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Surgical Management of
Osteoarthritis of the Knee:
Evidence-based Guideline
Abstract
Brian J. McGrory, MD, MS Surgical Management of Osteoarthritis of the Knee: Evidence-
Kristy L. Weber, MD based Guideline is based on a systematic review of the current
scientific and clinical research. The guideline contains 38
David S. Jevsevar, MD, MBA
recommendations pertaining to the preoperative, perioperative,
Kaitlyn Sevarino, MBA and postoperative care of patients with osteoarthritis (OA) of the
knee who are considering surgical treatment. The purpose of this
clinical practice guideline is to help improve surgical management
of patients with OA of the knee based on current best evidence. In
addition to guideline recommendations, the work group
highlighted the need for better research on the surgical
management of OA of the knee.
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
AAOS Clinical Practice Guideline Summary: Surgical Management of Osteoarthritis of the Knee
PICO questions fell into this category The entire process adhered to the valuable studies, and at the same
for this guideline. For the PICO strict evidence-based CPG method- time to ensure that inflammatory
questions with insufficient evidence to ology developed by the AAOS; a arthritis of the knee was not a primary
reach a conclusion, each query was member of the AAOS Committee on diagnosis. The follow-up required in
forwarded on to an appropriate spe- Evidence-based Quality and Value each study varied by PICO question,
cialty society to serve as a potential provided guidance by serving as an and was predetermined by the work
area of future research. oversight chair. The work group group.
The burden of OA of the knee is formulated PICO questions that were During the evidence analysis phase,
attributable to the effects of pain, stiff- designed to examine important and 13,000 abstracts and more than 1,200
ness, and disability, as well as the actionable interventions to create a full-text articles were reviewed. The
expense of treatment. Because the clinically relevant document that citations were summarized, classified
increasing prevalence of OA of the knee addresses the surgical management of by patient outcomes, and graded by
is partly a function of the increase in the OA of the knee across the full episode strength of methodology representing
average age and the rate of obesity in of care. An extensive literature search best available evidence to be used by
the United States, OA is the most fre- was done to investigate these pre- the work group to formulate final
quent cause of disability among adults liminary topics based on strict inclu- evidence-based recommendations. A
in the United States.3,4 In persons older sion criteria designed to identify the “best-available evidence synthesis”
than age 55 years, 10% have painful, best available evidence. Studies pub- form of evidence analysis was em-
disabling OA of the knee; of this lished in or after 1966 were included ployed, meaning that, although all
group, one quarter are severely dis- to ensure that no landmark studies studies that meet the inclusion criteria
abled.5 In patients with arthritis, were missed; however, most of the were examined, only the highest lev-
approximately 5% undergo surgery. included studies were from the year els of available evidence were used.
Although these surgeries are costly, 2000 and later. Using this time period Retrospective series, small case series,
they are cost-effective in the long- best reflects advances in orthopaedic and case reports were sometimes
term.6,7 Arthroplasty of the knee is the science and ensures that relevant, excluded because of the inherent risk
most common reason for inpatient contemporary implants and tech- of bias or because higher quality of
hospitalization, and 3 million women niques are being evaluated. The work evidence was available to address the
and 1.7 million men currently have group required that all studies have a same question. The use of this best
undergone knee arthroplasty in the sample size of at least 10 participants evidence protocol reduces the adverse
United States.8 to limit the “small study” effect of or favorable effect of poorly designed
To help improve surgical treatment lower-powered clinical trials. In the studies on the final recommendation.
of patients with OA of the knee based included studies, a minimum of 90% The recommendations underwent a
on the current best evidence, the of patients had to have been diag- rigorous internal and external peer
AAOS leadership allocated resources nosed with OA of the knee; this was review process resulting in the final
to formulate an evidence-based CPG. a compromise to avoid exclusion of approved CPG. Seven peer reviewers,
Dr. McGrory or an immediate family member is a member of a speakers’ bureau or has made paid presentations on behalf of Smith &
Nephew and serves as a board member, owner, officer, or committee member of the American Association of Hip and Knee Surgeons. Dr.
Weber or an immediate family member has received research or institutional support from Roche and serves as a board member, owner,
officer, or committee member of The American Orthopaedic Association, the Musculoskeletal Tumor Society, the Orthopaedic Research
Society, and the Ruth Jackson Orthopaedic Society. Neither of the following authors nor any immediate family member has received
anything of value from or has stock or stock options held in a commercial company or institution related directly or indirectly to the subject of
this article: Dr. Jevsevar and Ms. Sevarino.
This clinical practice guideline was approved by the American Academy of Orthopaedic Surgeons Board of Directors on December 4, 2015.
The complete evidence-based guideline, Surgical Management of Osteoarthritis of the Knee: Evidence-based Guideline, includes all tables,
figures, and appendices, and is available at http://www.orthoguidelines.org.
Surgical Management of Osteoarthritis of the Knee: Evidence-based Guideline Work Group: Brian J. McGrory, MD, MS, Kristy Weber, MD,
John A. Lynott, MD, Vinod Dasa, MD, John C. Richmond, MD, Charles Moore Davis III, MD, PhD, Adolph Yates, Jr., MD, Atul F. Kamath,
MD, Gregory Alexander Brown, MD, PhD, Tad L. Gerlinger, MD, Sara Piva, PT, PhD, Tomas Villanueva, DO, MBA, FACPE, SFHM, James
Hebl, MD, David S. Jevsevar, MD, MBA (Oversight Chair, Committee on Evidence-based Quality and Value), Kevin G. Shea, MD
(Guidelines Oversight Section Leader), and Kevin J. Bozic, MD, MBA (Chair, Council on Research and Quality). Additional contributing
members: James Keeney, MD. Staff of the American Academy of Orthopaedic Surgeons: William O. Shaffer, MD, Deborah S. Cummins,
PhD, Jayson N. Murray, MA, Patrick Donnelly, MA, Nilay Patel, MA, Peter Shores, MPH, Anne Woznica, MLS, Erica Linskey, and Kaitlyn
Sevarino, MBA. Former AAOS Staff: Ben Brenton, MSAE.
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
Brian J. McGrory, MD, MS, et al
representing multiple specialty socie- Collectively, several themes emerge allow a morbidly obese patient to lose
ties, submitted formal peer reviews. from these recommendations. Pre- weight.9 Conversely, the recommen-
The work group carefully considered operative preparation with risk miti- dation does not suggest that a delay in
each reviewer’s comments, responses gation and rehabilitation is important surgery, when a patient is otherwise
were formulated and published, and for the best surgical outcomes. In ready, is necessary. As pointed out
changes were made as needed to the addition, modern anesthesia and blood during peer review and commented
final document. management techniques are helpful. on in the rationale for this recom-
One theme that reviewers com- Pros and cons exist about the use of mendation, an unnecessary delay does
mented on was the inability to include unicompartmental knee arthroplasty not take into account the patient’s
stand-alone registry data and second- (UKA) versus total knee arthroplasty pain and suffering nor does it address
ary research (ie, systematic and nar- (TKA) for isolated medial arthritis, as economic factors, such as loss of
rative reviews) as acceptable evidence. well as tourniquet usage and patellar work.
Currently, the only registry data resurfacing for TKA. No one fixation Contemporary anesthesia and blood
acceptable for consideration in the option has a strong advantage over management techniques are supported.
CPG process are those published in another or for a cruciate-substitution Strong evidence supports that both
the peer-reviewed literature. Retro- design. In addition, no demonstrable periarticular local anesthetic infiltra-
spective analysis of registry data can advantages were shown for patient- tion and peripheral nerve blockade for
lead to some of the flaws noted in specific instrumentation (PSI) or sur- TKA decrease postoperative pain and
observational research, namely bias, gical navigation for routine TKA. opioid requirements. Moderate evi-
patient selection, and consecutiveness Current evidence does not support the dence supports that neuraxial anes-
of reporting. Registries that embed use of antibiotic-loaded bone cement, thesia improves select perioperative
prospective cohort studies within surgical drains, and continuous passive outcomes and complication rates
them are of acceptable quality for motion (CPM) machines. Finally, early compared with general anesthesia.
evidence-based analysis. For second- postoperative mobilization and post- Strong evidence supports that treat-
ary research, analysts search through operative physical therapy are helpful ment with tranexamic acid decreases
the bibliographies for any primary for achieving the best outcomes. postoperative blood loss and reduces
citations that meet the inclusion crite- Preoperative preparation with risk the necessity of postoperative trans-
ria. When appropriate, de novo meta- mitigation is important and safe. fusions following TKA in patients
analyses are performed. Strong evidence supports the finding with no known contraindications.
In summary, the guideline for surgical that obese patients have less improve- There are advantages and disad-
management of OA of the knee ment in outcomes with TKA. Moder- vantages of UKA versus TKA for iso-
involved reviewing .13,000 abstracts ate evidence supports the findings that lated medial arthritis, as well as
and .1,200 full-text articles to develop patients with diabetes mellitus are at a tourniquet usage and patellar re-
38 recommendations supported by higher risk for complications and surfacing for TKA. Although limited
224 research articles meeting strin- that patients with select chronic pain evidence supports that partial arthro-
gent inclusion criteria. Each recom- conditions have less improvement plasty may be used to decrease the risk
mendation is based on a systematic in patient-reported outcomes (PROs). of deep vein thrombosis and manipu-
review of the research literature Limited evidence supports the findings lation under anesthesia, moderate
related to its topic which resulted in that patients with depression and/or evidence supports that TKA may be
14 recommendations classified as anxiety have less improvement in used to decrease the number of revi-
Strong, 14 as Moderate, and 10 as PROs, patients with cirrhosis and sion surgeries. Regarding tourniquet
Limited. Strength of recommendation hepatitis C are at a higher risk of usage, moderate evidence supports
is assigned based on the quality of the complications, and supervised exercise that a tourniquet decreases intra-
supporting evidence. before TKA may improve pain and operative blood loss, strong evidence
physical function after surgery. Mod- supports that its use increases short-
erate evidence supports that a delay of term postoperative pain, and limited
Overview 8 months prior to TKA does not evidence supports that its use
worsen outcomes. These findings, decreases short-term postoperative
To best impact patient care, pertinent when considered together, support the function. Although strong evidence
highlights and limitations of the guide- practice of optimizing the patient pre- shows no difference in pain or func-
line recommendations are described so operatively when appropriate. For tion with or without patellar re-
that they may be used in the appropri- example, it is considered reasonable to surfacing in TKA, moderate evidence
ate context of the supporting evidence. delay surgery for up to 8 months to supports that patellar resurfacing in
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
AAOS Clinical Practice Guideline Summary: Surgical Management of Osteoarthritis of the Knee
TKA may decrease cumulative revi- conventional instrumentation for exercise program during the late stage
sion surgeries after 5 years. Although TKA because there is no difference in (.2 months) after TKA to improve
these paired recommendations seem the rate of transfusions or complica- physical function.
to be contradictory, they demonstrate tions. This wording is different than In summary, this guideline is meant
that best evidence supports different that seen in previous AAOS CPGs and to elevate and standardize the current
outcomes depending on the interven- reflects the 2013 CPG process update. level of surgical care of patients with
tion. Surgeons should use their judg- In cases where an intervention, such as OA of the knee and stimulate addi-
ment and patient preferences and surgical navigation, is an additive tional research where there is cur-
values in determining the most procedure or technology, the wording rently a deficit or where experience
appropriate surgical management. “. . .evidence supports not using. . .” is and evidence are not in agreement.
No findings show a strong advantage employed to convey that the additive The CPG is a document that captures
regarding cruciate-substitution design, procedure or technology adds no best surgical treatment evidence as of
style of tibial component, or type of benefit and should be avoided. January 27, 2015. New data will
fixation. Strong evidence supports no Drains, CPM, cryotherapy devices, undoubtedly emerge over time that
difference in outcomes or complica- and antibiotic-loaded bone cement are clinicians will need to evaluate in
tions between posterior-stabilized and not supported. Strong evidence sup- order to adjust and optimize ongoing
posterior cruciate-retaining arthro- ports not using a drain with TKA care for their patients.
plasty designs. Strong evidence sup- because there is no difference in the rate The recommendations in this guide-
ports use of either all-polyethylene or of complications or outcomes. Like- line are not intended to be a fixed
modular tibial components in knee ar- wise, strong evidence supports that the protocol, and as with all evidence-
throplasty because of no difference in use of CPM after knee arthroplasty based recommendations, practitioners
outcomes. Strong evidence supports does not improve outcomes. Moderate must also rely on their clinical judg-
either cemented or noncemented tibial evidence supports that the use of cryo- ment and experience as well as their
component fixation in TKA because of therapy devices after knee arthroplasty patients’ preferences and values when
similar functional outcomes and rates does not improve outcomes. Limited making treatment decisions.
of complications and revision surger- evidence does not support the routine
ies. Moderate evidence supports the use of antibiotic-loaded bone cement in
use of either cemented femoral and primary TKA. Although there are times Recommendations
tibial components or noncemented when these interventions are appro-
femoral and tibial components in knee priate, this information will be dis- This summary of recommendations
arthroplasty because of similar rates of cussed in the rationale section of each of the AAOS Surgical Management
complications and revision surgeries. recommendation. of Osteoarthritis of the Knee:
Moderate evidence supports the use of Early postoperative mobilization Evidence-based Guideline contains a
either cementing all components or the and preoperative and postoperative list of the evidence-based treatment
use of hybrid fixation (ie, noncemented physical therapy are helpful to achieve and postoperative rehabilitation rec-
femoral component) in TKA because the best outcomes. Strong evidence ommendations. Discussion of how
of similar functional outcomes and supports that rehabilitation started on each recommendation was developed
rates of complications and revision the day of TKA reduces the length of and the complete evidence report are
surgeries. Limited evidence supports stay in the hospital. Moderate evi- contained in the full guideline at
the use of either all noncemented dence supports that rehabilitation www.orthoguidelines.org. Readers
components or hybrid fixation (ie, started on the day of TKA, compared are urged to consult the full guideline
noncemented femoral component) in with rehabilitation started on post- for the comprehensive evaluation of
TKA because of similar rates of com- operative day 1, reduces pain and the available scientific studies. The
plications and revision surgeries. improves function. Moderate evidence recommendations were established
The use of navigation or PSI for supports that initiation of a supervised using methods of evidence-based
routine TKA shows no demonstrable exercise program during the first 2 medicine that rigorously control for
advantage. Strong evidence supports months after TKA improves physical bias, enhance transparency, and
not using intraoperative navigation or function. Limited evidence supports promote reproducibility.
PSI in TKA because no differences in that a supervised exercise program This summary of recommendations
outcomes or complications have been initiated during the first 2 months after is not intended to stand alone. Med-
shown compared with conventional TKA decreases pain. Limited evidence ical care should be based on evidence,
instrumentation. Moderate evidence supports that selected patients might a physician’s expert judgment, and
supports not using PSI compared with be referred to an intensive supervised the patient’s circumstances, values,
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
Brian J. McGrory, MD, MS, et al
preferences, and rights. For treatment Cirrhosis/Hepatitis C as a Tourniquet Use and Blood
procedures to provide benefit, mutual Risk Factor Loss Reduction
collaboration with shared decision-
Limited evidence supports that Moderate evidence supports that the
making between the patient and phy-
patients with cirrhosis or hepatitis C use of a tourniquet in TKA decreases
sician/allied healthcare provider is
are at a higher risk for complications intraoperative blood loss.
essential.
with TKA. Strength of recommendation:
A Strong recommendation means
Strength of recommendation: Moderate.
that the quality of the supporting evi-
Limited.
dence is high. A Moderate recom-
mendation means that the benefits Tourniquet Use and
exceed the potential harm (or that the Preoperative Physical Postoperative Pain
potential harm clearly exceeds the Therapy Reduction
benefits in the case of a negative rec- Limited evidence supports that Strong evidence supports that the use
ommendation), but the quality/appli- supervised exercise before TKA of a tourniquet in TKA increases
cability of the supporting evidence is might improve pain and physical short-term postoperative pain.
not as strong. A Limited recommen- function after surgery. Strength of recommendation: Strong.
dation means that there is a lack of Strength of recommendation:
compelling evidence that has resulted Limited. Tourniquet Use and
in an unclear balance between benefits Postoperative Function
and potential harm. Delay Total Knee Arthroplasty Limited evidence supports that the
Moderate evidence supports that a use of a tourniquet in TKA decreases
Body Mass Index as a Risk delay of 8 months prior to TKA does short-term postoperative function.
Factor not worsen outcomes. Strength of recommendation:
Strong evidence supports that obese Strength of recommendation: Limited.
patients have less improvement in Moderate.
outcomes with TKA. Tranexamic Acid
Strength of recommendation: Strong. Periarticular Local Strong evidence supports that treat-
Anesthetic Infiltration ment with tranexamic acid decreases
Diabetes as a Risk Factor Strong evidence supports the use of postoperative blood loss and reduces
Moderate evidence supports that periarticular local anesthetic infiltra- the necessity of postoperative trans-
patients with diabetes are at a higher tion compared with placebo in TKA fusions following TKA in patients
risk for complications with TKA. to decrease pain and opioid use. with no known contraindications.
Strength of recommendation: Strength of recommendation: Strength of recommendation:
Moderate. Strong. Strong.
Chronic Pain as a Risk Factor Peripheral Nerve Blockade Antibiotic Bone Cement
Moderate evidence supports that Strong evidence supports that Limited evidence does not support
patients with select chronic pain peripheral nerve blockade for TKA the routine use of antibiotic bone
conditions have less improvement in decreases postoperative pain and cement for primary TKA.
PROs with TKA. opioid requirements. Strength of recommendation:
Strength of recommendation: Strength of recommendation: Limited.
Moderate. Strong.
Cruciate-retaining
Depression/Anxiety as a Risk Neuraxial Anesthesia Arthroplasty
Factor Moderate evidence supports that Strong evidence supports no differ-
Limited evidence supports that neuraxial anesthesia may be used in ence in outcomes or complications
patients with depression and/or anx- TKA to improve select perioperative between posterior-stabilized and
iety symptoms have less improve- outcomes and complication rates posterior cruciate-retaining arthro-
ment in PROs with TKA. compared with general anesthesia. plasty designs.
Strength of recommendation: Strength of recommendation: Strength of recommendation:
Limited. Moderate. Strong.
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
AAOS Clinical Practice Guideline Summary: Surgical Management of Osteoarthritis of the Knee
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
Brian J. McGrory, MD, MS, et al
Strong evidence supports that reha- Limited evidence supports that 7. Ethgen O, Bruyère O, Richy F, Dardennes C,
bilitation started on the day of TKA selected patients might be referred to Reginster JY: Health-related quality of life in
total hip and total knee arthroplasty: A
reduces the length of hospital stay. an intensive supervised exercise pro- qualitative and systematic review of the
Strength of recommendation: gram during late-stage postoperative literature. J Bone Joint Surg Am 2004;86-A
TKA to improve physical function. (5):963-974.
Strong.
Strength of Recommendation: 8. Maradit Kremers H, Larson DR,
Crowson CS, et al: Prevalence of total hip
Postoperative Mobilization: Limited. and knee replacement in the United States. J
Pain and Function Bone Joint Surg Am 2015;97(17):1386-1397
10.2106/JBJS.N.01141.
Moderate evidence supports that References 9. American Academy of Orthopaedic Surgeons:
rehabilitation started on the day of Treatment of Osteoarthritis of the Knee:
TKA compared with rehabilitation References printed in bold type are Evidence-based Guideline, ed 2. http://www.
aaos.org/research/guidelines/Treatmentof
started on postoperative day 1 those published within the past 5 OsteoarthritisoftheKneeGuideline.pdf.
reduces pain and improves function. years. Published May 18, 2013.
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.