionary
ment at all levels, and public awareness of and interest in archaeology and history in
. archives, important historical and ethnic handicrafts, and fossils. It prioritized sites
China in part reflects a widespread personal connection among the public toward the
to be protected, detailed d1e responsibilities accorded the various levels of govern
story that is being told.
ment, and described d1e permit process where construction and development would
With this restructuring, dozens of laws and regulations covering aspects of archae
have an impact on historic sites. It also strengthened d1e approval process for all
ology and antiquities have been put into place by the State Council (for a detailed
excavation activities, further clarified d1e rules for selling or acquiring cultural relics
discussion of the summary of antiquities legislation that follows, see Zhuang 1989;
Murphy 1994, 1995; Dutra 2004). In 1950, for example, the Provisional Measures in private and in state collections, and prohibited from export "any cultural relics of
Prohibiting the Exportation of Precious and Valuable Art Objects, Pictures, and Books significant historical, artistic, or scientific value, with the exception of d10se to be
Governing the Investiga shipped abroad for exhibition wid1 the approval of d1e State Council" (PRC State
(�l.l:J�·�Jtr!J.Ioo.:p.Jt±:l r:::rTgfJ1J'�O and Provisional Measures
Bureau of Cultural Relics 1994: 1-11). Significandy, while objects in private collec
tion and Excavation of Ancient Cultural Sites, Graves, and Burial Grounds
)ff 1jg1i1J':{!), established that all ancient relics - tions could be purchased by approved institutions, "no other unit or individual may
(�Jt1.tJ�Htl::Ec�·£�;;tlfoJ:m:�1i
engage in the business of purchasing cultural relics." Articles 30 and 31 of the 1982
buried or excavated - belonged to the state, and banned the export of important
law were expanded at d1e Seventh National People's Congress on June 29, 1991.
artifacts, with d1e exception of artifacts approved for state exhibitions abroad. It was
decreed that foreigners would not be allowed to undertake archaeological excavation
The 1982 Law on the PI'otection of Cultul'al Relics was further refined ten years
without d1e permission and invitation of d1e Central People's Government,a process
later with the appearance of its Rules for Implementation, (!ft�A�;:!:tjfIJOOJt4?!J{�iHp
that included confirmation of academic qualifications, a lengthy application and
:{!�nfli:�IBJJlU) promulgated May 5,1992,by d1e State Bureau of Cultural Relics. This
detailed the national-local hierarchy of responsibility for protection of sites, the per
approval process,and Chinese oversight of the excavation itself. No doubt a reaction
nutting and oversight procedures for archaeological excavations, the status of cultural
to decades of plunder by foreigners, this prohibition would last until significant leg
Measures of the PRC for the Administration of relics in state and private collections, together with a brief description of the export
islative changes were enacted in d1e
Foreign-Relate d Archaeological Activities (i:P�A �;:!:tjflJ 00 ��W7'� I1'1=lf£!1J':{!) permitting process, and fines and penalties for contravention of the laws (PRC State
Bureau of Cultural Relics 1994: 19-32).
approved by d1e State Council on December 31,1990,taking effect on February 22,
Anod1er major revision of d1e 1982 Law on the Protection of Cult);tral Relics was
1991. The impact of this revision cannot be overstated: since 1991,dozens of highly
undertaken in October 2002 by the Ninth National People's Congress.3 This 2002
productive Sino-foreign collaborative archaeological projects have been undertaken
law further describes the responsibilities for immovable cultural relics,d1e permit and
in China, providing important opportunities for Western scholars and students to
reporting requirements for archaeological excavations, and the status of antiquities
direcdy take part in archaeological research in China, and for Chinese scholars
in state and private collections. One of its most important changes is in the allowance
to better understand the anthropologically oriented research designs of their Western
of private transactions of cultural relics. Article 50 of the 2002 law stipulates that:
colleagues (Murowchick 1997). Indeed, the results of some of these collaborative
projects are seen in a number of chapters in d1e present volume.
Citizens, legal persons and other organizations, except institutions for the collection
In the early 1950s, new laws also sought to minimize the impact of construction
of culmral relics, may collect cultural relics obtained through the following channels:
and agricultural activities on cultural and historic sites, including Notice on PI'otecting
( 1 ) lawfully inheriting or accepting as gifts; (2) purchasing from cultural relics stores;
Historical and Revolutional'y Relics from Capital Constr);tction (*T1±�*�l&I�� ( 3 ) purchasing from auction enterprises engaged in auction of cultural relics; (4) mutu
!ft{!fJp)JJ5I:&1it€PJt4o/JS1t�;iF 1953) and Notice on PI'otecting Relics from Agricul ally exchanging or transferring in accordance with law the culmral relics lawfully owned
tural Production and Constl'uction (*T1±;&��f=�l&!ft1!�HpJt4o/JS1im�1J 1956). by individual citizens; or ( 5 ) other lawful channels prescribed by the State. Cultural
These regulations were furd1er clarified in Provisional Regulations on the Protection relics, as specified in the preceding paragraph, which are in the collection of citizens,
and Administl'ation ofCultural Relics (Jt4o/J{�iHptgf!1jg1i%d9U 1960),which detailed legal persons and other organizations, except the institutions for the collection of cultural
the scope of protected sites and relics, and laid out d1e hierarchy of administrative
relics, may be circulated according to law. ( PRC Law 2002)
units and the requirements for regular investigation and reporting. A year later, d1e
Circulal' PI'omulgating the First GI'OUP of Key National The law also established official antiquities stores and auction houses through which
State Council approved the
approved antiquities could be sold.
Cultural Protection Units (Jlt9:Jt4o/J1!fJP.$W), identifYing some 180 cultural sites,
artifacts, and monuments for special protection, the number and scope of which While many of China's laws have sought to restrict the export of certain categories
would continue to grow during subsequent decades. of antiquities and other cultural materials,d1e imprecision of certain definitions,rules,
More recendy, protective legislation was strengthened and furd1er clarified in the and procedures has resulted in continuing problems in terms of standardization of
comprehensive Law of the People)s Republic of China on the Protection of Cult);tral enforcement. In 1960, the Reference Standal'ds for the Export Appraisal of Cultural
Relics (!ft��A�;:!:tjflJgjJt4o/J1:llHP:{!), November 19, 1982. As detailed in its 33 arti Relics (Jttm t±:l r:::l �5E��11Ftt{i) represented an early effort at defining restricted
cles, d1e law stipulated state ownership of "all cultural relics remaining underground categories. Protected categories included cultural relics possessing a certain level of
or in d1e inland waters or territorial seas within d1e boundaries of the PRC" and state historical,scientific,and cultural value produced before 1949, revolutionalY artifacts,
22 ROBERT E, MUROWCHICK PROBLEMS AND PROGRESS IN ARCHAEOLOGICAL HEIUTAGE MANAGEMENT IN CHINA 23
minority relics, and original manuscripts of political significance (Lau 201 l : 22-23), In an effort to curb the illicit trade in its antiquities, China has also sought ilie
Beginning in the late 1980s, antiquities in China have been even more systematically direct assistance of individual foreign countries. It has established bilateral agreements
inventoried and classified d1rough a grading system, and d1e resulting "grade" deter and memoranda of understanding (MOU) on ilie prevention of stealillg, illicit exca
mines an object's level of legal protection at ilie national or local level, and its eligi vation, and illegal trafficking of cultural goods wid1 12 counu'ies (Australia, Chile,
bility for sale and for export. The Ministry of Culture's Rating Standards f01' Collections Cyprus, Ethiopia, Greece, India, Italy, Peru, Philippines, Turkey, d1e United States,
of Cultural Relics4 ()c4m��JE�lH;Fii ) , adopted in April 2001, represents an attempt and Venezuela). In some cases, collaboration between Chinese, foreign, and inter
to clarifY different earlier grading systems, establishing some 26 categories of objects national law enforcement agencies has resulted in the seizure and return of key pieces
(e.g., pottery, bronzes, gold and silver, furniture), Wid1in iliese categories, artifacts that left China illegally. Recent notable successes wid1 the United States have included
are ranked eid1er as "Precious Cultural Relics" or as "Ordinary Cultural Relics," with the return of a Han dynasty bronze yaoqianshu 1fMjW� ("money u'ee") believed to
ilie former being subdivided into Grade 1, Grade 2, and Grade 3, in descending have been looted from a tomb in Fengjie �lJ county, Sichuan, d1at sold for $2.5
order of cultural or historical significance, as judged by specialist appraisers. Further million at the International Asian Art Fair in New York in late March 1998 (Har
clarifications were made in Standards for the Entry-Exit Examination and Ve1'ijication rington 1998), ilie 2003 return of terracotta figurines looted a year earlier from d1e
of Cultural Relics ()cto/Jt±:\tJri¥*�;f;F ii, April 3, 2007). tomb of a Western Han princess near Xi'an dut were to be sold at auction in New
The potential ambiguities inherent in this grading structure are many, as discussed York by Soilieby's (Xinhua News Agency 2003; Beech 2003); and ilie seizure in
in detail in Lau (2011), and many difficulties can result when criminal and civil penal New York and return in 2001 of one of ilie above-mentioned stolen marble wall
ties for breaking ilie laws are often based on the grading of d1e objects in question. reliefs from the 10ili-century tomb of Wang Chuzhi. More recendy, ilie 27-ton stone
In many cases, the reasoning behind that grading is sometimes unknown to seller sarcophagus of Tang empress Wu Huifei JEtm�� (AD 699-737), stolen from her tomb
and buyer, and ilie legality of a particular purchase might not be as clear as ilie laws just souili of Xi'an in 2006, surfaced in the collection of an American businessman
had intended. In an effort to clarifY ilie grading system to all concerned, ilie Ministry who had purchased it in Virginia, and who agreed to return it to China in 2010 (Ma
of Culture is now publishing a 25-volume series (2006-) that presents hundreds of and Lin 2010).
sample artifacts to illustrate and describe d1e criteria on which the grading is based, A recent MOU between China and d1e United States illustrates a proactive, railier
such as the importance of an inscription, provenance, technical sophistication, or ilian reactive, example of international collaboration, as well as some of d1e difficulties
historical value. involved in such efforts, In the United States, the 1983 Convention on Cultural
Prope1'ty Implementation Act (CPIA) is ilie legislative mechanism ilirough which ilie
US put into practice ilie provisions laid out in ilie 1970 UNESCO Convention on the
INTERNATIONAL COLLABORATION TO CURB ARCHAEOLOGICAL LOOTING Means ofProhibiting and P1'eventing the Illicit Import) Export and Transfer of OHmer
ship of C�tltural Prope1'ty, one of ilie first truly international efforts to taclde ilie
In addition to its numerous domestic statutes relating to the excavation, sale, and looting problem. The CPIA stipulates a process by which other 1970 UNESCO
export of cultural property and ilie management of heritage sites, China has been an signatory counu'ies dut are losing significant archaeological materials can request the
increasingly active participant in international cooperative efforts. The recognition of United States to impose import restrictions on specified cultural materials unless
the inherent social and historical value of cultural heritage sites, as well as of ilie it can be proved that iliey were legally exported from d1eir counUy of origin. CPIA
potential for economic payback d1l'ough heritage-related tourism (boili domestic and also provides for ilie seizure and return of stolen cultural property. The source
foreign), provides strong incentives for the furilier protection and development of counuy requesting assistance must demonstrate a certain level of severity of ilie
heritage sites. In 1989, China became a signatory to UNESCO's 1970 Convention problem and iliat its own efforts to deal wid1 it have been unsuccessful. The imple
on the Means of Prohibiting and Preventing the Illicit Import) EXP01't) and Transfer of mentation of CPIA is overseen by ilie Cultural Property AdvisOlY Committee (CPAC),
Ownership ofCult�tral Property, and in 1997 it joined the 1995 UNIDROIT Conven consisting of 11 private American citizens, appointed by the president, who represent
tion on Stolen or Illegally Exp01'ted Cultural Objects. Since ratifYing the UNESCO ilie interests of archaeology/anthropology, ilie international art u'ade, museums,
1972 Convention Concerning the Protection ofthe World Cultu1'al and Natural He1'it and d1e general public. CPAC reviews each request, soliciting input from interested
age in 1985, China has had some 41 cultural and natural heritage sites inscribed as parties, and provides a recommendation to d1e US State Department. 5
UNESCO World Heritage Sites, a designation d1at brings wiili it financial and tech Since the US had long been one of d1e world's major markets for Chinese antiqui
nical aid and expertise as well as increased international awareness and prestige. In ties, d1e Chinese government availed itself of the CPIA process in 2004, submitting
2002, d1e State Administration of Cultural Heritage (SACH), working with d1e a request to ban ilie import into the United States of a velY broad range of cultural
Chinese and Australian offices of the International Council on Monuments and Sites objects of metal, ceramic, stone, wood, textile, and lacquer made before 1911
and ilie Getty Conservation Institute, established ilie Principles for the Consenation (Request of d1e PRC 2004).
of Heritage Sites in China (Agnew and Demas 2002), drawing on international Over d1e next several years, deliberations, hearings, and a contentious debate
expertise to provide an auilioritative guide for heritage management practices and ensued as ilie CPAC heard from the various interest groups that supported or
policies in China. opposed the proposed embargo. Archaeologists, aliliough walY of ilie sweeping
24 ROBERT E. MUROWCHICK
PROBLEMS AND PROGRESS IN ARCHAEOLOGICAL HERITAGE MANAGEMENT IN CHINA
25
breadth of the original Chinese proposal, were generally supportive of some form of Otller forms of international collaboration are also underway.During 2009 and
embargo as a first step toward reducing the flow of antiquities (at least to the US) 2010,the Paris and Beijing offices of the International Council of Museums (ICOM)
that was helping to drive the looting of sites in China. . organized an international team of art historians,archaeologists,and Chinese cultural
Opposing the proposal, art dealers complained that they would be left out of a heritage administrators to prepare tlle Red List of Chinese Cultural Objects at Risk.
lucrative market in which their colleagues in most other countries - and in China - With funding support from tlle US State Department and otller international agen
could still engage, and collectors railed at government interference in the art trade cies, the Red List program is an ICOM initiative to publish and widely distribute
(for some specific arguments,see Fitz Gibbon et al. 2005; Hawkins and Fitz Gibbon booldets for each country or region in the world tlut has a serious problem with
2005; Kaufman 2005; Kennedy 2005a, 2005b; Kahn 2006), complaining that the archaeological looting. The Red Lists serve as a tool to illustrate and describe the
United States was being asked to protect China's heritage while in their opinion most commonly looted types of objects that are prohibited for export and sale, pro
China was not doing all that it could to enforce its own laws. vides relevant national and international legislation under which the objects are
Art museums also opposed the proposed import embargo, complaining that it protected, and gives contact information for agencies in that country that investigate
would hinder their ability to build up their collections and develop educational pro the illicit antiquities trade.To date,Red Lists have been completed for Africa,Central
grams, while non-US museums would be under no such constraints. Interestingly, America, Iraq, Afghanistan, Colombia, Peru, and Cambodia. The China Red List,
this is the same complaint that was raised by museums a century earlier, in response published in Chinese as Zhongg�to Binwei Wenwu Hongse Mulu ( � g) �J!:fl2;}Cltll �1 �
to the Asiatic Institute's efforts to curtail the destruction and mutilation of historic § 3'F: ) , and in English,6 French, and German, was presented with great fanfare at the
sites in China "for the sake of such fragments as could be carried away and sold." Shanghai World Expo and triennial ICOM world conference in November 2010
The Asiatic Institute had asked the American Association of Museums to join others (Zhang 2010),and is being distributed worldwide to customs and other law enforce
to take measures to stop these acts of vandalism and theft, and also to sign a pledge ment agencies, tourism offices,museums,dealers,professional societies, and schools,
that they would not take advantage of these acts by talting into their museums to publicize the endangered nature of China's antiquities.
objects that resulted from the plunder. In protest, Benjamin Ives Gilman, secretary
of Boston's Museum of Fine Arts and president of the American Association of
Museums, stated: OTHER THREATS TO CHINA'S HERITAGE
It does not seem practicable at this time for individual museums to enter into any such While the international antiquities market in the past has been the major driver of
agreement. One museum might refuse to buy any further objects of that kind from the trade in Chinese antiquities and in the looting of sites to provide those antiqui
China, and all the rest of the museums might continue to do so . The result would be ties, during the past two decades China's burgeoning economy has driven large- scale
that the spoliation and destruction would go on and the one museum would be left out
construction and infrastructure development projects that present a major new threat
of the accumulations . (Rea 1 9 1 4 : 22-2 3 )
to the protection of China's heritage, particularly in and around its cities. China's
State Administration of Cultural Heritage is currently overseeing a national survey of
After much debate, expert testimony, public and private discussions, and lobbying, cultural heritage sites across China, a task attempted previously in 1956 (recording
a significantly modified version of China's original request was finally approved, some eight thousand sites) and in the early 1980s (recording more than 100,000
and tlle United States entered into an MOU with China on January 14,2009.This sites,many of which are included in the multi-volume Atlas ofChina)s Cultural Relics
agreement put into place import restrictions covering a range of Chinese archaeologi ( � g) :)(4mtili OO � ) , published by SACH since 1989. Approximately 775,000 sites
cal and other cultural materials from the Paleolithic period through the end of the have been examined so far in the present survey, undertaken at a reported cost of
Tang m dynasty (AD 907), as well as monumental sculpture and wall art at least 250 some one billion yuan, or about $150 million. One surprising result of this compre
years old (US State Department 2009), to be enforced by US Customs. Exceptions
hensive survey has been the revelation of the scale of the recent damage to cultural
would be made if evidence were to prove an object'S lawful export from China, or
sites: Dr Shan Jixiang Jf!.'*fl�, former director of SACH, has noted with alarm that
prove its export from China ten or more years prior to its date of entry into the US. nearly 31,000 sites recorded in the 1982 survey have already disappeared due to
In addition to placing a ban on illegally exported antiquities,the MOU also obligates large-scale construction (Branigan 2009).
both sides to establish closer collaboration in the promotion of international cultural Beijing can be taken as one example to illustrate the problem, although the same
and scientific exchanges utilizing archaeological materials, and to facilitate long-term
situation is occurring in dozens - and even hundreds - of other Chinese cities.
loans of Chinese archaeological objects to American museums. As this revised agree
Destruction wrought in the early 1950s by efforts to modernize Beijing and facilitate
ment covers the archaeological cultures most seriously affected by the looting problem road construction resulted in the razing of nearly all of Beijing's magnificent ancient
while not extending so far as to include most of tlle materials covered in the trade
brick-faced rammed-earth city walls and gates, as well as vast neighborhoods of tra
of more recent "antiques," many in tlle archaeological community view tlle agree
ditional hutong tJl II'U residential streets and alleys, siheyuan jZgiS-ll5t courtyard houses,
ment with general satisfaction (Kaufman 2009; Kennedy 2009),recognizing,however,
Ming and Qing dynasty princely mansions, and some two thousand temples (Yang
tllat it is only one step in addressing what is a very complicated international problem.
2004; Jacobs 2010). More recently, increased market pressures for urban housing
PROBLEMS AND PROGRESS IN ARCHAEOLOGICAL HERITAGE MANAGEMENT IN CHINA 27
26 ROBERT E. M U ROWCHICK
and commercial real estate, as well as the multibillion-dollar construction projects for the audience members (these shows are comparable to the Antiques Roadshow in the
training facilities, stadiums, and housing related to the 2008 Summer Olympics, United States and Britain). The most popular Chinese program, Xun Bao,s �'i:,
dramatically accelerated the disappearance of many traditional cultural features that . claims that 27 million viewers watch each weeldy episode (The Independent 2010).
had long defined the city. SACH's Shan Jixiang has recently lamented the ravenous Another popular show adds considerable drama and publicizes the scourge of fakes
rate at which traditional architecture and historic sites are being destroyed in Beijing in tlle market: on the weeldy Tianxia Shoucang ( World Collector, XT4:9:Jfit), an audi
and elsewhere in the face of tllis new development, witll some 1,100 acres of tradi ence member provides an object for appraisal by a bank of experts before a large
tional architecture being demolished just since 1 990 (Branigan 2010). In an effort studio audience anxious for action. The experts weigh in, discussing the merits of
to try to protect what is left by increasing public awareness and participation in pres the piece and theiT opinion of its authenticity and value. If tlle experts deem it to be
ervation efforts, a number of nongovernmental preservation societies have emerged falee, a large golden hubaochui ? 'i:M ("mallet to protect the treasures"), is brought
in Beijing, including Friends of Old Beijing, launched in 2006 by the Beijing Cultural out from behind a gauze curtain by a hostess - to great anticipation by the audience !
Heritage Protection Center ( � t*)(1tJ!r=f�HfH:p JL\ ) ? Other major construction - and tlle object is immediately smashed to pieces by the host, actor Wang Gang
projects in China have also obliterated or damaged archaeological and historic sites £IXJIJ (well 1mown for his many TV drama roles as a corrupt Qing dynasty official).
on a grand scale. The massive Three Gorges Dam Project on tlle centTal Yangzi river The frenzy to buy China's past occasionally reaches absurd levels. In July 20 l l , a
has had a dramatic impact along a 600 km stretch between Chongqing and western coal tycoon from Shanxi was among tourists visiting the tomb of Qing emperor
Hubei province. Designed to produce hydroelectric power, improve river navigation, Kangxi �J¥� (r.1661-1 722) in Hebei province. Told by the staff at the site tlut tlle
and prevent disastrous floods along the densely populated central and lower Yangzi, tomb was closed for conservation, the man became irate and offered to buy the site
this highly controversial dam resulted in the creation of a reservoir upstream from on the spot for 100 million yuan ($ 1 5.4 million). When the guide told him this was
the dam that has submerged some 245 square miles (635 sq km), with a reservoir impossible, tlle man reportedly threw a stack of 10,000 yuan notes at him in anger
level some 1 1 0 m higher than tlle original river level, requiring the relocation of 1 . 3 (Want China Times 2011).
million local residents who had lived in cities and towns along tlle river (Dai 1 998; The incredible surge in tlle domestic collecting of antiquities has been further
Chetham 2002). Teams of Chinese archaeologists brought in from all over the facilitated by the rise of auction houses in China since 1991. Those specializing in
country undertook major archaeological surveys and salvage excavations in the huge fine art and antiquities include China Guardian Auctions Company ( r:p 00 :m:i,m OO �.iF
affected area prior to construction, and several historic structures were moved and 1B ����0 PJ ) , established in 1993 and headed up by Ms Wang Yannan £JliWIT
rebuilt on higher ground. The results of tllese excavation and protection projects (daughter of former Chinese premier Zhao Ziyang iM.� �B ) , and Beijing Hanhai
have been published in dozens of volumes (e.g., Hubei and Hubei 2003, among Auction Company ( � t*�1i!t1B����0 PJ ) , as well as Shanghai Guotai Auction
many others). However, in spite of these considerable efforts, many archaeological Company ( ...t 1i!t 00 �jHB�1'J����1:I:0PJ ), Shanghai International Commodity
sites, bOtll 1mown and not yet discovered, now lie under water (Childs-Johnson and Auction Company (...t ¥fjJ 00 �.iF fllf &b 1B �� ��0 PJ ), and Shanghai New Century Auction
Sullivan 1996; Doar 2005b). Other projects on a similarly massive scale, from dozens ( ...t 1i!tJfJTttjjc 1B�1'J� ��0PJ ) , among others. Annual sales are staggering, with
of new high-speed bullet train lines and expressways to the South-to-North Water records being set each year: in 2009, for example, China Guardian reported sales of
Diversion Project (WIT7Jdti)aJItl£ ) (Hubei 2007; Wong 2011), present new chal $397 million for all categories of artwork, a 50 percent increase over 2008 (Spaulding
lenges as China finds a way to balance its economic and development needs with its 2010).
growing recognition of the national and international importance of protecting The collecting of antiquities has increasingly taken on political and nationalistic
its cultural heritage for the future. overtones. As the debate continues concerning tlle role of archaeologists or antiqui
In addition to infrastructure development, China's surging economic engine during ties collectors in the preservation of China's past, a new focus has emerged in China
tlle past two decades has brought new wealtll to China's upper and middle classes. that underscores the powerful symbolic value that artifacts can have in defining a
Many among China's nouveau 1'iche are now collecting antiquities for a variety of nation or culture and its place in tlle world power structure. As has been noted since
reasons - as art, as an investment, and as an indicator of social status and pride in China's at least the mid-19th century, the loss of China's "national treasures" to rich and
past. This is a huge and potent new force that has dramatically increased domestic powerful foreign collectors and museums has long symbolized its humiliation at tlle
demand, driving up prices as well as profitability for those who supply the antiquities. hands of foreigners and its inability to protect its own culture. This sensitivity is
It has been reported that in 2006 there were some 70 million antique collectors in apparent in many of China's antiquities laws tlut specifically forbade selling cultural
China (Zhonghua Qiangjiu 2006), with estimates of 90 million by 201 0. The immense relics to foreigners. As 2 1 st-century China rises in economic, military, and political
popularity of magazines such as Shoucangjia (Collecto1', 4:9:Jfit�<:), guidebooks for stature, an increasingly vehement campaign has evolved over tlle past two decades to
appraising and pricing antiquities, and international auction catalogues (which can now try to recover what many in China consider stolen national treasures in foreign
be found in even the most remote rural enclaves) underscores the scale of new interest collections.
in China's antiquities and awareness of their soaring value in tlle market. Lilee other counu'ies (most notably, Italy and Egypt) that are actively seeking out
More than fifty Chinese television programs, tlle first of which appeared in 200 1 , "lost treasures" in foreign museums or private collections and then undertaking
provide expert autllentication and valuation o f antiquities brought t o the studio by efforts to get them returned, China's cultural heritage institutions as 'Nell as private
28 ROBERT E. MUROWCHICK
PROBLEMS AND PROGRESS IN ARCHAEOLOGICAL HERITAGE MANAGEMENT IN CHINA
29
foundations (such as the China Foundation for the Development of Folldore Culture, post-Mao Zedong China from the 1 970s tllrough the 1 990s), Baoli was founded
r:p �U4})({tjtM��4}) are currently compiling data about who holds what. One in 1 984 and became a major international suppiier of surplus arms and other mili
official Chinese delegation made a two-week tour of American museums in the fall tary hardware. More recently, it has become one of China's most powerful real
of 2009, for example, to survey objects tllat might originally have come from China's estate developers in Beijing and other cities. Its B eijing office complex, hotel, and
imperial collections (Jacobs 2009).When "lost" treasures on the market are identified performance hall includes tlle lavish Baoli Art Museum d*ifUZ:;*i:f.4mig ) , which
but negotiations to get them returned fail, it is increasingly common for Chinese focuses on the collection and display of ancient Chinese bronzes and early B uddhist
collectors or corporations to purchase the objects and tllen return them to China statuary acquired on tlle international market as an effort to "repatriate" national
(Meyer and Pappas 2000). In his interesting assessment of this trend, archaeologist treas ures.
Magnus Fiskesjo (20 1 0: 225) calls these buyers "patriotic collectors" - those who At the contentious auction of Yuanmingyuan treasures in Hong Kong in 2000,
buy back China's antiquities that have been "lost abroad" to demonstrate their patri Baoli ended up successfully bidding on the bronze ox, tiger, and monkey heads,
otism and loyalty to the current Chinese state. paying a total of nearly $4 million. Two additional Yuanmingyuan bronze zodiac
The increasing politicization of collecting and calls for repatriation for treasures heads came onto the market in 2003 and 2007 and were purchased by Macao
talcen from China can be amply illustrated by the ongoing sharp debate surrounding casino magnate Stanley Ho (He Hongshen {i1J��), who stated "Witll tllis move,
objects looted from the Yuanmingyuan IFiI S.J3IZ9, or Old Summer Palace, some 1 50 I hope to encourage more people to take part in preserving Chinese artifacts and
years ago that have been offered on the international auction market during the last to promote patriotism and nationalism . . . The price is a bit high . .. but the relic
decade. The Yuanmingyuan palace and grounds in Beijing were built and expanded is now returned to its owner. I'm giving it back to tlle cm.mtlY, so it's OK" (Lee
by a succession of 1 8th-centmy Chinese emperors, particularly Emperor Qianlong 2007). Two additional heads, most recently in the collection of tlle late designer
ljit�i ( 1 736-1 795), about five miles northwest of the Forbidden City, as least partially Yves Saint-Laurent, came up for auction at Christie's on February 25, 2009, a sale
based on designs by the Italian Jesuit artist Giuseppe Castiglione. In late September tllat was vehemently protested by the Chinese government. The sale was derailed
1 860, during the Second Opium War, English and French soldiers who had sought when the winning bidder, a Chinese man with ties to tlle China National Treasures
negotiations for a truce with the Chinese were instead captured, tortured, and exe Fund, refused to pay.
cuted, at least some of which occurred in the Yuanmingyuan palace. In response, tile The B aoli's bronze heads are nmv the focal point of a Yuanmingyuan exhibition
B ritish High Commissioner to China, Lord Elgin, ordered that the Summer Palace at the Baoli Museum in Beijing that highlights the history of foreign looting in
be looted and then burned, a task undertaken by thousands of soldiers. "I came to China and the importance of repatriating tlle country's lost treasures. The exhibit
the conclusion," Elgin would report in his account of the war: on the missing bronze heads from tlle Yuanmingyuan - most of that site has been
left in its looted state as a constant reminder of the devastation China has suffered
that the destruction of the Yuen-Ming-Yuen was the least objectionable of the several
at tlle hands of foreign armies - has effectively fanned nationalistic outrage among
courses open to me . . . I had reason, moreover, to believe that it was an act which was
calculated to produce a greater effect on China, and on the Emperor, than persons who Chinese viewers, many of whom visit tlle museum's gift shop to purchase butane
look on from a distance might suppose. It was the Emperor's favourite residence, and torches attached to a cardboard poster showing tlle Yuanmingyuan in flames (per
its destruction could not fail to be a blow to his pride as well as to his feelings . . . . (The sonal visit, Feb. 2010).
Times 1 860: 5 )
Among the tens of thousands o f bronze, gold, silver, enamel, jade, and ceramic CONCLUSIONS
objects looted that day were 12 large bronze zodiac animal heads that had adorned
Castiglione's Haiyantang clepsydra �.ij�1it, or water clock fountain.These heads were Chinese archaeology has made incredible strides over the
past centmy, requiring that
dispersed in the chaos and aftermath of tile looting, their locations mostly forgotten we constantly reassess our understanding of tlle develop
ment of early cultures, tlleir
during the ensuing centmy. In the spring of 2000, a number of looted objects from relationships with tlleir neighbors, and the connections
between past and present.
the Yuanmingyuan resurfaced in major auctions in Hong Kong by Christie's and The astonishing late Neolithic burials of the Liangzh
u �m culture (see Chapter 28)
Sotlleby's of imperial objects claimed to have come from the Summer Palace. Among in the lower Yangzi region, the magnificence of the
bronzes and lacquers from the
the most contentious objects in tllese auctions were tllree of the bronze zodiac heads Warring States era (475-221 BC) tomb of Marquis Yi
of Zeng � 1�z:, in Hubei
from tlle Haiyantang fountain, which had sold uneventfully a decade earlier in New province, and the startling bronze heads from Sanxing
dui = JIl.:J.t (see Chapter 8)
York and London but now incited vehement protests and nationalistic passions on near Chengdu JJ.l(;t�, Sichuan, are but the tip of the iceberg
in reminding us of how
Chinese soil in Hong Kong. much we still do not know about China's past.The
archaeological and historical
Unable to stop tlleir sale, tlle Chinese government instead became directly heritage of China today, however, is facing many threats,
most of which are not new,
involved in their purchase through tile China Poly Group, or Baoli r:p ffiI {*ifU � � 0 P1 ,9 but are growing on a scale not previously seen. Econom
ic development is outpacing
until 1 999 the commercial arm of tlle People's Liberation Army. Headed up by He China's ability to legislate and carry out protective measure
s for cultural sites, bOtll
Ping {i1J:>f, the son-in-law of Deng Xiaoping xrS/J\:>f (the most powerful leader in tllose that are known, and those that have not yet
been discovered. Escalating interest
PROB LEMS AND PROGRESS I N ARCHAEOLOGICAL HEIUTAGE MANAGEMENT I N CHINA 31
30 ROBERT E. MUROWCHICK
.
in collecting Chinese antiquities and antiques, both internationally and, increasingly,
within China itself, are creating a self-feeding system whereby surging demand creates
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This edition first published 2013
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Archaeology
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Cover images: Top: Ceramic ding tripod excavated from pit H31 at Liangchengzhen, Rizhao city
district, Shandong, China (photo by Anne P. Underhill). Center: Excavation in progress at the
Longshan period settlement of Liangchengzhen in 2001 (photo by Anne P. Underhill). Bottom: Type
Al slate point from trench T007 at Liangchengzhen (photo by Geoffrey Cunnar).
Cover design by Richard Boxall Design Associates.
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