Fred N. Kerlinger
University of Amsterdam
BEHNIORAL
RESEARCH
aiconcedtud approach
HOLT, RINEHART AND WINSTON
New York Chicago San Francisco Dallas
Montreal Toronto London Sydneyhe nature
of science
and scientific
research
How do we “know” the world? How can we understand people
and what they do? We can read about the world and people and lear a
great deal. For example, knowledge of people and their motives and be-
havior can be gotten from poems, novels, and psychology texts. To probe
deep into people’s feelings and motives, we can read Freud and Dos-
toevsky, A second way to learn about the world is to have others tell us
about it. Parents and teachers tell children what the world is like. Politi-
cians, newsmen, and professors constantly tell us what they think we
should know. Such knowledge is derived from authority; some source we
accept as authoritative gives it to us.
Observation is another.important road to knowledge. We observe the
world and people all our lives. We use our senses to receive and interpret
information from outside ourselves, I see a car bearing down on me at
great speed. I jump out of the way. I have observed the car and its speed,
inferred danger, and taken action. Observation is obviously a very impor-
tant source of knowledge.
Unfortunately, authority and ordinary observation are not always reli-
able guides. Whole populations of people will read, hear, and believe
what demagogues say. And it has long been known that most people can
be poor observers of even the simplest phenomena. Let two people, for
example, observe an individual make gestures, and then ask them what
the individual did. If they agree in their observations, it will be remark- 12 The Nature of Scfance and Scientific Research
able. If they agree in their interpretation of what the individual did, it will
be still niore remarkable. One of the difficulties is that no events are teally
simple. Another is that observers interact with and affect what they ob-
serve. Thus observation is an active process that is rarely if ever simple.
Science developed partly because of the need for a method of knowing
and understanding more reliable and trustworthy than the relatively un-
controlled methods of knowing generally used. An approach to knowledge
capable of yielding reliable and valid information about complex
phenomena, including the complex phenomenon of man himself, had to be
invented, Absolutistic, metaphysical, and mythological explanations of
natural phenomena had to be supplanted—or at least supplemented—by
an approach that was to some extent outside man. The success of science as
an approach to knowledge and understanding of natural phenomena has
been remarkable. But understanding science and the approach used by
scientists has been considerably less than remarkable. Indeed, it can be
said that science is seriously misunderstood.
The basic purpose of this book is to help the reader understand the
approach, thinking, and methods of science and scientific research. Its
special focus will be research in psychology, sociology, and education. The
general approach is the same, or at least basically similar, in all sciences.
We will study this approach rather carefully. There are special problems
and difficulties, however, in behavioral science and research, and we must
to some extent know them if we are to understand such research." In other
words, the general approach to knowledge and understanding of physics
and psychology is the same, but the details of theory and investigation are
quite different, For instance, the complexity and ambiguity of human be-
havior, generally conceded to be more complex and ambiguous than the
objects of the physical world, create major problems of reliable and valid
observation and inference. To measure aspects of human behavior—
aggressiveness, prejudice, political preference, and school achievement,
for example—is usually more difficult than to measure the properties of
physical bodies.
The need for understanding science and the scientific approach is great.
The need is especially great in psychology, sociology, and education be-
cause of the human and social urgency of the problems that psychological,
sociological, and educational researchers study and because of the con-
' The behavioral sciences are those sciences that study and seek to understand man,
human institutions, and human actions and behaviors: sociology, psychotogy, an.
thropology, economics, political science. The term “social sciences” is also used, but
“behavioral sciences” appears to be a more general, more inclusive, term. Thtis definition
is only in general correct. Although the behavioral disciplines can be fairly clearly de-
fined, the distinctions have often been blurred in actual theory and research, Sociologists
and psychologists, for instance, often borrow from each others’ fields. Moreover, some
behavioral scientists, despite the definition of behavioral research, study animals, some.
times with considerable impact on scientific knowledge of behavior,The General Nature of Sclence
troversial nature of some of the problems and methods of the behavioral
sciences. This book focuses on this need,
THE GENERAL NATURE OF SCIENCE
Science is an enterprise exclusively concerned with knowledge and un-
derstanding of natural phenomena. Scientists want to know and under-
stand things. They want to be able to say: If we do such-and-such, then
so-and-so will happen. If we frustrate children, then they will probably
aggress against other children, their parents, their teachers, even them-
selves. If we observe an organization with relatively rigid rules that se-
verely restrict the members of the organization, say the teachers of a
school, then we can expect to find considerable dissatisfaction among the
members of the organization.
Scientists, then, want to “know” about phenomena. They want, among
other things, to know what produces aggressive behavior in children and
adults. They want to know whether frustration leads to aggression, They
want to know the effects on organization members of restrictive and per-
missive ways of administering organizations. In short, they want to “un-
derstand” how psychological, sociological, and educational phenomena
are related.
Two Research Examples
To give us something specific to work with, let us examine two research
studies. One is an experiment, the other is not an experiment, For now, an
experiment is a research study in which different things are done to differ-
ent groups of subjects—pigeons, rats, children, adults—to see whether
what is done to them produces different effects in the different groups. For
instance, an educational researcher may have teachers write complimen-
tary remarks on the completed tests of one group of high school children
and nothing on the tests of another group of children (see Page, 1958).?
‘Then the researcher sees how this “manipulation,” as it is called, affects the
performance of the two groups on subsequent tests.
In a nonexperimental study, on the other hand, there is no “manipula-
tion,” no deliberate controlled attempt to produce different effects by dif-
ferent manipulations. The relations among phenomena are studied with no
experimental intervention. The characteristics of subjects, “as they are,’”
are observed, and the relations among the characteristics are assessed with
no attempt to change anything. For example, when sociologists study the
relation between social class and school achievement, they take social class
and school achievement “'as they are.” They measure the two “variables,”
* The references cited in this manner are given at the end of the book.4 Tha Nature of Science and Scientific Research
as they are called, and then study the relation between them. They do not
try to change one of the variables to study the effects of the change on
another variable. These ideas should become clear after reading the discus-
sion of the two studies that follow.
AN EXPERIMENT: Massive Reward and Reading
Achievement
A great deal of research has been devoted to how people and animals
learn. One of the most well-documented findings is that reward enhances
learning. If responses are rewarded in some way, the same or similar
responses will tend to be repeated when the same or similar conditions
occur again. If, for example, children are told they have done well when
they spell correctly, the correct spelling will tend to be remembered and
used subsequently. (The results are not so predictable if punishment is
used.) The theory behind the research, called reinforcement theory, is now
being applied to educational situations, sometimes with gratifying re-
sults.*
Clark and Walberg (1968) wondered if massive rewards might help to
Produce better reading achievement of potential school dropouts. They
devised a simple experiment to test this notion. They used black children,
10 to 13 years old, who were one to four years behind in theiz school work.
Two groups were set up in such a manner* that it could be assumed that
they were approximately equal in characteristics that might affect the out-
come. Intelligence, for instance, is known to affect school work like reading
and arithmetic. The researchers must therefore try to make the two groups
equal in intelligence before the study begins. If they do not, the outcome of
the experiment may be due not to what is done in the experiment but to
one group's having an average level of intelligence higher than that of the
other group. In the kind of research in which two groups are used and
some special treatment is given to one of the groups, this group has often
been called the “experimental group.” The other, to which nothing special
is done, has been called the “control group.”
° If the reader thinks that the positive reinforcement principle is obvious, he should bear
in mind that it was not used in schools of earlier years except, of course, by insightful
teachers. Rather, punishment was evidently the prime principle, Children were expected
to be correct in their conduct and work and were punished if they were not. Indeed,
punishment, or negative reinforcement, is still a widely used method of school
motivation
< They assigned the children to the two groups “at random.” One way of doing this is to
toss a coin for every child. Ifthe coin is heads, assign the child to one of the groups. If the
coin is tails, assign the child to the other group. The principle is that chance governs the
assignment to the groups and, hopefully, nothing else. There are a number of other
methods used, for example, tables of random numbers. All the methods are inspired by
the same principle, The basic purpose of random assignment is to “equalize” exper-
imental groups. Since Clark and Walberg used random assignment, they could assume
that the groups were equal before the experiment. We discuss such chance and random
matters In a later chapter.The General Natura of Science
At the beginning of the experiment all the pupils were praised for their
work, This was used to establish reward rates for the teachers of the chil-
dren. (Teachers, of course, differ in the amounts of reward they customar-
ily use.) After six sessions the reward rates were stabilized and the exper-
iment itself began. The teachers of the experimental group children, the
children to receive the special or experimental treatment, were told to
double or triple the rewards they gave, while the teachers of the control
group children were told “to keep up the good work.” At the end of a
three-week period, the children were given a reading test.
Analysis of the test results showed that the experimental, or “massive
reward,” group children did better on the test than the control group
children. This conclusion was inferred from a statistical test of the differ-
ence between the average reading scores of the two groups: the average of
the experimental group was greater than the average of the control group.
Later w explain the principle behind such statistical tests. For now, it
can be said that massive reward was effective in increasing the average
score of the experimental group as compared to the average score of the
control group. Whether one can say that massive rewards work with black
underachieving children and should be used with them will depend on
further research addressed to seeing whether the same results are obtained
repeatedly—this is called replication—and testing reinforcement in gen-
eral with different kinds of children. In other words, the results of one
study are suggestive, certainly not conclusive. Maybe black underachiev-
ing children should be given massive reinforcement—but maybe not.
A NONEXPERIMENTAL STUDY: Social Class and Types of
Upbringing
We now examine a nonexperimental study. Recall that in such a study
there is no experimental manipulation; there is no differential treatment of
groups of subjects. We take people and groups “the way they are” and
study the presumed influences of variables on other variables, the relations
between variables. (’"Variable” is defined in Chapter 2. For now, it is the
term used to mean some psychological or sociological concept on which
people or things vary or differ, for example, sex, social class, verbal ability,
achievement.) A “relation” in science always means a relation between
variables. When we say that variables A and B are related, we mean that
there is something common to both variables, some connection between
them. Suppose we imagine that the two circles of Figure 1.1 represent the
essences of whatever A and B are. That is, A represents the essence of
whatever the variable A is, It is the stuff of A. The B circle, of course,
represents the essence of B, Note that the A and B circles overlap and that
the overlap is indicated with horizontal hatching, This indicates that some
Of the essences of A and B are shared. Some part of A is like some part of B,
and vice versa. This shared part, indicated by the horizontally hatched
area, represents the relation between A and B. A may be intelligence and B
school achievement. The overlap in Figure 1.1 is the relation between6
The Nature of Science and Scientific Research
FIG.
them. What is this shared property? It is hard to say without further evi-
dence. It may be verbal aptitude or ability; it may be what has been called
general intelligence. Let us return to our example now.
Psychologists and sociologists have done a great deal of research on
social class and have found it to be important in explaining different kinds
of behavior: recreation, voting, and child-rearing, for example, are
phenomena associated with social class. Miller and Swanson (1960) pre-
dicted, among other things, a relation between the social-class member-
ship of parents and the time they weaned their children. A sample of 103
middle-class and working-class mothers in a large midwestern city were
asked how they were bringing up their children. The result on a time of
weaning question is given in Table 1.1. The numbers in the cells represent
numbers of mothers who were middle class or working class and had
weaned their children early or late.
Study of the numbers of cases in the cells indicates that middle-class
mothers seem to wean their children at an earlier age than working-class
mothers. Of the 55 middle-class mothers, 33 weaned early, whereas 22
weaned later, and of the 48 working-class mothers, 17 weaned early and 31
weaned late.* There is apparently a relation, though not a strong one,
between social class and time of weaning. Middle-class mothers weaned
their children earlier; working-class mothers weaned them jater. if one
calculates proportions and percentages, what has just been said becomes a
bit clearer: 33/55 = .60, 22/55 = .40, 17/48 = +35, 31/48 = .65 (multiplying
each of these by 100 gives percentages), These proportions are entered in
the table in the lower right comers of the cells. Note that they more clearly
express the relation under discussion than the frequencies (the original
numbers), We can say that there is a tendency for middle-class mothers to
wean early and working-class mothers to wean late. Whenever we can
make an if-then statement, we have a relation, In this case, we can say,
though cautiously: If middle-class mother, then early weaning, and if
working-class mother, then late weaning. Naturally one cannot say that
this trend is present among all middle-class and working-class mothers,
This is only one sample, and the trend may or may not be present among
all mothers. More research would be required to strengthen the statement
and one’s faith in its “truth.”
* You should not be too concerned at this point if you do not completely grasp how to
sead and interpret this and other tables. The tables are being used only for illustrative
Purposes. Greater understanding will come later.‘The General Nature of Science 7
TABLE 1.1 Social Class and Time of Weaning, Miller and Swanson
(1960) Study*
SOCIAL CLASS WEANING
Early Late
Middle Class 55
Working Class 48
50 33 103
for al enti are frequencies: numbers of mothers. The guresin parenfeses are proportions,
fox Suample, 3455 = -60. If the proportions are multiplied by 100, percentages are sbtcined
GARMIGD = {-SOXI0O = 60 percent, oF 60 percent of the middle-clits mathere said that they
‘weaned their children eatty.
These two studies have a number of features that are characteristic of
behavioral research. First, one is an experimental study and the other
nonexperimental. Second, they illustrate objectivity, a characteristic of sci.
entific research that we will examine shortly. Third, their use of elementary
quantitative analysis will help give us some insight into analysis and
Statistics. For example, in the Clark and Walberg study, averages were
calculated and compared, and in the Miller and Swanson study, frequer,
of quantitative analysis. Fourth, the problems, relations, and methodology
of both studies are simple and clear; they will be useful to illus trate points
to be made in subsequent discussions.
More pertinent to the main theme of this chapter is what the studies
tried to do, what their puzposes were. One of the purposes of the Clark
and Walberg study was to understand and explain achievement, or rather,
a certain aspect of achievement, so-called underachievement, One of the
Purposes of the Miller and Swanson study was to explain weaning, which
's, of course, an aspect of child-rearing practice. The words “understand”
and “explain” have to be interpreted broadly. When we say we “under-
stand” a phenomenon, we mean that we know its characteristics—or at
least some of them—what produces it and what its relations are with other
phenomena. We mean that we try to “explain” the phenomenon. We can
tell what probably caused it, what influences it now, what will influence it,
what it influences. It is important to note here that our understanding of a
Phenomenon is always incomplete, partial, and probabilistic. Indeed,
much of our knowledge of the world and its phenomena, especially human
and social phenomena, is partial, even shaky.
Achievement is an important phenomenon in the Westem world. When
we say we seek “understanding” of it, we ‘mean, in part, that we want to
know why some people achieve a great deal, while others achieve very
little. Or, more ambitiously, we might want to know why some groups
achieve a good deal and others little. For example, McClelland (1961), in a
stimulating book, The Achieving Society, has described research aimed atThe Nature of Science and Scientific Research
the general question: How and why do people in different countries differ
in their motivation to achieve? It is possible to go on at great length about
such a rich concept as achievement. The core of the understanding and
explanation idea, however, is that we explain a phenomenon by specifying
what is related to it.
Clark and Walberg were interested in explaining a relatively narrow
aspect of'achievement. They wanted. to understand and explain the read-
ing achievement of black children who were generally deficient in school
achievement. They wanted to know if massive reinforcement of achieve-
ment affected it positively. They studied, then, the relation between rein-
forcement and reading achievement. They were successful in showing that
massive reinforcement positively affected the reading achievement of the
children. They “explained” achievement to some small extent because they
showed something that affected it.*
‘The phenomenon “explained” by Miller and Swanson was weaning, or
perhaps more accurately, child-rearing practices, which included, among.
other things, disciplinary methods, types of reward used, and methods for
compelling obedience. They showed, for example, that middle-class and
working-class mothers differed in their weaning practices. They thus e5-
tablished a relation between, on the one hand, social class, and, on the
other hand, weaning practice. They showed that some of the observed
differences in weaning practices were due to social class, in other words.
They thus to some extent “explained” differences in weaning practices.
We break off our discussion of scientific goals and purposes to discuss
two highly important characteristics of science. The first, objectivity, is a
methodological characteristic that is controversial and not easy to under-
stand, The second is the empirical nature of science. After discussing these
characteristics, we will be in a better position to continue the main discus-
sion. It can be said clearly and categorically that without the “method” or
“eriterion” of objectivity or without the empirical approach and attitude,
science as it is known in the modern world would not be possible, What
does this strong statement mean? And what does it have to do with the
nature of scientific research?
OBJECTIVITY AND SCIENTIFIC RESEARCH
While easy to define, objectivity is not easy to understand because of
its subtlety and its complex implications, It is a most important
methodological aspect of science, especially of psychological science, be-
cause its implementation makes it possible for scientists to test their ideas
«They also threw a little more light on another important phenomenon, reinforcement
‘They seemed to show that with some children ordinary amounts of praise and encour-
agement are not enough; such children evidently require a great deal of it-—at least if
reading achievement is to be influenced.Objectivity and Scientific Research
apart from themselves. They set up their experiments “out there.” The
experiments take place, so to speak, apart from themselves and their influ-
ence and predilections. Instead of being in their heads, the ideas being
tested are objectified, made objects “out there,” objects that have an exis-
tence, as it were, apart from their inventors. Anyone can observe an exper-
iment and how it is done; it is quite public,
All knowledge of the world is affected, even distorted to some extent,
by predispositions of observers. And the more complex the observations,
the farther away they are from physical reality and the greater the in-
ferences that must be made, the greater the probability of distortion. When
the physical scientist measures weights, for instance, there is a low prob-
ability of distortion: little opportunity exists for personal views, biases,
and preconceptions to enter the process. But consider the distortion pos-
sibilities in the study and measurement of authoritarianism, dogmatism,
intelligence, level of aspiration, achievement, social class, anxiety, and
creativity.
Take just one of these variables, creativity. Even though you and I agree
that we will study and measure creativity, we may have quite different
ideas of what creativity is. And these different ideas, these different per-
ceptions, can influence our observations of, say, creativity in children. A
behavioral act that to you indicates creativity may not indicate creativity to
me, and these differences in perception can affect our measurements. In
other words, the actual observations of creative behavior can be quite
different, depending on who does the observing, unless some method to
make the observations is agreed upon—and rigidly adhered to.
Objectivity is agreement among “expert” judges on what is observed or
what is to be done or has been done in research. Suppose one scientist
observes something and records his observation, in numerical form, say.
Another scientist of equal competence independently observes the same
thing and records his observation. If the procedure can be repeated with
the same or similar results—that is, the scientists’ observations agree—
then objectivity has been achieved. In some areas of science, for example
physics and chemistry, objectivity is not a severe problem because instru:
ments of high precision, like electronic microscopes, are used to make
observations. Such instruments increase the probability of agreement
among judges because different judges, by using them, are more likely to
obtain and report the same results, Moreover, a machine is less likely to
influence the observations and to be influenced by the nature of what is
observed,
‘The definition of objectivity as agreement among judges should not be
narrowly interpreted; it is quite general, What does this mean? The main
condition to satisfy the objectivity criterion is, ideally, that any observers
with minimal competence agree in their observations. In psychology and
education, for example, objective tests and scales are used. They are called
“objective” because any clerks, given appropriate ins' uctions, can score
them and get the same scores (within small margins of error), Objective10 The Nature of Science and Sclentific Research
tests do not mean that the tests themselves are “objective.” They are objec-
tive because the scores they yield are the same no matter who scores them.
In contrast, the correctness of answers to essay questions depends very
much on the individual judgment of the judge, whereas such judgments
are virtually ruled out with objective tests. {It should be noted, however,
that the scoring and assessment of essay tests can be made much more
objective than they usually are.)
Let us change the perspective a bit. In the Clark and Walberg study, the
measure of reading achievement was more objective than the measure of
times of weaning in the Miller and Swanson study because the former was
measured with an objective-type test, whereas the latter was measured
through interviewing. Almost anyone scoring the reading test would get
the same scores as anyone else. But different interviewers might show
differences with the time-of-weaning m in thé ef Oo Tea-
sons. The first is that just given: different judges can interpret inter-
viewees’ responses differently. A mother may say that she weaned her
child when the child was seven to nine months old. One interviewer may
be satisfied with this response and record it. But another interviewer may
probe deeper and find out that the mother weaned her child at six months,
‘The second reason is that the mother’s memory may be faulty: she may
simply not remember just when she weaned her child, but may say it was
at ten months when it was in fact at eight months. There is no such
ambiguity with objective-type measures (though they are not free from
other kinds of difficulty). An abjective-type reading test, for example, has
explicit rules for scoring answers. The response to any item is either correct
or incorrect: there is little room for scorer judgment or initiative.
The importance of objectivity requires still further explanation. While
itis usually applied to scientific observations and measurement, the idea is
wider. When psychologists do experiments, they strive for objectivity.
This means that they do their research—they so control the experimental
situation and so describe what they do—that other psychologists can repeat
the experiment and get the same or similar results. In other words, objec-
tivity helps researchers “get outside” themselves, helps them achieve pub-
licly replicable conditions, and, hopefully, publicly ascertainable findings.
Science is a public social enterprise like so many other human enterprises,
but an important and unique rule of the scientific enterprise is that all
procedures must be objective—so done that there is or can be agreement
among expert judges. This rule gives science a distinct, almost remote
nature because the greater the objectivity, the farther removed the proce-
dure is from human characteristics—and limitations. For instance, the al-
most glacial objectivity of parts of the natural sciences, whose experiments
are done in highly controlled laboratory situations and whose observations
are made almost wholly with machines of high reliability and precision,
seems very remote from people and their personal and social concerns.
(This does not mean that the scientists doing the research and controlling
the machines are, in and of themselves, immune to error.)Objectivity and Scientific Research
Compare, now, procedures in psychology and education. Physical sci-
entists can get “outside themselves” easier than behavioral scientists be-
cause it is easier for them to set up research procedures and test hypotheses
“out there” apart from their own and others’ biases and predilections. This
is because the procedures are more amenable to being “objectified.” Once
the working of a physical process is understood, it can be made to occur ot
be measured by most competent and knowledgeable scientists and techni-
cians, There is, in other words, relatively high replicability.
In psychological, sociological, and educational research, however, this
is true to a much lesser degree, The manipulation of psychological vari-
ables, like cohesiveness of groups, classroom atmosphere, leadership
styles, and anxiety, is much more difficult to make objective because of
greater complexity, range of variation, and amenability to influences other
than those of the experimenter. Similarly, the measurement of behavioral
variables such as intelligence, achievement, attitude, social class, and
motivation is more subject to systematic and random influences, making it
more difficult—though by no means impossible, as some critics say—for
different observers to agree in their observations and measurements. This
does not mean, however, that the psychologist’s procedures are not objec-
tive. Indeed, they can often possess a relatively high level of objectivity.
They are simply less objective than those of the physical scientist.
There is no difference whatever in principle, on the other hand, be-
tween the use of the criterion of objectivity by the physical scientist and by
the behavioral scientist. The only difference is in degree of objectivity. it
has been said that the behavioral sciences cannot really be scientific be-
cause they cannot use the methods of the physical sciences. This is simply
not so, except in a purely literal sense. The same approach and similar
general methods are used in all the sciences. So it is far from impossible to
achieve objectivity in the behavioral sciences; it has been achieved suc-
cessfully many times. It is just more difficult,
Objectivity and Explanation
As we proceed, we will find that objectivity, either expressed or im-
plied, will pervade our discussion and study. This is as it should be.
Without objectivity science and scientific research lose their unique and
special character. Indeed, there would be no science without objectivity, as
I said earlier. It must hastily be added, however, that objectivity in and of
itself has little importance. That is, the basic purpose of science is explana-
tion of natural phenomena; it is not simply to be objective. Objectivity is
important because it can help provide more trustworthy explanations of
natural phenomena. Just to be objective, however, does not mean to be
sctentific. A procedure can be highly objective and yield misleading ob-
servations and false conclusions. An experimenter, for example, may have
succeeded in setting up a study which is a model of objectivity but whose
results are misleading. He may have tested what he thought was the influ-
"12
The Nature of Science and Sctantific Research
Agron no -----. eB
NN
FIG. 1.2
ence of A on B and obtained results that seemed to show that A did indeed
influence B, Unbeknownst to him, however, another influence, K, was the
“true” cause of the change in B. The investigator's manipulation of A
activated K which produced the observed change in B. This is shown in
Figure 1.2, The broken arrow indicates the influence of A on B that the
investigator was studying; he thought A had influenced B. The solid ar-
rows indicate the teal influence: A activated K which influenced B.
Objectivity, moreover, does not mean importance. One can often be
highly objective with more trivial problems than with rich and significant
problems. We may, for instance, study the relation between numbers of
desks in classrooms and the verbal achievement of children. Both number
of desks and verbal achievement can be measured with a high degree of
objectivity. But so what? Nevertheless, objectivity is an indispensable and
inseparable characteristic of science and scientific research.
Objectivity as Characteristic and as Procedure
Before leaving objectivity, we should try to clarify and correct an impor-
tant misconception. Many people, even some behavioral scientists, think
that objectivity refers to a quality or characteristic of persons. While it is
probably true that individuals differ in degree of objectivity—considering
objectivity to be a trait that individuals possess—this has little or nothing
to do with objectivity in science. Objectivity in science is a procedure, a
method, a way of going about one’s scientific business. It does not mean
that scientists are personally more objective than other people, though
many of them may be,
This misconception unfortunately creates mischief. Certain critics of
science aim their major criticisms at objectivity, saying, for example, that
the remoteness and coldness of science destroy human values, and thus
science is fundamentally harmful. This remoteness and coldness, it is said,
leads to dehumanization of the scientist and the people affected by
science—all of us, Scientists are even depicted as monsters, even more
dangerous because they come wrapped in virtuous cloaks.
The argument is a fabric woven of nonsense. It is true—but not in the
romantic way of the critics—that science is remote and perhaps cold. This
follows from its goal of abstractness and fram its criterion of objectivity.
General laws, general statements of relations, are necessarily abstract be-
cause they must apply to many specific cases. The ideal scientific law is a
mathematical equation not because scientists love mysterious and esoteric
symbols and mathematics (some do, of course), but because a mathe-nr
‘The Empirical Character of Science 13
matical equation is highly abstract and general. If empirically valid, it can
explain many different manifestations of the law or statement of relation.
“Brustration leads to aggression” is a broad general statement of a relation.
It is valuable because it covers many, if not all, manifestations of frustra~
tion and aggression.’ It is also remote, maybe even alittle cold compared to
a teacher's or a therapist's description of a single aggressive boy or girl.
‘Abstractness, part of the power of science, is always remote from ordi-
nary preoccupations and the warmth of human relations. This is by defini-
tion; it is part of the nature of science, Without such abstractness there is
no science. So it is with objectivity. It, too, tends to make science appear
remote and cold. It appears remote and cold because the testing of scien-
tific propositions is done “out there,” as much as possible away from
people and their emotions, wishes, values, and attitudes, including those
of the scientist. But this is precisely what must be done, One must obey the
canon of objectivity—or give up science.
THE EMPIRICAL CHARACTER OF SCIENCE
The empirical character of science is considerably easier to understand
than objectivity, perhaps because it is associated with what has become
almost a stereotype of the scientist: as a white-coated grubber after facts. [t
is true that most scientists are constantly concerned with “facts,” but we
must try to replace stereotyped notions with understanding of thie reasons
for concern with factual evidence. By now the reader will know that the
viewpoint of this book is strongly influenced by concern and preoccupa-
tion with theory and explanation. Nonscientists can say that they too are
concerned with theory and explanation, And that is so. Philosophers seek,
for example, to explain how we know things. Historians want to explain
the origins of historical movements and events, for instance, the causes
and consequences of the Civil War or of the Russian Revolution. Political
theorists seek explanations of political movements like the influence of
conservative thinking on the actions of political parties and figures.
Explanation as explanation, then, is not the sole prerogative of science.
Nor is scientific emphasis on evidence an exclusive possession. Historians
and political theorists, among others, invoke evidence to bolster their ex-
planations of historical and political phenomena, What, then, is the differ-
ence? Why is science unique? To answer these questions satisfactorily will
take much of this book. But we must now at least begin the explanation.
Most of modern behavioral science is characterized by a strong empiri-
cal attitude and approach, Unfortunately, the word “empirical” has been
used in two ways that are quite different in meaning. In one, “empirical”
means guided by practical experience and observation and not by science
* Such statements cannot be too general because, if they are, they cannot be disconfirmed.
Ag we will see later, scientific statements must be able to be tested and be amenable to
being shown to be false if they are indeed false,