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Abstract
Soil water infiltration influences groundwater recharge and potential top soil loss by erosion, as well as the partitioning of runoff into slow flow
and quick flow. The aim of the work presented here was to critically review studies of the effects of afforestation on infiltrability in the tropics, using
a systematic review approach to select peer-reviewed articles published in English and French. We then applied meta-analysis to test the hypothesis
that afforestation or the use of trees in agriculture increases infiltration capacity. After assessing titles and abstracts, on the basis of specified
selection and quality criteria, four references remained, comprising 14 comparative experiments. The overall result of the meta-analysis was that
infiltration capacity increased on average approximately three-fold after afforestation or planting trees in agricultural fields (95% confidence
interval: 2.4–4.7). For the meta-analysis, the most common problems resulting in exclusion of otherwise relevant experiments were issues with the
experimental design, and the absence of statistics (variances and replicates). Even considering the studies that were excluded in the meta analysis (a
total of six), the low number of studies examining the effects of afforestation is a severe problem with respect to modelling and examining the
underlying processes associated with the full range of different edaphic situations, different species and different methods of establishment.
# 2007 Elsevier B.V. All rights reserved.
Keywords: Afforestation; Agroforestry; Forest; Meta-analysis; Systematic review; Trees; Water conductivity
(1998) discussed the lack of knowledge about the effects of (1989–2005) for publications in English and French. On 30
different vegetation types and species litter fall quality on soil November 2005, we conducted the following search:
physical development.
Site-studies confirming the risks of soil physical degradation topic ¼ ððhydraulic conductivit or Infiltra or permeabilit Þ
in the tropics are numerous, early works include those of Van and soil and water andðforest or afforest
der Weert (1974) and Seubert et al. (1977); there are also a or reforest or deforest or agro$forest or oil palm
number of reviews, for example by Bruijnzeel (1990) and Hurni
or palm oil or rubber or tree or shifting$cultivat
and Tato (1992). Reduction in organic matter supply to soils as
a result of intensive land use affects soil structure and reduces or slash$burn or shifting$cultivat or slash
infiltrability. When there is very heavy rainfall this may in turn or logging or clear$felling or clearing or skid
lead to surface runoff, with increased erosion and loss of or burn or hauling or woodland or savanÞÞ:
topsoil, thus exposing subsoils which have even lower
infiltrability (Hudson, 1971; Eckholm, 1976). Repeated wild- ISI Web of Science and BIOSIS have good coverage of peer-
fires in expanding fire climax vegetation and/or intensified reviewed journals, while CAB was included as it has good
shifting cultivation or failed plantation crop schemes may have coverage of land-use issues in the tropics and, in addition, dates
similar negative effects on soil organic matter and soil physical back to 1973. This paper deals with the effects of afforestation,
properties (Malmer et al., 2005). The soil physical process just one aspect of the wider systematic search.
perspective (with its links to fertility management) encouraged From the search results, two of the present authors selected
a positive attitude, in both research and policy, towards forest articles by first excluding papers with titles that clearly did not
cover and organic matter addition as a result of tree based fit the objectives because, for example, they were outside the
agricultural systems. The emphasis in land use related soil tropics, did not measure infiltration in the field or did not
physics research has tended to concentrate on developing and involve growing trees (Fig. 1). Then the same procedure was
optimizing agroforestry systems (Young, 1989), sustainable repeated after reading the remaining abstracts. More than
forest conversion (Lal, 1986) and ways of reducing soil 10% of the references were cross-checked for consistency
disturbance in forestry operations (Malmer and Grip, 1990; independently by the two authors. Articles passing the full
Malmer et al., 1998), including understanding detrimental selection process were obtained through the Swedish
processes such as compaction and crusting (Poesen and University of Agricultural Science and CIFOR libraries.
Nearing, 1993). The same procedure as for titles and abstracts was repeated
Meta-analysis, a technique by which one can test hypotheses for full papers received from the library. Papers with
about treatment effects by combining data from several insufficient information about statistics, design and measure-
experiments, has been extensively used in medical research
(Friedman and Goldberg, 1996; Osenberg et al., 1999), and
there are also a few examples from ecology (Osenberg et al.,
1999). However, it has not been used in forest hydrology. This
approach is more objective than narrative reviews, and by
statistically combining several studies the overall power is
substantially greater than, for example, by ‘vote counting’ of
individual significant studies.
In this article, we aim to synthesise and discuss the facts that
can be drawn from past scientific studies pertaining to the
effects of afforestation in the tropics on one of the key
determining soil processes, namely infiltrability. For published
articles (in English and French), we systematically used quality
criteria to select studies to which we applied meta-analysis
(Osenberg et al., 1999) in order to produce a combined data set.
Our hypothesis was that afforestation or the use of trees in
agriculture increases infiltration capacity in the tropics.
The mean infiltration, standard deviation and number of replicates (N) before and after treatment is reported, as well as the country of the study, the mean annual rainfall, soil texture, soil type and vegetation before and
Table 2
estry studies combined and separately, as well as the number of studies for each
group and the number of experiments used within each study.
Vegetation
Before
Crops
Crops
Crops
Crops
Crops
Crops
Crops
Crops
Crops
Crops
Crops
Crops
Crops
Grass
Loamy
Loamy
Loamy
Loamy
1250
1250
1250
1250
850
850
850
850
850
850
7N
8N
9N
Zambia
Zambia
Zambia
Zambia
Zambia
Zambia
Nigeria
Nigeria
Nigeria
Nigeria
127
127
127
127
12
12
57
57
95
44
37
55
71
95
119
152
118
172
13
13
13
13
13
13
47
47
47
47
3
4. Discussion
11. Hulugalle and Kang (1990)
12. Hulugalle and Kang (1990)
13. Hulugalle and Kang (1990)
14. Hulugalle and Kang (1990)
3. Hulugalle and Ndi (1993)
4. Hulugalle and Ndi (1993)
Source
particular with a sufficiently robust methodology for a They emphasized that more information was needed to
statistical synthesis. This means that any analysis of the substantiate such claim.
importance of various factors such as planted species, soil and A way to increase the low number of studies would be to
climate can be no more than narrative and hypothetical. include studies from the subtropics. Our search did not
Similarly, the small number of studies underlines the lack of systematically include this region, but there are several studies,
reference data pertaining to infiltration, and the growing for example from Northern India and the Himalayan southern
demand for this in order to model the hydrological effects of slopes (Soni et al., 1985; Gilmour et al., 1987). At a first glance,
land use changes (Ranieri et al., 2004), not least from the studies from this region seem to have cases of insufficient
climate change perspective (Bonell, 1998). On the other hand, quality for meta-analysis. Krishnakumar et al. (1990) reported
the over all result indicating a two- to five-fold increase in on only limited increases in infiltration upon establishment of a
infiltrability underlines the importance of including soil rubber plantation in Northeast India. Within the tropics we were
physical quality in any model of forest water relations. With unable to find a single study the effects on infiltrability of
infiltrability levels before afforestation in the range found in establishing rubber or oil palm plantations. This could be a
this review (3–47 mm h1; Table 1), normal rainfall intensities potential weakness for a complete picture of afforestation, since
(Bonell et al., 2005) provide the potential for both reduced such plantations are often established by the use of radical
surface runoff and increased input to groundwater. clearing and soil disturbance. It is also noteworthy that Latin
Another problem associated with modelling is the wide America and the soil order Oxisols/Ferralsols are completely
range of changes to infiltrability upon afforestation (Table 2). absent from the selected studies.
As stated above, there is insufficient information to explain this
variation. Caution is required even in taking published data at 4.3. Agroforestry versus afforestation
face value for the environments studied. Most studies are
designed to examine and confirm the significance of differences Arguments for both agroforestry and afforestation are often
in effects between different land uses; there is no guarantee of from the perspective of rehabilitating or improving soil
coverage of the total range of variation in each land use or physical properties. Our meta-analysis indicates that there is
vegetation category (Warrick and Nielsen, 1980) or that the greater improvement as a result of afforestation (Table 2). This
measurement technique reflects true infiltrability, e.g. on is logical in the sense that the various potential benefits of
sloping ground (Janeau et al., 2003). Studies aiming to planted trees (e.g. litterfall, deep roots, shade, etc., Young,
describe and explain the soil physical and ecological processes 1989) are likely to be more effective with increased cover. With
that underlie differences in infiltrability in certain ecosystems much shorter crop cycles in agroforestry, one could assume that
(e.g. Bromley et al., 1997) are even more scarce than studies agroforestry experiments are likely to be evaluated after a
investigating land use effects. shorter time period. However, in the studies included in the
meta-analysis this was not the case (Table 1). In agroforestry,
4.2. Overall completeness and applicability of evidence research is concentrated on optimizing the effects of soil
improvement in different settings by using different tree species
Even though some bias might be expected as a result of the (Wallace et al., 2005). This aspect of research is less common in
relative difficulty in publishing non-significant results, the the case of afforestation. O’Connell and Sankaran (1997)
‘‘Rosenthal’s fail-safe number test’’ does indicate that the reviewed litter accumulation and decomposition rates for some
results are fairly robust for such ‘‘publication bias’’. Despite the tropical plantation tree species, but most studies in this area
low number of studies included in the meta-analysis these all deal with nutrient mineralization and dynamics and do not
describe the same trend. Furthermore, looking at the five studies determine the effects on soil physical properties. As an
on afforestation not included in the meta analysis due to lack of exception, Malmer et al. (1998) indicated higher infiltrability in
robustness in design and statistical information (Baconguis and forest succession after fire (Nykvist, 1996) compared to their
Rondilla, 1979; Dagar, 1987; Jaiyeoba, 2001; Godsey and control dipterocarp forest (Sim and Nykvist, 1991). They also
Elsenbeer, 2002; Nyamadzawo et al., 2003) and initial found that the physical properties of soils disturbed by tractors
infiltration (Deuchars et al., 1999), they all report increases rehabilitate more rapidly under young secondary dipterocarp
in infiltrability. forest than under plantation (Acacia mangium) or selectively
To our knowledge this is the first systematic review and logged dipterocarp forest.
meta-analysis on the effect of afforestation on infiltrability.
However, for the tropics Bruijnzeel (2004) reviewed studies on 4.4. Recommendations for future research
forest and water issues generally, Scott et al. (2005) reviewed
hydrological impacts of ‘forestation’, and Bonell (2005) Most of the studies which were excluded during the
reviewed studies on runoff processes in forests. These reviews selection process were excluded because they were not relevant
confirm the general paucity of studies with respect to the effect to the particular research question at hand. For example, they
of afforestation, agroforestry and natural successions. Scott could be situated outside the tropics, or did primarily look at
et al. (2005) considered some published and unpublished other issues and merely discussed infiltrability or afforestation
studies, and stated that ‘tentatively’ a pattern of increased in general terms. Therefore, many studies which were excellent
infiltrability over time seemed to be discernible from the data. with respect to their primary objective could not be used in this
50 U. Ilstedt et al. / Forest Ecology and Management 251 (2007) 45–51
meta-analysis. However, it is also evident that many published Hydrological Research for Integrated Land and Water Management. Cam-
brige University Press, Cambrige, pp. 194–266.
studies could easily have been of better value with small
Bromley, J., Brouwer, J., Barker, A.P., Gaze, S.R., Valentin, C., 1997. The role
changes in methodology and presentation. Too often it was of surface water redistribution in an area of patterned vegetation in a semi-
unclear whether there had been any randomization of arid environment, south-west Niger. J. Hydrol. (Amst.) 198, 1–29.
treatments and basic statistical information was lacking. Also Bruijnzeel, L.A., 1990. Hydrology of Moist Tropical Forests and Effects of
the methodology was commonly insufficiently explained, for Conversion: A State of Knowledge Review. Unesco International Hydro-
example if the infiltrability measurements represented steady logical Programme, Paris.
Bruijnzeel, L.A., 1997. Hydrology of forest plantation in the tropics. In:
state or not. Many studies further failed to provide the Nambiar, E.K.S., Brown, A.G. (Eds.), Management of Soil, Nutrients
information needed to be useful for generalizations with respect and Water in Tropical Plantation Forests. ACIAR, Canberra, p. 571.
of edaphic factors, climate and management. It is therefore not Bruijnzeel, L.A., 2004. Hydrological functions of tropical forests: not seeing the
enough to recommend just executing more studies, but an soil for the trees? Agric. Ecosyst. Environ. 104, 185–228.
Calder, I.R., 1999. The Blue Revolution—Land Use and Integrated Water
important lesson is that capacity building with respect to
Resources Management. Earthscan Publications Ltd., London.
research design and presentation of research is needed. Calder, I.R., 2002. Forest and hydrological services: reconciling public and
In future meta-analyses the data base could be improved by science perceptions. Land Use Water Resour. Res. 2, 1–12.
adding more languages than English and French. Including Chirwa, T.S., Mafongoya, P.L., Chintu, R., 2003. Mixed planted-fallows using
Portuguese and Spanish might solve the poor representation of coppicing and non-coppicing tree species for degraded acrisols in eastern
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Dagar, J.C., 1987. Studies on reclamation of Kshipra ravines. Indian J. For. 10,
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Friedman, H.P., Goldberg, J.D., 1996. Meta-analysis: an introduction and point
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