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ENVIRONMENTAL DESIGN RESEARCH
AND THE DESIGN OF URBAN OPEN SPACE:
A STUDY OF CURRENT PRACTICE IN LANDSCAPE ARCHITECTURE
A Thesis Presented
by
JENNIFER MASTERS
September 2012
A Thesis Presented
by
JENNIFER MASTERS
_______________________________________
Patricia McGirr, Chair
_______________________________________
Mark Hamin, Member
_______________________________________
Elisabeth Hamin, Member
____________________________________
Elizabeth Brabec, Department Head
Landscape Architecture and Regional
Planning
ACKNOWLEDGEMENTS
Sincere thanks are due to the members of the committee for their support and
valued insight throughout this project. Mark Hamin’s research acumen and enthusiastic
year in graduate school, fueling my interest in understanding why some spaces seem to
work better for people than others. Thanks are also due to Robert Ryan, whose class,
Additional faculty members made contributions that are much appreciated. Mark
Lindhult and Max Page offered astute feedback at key junctures in the process. Jane
Thurber likened the process of translating research for use in practice to a design
problem, an analogy that has made a lasting impression. And Sue Weidemann of the
important resources during the final stages of the project. Thank you to all.
agreed to participate in this study. They gave generously of their time and offered
articulate and thoughtful commentary on what has proven to be a complex and nuanced
topic. Any positive impact this study may have is due to these twelve landscape
architects.
iv
ABSTRACT
SEPTEMBER 2012
A large and growing body of research exists on how the design of the
environment can positively or negatively affect people’s health and well-being, as well as
research,” have long acknowledged the challenge of translating their findings into
formats that are accepted and used by practitioners. A great deal of this research is
focused on open space (parks, plazas, streets) in urban areas. This study explores how
this research and the practice-oriented translations of it are used by landscape architects
who have been recognized in the profession for their designs of urban open space.
Key findings of the study indicate that translations of the research, specifically in
the form of design guidelines, while intended to inform practice, are not widely used by
designers. Rather, to understand how design impacts human behavior, practitioners rely
v
primarily on what they refer to as intuition, largely informed by their own direct
environment. Many of the study participants regard the findings of environmental design
The study concludes with recommendations that could improve the skills of
design students and practitioners to conduct, interpret, and apply their own direct
observations in their designs, using methods and findings from the field of environmental
research, human behavior, human health and well-being, design guidelines, landscape
vi
TABLE OF CONTENTS
Page
ACKNOWLEDGEMENTS............................................................................................... iv
ABSTRACT.........................................................................................................................v
LIST OF TABLES...............................................................................................................x
CHAPTER
1. INTRODUCTION ...................................................................................................1
Definitions................................................................................................................9
vii
Post-occupancy evaluation.....................................................................................32
University design curricula ....................................................................................37
Landscape Architectural Graphic Standards ........................................................40
Sustainable Site Initiative™ ..................................................................................41
Summary ................................................................................................................42
Selection of participants.........................................................................................44
Interview process ...................................................................................................45
Analysis process.....................................................................................................46
4. FINDINGS.............................................................................................................49
Introduction............................................................................................................49
Themes...................................................................................................................51
Interconnections.........................................................................................65
Direct observation: a link between research and practice..........................67
Discovery and intuition..............................................................................69
Empathy .....................................................................................................72
Summary ....................................................................................................74
5. RECOMMENDATIONS.......................................................................................76
Design education....................................................................................................76
viii
LAAB accreditation standards...................................................................82
New resource .............................................................................................84
6. CONCLUSION......................................................................................................91
APPENDICES ...................................................................................................................93
BIBLIOGRAPHY............................................................................................................110
ix
LIST OF TABLES
Table Page
x
LIST OF FIGURES
Figure Page
1. The Social Life of Small Urban Spaces (Whyte 1980, 20-21), sample page
spread ............................................................................................................ 14
2. People Places: Design Guidelines for Urban Open Space (Marcus and
Francis 1998, 42-43), sample page spread.................................................... 24
3. Cities for People (Gehl 2010, 144-145), sample page spread ........................... 29
4. Protection, comfort, and delight: 12 quality criteria for the city at eye
level (Gehl 2010, 239) .................................................................................. 30
13. Environmental design research methods enhance the design process ............... 81
xi
CHAPTER 1
INTRODUCTION
Good design of open space in cities worldwide is critical. Estimates place the
percentage of people living in urban areas at nearly 50% today, with a projected increase
to 70% by 2050 (Population Reference Bureau 2012). To provide for this growing
number of urban residents, design professionals must strive to meet the sometimes
and social equity (United Nations General Assembly 2005). In this effort, supporting the
Landscape architects face a complex challenge in the design of urban open space.
In every project, they must balance a broad range of factors in their designs, including
projects. Urban open space design presents some of the most difficult challenges, due to
highly degraded sites, culturally diverse constituents, and tight budgets, among other
factors.
Systems for managing and measuring these factors have been developed by
1
Architecture Foundation (LAF) and the Sustainable Sites Initiative™ (SITES,) a
collaboration between the American Society of Landscape Architects, the Lady Bird
Johnson Wildflower Center at the University of Texas at Austin, and the United States
Botanic Garden. The Landscape Performance Series is an online resource that compiles
projects. As indicated on the LAF website, the factors reviewed in the many case studies
provided include site, soils, water, habitat, carbon, energy, air quality, materials and
waste, economic factors, and social considerations. The Sustainable Sites Initiative™
Guidelines and Performance Benchmarks (2009) provide explicit metrics in the same
basic categories. Of note is that in both evaluation systems, enhancing human health and
sustainable, a project must provide direct human benefits for the people who use it. The
study of these benefits and their relation to the design of the built environment is the
subject of environmental design research, and some of the most widely-known research
design of urban open space, and to make recommendations for how it could be more
architects, architects, and urban designers – so that they can be readily applied in
2
practice. This challenge will be discussed at length in the next chapter; it is mentioned
The original intent of the study was to explore how practicing designers use
design guidelines based on human behavior (one method of translating the findings of
EDR into practice) as an indication of their knowledge and use of the field of
environmental design research as a whole. It was determined early in the study, however,
that behavior-based design guidelines are not regularly used by designers. The study,
design research in more broad terms. In other words, the focus has shifted away from the
designers’ use of translations of the findings of EDR, and toward their application of the
principles for good social spaces that are based on those findings. The best outcome of
the study, therefore, would be to foster more insightful, nuanced, and sensitive
applications of those principles in the design of urban open space, resulting in more city
streets, plazas, and parks that meet the social needs of the people who use them.
considerations are a critical component of the success of a designed space. This people-
Landscape Architecture Magazine article that considered just one of the issues addressed
in environmental design research – the design and location of seating in outdoor spaces.
In her conclusion Marcus states “this isn’t rocket science. It is empathy for the eventual
user – and just plain common sense” (Marcus 2001, 127). The genesis for this study is
the author’s assessment that ten years later, the design of contemporary urban open space
3
Interviews were conducted with leading designers of urban space (see Chapter 3
for a discussion of the methodology used for selecting participants) to explore current
perceptions of the field of environmental design research. The study does not include
the goal of the study is not to assess specific projects. There is, however, a strong and
multi-faceted link between environmental design research and the systematic evaluation
of the built environment, and it will be explored in other ways throughout this paper.
urbanization of our world demands that the design of cities include suitable open space to
make urban environments more liveable, vibrant, and healthy. In the broadest sense, the
As mentioned, while not specific to urban environments, the 2009 Guidelines and
project’s support of human health and well-being. However, in a press release issued in
January 2012 by the American Society of Landscape Architects (ASLA) to announce the
first SITES-certified landscapes, human health and well-being was not included in the
lower priority assigned to social issues, relative to other considerations (hydrology, soils,
vegetation, materials, site selection), by the profession. Still, the inclusion of human
the SITES program grows, this study could contribute to helping designers better
understand this benchmark and offer practical suggestions for incorporating human health
4
A more comprehensive understanding of the designers’ perceptions of
environmental design research on urban public space could also contribute to ongoing
strategies and efforts to make this research more accessible and compelling for designers.
As mentioned, however, the study findings regarding current translations of EDR indicate
the need for a significant shift in thinking about the application of research in practice if it
is to have the greatest impact on design. Translating the research may not be the most
Finally, the study has implications for undergraduate and graduate landscape
in the curriculum. This question has been previously raised; a review of the requirements
for the study of environmental design research in accredited architecture and landscape
design research. The larger question of how this can be done most effectively for
Project goals
Gain a better understanding of the ways in which and extent to which environmental
guidelines, including perceptions of the benefits and limitations of their use; and
5
Based on this understanding, provide recommendations that would result in greater
These goals reflect the change in focus of the study from understanding how
translations of EDR are used in practice, to understanding how designers have learned
and internalized the guiding principles for good social space that the field of
In what ways and to what extent does environmental design research influence the
In what ways and to what extent can designers and students enhance their level of
The original hypothesis of the study was that there would be a wide variation
however, early results indicated that behavior-based design guidelines are not used in
practice by any of the participants; there was in fact no variation at all. A second
hypothesis was that contemporary designers might perceive design guidelines (many of
which were published decades ago by early researchers in the field) as outdated and
therefore irrelevant in current practice. Study findings indicate that this is not the reason
6
design guidelines are not used in practice; alternate reasons offered by participants are
discussed in Chapter 4. Based on the findings, recommendations are made for how to
practicing designers. The interviews were in-depth, allowing the discussion to evolve
based on early results, and resulting in a rich exploration of the topic. This evolution
could not have occurred with a different methodology, such as a survey or questionnaire.
The findings and conclusions presented here should be considered a starting point for
participants, as well as through different methods to reach more designers. Despite the
limited sample size, the findings do yield recommendations that can be implemented
those in the field to translate their findings for use by design practitioners. One of the
space is discussed. The chapter concludes with a survey of current resources for EDR.
participants, the interview process, and an overview of the methods used in the analysis.
In Chapter 4, the study findings are reported as themes that emerged from the analysis of
the interviews. The themes represent a catalogue of the underlying messages of the data,
7
as interpreted by the author. Direct quotes from participants illuminating these themes
are integrated throughout the chapter, which concludes with a synthesis and discussion of
the themes. Recommendations based on the findings are presented in Chapter 5. The
recommendations are divided into those that apply to design education and those that
between the two. Suggestions for further research are included in this chapter. Finally,
8
CHAPTER 2
Definitions
Association (EDRA) website, the field is concerned with the “social aspects of the
people, their built and natural surroundings, and helping to create environments
more concise definitions include the “study of how spaces and places affect people, and
vice versa” (Anthony 2004, 84) and “the interrelationship between environments, society,
culture, and human behavior” (Demsky and Mack 2008, 271). Richard Wener, a
describes EDR as the “interface between the design fields and the social and behavioral
sciences that addresses human aspects of, needs in, and responses to the built and natural
environment,” and he continues “there is some disagreement about areas of emphasis and
even descriptive names for this field, and it may be useful to consider what makes the
body of work in EDR different, special, and/or unique” (Wener 2008, 283). He states
that there are many fields that argue for “good design” and for designers to be
“responsive to human needs,” but that EDR is different because it “involves the use of
9
social and behavioral science findings to consider who the clients and users are, and to
systematically discover their needs, habits, behaviors, concerns, and uses of space. It
uses these data and theories to support, inform, and transform design decisions” (Wener
2008, 283). The methods of this social research and the extent of the application of its
There are additional names for the field, which could contribute to some level of
analysis of the data in Chapter 4. Among other names, “environment behavior studies”
(EBS) is considered more widely used in current discourse in the field (Demsky and
Mack 2008, 273). A similar name “environment-behavior research” has also been argued
to be more descriptive of the primary focus of the field (Demsky and Mack 2008, 273).
Additional names, “generally depending on the point of view of the constituent speaking
research…and environment behavior design research” (Demsky and Mack 2008, 273).
For purposes of this study, “environmental design research” will be used to describe the
field.
It is generally accepted within the field of EDR that for environmental design
research to positively impact the built environment, the findings of the research must be
shared with or translated for designers in a format that is understandable, practical, and
meaningful (Marcus and Francis 1998, Chapin and Marcus 1993, Reizenstein 1975,
Kantrowitz 1985, Schmidt 1985 and others). As noted, the creation of design guidelines
10
based on environmental design research findings is one such effort to present EDR to
twenty years ago, two authors of such design guidelines, Clare Cooper Marcus and David
Chapin (1993) noted the increasing variety of architectural and landscape environments
for which guidelines have been published, including housing, hospitals and healing
environments, children’s museums, battered women’s shelters, and many more (100).
This study is focused on design guidelines for urban open space, and a full discussion of
one collection of these guidelines, People Places: Design Guidelines for Urban Open
Space (Marcus and Francis 1998), is included later in this chapter. Further research is
guidelines explored in this study. Many American cities have adopted design guidelines
195). These guidelines often outline standards for building facades, setbacks, street
furnishings, and other features that impact the aesthetic character of the urban
environment. The ability for cities to extend aesthetic control was established in 1954,
before the growth of emergent field of environmental design research, when the Supreme
Court ruled that the government could “determine that the community should be beautiful
as well as healthy” (Delafons 2000, 164). In the introduction to her book Design Review:
Challenging Urban Aesthetic Control, Brenda Scheer points out that more than 85% of
11
cities and towns have some type of [design] review (Scheer 1994). This review process
varies greatly among cities, and an increasing number have amended their guidelines to
create environments that are more friendly to the pedestrian, a goal that also drives many
behavior-based design guidelines. David Gosling (1990) notes this dual purpose of
guidelines that “seek to provide unity and visual coherence…(and) above all…a safe and
attractive environment for the pedestrian” (v). Despite this shared goal, much of the
content of these aesthetic guidelines has a different focus from that found in behavior-
ubiquitous nature, and to distinguish them from the design guidelines based specifically
that “illuminates the people, dates, studies, and landmark organizational events in their
historical and intellectual context and connects them to social forces, events, and trends
in design and the social and behavioral sciences” (Wener 2008, 283). Still, Wener cites
numerous examples of this “new approach or paradigm” about the intersection of the
built environment and behavioral science dating from the late 1950s and early 1960s
researcher, notes that some of the most widely-known and widely-read authors from this
period, including Jane Jacobs and Kevin Lynch, provided inspiration for early researchers
in the field (Marcus 2009, 19). Jacobs published The Death and Life of Great American
Cities in 1961, an indictment of urban planning that ignored the economic benefits of
12
urban environments that met the social needs of individuals and communities. At the
same time, Kevin Lynch’s The Image of the City (1960) provided an early model for
with individuals about their perceptions of their physical environment led to the concept
he calls “imageability,” and his vocabulary of paths, edges, nodes, landmarks, and
in 1969 marks an early milestone that gave a name to this new field. As recalled by
Marcus, the field began with the coalescence of designers and social scientists who “were
intent on exploring how design and form influence people’s use of – and satisfaction with
– the physical environment” (Marcus 2009, 19). Another early researcher and
practitioner, C.M. Deasy, offered a practical rationale for the burgeoning field; in Design
for Human Affairs, he states “the problems of our towns and cities are enormously
design researchers was William “Holly” Whyte, who published The Social Life of Small
Urban Spaces in 1980 after a decade of research he called “The Street Life Project.”
Along with the book, Whyte produced a film by the same name, now considered a classic
in the field. Virtually every participant in this study mentioned seeing Whyte’s film,
which used time-lapse photography to record people’s behavior in urban public space.
Notably, many participants also stated that they were familiar with the book but had not
read it.
13
In the introduction to the book, Whyte describes his objective in characteristically
straightforward prose, “This book is about city spaces, why some work for people, and
some do not, and what the practical lessons may be” (Whyte 1980, 10). His research,
begun in 1970, was based on direct observation, a method that “had long been used for
the study of people in far-off lands…[but] not to any great extent in the U.S. city” (Whyte
1980, 10). He describes his research methods in detail in the film and the book. Whyte
and his team observed nineteen plazas and parks in New York City, as well as a number
of plazas in other cities, and made conclusions about design features that seemed to be
consistent in well-used spaces. The book includes text and photographs (see sample page
spread below) documenting Whyte’s observations of people in public space. The film
Figure 1: The Social Life of Small Urban Spaces (Whyte 1980, 20-21), sample page spread
14
Whyte’s observations led to numerous findings, one of the most important of
which is that “what attracts people most, it would appear, is other people” (Whyte 1980,
19). His goal, then, was to discover what initially attracts people to a plaza. Whyte
concludes that the relationship of a plaza to the street is “far and away the most critical
design factor” (Whyte 1980, 54). The book is not presented as a collection of design
scores of specific suggestions for how to design a well-used plaza based on the findings.
Whyte’s research informed significant amendments to New York City zoning regulations
in 1975 that required developers to make public spaces amenable to users. The
amendments included specific guidelines for seating, trees, retail frontage, lighting,
circulation, access, accessibility for disabled people, food, maintenance, orientation, and
elevation (Whyte 1980, 112). This study suggests that many of Whyte’s findings related
to these design factors have been absorbed by practitioners and become part of a common
knowledge base for urban open space design. See Appendix A for a summary of
Whyte’s findings.
researchers, including Clare Cooper Marcus and Carolyn Francis, who cite Whyte in their
1998 book, People Places: Design Guidelines for Urban Open Space. In one area –
circulation patterns – Whyte’s findings were different. He found that people tend to stop
in the middle of primary circulation paths to talk with one another; Marcus and Francis
found that people stop to talk on the edges of spaces (Marcus and Francis 1998, 38).
They do not dwell on the discrepancies, however, and in many cases refer to Whyte’s
findings in their guidelines, “features that were most liked in the plazas closely reflected
15
Whyte’s prescriptions: food, water features or fountains, outdoor sitting, landscaping, and
The systematic study of human behavior as practiced by Whyte and others is one
of the fundamental research methods used in social research. Other methods include the
questionnaires or surveys. Whyte and his team conducted some informal interviews in
their research, but “mostly, we watched people to see what they did” (Whyte 1980, 16).
This study indicates that Whyte’s methods are well-respected by practitioners and that
they practice direct observation regularly, although they do not use the same rigorous
as well as a favorite pastime of many. But researchers also agree that training in basic
observation and evaluation techniques allows for more accurate, sensitive, and critical
analysis of the implications of what one is seeing (Zeisel 2006, 191; Marcus and Francis
Translation
some way into the language of the design process” (Chapin and Marcus 1993, 99). The
most effective methods for the translation of EDR have long been studied, and as noted,
indicate the important role of design guidelines in this effort. Numerous early studies
contributed to the conclusion that design guidelines could be an effective method for
16
sharing environmental design research with practitioners. In a large and comprehensive
Graduate School of Design, asked how they perceived environmental design research,
through what channels they were exposed to it, and to what extent they used it in their
importance on the one hand, and application of its findings and theories to design on the
other” (Reizenstein 1975, 32). The conclusions of the current study are different,
possibly due to the four decades that have passed from the original attention garnered by
this new field of research, and what appears to be the assimilation of many of its findings
into an accepted knowledge base about the social aspects of urban open space design.
gap” (Schmidt 1985, 335). In a paper from the 1985 EDRA conference proceedings,
Min Kantrowitz, an author, researcher, and faculty member at the University of Mexico
school of Architecture and Planning, wrote that “environment and behavior research can
only ‘make a difference’ if it is utilized and accepted…[and] there has been relatively
little progress in integrating E&B research into ‘standard’ design practice” (Kantrowitz
1985, 30). A different, and earlier perspective was that a new discipline altogether was
needed to bridge the gap between researchers and design professionals: “a middleman
17
who is acquainted with the design field as well as the social sciences to translate relevant
behavioral data into terms meaningful to designers” (Sommer 1969, 166). C.M. Deasy
countered this suggestion, “I have no real argument with that prospect… I still hold hope
that the planning [and design] professions will undertake this collaboration themselves”
(Deasy 1974, 142). More recently, and perhaps more applicable to this study, Richard
Wener (208) posits that “this gap may have been the result of overly ambitious and
somewhat idealistic notions of what and how much behavioral research could accomplish
in the design fields” (286). If those notions include a desire for design guidelines for
urban open space to be regularly incorporated into the design process, Wener’s assertion
is correct.
meaningful for practitioners has long been recognized and explored by experts in the
field. This study suggests, however, that even the most successful translations of
environmental design research may not have the kind of impact on practice that
Design guidelines
wrote an article on design guidelines and how they might impact practice. At the time,
Chapin was working on his Ph.D. in environmental psychology at the City University of
New York; he also had a Masters degree in architecture from the University of California
Berkeley and had studied with Christopher Alexander. Marcus was on the faculty at
Berkeley. All subsequent quotations in this section refer to this 1993 article.
18
Chapin and Marcus refer to studies by Reizenstein and Schmidt referenced earlier
in this paper that proposed that design guidelines were an effective way of translating
research for practitioners (100). They state their concurring opinion that
of the various possible ways that EDR might inform the design process,
guidelines seem the richest and most detailed, least coercive, most dependent on
logic and inspiration, and most tailored to the design process” (100).
Their rationale was, in part, that “one of the great strengths of a guideline
approach (but not much considered) is that it leads readers and writers both towards a
Marcus had included guidelines at the end of a 1976 case study of a housing project, but
she “suspected most designers would not even pick up (the study)” (101), and thus would
never see the guidelines. Another concern was that she had not illustrated the guidelines,
and she knew that designers are often “attracted to images more than words” (101).
Marcus attempted to address these concerns in her 1986 book, Housing as if People
illustrations, and language used in the book (102). Marcus continued to pay careful
Places: Design Guidelines for Urban Open Space, first published as a monograph in
she refers to guidelines on specific environments when she has been hired as a consultant
19
(104). She also states that design faculty have told her that students sometimes find
guidelines useful but that more often, students are not encouraged to use this research,
and that “when influential academic mentors discourage the use of research, it may take
some time, if ever, for a practicing professional to reconsider and to see research as a
remain relevant, “new issues arise, new concerns become important…no set of
guidelines, however well conceived at the time, will necessarily be as relevant one or two
decades into the future” (105). At the conclusion of the article, four questions are raised
The authors also state that research is needed on “who uses guidelines; how they
use them; what kinds of settings have resulted from adopting guidelines; are they more
acceptable, comfortable, etc. for their uses than other, ‘non-guided’ environments?”
(114). Again, the above questions are similar to those explored in this study, but as noted
in the introduction, the findings suggest that study participants do not regularly use
design guidelines, thus raising the question of how to share the findings of EDR with
Finally, Chapin and Marcus express their belief that the act of writing design
guidelines is an act of encoding values, inherently subjective and dependent on the values
20
of the authors. This subjectivity results in guidelines that do more than merely transmit
research results and thus demand an “honest statement” from the authors about their
perspective (118). Still, they believe that “guidelines are perhaps the most coherent
means to make designers, clients and potential users aware of the idea of asking rational
questions about environments” (118). The suggestion that guidelines can serve as a
framework for inquiry is of primary importance in this study and will be examined in the
recommendations of this paper. Chapin and Marcus conclude with a call for more
research on how guidelines are used in practice, research that might “point towards
especially clear directions for the entire field of environmental design research” (119).
People Places: Design Guidelines for Urban Open Space (Marcus and Francis
sources of environmental design research and offers practical design guidelines for its
application. It is a book with an explicit goal to translate research findings into the
language of design. In the preface of People Places, Marcus and Francis quote C. M.
Deasy, ‘the purpose of planning or design is not to create a physical artifact, but a setting
21
statements that pertain more to current design fashion than to the
needs of the public. We believe that aesthetic goals must be balanced
and merged with ecological needs, contextual issues, and user
preferences. (Marcus and Francis 1998, viii)
They outline their assumptions in the introduction, assumptions which are shared
One of the concerns expressed by Marcus and Francis is the cultural bias toward
white male users found in most of the research they reviewed, and they call for more
research related to ethnic, cultural, and gender differences in user preferences. Since the
publication of People Places, numerous researchers (Andersson 2011, Gehl 2010, 2006,
2001, Low 2005, 2002, Rofe 2007, and others) have addressed issues of culture,
ethnicity, and gender regarding social needs and preferences in the built environment.
This study also recognizes this bias in the environmental design research discussed with
participants and recommends further study of practitioners’ knowledge and use of more
current research on how diverse populations interact differently with public space.
Places is the most comprehensive collection of research on urban environments that has
been amassed to date. The book begins with a typology of urban open space, offering
guidelines and case studies for each of six types: urban plazas, neighborhood parks,
campus outdoor spaces, outdoor spaces for the elderly, child care outdoor spaces, and
22
specific environments for specific populations such as the elderly and children. In
conversations with the author at the 2012 EDRA conference, however, Sue Weidemann,
Ph.D. and Richard Wener, Ph.D. indicated that the section on urban plazas in People
Places (as well as William Whyte’s findings) is still generally considered relevant
research on urban open space. This section of the book is based on a body of research
Camillo Sitte, and Jan Gehl, as well as case studies conducted by Marcus’s graduate
students. Design guidelines are presented for twenty elements of urban plazas: location,
size, visual complexity, uses and activities, potential service area, microclimate,
boundaries and transitions, subspaces, circulation, seating, planting, level changes, public
art, fountains, paving, food, programming, vending, information and signs, maintenance
and amenities. See Appendix B for a summary of the guidelines. Case studies that
highlight successful and unsuccessful elements of urban spaces are presented after the
guidelines.
guidelines, although illustrations in early editions have been replaced with photographs,
based on feedback from designers about the inherent bias in illustrations. The following
sample page spread shows how images and diagrams are incorporated in the book,
although text is still the dominant element in the layout, as shown in figure 2 below. The
images are printed in black and white, with the exception of a section of color
photographs in the center of the book. The presentation of these design guidelines and
other sources for environmental design research, and the responses it generates among
23
Figure 2: People Places: Design Guidelines for Urban Open Space (Marcus and Francis
1998, 42-43), sample page spread
Design guidelines are not the only method for sharing the findings of
environmental design research with those in the design professions. As the field of EDR
has matured, longstanding efforts have evolved, new avenues have developed, and books
on the subject continue to be published regularly. Still, within the past decade, leaders in
the field have voiced opinions that the research is not making the impact on the design
Ever since its inception, this multi-disciplinary area of study has provided an
abundance of relevant research for architectural students, educators, and
practitioners. I have previously argued that this field has great potential for
enriching both architectural education and practice. Nonetheless, today that
potential is unrealized.” (Anthony 2004, 84)
24
At the EDRA conference in 2009, Marcus noted that despite all of these efforts, there is
still a “staggering lack of knowledge of these resources in the design professionals” and
that “…the primary mode for translating research has been through the conventional
approach of the haphazard application of salient research findings that support the
practitioner’s prevalent design philosophy,” a mode which she states is outdated and
this study, but interviewees had the opportunity to discuss their perceptions of the
Project for Public Spaces (PPS) was founded in 1975 and is based on the work of
The organization offers many resources for its clients (public entities, private developers,
Appendix C. In addition to the many resources available on its website, PPS posts a
database of 650 public spaces – streets, markets, neighborhoods, buildings, parks and
squares – with descriptions, images, and analysis by PPS staff and/or community
members. The PPS ‘Hall of Shame’ is part of this database and includes more than 60
25
public spaces designated as unresponsive to the social needs of the public. The criteria
for evaluation is not specified on the website, and the Hall of Shame has spurred
controversy and contributed to the perception among some designers that PPS is “anti-
subscription, described on its website as a source that “distills the essence of high-quality
recent (environmental design) research and translates it from ‘science-ease’ into everyday
language” (Augustin 2012). The editor of RDC is Sally Augustin, Ph.D., a practicing
environmental psychologist, and the editorial board is made up of 14 leaders in the field
addition to the newsletter, RDC offers consulting services for the design profession to
2012).
Professional associations
professional organization of its kind. Per the EDRA website, the organization is an
EDRA’s ongoing activities are of primary importance in the field. They include online
resources that offer current and archived published material for members, networking
groups for specialized areas in the field, numerous events and programs including the
26
annual conference, and a variety of awards including the Great Places Award, conferred
annually on projects that exemplify the link between research and practice.
organization, formed in 1981, with similar outreach activities: online and print resources,
network groups, and regular conferences and symposia. There are at least two other
international organizations with which IAPS and EDRA maintain relationships: Man-
Professional journals
kinds of research in the design and planning fields. The research in these journals,
Landscape Journal
Places
Trade publications
27
quarterly columns in the magazine that highlight current environmental design research.
The magazine also covers winners of the ASLA annual research awards, some of which
Books
is housed in the Architecture Research Center (ARC) at the James White Library at
Andrews University, many of which can be circulated. The ARC has also recently
established a store for EDRA books on Amazon.com. New books are published regularly
that add to the body of literature about how to design with people in mind. Three recent
- Cities for People (2010) by Jan Gehl. Gehl is an internationally recognized architect,
researcher, and long-time proponent of design at the human scale. In the preface to
his newest book, Gehl notes that encouraging trends in city planning have resulted
On the whole city planning over the past 50 years has been problematic…Now,
after many years, a great deal of knowledge has been amassed on the connection
between physical form and human behavior. We have extensive information
about what can and should be done…Cities and residents have become very
active in crying out for people-oriented city planning…It is now generally
accepted that city life and regard for people in city space must have a key role in
the planning of cities and built-up areas…Caring for people in the city is an
important key for achieving more lively, safe, sustainable and healthy cities, all
goals of crucial importance in the 21st century. It is my hope that this book can
make a modest contribution to this important new orientation. (Gehl 2010, x-xi)
The book contains practical suggestions and hundreds of photographs from cities
worldwide (Paris, Oslo, Beijing, Melbourne, New York, Amman, Sendaii [Japan],
28
environment: people sitting on steps and benches, cobblestones as dividers, street
page layout below demonstrates the dominant role of the color photographs in the
Figure 3: Cities for People (Gehl 2010, 144-145), sample page spread
language to illustrate the themes of the book. One example (see figure 4 below) depicts a
‘toolbox of quality criteria’ organized within three categories: protection, comfort, and
delight.
29
Source: Gehl, Gemzoe, Kirknaes, Sondergaard, “New City Life,” The Danish Architectural
Press, 2006. Further developed by Gehl Architects-Urban Quality Consultants, 2009.
Figure 4: Protection, Comfort, and Delight: 12 quality criteria for the city at eye level (Gehl
2010, 239)
same content has been explored in Whyte’s book and film, Social Life of Small Urban
30
Spaces (1980) and Marcus’s and Francis’s book of design guidelines, People Places:
Design Guidelines for Urban Open Space (1998), as well as in previous books by Gehl,
including Life Between Buildings (first published in 1971 and currently in its 6th English
language edition), and New City Spaces (coauthored with Lars Gemzøe in 2000.) The
Chapter 4.
- Environmental Design Research: the body, the city, the buildings in between (Cranz
compilation of 42 articles originally published from 1969 – 2010. The authors’ goal
research, iv) think critically about values embedded in design and their consequences
- Urban Open Space: Designing for User Needs. Case Study in Land and Community
While considerable research has been done on needs and conflicts in open space,
no single document integrates all of this knowledge and makes it available to
professionals, students, and researchers. The purpose of this issue-based study is
to review and synthesize this knowledge into an accessible and useful document.
(Francis 2003, xi)
31
The book is a comprehensive, albeit relatively short, volume containing definitions,
lists of resources, a methodology for case studies, and the full Bryant Park case study.
It offers a different system for considering the needs of people in public space, using
engagement, discovery, and fun (Francis 2003, 20). Again, while different from the
organization systems used by Marcus, Whyte, or Gehl, much of the content overlaps
and addresses similar design issues relative to human behavior. Whether it has
succeeded in its goal to make the knowledge accessible and useful to students,
Post-occupancy evaluation
from the user’s point of view” (Marcus and Francis 1998, 348) is the natural corollary of
the field, “the design professions can only begin to consider the implicit assumptions they
make about people as reflected in the spaces and places they create or design for them if
it is realized that an inherent part of their task is to evaluate their design efforts”
In People Places, Marcus and Francis devote the last chapter to specific
instructions on how to conduct a POE, a process for evaluation that “underlies virtually
all of the research drawn upon in this book” (Marcus and Francis 1998, ix). The authors
Informed journalistic critique – The basic process for evaluation, appropriate for
32
Post-occupancy evaluation – The more rigorous method for evaluating spaces that is
The following discussion of the specific elements involved in each of these levels is
based on this chapter in People Places (Marcus and Francis 1998, 345-356).
relationship between people and their environment. The goal for students is “to
This is the same primary goal that will be addressed in the recommendations of this
paper, in light of the study findings regarding practitioners’ reliance on intuition and their
own direct observations of people in public space. Table 1 on the following page
carefully explained in the next section of the chapter in People Places. The methods
include activity and participant observation, as well as advanced methods that require
diagrams, photographs, and redesign proposals are included with the descriptions of the
research methods. This is a rigorous evaluation process, but the authors state that it is
still appropriate for design students and practitioners to learn how to conduct this type of
evaluation (356). Two books are cited for more information on the data-gathering
methods described: John Zeisel’s Inquiry by Design (1981, since revised in 2006) and
33
Robert Bechtel, Robert Marans, and William Michelson (eds.), Methods in
34
The chapter in People Places is a blueprint for how to make careful, sensitive,
accurate, and informed observations that can and should directly impact design decisions.
The authors describe four settings in which they believe POEs could be useful (345):
1. Educational setting where students can learn a method of research and gain a
They also posit three reasons why more POEs are not conducted in professional practice
(345):
2. Some designers and clients could find the process, “which may reveal mistakes or
oversights,” threatening
One final reason suggested for the lack of regular evaluation of public space is that the
Magazine)
do not encourage critical articles, believing their readers only want to see neutral,
descriptive, highly illustrated accounts of new projects. This is unfortunate and
places design at odds with other creative endeavors (movies, plays, fiction, art)
where both journalistic and specialized magazine critiques are routine. (Marcus
and Francis 1998, 356)
35
Battery Park City and designed by Michael Van Valkenburgh Associates, has won
numerous design awards but was also placed in the ‘Hall of Shame,’ the collection of
landscapes that are unresponsive to the needs of the public, according to the Project for
Public Spaces. After the project was placed in the Hall of Shame, Robin Moore, a
and director of the National Learning Initiative, College of Design, North Carolina State
that was published in LAM. Moore and his team conducted more than nine person-hours
interviews. They collected over 1,380 data points on an average number of 115 users per
round of mapping (Moore 2007, 136-137) and their results suggest that the park is well-
used and well-loved. Moore states that based on the POE, Teardrop Park “deserves to be
praised as a successful public space rather than placed in a category of shame” and
requests that PPS make a greater effort to “gather evidence that supports their arguments”
(Moore 2007, 135) in the future. These divergent opinions point to difficulties that arise
when different criteria are used to evaluate the social success of the designed landscape.
practitioner) and Project for Public Spaces are both widely-known for their commitment
to the design of public space that supports human development and interaction. Yet even
that PPS has “ruffled the feathers of many landscape architects” (Thompson 2007, 11) in
its critiques of urban landscapes. In the above example, the “ruffled feathers” were those
36
of a designer who is also an expert in environmental design research. Thompson’s
message is clear, however – that POEs are an invaluable tool to understand how
landscapes function for those who use them. He argues that critiques by PPS (and others)
are valuable in the field because of the conversations they can generate, yet he asks “what
would it take for landscape architects to initiate POEs just because they want to know
whether people love the places they create?” (Thompson 2007, 11).
wrote letters to the editor of the magazine. One recurring suggestion was to incorporate
POEs in the ASLA awards process by requiring designers to include a POE of their
project with their submission. Other suggestions included: teach students how to
conduct POEs of recently designed landscapes, thereby reducing costs for the
professional; encourage public and private clients to require POEs in their requests for
proposals; and regularly publish POEs in Landscape Architecture Magazine (Drum 2008,
19). These suggestions are extremely relevant to this study. As will be discussed in
Chapter 4, the findings of the study could be considered a rationale based on professional
practice for the critical importance for students and practitioners to understand basic
methods for evaluating public space based on direct observation. The informed
journalistic critique outlined in People Places should be a baseline by which urban open
In a recent EDRA address, Marcus reflected on her attempts in the early to mid-
1970s to incorporate environmental design research into the curriculum at the University
of California Berkeley, where she was a faculty member in the Landscape Architecture
37
Department. She suggested a course on environment and behavior to her department
head, who stated, “maybe one day we can afford such a luxury;” Marcus recalled her
reply, “I trust one day it will be seen as a necessity, not a luxury” (Marcus 2009, 19). An
Kathryn Anthony, a practicing architect and former chair of the Design Program
examined the role of environmental design research in national standards for architectural
graduate with virtually no exposure to this field,” and she continues “the absence of
schools must adhere” (Anthony 2004, 84). At the time, the National Architectural
for which students must meet one of three levels: awareness, understanding, and ability,
with awareness being the lowest and ability being the highest level. She explains that the
methods of inquiry that seek to clarify the relationships between human behavior and the
physical environment’ (Anthony 2004, 84). Anthony contends that faculty can therefore
give “lip service” to the field, and that students, lacking any accountability to “real clients
or users” can be led to believe that they are “irrelevant at best, and at worst, obstructions
who interfere with the creation of good design” (84). In 2009 the NAAB changed the
38
ability, with ability being the higher level of required competency. A level of
“understanding” is now required for “the role of applied research in determining function,
form, and systems and their impact on human conditions and behavior” (NAAB 2009). It
Board (LAAB) identifies eleven specific areas in the ‘professional curriculum’ for
achievement are not described, other than that “student work and other accomplishments
demonstrate that the curriculum is providing students with the appropriate content to
enter the profession” (LAAB 2010). The eleven identified areas of study are as follows:
research is not included in the required curriculum. This study recommends a survey of
environmental design research are offered to students. Still, as stated by Anthony (2004),
39
the fact that the subject is not required for accreditation has significant implications in the
field, as most students entering the profession have not been exposed to such research.
design research into design curricula: require students to complete community service
design projects; encourage them to attend and present at EDRA, IAPS and other
conferences; and expose students to the leading professional journals in the field
(Anthony 2004, 86). She also provides a list of “classic authors whose texts every
architecture student should know” (Anthony 2004, 87). There are twelve texts on the list;
she has condensed the body of research into a collection that she believes would be
manageable for students. Of the twelve books on Anthony’s list, eight were published in
the 1960s, 70s, and 80s. (Note: Two important books focused on landscape are not
included in this list: With People in Mind (Kaplan, Kaplan, and Ryan 1998) and
Humanscape: Environments for People (Kaplan and Kaplan 1982).) The complete list
exposing design students to environmental design research, predicated on what the data
landscape architecture offices and includes legal requirements for virtually every element
of public (and private) space design. It is over 1,000 pages and divided into four parts:
40
1. Practice of Landscape Architecture (approximately 60 pages)
project administration
The human factors presented in the second section include important elements of
environmental design research, broken down into two sections: i) human dimensions and
ii) human nature and spatial relationships (Hopper 2007, 67, 76-78). While the
discussions are very brief, it is encouraging to note that this information is included in the
text at all. No mention is made, however, of the environmental design research that
relatively new effort, modeled after the Leadership in Energy and Environmental Design
Green Building Rating System (LEED certification) of the U.S. Green Building Council,
operations, and maintenance” (Sustainable Sites Initiative 2009, 2). The initiative
41
and others can earn credits for projects they submit for certification. Human health and
well-being is one of the categories included in the benchmarks, a sign of the growing
profession.
The SITES Guidelines and Performance Benchmarks (2009) are modeled on the
more established LEED certification program. Of the 250 potential points that can be
earned by a project, 32 points (13% of the total) are within the human health and well-
being category. Two specific areas within that section are directly related to
environmental design research: Credit 6.7: Provide views of vegetation and quiet outdoor
spaces for mental restoration, and Credit 6.8: Provide outdoor spaces for social
interaction. Specific elements within these credits include: providing a variety of seating
access to vegetation, providing opportunities for recreation, and providing amenities such
Initiative 2009, 161-167), all of which have been carefully studied by environmental
design researchers. Two books: Marcus’s People Places and Whyte’s Social Life of
Small Urban Spaces, are cited as resources in the guidelines for those who want to better
Summary
There are many different monikers for the study of the inextricable link between
people and their environment. This study will show that despite some uncertainty among
practicing landscape architects about what is meant by the specific term “environmental
design research,” the field has, in fact, had a positive, albeit indirect, impact on the
42
designers who participated in this study. Many of these designers entered the field of
landscape architecture when some of the earliest research on urban open space was being
conducted, and their perspective and experience with EDR suggest that the field still has
the potential to greatly enhance professional practice. The realization of this potential is
dependent on how researchers and practitioners interact, how (and what) information is
shared between the professions, and how future designers understand and participate in
Within the field of EDR, researchers have long grappled with how to translate the
findings of their research on urban open space (and other environments) for use by
practitioners. These findings could be considered guiding principles for how to design
public space that will meet the needs of those who use it, and conversations with the
study participants suggest that they are keenly aware of many of these principles. Some
findings in the form of design guidelines; others have published what could be considered
raw data generated by their research in the form of photographs or video footage of
people in public space. The responses of the study participants to these different
following chapters.
43
CHAPTER 3
STUDY METHODOLOGY
Selection of participants
Landscape architects who are regarded as leaders in the field were invited to
participate in the study because their designs for urban open space are the ones that are
publicized, recognized, talked about, written about, and possibly emulated by students
and professionals. Their design philosophies and practices have had a major impact on
the profession, and therefore, on the built environment. The primary trade publication for
determining which designers and which projects are considered exemplary within the
extensive coverage of the projects that win the annual ASLA design awards. For this
study, the last three years (2009 – 2011) of LAM were reviewed to identify design firms
that were featured and/or won ASLA awards for their design of an urban open space.
Twenty designers were identified through this process as potential study participants.
Prior to recruiting participants for the study, the project was approved by the
process. Once approval was granted, a package was sent to the founding principal at the
firm, or in several cases to the principal who was identified as the lead on the qualifying
project. The package included i) cover letter, ii) project summary and consent form, and
iii) interview process and proposed questions. These documents are included as
Appendices E, F, and G.
44
Approximately two weeks after these packages were sent, each firm was
contacted by phone to inquire whether the designers were willing to participate in the
study. Twelve designers agreed to be interviewed for the study. Seven of the designers
were the founders or co-founders of their firms, and the other five were experienced
principals or partners.
Interview process
The interview process was based on Holstein and Gubrium’s ‘active interview,’
an approach that is “appropriate in those instances when the researcher is interested in the
ostensibly well-defined information” (Holstein and Gubrium 1995, 73). They describe
the active interview as flexible, and directly and immediately informed by careful
Based on this methodology, the interview questions were revised throughout the
month-long process of conducting the interviews. During each conversation, the study
participants’ responses to the opening questions shaped the remainder of the interview.
The questions below were the guiding framework for the interviews:
1. Are you familiar with the field of research on social behavior in public space (often
called environmental design research) and if so, do you recall how and when were
you first introduced to it?
2. Are you familiar with design guidelines that are based on this research?
3. In what ways does your understanding of this research (and design guidelines, if
applicable) impact you when you are designing urban open space?
4. At what point in the design process is this research (and design guidelines, if
applicable) part of the discussion in your office?
45
5. In your firm, do designers have access to the research, and if so, do they refer to it in
their design process?
6. Are there methods for sharing or disseminating this research that you believe would
be useful in current practice?
7. Do your clients seem to be aware that there is a body of research on social behavior in
public space?
8. How are the social aspects of design part of your process when preparing entries for
design competitions?
10. Do you have additional comments about this topic that you would like to make?
Prior to conducting the interviews, consent forms were collected from each
participant. Each participant gave permission for the interview to be audio-taped. Four
of the interviews were conducted in person, one was on Skype, and seven were phone
conversations. The length of the interviews ranged from 30 minutes to 45 minutes. Ten
Analysis process
The third edition of Basics of Qualitative Research by Juliet Corbin and Anselm
Strauss provided the theoretical basis and process for the analysis of the interviews. The
overarching goal was to discover and present new ways of thinking about the questions
and topic at hand (Corbin and Strauss 2008, 302). The study was not designed to develop
theory, but rather to build a rich description of the issue: how environmental design
research is used and perceived by leading landscape architects. The analysis process
included multiple readings of each transcription, coding and writing memos, generating
46
Coding is the term for “extracting concepts from raw data and developing them in
terms of their properties and dimensions,” and memos are “written records that contain
the products of analysis” (Corbin and Strauss 2008, 159). The first memos were written
after the initial interview because “being immersed in data analysis during collection
provides a sense of direction, promotes greater sensitivity to data, and enables the
proceeds” (Corbin and Strauss 2008, 58). Following is an example of one of these early
memos.
Participant: I think we must all have a chemical reaction to being in a place where
there’s a lot of people. Being out among people is just chemically good, it feels
good. And being in places that are breathtaking, and with people, and they’re
relatively clean, is intrinsically good. It makes people want to stay.
Here the participant talks about social behavior in beautiful clean spaces as being
physiologically good for us. This seems advanced. It is also what is incorporated
in the Sustainable Sites guidelines – human health and well-being. I wonder how
many designers even think about this in such specific terms. We all know it’s
nice to be outside. But there is actual scientific evidence to back this up. Maybe
it really would help to have a compendium, a database, an encyclopedia of these
findings. Does RDC do this? Is it searchable?
All interviews were fully coded and memos were written as part of the process of
uncovering common themes. Through an iterative process, concepts and categories were
generated to develop a deep understanding of the data. Concepts are “words that stand
for ideas contained in data…they are interpretations, the products of analysis,” and
categories are “higher-level concepts under which analysts group lower-level concepts
according to shared properties. Categories are sometimes referred to as themes [as they
will be in this study.] They represent relative phenomena and enable the analyst to
reduce and combine data” (Corbin and Strauss 2008, 159). Diagrams were also used
47
concepts. Diagrams help researchers to “organize data, keep a record of concepts and the
relationships between them, integrate ideas, and explain findings to colleagues and others
in very systematic and organized ways….Diagrams reduce data to their essence” (Corbin
and Strauss 2008, 125). The findings of the analysis are presented in the following
chapter.
48
CHAPTER 4
FINDINGS
Introduction
There was a fundamental shift in the research questions as a result of the earliest
stage of analysis of the interviews, as mentioned in the introduction of this paper. The
original goals and research questions for the study were largely focused on how design
design guidelines would be an indication of the extent to which he or she valued and
that study participants do not use design guidelines based on environmental design
research in their design process for urban open space. Most participants were not aware
that these kinds of guidelines exist. Many were also unfamiliar with the term
meant and what it encompassed. They were, however, knowledgeable about many of the
principles of good social design that EDR has generated and tested over the last five
decades, for example the important role of seating, sun and shade, choice, sight lines, and
certain amenities in public space. This perceived distinction between research and what
the analysis, as well as to the recommendations of this study. Based on this important
49
and overarching finding, the most relevant research question is not how environmental
practice, but rather how a deeper understanding and awareness of the guiding principles
for successful social space could be fostered among students and professionals.
Context
practitioners of landscape architecture. They were recruited due to their leading role in
the profession, as evidenced by the publicity and recognition their projects have received
Magazine. It is acknowledged that this sample does not necessarily reflect the views or
research. This group of participants was chosen because their projects are the ones that,
due to their visibility, are discussed in practice and in university settings. Their high-
profile status may or may not impact their views of environmental design research in
It is possible that one of the reasons the participants agreed to be a part of this
study is that they have a particular interest in the social aspects of design and may
therefore place a higher priority on it than do other practicing landscape architects. In the
interview process, many (but not all) noted that their personal interest in the social
aspects of public space contributed to a greater level of exposure and emphasis on the
50
Themes
The themes identified in the data are presented below. Representative quotes are
the subject is the best way to convey the overall tenor of the interviews and the themes
that emerged.
The first question of the interview was aimed at understanding the participants’
basic level of familiarity with the field of environmental design research. Many
participants expressed an uncertainty about what the field entailed and stated that they
I’ll tell you what my interpretation of it is, and you can tell me if I’m right.
I know about EDRA…EDRA right? Actually one of our projects won one of their
awards one year and they used to put out Places Magazine but I haven’t seen that
anymore. So I do not know the details of their research, but I do know that they have
been doing such a thing.
As the interviews progressed, however, it became clear that all of the participants,
including the ones who made the above statements, were very familiar with the work of
some of the key figures in the field, particularly William Whyte and Jan Gehl. One
participant mentioned five other researchers: Georg Simmel, E.T. Hall, B.F. Skinner,
Robin Moore, and Kevin Lynch; several more researchers were mentioned by other
participants.
More importantly, all of the participants referenced many of the principles for
successful social space that have been borne out by this research. In other words, they
are very familiar with the findings of the social research conducted in the early years of
51
the field of EDR, but it seems they do not directly associate this knowledge with a
familiarity of the field. For example, every participant mentioned William Whyte’s work
and his methodology for direct observation. One participant noted the importance of
being aware of critiques of Whyte’s work. Whyte’s findings appear to have become part
of a generally accepted knowledge base about social behavior in public space, rather than
being directly associated with the field known as environmental design research. This
could simply indicate that practitioners are unfamiliar with the phrase “environmental
EDR, most of the participants made express statements of value regarding the importance
of designing public space that works for people. They did not explicitly relate these
I’m a true believer that if something doesn’t work because it has been designed to
look or be a certain way and yet that way doesn’t include the human comforts, then I
think that’s a flawed design.
It’s always first and foremost in our design approach to things, in terms of looking at
public spaces.
You can make a really beautiful place that stands on its own with nobody in it –
compositionally, experientially, spatially, look at it from the air, look at it from the
ground and on all those levels you think that’s a really beautiful, gorgeous place. But
it has to be just as compelling and useful and powerful when it’s full of people.
The beauty is that it goes beyond aesthetics, it goes beyond what color is it, what are
the plants, what’s the paving? It’s so far beyond that, it’s all about the critical
components, you know… is there seating, is there retail that faces the street, do you
activate the street, are there good edges, all of that stuff which is so much more
compelling than ‘wow, that’s a really nice tree or that’s a pretty paving pattern.’
I have always felt it’s important that you are cognizant or consider the place of people
in your design, and I don’t think any design is successful unless people use it well.
52
Personal connection
Many of the participants expressed an early personal interest in the social aspects
of design as a design student or young professional. This interest was often sparked and
encouraged by a professor or colleague. For most, the subject was not required in their
It became part of the dialogue in studio as it was tangentially related to other issues.
Depending on your level of interest, that dialogue was more or less.
My exposure was purely through those great professors that are inspired, and it sort of
sticks in your brain.
I remember a little light bulb going off when I started reading about Karl Linn in
school, and making these connections between what we do and sociology and
psychology, because what we do is for people and that is what it’s all about.
I’m intimately fascinated with how people use urban space…some of that is self-
initiative to seek it out. Also, we had a partner here who ate, drank, and slept public
space, and through him and his enthusiasm I got exposed to real-life examples in real-
life projects where I got an opportunity to use these tools and this way of thinking.
The corollary to this finding is that if a design student or young professional is not
inherently interested in the field or does not come into contact with someone who is, their
education. Some of the participants stated that they have not had a particular interest in
the research, but during the interviews they, along with the other participants,
I will be upfront and honest and say that I never focused explicitly and directly on
that research nor the specific application or results of that research.
I’ve never, and I don’t think my partners have, engaged in any specific study or
aligned ourselves with any professional initiative. We’ve worked following our own
interests and observations and individual reading, wherever our inclination has taken
us separately.
53
One of the above participants mentioned that a recent project completed by his
firm won the relatively new Urban Land Institute Amanda Burden Urban Open Space
Award and remarked that “it was a huge honor to even make the short list.” The award
was founded in 2010 by Amanda Burden, commissioner of the New York City
Department of City Planning, to “celebrate and promote vibrant urban open spaces that
enrich and revitalize communities” (Urban Land Institute, 2012). This apparent
disconnect between the participants’ perception of the research as a field of study, and the
One of the most significant findings of the study is that nearly every participant
stated their belief that in order for a designer to fully understand how people behave in
public space, the designer must regularly and critically observe people in public space.
Participants stated that they engage in this practice frequently, often sketching or taking
The kind of photography I’ve trained myself to do after all these years is to really try
to record people, how they use the space, and be aware of what the sun’s doing, what
the temperature’s like, is it noon when everybody’s out for lunch, is it the sleepy
afternoon hours before the dinner crowd comes back, is it a weekend? I try to be
conscious of all those things.
We don’t know what the research is, but we’re making our own assessments about
spaces we’ve been in, and we just always have our cameras with us.
The designers expressed an understanding that the act of direct observation is the most
basic method of social research. They recognized and acknowledged that their
observation techniques would not fulfill requirements for academic social research, but in
54
their view this does not diminish the importance of the process or the knowledge that can
There are different levels, call it scientific observation, to rules of thumb, to just
personal experience from observing spaces and thinking about spaces.
We recorded it all. We probably didn’t follow Holly Whyte’s methodology to the tee,
but we took a lot of photographs…and we were very strategic about how we did it.
The participants suggest that it is not enough to study and understand the observations
made by others (environmental design researchers like William Whyte, Jan Gehl, and
others) without also spending time personally observing people in public space:
I’m a student of these great authors and observers of public space use, and I really
appreciate the work they put into it, and so I think I kind of bury that intuitively. But
I can’t place enough importance on site observation and taking the time to go out and
watch the way a space is being used.
It really involves getting out there and spending time really fully understanding urban
neighborhoods, block by block, and that’s the kind of research I do. It just doesn’t
get documented. I don’t know if just better awareness of Holly Whyte’s book would
do much.
It is a designer’s obligation to take all manner of observations in the world, their own
and others, and to congeal them into something, and I don’t mean that it’s magical at
all, and it’s not really even a black box. It’s knowledge and I think designers size the
situation up and they apply knowledge.
Intuition
Participants cited intuition as the primary source on which they base design
decisions about the social aspects of public space. All but one participant used the term
“intuition” or “intuitive” when describing their design process. Some acknowledged that
the research has “seeped in” and become a part of their thinking, but none expressed an
explicit causal relationship between the research and their intuition. Rather, the
relationship was described as one in which environmental design research reinforces their
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intuition. For these designers, research is considered a less important factor than their
For me (the social aspects of design) have always been an intuitive thing rather than
an overly rationalized research thing. What that means is that when people have done
research on it, I have probably caught aspects of that and logged it into my brain, but
without overtly referring to it as I design.
There is sort of an innate sense of what will work for people and what won’t, but it’s
not based on a tight grasp of the research or an ongoing pursuit of that information.
It’s more in the background, informing decisions in a somewhat looser way.
(This particular site) needed a strong spatial identity, and my immediate instinct was
that it would be a grove of trees: ‘I’ll meet you in the shade of the trees.’ It wasn’t
through any kind of in-depth consideration of what would socially be right or what
the ingredients of a good social space are. Really more intuitive than that.
Now after freshly reading the Jan Gehl book it makes me think there were a lot of
things (in a recent project) that we intuitively thought about.
Part of the design process is intuitive, a lot of it is, just the power of observation and
how you as a human being go and move around the world. I have always been in
tune with that, so to a certain extent it hasn’t mattered to me what some study says.
This perceived dichotomy between intuition and research has been noted in the
literature and is not unexpected. In her 1975 study, Reizenstein cited correspondence
suggested that “a major source of difficulty in collaboration between research and design
is that both types of professionals feel that ‘intuitive judgment and scientific research are
(Reizenstein 1975, 32). The diagram on the next page simplifies this difference in
perspective among researchers and practitioners about the role of intuition, research
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Figure 5: Intuition and research findings in practice: two perspectives
This finding, along with the previous finding that the participants consider
further in the discussion of the findings at the end of this chapter and in the
When asked to consider how the social aspects of design and/or research on
human behavior were a part of their design process, participants described the process as
We don't consciously use the resources you are asking about, though I am sure the
principles certainly enter into how we design. I would say that it informs a lot of our
design decisions kind of informally.
The social issues are just…a preoccupation. We don’t have a formula or set way that
we do it, but it’s just something as kind of a background to how we approach our
sites.
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There will be times when we will remind one another of the need for making the
place useful for people. There is always some influence at every level and a lot of
discourse, a lot of discussion. It generally happens through conversation, through
experience, gentle reminders and nudging, again at all levels.
We talk about the social piece a lot in the beginning. But it doesn’t ever really go
away. Even if outwardly to a client it seems like we’re not talking about it as much,
certainly internally, it’s just a part of the dialogue. In the same way that aesthetics
and beauty and sensory issues or all of those things remain part of the dialogue.
We have no explicit kind of framework or methodology for that. I would say we talk
about the social in very general terms.
structured way is that existing translations of research findings are not viewed as useful.
As described in the literature review, in the longstanding debate about how to translate
research findings for use in practice, design guidelines have been viewed by some as
perhaps the most effective method of translation (Sommer 1969; Reizenstein 1975;
Schmidt 1985; Chapin and Marcus 1993; Marcus and Francis 1998; and Marcus 1999).
The participants of this study, however, have not embraced them; none of them use
among practitioners that design guidelines are specific rules about specific elements of
design, and the participants believe that these rules are not applicable to every project.
Many design guidelines are, in fact, reminders of basic elements to consider when
designing public space – make the most of sunlight, provide enough comfortable seating,
use vegetation to create variety – and suggestions for how this might be accomplished.
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It’s not about taking observations out of E.T. Hall about the right distance, it’s really
just finding out what works. That’s more like the working journeyman like me, it’s
kind of what we do.
It’s okay that researchers are out there documenting behavior. It’s not so okay in my
view that researchers are turning that into strictures for how to design. It’s great to
know Holly Whyte’s observations…It’s not at all right to portray them as a set of
rules.
We don’t use any sort of specific guidelines because every project and client is
different, and the conditions are different.
We sort of reinvent the wheel, not all of the time, but we’ll make our own…Out of
precedent, we pull together our own design guidelines that are specific to the project
and to the site.
observations of people in public space, and what designers regularly find through their
own less formal observation process. Rather than reinforcing, enriching, challenging,
and informing one another’s methods and findings, researchers and designers are placed
at odds. One indication of this conflict is the perception among several participants of the
“anti-design” position of Project for Public Spaces. This conflict, interestingly, was not
I like to know that there are some extreme opinions out there because from them
comes a discourse that shakes things up and makes people question things, and is an
important part of growth and evolution. But what’s missing is mutual respect and
listening to one another.
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Research in practice
research can sometimes be useful at the conclusion of the design process, though they did
not state whether design modifications ever result from this type of review. This finding
reinforces the idea that the principles of good social space that have come from EDR and
perceived primarily as a checklist that is not helpful during the design process:
Designers use intuition first, do the design, and then there’s always that ‘oh my god’
moment when it’s going before the client, and you know you’re going to be asked
questions. And that’s where you go and you find as many checklists as you can get.
I never go down an evaluation criteria list when I design a project before, during or
after. I say it’s intuitive and what’s nice is to be able to go back to a project and look
at a list and say, yes we have done that.
Other participants noted that environmental design research – not the translation of it –
can ‘lend weight’ to design decisions, as well as distinguish bids and entries for projects
and competitions. Sometimes participants use consultants who are experts in the field to
There is power in being able to tie why you do certain things with a space back to a
very real, almost science-based rationale – it’s documented. It’s lent a lot of weight
to our design narrative. With certain project types it has been very helpful to have
underpinnings in behavioral science.
In a competition you are always trying to distinguish yourself so you bring people in
that have other interests like sociologists or ecologists because it helps make for a
good mix. Not as many people are bringing in sociologists but we have recently.
We’re actually doing a project with Gehl’s office and they’re sitting in the other room
right now. There’s an alignment between their thinking and our own.
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William Whyte and Jan Gehl: observers
The two researchers most often cited by the participants were William Whyte and
Jan Gehl. The depth of their studies and their rigorous research methods are respected,
and their work has clearly influenced these designers. One participant noted critiques of
Whyte’s work relative to cultural and gender biases, but still stated that designers can
I think Whyte’s a real touchstone, that was the first time someone really bore down in
that kind of granular level of detail.
Holly White actually did real research. He was using research methods and looking
at the city and drawing conclusions that were sometimes unexpected because he was
following the research. That’s very pioneering research.
Jan Gehl’s office has dedicated their professional existence to documenting the
nuances of viewing distances between people and the critical mass you need in public
spaces to make them viable…with imagery as well as diagrammatically. They have
managed to capture all of these wonderful metrics and anecdotes that you can then
apply to what you’re doing. They have literally dedicated an entire career to it.
There’s a sort of sanctioning condition. If it seems useful to more than a few people,
it will become understood as being useful. If it really bears on the issue and it gets
read and it gets published and it gets reprinted…like Holly Whyte’s work…it gets
traction.
The study suggests a knowledge of and respect for the methods and findings of
these two researchers that places them outside the realm of uncertainty or negative
perceptions about other environmental design research. This is likely due to the manner
in which Whyte and Gehl chose to present their work; their findings are not translated,
but rather conveyed through photographs and video footage of people in public space.
As noted, Gehl also uses diagrams to simplify and categorize his findings. Other
Places (Marcus and Francis 1998) or the synopses of research found in the e-newsletter
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of Research Design Connections, as two examples, has been often presented with a much
Practical resources
research could be useful in current practice, and if so, in what format. They noted the
importance of sharing research with practitioners, while also pointing out the challenge of
the task:
All the research in the world is not really that valuable unless you can figure out some
creative way to get it into the hands of the people who need it.
I’m not sure a little book on the shelf, even a remake of Whyte’s book, is necessarily
going to work its way into the mindset of people.
It’s got to be a compelling document and for each person that’s a different thing.
Not surprisingly, none of the participants indicated that design guidelines would
be used in practice, even if they were reformatted, updated, or otherwise modified. The
solution most often suggested was a collection of case studies illustrating the application
of the principles for successful social space. Still, the participants almost always
qualified their response with a comment about its questionable use in practice.
I think it would be a brief pamphlet-like summary of case studies, but like I say these
books are being published all over the place.
To be able to look up certain spaces, say Bryant Park, and understand them and have
hard data: it’s this big, it offers these conditions, these level changes, loose furniture
here, steps…and an understanding of how it’s used, what those numbers are…I could
imagine it being used, but only if there was a way to navigate through it by spatial
typologies.
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I’m not sure what the best mechanism would be for making that stuff available. It’s
not like there’s a standard that captures all of this stuff. What about the outliers that
break all the rules and still succeed as great spaces?
Participants assessed the level of interest regarding the social aspects of design
through two lenses: design education and professional practice. No general conclusions
can be drawn from these comments; they are presented as a window into the divergent
opinions about the emphasis, or lack thereof, on designing socially sustainable space.
again reinforcing the study finding that practitioners have incorporated the principles
generated by EDR in their thinking, but do not overtly acknowledge the role of the
resources as informing their understanding. The following comments indicate that the
I see new candidates on the job market right now in urban design and landscape
architecture, and I’m thrilled at the level of exposure they are getting to some of that
thinking now while they’re in school.
We’ve been fortunate that there’s been a kind of shift in planning consciousness in
San Francisco and New York that is really looking to revitalize the public realm,
streets specifically.
In the last 10 or 12 years of design competitions, there has been a pretty big focus on
(the social issues). So if you look at an entry, there is an image of all the potential
visitors to the park in a day, where they might have come from, what they might have
been interested in doing…and so on…a kind of novel of characters through which
you could read the design proposal.
I like to keep track of what all of our colleagues and other people in the profession are
doing. There are a lot of smart people out there, doing this kind of work and thinking
about this.
Frankly I think there are a lot of designers designing spaces that have almost no
consideration for people.
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I just gave a lecture last night at a university and spent half the time talking about the
subject. The students are so hungry for this, and they’re not getting it. Hopefully my
talk brought it to the top of their attention, and they will revisit what they are doing in
their studio projects and incorporate some of those notions.
I’ve never seen the ‘cause du jour’ of our profession…be designing real public spaces
for social sustainability.
Post-occupancy evaluation
Finally, participants were asked if and how their firms engage in post-occupancy
evaluations of their designed spaces. One participant from a larger firm explained that
the firm was in the process of establishing standard evaluation procedures for the social
viability of their completed projects, as well as for other factors. The majority of the
but informal, evaluation process. They do not regularly use a formal methodology for
post-occupancy evaluation:
You do the drawings, you build it, and then you walk away. And it’s only then that
the thing becomes relevant or takes on any life. And that’s when it becomes
interesting. So we’re always looking for opportunities to remain engaged.
It’s not something you just stop. I do it all the time. I call it doing the
forensics…why isn’t this working and digging, digging, digging deep into it and
dissecting things to really understand it. It’s a constant recording and taking note of it
and then obviously it can be applied to the next project. I wish I were more scientific.
I’m not, it’s sort of a seat of the pants kind of thing, but I’m a very intuitive designer.
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I do know that there was a period…70’s into 80’s where the whole ‘post construction
evaluation’ was a big deal, because it was okay, did you design a great space? Are
people using that space? If they are not using that space, is it a great space? So a lot
of that went on and you couldn’t help but be aware that those were issues one had to
deal with as a designer.
The most often cited reason for not conducting formal POEs was cost:
We would like to do it more formally, it just doesn’t happen…because it’s not part of
contracts and unfortunately so much of the profession is driven by contracts and what
a client allows you to do.
We try to implement it in a formal way, but it’s not an easy thing to build into
contracts. It’s easy to see it as a line item cost and cut it from a contract from a
client’s point of view.
For international work…the sad part is, once you finish, you take a few photographs
of the finished product, and you come home. No one’s going to pay you to go that
far, observe week to week, to see how people use it.
One participant also expressed a perceived difficulty of creating benchmarks for the
As far as POEs for social behavior, how would you establish commonality or
baselines? The number of users per square foot? Or, a certain percentage of usable
park space has to be in sunlight? It’s very hard because conditions vary from city to
city. I think it would be a very interesting problem to attack – what are the indicators
of a successful space? Very interesting to ground it in a science.
Discussion of themes
Interconnections
connected components regarding the ways in which and extent to which environmental
design research has impacted the design process of the study participants. These
components form a web (see figure 6) that informs how designers think about people and
the environment, and they include a designer’s intuition, interests, personal observations
of people in public space, the research methods of EDR, and the research findings of
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EDR (also referred to in this paper as the principles of successful social space.) No one
It is hard to untie influences from our own interests and agendas. They all become
mixed at a certain point.
practice and cannot be considered a part of this web. This finding calls for a rethinking
of the relationship of EDR with professional practice and with design education.
resulting in the design of more spaces that are responsive to users’ needs, then
researchers must regularly evaluate how their findings are used by practitioners and
respond accordingly. For decades, researchers have focused on translating their findings
in an effort to communicate them with practitioners. Yet this study suggests that for
designers, the translations of research are not part of the complicated and interwoven
process of designing socially sustainable public open space. Many of the basic findings
of EDR, however, as well as the fundamental social science research method of direct
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observation, have become deeply ingrained in practice. If translations are perceived as
unnecessary, rather than trying to create better ones to insert into the web, a more
productive focus for researchers would be to consider a holistic approach that could
William Whyte and Jan Gehl, like many environmental design researchers, used
studied observation as their primary research method. Other methods in EDR include
and surveys, and analyzing plans, archives, and other data regarding design intent and the
history of usage. Still, as John Zeisel notes in the revised version of his classic text,
research method” that researchers and designers are continually refining the method in an
attempt to improve the quality of the findings (Zeisel 2006, 214). The thrust of the
previously, his book is cited as a resource by Marcus and Francis (1998) in their chapter
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There are significant differences between these academic social science research
methods for observation and the informal process of direct observation that designers
regularly engage in. But there is also a clear relationship. Study participants commented
on the value of this research method and noted that their own observations of people in
space were not as ‘scientific’ as those of Whyte, Gehl, and other researchers. But they
recognized that by performing their own direct observations, they are engaging in the
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Figure 8: Direct observation as link between research and practice
indicated that they value this process and engage in it regularly. In doing so, designers
use their own powers of observation to inform their intuition about what works for people
in public space. Laurie Olin, a respected landscape architect whose designs over the last
three decades have won numerous design awards, describes the role of this process in
design, “A large part of designing is becoming a student of people. To design well you
have to be interested in and learn about how people behave. Our designs are how we
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While not articulated by the study participants, the link between observation and
without the intervention of any reasoning process” (Oxford English Dictionary, s.v.
developed through years of carefully watching how they behave. The link between this
process of direct observation and intuition may or may not be consciously recognized, but
it was not explicitly acknowledged by the participants. Still, it is clear that the more a
designer observes people, the more his or her intuition will be honed, leading to design
decisions more likely to account for what has been learned. In this way, internalizing,
translations of them, reinforce the designers’ own process of discovery. William Whyte’s
and Jan Gehl’s observations are valued and clearly have contributed to the designers’
intuitive sense about what makes a space responsive to the needs of those who use it. As
noted, Whyte’s and Gehl’s research is presented more visually than that of most
environmental design researchers, as shown again in figures 9 and 10. The photographs
and videos of people using public space are like windows through which the reader (or
viewer) can watch how people behave. More than any other resource, Gehl’s books and
Whyte’s film seem to mimic the process of observation for the reader and viewer.
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Figure 9: Visual research: observing through Whyte’s eyes (Whyte 1980, 40-41)
Figure 10: Visual research: observing through Gehl's eyes (Gehl 2010, 86-87)
The work of these two researchers has not been translated; it is like a primary
source. Studying it, designers augment their own observations by seeing how thousands
of people behave in hundreds of public spaces around the world. Whyte and Gehl offer
suggestions, interpretations, diagrams, even some guidelines and directives, but the
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emphasis on images of real people in real places, and the research methods behind those
images, is what makes their work convincing and weighty for study participants. In
many ways, readers and viewers are left to draw their own conclusions – their own
translations that can be applied to the design process – from what they see. For
participants in this study, this visual format for communicating environmental design
research, rather the translation of it by others into design guidelines, is the most
Books from Gehl are kind of the best things that we have available to us. They have
the benefit of having tested and tried and lived that stuff for a long time so it’s very
believable…it has weight to it. It seems to transcend culture and geography.
Empathy
successful urban social space. As mentioned, Clare Cooper Marcus has noted that
research on seating, as one example of an issue that has been studied in the field of EDR,
isn’t complicated but is rather “empathy for the eventual user – and just plain common
sense” (Marcus 2001, 127). This sentiment was echoed by many participants, noting that
they do not consult specific research findings, but rather user their own common sense
But how does one acquire empathy? Like intuition, empathy is developed
through the accumulation of personal experiences with the world, and through
internalizing the meaning of those experiences. One’s direct experience with public
space, therefore, as a user and a careful observer, is the single most important activity that
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will enhance one’s comprehension of it. This comprehension is what leads to the ability
to project oneself into a situation and understand what it is like for others – to have
public space. As an inexperienced designer, she begins by making spaces that she loves
and that meet her needs. At the other end of the spectrum are spaces that others love and
that meet their needs. As the designer broadens her experience by consciously observing
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how she and others behave in public space, she gains a greater understanding of how to
design successful social spaces, and she develops a greater empathy for the people who
will use them. In this potentially recursive process, her common sense and intuition
become more attuned, more informed, and more sensitive as her observations become
more astute. Through this evolution of her design process, she begins to create spaces
that are more likely to meet the needs of the people she is designing for.
Summary
The most significant findings suggested from the study are the foundation for the
The activity of direct observation links research findings and intuition, albeit
widely used by designers, the questions become: how can the field as a whole make a
positive impact on design practice? In what ways can the field deepen a designer’s levels
of understanding and empathy? How can the research method of direct observation link
researchers and practitioners more closely, thus reinforcing the principles for socially
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Figure 12: Collaborative model that supports the application of principles for successful
social space
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CHAPTER 5
RECOMMENDATIONS
Design education
For environmental design research to have the greatest possible impact on the
design of future urban open space, future designers must internalize the methods and
findings of the field. For this reason, the recommendations of the study begin with those
related to proposed changes in design education. As discussed, the field of EDR is not
were to be changed (as has been recommended in the past,) the study findings indicate
the need to rethink how this can be done to engender students with a knowledge of the
field that they will retain and apply once they become practicing designers.
human behavior and the environment was first being conducted. They experienced the
early excitement around this new kind of research based on direct observation, and some
studied under professors who were conducting it. Yet even those participants stated that
their own intuition about the social aspects of design is more important than their
participants consider the findings of EDR as a reinforcement of their intuition, rather than
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designers, they have adapted the research method of direct observation to meet their
needs under the multiple constraints they face in professional practice. The participants
recognize that their methods are not as rigorous as those used in academic research, yet
the goal of their pursuits is the same: to better understand how people behave in public
space in order to make design decisions that will support that behavior. When design
students enter the profession, they will be expected to engage in this process of direct
observation. How much more could be gained from the process if they had been taught
how to do it in school? How much more accurate, comprehensive, and sensitive could
their observations be if they knew how to perform the ‘informed journalistic critique’
described by Marcus and Francis (1998, 346-347) and summarized in table 1 of this
paper. As explained by Earl Babbie in The Practice of Social Research, the simple act of
being more aware that one is engaging in observation is a first step toward making those
observations more valid, “in contrast to casual human inquiry, scientific observation is a
conscious activity. Just making observation more deliberate reduces error” (Babbie
1995, 6). One study participant noted the same basic recommendation:
I think probably the most powerful way to do this is to get students to actually start
looking at their world differently, not reaching up on a shelf and looking for an
answer from a book.
The question addressed in this recommendation is how these research methods should be
literature and the subsequent application of the theory and findings to studio projects,
may not be the most effective method to encourage a long-term interest in, engagement
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with, and inquiry of the complex relationship between human behavior and the
environment.
Rather, the study suggest that a framework that reflects what students will
encounter in professional practice could provide a better lens through which to teach the
proposed to introduce beginning students to the idea that our environment impacts our
behavior. Stated simply, students should first be taught – and inspired – to go out in the
world and carefully, critically, and systematically observe human behavior in public
space, the same activity they will be expected to do as professionals. With insight gained
from their own practice of this basic social research method, they will be better able to
learn from what others have discovered when they did the same thing.
required to practice it, and be evaluated on how they incorporate their findings in studio
projects. In this framework, students become novice researchers first; they are active
participants in the field of environmental design research, rather than readers of theories
Whyte, Marcus, Alexander, Moore, and others relied on their students to gather
data through direct observation – students were an integral part of their research teams, as
The main work of the Street Life Project [the making of The Social Life of Small
Urban Spaces] was done by a small band of young observers, and I want to thank
them for their curiosity, their diligence, and their tendency to dispute my
hypotheses.” (Whyte 1981, 9)
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These researchers taught research methods to the students and sent them to streets, parks,
and plazas to watch and record how people behaved. Students also contributed to the
analysis and interpretation of the data. They were directly engaged in the process at all
The basic methods for observing behavior used by those students should be taught
designing and administering surveys, and other social research methods. All students,
however, must be taught a basic methodology for making systematic and informed
observations and for analyzing their findings. They must learn and practice how to be
critical observers of how the design of public space influences the behavior of the people
who use it. In this way, the field of environmental design research becomes a framework
for inquiry, helping students (and professionals) to formulate important questions about
the social aspects of design, to understand what to look for when they are observing
behavior, and to apply their findings when making design decisions. Rather than offering
answers, EDR teaches students to ask the right questions. Richard Wener notes that
research does not generate design per se, but it does support and reinforce the
design process, and it assesses the success of design in meeting user needs and
goals. The world view and needs of design professionals [and students] become
integral to the design process. (Wener 2008, 284)
design process is itself a form of inquiry, made better by the use and rigorous application
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An exposure to the larger body of environmental design research findings,
including translations of it such as design guidelines, could then offer multiple benefits to
Deepen their analysis skills by learning about conclusions other researchers have
with specific populations (how cultural, gender, and age differences impact behavior);
and
Broaden their exposure to behavioral studies conducted around the country and the
world, introducing them to places they may never visit (as noted by one participant,
researchers, but it can be realized only after design students are equipped with the
experience and knowledge to absorb it. The results will be seen in studio projects created
by students as they design spaces that are even further along the spectrum toward meeting
the needs of others, as illustrated in the diagram on the next page. It is a process that
involves, but initially separates, environmental design research findings from its methods,
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Figure 13: Environmental design research methods enhance the design process
In summary, this reframing of environmental design research for students means that:
Students should understand that direct observation is the most basic method of
social research.
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LAAB accreditation standards
in landscape architecture accreditation standards. It differs from what has been suggested
Understanding of the theories and methods of inquiry that seek to clarify the
relationship between human behavior and the physical environment and
demonstrated ability to apply the findings of environment-behavior research to
designed environments. (Anthony 2004, 85)
While she does include methods of inquiry in this proposed language, Anthony continues
Ideally this criterion could be met by requiring at least one survey course in
environment and behavior in which students are introduced to the architectural
literature, theory, issues, research methods, and key research findings, followed
by an application of this knowledge in design studios. (Anthony 2004, 85)
centered around a studio culture that can leave limited time for other coursework. Still,
additional courses are required to meet accreditation standards for landscape history and
theory, natural and cultural systems, plants and ecosystems, site engineering,
application of the findings of EDR to studio projects does not address the
recommendation of this study that students should first have significant practical
experience with direct observation research methods before they are exposed to the
findings and translations of it. A survey course is not consistent with the findings of this
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study that practitioners use EDR to back up intuitive design decisions. A more practical
and effective approach would be to provide experiences that will contribute to the early
To reflect this alternate approach, or reframing of the topic, the language for
Students will learn accepted research methods for the observation, documentation,
and evaluation of designed landscapes, relative to human behavior. They will
demonstrate a proficiency in this process and be required to explain the
application of their research findings in design projects.
This proposed language focuses on a student’s ability to conduct and apply their
own valid social research as the first critical step toward integrating environmental design
research with design education. It is an experiential approach, one that was examined by
California Polytechnic State University, and others in a 2005 special issue of Landscape
Journal on cross-cultural learning in landscape architecture education. Hill notes that all
The specific subject matter explored by Hill (teaching cultural issues in design education)
is different, yet related to the subject of this study, but the suggested approach is the
same: students should be given the opportunity to examine theory through the lens of
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New resource
To convey this new paradigm of research to students, a tool should be created for
participants, the influence of a faculty member or colleague who was enthusiastic about
the field of environmental design research can instill an interest and enthusiasm for the
study of human behavior. This should not be left to chance; all students should be
exposed to the field in a way that generates interest and excitement about the subject.
students:
I’ve often said Whyte’s book should be redone or that film should be remade by a
young contemporary filmmaker to pass it on to students who…are used to getting a
certain kind of media messages delivered in a certain package. Our profession
refuses to recognize that we live in a world of 15-second sound bites and visual
flashes, and it’s okay to fight fire with fire sometimes. For important issues it’s okay
to ‘stoop to that level’ to get this message out.
The recommended format for the new resource is a 45-55 minute DVD to be used
in beginning design education. The overarching goal of the tool is to generate excitement
in students about designing great urban social spaces by showing contemporary examples
and giving them tools to think critically about how to do it. Objectives include:
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Specific components of the DVD include:
Introduction to the Sustainable Sites Initiative and the human health and well-being
credits
Design faculty could use this resource in early design studios and immediately
send students to the field to conduct observations of public spaces. Rather than an
additional course for students, this process could be incorporated throughout the student’s
design education. Students would learn basic direct observation methods and be required
At the appropriate time, additional EDR resources could be introduced to improve their
observation skills and broaden and deepen their understanding of the link between human
behavior and the environment. The emphasis, however, should be on equipping all
85
students with a proficiency in the basic research methods for direct observation used in
Professional practice
Many have suggested that the criteria for ASLA’s design awards should include
post-occupancy evaluations that document the social aspects of submitted projects. The
study reaffirms this suggestion and recommends that ASLA require firms to use design
students to conduct and document the evaluations, thus providing students with valuable
experience and practice in this critical activity, an exposure to the awards process, and
Professional development
Professional designers, particularly those new to the field, should also be trained
to apply the same research methods to their standard practice of observing public space.
The resource created for students could serve as an introduction for young professionals,
individual firms. Marcus and Francis estimate a maximum of two half-days required to
complete the field work, a reasonable amount of time to allot to the activity, given the
study findings that practitioners already regularly engage in observing people in public
space. This training could also improve designers’ ability to understand and meet
benchmarks for human health and well-being in the Sustainable Sites Initiative™.
(CLARB) is to “support licensure boards in protecting the health, safety and welfare of
86
the public through the establishment of standards of competency and the preparation,
large body of environmental design research on urban open space and acknowledged by
the Sustainable Sites Initiative™, the health and welfare of the public can be supported
by designers who understand and apply the principles for socially sustainable space.
CLARB should require state licensure boards to include a basic knowledge of direct
critical for the social aspects of design to become a long-term priority for the profession.
Finally, to reinforce the connection between what students are learning about
spokesperson from the field could promote it through established channels: Landscape
Architecture Magazine, the ASLA conference, firm websites, and social media. Many
the principles of good social design in their projects, as well their respect for the research
methods used by environmental design researchers. Some also described the role that
good social design can play in helping firms to win projects and design competitions.
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Further Research
The purpose of this study was to begin a dialogue with landscape architects about
relationship. In-depth interviews were chosen as the most appropriate methodology, thus
limiting the sample size. The knowledge gained from this study should be considered a
to test the findings, and to gain further insight. Additionally, more interviews could be
conducted with designers who have not been recognized by ASLA in Landscape
Architecture Magazine. Their assessment of the topic may or may not be different from
that of the study participants, as previously noted, and their input would add greatly to
architecture curriculum. In a 2003 study of a related topic, the ways and extent to which
ethics and social responsibility are addressed in landscape architecture curriculum, the
study authors note that “it should be recognized that accreditation standards do not
minimal standards to be achieved” (Brown and Jennings 2003, 104). The study included
a comprehensive analysis using key word searches of course descriptions and course
88
that the omission of pro-social issues from accreditation standards “suggests that these
individual faculty and students, as well as the nature of particular studio projects.” A
required courses is recommended. Input should also be gathered from students who
enroll in these elective courses on human behavior, as well as from students who are
exposed to the field in programs that address human behavior and the environment in
Some university programs are known for their focus on environmental design
research. Marcus and Francis point out that social research methods are taught and
psychology, where “theoretical and pragmatic work on POEs has been carried out by
academics and their design students” (Marcus and Francis 1998, 345). They note the
This list is likely out of date, however, and a comprehensive review is recommended.
One outcome of this review would be insight on specific practices (student assignments,
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evaluation of proficiency, etc.) for teaching environmental design research methods,
which could be valuable in the development of the recommended new teaching tool.
Post-occupancy evaluations
Finally, the findings of this study indicate that contemporary practitioners have a
great deal of knowledge about the principles of good social spaces that environmental
design research has generated and that designers have internalized through personal
social design explored by Whyte, Gehl, Marcus, and many more researchers: sight lines,
paving, focal points, sun and shade, water, circulation, edges, grade change and steps,
It is more difficult to ascertain how these designers have applied this knowledge
in practice. Students (and the profession at large) could gain valuable experience and
This process would yield important insight regarding which principles for successful
social space appear to be more commonly adopted, and which may be more difficult to
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CHAPTER 6
CONCLUSION
ability to create socially sustainable spaces that support the needs of those who use them.
knowledgeable about the findings of this research and have absorbed many of them into
what they call intuition, the tool relied on most to inform design decisions regarding the
social aspects of a space. Given this key finding, the recommendations of this study
address how the field of environmental design research might better inform and enhance
Design education is central to this effort, but it is a difficult prospect. How can
design students be taught a more keen sense of intuition? And how can this instruction
that of teaching good bedside manner to doctors. Can an intangible like bedside manner
be taught and learned, or does a doctor either ‘have it’ or not? In a recent study
conducted at several major academic medical centers, the objective was to test whether a
improve doctors’ responses to patients who express negative emotions. All of the
participating doctors heard a lecture on the subject, and half of them were also given an
conversations with real patients. The study found that the brief intervention improved the
91
participants’ ability to respond more empathetically to their patients, when compared to
the control group of doctors who only heard the lecture (Tulsky et al. 2001).
this study: i) it is possible to strengthen an intangible like intuition through instruction, ii)
the instruction must be interactive and experiential, and iii) it need not be taught as a
focused on teaching basic methods for direct observation used in environmental design
research. As close, critical, and sensitive observers, students will hone their intuition and
develop greater empathy for people who will use the spaces they design as professionals.
Ideally, this process should persist throughout their careers, as eloquently stated by a
study participant:
92
APPENDICES
93
APPENDIX A
Introduction
“This book is about city spaces, why some work for people, and some do not, and what
the practical lessons may be. It is a by-product of first-hand observation.” (p. 10)
Whyte explains that since 1961, New York City has given incentive bonuses to
developers who provided plaza spaces at the base of new buildings: for each square foot
of plaza, builders could add 10 square feet of commercial floor space above the amount
normally permitted by zoning. By 1972, 20 acres of urban open space had been created
in New York City. In the following chapters, Whyte describes his findings and makes
specific recommendations to enhance the social success of future plazas.
Chapters
- Descriptions of busy plazas – who you see there (gender, age, etc.), what happens
over the course of a day, spatial patterns of use (circulation, gathering, standing,
sitting, etc.)
- He does not make specific recommendations. In this chapter, one must infer how
Whyte’s findings could translate to good design decisions. For example, Whyte
states that people like to sit in the mainstream, but others have found this not to be
true.
2. Sitting Space
“People tend to sit most where there are places to sit.” (p. 28)
- There are many photographs of people sitting on ledges. Whyte studied sun
patterns, shape of space, use of plaza relative to amount of “sittable” space. He
states that sitting should be comfortable (benches with backrests, well-contoured
chairs) but that it is more important that sitting be socially comfortable. By this
he means that the placement of seating should offer choice: sitting up front, in
back, to the side, in the sun, in the shade, in groups, off alone. He also advises to
maximize the “sittability of inherent features” like ledges, other flat surfaces and
stairs.
- Sitting heights: 17” is near optimum, but he concluded after observation that
“people will sit almost anywhere between a height of one foot and three.”
- Another dimension is more important: the “human backside.” People like enough
room – 36” deep is recommended; then two people can sit back to back.
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- Benches: they should be “generously sized,” with backrests and armrests.
- Moveable chairs are best because they provide for the “possibility of choice,”
even if one does not exercise the option. Fixed individual seats are not good.
- Make the most of the opportunity to place seating on the edges of plazas.
- Whyte explains numerous methods for calculating the optimum amount of
seating, including his recommendation to provide as many linear feet of sitting
space for linear feet of plaza perimeter. He reached a compromise with the city
for zoning amendments: one linear foot of sitting space for every 30 sq. ft of plaza
space.
4. Food
“If you want to seed a place with activity, put out food….Food attracts people who
attract more people.” (p. 50, 51)
5. The Street
“Now we come to the key space for a plaza. It is not on the plaza. It is the street.
The other amenities we have been discussing are indeed important: sitting space, sun,
trees, water, food. But they can be added. The relationship to the street is integral,
and it is far and away the critical design factor.” (p. 54)
- The transition between the street and the plaza should be “such that it’s hard to
tell where one ends and the other begins.” (p. 57) He describes Paley Park as an
example, including the sidewalk and steps, “the sidewalk in front is an integral
part of the park…the steps at Paley are so low and easy that one is almost pulled
to them. They add a nice ambiguity to your movement. You can stand and
watch, move up a foot, another, and, then, without having made a conscious
decision, find yourself in the park.” (p. 57)
- Regarding elevation change: “A slight elevation can be beckoning. Go a foot or
so higher, however, and usage will fall off sharply. There is no set cut-off level –
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it is as much psychological as physical – but it does seem bound up with how
much of a choice the steps require….Sightlines are important. If people do not
see a space, they will not use it….Unless there is a compelling reason, an open
space shouldn’t be sunk.” (p. 58)
6. The “Undesirables”
- Whyte considers the issue of “undesirables” (homeless, “winos”) in public space,
and states, “The best way to handle the problem of undesirables is to make a place
attractive to everyone else. The record is overwhelmingly positive on this score.”
(p.63)
- He also discusses the issue of privatization of public space.
7. Effective Capacity
Whyte discusses whether a space can be overused. He notes that “when a space
begins to fill up, people don’t distribute themselves evenly over it; they go where the
people are.” (p. 68)
8. Indoor Spaces
(Not applicable to this study)
11. Triangulation
“There is one more factor that ‘makes a place work.’ I call it triangulation. By this I
mean that process by which some external stimulus provides a linkage between people
and prompts strangers to talk to each other as though they were not….The stimulus can
be a physical object or a sight.” (p. 94)
- Examples include: street bands, mimes, sculpture, musicians, entertainers. “It is not
the excellence of the act that is important. It is the fact that it is there that bonds
people.” (p. 96)
Conclusion
“I end, then, in praise of small spaces. The multiplier effect is tremendous. It is not just
the number of people using them, but the larger number who pass by and enjoy them
vicariously, or the even larger number who feel better about the city center for knowledge
of them. For a city, such places are priceless, whatever the cost. They are built on a set
of basics and they are right in front of our noses. If we will look.” (p. 101)
96
APPENDIX B
Urban Plaza: “a mostly hard-surfaced, outdoor public space from which cars are
excluded. Its main function is as a place for strolling, sitting, eating, and watching the
world go by.” (p. 14)
97
4. USES AND ACTIVITIES (pp. 25-31)
- Users defined as people who pass through or linger in space – not those who
glance in.
- Functions of circulation and sitting should be relegated to distinct subareas with
transition space
- Plaza needs an “anchor” where people can attach themselves, not wide open space
- More male than female users in downtown plazas. Men want front yard, women
want back yard experience
- Most prominent use: walk through (52%), stand and watch (11%)
- People like entertainment, a fountain, watching people
- People watch, listen, eat, and sit
- People want more seats, more programs, and more greenery
- Most common purpose is to eat lunch. Others – sit/relax, meet friends
- Features most liked mirror Whyte’s prescriptions: water features, seating,
landscaping, and sunny environments
- Well-used plazas less troubled by crime; presence of homeless rarely assoc. with
crime
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9. CIRCULATION (p. 37)
- People take shortest & straightest route between the sidewalk and building.
Shouldn’t impede that path of movement.
- Besides to/from building entrances, circulation must accommodate:
1. Passing through as short-cut
2. Access to a café, bank, or other retail use next to plaza
3. Access to seating or viewing areas
- Pedestrians disregard color patterns like different shades of brick/concrete,
painted lines
- They respect physical barriers and strong changes in texture
- They avoid cobblestones, gravel, and ventilation gratings
- Flow is through center of space or stairs, edges are for sitting, walking and
talking. (Whyte found opposite)
- Ramps shd be parallel with stairs
- ADA requirements for ramps and stairs: slope (no more than 1:12), minimum
width (4-5 feet), landings, handrails and direction changes, tread and riser,
drainage, and indicator stripping for stairs.
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11. PLANTING (p. 44)
- People want variety and complexity: trees, uncommon shrubs, and colorful
annuals
- Must have seating or lawns for people to enjoy greenery
- Eventual height and mass should not cut off view of an activity or performance
area
- If plaza is sunken, trees should grow above sidewalk level
- Consider color and fragrance
- Protect plants; provide enough seating – people will trample
- Sloped lawn (needs edge, backing – not fully open) lining main circulation and
seating lets people sit more casually
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16. FOOD (p. 51)
- “Food attracts people, who attract more people.” (Whyte 1980, 51)
- Food increases liveliness and activity in a plaza
- Plazas where food can be bought should also have drinking fountains, restrooms,
and trash cans. See ADA requirements.
101
APPENDIX C
Great public spaces are where celebrations are held, social and economic exchanges take
place, friends run into each other, and cultures mix. They are the “front porches” of our
public institutions – libraries, field houses, neighborhood schools – where we interact
with each other and government. When the spaces work well, they serve as a stage for
our public lives. What makes some places succeed while others fail?
In evaluating thousands of public spaces around the world, PPS has found that successful
ones have four key qualities: they are accessible; people are engaged in activities there;
the space is comfortable and has a good image; and finally, it is a sociable place: one
where people meet each other and take people when they come to visit. PPS developed
The Place Diagram as a tool to help people in judging any place, good or bad:
102
Imagine that the center circle on the diagram is a specific place that you know: a street corner, a
playground, a plaza outside a building. You can evaluate that place according to four criteria in
the red ring. In the ring outside these main criteria are a number of intuitive or qualitative
aspects by which to judge a place; the next outer ring shows the quantitative aspects that can be
measured by statistics or research. .
103
Uses & Activities
Activities are the basic building blocks of a place. Having something to do gives people a reason
to come to a place – and return. When there is nothing to do, a space will be empty and that
generally means that something is wrong.
Sociability
This is a difficult quality for a place to achieve, but once attained it becomes an unmistakable
feature. When people see friends, meet and greet their neighbors, and feel comfortable interacting
with strangers, they tend to feel a stronger sense of place or attachment to their community – and
to the place that fosters these types of social activities.
104
APPENDIX D
Bell, P., Greene, T., Fisher J. and Baum, A. Environmental Psychology, Fifth Edition.
Belmont, CA: Wadsworth Group Thomson Learning, 2001
Carpman, J. R., M.A. Grant, and D.A. Simmons. Design that Cares: Planning Health Facilities
for Patients and Visitors. Chicago, IL: American Hospital Publishing Inc., 1986
Cooper-Marcus, C. and C. Francis (eds.) People Places: Design Guidelines for Urban Open
Space. NY: Van Nostrand Reinhold, 1990
Hall, E.T. The Hidden Dimension. Garden City, NY. Anchor/Doubleday, 1966;
Presier, W. F. E., J. C. Vischer, and E.T White (eds.) Design Intervention: Toward a More
Humane Architecture. NY: Van Nostrand Reinhold, 1991
Sommer, R. Personal Space: The Behavioral Basis of Design. Englewood Cliffs, NJ: Prentice-
Hall, Inc. 1969
Sommer, R. Tight Spaces: Hard Architecture and How to Humanize It. Englewood Cliffs, NJ:
Prentice-Hall, Inc., 1974
Whyte, W. H. The Social Life of Small Urban Spaces. Washington, DC: The Conservation
Foundation, 1980
105
APPENDIX E
COVER LETTER
March 6, 2012
Designer Name
Landscape Architecture Firm
Street Address
City, State, Zip
The study will only matter if the participants matter. To identify the pool of
designers to approach, I reviewed Landscape Architecture Magazine for urban
projects that were featured in the magazine in the last three years or that won
an ASLA award in that time period. These are the projects and designers who are
being talked about in the field and in the classroom. You are being asked
because your design for _______________ Park was featured in LAM in _____ 2010.
Your insight and opinions matter a great deal.
Kind regards,
Jennifer Masters
MLA Candidate, 2012
University of Massachusetts Amherst
106
APPENDIX F
Purpose
The purpose of the study is to understand how design guidelines based on
human behavior are used in contemporary urban open space design.
Information gained through interviews with leading landscape architects will
inform recommendations for how to enhance the application of environment-
behavior research in current practice.
Background
For decades, researchers and designers have wrestled with how best to share
and apply a body of research about the relationship between environment and
behavior to the design of the urban environment. Researches and designers
agree that to have a positive impact on our spaces, environment-behavior
research must be “translated” to be meaningful and compelling to designers.
One method of translation has been the development of design guidelines
based on human behavior. This study will explore the perception and use of
these guidelines, among other methods of translation, in contemporary
landscape architecture practice.
Participants
Designers of high-profile urban projects that have been featured in Landscape
Architecture Magazine within the last three years or won an ASLA design award
in the same timeframe have been invited to participate. These are the
landscape architects who, it could be argued, have the greatest influence on
the field, and therefore on the built environment. Participation is completely
voluntary.
Interviews
Short interviews (30-40 minutes) will take place in the designer’s office or by
video-conference. Proposed questions are attached; specific questions may be
ignored or new topics may be added by participating designers.
Publication
Preliminary results of the study will be presented at the Graduate Student
Workshop of the EDRA 43 Conference in Seattle, May 2012. Final analysis and
recommendations will be published as an MLA thesis on the University of
Massachusetts Scholarworks database.
107
Thank you
As the world becomes increasingly urbanized, an ongoing inquiry into the design
process will help to create places that not only improve the ecological health of
the site, but also improve the lives of those who visit it. This study is one such
inquiry.
Audiotapes and notes will be stored in a locked file cabinet and labeled with a
number assigned to each participant. They will be disposed of within three years
of completion of the study. All documents will be stored on my password-
protected personal computer.
Questions
You may contact me with any questions via email: jennifer.h.masters@gmail.com
or by phone: (413) 923-4343. You may also contact the UMass Human Research
Protection Office at (413) 545-3428 or humansubjects@ora.umass.edu. You may
take as long as you like before deciding if you wish to participate, and you may
withdraw at any time.
Signature
By signing this form, I am agreeing to voluntarily participate in this study. I have
had the opportunity to ask questions and have received satisfactory answers. I
understand that I can withdraw at any time. A copy of this signed Consent Form
has been given to me.
By signing below I indicate that the participant has read and, to the best of my
knowledge, understands the details of this document and has been given a
copy.
108
APPENDIX G
INTERVIEW QUESTIONS
Process
The interview will last for 30-40 minutes and can take place in your office or by
videoconference. The goal is to explore how environment-behavior research
and design guidelines based on this research are used in landscape architecture
practice today. The discussion will be based on the following questions and can
be expanded to include additional topics that you consider important.
Questions
11. How familiar are you with the field of environment-behavior research and
with design guidelines for urban open space that are based on it?
12. In what ways does your understanding of this research and behavior-based
design guidelines influence you when you are designing urban open space?
Are there specific elements of design that are most impacted?
13. In what ways and at what point in the design process are behavior-based
design guidelines part of the discussion in your office?
14. Do you and other designers in your firm have access to these guidelines
and/or to other sources of environment-behavior research?
15. How and when were you introduced to environment-behavior research and
behavior-based design guidelines?
Thank you.
109
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