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Evolution and Human Behavior 41 (2020) 23–34

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Evolution and Human Behavior


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Children's understanding of dominance and prestige in China and the UK T


a,1,2,⁎ a,1,3 b
Anni Kajanus , Narges Afshordi , Felix Warneken
a
Department of Psychology, Harvard University, 33 Kirkland St., Cambridge, MA 02138, USA
b
Department of Psychology, University of Michigan, 530 Church St., Ann Arbor, MI 48109, USA

ARTICLE INFO ABSTRACT

Keywords: Individuals can gain high social rank through dominance (based on coercion and fear) and prestige (based on
Dominance merit and admiration). We conducted a cross-cultural developmental study and tested 5- to 12-year-olds, and
Prestige adults in the UK and China, aiming to determine (a) the age at which children distinguish dominance and
Social rank prestige, and (b) the influence of cultural values on rank-related reasoning. We specifically tested participants in
Cultural context
China because of the value of prestigious individuals modestly yielding to subordinates, a social skill that be-
Status
Hierarchy
comes more salient with age. In both populations, the distinction between dominance and prestige emerged at
Yielding five years, and improved over childhood. When reasoning about a resource conflict between a high-ranking
party and a subordinate, adults in both countries expected high-rank individuals to win, although Chinese adults
were less likely to do so regarding prestigious individuals. Across the two countries, younger children (5–7 years)
responded similarly to each other, not favoring either party as the winner. Older children (9–12 years), however,
diverged. Those in the UK chose the high-rank party, while those in China made no systematic inference. Overall,
our findings suggest that while children distinguish prestige and dominance comparably in the two countries,
they develop culturally-influenced expectations about the behavior of high-rank individuals.

1. Introduction Consequently, previous work seems to suggest that infants and children
have a stronger grasp on dominance than prestige. However, most
Children start to understand hierarchical relations from a very studies have used cues that can indicate both dominance and prestige,
young age. For example, infants expect a physically larger agent to win such as physical size (Thomsen et al., 2011), age difference
right-of-way against a smaller competitor at 10 months (Thomsen, (Charafeddine et al., 2015), and being imitated (Over & Carpenter,
Frankenhuis, Ingold-Smith, & Carey, 2011), and by a few months later 2015). Thus, whether and to what degree children distinguish these two
generalize dominance roles across different situations (Mascaro & forms of hierarchical processes has not been investigated system-
Csibra, 2012). These are instances of infants predicting who would win atically. We address this by testing two age groups of children.
zero-sum conflicts through force or threat of force. In their second year, Apart from delienating possible ontogenetic shifts, we also compare
infants also recognize that non-coercive forms of social interaction can two cultural groups. Our goal is to investigate predictions about future
convey differences in social rank. Specifically, 21-month-old infants behaviors of prestigious and dominant individuals. Typically, children
expect subordinates to obey a revered and respectful character, even expect individuals of higher rank to gain more resources than those of
when absent (Margoni, Baillargeon, & Surian, 2018). This second form lower rank (Charafeddine et al., 2016; Enright, Gweon, & Sommerville,
of social rank has been called prestige. It is different from the coercive 2017). Because developmental findings about social rank typically
dominance of individuals who impose their will on others by eliciting come from Euro-American populations, it is unclear whether children
fear and avoidance, and instead relies on admiration and respect from other cultural environments reason similarly. Thus, our aim is to
(Henrich & Gil-White, 2001). Prestige has been studied from different investigate the influence of cultural learning on inferences about re-
angles with adults (Cheng & Tracy, 2014), but barring a few exceptions sources and social rank, for both dominance and prestige. On the basis
(Chudek, Heller, Birch, & Henrich, 2012; Margoni, Baillargeon, & of ongoing anthropological research by one of the authors in Nanjing,
Surian, 2018), it has been overlooked in developmental research. China, we predicted that China would offer an interesting comparative


Corresponding author at: Social and Cultural Anthropology, University of Helsinki, P.O. Box 18, 00014, Finland.
E-mail addresses: anni.kajanus@helsinki.fi (A. Kajanus), afshordi@umn.edu (N. Afshordi), warneken@umich.edu (F. Warneken).
1
Joint first authors.
2
Present address: Social and Cultural Anthropology, University of Helsinki, P.O. Box 18, 00014, Finland.
3
Present address: Institute of Child Development, University of Minnesota, 51 E Pkwy., Minneapolis, MN 55455, USA.

https://doi.org/10.1016/j.evolhumbehav.2019.08.002
Received 29 January 2019; Received in revised form 5 August 2019; Accepted 13 August 2019
1090-5138/ © 2019 Elsevier Inc. All rights reserved.
A. Kajanus, et al. Evolution and Human Behavior 41 (2020) 23–34

test case due to cultural values about yielding in conflict that are influence (Hawley, 1999).
markedly different from Euro-American societies. This involves, in Finally, recent work on social hierarchies has distinguished between
particular, the value of prestigious individuals yielding to others, which power and status as bases of social rank (Anicich, Fast, Halevy, &
raises the question as to whether inferences about social rank and Galinsky, 2016; Blader, Shirako, & Chen, 2016; Fast, Halevy, &
conflict might be affected. The comparison between children in the two Galinsky, 2012; Hays & Bendersky, 2015; Magee & Galinsky, 2008).
countries will help answer these questions. We first review previous Power is defined as asymmetric control over outcomes, while status is
work on children's understanding of social hierarchies, then outline respect and admiration in the eyes of others (Fast et al., 2012). Both
differences between the two populations. dominant and prestigious individuals may possess some degree of
power and status, but dominance is more closely associated with power
1.1. Dominance-based rank – coercive power in particular – while prestige is more closely asso-
ciated with high status. An individual's high rank in a particular social
Dominance hierarchies organize the social worlds of many species hierarchy can be based on either power or status, and therefore both
(Drews, 1993), including humans (Fiske, 1992), not just in adulthood, prestigious and dominant individuals are of high rank.
but also early in ontogeny. Infants (11–16 months) observed in a day-
care could be identified as being dominant or subordinate in relation to 1.3. Third-party inferences about social rank
others based on the outcomes of their agonistic disputes (Russon &
Waite, 1991). Interestingly, infants preferred to imitate high-ranking Infants and preschoolers infer rank based on a wide range of cues as
individuals. Similarly, an observational study of four- and five-year-old third-party observers, and most research to date has used cues that
children found dominance relationships to be relatively stable over time could signal both dominance and prestige. In addition to 10-month-old
(La Freniere & Charlesworth, 1983). This study also revealed that ag- infants recognizing size as a cue to rank (Thomsen et al., 2011), slightly
gressive physical exchanges decreased over the course of the year, younger infants expect members of larger groups to win (Pun, Birch, &
perhaps reflecting the entrenchment of the dominance hierarchy and Baron, 2016). Three-year-olds similarly expect larger groups to prevail
the lessened need to assert rank at each turn. Once again, dominant over smaller ones (Lourenco, Bonny, & Schwartz, 2016), and pre-
children were the objects of attention, affiliation, and popularity (La schoolers recognize the “boss” or the “person in charge” based on cues
Freniere & Charlesworth, 1983; also see Hawley, 1999; Abramovitch, of physical size, decision-making ability, age asymmetry, resource
1976; Chance, 1967; Fiske, 1993; Hold, 1976; Vaughn & Waters, 1981). asymmetry (Charafeddine et al., 2015), resource control, goal
achievement, being asked permission (Gülgöz & Gelman, 2017), being
1.2. Prestige-based rank imitated (Over & Carpenter, 2015), and non-verbal gestures such as
posture (Brey & Shutts, 2015). Further, representations of hierarchical
Taking an evolutionary perspective, Henrich & Gil-White (2001) roles in a pair are stable during infancy, meaning that infants expect an
proposed prestige as a uniquely human process that provides the in- agent who has won a zero-sum conflict to win again in other situations
dividual with high rank, but operates on an entirely different premise. (Mascaro & Csibra, 2012). Infants also succeed at inferring transitivity
Instead of relying on force or threat of force, prestige is achieved of rank by around 11 months (Gazes, Hampton, & Lourenco, 2017;
through “merit in the eyes of others” (Henrich & Gil-White, 2001, p. Mascaro & Csibra, 2012, 2014). Simultaneously, infants and young
170). Prestigious individuals typically possess highly-prized expertise, children expect high rank to grant benefits. Infants at 17 months expect
which others strive to witness in action and learn from. As a result, high-ranking parties to receive more resources (Enright, Gweon, &
prestigious parties exert considerable influence over “clients”, but are Sommerville, 2017), preschoolers allocate more resources to them
careful to avoid enforcing their views. In turn, lower-status individuals (Charafeddine et al., 2016), expect them to win competitive games
treat prestigious persons with respect, seek proximity to them, express (Charafeddine et al., 2015), and trust their testimony (Castelain,
admiration for, and pay tribute to them. The key similarity between Bernard, Van der Henst, & Mercier, 2016; Bernard et al., 2016). At
dominance and prestige is that they both bring about deference from around age two, infants even show a preference for a character who
others, but through different mechanisms: Deference towards a domi- wins a right-of-way contest, but not if they won through physical force
nant person is driven by fear and an intention to avoid a showdown, (Thomas, Thomsen, Lukowski, Abramyan, & Sarnecka, 2018).
which would most likely result in the lower-ranking person losing. In Although this literature has mostly framed these findings in terms of
contrast, deference towards a prestigious person is given freely because dominance, the provided cues (e.g. age asymmetry) could be indicative
it grants lower-status individuals proximity, which provides learning of either dominance or prestige. In fact, only one study has used a cue
opportunities. specifically linked to prestige (Henrich & Gil-White, 2001), namely
For adults, dominance and prestige are effective ways of achieving bystander attention, and found that four-year-olds tended to imitate the
high rank (Cheng, Tracy, Foulsham, Kingstone, & Henrich, 2013; actions of an actor who had been observed by others. Thus, while it may
Redhead, Cheng, Driver, Foulsham, & O’Gorman, 2019), but exhibit seem that infants and preschoolers have a solid grasp of dominance, and
differences in many dimensions such as leadership strategies (e.g. Case, potentially a shakier one of prestige, all we know for certain is that
Bae, & Maner, 2018; Case & Maner, 2014; Maner & Mead, 2010), as- children are sensitive to hierarchical relationships as observers. Con-
sociated emotions (hubristic vs. authentic pride, Cheng, Tracy, & sequently, the question of whether they differentiate between dom-
Henrich, 2010), personality traits (Cheng et al., 2010), and testosterone inance and prestige as two rank-forming strategies remains under-
levels (Johnson, Burk, & Kirkpatrick, 2007). studied. The most relevant investigation is a looking-time study
Prior to Henrich & Gil-White (2001), Hawley (1999) put forth a recently conducted by (Margoni, Baillargeon, & Surian, 2018), who
similar-minded but developmentally-couched theory of strategies that showed 21-month-olds either a high-rank character who was revered by
lead to social dominance. Her framework differentiated between coer- subordinates and respectful towards them (prestige-like), or another
cive and prosocial strategies—analogous to dominant and prestigious character who was physically abusive towards subordinates and feared
processes respectively—and suggested that infants' and younger pre- by them (dominance-like). Infants' expected subordinates to heed the
schoolers' repertoire of behaviors only includes coercive strategies. respected leader's wishes even after she was gone, but held no such
These coercive strategies buy attention, affiliation, and influence expectation for the bullying figure. Hence, recognizing both forms of
among subordinate group members. However, a bifurcation then begins social rank has early roots. Nonetheless, it is still unknown whether
such that prosocial tendencies exist alongside coercion between the children differentiate prestige from dominance. Experiment 1 tackles
ages of four and seven (Hawley, 2002, 2003), and take over by age this question directly by matching characters against each other in a
eight. At this point, coercive strategies cease to be effective in winning within-subjects design, presenting characters with cues of dominance

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and prestige, and asking whether children understand the combination and encouraged in China, but within a complex social context that
of cues that define dominance and prestige: Do children understand acknowledges its difficulty for children.
that (1) dominant and prestigious individuals are both high in social The cultural difference between Chinese and Euro-American con-
rank, but (2) prestigious individuals are liked and approached, whereas texts was further explored through 6 months of ethnographic fieldwork
(3) dominant individuals are feared and avoided? Moreover, we test in a school and community in London, UK, on children's hierarchies and
two age groups of children (5–7 years, and 9–12 years) to examine the conflict behaviors. This work revealed clearly different ideas about
developmental trajectory of this reasoning. hierarchy and conflict in comparison to the ones observed in China.
More dominant and aggressive behaviors were tolerated by peers in
1.4. Cultural ideas of social rank and yielding in Nanjing and London London than in Nanjing. In Nanjing, children were taught by adults to
give up resources or hold back their views in order to prevent or resolve
The second question at the heart of this paper is whether children conflicts; in London, children were encouraged to defend their view in a
infer that high-ranking individuals have a higher chance at accessing a respectful manner. In London, therefore, winning conflicts was a sign of
resource compared to a low-ranking individual. We chose to test chil- high status; while in Nanjing losing conflicts could also be a sign of
dren in China on the basis of 12 months of ethnographic fieldwork on leadership.
children's social relationships in and out of school, carried out by one of On the basis of this ethnographic comparison, we hypothesized that
the authors (an anthropologist) in Nanjing (Kajanus, 2016, 2018, 2019; the Chinese values surrounding yielding may result in a difference be-
Kajanus, McAuliffe, Warneken, & Blake, 2019). The key Chinese cul- tween children in Nanjing and London, in their inferences about who
tural value of modest yielding of higher-ranking individuals to lower- would win a desired resource in a conflict. Alternatively, children in
ranking ones does not have an equivalent of equal importance in Euro- Nanjing may manifest the same expectations as children in London in
American cultural contexts. The concept of yielding (rang) refers to the light of the sophistication of the norms of yielding in different situa-
ability to avoid, manage and end conflicts, as well as to display one's tions, as well as the increasing emphasis on individualistic values and
high rank through humility. For example, toddlers are taught to give up children's lack of opportunities to practice yielding with siblings. The
prized toys to children younger than themselves. Yielding is part of a second experiment tests for a potential difference in expectations be-
more sophisticated system of status and power practiced by adults. In tween adults in China and the UK, and the final experiment tests it with
addition to modest yielding of higher-ranking persons to those of lower two age groups of children (5–7 years, and 9–12 years).
rank in relatively unimportant matters, lower-ranking persons can re-
spectfully yield to those of higher rank. 2. Experiment 1
The classic moral story on yielding, Kong Rong Rang Li, ‘Kong Rong
Modestly Declines [yields] a Pear’, teaches both forms of yielding. In This experiment aimed to examine, (1) whether children recognize
the story, 4-year-old Kong Rong has to distribute pears among himself, that dominance and prestige both confer high rank, (2) the age at which
his older brothers and one younger brother. He distributes them ac- children differentiate between dominance and prestige, and (3) po-
cording to age, giving the largest pear to the oldest brother, but keeps tential differences between children in the UK and China. Three char-
the smallest to himself. When questioned by his father, Kong Rong says, acters were involved in the stimuli: a subordinate central character, a
“I am younger, I should give the big pears to the older brothers.” Father high-ranking dominant individual, and a high-ranking prestigious in-
asks: “But isn't little brother even younger than you?” Kong Rong re- dividual. All participants viewed two animated scenes, one involving
sponds: “Because he is younger than me, I should also yield to him.” only the central and the dominant characters, the other involving only
The story of Kong Rong has appeared in moral education texts, in- the central and the prestigious characters. Across the two scenes, a
cluding San Zi Jin, Three Character Classic, from late imperial times, number of cues were manipulated to showcase the difference between
and reproductions of the story are popular in children's books and TV- the dominance and prestige roles (e.g. forcing opinion vs. sharing ad-
shows today. Yielding is taught and enacted in various ways in chil- vice, subordinate resisting vs. seeking opinion, harsh vs. friendly tone;
dren's everyday life. For instance, adults often break up a conflict be- see SOM for more details), and between the higher- and the lower-
tween two children by addressing the older one with criticisms such as ranking characters (e.g. drawing more competently). We used empiri-
“Why can't you just yield to her?” Further, the ethnographic research cally (Charafeddine et al., 2015) and theoretically (Henrich & Gil-
found that children who are high in prestige in their peer group are White, 2001) grounded cues for dominance and prestige, and relied on
especially expected to yield to others. ethnographic knowledge to develop ecologically valid contexts for
While the value of yielding is upheld in China today, it is not un- hierarchy. Critically, even though both scenes ended with the central
contested. As a generation of children has come of age as the only child character choosing to conform to the higher rank character (e.g.
of their family, unprecedented emphasis has been placed on in- drawing with the same color), the scenes differed in how this had come
dividualistic orientations over collective ones (Anagnost, 2004; Fong, about, namely through being forced by the dominant character versus
2004; Kajanus, 2015; Kleinman, Yan, Jun, Lee, & Zhang, 2011; Kuan, voluntary copying the prestigious character.
2015; Rofel, 2007; Xu, 2014; Yan, 2009). Values imported from Euro- We recruited two age groups in China and the UK, a younger group
American pedagogies into education, such as the freedom of expressing (5–7 years), and an older group (9–12 years). To test children's re-
personal opinions and individualistic desires, have also come to com- cognition of the rank difference, we asked them who was older between
pete with the importance of yielding to others. Further, as the primary the low-ranking character and each of the two high-ranking characters
context for practicing modesty would traditionally have been sibling separately. Previous studies have asked children to identify the person
relationships, the fact that most children do not have siblings di- who “is in charge” (Brey & Shutts, 2015), or the “boss” (Charafeddine
minishes their opportunities for learning and expressing it. In light of all et al., 2015; Charafeddine et al., 2016; Over & Carpenter, 2015), which
this, children struggle to adapt the norm of modest yielding in their may carry dominance connotations. We instead chose to ask who was
behavior (Xu, 2017). In response, parents and educators often con- older, in order to pose the question as neutrally as possible. Given
sciously facilitate situations for children to practice yielding, which in preschoolers' ability to infer social rank from a host of cues, it is rea-
turn leads to concerns that pressuring children into yielding to others sonable to expect that both age groups would infer rank differences
encourages hypocrisy and scheming rather than appropriate moral here as well. Specifically, the prestige scene included the subordinate
development. For example, children may strategically yield to get copying the choice that the prestigious character had made, and even
praised by adults, which is against the value placed on sincerity and five-year-olds associate being imitated with higher rank (Over &
freedom of expression (Xu, 2017). In short, showing modesty and Carpenter, 2015). In the dominance scene, the dominant character
yielding to others, even those lower in rank to oneself, is highly valued enforced her decision on the subordinate, another cue that children as

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young as three years associate with higher rank (Charafeddine et al., interaction between the central and the dominant characters (dom-
2015). inance scene), while the other involved the central and prestigious
We asked three additional questions to test whether children dis- characters (prestige scene). Native speakers of Mandarin and English
tinguished between dominant and prestigious characters: whom the voiced the characters. (See Appendix A for more details.)
subordinate would choose to approach, whom she liked more, and
whom she feared more. Correct understanding would be reflected in 2.1.3. Procedure
answering that the subordinate would approach and prefer the presti- The central character was introduced, e.g. “This is Dimo” in the
gious individual, but fear the dominant character. English version. Next, the dominance and prestige scenes played twice
each. The dominance scene used a number of cues to show that the side-
2.1. Method character was dominant towards Dimo (e.g. forcing opinion, aggressive
tone of voice). Contrasting cues were provided to establish the other
2.1.1. Participants side-character as prestigious with regard to Dimo (e.g. sharing opinion
In the UK, 40 children in the younger group (M = 5.7 years, after being consulted, friendly tone of voice). More details are available
range = 5.0–6.8 years, 19 female) and 40 children in the older group in Appendix A.
(M = 10.4 years, range = 9.3–11.1 years, 21 female) took part in the Five test questions were asked (see Fig. 2). Two enquired who was
study. All children were recruited from and participated at a public older between Dimo and each of the other characters in order to test
school in central London. According to national school ratings, the recognition of social rank. The three remaining questions tested dif-
school has a Good rating (on a four-point scale of Outstanding, Good, ferentiation between dominance and prestige. Side of dominant and
Satisfactory, Inadequate). Children at this school came from a mix of prestigious characters and order of questions was counterbalanced
working- and middle-class backgrounds, and were highly diverse in across participants (See SOM for more details.). See (Fig. 1).
terms of race and ethnicity. In China, 40 younger children
(M = 5.8 years, range = 5.2–6.3 years, 19 female) and 40 older chil- 2.1.4. Coding
dren (M = 10.9 years, range = 10.15–12.95 years, 22 female) partici- The dependent variable was percentage of choices for the high-
pated. All children were recruited from and participated at their school ranking individual for rank questions (i.e. “Which one is older?”), and
or preschool in Nanjing, China. Although no formal rating is available percentage of choices for the prestigious individual for the remaining
for the school and preschool, they are both considered to be at average three questions. See Appendix A for more details.
level, similar to the school in London. Children predominantly came
from working-class backgrounds. The schools and the participants are 2.2. Results
not taken to be representative of China and the UK. Instead, we have
used ethnographic methodology to gain an in-depth understanding of 2.2.1. Inferring rank
the different cultural and social influences in these particular learning As shown in Fig. 3a, children were significantly better than chance
environments, some of which may be shared to varying degrees on a at answering who was older between the subordinate and the dominant
national scale, while others are more specific to a location or a group. In character (87.5% correct, binomial test, p < .001, Cohen's h = 0.85). A
China, the widely shared characteristics include, for example, growing binary logistic regression including age (younger, older) and country
up as the only child; and the cultural values of modest and respectful (UK, China) found no main effects or interactions (p = .3 for age,
yielding, which can be found in the classics and continue to be part of p = .46 for country, and p = .57 for interaction). Similarly, children
ethical practice today (Xu, 2017). In the UK, the widely shared char- were better than chance at identifying who was older between the
acteristics include education that emphasizes universalistic moral code subordinate and the prestigious characters (86% correct, binomial test,
giving grounds for defending one's views and interests, rather than p < .001, Cohen's h = 0.8). Once again, a binary logistic regression
yielding on the basis of rank). The ethnographic findings that have failed to find a main effect of age (p = .07) or country (p = .58) or an
informed this study have been discussed in more detail elsewhere (some interaction between the two (p = .76).
still in preparation for publication) (Kajanus, 2016, 2018, 2019;
Kajanus, McAuliffe, Warneken, & Blake, 2019; Kajanus, n.d.). Here, we 2.2.2. Distinguishing dominance and prestige
focus only on comparative aspects that are most relevant to this study, Fig. 3b shows responses to the questions distinguishing dominance
that is, ideas and behaviors that pertain to hierarchy and conflict. and prestige. To examine whether children distinguished between the
two characters, a mixed-effects model including question type (ap-
2.1.2. Materials proach, affiliation, fear), age (younger, older), and country (UK, China)
Each participant viewed two animated scenes. One scene showed an as fixed effects, and subject as a random effect was used. This analysis

Fig. 1. Sample of sticker situation with rectangle character and coloring situation with oval character.

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Fig. 2. Test questions in Experiment 1.

found a significant effect of question type, such that responses for the 2.2.2.1. Approach question. Children successfully answered whom the
fear question were significantly lower than responses for approach or subordinate character preferred, choosing the prestigious character
affiliation (Fear – Affiliation, p < .001, Fear – Approach, p < .001; significantly more than expected by chance (72% choices of prestigious
Affiliation – Approach, p = .32). It also found an effect of age character, binomial test, p < .001, Cohen's h = 0.46). A binary logistic
(OR = 2.2; 95% CI 1.42, 3.48; p < .001), but no effect of country regression found a significant main effect of age (OR = 4.2; 95%
(p = .66). In other words, children's rate of choosing the prestigious CI = 1.42, 14.31; p = .01), but no effect of country (p = .18) or an
character in response to the fear question was significantly lower than interaction (p = .31). Separately testing younger and older children
for the other two questions, which were not significantly different from against chance revealed younger children to respond randomly (55%,
each other. Thus, children distinguished between dominance and binomial test, p = .43, Cohen's h = 0.1), and older children to respond
prestige, and viewed the prestigious character as the more approach- significantly higher than chance (89%, binomial test, p < .001,
able and likable, and the dominant as the more feared. Further, older Cohen's h = 0.89).
children performed better than younger ones. A number of analyses
were conducted on the questions separately. As can be seen below, they 2.2.2.2. Affiliation question. Children chose the prestigious character
all found a significant difference between younger and older children, significantly more often than chance (79% choices of prestigious
but no effect of country. character, binomial test, p < .001, Cohen's h = 0.62). A regression

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Fig. 3. Children's responses to test questions in Exp. 1 about (a) “Who is older?” between subordinate and each of the prestigious and dominant characters, and (b)
who the subordinate would approach, affiliation, and fear.

analysis found a main effect of age (OR = 0.21; 95% CI = 3.86, 392.11; significantly different for questions on which the prestigious character
p = .004), but no main effect of country (p = .49) or interaction was the correct choice (i.e. who Dimo would sit next to, and who Dimo
(p = .76). Testing each of the age groups against chance found liked more) and the question on which the dominant character was the
younger children to be marginally (61%, binomial test, p = .06, correct choice (i.e. who Dimo was more scared of). Thus, even younger
Cohen's h = 0.22), and older children to be significantly higher than children distinguished between dominant and prestigious characters,
chance (96%, binomial test, p < .001, Cohen's h = 1.17). albeit not as strongly as older children.
Despite the contrast between the ages, responses on differentiation
2.2.2.3. Fear question. Children's responses were significantly below questions were comparable across UK and China. The lack of difference
chance overall, picking the prestigious character less often than chance across any of the questions between participants in UK and China shows
(18% choices of prestigious character, p < .001, Cohen's h = 0.69). that the cues demarcating dominance and prestige were equally ac-
According to a binary logistic regression, there was a main effect of age cessible in both countries. This paved the way for asking about a pos-
(OR = 14.79, 95% CI = 2.65278.05, p = .01), but no effect of country sible cultural difference in expectations about the outcome of conflicts.
(p = .34) or an interaction (p = .84). Both younger (32.5%, binomial What predictions do adults from the UK and China make about the
test, p = .002, Cohen's h = 0.36) and older children (4%, binomial test, behaviors of prestigious and dominant characters in conflict situations?
p < .001, Cohen's h = 1.17) chose the prestigious character
significantly less than expected by chance. 3. Experiment 2

2.3. Discussion Here, we investigate how adults in the UK and China reason about
the outcome of conflicts between a subordinate and a high-ranking
Children at both ages recognized that the central character was character. We asked adults to predict the winner in a conflict over a
lower in rank to both the dominant and the prestigious individuals. desired resource between 1) the subordinate and the dominant in-
Responses were consistently high for both ages and in both countries. In dividual, and 2) the subordinate and the prestigious individual. As
differentiating between dominance and prestige, however, older chil- discussed above, anthropological studies of China (Kajanus, n.d.; Xu,
dren outperformed their younger counterparts for all three questions. 2017) indicate a strong value of yielding by high-status, prestigious
Despite this, both younger and older children's responses were individuals towards lower-status ones. Importantly, this norm does not

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appear to have a counterpart of equal importance in Euro-American


culture. Therefore, this experiment aims to test whether this value
translates into different third-party expectations about yielding be-
tween adults in China and the UK. It is possible that directly testing
expectations about who should yield to whom would find a difference
between British and Chinese adults, particularly when the question
concerns a conflict between prestigious and subordinate individuals. If
the difference does manifest empirically, the results would provide us
with a sense of the magnitude of the effect. Alternatively, it is possible
that adults in the two countries would respond similarly, and that the
explicit norm, while culturally important, does not lead Chinese adults
to have different expectations about third-party yielding.
To avoid language that makes assumptions about how the end result
of the conflict came about (e.g. winning or taking vs. yielding or giving
up), choices were presented non-verbally. Participants saw two possible
outcomes for a conflict scene, such that each picture showed one of the
individuals happily in possession of the desired resource, and they were
asked which one would happen.

3.1. Method

3.1.1. Participants
We recruited 40 adults in the UK through Amazon Mechanical Turk Fig. 4. Ending of conflict scene between Dimo and oval character (top), and the
(M = 32.9 years, 12 female). All had lived more than 10 years in the possible resolutions (bottom).
UK, and the overwhelming majority had spent their whole lives there.
All participants identified as white (European) or black.4 Additionally,
3.1.3. Procedure
40 adults in China (M = 28.1 years, 15 female) were recruited through
As in Experiment 1, Dimo was introduced and the dominance and
an ad on the crowdsourcing website, Witmart. (Amazon mTurk was not
prestige scenes were shown. Participants were then informed that they
a viable option for recruiting in China.) Chinese participants had lived
would be asked to make a prediction following a video. They watched
their entire lives in China and identified as being of Han ethnicity.5
the two conflict scenes, and chose one of the two possibilities as their
Participants were paid 1 USD for their time.
prediction. Finally, they were asked to provide justifications for their
choices.
3.1.2. Materials
We used the animations from Experiment 1 to establish the roles of
3.1.4. Coding
the three characters. We created two new animations that depicted
The dependent variable on the forced-choice questions was the
conflict scenes. In one, Dimo and the oval character started out on
percentage of choices for the high-ranking characters. Explanations
opposite sides of a walkway, at the center of which an ice-cream cone
were coded into four categories: Rank (e.g. “Dimo always does what
stood on a stand. They simultaneously expressed excitement about the
others tell him to do.”), Norm (e.g. “You should share.”), Physical (e.g.
ice-cream (e.g. in English saying, “Wow!”). They then moved towards
“That one is faster.”), and Other (e.g. “I don't know.”) (see SOM for
the center while smiling. Upon arriving at the center, they stopped,
more details).
their smiles changed into neutral expressions, and they both raised their
arms, reaching for the ice-cream. The animation ended at this point.
Two pictures then presented two possible resolutions to the scene (see 3.2. Results
Fig. 4): The central character, Dimo, holding the ice-cream and smiling
while the oval character looked on with a neutral expression; or the Fig. 5 shows responses for both groups of adults. Overall, partici-
oval character smiling and holding the ice-cream while Dimo displayed pants were significantly more likely than chance to choose the high-
a neutral expression. We created a structurally similar animation where rank character (82% correct, binomial test, p < .001, Cohen's
Dimo competed with the rectangular character over a chocolate pop- h = 0.69). A mixed-effects binary logistic regression including country
sicle. Across both conflict scenes, the characters' relative sides to each (China, UK), case type (Dimo against dominant, Dimo against presti-
other were preserved (i.e. Dimo left and oval character right in one gious), and their interaction term as fixed effects, and subject as a
scene; Dimo right and rectangle character left in the other scene). Once random effect found a significant interaction between country and case
again, the correspondence between the dominant and prestigious roles type (OR = 172,819; 95% CI = 202.8, 382,684,419, p = .002). It is
and the oval- and rectangle-shaped figures was counterbalanced across worth noting that the large values in the confidence interval indicate
participants. that there is low precision in the estimate, so while the predictor in-
creased the odds, it is unclear by exactly how much. Separate com-
parison of Chinese and UK participants for each case revealed a sig-
4
According to preset exclusion criteria, participants who indicated any ra- nificant difference for the prestige case (OR = 4.68; 95% CI = 1.32,
cial/ethnic group other than white (European) or black, or those who had lived 22.11; p = .03), but no difference in the dominance case (p = .77). Both
in the UK less than 10 years were excluded, as it was not clear what cultural groups were significantly higher than chance on both cases (China:
expectations they may have about yielding. On the basis of ethnographic re-
Dominance: 82.5% correct, binomial test, p < .001, Cohen's h = 0.71;
search in London, participants identifying as white (European) or black were
Prestige: 72.5% correct, binomial test, p = .006, Cohen's h = 0.47; UK:
presumed to have relatively consistent ideas about yielding and rank, which
would be clearly different from the Chinese. Dominance, 80% correct, binomial test, p < .001, Cohen's h = 0.64;
5
According to preset exclusion criteria, participants who identified as any Prestige: 92.5% correct, binomial test, p < .001, Cohen's h = 1.02).
ethnicity other than Han or those who had lived outside of China for an ex- Explanations among respondents who chose the high-ranking char-
tended period of time were excluded because the ethnographic evidence came acters predominantly appealed to rank (95% among China sample, 89%
from Han population living in China. among UK sample), showing that participants were reasoning about the

29
A. Kajanus, et al. Evolution and Human Behavior 41 (2020) 23–34

order counterbalanced across participants). Materials, Procedure and


Coding were the same as Experiment 2, with the following modifica-
tion: Children watched the dominance and prestige scenes twice instead
of once. Before watching the conflict scenes, the experimenter said,
“After this video, I'm going to ask you what's going to happen next. Let's
watch!” Afterwards, participants saw the resolution pictures and were
asked, “What do you think will happen next? Is this going to happen, or
is this going to happen?” Finally, the experimenter said, “You picked
this picture when I asked what would happen. Why do you think this
one will get it?

4.2. Results

Responses are presented in Fig. 6. A binary logistic regression


Fig. 5. Adults' responses to yielding questions in Exp. 2, which asked them to analysis including age group (younger, older), country (China, UK),
predict who would win in a conflict between the subordinate and the dominant case type (dominance, prestige), and their interaction terms as fixed
characters (dominance case), and between the subordinate and the prestigious effects, and subject as a random effect was run on the data. We found a
characters (prestige case). main effect of age (OR = 6.03; 95% CI = 2.26, 17.77; p < .006), a
main effect of country (OR = 2.83; 95% CI = 1.03, 8.39; p = .049), and
no other main effect or interactions. Below, we analyze the two age
conflict in light of the rank differences between the characters. groups separately to give a more detailed picture of performance at
each point in development.
3.3. Discussion
4.2.1. Younger children
This experiment tested expectations about who would win a desired This age group performed at chance overall (51% correct, binomial
resource when the subordinate character was (separately) pitted against test, p = .94, Cohen's h = 0.02). A mixed-effects binary logistic re-
the dominant or the prestigious character. Both British and Chinese gression analysis including country (China, UK), case type (dominance,
adults inferred that higher-ranking characters would win the resource, prestige), and their interaction as fixed effects, and subject as a random
regardless of whether they were dominant or prestigious. However, effect, found no main effects (p = .92 for country, p = .38 for case type)
Chinese adults were significantly less likely to choose the prestigious or interaction (p = .74).
person as the winner compared to British adults. Thus, we found sup-
port for the hypothesis that the value on yielding in Chinese culture
4.2.2. Older children
translates into differences in third-party expectations. Nevertheless, this
Older children responded with better than chance accuracy (67.5%
effect is subtle, and does not mean that Chinese adults expect the
correct, binomial test, p < .001, Cohen's h = 0.36). A regression ana-
subordinate to win, or that they have no prediction at all. The next
lysis including country (China, UK), case type (dominance, prestige),
experiment tests whether any difference can be observed among chil-
and their interaction as fixed effects, and subject as a random effect,
dren in the two countries on the same task.
found a significant main effect of country (OR = 2.83; 95% CI = 1.03,
8.39; p = .049) and no other main effect (p = .5) or interaction
4. Experiment 3
(p = .58). Given the difference between the two countries, each group
was compared to chance separately, revealing UK children to be above
Given the difference between adults from the two countries in
chance (76% correct, binomial test, p < .001, Cohen's h = 0.55), and
Experiment 2, we next examine the developmental trajectory. One
Chinese children to be at chance (59% correct, binomial test, p = .15,
possibility is that children at both ages would respond like adults from
Cohen's h = 0.18).
their countries. In other words, all children would choose the high-
ranking character more often than chance in both the dominance and
4.2.3. Explanations
prestige cases, but children in China would be less likely to opt for the
Similar to Experiment 2, we categorized responses into the four
prestigious character. Alternatively, learning the norm of prestigious
categories of Rank, Norm, Physical and Other (see Fig. 7). This
individuals yielding to others may be difficult for children in China, and
take longer to develop. Thus, children may start off the same across the
two countries, and older children in China, but not in the UK, would
demonstrate less systematic predictions about the winner.

4.1. Method

4.1.1. Participants
We tested 41 children in the younger group (M = 5.8 years,
range = 5–7.3 years, 21 female) and 40 children in the older group
(M = 10.33 years, range = 9.2–11.2 years, 20 female) in London, UK.
Similarly, we tested 40 younger children (19 female, M = 5.8 years,
range = 5.1–6.3 years) and 40 older children (20 female,
M = 10.98 years, range = 10.3–12 years) in Nanjing, China. Children
were recruited from the same schools as Experiment 1. None had taken
part in Experiment 1. Fig. 6. Percentage of children's choices of high-rank character when asked to
predict outcome of conflict between subordinate and dominant characters
4.1.2. Materials (dominance case), and subordinate and prestigious characters (prestige case),
Each participant viewed both dominance and prestige cases (case separated by country and age group.

30
A. Kajanus, et al. Evolution and Human Behavior 41 (2020) 23–34

categorization provided two main insights. First, rank-related ex- ranking character as the winner thought that this would be the result of
planations were almost non-existent among younger children (~5%), the high-ranking character yielding in the prestige case than in the
increased with age such that the majority of older children mentioned dominance case. Thus, despite the lack of consistent inferences, there
rank (~65%), and culminated in almost unanimous mention of rank by was some evidence to suggest that older children in China were aware
adults (~90–95%). Younger children almost exclusively focused on that prestigious individuals may be more likely to yield to a sub-
superficial reasons having nothing to do with rank in both countries ordinate.
(e.g. “He likes it.”, “He was faster.”). The increase in rank-related ex- The developmental trajectory in inferences about the winner of the
planations was true both when focusing on participants who chose the conflict scenes seems to be relatively protracted, as neither younger nor
high-rank character, and when considering responses from everyone, older children in China performed similarly to Chinese adults. This may
regardless of how they responded (see Fig. 8). Thus, the younger group be due to the situational complexities that govern when a high-ranking
appeared to be construing the scenes in terms of shallow, surface fea- individual is more likely to yield. It is possible to interpret the conflict
tures instead of social rank, while older children and even more so scene either in terms of high-ranking character modestly yielding to
adults were cognizant of the role of rank in determining the outcome of subordinate, or subordinate respectfully yielding to high-ranking
the conflicts. character. Children were equally likely to think that the subordinate
Second, the proportion of rank explanations offered by each age would yield to either the prestigious or the dominant character, but
group was similar across British and Chinese participants (See Figs. 7 were more likely to think that the prestigious character, as opposed to
and 8). In other words, participants in the UK and China were just as the dominant character, would yield to the subordinate. Thus, chil-
likely as each other to give rank-relevant explanations. dren's justifications provide evidence that at least a number of them
Next, we counted the number of times Chinese participants men- were explicitly considering modest yielding.
tioned one party yielding the resource to the other, using terms that are
typically used to talk about the concept (e.g. rang, qianrang). First, this 5. General discussion
tally corroborated that younger children did not view the scenes as
relevant to rank since they mentioned yielding only three times (4% of Our aims were to test: (1) the age at which children differentiate
all explanations), while older children did so 26 times (33% of all ex- dominance and prestige; and (2) the influence of cultural ideas of
planations). Second, among the older children who chose the high- hierarchy and conflict on expectations about the behaviors of dominant
ranking character as the winner, children were just as likely to mention and prestigious individuals. The experiments yielded several key find-
yielding in the prestige case as in the dominance case (40% of prestige ings for both lines of inquiry.
case responses, 23% of dominance case responses, χ2(1) = 1.5,
p = .21). Thus, children were equally likely to think that the sub- (1) Developmental trajectory
ordinate would yield to either the prestigious or the dominant char-
acter. Third, among those who chose the subordinate as the winner, First, 5- to 12-year-olds in both the UK and China easily identified
children were more likely to think that this would result from the dominant and prestigious characters as high-ranking. Thus, even for the
prestigious character yielding than the dominant character yielding younger group of children (5–7 years), cues to prestige (e.g. asking for
(50% of prestige case responses, 13% of dominance case responses, advice, following said advice) were enough to merit inferences about
χ2(1) = 4.95, p = .03).6 This suggests that older children differentiated rank. In fact, children were just as successful at recognizing that the
in how they thought dominance and prestige affected the conflict out- prestigious character was higher-ranking as they were for the dominant
comes, as a larger number of them expected the prestigious character to character. Next, even younger children distinguished between presti-
yield to the subordinate. gious and dominant characters in a third-party situation, choosing the
prestigious character significantly more when asked whom the sub-
ordinate would approach or like, than when asked whom she feared.
4.3. Discussion This finding is particularly interesting in light of the fact that children
do not shun coercive (or dominance-like) strategies in their peer groups
Younger children (5–7 years) in neither country made consistent until eight years (Hawley, 1999). Since our younger group was younger
inferences about the outcome of the conflicts, and their explanations than eight years, the finding suggests that shunning coercive strategies
failed to capture the rank-relevant core of the scenes. This is a sur- is not the result of noticing the difference between dominant and
prising finding, given their clear success in identifying the high-ranking prestigious strategies. Nonetheless, the ability to distinguish dominance
parties in Experiment 1 (i.e. answering “Which one is older?” cor- and prestige improved with age. Finally, there were no differences
rectly), and in distinguishing between prestige and dominance (i.e. between responses in the UK and China, providing some of the first
inferring that the dominant character was less likely to be liked and empirical evidence of children from non-Euro-American cultures un-
approached and more likely to be feared). In short, younger children derstanding cues to rank similarly to children in Europe and the US. In
did not connect the rank dynamics to how the conflict would be re- summary, children attributed a combination of traits to the characters
solved. that are reflective of a conceptual distinction between dominance and
Among the older age-group (9–12 years), children in the UK reacted prestige, viewing both as having high social rank, but differing in
similarly to adults in the UK such that they thought that both high- prestigious characters being liked and approached versus dominant
ranking characters would get the resource when matched against the individuals being feared and avoided.
low-ranking character. In contrast, older children in China did not re- One alternative explanation of the findings from Experiment 1 is
spond systematically on either case, and made no inference about high- that children did not actually distinguish dominance from prestige, and
ranking characters winning. Despite their inconsistent responses, their instead succeeded in the task by answering the questions (age, liking,
explanations were just as focused on rank as those of older British approach, fear) piecemeal. In other words, maybe they answered that
children. Further, a larger number of children who picked the low- Dimo would like and approach the prestigious character simply because
the character seemed nice and friendly, and feared and avoided the
6
For comparison, we also tallied mentions of yielding (e.g. letting the other dominant character because that one seemed mean and aggressive.
one have it) among older children in the UK. Unlike children in China, rates of Similarly, children could have inferred age (i.e. rank) by drawing on
yielding explanations were similar across prestige and dominance cases among cues like being imitated. We do not dispute that these cues led children
those who chose the subordinate character (25% vs. 28% respectively, to answer the questions correctly. In fact, we claim that this is exactly
χ2(1) = 0.03, p = .86). what the understanding of prestige and dominance looks like: an

31
A. Kajanus, et al. Evolution and Human Behavior 41 (2020) 23–34

Fig. 7. Breakdown of explanations from all participants in Exp. 2 and 3, separated by age and country. Proportion of rank-relevant responses increased with age, but
did not differ by country.

Fig. 8. Rank-related explanations, separated by participants who chose the high-rank character and all participants, and also separated by country and age.

understanding of this combination of features. None of these individual characters would win against a subordinate. They did differ, however,
features differentiates between dominance and prestige, but one person in the degree to which they made this inference in the prestige case.
having high status while being nice and approachable differentiates this Chinese adults were less likely than British adults to think that the
person from a similarly high-ranking individual who is mean and ag- prestigious person would win the resource. This difference, while
gressive. subtle, is a key sign of the cultural difference reflecting the value spe-
Although younger children recognized the rank difference between cifically placed on yielding to others when in a position of prestige
the characters just as easily as older children (Experiment 1), they did (Kajanus, n.d.). The cultural difference also manifested in older children
not infer that higher-ranking parties would win resource conflicts (9–12 years), but in a different way. Older children in the UK inferred
(Experiment 3). This failure cannot be attributed to a cultural effect, as that the high-ranking party would win the conflict, regardless of whe-
children in the UK and China performed similarly. When asked to jus- ther the character was prestigious or dominant. In contrast, older
tify their choice of who would win the conflict, almost no children children in China responded similarly to younger children in both
referenced rank in their explanations, confirming that their failure to countries, demonstrating no systematic prediction about who would
infer is a real consequence of how they construed the scene. Thus, al- win in either of the conflict cases. But unlike younger children's ex-
though younger children extracted rank from watching interactions planations, which were shallow and unrelated to social rank, older
between characters in Experiment 1, they were unable to automatically children in China and the UK provided similar levels of rank-relevant
incorporate them into inferences about subsequent behaviors in explanations (around 65%). Consequently, the lack of systematic in-
Experiment 3. Future work should explore this finding further. ferences was age-driven in younger children, but culturally influenced
in older children in China. Moreover, older children in China who
(2) Cross-cultural differences thought the subordinate would win the conflict were more likely to
mention the prestigious character yielding than the dominant character
A key contribution from our studies is evidence for the influence of yielding. This finding aligns with the value of yielding by prestigious
cultural norms and value systems on how children and adults under- individuals. Together, these findings suggest that the difference be-
stand social hierarchies and reason about them. Adults in the UK and tween older children in China and the UK is rooted in a cultural dif-
China were similar in that they both inferred that high-ranking ference.

32
A. Kajanus, et al. Evolution and Human Behavior 41 (2020) 23–34

On the topic of Chinese participants' choices, two points merit fur- Declaration of Competing Interest
ther discussion. With regard to adults, the fact that Chinese participants
thought that both dominant and prestigious parties would win the None.
conflict gives room for pause, given the value of prestigious individuals
showing restraint and giving up resources to lower-status parties. Acknowledgements
However, it is important to note that yielding to those in lower posi-
tions is a sophisticated social skill highly dependent on the nuances of This work was supported by the European Commission Marie
the situation, such as the dynamics of ascribed status hierarchies and Skłodowska-Curie Actions (623128 IIDEV FP7-PEOPLE-2013-IEF) and
the importance of the issue at the root of the conflict (Kajanus, n.d.). the Leverhulme Trust (ECF-2016-072). The funding bodies were not
Thus, most adults may have viewed the situation as one in which the involved in the study design; data collection, analysis, and interpreta-
high-ranking character lacked the sophistication to yield, given the tion; or preparation of the manuscript. We would like to express our
cartoonish appearance of the characters, the simplicity of the ex- gratitude to Susan Carey and Joseph Henrich for their feedback on the
changes, and the prestigious character's unabashed and juvenile desire studies and on previous drafts of this manuscript. We thank Pearl Han
for the resource. This may have made the high-ranking character's win Li for her contribution to the stimuli, and Jing Xu for her comments on
the more straightforward choice. A number of them may have, none- the study design. We are grateful to the children who participated and
theless, considered the situation in terms of the prestigious character their schools and parents for their cooperation.
yielding, thereby bringing about the difference with the British adults.
Another puzzling finding has to do with the older Chinese children's Appendix A. Supplementary materials
responses in Experiment 3. In a reverse situation from the adults,
children held no expectation of either party winning in either conflict Supplementary data to this article can be found online at https://
case. The lack of a clear prediction may be understandable for the doi.org/10.1016/j.evolhumbehav.2019.08.002.
prestige case, but is more surprising in the dominance case. As the data
do not clarify the reason for this result, we can only speculate. One References
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