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J. Appelbaum,* Senior Member, IEEE E.F. Fuchs, Senior Member, IEEE J.C. White, Fellow, IEEE
Dept. of Electrical Engineering Dept. of Electrical Engineering Electric Power Research Institute
University of Colorado University of Colorado Palo Alto, California 94303
Boulder, Colorado 80309 Boulder, Colorado 80309
* Was on Sabbatical from Tel Aviv University
Abstract - This two-part paper deals with the In general) two different optimization approaches
optimization of the induction motor designs with may be considered for the optimal design of the
respect to cost and efficiency. Most studies on the induction motor: "theoretical optimization" and
design of an induction motor using optimization "technical optimization". In the theoretical
techniques are concerned with the minimization of the optimization approach; the optimized design parameters
motor cost and describe the optimization techniqUe may receive any positive value that satisfies the
that was employed, giving the results of a single (or motor performance. In the technical optimization
several) optimal design(s). In the present paper, a approach, some of the design parameters are bounded by
more comprehensive study on the optimization of a dimensional limits that are dictated by the standards
three-phase induction motor design was performed. (e.g. frame size) and by the manufacturer's policy
This includes the relationship between motor cost, (based on the practice of motor design). Because of
efficiency, and power factor; the effect of the this basic difference in the optimization approach, the
properties of the electrical steel; and other effects optimal designed motors resulting from both approaches
as they occur in an optimal design. In addition, the are different in their design parameters) as well as
optimization procedure that was used in this paper' in their performance characteristics. It iS clear that
includes a design program, where some of the the theoretical optimization leads to a "better" design
secondary parameters (which are called here variable than the technical optimization, because in the first
constants), are modified according to the optimal approach, the degree of freedom of the design is
results, in contrast to other studies where these larger than in the second approach. In general, the
parameters remain constant for the entire results of the theoretical optimization may be viewed
optimization. In this part, a new mathematical as the best possible values obtainable for the given
formulation of the optimization problem of the set of parameters and problem definition, whereas the
induction motor is presented. optimal results of the technical optimization may only
approach the results of the theoretical optimization.
INTRODUCTION
The present study was performed on a
This study on the optimization of three-phase three-phase,
wihtefloigdt:10 deep-bar, squirrel-cage
p iov induction inotor
-once,6
inducion mtoresignconsits o two artswith the following data: 100 hp, 460 V, A-connected,6
pole, 60 Hz, design B, insulation class B, continuous
Part I - Formulation of the Optimization Technique; duty, totally enclosed and fan cooled. The
Part II - The Efficiency and Cost of an Optimal theoretical optimization approach was used to find the
Design. optimal design parameters of the motor.
The purpose of the project, which was supported by The optimization of the induction motor design is
EPRI (Electric Power Research Institute), uinder usually formulated as a general nonlinear programming
Contract No. 1944-1,. is the optimization of induction problem, as follows:
motors with respect to motor cost and efficiency.
Part I outlines the mathematical formulation of Find X = X1,X2,..Xn X x a O,
the induction motor design optimization problem, and such that
describes an optimization technique that was used in
the study. C(k1,t) is minimum (maximum), (1a)
Part II is concerned with the maximum motor
efficiency obtained by the optimization procedure. It subject to:
discusses motor efficiencies for different electrical
steels, and the additional cost for improving the
motor efficiency. Another part of this study deals
g i
(kl,x) < 0, is1,2,., (1b)
with the optimal design of the motor for different h.(k1,x) = 0, j1,2,..,s (1c)
cost functions (production cost, capitalized cost, and
annual cost), and the effect of efficiency and power where C(k1,x) gi(kl,x) and hj(k1,x) are real-valued
factor on the minimum motor cost. scalar functions; k1 is a set of -constant parameters;
and x are the n variables for which the optimization
is to be performed. The funotion C(k1,x) is called the
ttobjective function", for which the optimal values of x
result in the minimum (maximum) of C(k1 ,x). Usually,
the objective function may be identified with the
86 SM 4836-5 A parper recomnmended andl an)proved production cost, annual cost, capitalized cost,
by the IEE:E Rostating Mlachinery Commnittee of the efficiency, weight) etc. of the motor. The
IEEE Power Engineering .Society for presentation at performiance properties of the motor (given in
the IEEE/PES 1986 Sumlnmer MIeeting, Mexico City, standards), additional requirements, and dimensional
Mexico, July 20 - 25, 1906. MIanuscript submitted limits are referred to as "constraints", and can be of
February 3, 1984; made available for printing two types: inequality, eq. (1b), and equality, eq. (1c).
Mlay 28, 1t936,. The locked-rotor current, starting torque, temperature
rise, etc.,e are inequality constraints of the standard
Printed in the U .S . A. motor requirements, whereas the motor power rating is
an equality constraint. Any design x that satisfies
eqs. (lb) and (1c) is called a feasible design, and the formulation of the problem, and in many cases it means
region, generated by these constraints is called a an addition of constraints or slack variables [9].
"feasible design region". The values of x in this Schinzinger [10] dealt with the optimization of a
region comply with the design requirements, and among transformer by different methods, including geometric
these points is the optimal solution. In the case of programming. Anderson [11] used a Monte Carlo
the induction motor, both the objective function and ("Monica") random-search routine to optimize power
the constraints are nonlinear and multivariable transformers and generators. Ramarathnam, et al.
functions. [12,13], and Singh [144] used the Sequential
The number of design parameters of an induction Unconstrained Minimization Technique (SUMT) by Fiacco
motor is large. The designer may wish to find the and McCormick [6] to optimize the design of an
optimal values of a certain number of parameters, induction motor. Menzies, et al. [15,16] used -an
while keeping the others constant. Usually, the optimization program based on- a 'least p-th
parameters to be parameters referred to as variables approximation method by Bandler et al. [17], for an
optimized to beoptiized,rferredoasvaioptimized
are the principal ones (e.g., bore diameter, stack design of a large induction motor.
arenthe principalremainin (e
ones ore d
ether stdack
length), and the remaining ones are the secondary Appelbaum and Erlicki [18,19] developed a minimization
method based on searching the minimum along the
parameters, referred to as constants (e.g., slot-fill con baoundres, thatmasposiledunt the
constraint boundaries, that was possible due to the
facr,ab windi factor).
factor, winding
variables and factor.t
distinction between
The distincton
on btwee
the
tesi
posinomial form of the cost function [20]. This
constants depends the design method solves the constrained optimization problem
philosophy and the manufacturing constraints.mto directly.
ovstecntandotmzto rbe
The novel approach of the present study
In general, the solution to an optimization leads to results that were neither obtained by other
problem may be obtained analytically or numerically. optimization techniques, nor reported by others. These
However, due to the complicated structure of most include: functional dependencies between the motor
engineering problems, numerical techniques are used. characteristics; a physical insight of the design
With these techniques, the solution is obtained in an through plots of the motor characteristics in
iterative manner starting from an initial design, and different planes; variation of secondary parameter
the improvement is achieved with successive iterations values according to the values of the principal
until the optimal solution has converged to the parameters; and inclusion of functions of discrete
desired accuracy. parameters (e.g. wire table) in the optimization
Generally speaking, the search techniques for procedure.
solving constrained optimization problems (eq. (1)) may THE METHOD OF BOUNDARY SEARCH ALONG ACTIVE CONSTRAINTS
be classified into two categories:
1. search methods that solve the constrained The different studies of an induction motor that
optimization problem directly; are discussed in Part II were performed with the basic
optimization method of boundary search [21].
2. search methods that first transform the Modifications of this method will be described in the
constrained optimization problem into an following sections.
unconstrained one, and then make use of any
unconstrained optimization method to achieve the
solution [1-7].
solution [1-7]. ~~~~~~~The
objective functions are of the form,
X2 ~~~~~~~~~~~~~~In
this Fig. 3,
C(k1,7m,C(k1
y ) p xI =
Ym
c C(Ii,imrpym)
(k i
hj.) S ,,j1,2;...S
where
. i,y 6 is a small positive number depending on the
desired accuracy,
-Xry) .required
and t is the number of iterations
for convergence to the optimum.
optimization process will result in a sequence of
The
positive values of the objective function C. This
hj(k1,xff.ym)j:JI.2;,S. sequence monotonically decreases (in the wider sense)
and is bounded from below; hence, it has a limit that
Fig. 3 equential :',composition of the optimization is the optimum solution.
algorithm.
The optimization algorithm is as follows:
is defined as follows; minimize (maximize) the
objective function C(xm,Ym) with respect to xm (1) Find the global optimum of the objective function
C(k1,x), xeR I using any unconstrained
xm: C(ki.xm,Ym). optimization technique;
subject to: -(2) Check whether or not all the constraints are
Xm FF(Ym),
- ~~~~~~~~~~satisfiedat
the global optimum;
~~~~~~~~The
' updating of the variable constants
corresponding to the intermediate optimal points is
performed -in a separate program, which is called the
- > ~~~~~~~design program". This program calculates all motor
xl ~~~parameters and performance characteristics for the
known optimal motor principal parameters. The design
Fig. ~4 Unidirectional ssearch. progran includes a wire table, where the number of
411
parallel wires, parallel branches, and the wire gauge several functions (Part II). Functional
are determined. Since the number of turns and the relationships between the motor characteristics,
wire gauge are discrete values, the program takes into including the motor cost, were obtained for the
account the modification of the current and flux optimal designs. These include the relationships
densities. It also makes correction for the magnetic between the motor efficiency and its cost, the
flux densities in the stator and rotor teeth, in order motor efficiency and the power factor, the effect
to take into account the radial flux passing through of the properties of different steels on the
the slots. maximum efficiency, etc.
As mentioned before, the optimization algorithm
is based on interior points of the feasible region; (b) A new formulation of the optimization problem of
the induction motor design is presented. In this
therefore, any modification of the variable constants formulation, the secondary parameters are
by the design program may move the optimal point
outside the feasible region, as is illustrated in Figs. constants i2(eqs.
(5)), whereas other authors
treat all secondary parameters as constants
k1 (eqs. (1)). The introduction of the variable
X2 x
2 constant in the optimization problem takes into
account the dependence of some secondary
parameters on the principal parameters.
X* - X -- (c) The optimization technique that was used in the
present study solves directly the given
- - constrainted optimization problem without any
XI
| k, kxl
|K
xl x|
k, k2
xl
transformation; and enables a physical insight
into the design problem through possible plots of
the motor characteristics in the different planes
(a) (b) (Part II).
Fig. 6 Point outside the feasible region for k (d) Separation of the optimization procedure into two
x2 ~ programs: 1) the optimization program; and 2) the
design program that enables the inclusion of
functions with discrete parameters (e.g. wire
6a and b. In Fig. 6a, point a is based on the variable table) and the updating of the values of the
constants, kxl and is feasible, whereas, in Fig. 6b, variable constants according to optimal values of
for the variable constants kx2 this point is outside principal parameters.
the feasible region. Also, it is very likely that the
feasible regions for kxl and kx2 are different. For
these reasons, whenever the design program is called,
the procedure for entering back into the feasible
region might be required. OPTIMIZATION
Several possibilities exist for interfacing the x2
design program with the optimization algorithm. The
optimization of the problem usually results in a small (
feasible design region; therefore, using the design
program at the end of the optimization may lead to a xi
design that is not feasible, because the variable X OPTIMIZATION
constants kx at the starting point may be quite
different compared to those of the optimal point. PROGRAM FEASIBLE F
Gradually updating kx after each suboptimization will REGION
not change the values of the variable constants k
(X*
significantly, and entering back, if necessary, into
the feasible region becomes possible. In case the
violated constraint optimization proc-edure fails to °1t
enter back into the feasible region (which is still,
possible iFf a feasible region does not exist for the _
xOTMZIN
given set of variable constants), the variable l4IJ
constants are not updated, and the optimization is VIOLATED FEASIBL
carried on in the next plane with the previous values CONSTRAINTS
of the variable constants. The modified optimization
procedure is shown in Fig. 7 for the first two planes.
OPTIMI ZATION REGION J X X
As the optimization progresses, the changes in the ,E
principal parameter values decrease; therefore, the
changes in the variable constants also become small,
' OPTIMIZATION
and the solution converges to the optimal parameter is V FEASIBLE
values . >
The approach of the present study on the CONSTRAINTS
optimization of the three-phase induction motor design X
is different from the studies by other authors both by
the extent of the results (a), and its optimization kESIG
technique (b,c,d). PRGA| l
(a) Most studies were concerned with the minimization lk
of the motor cost, giving results of a single or
several optimal designs. The present study deals Fig. 7 Incorporation of the design program into the
with the optimal design for obtaining both optimization procedure for the first two
maximum motor efficiency, and the minimum cost of planes.
412
THE MOTOR OBJECTIVE FUNCTIONS IN THE OPTIMAL DESIGN Capitalized Cost - C cap
Maximizing the motor efficiency is equivalent to converting the energy cost from an annual cost ($/kW
minimizing the motor losses, and since the motor year) to an investment cost ($/kW), which is added to
losses are the sum of the individual loss components, the production cost of the motor:
this sum is a posinomial function. The motor losses
consist of the stator and rotor, ohmic losses, core ccap = CM + Cinv (P0 + a Pcu + Co (10)
losses (including surface and pulsation losses in the
stator and rotor teeth), friction, windage, and stray where
losses. Hence, the objective function is:
cinv is the investment cost factor of losses in
1-n, = (po+Pcu)/P1 (6)
where, $/kW, and
C M is the cost of processed materials; suitable, i.e. a linear increase of the main dimensions
of the active materials by a scale factor "a" results
in an increase of the losses by a3, and an increase of
O the motor input Sower (excluding mechanical losses) by
approximately a ; provided the flux and current
Cf is the cost of processed construction densities are kept constant, and the mechanical losses
materials; are small as compared to the other motor losses, i.e.,
[221 G.R. Walsh, Methods of Optimization, Wiley, 1975. [27] H. Auinger, et "Wirkungsgrad Electrischer
al.,
Maschinen-Mbglichkeiten und Grenzen f ir eine
[23] G.S.G. Beveridge, R.S. Scheehter, Optimization: Verbesserung", Siemens-Energietechnik, 2.
Theory and Practice, McGraw-Hill Book Company, Jahrgang, Heft 7, 1980, pp. 271-276.
1970.
[28] E.F. Fuchs, J. Appelbaum, I.A. Khan, J. Hbll and
[24] A.H. Bonnett, "Understanding Efficiency in Squirrel U.V. Frank, Optimization of Induction Motor
Cage Induction Motors", IEEE Trans. on Industry Efficiency, Volume- 1: Three-phase Induction Motor,
Application, Vol. IA-16, No. 4, 1980, pp. 476-483. Final Report, EPRI EL-4152-CCM, Volume 1, Project
19944-1; July 1985.
[25] D.R. Aldworth, "The Design, Application Benefits
and- Economics of Energy-Efficient Motors", AIPE
Journal, Fall 1981. [29] J. Appelbaum, I.A. Khan, E.F. Fuchs, J.C. White,
"Optimization of Induction Motor Design, Part II:
[26] D. R. Aldworth, "Effect of Motor Efficiency on The Efficiency and Cost of an Optimal Design", a
Energy Saving", Electrical Construction and companion paper, submitted to the IEEE Summer
Maintenance, 1981, pp. 36-48. Meeting 1986.